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Forensic Odontology

Forensic OdontologyPrinciples and Practice

EditEd by

Jane A TaylorFaculty of Health and Medicine

University of Newcastle

Australia

Jules A Kieser (Deceased)Faculty of dentistry

University of Otago

New Zealand

this edition first published 2016 copy 2016 by John Wiley amp Sons Ltd

Registered OfficeJohn Wiley amp Sons Ltd the Atrium Southern Gate Chichester West Sussex PO19 8SQ UK

Editorial Offices9600 Garsington Road Oxford OX4 2dQ UKthe Atrium Southern Gate Chichester West Sussex PO19 8SQ UK111 River Street Hoboken NJ 07030‐5774 USA

For details of our global editorial offices for customer services and for information about how to apply for permission to reuse the copyright material in this book please see our website at wwwwileycomwiley‐blackwell

the right of the author to be identified as the author of this work has been asserted in accordance with the UK Copyright designs and Patents Act 1988

All rights reserved No part of this publication may be reproduced stored in a retrieval system or transmitted in any form or by any means electronic mechanical photocopying recording or otherwise except as permitted by the UK Copyright designs and Patents Act 1988 without the prior permission of the publisher

designations used by companies to distinguish their products are often claimed as trademarks All brand names and product names used in this book are trade names service marks trademarks or registered trademarks of their respective owners the publisher is not associated with any product or vendor mentioned in this book

Limit of Liabilitydisclaimer of Warranty While the publisher and author(s) have used their best efforts in preparing this book they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose it is sold on the understanding that the publisher is not engaged in rendering professional services and neither the publisher nor the author shall be liable for damages arising herefrom if professional advice or other expert assistance is required the services of a competent professional should be sought

Library of Congress Cataloging‐in‐Publication Data

Forensic odontology (taylor)Forensic odontology principles and practice edited by Jane taylor Jules Kieser p cm includes bibliographical references and index iSbN 978‐1‐118‐86444‐9 (cloth)i taylor Jane (Jane A) editor ii Kieser Jules (Jules A) editor iii title [dNLM 1 Forensic dentistry W 705] RA1062 614prime18ndashdc23

2015029796

A catalogue record for this book is available from the british Library

Wiley also publishes its books in a variety of electronic formats Some content that appears in print may not be available in electronic books

Set in 9513pt Meridien by SPi Global Pondicherry india

1 2016

v

Contents

Contributors xiv

Dedications xvi

Preface xviii

1 Foundation knowledge in forensic odontology 1Jules A Kieser Jane A Taylor Zaf Khouri and Maurice Churton

Introduction 1

A short history of forensic odontology 2

Forensic odontology in Australia 5

Forensic odontology in New Zealand 10

Working as an odontologist 19

References 20

2 Jurisprudence and forensic practice 23David L Ranson

Legal systems and the healthcare community 23

Types of law 28

The coronial system 32

The investigators within the coronerrsquos jurisdiction 38

Court procedures and the expert medical witness 41

Long‐term preparation 48

Medium‐term preparation 48

Short‐term preparation 49

Logistics of appearing as a witness 49

Refreshing memory 50

Revision of medical knowledge 51

Medico‐legal analysis 52

Pre‐trial conference 52

Entering the court 53

Conversations outside the court 53

Appearance and behaviour 54

Report writing 57

Reference 63

Recommended reading 63

vi Contents

3 Anatomy and morphology 64Mark Leedham and Erin F Hutchinson

Dental anatomy and morphology 64

Morphogenetic fields 65

Additional teeth 66

Hypodontia 70

Shape anomalies 72

Peg lateral incisors 72

General head and neck anatomy 73

Temporomandibular joint (TMJ) 73

Infratemporal fossa 74

Pterygopalatine fossa 74

Mandibular nerve 75

Salivary glands 75

Oral cavity 76

Blood supply and lymphatic drainage of

the orodental tissues 77

Osteology of the juvenile and adult craniofacial complex 77

Neurocranium 77

Frontal bone 80

Parietal bone 84

Occipital bone 86

Temporal bone 95

Sphenoid bone 103

Viscerocranium 110

Zygomatic bone 110

Lacrimal bone 113

Ethmoid bone 114

Inferior nasal concha 116

Vomer bone 117

Nasal bone 119

Maxilla 119

Palatine 125

Mandible 126

References 130

4 Forensic pathology 134David L Ranson and Norman Firth

The role of the forensic pathologist 134

The medico‐legal autopsy 135

Post‐mortem changes in the deceased 139

Decomposition 140

Contents vii

Radiological examination 140

External examination 141

Head 142

Trunk 143

Limbs 143

Internal examination 144

The face head and neck 145

The thorax 151

The abdomen and pelvis 153

The genitalia 154

The limbs 154

Post‐autopsy procedures 154

Injuries 155

Classification of injuries 156

Injury interpretation 164

Injury and cause of death 165

References 166

Recommended reading 166

5 Human identification 167Stephen Knott

Human identification 167

We have the right to our name when we die 167

Methods of identification 168

Human dentition 169

Teeth the last tissue to disintegrate 169

Role of the primary identifiers 171

Visual 171

Fingerprints 171

DNA 172

Medical and anthropological 173

Ante‐mortem dental data 173

Dental records or dental data 174

Dental prostheses 175

Oral implants 176

Orthodontics 176

Radiographic images facial sinuses and anatomical

features within the bone 176

Superimposition 178

Facial reconstruction 179

Standards for acceptance of identification 181

References 183

viii Contents

6 Mortuary techniques 185Alain G Middleton

The dental post‐mortem 185

What is the purpose of the dental post‐mortem 185

Components of a dental post‐mortem 186

Location 186

Facilities 186

Equipment ndash basic requirements 186

Ventilation 186

Lighting 187

Examination table 187

Oral health and safety ndash personal protection 187

Head hair 187

Face 187

Hands 188

Body covering 188

Footwear 188

lsquoTools of the tradersquo 188

Photography 189

Capture device (camera and lenses) and media 189

Producing and processing images 189

Organising images 190

Using images 190

Backup 190

Archiving 190

Depth of field 191

Fragments and single teeth 191

Radiographic equipment 192

CT scanning equipment 192

Teeth for DNA analysis 192

The lsquowhat and howrsquo 193

Organisation 193

Permissions 193

Examination and recording of the findings 195

The investigative examination 196

The identification examination 196

Detail 196

Written observations and charting 197

Recording of the findings 197

Stress 197

Legibility 197

Language 197

Errors 198

Contents ix

Abbreviations 198

Transcription 198

Charting 198

Clinical notes 198

Radiographic 199

Tissue thicknesses 199

Fragments and single teeth 199

Radiation safety 199

Photographic 199

Impressions 200

Age estimation 200

Condition of the remains 200

Complete body or a partial set of remains 200

Incomplete andor fragmented 201

Are all the teeth and bone sections present 201

Skeletal remains 201

Incinerated remains 201

Decomposed remains 202

Mummification 203

Immersion 203

Procedure ndash putting it all together 203

Initial examination 203

Photographic and radiographic examination 204

Access and reflection 204

Intact skulls and mandible 204

Fragmented skulls and mandible 205

Reflection technique 205

Floor of the mouth and tongue 205

Access the maxilla and the oral cavity 206

Resection 206

Bite mark and other pattern recording 206

Reporting recording of results 207

Reports 207

Summary 208

Reference 208

7 Age assessment 209Richard Bassed Jeremy Graham and Jane A Taylor

Introduction 209

Some history of age assessment 211

A brief review of dental development 212

Developments in dental‐age assessment 214

Current age‐estimation methods 215

x Contents

Australasian specific research in dental age estimation 217

Concluding remarks 221

References 224

8 Bite marks 228Alex Forrest and Alistair Soon

Introduction 228

Describing bite marks 229

Bite marks are physical evidence 229

Class characteristics 230

Individual characteristics 230

Anatomical locations of bite marks 231

Types of bite marks 231

Not everything is a bite mark 234

Conclusions based on the description of the injury 234

The process of biting and how it relates to bite marks 235

The individuality of the dentition and its transfer

to the bite mark 236

The individuality of the human dentition 236

Accuracy of transfer of dental features to bitten tissues 237

Imaging in bite mark cases 238

Avoiding distortions due to perspective 239

Avoiding distortions due to parallax 241

Photographic lighting 241

File format for image files 245

Using alternative light sources 245

Imaging the dental casts for comparison 245

A note on the use of the ABFO No 2 bite mark scale 248

Undertaking the case 249

Case selection 250

The clinical appointments 250

Bite mark analysis 257

Bite mark comparison 266

Presenting bite mark evidence in court 273

Sources of potential distortion and error in

bite mark cases 275

Distortions due to tissue properties and movement

of a bitten body part 275

Distortions due to evidence collection 276

Distortions due to poor imaging 276

Potentially controllable variables 277

Potentially uncontrollable variables 277

Limitations of bite mark analysis and reporting the

outcomes of bite mark comparisons 277

Contents xi

Can we determine the age of the biter from the injury arch

dimensions 279

Can we visually age bite marks 280

Swabbing for DNA 280

Materials required 281

Method 281

Conclusion 281

Future directions 282

References 283

9 Forensic odontology in disaster victim identification 286Hugh G Trengrove

Disasters and disaster planning 286

Disaster victim identification 287

DVI planning and organisation 288

DVI and forensic odontology 290

Forensic odontology DVI planning 291

DVI operations 296

DVI documentation 297

Health and safety during DVI operations 297

DVI phase 1 the Scene phase 298

The role of the forensic odontologist at the scene 299

Human remains at the scene 299

Recovery of remains 301

DVI phase 2 the Post‐mortem phase 310

Mortuary 311

Post‐mortem process 311

Personal property and effects documentation 314

Skin friction ridge analysis 314

Forensic pathology examination 314

Post‐mortem radiography 315

Post‐mortem DNA 316

Anthropology 316

Post‐mortem odontology examination 316

Radiology and photography 318

Teeth for DNA 319

Age assessment 320

Odontology quality review 320

Staffing in the mortuary 321

Equipment and PPE in the mortuary 321

DVI phase 3 the Ante‐mortem phase 323

Missing persons database (list) 323

Ante‐mortem data collection 323

Ante‐mortem skin friction ridge records 324

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Forensic Odontology

Forensic OdontologyPrinciples and Practice

EditEd by

Jane A TaylorFaculty of Health and Medicine

University of Newcastle

Australia

Jules A Kieser (Deceased)Faculty of dentistry

University of Otago

New Zealand

this edition first published 2016 copy 2016 by John Wiley amp Sons Ltd

Registered OfficeJohn Wiley amp Sons Ltd the Atrium Southern Gate Chichester West Sussex PO19 8SQ UK

Editorial Offices9600 Garsington Road Oxford OX4 2dQ UKthe Atrium Southern Gate Chichester West Sussex PO19 8SQ UK111 River Street Hoboken NJ 07030‐5774 USA

For details of our global editorial offices for customer services and for information about how to apply for permission to reuse the copyright material in this book please see our website at wwwwileycomwiley‐blackwell

the right of the author to be identified as the author of this work has been asserted in accordance with the UK Copyright designs and Patents Act 1988

All rights reserved No part of this publication may be reproduced stored in a retrieval system or transmitted in any form or by any means electronic mechanical photocopying recording or otherwise except as permitted by the UK Copyright designs and Patents Act 1988 without the prior permission of the publisher

designations used by companies to distinguish their products are often claimed as trademarks All brand names and product names used in this book are trade names service marks trademarks or registered trademarks of their respective owners the publisher is not associated with any product or vendor mentioned in this book

Limit of Liabilitydisclaimer of Warranty While the publisher and author(s) have used their best efforts in preparing this book they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose it is sold on the understanding that the publisher is not engaged in rendering professional services and neither the publisher nor the author shall be liable for damages arising herefrom if professional advice or other expert assistance is required the services of a competent professional should be sought

Library of Congress Cataloging‐in‐Publication Data

Forensic odontology (taylor)Forensic odontology principles and practice edited by Jane taylor Jules Kieser p cm includes bibliographical references and index iSbN 978‐1‐118‐86444‐9 (cloth)i taylor Jane (Jane A) editor ii Kieser Jules (Jules A) editor iii title [dNLM 1 Forensic dentistry W 705] RA1062 614prime18ndashdc23

2015029796

A catalogue record for this book is available from the british Library

Wiley also publishes its books in a variety of electronic formats Some content that appears in print may not be available in electronic books

Set in 9513pt Meridien by SPi Global Pondicherry india

1 2016

v

Contents

Contributors xiv

Dedications xvi

Preface xviii

1 Foundation knowledge in forensic odontology 1Jules A Kieser Jane A Taylor Zaf Khouri and Maurice Churton

Introduction 1

A short history of forensic odontology 2

Forensic odontology in Australia 5

Forensic odontology in New Zealand 10

Working as an odontologist 19

References 20

2 Jurisprudence and forensic practice 23David L Ranson

Legal systems and the healthcare community 23

Types of law 28

The coronial system 32

The investigators within the coronerrsquos jurisdiction 38

Court procedures and the expert medical witness 41

Long‐term preparation 48

Medium‐term preparation 48

Short‐term preparation 49

Logistics of appearing as a witness 49

Refreshing memory 50

Revision of medical knowledge 51

Medico‐legal analysis 52

Pre‐trial conference 52

Entering the court 53

Conversations outside the court 53

Appearance and behaviour 54

Report writing 57

Reference 63

Recommended reading 63

vi Contents

3 Anatomy and morphology 64Mark Leedham and Erin F Hutchinson

Dental anatomy and morphology 64

Morphogenetic fields 65

Additional teeth 66

Hypodontia 70

Shape anomalies 72

Peg lateral incisors 72

General head and neck anatomy 73

Temporomandibular joint (TMJ) 73

Infratemporal fossa 74

Pterygopalatine fossa 74

Mandibular nerve 75

Salivary glands 75

Oral cavity 76

Blood supply and lymphatic drainage of

the orodental tissues 77

Osteology of the juvenile and adult craniofacial complex 77

Neurocranium 77

Frontal bone 80

Parietal bone 84

Occipital bone 86

Temporal bone 95

Sphenoid bone 103

Viscerocranium 110

Zygomatic bone 110

Lacrimal bone 113

Ethmoid bone 114

Inferior nasal concha 116

Vomer bone 117

Nasal bone 119

Maxilla 119

Palatine 125

Mandible 126

References 130

4 Forensic pathology 134David L Ranson and Norman Firth

The role of the forensic pathologist 134

The medico‐legal autopsy 135

Post‐mortem changes in the deceased 139

Decomposition 140

Contents vii

Radiological examination 140

External examination 141

Head 142

Trunk 143

Limbs 143

Internal examination 144

The face head and neck 145

The thorax 151

The abdomen and pelvis 153

The genitalia 154

The limbs 154

Post‐autopsy procedures 154

Injuries 155

Classification of injuries 156

Injury interpretation 164

Injury and cause of death 165

References 166

Recommended reading 166

5 Human identification 167Stephen Knott

Human identification 167

We have the right to our name when we die 167

Methods of identification 168

Human dentition 169

Teeth the last tissue to disintegrate 169

Role of the primary identifiers 171

Visual 171

Fingerprints 171

DNA 172

Medical and anthropological 173

Ante‐mortem dental data 173

Dental records or dental data 174

Dental prostheses 175

Oral implants 176

Orthodontics 176

Radiographic images facial sinuses and anatomical

features within the bone 176

Superimposition 178

Facial reconstruction 179

Standards for acceptance of identification 181

References 183

viii Contents

6 Mortuary techniques 185Alain G Middleton

The dental post‐mortem 185

What is the purpose of the dental post‐mortem 185

Components of a dental post‐mortem 186

Location 186

Facilities 186

Equipment ndash basic requirements 186

Ventilation 186

Lighting 187

Examination table 187

Oral health and safety ndash personal protection 187

Head hair 187

Face 187

Hands 188

Body covering 188

Footwear 188

lsquoTools of the tradersquo 188

Photography 189

Capture device (camera and lenses) and media 189

Producing and processing images 189

Organising images 190

Using images 190

Backup 190

Archiving 190

Depth of field 191

Fragments and single teeth 191

Radiographic equipment 192

CT scanning equipment 192

Teeth for DNA analysis 192

The lsquowhat and howrsquo 193

Organisation 193

Permissions 193

Examination and recording of the findings 195

The investigative examination 196

The identification examination 196

Detail 196

Written observations and charting 197

Recording of the findings 197

Stress 197

Legibility 197

Language 197

Errors 198

Contents ix

Abbreviations 198

Transcription 198

Charting 198

Clinical notes 198

Radiographic 199

Tissue thicknesses 199

Fragments and single teeth 199

Radiation safety 199

Photographic 199

Impressions 200

Age estimation 200

Condition of the remains 200

Complete body or a partial set of remains 200

Incomplete andor fragmented 201

Are all the teeth and bone sections present 201

Skeletal remains 201

Incinerated remains 201

Decomposed remains 202

Mummification 203

Immersion 203

Procedure ndash putting it all together 203

Initial examination 203

Photographic and radiographic examination 204

Access and reflection 204

Intact skulls and mandible 204

Fragmented skulls and mandible 205

Reflection technique 205

Floor of the mouth and tongue 205

Access the maxilla and the oral cavity 206

Resection 206

Bite mark and other pattern recording 206

Reporting recording of results 207

Reports 207

Summary 208

Reference 208

7 Age assessment 209Richard Bassed Jeremy Graham and Jane A Taylor

Introduction 209

Some history of age assessment 211

A brief review of dental development 212

Developments in dental‐age assessment 214

Current age‐estimation methods 215

x Contents

Australasian specific research in dental age estimation 217

Concluding remarks 221

References 224

8 Bite marks 228Alex Forrest and Alistair Soon

Introduction 228

Describing bite marks 229

Bite marks are physical evidence 229

Class characteristics 230

Individual characteristics 230

Anatomical locations of bite marks 231

Types of bite marks 231

Not everything is a bite mark 234

Conclusions based on the description of the injury 234

The process of biting and how it relates to bite marks 235

The individuality of the dentition and its transfer

to the bite mark 236

The individuality of the human dentition 236

Accuracy of transfer of dental features to bitten tissues 237

Imaging in bite mark cases 238

Avoiding distortions due to perspective 239

Avoiding distortions due to parallax 241

Photographic lighting 241

File format for image files 245

Using alternative light sources 245

Imaging the dental casts for comparison 245

A note on the use of the ABFO No 2 bite mark scale 248

Undertaking the case 249

Case selection 250

The clinical appointments 250

Bite mark analysis 257

Bite mark comparison 266

Presenting bite mark evidence in court 273

Sources of potential distortion and error in

bite mark cases 275

Distortions due to tissue properties and movement

of a bitten body part 275

Distortions due to evidence collection 276

Distortions due to poor imaging 276

Potentially controllable variables 277

Potentially uncontrollable variables 277

Limitations of bite mark analysis and reporting the

outcomes of bite mark comparisons 277

Contents xi

Can we determine the age of the biter from the injury arch

dimensions 279

Can we visually age bite marks 280

Swabbing for DNA 280

Materials required 281

Method 281

Conclusion 281

Future directions 282

References 283

9 Forensic odontology in disaster victim identification 286Hugh G Trengrove

Disasters and disaster planning 286

Disaster victim identification 287

DVI planning and organisation 288

DVI and forensic odontology 290

Forensic odontology DVI planning 291

DVI operations 296

DVI documentation 297

Health and safety during DVI operations 297

DVI phase 1 the Scene phase 298

The role of the forensic odontologist at the scene 299

Human remains at the scene 299

Recovery of remains 301

DVI phase 2 the Post‐mortem phase 310

Mortuary 311

Post‐mortem process 311

Personal property and effects documentation 314

Skin friction ridge analysis 314

Forensic pathology examination 314

Post‐mortem radiography 315

Post‐mortem DNA 316

Anthropology 316

Post‐mortem odontology examination 316

Radiology and photography 318

Teeth for DNA 319

Age assessment 320

Odontology quality review 320

Staffing in the mortuary 321

Equipment and PPE in the mortuary 321

DVI phase 3 the Ante‐mortem phase 323

Missing persons database (list) 323

Ante‐mortem data collection 323

Ante‐mortem skin friction ridge records 324

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Forensic OdontologyPrinciples and Practice

EditEd by

Jane A TaylorFaculty of Health and Medicine

University of Newcastle

Australia

Jules A Kieser (Deceased)Faculty of dentistry

University of Otago

New Zealand

this edition first published 2016 copy 2016 by John Wiley amp Sons Ltd

Registered OfficeJohn Wiley amp Sons Ltd the Atrium Southern Gate Chichester West Sussex PO19 8SQ UK

Editorial Offices9600 Garsington Road Oxford OX4 2dQ UKthe Atrium Southern Gate Chichester West Sussex PO19 8SQ UK111 River Street Hoboken NJ 07030‐5774 USA

For details of our global editorial offices for customer services and for information about how to apply for permission to reuse the copyright material in this book please see our website at wwwwileycomwiley‐blackwell

the right of the author to be identified as the author of this work has been asserted in accordance with the UK Copyright designs and Patents Act 1988

All rights reserved No part of this publication may be reproduced stored in a retrieval system or transmitted in any form or by any means electronic mechanical photocopying recording or otherwise except as permitted by the UK Copyright designs and Patents Act 1988 without the prior permission of the publisher

designations used by companies to distinguish their products are often claimed as trademarks All brand names and product names used in this book are trade names service marks trademarks or registered trademarks of their respective owners the publisher is not associated with any product or vendor mentioned in this book

Limit of Liabilitydisclaimer of Warranty While the publisher and author(s) have used their best efforts in preparing this book they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose it is sold on the understanding that the publisher is not engaged in rendering professional services and neither the publisher nor the author shall be liable for damages arising herefrom if professional advice or other expert assistance is required the services of a competent professional should be sought

Library of Congress Cataloging‐in‐Publication Data

Forensic odontology (taylor)Forensic odontology principles and practice edited by Jane taylor Jules Kieser p cm includes bibliographical references and index iSbN 978‐1‐118‐86444‐9 (cloth)i taylor Jane (Jane A) editor ii Kieser Jules (Jules A) editor iii title [dNLM 1 Forensic dentistry W 705] RA1062 614prime18ndashdc23

2015029796

A catalogue record for this book is available from the british Library

Wiley also publishes its books in a variety of electronic formats Some content that appears in print may not be available in electronic books

Set in 9513pt Meridien by SPi Global Pondicherry india

1 2016

v

Contents

Contributors xiv

Dedications xvi

Preface xviii

1 Foundation knowledge in forensic odontology 1Jules A Kieser Jane A Taylor Zaf Khouri and Maurice Churton

Introduction 1

A short history of forensic odontology 2

Forensic odontology in Australia 5

Forensic odontology in New Zealand 10

Working as an odontologist 19

References 20

2 Jurisprudence and forensic practice 23David L Ranson

Legal systems and the healthcare community 23

Types of law 28

The coronial system 32

The investigators within the coronerrsquos jurisdiction 38

Court procedures and the expert medical witness 41

Long‐term preparation 48

Medium‐term preparation 48

Short‐term preparation 49

Logistics of appearing as a witness 49

Refreshing memory 50

Revision of medical knowledge 51

Medico‐legal analysis 52

Pre‐trial conference 52

Entering the court 53

Conversations outside the court 53

Appearance and behaviour 54

Report writing 57

Reference 63

Recommended reading 63

vi Contents

3 Anatomy and morphology 64Mark Leedham and Erin F Hutchinson

Dental anatomy and morphology 64

Morphogenetic fields 65

Additional teeth 66

Hypodontia 70

Shape anomalies 72

Peg lateral incisors 72

General head and neck anatomy 73

Temporomandibular joint (TMJ) 73

Infratemporal fossa 74

Pterygopalatine fossa 74

Mandibular nerve 75

Salivary glands 75

Oral cavity 76

Blood supply and lymphatic drainage of

the orodental tissues 77

Osteology of the juvenile and adult craniofacial complex 77

Neurocranium 77

Frontal bone 80

Parietal bone 84

Occipital bone 86

Temporal bone 95

Sphenoid bone 103

Viscerocranium 110

Zygomatic bone 110

Lacrimal bone 113

Ethmoid bone 114

Inferior nasal concha 116

Vomer bone 117

Nasal bone 119

Maxilla 119

Palatine 125

Mandible 126

References 130

4 Forensic pathology 134David L Ranson and Norman Firth

The role of the forensic pathologist 134

The medico‐legal autopsy 135

Post‐mortem changes in the deceased 139

Decomposition 140

Contents vii

Radiological examination 140

External examination 141

Head 142

Trunk 143

Limbs 143

Internal examination 144

The face head and neck 145

The thorax 151

The abdomen and pelvis 153

The genitalia 154

The limbs 154

Post‐autopsy procedures 154

Injuries 155

Classification of injuries 156

Injury interpretation 164

Injury and cause of death 165

References 166

Recommended reading 166

5 Human identification 167Stephen Knott

Human identification 167

We have the right to our name when we die 167

Methods of identification 168

Human dentition 169

Teeth the last tissue to disintegrate 169

Role of the primary identifiers 171

Visual 171

Fingerprints 171

DNA 172

Medical and anthropological 173

Ante‐mortem dental data 173

Dental records or dental data 174

Dental prostheses 175

Oral implants 176

Orthodontics 176

Radiographic images facial sinuses and anatomical

features within the bone 176

Superimposition 178

Facial reconstruction 179

Standards for acceptance of identification 181

References 183

viii Contents

6 Mortuary techniques 185Alain G Middleton

The dental post‐mortem 185

What is the purpose of the dental post‐mortem 185

Components of a dental post‐mortem 186

Location 186

Facilities 186

Equipment ndash basic requirements 186

Ventilation 186

Lighting 187

Examination table 187

Oral health and safety ndash personal protection 187

Head hair 187

Face 187

Hands 188

Body covering 188

Footwear 188

lsquoTools of the tradersquo 188

Photography 189

Capture device (camera and lenses) and media 189

Producing and processing images 189

Organising images 190

Using images 190

Backup 190

Archiving 190

Depth of field 191

Fragments and single teeth 191

Radiographic equipment 192

CT scanning equipment 192

Teeth for DNA analysis 192

The lsquowhat and howrsquo 193

Organisation 193

Permissions 193

Examination and recording of the findings 195

The investigative examination 196

The identification examination 196

Detail 196

Written observations and charting 197

Recording of the findings 197

Stress 197

Legibility 197

Language 197

Errors 198

Contents ix

Abbreviations 198

Transcription 198

Charting 198

Clinical notes 198

Radiographic 199

Tissue thicknesses 199

Fragments and single teeth 199

Radiation safety 199

Photographic 199

Impressions 200

Age estimation 200

Condition of the remains 200

Complete body or a partial set of remains 200

Incomplete andor fragmented 201

Are all the teeth and bone sections present 201

Skeletal remains 201

Incinerated remains 201

Decomposed remains 202

Mummification 203

Immersion 203

Procedure ndash putting it all together 203

Initial examination 203

Photographic and radiographic examination 204

Access and reflection 204

Intact skulls and mandible 204

Fragmented skulls and mandible 205

Reflection technique 205

Floor of the mouth and tongue 205

Access the maxilla and the oral cavity 206

Resection 206

Bite mark and other pattern recording 206

Reporting recording of results 207

Reports 207

Summary 208

Reference 208

7 Age assessment 209Richard Bassed Jeremy Graham and Jane A Taylor

Introduction 209

Some history of age assessment 211

A brief review of dental development 212

Developments in dental‐age assessment 214

Current age‐estimation methods 215

x Contents

Australasian specific research in dental age estimation 217

Concluding remarks 221

References 224

8 Bite marks 228Alex Forrest and Alistair Soon

Introduction 228

Describing bite marks 229

Bite marks are physical evidence 229

Class characteristics 230

Individual characteristics 230

Anatomical locations of bite marks 231

Types of bite marks 231

Not everything is a bite mark 234

Conclusions based on the description of the injury 234

The process of biting and how it relates to bite marks 235

The individuality of the dentition and its transfer

to the bite mark 236

The individuality of the human dentition 236

Accuracy of transfer of dental features to bitten tissues 237

Imaging in bite mark cases 238

Avoiding distortions due to perspective 239

Avoiding distortions due to parallax 241

Photographic lighting 241

File format for image files 245

Using alternative light sources 245

Imaging the dental casts for comparison 245

A note on the use of the ABFO No 2 bite mark scale 248

Undertaking the case 249

Case selection 250

The clinical appointments 250

Bite mark analysis 257

Bite mark comparison 266

Presenting bite mark evidence in court 273

Sources of potential distortion and error in

bite mark cases 275

Distortions due to tissue properties and movement

of a bitten body part 275

Distortions due to evidence collection 276

Distortions due to poor imaging 276

Potentially controllable variables 277

Potentially uncontrollable variables 277

Limitations of bite mark analysis and reporting the

outcomes of bite mark comparisons 277

Contents xi

Can we determine the age of the biter from the injury arch

dimensions 279

Can we visually age bite marks 280

Swabbing for DNA 280

Materials required 281

Method 281

Conclusion 281

Future directions 282

References 283

9 Forensic odontology in disaster victim identification 286Hugh G Trengrove

Disasters and disaster planning 286

Disaster victim identification 287

DVI planning and organisation 288

DVI and forensic odontology 290

Forensic odontology DVI planning 291

DVI operations 296

DVI documentation 297

Health and safety during DVI operations 297

DVI phase 1 the Scene phase 298

The role of the forensic odontologist at the scene 299

Human remains at the scene 299

Recovery of remains 301

DVI phase 2 the Post‐mortem phase 310

Mortuary 311

Post‐mortem process 311

Personal property and effects documentation 314

Skin friction ridge analysis 314

Forensic pathology examination 314

Post‐mortem radiography 315

Post‐mortem DNA 316

Anthropology 316

Post‐mortem odontology examination 316

Radiology and photography 318

Teeth for DNA 319

Age assessment 320

Odontology quality review 320

Staffing in the mortuary 321

Equipment and PPE in the mortuary 321

DVI phase 3 the Ante‐mortem phase 323

Missing persons database (list) 323

Ante‐mortem data collection 323

Ante‐mortem skin friction ridge records 324

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

this edition first published 2016 copy 2016 by John Wiley amp Sons Ltd

Registered OfficeJohn Wiley amp Sons Ltd the Atrium Southern Gate Chichester West Sussex PO19 8SQ UK

Editorial Offices9600 Garsington Road Oxford OX4 2dQ UKthe Atrium Southern Gate Chichester West Sussex PO19 8SQ UK111 River Street Hoboken NJ 07030‐5774 USA

For details of our global editorial offices for customer services and for information about how to apply for permission to reuse the copyright material in this book please see our website at wwwwileycomwiley‐blackwell

the right of the author to be identified as the author of this work has been asserted in accordance with the UK Copyright designs and Patents Act 1988

All rights reserved No part of this publication may be reproduced stored in a retrieval system or transmitted in any form or by any means electronic mechanical photocopying recording or otherwise except as permitted by the UK Copyright designs and Patents Act 1988 without the prior permission of the publisher

designations used by companies to distinguish their products are often claimed as trademarks All brand names and product names used in this book are trade names service marks trademarks or registered trademarks of their respective owners the publisher is not associated with any product or vendor mentioned in this book

Limit of Liabilitydisclaimer of Warranty While the publisher and author(s) have used their best efforts in preparing this book they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose it is sold on the understanding that the publisher is not engaged in rendering professional services and neither the publisher nor the author shall be liable for damages arising herefrom if professional advice or other expert assistance is required the services of a competent professional should be sought

Library of Congress Cataloging‐in‐Publication Data

Forensic odontology (taylor)Forensic odontology principles and practice edited by Jane taylor Jules Kieser p cm includes bibliographical references and index iSbN 978‐1‐118‐86444‐9 (cloth)i taylor Jane (Jane A) editor ii Kieser Jules (Jules A) editor iii title [dNLM 1 Forensic dentistry W 705] RA1062 614prime18ndashdc23

2015029796

A catalogue record for this book is available from the british Library

Wiley also publishes its books in a variety of electronic formats Some content that appears in print may not be available in electronic books

Set in 9513pt Meridien by SPi Global Pondicherry india

1 2016

v

Contents

Contributors xiv

Dedications xvi

Preface xviii

1 Foundation knowledge in forensic odontology 1Jules A Kieser Jane A Taylor Zaf Khouri and Maurice Churton

Introduction 1

A short history of forensic odontology 2

Forensic odontology in Australia 5

Forensic odontology in New Zealand 10

Working as an odontologist 19

References 20

2 Jurisprudence and forensic practice 23David L Ranson

Legal systems and the healthcare community 23

Types of law 28

The coronial system 32

The investigators within the coronerrsquos jurisdiction 38

Court procedures and the expert medical witness 41

Long‐term preparation 48

Medium‐term preparation 48

Short‐term preparation 49

Logistics of appearing as a witness 49

Refreshing memory 50

Revision of medical knowledge 51

Medico‐legal analysis 52

Pre‐trial conference 52

Entering the court 53

Conversations outside the court 53

Appearance and behaviour 54

Report writing 57

Reference 63

Recommended reading 63

vi Contents

3 Anatomy and morphology 64Mark Leedham and Erin F Hutchinson

Dental anatomy and morphology 64

Morphogenetic fields 65

Additional teeth 66

Hypodontia 70

Shape anomalies 72

Peg lateral incisors 72

General head and neck anatomy 73

Temporomandibular joint (TMJ) 73

Infratemporal fossa 74

Pterygopalatine fossa 74

Mandibular nerve 75

Salivary glands 75

Oral cavity 76

Blood supply and lymphatic drainage of

the orodental tissues 77

Osteology of the juvenile and adult craniofacial complex 77

Neurocranium 77

Frontal bone 80

Parietal bone 84

Occipital bone 86

Temporal bone 95

Sphenoid bone 103

Viscerocranium 110

Zygomatic bone 110

Lacrimal bone 113

Ethmoid bone 114

Inferior nasal concha 116

Vomer bone 117

Nasal bone 119

Maxilla 119

Palatine 125

Mandible 126

References 130

4 Forensic pathology 134David L Ranson and Norman Firth

The role of the forensic pathologist 134

The medico‐legal autopsy 135

Post‐mortem changes in the deceased 139

Decomposition 140

Contents vii

Radiological examination 140

External examination 141

Head 142

Trunk 143

Limbs 143

Internal examination 144

The face head and neck 145

The thorax 151

The abdomen and pelvis 153

The genitalia 154

The limbs 154

Post‐autopsy procedures 154

Injuries 155

Classification of injuries 156

Injury interpretation 164

Injury and cause of death 165

References 166

Recommended reading 166

5 Human identification 167Stephen Knott

Human identification 167

We have the right to our name when we die 167

Methods of identification 168

Human dentition 169

Teeth the last tissue to disintegrate 169

Role of the primary identifiers 171

Visual 171

Fingerprints 171

DNA 172

Medical and anthropological 173

Ante‐mortem dental data 173

Dental records or dental data 174

Dental prostheses 175

Oral implants 176

Orthodontics 176

Radiographic images facial sinuses and anatomical

features within the bone 176

Superimposition 178

Facial reconstruction 179

Standards for acceptance of identification 181

References 183

viii Contents

6 Mortuary techniques 185Alain G Middleton

The dental post‐mortem 185

What is the purpose of the dental post‐mortem 185

Components of a dental post‐mortem 186

Location 186

Facilities 186

Equipment ndash basic requirements 186

Ventilation 186

Lighting 187

Examination table 187

Oral health and safety ndash personal protection 187

Head hair 187

Face 187

Hands 188

Body covering 188

Footwear 188

lsquoTools of the tradersquo 188

Photography 189

Capture device (camera and lenses) and media 189

Producing and processing images 189

Organising images 190

Using images 190

Backup 190

Archiving 190

Depth of field 191

Fragments and single teeth 191

Radiographic equipment 192

CT scanning equipment 192

Teeth for DNA analysis 192

The lsquowhat and howrsquo 193

Organisation 193

Permissions 193

Examination and recording of the findings 195

The investigative examination 196

The identification examination 196

Detail 196

Written observations and charting 197

Recording of the findings 197

Stress 197

Legibility 197

Language 197

Errors 198

Contents ix

Abbreviations 198

Transcription 198

Charting 198

Clinical notes 198

Radiographic 199

Tissue thicknesses 199

Fragments and single teeth 199

Radiation safety 199

Photographic 199

Impressions 200

Age estimation 200

Condition of the remains 200

Complete body or a partial set of remains 200

Incomplete andor fragmented 201

Are all the teeth and bone sections present 201

Skeletal remains 201

Incinerated remains 201

Decomposed remains 202

Mummification 203

Immersion 203

Procedure ndash putting it all together 203

Initial examination 203

Photographic and radiographic examination 204

Access and reflection 204

Intact skulls and mandible 204

Fragmented skulls and mandible 205

Reflection technique 205

Floor of the mouth and tongue 205

Access the maxilla and the oral cavity 206

Resection 206

Bite mark and other pattern recording 206

Reporting recording of results 207

Reports 207

Summary 208

Reference 208

7 Age assessment 209Richard Bassed Jeremy Graham and Jane A Taylor

Introduction 209

Some history of age assessment 211

A brief review of dental development 212

Developments in dental‐age assessment 214

Current age‐estimation methods 215

x Contents

Australasian specific research in dental age estimation 217

Concluding remarks 221

References 224

8 Bite marks 228Alex Forrest and Alistair Soon

Introduction 228

Describing bite marks 229

Bite marks are physical evidence 229

Class characteristics 230

Individual characteristics 230

Anatomical locations of bite marks 231

Types of bite marks 231

Not everything is a bite mark 234

Conclusions based on the description of the injury 234

The process of biting and how it relates to bite marks 235

The individuality of the dentition and its transfer

to the bite mark 236

The individuality of the human dentition 236

Accuracy of transfer of dental features to bitten tissues 237

Imaging in bite mark cases 238

Avoiding distortions due to perspective 239

Avoiding distortions due to parallax 241

Photographic lighting 241

File format for image files 245

Using alternative light sources 245

Imaging the dental casts for comparison 245

A note on the use of the ABFO No 2 bite mark scale 248

Undertaking the case 249

Case selection 250

The clinical appointments 250

Bite mark analysis 257

Bite mark comparison 266

Presenting bite mark evidence in court 273

Sources of potential distortion and error in

bite mark cases 275

Distortions due to tissue properties and movement

of a bitten body part 275

Distortions due to evidence collection 276

Distortions due to poor imaging 276

Potentially controllable variables 277

Potentially uncontrollable variables 277

Limitations of bite mark analysis and reporting the

outcomes of bite mark comparisons 277

Contents xi

Can we determine the age of the biter from the injury arch

dimensions 279

Can we visually age bite marks 280

Swabbing for DNA 280

Materials required 281

Method 281

Conclusion 281

Future directions 282

References 283

9 Forensic odontology in disaster victim identification 286Hugh G Trengrove

Disasters and disaster planning 286

Disaster victim identification 287

DVI planning and organisation 288

DVI and forensic odontology 290

Forensic odontology DVI planning 291

DVI operations 296

DVI documentation 297

Health and safety during DVI operations 297

DVI phase 1 the Scene phase 298

The role of the forensic odontologist at the scene 299

Human remains at the scene 299

Recovery of remains 301

DVI phase 2 the Post‐mortem phase 310

Mortuary 311

Post‐mortem process 311

Personal property and effects documentation 314

Skin friction ridge analysis 314

Forensic pathology examination 314

Post‐mortem radiography 315

Post‐mortem DNA 316

Anthropology 316

Post‐mortem odontology examination 316

Radiology and photography 318

Teeth for DNA 319

Age assessment 320

Odontology quality review 320

Staffing in the mortuary 321

Equipment and PPE in the mortuary 321

DVI phase 3 the Ante‐mortem phase 323

Missing persons database (list) 323

Ante‐mortem data collection 323

Ante‐mortem skin friction ridge records 324

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

v

Contents

Contributors xiv

Dedications xvi

Preface xviii

1 Foundation knowledge in forensic odontology 1Jules A Kieser Jane A Taylor Zaf Khouri and Maurice Churton

Introduction 1

A short history of forensic odontology 2

Forensic odontology in Australia 5

Forensic odontology in New Zealand 10

Working as an odontologist 19

References 20

2 Jurisprudence and forensic practice 23David L Ranson

Legal systems and the healthcare community 23

Types of law 28

The coronial system 32

The investigators within the coronerrsquos jurisdiction 38

Court procedures and the expert medical witness 41

Long‐term preparation 48

Medium‐term preparation 48

Short‐term preparation 49

Logistics of appearing as a witness 49

Refreshing memory 50

Revision of medical knowledge 51

Medico‐legal analysis 52

Pre‐trial conference 52

Entering the court 53

Conversations outside the court 53

Appearance and behaviour 54

Report writing 57

Reference 63

Recommended reading 63

vi Contents

3 Anatomy and morphology 64Mark Leedham and Erin F Hutchinson

Dental anatomy and morphology 64

Morphogenetic fields 65

Additional teeth 66

Hypodontia 70

Shape anomalies 72

Peg lateral incisors 72

General head and neck anatomy 73

Temporomandibular joint (TMJ) 73

Infratemporal fossa 74

Pterygopalatine fossa 74

Mandibular nerve 75

Salivary glands 75

Oral cavity 76

Blood supply and lymphatic drainage of

the orodental tissues 77

Osteology of the juvenile and adult craniofacial complex 77

Neurocranium 77

Frontal bone 80

Parietal bone 84

Occipital bone 86

Temporal bone 95

Sphenoid bone 103

Viscerocranium 110

Zygomatic bone 110

Lacrimal bone 113

Ethmoid bone 114

Inferior nasal concha 116

Vomer bone 117

Nasal bone 119

Maxilla 119

Palatine 125

Mandible 126

References 130

4 Forensic pathology 134David L Ranson and Norman Firth

The role of the forensic pathologist 134

The medico‐legal autopsy 135

Post‐mortem changes in the deceased 139

Decomposition 140

Contents vii

Radiological examination 140

External examination 141

Head 142

Trunk 143

Limbs 143

Internal examination 144

The face head and neck 145

The thorax 151

The abdomen and pelvis 153

The genitalia 154

The limbs 154

Post‐autopsy procedures 154

Injuries 155

Classification of injuries 156

Injury interpretation 164

Injury and cause of death 165

References 166

Recommended reading 166

5 Human identification 167Stephen Knott

Human identification 167

We have the right to our name when we die 167

Methods of identification 168

Human dentition 169

Teeth the last tissue to disintegrate 169

Role of the primary identifiers 171

Visual 171

Fingerprints 171

DNA 172

Medical and anthropological 173

Ante‐mortem dental data 173

Dental records or dental data 174

Dental prostheses 175

Oral implants 176

Orthodontics 176

Radiographic images facial sinuses and anatomical

features within the bone 176

Superimposition 178

Facial reconstruction 179

Standards for acceptance of identification 181

References 183

viii Contents

6 Mortuary techniques 185Alain G Middleton

The dental post‐mortem 185

What is the purpose of the dental post‐mortem 185

Components of a dental post‐mortem 186

Location 186

Facilities 186

Equipment ndash basic requirements 186

Ventilation 186

Lighting 187

Examination table 187

Oral health and safety ndash personal protection 187

Head hair 187

Face 187

Hands 188

Body covering 188

Footwear 188

lsquoTools of the tradersquo 188

Photography 189

Capture device (camera and lenses) and media 189

Producing and processing images 189

Organising images 190

Using images 190

Backup 190

Archiving 190

Depth of field 191

Fragments and single teeth 191

Radiographic equipment 192

CT scanning equipment 192

Teeth for DNA analysis 192

The lsquowhat and howrsquo 193

Organisation 193

Permissions 193

Examination and recording of the findings 195

The investigative examination 196

The identification examination 196

Detail 196

Written observations and charting 197

Recording of the findings 197

Stress 197

Legibility 197

Language 197

Errors 198

Contents ix

Abbreviations 198

Transcription 198

Charting 198

Clinical notes 198

Radiographic 199

Tissue thicknesses 199

Fragments and single teeth 199

Radiation safety 199

Photographic 199

Impressions 200

Age estimation 200

Condition of the remains 200

Complete body or a partial set of remains 200

Incomplete andor fragmented 201

Are all the teeth and bone sections present 201

Skeletal remains 201

Incinerated remains 201

Decomposed remains 202

Mummification 203

Immersion 203

Procedure ndash putting it all together 203

Initial examination 203

Photographic and radiographic examination 204

Access and reflection 204

Intact skulls and mandible 204

Fragmented skulls and mandible 205

Reflection technique 205

Floor of the mouth and tongue 205

Access the maxilla and the oral cavity 206

Resection 206

Bite mark and other pattern recording 206

Reporting recording of results 207

Reports 207

Summary 208

Reference 208

7 Age assessment 209Richard Bassed Jeremy Graham and Jane A Taylor

Introduction 209

Some history of age assessment 211

A brief review of dental development 212

Developments in dental‐age assessment 214

Current age‐estimation methods 215

x Contents

Australasian specific research in dental age estimation 217

Concluding remarks 221

References 224

8 Bite marks 228Alex Forrest and Alistair Soon

Introduction 228

Describing bite marks 229

Bite marks are physical evidence 229

Class characteristics 230

Individual characteristics 230

Anatomical locations of bite marks 231

Types of bite marks 231

Not everything is a bite mark 234

Conclusions based on the description of the injury 234

The process of biting and how it relates to bite marks 235

The individuality of the dentition and its transfer

to the bite mark 236

The individuality of the human dentition 236

Accuracy of transfer of dental features to bitten tissues 237

Imaging in bite mark cases 238

Avoiding distortions due to perspective 239

Avoiding distortions due to parallax 241

Photographic lighting 241

File format for image files 245

Using alternative light sources 245

Imaging the dental casts for comparison 245

A note on the use of the ABFO No 2 bite mark scale 248

Undertaking the case 249

Case selection 250

The clinical appointments 250

Bite mark analysis 257

Bite mark comparison 266

Presenting bite mark evidence in court 273

Sources of potential distortion and error in

bite mark cases 275

Distortions due to tissue properties and movement

of a bitten body part 275

Distortions due to evidence collection 276

Distortions due to poor imaging 276

Potentially controllable variables 277

Potentially uncontrollable variables 277

Limitations of bite mark analysis and reporting the

outcomes of bite mark comparisons 277

Contents xi

Can we determine the age of the biter from the injury arch

dimensions 279

Can we visually age bite marks 280

Swabbing for DNA 280

Materials required 281

Method 281

Conclusion 281

Future directions 282

References 283

9 Forensic odontology in disaster victim identification 286Hugh G Trengrove

Disasters and disaster planning 286

Disaster victim identification 287

DVI planning and organisation 288

DVI and forensic odontology 290

Forensic odontology DVI planning 291

DVI operations 296

DVI documentation 297

Health and safety during DVI operations 297

DVI phase 1 the Scene phase 298

The role of the forensic odontologist at the scene 299

Human remains at the scene 299

Recovery of remains 301

DVI phase 2 the Post‐mortem phase 310

Mortuary 311

Post‐mortem process 311

Personal property and effects documentation 314

Skin friction ridge analysis 314

Forensic pathology examination 314

Post‐mortem radiography 315

Post‐mortem DNA 316

Anthropology 316

Post‐mortem odontology examination 316

Radiology and photography 318

Teeth for DNA 319

Age assessment 320

Odontology quality review 320

Staffing in the mortuary 321

Equipment and PPE in the mortuary 321

DVI phase 3 the Ante‐mortem phase 323

Missing persons database (list) 323

Ante‐mortem data collection 323

Ante‐mortem skin friction ridge records 324

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

vi Contents

3 Anatomy and morphology 64Mark Leedham and Erin F Hutchinson

Dental anatomy and morphology 64

Morphogenetic fields 65

Additional teeth 66

Hypodontia 70

Shape anomalies 72

Peg lateral incisors 72

General head and neck anatomy 73

Temporomandibular joint (TMJ) 73

Infratemporal fossa 74

Pterygopalatine fossa 74

Mandibular nerve 75

Salivary glands 75

Oral cavity 76

Blood supply and lymphatic drainage of

the orodental tissues 77

Osteology of the juvenile and adult craniofacial complex 77

Neurocranium 77

Frontal bone 80

Parietal bone 84

Occipital bone 86

Temporal bone 95

Sphenoid bone 103

Viscerocranium 110

Zygomatic bone 110

Lacrimal bone 113

Ethmoid bone 114

Inferior nasal concha 116

Vomer bone 117

Nasal bone 119

Maxilla 119

Palatine 125

Mandible 126

References 130

4 Forensic pathology 134David L Ranson and Norman Firth

The role of the forensic pathologist 134

The medico‐legal autopsy 135

Post‐mortem changes in the deceased 139

Decomposition 140

Contents vii

Radiological examination 140

External examination 141

Head 142

Trunk 143

Limbs 143

Internal examination 144

The face head and neck 145

The thorax 151

The abdomen and pelvis 153

The genitalia 154

The limbs 154

Post‐autopsy procedures 154

Injuries 155

Classification of injuries 156

Injury interpretation 164

Injury and cause of death 165

References 166

Recommended reading 166

5 Human identification 167Stephen Knott

Human identification 167

We have the right to our name when we die 167

Methods of identification 168

Human dentition 169

Teeth the last tissue to disintegrate 169

Role of the primary identifiers 171

Visual 171

Fingerprints 171

DNA 172

Medical and anthropological 173

Ante‐mortem dental data 173

Dental records or dental data 174

Dental prostheses 175

Oral implants 176

Orthodontics 176

Radiographic images facial sinuses and anatomical

features within the bone 176

Superimposition 178

Facial reconstruction 179

Standards for acceptance of identification 181

References 183

viii Contents

6 Mortuary techniques 185Alain G Middleton

The dental post‐mortem 185

What is the purpose of the dental post‐mortem 185

Components of a dental post‐mortem 186

Location 186

Facilities 186

Equipment ndash basic requirements 186

Ventilation 186

Lighting 187

Examination table 187

Oral health and safety ndash personal protection 187

Head hair 187

Face 187

Hands 188

Body covering 188

Footwear 188

lsquoTools of the tradersquo 188

Photography 189

Capture device (camera and lenses) and media 189

Producing and processing images 189

Organising images 190

Using images 190

Backup 190

Archiving 190

Depth of field 191

Fragments and single teeth 191

Radiographic equipment 192

CT scanning equipment 192

Teeth for DNA analysis 192

The lsquowhat and howrsquo 193

Organisation 193

Permissions 193

Examination and recording of the findings 195

The investigative examination 196

The identification examination 196

Detail 196

Written observations and charting 197

Recording of the findings 197

Stress 197

Legibility 197

Language 197

Errors 198

Contents ix

Abbreviations 198

Transcription 198

Charting 198

Clinical notes 198

Radiographic 199

Tissue thicknesses 199

Fragments and single teeth 199

Radiation safety 199

Photographic 199

Impressions 200

Age estimation 200

Condition of the remains 200

Complete body or a partial set of remains 200

Incomplete andor fragmented 201

Are all the teeth and bone sections present 201

Skeletal remains 201

Incinerated remains 201

Decomposed remains 202

Mummification 203

Immersion 203

Procedure ndash putting it all together 203

Initial examination 203

Photographic and radiographic examination 204

Access and reflection 204

Intact skulls and mandible 204

Fragmented skulls and mandible 205

Reflection technique 205

Floor of the mouth and tongue 205

Access the maxilla and the oral cavity 206

Resection 206

Bite mark and other pattern recording 206

Reporting recording of results 207

Reports 207

Summary 208

Reference 208

7 Age assessment 209Richard Bassed Jeremy Graham and Jane A Taylor

Introduction 209

Some history of age assessment 211

A brief review of dental development 212

Developments in dental‐age assessment 214

Current age‐estimation methods 215

x Contents

Australasian specific research in dental age estimation 217

Concluding remarks 221

References 224

8 Bite marks 228Alex Forrest and Alistair Soon

Introduction 228

Describing bite marks 229

Bite marks are physical evidence 229

Class characteristics 230

Individual characteristics 230

Anatomical locations of bite marks 231

Types of bite marks 231

Not everything is a bite mark 234

Conclusions based on the description of the injury 234

The process of biting and how it relates to bite marks 235

The individuality of the dentition and its transfer

to the bite mark 236

The individuality of the human dentition 236

Accuracy of transfer of dental features to bitten tissues 237

Imaging in bite mark cases 238

Avoiding distortions due to perspective 239

Avoiding distortions due to parallax 241

Photographic lighting 241

File format for image files 245

Using alternative light sources 245

Imaging the dental casts for comparison 245

A note on the use of the ABFO No 2 bite mark scale 248

Undertaking the case 249

Case selection 250

The clinical appointments 250

Bite mark analysis 257

Bite mark comparison 266

Presenting bite mark evidence in court 273

Sources of potential distortion and error in

bite mark cases 275

Distortions due to tissue properties and movement

of a bitten body part 275

Distortions due to evidence collection 276

Distortions due to poor imaging 276

Potentially controllable variables 277

Potentially uncontrollable variables 277

Limitations of bite mark analysis and reporting the

outcomes of bite mark comparisons 277

Contents xi

Can we determine the age of the biter from the injury arch

dimensions 279

Can we visually age bite marks 280

Swabbing for DNA 280

Materials required 281

Method 281

Conclusion 281

Future directions 282

References 283

9 Forensic odontology in disaster victim identification 286Hugh G Trengrove

Disasters and disaster planning 286

Disaster victim identification 287

DVI planning and organisation 288

DVI and forensic odontology 290

Forensic odontology DVI planning 291

DVI operations 296

DVI documentation 297

Health and safety during DVI operations 297

DVI phase 1 the Scene phase 298

The role of the forensic odontologist at the scene 299

Human remains at the scene 299

Recovery of remains 301

DVI phase 2 the Post‐mortem phase 310

Mortuary 311

Post‐mortem process 311

Personal property and effects documentation 314

Skin friction ridge analysis 314

Forensic pathology examination 314

Post‐mortem radiography 315

Post‐mortem DNA 316

Anthropology 316

Post‐mortem odontology examination 316

Radiology and photography 318

Teeth for DNA 319

Age assessment 320

Odontology quality review 320

Staffing in the mortuary 321

Equipment and PPE in the mortuary 321

DVI phase 3 the Ante‐mortem phase 323

Missing persons database (list) 323

Ante‐mortem data collection 323

Ante‐mortem skin friction ridge records 324

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Contents vii

Radiological examination 140

External examination 141

Head 142

Trunk 143

Limbs 143

Internal examination 144

The face head and neck 145

The thorax 151

The abdomen and pelvis 153

The genitalia 154

The limbs 154

Post‐autopsy procedures 154

Injuries 155

Classification of injuries 156

Injury interpretation 164

Injury and cause of death 165

References 166

Recommended reading 166

5 Human identification 167Stephen Knott

Human identification 167

We have the right to our name when we die 167

Methods of identification 168

Human dentition 169

Teeth the last tissue to disintegrate 169

Role of the primary identifiers 171

Visual 171

Fingerprints 171

DNA 172

Medical and anthropological 173

Ante‐mortem dental data 173

Dental records or dental data 174

Dental prostheses 175

Oral implants 176

Orthodontics 176

Radiographic images facial sinuses and anatomical

features within the bone 176

Superimposition 178

Facial reconstruction 179

Standards for acceptance of identification 181

References 183

viii Contents

6 Mortuary techniques 185Alain G Middleton

The dental post‐mortem 185

What is the purpose of the dental post‐mortem 185

Components of a dental post‐mortem 186

Location 186

Facilities 186

Equipment ndash basic requirements 186

Ventilation 186

Lighting 187

Examination table 187

Oral health and safety ndash personal protection 187

Head hair 187

Face 187

Hands 188

Body covering 188

Footwear 188

lsquoTools of the tradersquo 188

Photography 189

Capture device (camera and lenses) and media 189

Producing and processing images 189

Organising images 190

Using images 190

Backup 190

Archiving 190

Depth of field 191

Fragments and single teeth 191

Radiographic equipment 192

CT scanning equipment 192

Teeth for DNA analysis 192

The lsquowhat and howrsquo 193

Organisation 193

Permissions 193

Examination and recording of the findings 195

The investigative examination 196

The identification examination 196

Detail 196

Written observations and charting 197

Recording of the findings 197

Stress 197

Legibility 197

Language 197

Errors 198

Contents ix

Abbreviations 198

Transcription 198

Charting 198

Clinical notes 198

Radiographic 199

Tissue thicknesses 199

Fragments and single teeth 199

Radiation safety 199

Photographic 199

Impressions 200

Age estimation 200

Condition of the remains 200

Complete body or a partial set of remains 200

Incomplete andor fragmented 201

Are all the teeth and bone sections present 201

Skeletal remains 201

Incinerated remains 201

Decomposed remains 202

Mummification 203

Immersion 203

Procedure ndash putting it all together 203

Initial examination 203

Photographic and radiographic examination 204

Access and reflection 204

Intact skulls and mandible 204

Fragmented skulls and mandible 205

Reflection technique 205

Floor of the mouth and tongue 205

Access the maxilla and the oral cavity 206

Resection 206

Bite mark and other pattern recording 206

Reporting recording of results 207

Reports 207

Summary 208

Reference 208

7 Age assessment 209Richard Bassed Jeremy Graham and Jane A Taylor

Introduction 209

Some history of age assessment 211

A brief review of dental development 212

Developments in dental‐age assessment 214

Current age‐estimation methods 215

x Contents

Australasian specific research in dental age estimation 217

Concluding remarks 221

References 224

8 Bite marks 228Alex Forrest and Alistair Soon

Introduction 228

Describing bite marks 229

Bite marks are physical evidence 229

Class characteristics 230

Individual characteristics 230

Anatomical locations of bite marks 231

Types of bite marks 231

Not everything is a bite mark 234

Conclusions based on the description of the injury 234

The process of biting and how it relates to bite marks 235

The individuality of the dentition and its transfer

to the bite mark 236

The individuality of the human dentition 236

Accuracy of transfer of dental features to bitten tissues 237

Imaging in bite mark cases 238

Avoiding distortions due to perspective 239

Avoiding distortions due to parallax 241

Photographic lighting 241

File format for image files 245

Using alternative light sources 245

Imaging the dental casts for comparison 245

A note on the use of the ABFO No 2 bite mark scale 248

Undertaking the case 249

Case selection 250

The clinical appointments 250

Bite mark analysis 257

Bite mark comparison 266

Presenting bite mark evidence in court 273

Sources of potential distortion and error in

bite mark cases 275

Distortions due to tissue properties and movement

of a bitten body part 275

Distortions due to evidence collection 276

Distortions due to poor imaging 276

Potentially controllable variables 277

Potentially uncontrollable variables 277

Limitations of bite mark analysis and reporting the

outcomes of bite mark comparisons 277

Contents xi

Can we determine the age of the biter from the injury arch

dimensions 279

Can we visually age bite marks 280

Swabbing for DNA 280

Materials required 281

Method 281

Conclusion 281

Future directions 282

References 283

9 Forensic odontology in disaster victim identification 286Hugh G Trengrove

Disasters and disaster planning 286

Disaster victim identification 287

DVI planning and organisation 288

DVI and forensic odontology 290

Forensic odontology DVI planning 291

DVI operations 296

DVI documentation 297

Health and safety during DVI operations 297

DVI phase 1 the Scene phase 298

The role of the forensic odontologist at the scene 299

Human remains at the scene 299

Recovery of remains 301

DVI phase 2 the Post‐mortem phase 310

Mortuary 311

Post‐mortem process 311

Personal property and effects documentation 314

Skin friction ridge analysis 314

Forensic pathology examination 314

Post‐mortem radiography 315

Post‐mortem DNA 316

Anthropology 316

Post‐mortem odontology examination 316

Radiology and photography 318

Teeth for DNA 319

Age assessment 320

Odontology quality review 320

Staffing in the mortuary 321

Equipment and PPE in the mortuary 321

DVI phase 3 the Ante‐mortem phase 323

Missing persons database (list) 323

Ante‐mortem data collection 323

Ante‐mortem skin friction ridge records 324

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

viii Contents

6 Mortuary techniques 185Alain G Middleton

The dental post‐mortem 185

What is the purpose of the dental post‐mortem 185

Components of a dental post‐mortem 186

Location 186

Facilities 186

Equipment ndash basic requirements 186

Ventilation 186

Lighting 187

Examination table 187

Oral health and safety ndash personal protection 187

Head hair 187

Face 187

Hands 188

Body covering 188

Footwear 188

lsquoTools of the tradersquo 188

Photography 189

Capture device (camera and lenses) and media 189

Producing and processing images 189

Organising images 190

Using images 190

Backup 190

Archiving 190

Depth of field 191

Fragments and single teeth 191

Radiographic equipment 192

CT scanning equipment 192

Teeth for DNA analysis 192

The lsquowhat and howrsquo 193

Organisation 193

Permissions 193

Examination and recording of the findings 195

The investigative examination 196

The identification examination 196

Detail 196

Written observations and charting 197

Recording of the findings 197

Stress 197

Legibility 197

Language 197

Errors 198

Contents ix

Abbreviations 198

Transcription 198

Charting 198

Clinical notes 198

Radiographic 199

Tissue thicknesses 199

Fragments and single teeth 199

Radiation safety 199

Photographic 199

Impressions 200

Age estimation 200

Condition of the remains 200

Complete body or a partial set of remains 200

Incomplete andor fragmented 201

Are all the teeth and bone sections present 201

Skeletal remains 201

Incinerated remains 201

Decomposed remains 202

Mummification 203

Immersion 203

Procedure ndash putting it all together 203

Initial examination 203

Photographic and radiographic examination 204

Access and reflection 204

Intact skulls and mandible 204

Fragmented skulls and mandible 205

Reflection technique 205

Floor of the mouth and tongue 205

Access the maxilla and the oral cavity 206

Resection 206

Bite mark and other pattern recording 206

Reporting recording of results 207

Reports 207

Summary 208

Reference 208

7 Age assessment 209Richard Bassed Jeremy Graham and Jane A Taylor

Introduction 209

Some history of age assessment 211

A brief review of dental development 212

Developments in dental‐age assessment 214

Current age‐estimation methods 215

x Contents

Australasian specific research in dental age estimation 217

Concluding remarks 221

References 224

8 Bite marks 228Alex Forrest and Alistair Soon

Introduction 228

Describing bite marks 229

Bite marks are physical evidence 229

Class characteristics 230

Individual characteristics 230

Anatomical locations of bite marks 231

Types of bite marks 231

Not everything is a bite mark 234

Conclusions based on the description of the injury 234

The process of biting and how it relates to bite marks 235

The individuality of the dentition and its transfer

to the bite mark 236

The individuality of the human dentition 236

Accuracy of transfer of dental features to bitten tissues 237

Imaging in bite mark cases 238

Avoiding distortions due to perspective 239

Avoiding distortions due to parallax 241

Photographic lighting 241

File format for image files 245

Using alternative light sources 245

Imaging the dental casts for comparison 245

A note on the use of the ABFO No 2 bite mark scale 248

Undertaking the case 249

Case selection 250

The clinical appointments 250

Bite mark analysis 257

Bite mark comparison 266

Presenting bite mark evidence in court 273

Sources of potential distortion and error in

bite mark cases 275

Distortions due to tissue properties and movement

of a bitten body part 275

Distortions due to evidence collection 276

Distortions due to poor imaging 276

Potentially controllable variables 277

Potentially uncontrollable variables 277

Limitations of bite mark analysis and reporting the

outcomes of bite mark comparisons 277

Contents xi

Can we determine the age of the biter from the injury arch

dimensions 279

Can we visually age bite marks 280

Swabbing for DNA 280

Materials required 281

Method 281

Conclusion 281

Future directions 282

References 283

9 Forensic odontology in disaster victim identification 286Hugh G Trengrove

Disasters and disaster planning 286

Disaster victim identification 287

DVI planning and organisation 288

DVI and forensic odontology 290

Forensic odontology DVI planning 291

DVI operations 296

DVI documentation 297

Health and safety during DVI operations 297

DVI phase 1 the Scene phase 298

The role of the forensic odontologist at the scene 299

Human remains at the scene 299

Recovery of remains 301

DVI phase 2 the Post‐mortem phase 310

Mortuary 311

Post‐mortem process 311

Personal property and effects documentation 314

Skin friction ridge analysis 314

Forensic pathology examination 314

Post‐mortem radiography 315

Post‐mortem DNA 316

Anthropology 316

Post‐mortem odontology examination 316

Radiology and photography 318

Teeth for DNA 319

Age assessment 320

Odontology quality review 320

Staffing in the mortuary 321

Equipment and PPE in the mortuary 321

DVI phase 3 the Ante‐mortem phase 323

Missing persons database (list) 323

Ante‐mortem data collection 323

Ante‐mortem skin friction ridge records 324

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Contents ix

Abbreviations 198

Transcription 198

Charting 198

Clinical notes 198

Radiographic 199

Tissue thicknesses 199

Fragments and single teeth 199

Radiation safety 199

Photographic 199

Impressions 200

Age estimation 200

Condition of the remains 200

Complete body or a partial set of remains 200

Incomplete andor fragmented 201

Are all the teeth and bone sections present 201

Skeletal remains 201

Incinerated remains 201

Decomposed remains 202

Mummification 203

Immersion 203

Procedure ndash putting it all together 203

Initial examination 203

Photographic and radiographic examination 204

Access and reflection 204

Intact skulls and mandible 204

Fragmented skulls and mandible 205

Reflection technique 205

Floor of the mouth and tongue 205

Access the maxilla and the oral cavity 206

Resection 206

Bite mark and other pattern recording 206

Reporting recording of results 207

Reports 207

Summary 208

Reference 208

7 Age assessment 209Richard Bassed Jeremy Graham and Jane A Taylor

Introduction 209

Some history of age assessment 211

A brief review of dental development 212

Developments in dental‐age assessment 214

Current age‐estimation methods 215

x Contents

Australasian specific research in dental age estimation 217

Concluding remarks 221

References 224

8 Bite marks 228Alex Forrest and Alistair Soon

Introduction 228

Describing bite marks 229

Bite marks are physical evidence 229

Class characteristics 230

Individual characteristics 230

Anatomical locations of bite marks 231

Types of bite marks 231

Not everything is a bite mark 234

Conclusions based on the description of the injury 234

The process of biting and how it relates to bite marks 235

The individuality of the dentition and its transfer

to the bite mark 236

The individuality of the human dentition 236

Accuracy of transfer of dental features to bitten tissues 237

Imaging in bite mark cases 238

Avoiding distortions due to perspective 239

Avoiding distortions due to parallax 241

Photographic lighting 241

File format for image files 245

Using alternative light sources 245

Imaging the dental casts for comparison 245

A note on the use of the ABFO No 2 bite mark scale 248

Undertaking the case 249

Case selection 250

The clinical appointments 250

Bite mark analysis 257

Bite mark comparison 266

Presenting bite mark evidence in court 273

Sources of potential distortion and error in

bite mark cases 275

Distortions due to tissue properties and movement

of a bitten body part 275

Distortions due to evidence collection 276

Distortions due to poor imaging 276

Potentially controllable variables 277

Potentially uncontrollable variables 277

Limitations of bite mark analysis and reporting the

outcomes of bite mark comparisons 277

Contents xi

Can we determine the age of the biter from the injury arch

dimensions 279

Can we visually age bite marks 280

Swabbing for DNA 280

Materials required 281

Method 281

Conclusion 281

Future directions 282

References 283

9 Forensic odontology in disaster victim identification 286Hugh G Trengrove

Disasters and disaster planning 286

Disaster victim identification 287

DVI planning and organisation 288

DVI and forensic odontology 290

Forensic odontology DVI planning 291

DVI operations 296

DVI documentation 297

Health and safety during DVI operations 297

DVI phase 1 the Scene phase 298

The role of the forensic odontologist at the scene 299

Human remains at the scene 299

Recovery of remains 301

DVI phase 2 the Post‐mortem phase 310

Mortuary 311

Post‐mortem process 311

Personal property and effects documentation 314

Skin friction ridge analysis 314

Forensic pathology examination 314

Post‐mortem radiography 315

Post‐mortem DNA 316

Anthropology 316

Post‐mortem odontology examination 316

Radiology and photography 318

Teeth for DNA 319

Age assessment 320

Odontology quality review 320

Staffing in the mortuary 321

Equipment and PPE in the mortuary 321

DVI phase 3 the Ante‐mortem phase 323

Missing persons database (list) 323

Ante‐mortem data collection 323

Ante‐mortem skin friction ridge records 324

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

x Contents

Australasian specific research in dental age estimation 217

Concluding remarks 221

References 224

8 Bite marks 228Alex Forrest and Alistair Soon

Introduction 228

Describing bite marks 229

Bite marks are physical evidence 229

Class characteristics 230

Individual characteristics 230

Anatomical locations of bite marks 231

Types of bite marks 231

Not everything is a bite mark 234

Conclusions based on the description of the injury 234

The process of biting and how it relates to bite marks 235

The individuality of the dentition and its transfer

to the bite mark 236

The individuality of the human dentition 236

Accuracy of transfer of dental features to bitten tissues 237

Imaging in bite mark cases 238

Avoiding distortions due to perspective 239

Avoiding distortions due to parallax 241

Photographic lighting 241

File format for image files 245

Using alternative light sources 245

Imaging the dental casts for comparison 245

A note on the use of the ABFO No 2 bite mark scale 248

Undertaking the case 249

Case selection 250

The clinical appointments 250

Bite mark analysis 257

Bite mark comparison 266

Presenting bite mark evidence in court 273

Sources of potential distortion and error in

bite mark cases 275

Distortions due to tissue properties and movement

of a bitten body part 275

Distortions due to evidence collection 276

Distortions due to poor imaging 276

Potentially controllable variables 277

Potentially uncontrollable variables 277

Limitations of bite mark analysis and reporting the

outcomes of bite mark comparisons 277

Contents xi

Can we determine the age of the biter from the injury arch

dimensions 279

Can we visually age bite marks 280

Swabbing for DNA 280

Materials required 281

Method 281

Conclusion 281

Future directions 282

References 283

9 Forensic odontology in disaster victim identification 286Hugh G Trengrove

Disasters and disaster planning 286

Disaster victim identification 287

DVI planning and organisation 288

DVI and forensic odontology 290

Forensic odontology DVI planning 291

DVI operations 296

DVI documentation 297

Health and safety during DVI operations 297

DVI phase 1 the Scene phase 298

The role of the forensic odontologist at the scene 299

Human remains at the scene 299

Recovery of remains 301

DVI phase 2 the Post‐mortem phase 310

Mortuary 311

Post‐mortem process 311

Personal property and effects documentation 314

Skin friction ridge analysis 314

Forensic pathology examination 314

Post‐mortem radiography 315

Post‐mortem DNA 316

Anthropology 316

Post‐mortem odontology examination 316

Radiology and photography 318

Teeth for DNA 319

Age assessment 320

Odontology quality review 320

Staffing in the mortuary 321

Equipment and PPE in the mortuary 321

DVI phase 3 the Ante‐mortem phase 323

Missing persons database (list) 323

Ante‐mortem data collection 323

Ante‐mortem skin friction ridge records 324

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Contents xi

Can we determine the age of the biter from the injury arch

dimensions 279

Can we visually age bite marks 280

Swabbing for DNA 280

Materials required 281

Method 281

Conclusion 281

Future directions 282

References 283

9 Forensic odontology in disaster victim identification 286Hugh G Trengrove

Disasters and disaster planning 286

Disaster victim identification 287

DVI planning and organisation 288

DVI and forensic odontology 290

Forensic odontology DVI planning 291

DVI operations 296

DVI documentation 297

Health and safety during DVI operations 297

DVI phase 1 the Scene phase 298

The role of the forensic odontologist at the scene 299

Human remains at the scene 299

Recovery of remains 301

DVI phase 2 the Post‐mortem phase 310

Mortuary 311

Post‐mortem process 311

Personal property and effects documentation 314

Skin friction ridge analysis 314

Forensic pathology examination 314

Post‐mortem radiography 315

Post‐mortem DNA 316

Anthropology 316

Post‐mortem odontology examination 316

Radiology and photography 318

Teeth for DNA 319

Age assessment 320

Odontology quality review 320

Staffing in the mortuary 321

Equipment and PPE in the mortuary 321

DVI phase 3 the Ante‐mortem phase 323

Missing persons database (list) 323

Ante‐mortem data collection 323

Ante‐mortem skin friction ridge records 324

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

xii Contents

Ante‐mortem DNA 324

Ante‐mortem dental records 325

Ante‐mortem equipment 327

DVI phase 4 the Reconciliation phase 327

Skin friction ridge comparison (reconciliation) 328

DNA reconciliation 328

Odontology reconciliation 328

Detailed reconciliation 330

Formalisation of identification 331

DVI phase 5 the Debrief 331

Administrative arrangements and information management 332

DVI and the people 333

Forensic odontology team organisation 333

Responsibilities 333

References 335

10 Forensic anthropology 336Denise Donlon Russell Lain and Jane A Taylor

The scope of forensic anthropology 336

Assessment of ancestry 336

Importance of assessment of ancestry 337

Approaches 337

Tooth size and non‐metric traits 338

Assessment of sex 339

Approaches 339

Sexual dimorphism in the dentition 342

Sexual dimorphism in juveniles 342

Assessment of age 343

Methods of ageing juvenile and young adults (lt30 years) 343

Ageing of middle‐aged to older adults (gt30 years) 343

Comparative anatomy 344

Historical remains 347

Conclusion 351

References 351

11 Applied forensic sciences 355David C Kieser Terry Lyn Eberhardt Gemma Dickson and

J Neil Waddell

Introduction 355

Crime scene protocols 356

Forensic entomology 358

Forensic microbial aquatic taphonomy 363

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Contents xiii

The use of energy‐dispersive spectroscopy in forensic investigations 369

References 375

12 Odontology opinions 377Denice Higgins and Helen James

Introduction 377

General principles 377

Types of opinions 379

Identification of dental structures 379

Injuries sustained to the teeth or other oral structures 383

Injuries caused by teeth 386

Child abuse 390

Anatomicalmorphometric comparisons 391

Age estimation 393

Tooth selection and sampling for DNA 394

Oral pathology 396

Dental malpractice 396

Report writing 399

References 400

13 Forensic odontology management 402Helen James and Denice Higgins

Introduction 402

Administration 402

Education 414

Research 415

Conclusion 416

References 417

14 Application of post‐mortem computed tomography to forensic odontology 419Richard Bassed and Eleanor Bott

Introduction 419

Computed tomography and medico‐legal death investigation 421

Application of PMCT to odontology 423

Computed tomography and Disaster Victim Identification (DVI) 428

Triage of multiple deceased in DVI 429

CT and dental identification in DVI 433

Logistics and infrastructure 434

Conclusion 435

References 435

Index 438

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

xiv

Contributors

Richard BassedVictorian Institute of Forensic Medicine Victoria and Monash University

Australia

Eleanor BottHealthscope Pathology Australia

Maurice ChurtonOral and Maxillofacial Surgeon (Retired) New Zealand

Gemma DicksonVictorian Institute of Forensic Medicine Australia

Denise DonlonDiscipline of Anatomy and Histology University of Sydney Australia

Terry Lyn EberhardtPestLab AsureQuality Ltd New Zealand

Norman FirthFaculty of Dentistry University of Otago New Zealand

Alex ForrestSchool of Natural Sciences Griffith University Nathan Campus and Health

Support Queensland Australia

Jeremy GrahamSchool of Dentistry and Oral Health La Trobe University Australia

Denice HigginsForensic Odontology Unit University of Adelaide Australia

Erin F HutchinsonSchool of Anatomical Sciences University of the Witwatersrand South Africa

Helen JamesForensic Odontology Unit University of Adelaide Australia

Zaf KhouriNew Zealand Society of Forensic Odontology New Zealand

David C KieserChristchurch Hospital New Zealand

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Contributors xv

Jules A Kieser (Deceased)Faculty of Dentistry University of Otago New Zealand

Stephen KnottQueen Elizabeth Medical Centre and Faculty of Medicine Dentistry and

Health Sciences University of Western Australia Australia

Russell LainOral Surgery and Diagnostic Imaging Department Sydney Dental Hospital

Australia

Mark LeedhamNorthern Territory Coronerrsquos Office Australia

Alain G MiddletonNSW Forensic Dental Identification Unit Westmead Hospital

Australia

David L RansonVictorian Institute of Forensic Medicine and Monash University Australia

Alistair SoonHealth Support Queensland Australia

Jane A TaylorFaculty of Health and Medicine University of Newcastle Australia

Hugh G TrengroveNew Zealand Society of Forensic Odontology New Zealand

J Neil WaddellFaculty of Dentistry University of Otago New Zealand

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

xvi

Dedications

Anthony (Tony) John HILL (251945ndash22122013)

Tony was born and educated in New Zealand and eventually settled as a private

practitioner in Melbourne Australia In 1992 he enrolled in the Diploma of

Forensic Odontology course at the University of Melbourne under the tutelage

of Professor John Clement and worked at the Victorian Institute of Forensic

Medicine (VIFM) on a volunteer basis for a number of years In 2004 he retired

from general dentistry to take up a position at the VIFM as Senior Forensic

Odontologist

Tonyrsquos empathy for those in our society who die with no one to mourn for

them or to care for their remains was always evident ndash he was a man who wore

his heart very much on his sleeve He spent many years working with the

Victoria Police long‐term missing persons unit attempting to identify the

remains of un identified people who would otherwise be buried in anonymous

graves Tony played a large role in the identification of the remains of Ned Kelly

Colin Ross and Ronald Ryan all of whom were exhumed from Pentridge Prison

in 2009

The contribution Tony made to the identification of people who died in tragic

circumstances in mass fatality incidents has been an enduring testament to his

professionalism He played a major role in the Disaster Victim Identification

teams deployed to identify the deceased following the 2002 Bali bombings the

2004 Boxing Day tsunami in Thailand and the Black Saturday bush fires in

Victoria in 2009 Throughout these physically and emotionally demanding oper-

ations Tony always maintained a sense of cheerfulness generosity and profes-

sional empathy that was an example for us all

The recipient of several awards including the Australian Federal Police

Operations Medal and a Premierrsquos Citation Tony will be sadly missed by all

who had the good fortune to work with him and benefit from the enormous

breadth of his knowledge and experience He was a compassionate and kind

person and despite spending so many years dealing with some of the more

difficult aspects of humanity always maintained his empathy and respect for

his fellow man

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Dedications xvii

Julius (Jules) August KIESER (20121950ndash1062014)

It takes a noble man to plant a seed for a tree that will someday give shade to people he

may never meet

(Chinese proverb)

Jules was a man with an insatiable appetite for knowledge that he loved to

share He was born in Pretoria South Africa and educated at the University of

the Witwatersrand in Johannesburg where he completed his BSc in 1971 and

qualified as a dentist in 1975 He practised in the outback of South Africa and

subsequently in London and Johannesburg He gained a PhD (Medicine) in

1989 and in 1991 was appointed as reader of craniofacial biology and in 1994 as

honorary professor of anatomy

In 1996 he moved to Dunedin with his wife Glynny and their four teenage

children where he assumed the position of chair and head of the department of

oral sciences and orthodontics at the University of Otago Jules was a well‐

respected and much‐loved teacher who was an extraordinary inspiration to all

those around him He had an extensive range of research interests which led to

many exciting PhD theses Jules assisted in police investigations ranging from

child abuse and trauma analysis to disaster victim identification He played a

leading role in the identification of victims of the Boxing Day tsunami in 2004

and the Christchurch earthquake in 2011 For these he was awarded a New

Zealand Special Services Medal a Canterbury Earthquake citation and a fellow-

ship of the Faculty of Maxillofacial Pathology from the Royal College of

Pathologists of Australasia

Jules obtained a DSc from his alma mater in 2001 and in 2004 was awarded

an ad hominem fellowship in dental surgery from the Royal College of Surgeons

Edinburgh In 2006 he was elected a professional fellow of the Forensic Science

Society (UK) and in 2009 was appointed as the inaugural director of the Sir John

Walsh Research Institute at the University of Otago

Through all his research and his academic life and his commitment to foren-

sic sciences Jules always remained a man for all and one who cared about each

and every individual in his life

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

xviii

Preface

The genesis for this book was the inclusion of forensic odontology as an inde-

pendent stream in the Faculty of Oral and Maxillofacial Pathology in the Royal

College of Pathologists of Australasia Jules and I thought it would be fantastic

to have a dedicated textbook to support the curriculum that had been devel-

oped Our vision was an awareness text rather than a didactic discourse After

John Wiley amp Sons kindly supported the initiative we then set about asking

fellows to contribute and I would like to thank each and every one of them for

their efforts and the timeliness of their contributions I would particularly like

to thank David Kieser Erin Hutchinson Terry Eberhardt and Gemma Dickson

who stepped in for Jules after his passing A text such as this can only ever be

seen as a group project and all authors have willingly given their time and

expertise to participate

Our first sadness came with the passing of our esteemed colleague Tony Hill in

December 2013 It was not a hard decision to decide to dedicate this text to Tony

as he epitomised everything we love about our profession Our next sadness was

the passing of Jules Kieser in June 2014 While potentially catastrophic for the

text once again the decision was not hard that Jules would remain as an editor of

the book For me personally Jules was someone I looked up to as a role model and

mentor as well as a good friend His enthusiasm for forensic work generosity of

spirit in sharing knowledge and commitment to teaching the next generation is

something I can only dream of emulating I know that since June I have mentally

consulted him frequently about content and progression of the book so I feel he

has well and truly earned his place on the front cover Some comments about

Jules from our authors are presented below

Of a legend I write an infinite intellect extraordinary mind and insatiable thirst for

knowledge Jules Kieser is best described as a gentle giant whose youthful enthusiasm

for everything around him endeared him to both colleague and student alike He was a

phenomenal supervisor colleague and friend who inspired those around him to strive

far beyond their own expectations or self‐imposed limitations (E Hutchinson)

Jules was one of the great enthusiasts and supporters of forensic medicine He was a

master of his subject and someone who could hold an audience in the palm of his hand

and leave them both awed and enthused Hugely respected by his peers he was a prac-

titioner researcher and teacher As a teacher he truly inspired his students and left them

with a desire to push the boundaries and commit to supporting the forensic sciences

(D Ranson)

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Preface xix

An outstanding academic with a heart of gold who always put his students and col-

leagues first (N Waddell)

I had the pleasure of meeting Jules for the first time in Darwin when he was keynote

speaker at a forensic odontology meeting He immediately impressed me as a great

speaker researcher and person I was looking forward to seeing Jules again when I heard

of his loss The scientific community and his family have lost a wonderful man

(M Leedham)

Jules was a true gentleman in every respect Slow to judge quick to support first to

honour and lead by example Those of us who were lucky enough to have worked with

him are better people for having known him (A Forrest)

Jules Kieser contributed mightily to the discipline of dental anthropology His research

into odontometrics was particularly valuable and an example of his great breadth of

research crossing over into palaeoanthropology and forensic anthropology (D Donlon)

Following the Asian tsunami in Thailand I fortunately found myself working with a very

committed and caring guy called Jules Since that time our friendship evolved and I

became aware of Julesrsquo dedication to his work and his drive to research the unknown

(S Knott)

An inspiration to both students and colleagues alike (D Kieser)

All that being said this book would not have been possible without the dedication

and ceaseless work of Julesrsquo wife Glynny She has kept me and the authors on

the straight and narrow and prodded and poked us to make sure we met

deadlines She has my unending admiration thanks gratitude and love

It is fitting to express our thanks and gratitude to the Office of the Dean

(Dentistry) at the University of Otago for editorial funding Further thanks go to

Rachael Ballard and Fiona Seymour who worked on the manuscript during its

infancy Audrie Tan who has been an unfailing support throughout Jenny

Cossham Janine Maer and all at John Wiley amp Sons Thank you to Caro McPherson

for her copyediting and to Sandeep Kumar at SPi Global for overseeing the

production of this book

Jane A Taylor2015

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Forensic Odontology Principles and Practice First Edition Edited by Jane A Taylor and Jules A Kieser

copy 2016 John Wiley amp Sons Ltd Published 2016 by John Wiley amp Sons Ltd

1

Irsquom not young enough to know everything

J M Barrie The Admirable Crichton Act I (1903)

Introduction

Forensic odontology has been variously described as lsquothe application of dental

science to the administration of the law and the furtherance of justicersquo [1] and

lsquothat branch of dentistry which in the interest of the law deals with the proper

handling and examination of dental evidence and the proper evaluation and

presentation of such evidencersquo [2] and lsquothe overlap between the dental and the

legal professionsrsquo [3]

The dates of these references show us that forensic odontology has been develshy

oping as a specialist discipline for the last 50 or so years Once the remit of the merely

interested or community minded and conscientious dentists now require rigorous

training and commitment to practise within the profession The discipline is recogshy

nised as a speciality of dentistry in a number of countries including Australia and

has a dedicated training stream within the Royal College of Pathologists of Australasia

To the general community forensic odontology is most frequently associated

with personal identification of the deceased and gains significant publicity at the

time of disasters natural or manmade that claim many lives at a single point in

time The actual scope of practice of forensic odontology is considerably broader

than this In addition to human identification forensic odontologists are also

involved in the examination and assessment of bite mark injuries orofacial injuries

following assault or trauma and child abuse injuries age assessment of both living

and deceased persons and civil cases involving malpractice and fraud allegations

Foundation knowledge in forensic odontologyJules A Kieser1 dagger Jane A Taylor2 Zaf Khouri3 and Maurice Churton4

1 Faculty of Dentistry University of Otago New Zealand2 Faculty of Health and Medicine University of Newcastle Australia3 New Zealand Society of Forensic Odontology New Zealand4 Oral and Maxillofacial Surgeon (Retired) New Zealand

Chapter 1

daggerDeceased

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

2 Chapter 1

Practitioners must also have a sound working knowledge of dental anatomy

and pathology comparative dental anatomy the natural sciences legal system

law and relevant legislation An understanding of the activities and interactions

of other forensic disciplines is also important in developing an appreciation of

the scope and practice of forensic odontology

On a personal level forensic odontologists should have broad dental experience

a methodical and analytical approach with considerable patience and attention

to detail Personal honesty and integrity and emotional stability are vital Good

communication and interpersonal skills and the ability to work as part of a team

as well as autonomously are important as is the ability to formulate and articushy

late well‐balanced views

This text will work its way through current best practice in a number of these

areas It aims to support those undertaking training in forensic odontology in the

development of their knowledge base which forms alongside their clinical skills

The text is designed at the awareness level rather than aiming to be an exhaustive

discourse Contemporary excellent references are provided to extend reading

beyond the introductory

Recent reviews into the scope and reliability of all forensic evidence have

seen an explosion of research and literature relating to improving the perforshy

mance and professionalism of practitioners [4ndash6] Recent rulings challenging

admissibility of specialist evidence recognition of specialist disciplines and the

evidentiary weight of forensic evidence also highlight the need for continued

research into aspects of practice and the need to establish and maintain high

professional standards [7ndash9]

a short history of forensic odontology

Although it was reported that forensic odontology was used to identify victims

of a fire in the Vienna Opera House in 1878 [1011] the modern era of forensic

odontology is said to have commenced with the identification of the victims of

the Bazar de la Chariteacute fire which occurred on 4 May 1897 in Rue Jean‐Goujon

Paris One hundred and twenty‐six members of the Parisian aristocracy perished

after an etherndashoxygen film projector ignited a rapidly destructive fire All but 30

of the victims were identified visually or by personal effects mainly jewellery on

the day after the fire

The honour of being the lsquofather of forensic odontologyrsquo is often bestowed

on Oscar Amoedo a Cuban dentist working in Paris at the time of the fire but

he did not in fact do any of the odontology work at this incident The author

of LrsquoArt dentaire en Medecine Legale [12] which was a considerable text on many

aspects of the use of teeth for legal purposes merely reported the outcomes of

the work done by other dentists after the fire The credit for the idea of using

dental information to assist the final identifications actually belongs to the

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Foundation knowledge in forensic odontology 3

Paraguayan Consul Mr Albert Haus With the identification of the last 30 vicshy

tims seeming almost impossible Mr Haus suggested consulting the dentists

who had treated the remaining missing persons One of the unidentified vicshy

tims was the Duchesse drsquoAlencon who was a daughter of the Duke of Bavaria

and sister of Elisabeth Empress of Austria and Anne Queen of Naples A Dr

Isaac B Davenport had provided dental services to the duchess and many of the

other victims He was apparently a trained botanist as well as a dentist and his

detailed notes included excellent drawings of the dentition He examined the

majority of the remaining unidentified bodies and was eventually able to identify

the duchess via her dentition Subsequently a number of other dentists were

invited to examine the remains of the deceased and eventually all but five of

the victims were identified The police accepted these dental identifications

and released the bodies to the families [1314]

Prior to the Bazar de la Chariteacute fire the most frequently cited examples of the

use of teeth and dental work in the identification of the deceased were those of

Lollia Paulina by Agrippina using visual recognition of lsquodistinctive teethrsquo in AD 49

Charles the Bold in 1477 General Joseph Warren by Paul Revere via a fixed wire

silver bridge in 1776 Dr Parkman by Nathan Keep from the fit of dentures on

study models in 1849 and Napoleon the IV in 1879 [1415]

In 1954 Strom [16] reported that the use of teeth to aid identification in the

modern understanding had in fact initially been proposed by Godon in 1887 but

a report by MrsquoGrath in 1869 [17] described the use of dental characteristics to

differentiate between two incinerated females

After the Bazar de la Chariteacute fire many authors published case studies on the

use of forensic odontology in both single and multiple fatality incidents

Rosenbluth [18] described a case in the United States in 1898 where dentistry

played a pivotal role in a murder case Ryan [19] mentioned the identification of

US Sailors from an accident in 1927 commenting on the high quality of the denshy

tal records kept by the Navy and Gustafson [11] recounted a fire in Oslo in 1938

where 29 people died Simpson [20] summarised a number of English cases of

the early 20th century Strom [16] and Gustafson [11] reported on the identificashy

tion of victims of the Second World War via forensic odontology Teare [21]

discussed the identification of 28 victims of a plane crash in 1950 Frykholm [22]

described a Swedish shipping accident in 1950 where 15 were killed and Mercer

Reid and Uttley [23] and Warren [24] a rail accident in New Zealand in 1953

where 151 perished Bradley and Miller [25] described the use of odontology in the

identification of victims of a plane crash in Canada The odontology aspects of the

identification of the 118 victims of a fire aboard the SS Noronic in Toronto

Harbour were described in detail by Grant Prendergast and White [26]

While these reports would appear to indicate that forensic odontology was

well recognised as a discipline Frykholm [22] did comment that both the

German and Swedish authorities involved in his case report lsquoreflected a certain

disbeliefrsquo about the value of forensic odontology and that the assisting dentists

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

4 Chapter 1

had no personal experience in forensic odontology prior to this case It would be

reasonable to assume that both appreciation of the value and experience in

forensic odontology were varied across the globe as can be expected with any

relatively new and emerging area of knowledge and investigation

Histories of forensic odontology acknowledge that the next significant

publication after Amoedo was that of Gustafson in 1966 [11] This compreshy

hensive text covered principles of identification in single and multiple death

situations information that can be ascertained from the dentition the

responses of teeth and restorations to various traumas and the investigation

of bite mark injuries Although more than 40 years old the text remains relevant

for contemporary practitioners Texts by Furuhata and Yamamoto [27] Luntz

and Luntz [28] Sopher [29] Cameron and Sims [30] and Harvey [31] and an

edition of the Dental Clinics of North America in 1977 soon followed marking the

arrival of a new specialist discipline within the field of dentistry Professional

associations relating to forensic odontology soon followed for instance the

Canadian Society of Forensic Odontology was formed in 1970 [32] the British

Association of Forensic Odontology in 1983 the New Zealand Society of

Forensic Dentistry in October 1985 and the Japanese Society of Forensic

Odontology in 1988 [33] thereby exposing the discipline to larger numbers of

interested dentists

The American Society of Forensic Odontology formed in 1970 as a group

open to any person with an interest in forensic odontology [15] In 1976 the

American Board of Forensic Odontology (ABFO) was incorporated under the

auspices of the American Academy of Forensic Sciences to lsquoestablish enhance

and revise qualifications and standardsrsquo and has developed a role as a certifying

board of forensic odontologists [34] This is the only international society to take

on such a formal role

The International Association of Forensic Odonto‐Stomatology (IOFOS) held

its inaugural meeting in Paris in June 1973 [35] Membership was initially open

to any individual with an interest in forensic odontology and was not limited

only to dentists It has since grown to be a group where membership is country

based having 32 member countries in 2015 and is the organisation representshy

ing the majority of forensic odontologists internationally

The only international journal dedicated to forensic odontology The

International Journal of Forensic Dentistry was published from 1973ndash1977 and was

the forerunner to the Journal of Forensic Odonto‐Stomatology which commenced

publication in 1982 [35]

In Australia The Australian and New Zealand Forensic Science Society was

formed in 1971 with the aim of bringing together scientists police pathologists

and members of the legal profession [36] Dentists were and still are members

of this group Dentists with a special interest in forensic odontology formed The

Australian Society of Forensic Dentistry now known as The Australian Society

of Forensic Odontology (AuSFO) in 1984

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Foundation knowledge in forensic odontology 5

Forensic odontology in australia

Pounder and Harding [37] reported that the first autopsies were conducted in

Australia in 1790 one on a victim of inanition (starvation) and the other on the

governorrsquos gamekeeper who was allegedly murdered by Aborigines Pounder [38]

reporting on death investigations in the early years (1839ndash1840) of South

Australia indicated that both the coroner and jurors were required to view the

body of the victim as part of the inquest procedures Although the stated purshy

pose was for the examination of marks of violence it could also be surmised that

it was also for the formal identification of the victim This practice remained

until 1907 Cordner Ranson and Singh [39] indicated that the first lectures on

forensic medicine were held in Melbourne in 1866

It is not really known when forensic odontology was first used in Australia

A report in the New South Wales Police News in 1943 reported the identification

in Melbourne Victoria of a murder victim Bertha Couphlin in 1923 and of

Norman List in 1924 using dental evidence [40] This article also mentioned

that the identity of three victims of a plane crash in the Dandenong Ranges in

1938 lsquocould only be established by means of the teethrsquo Cleland [41] mentioned

the identification of a New Zealand citizen in Western Australia in 1930 although

this identification appeared to rely more on circumstantial dental evidence than

true dental identification

The most famous identification case from that era occurred in New South

Wales in 1934 Colloquially known as the Pyjama Girl Case the outcome highshy

lights the value of dentistry in identification but also the pitfalls that can derail the

well intentioned but ill prepared dental practitioners and investigating police

officers It involved a murdered woman who remained unidentified for 10 years

ostensibly due to unreconciled dental information The badly burned remains of

the victim were discovered by a farmer in a road culvert near Albury in September

1934 The body was clothed only in pyjama remnants and revealed little other

identifying information A post‐mortem was carried out and a local dentist Dr

Francis Jackson was asked to complete a dental autopsy His unorthodox proceshy

dures can best be explained by his inexperience in forensic odontology but mitishy

gated by the fact that few people had any experience at that time At the subsequent

Supreme Court trial he admitted that this was his only experience of forensic

odontology and he found the process lsquorevolting and unnervingrsquo [42 43]

Dr Jacksonrsquos unconventional examination occurred over three visits On the

first he made some observations and extracted two teeth on the second he

extracted an additional four teeth and on the third he took upper and lower

impressions of the jaws The extracted teeth were then mounted into the stone

dental models made from the impressions lsquoin approximately the same position

as they were in the mouthrsquo During the course of these examinations Dr Jackson

incorrectly identified one tooth and failed to observe restorations in two other

teeth These inaccuracies proved pivotal in the inability to identify the remains

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

6 Chapter 1

for 10 years Photographs of the casts with the extracted teeth in situ were

distributed to dentists in Australia and New Zealand and every dentist in metshy

ropolitan Melbourne and Sydney was personally contacted by police

Information about this case including images of the extracted teeth was also

displayed as lsquoadsrsquo in movie theatres Unsurprisingly none of these activities

yielded any useful information

The police relied on public appeals to attempt to identify the victim

Apparently over 500 women who had been reported missing were located in the

course of the investigation Ultimately the remains were preserved in a formalin

bath and it became quite a social outing to visit lsquothe body in the bathrsquo at Sydney

University Many false identifications were offered to police from these viewings

About nine months after the victim was found police interviewed a man

Antonio Agostini whose wife Linda had been reported missing by a family

friend This gentleman indicated that he did not recognise the lady in the bath

but provided police with the details of his wifersquos dentist

The information provided by this dentist did not match the post‐mortem

information provided by Dr Jackson and the investigation continued

Interestingly the dental information provided by the treating dentist was also

somewhat unorthodox It transpired that he kept no formal clinical records and

the information he provided was an amalgamation of personal recollection and

ledger entries of fees paid This information would be legally inadmissible today

In 1944 new investigating officers decided to review all the information relatshy

ing to the case and asked another dentist Dr Magnus to re‐examine the body Dr

Magnus was more thorough in his work correctly identifying all the teeth and

locating previously unobserved restorations On comparison the new charting

matched the ante‐mortem dental information of Linda Agostini Antonio Agostini

subsequently admitted to having murdered his wife in 1934 [42 43]

This case highlights the importance of experience and procedure in forensic

odontology the value of comprehensive clinical records and attention to detail

during the collection of post‐mortem information Despite this recognition it still

took a number of years before formal services in forensic odontology were estabshy

lished in Australia Interestingly this development followed a similar path in

most states and territories From around the early 1960s there was spasmodic

use of dentists to assist police in identification procedures This was generally an

informal arrangement with little or no remuneration which meant that the

dentists providing the services frequently had to complete examinations and

prepare reports after hours and at weekends In the vast majority of cases a single

practitioner provided the entire service Limited training in forensic odontology

was available to these dental practitioners and it is a credit to their dedication

and professionalism that the discipline has developed to the high standard and

international reputation it enjoys today

Dr Gerald (Gerry) Dalitz provided the early forensic odontology services in

Victoria from the 1950s In 1961 he was awarded a Doctor of Dental Science for

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

Foundation knowledge in forensic odontology 7

a thesis entitled lsquoSome aspects of dental science ndash Identification of human

remainsrsquo by the University of Melbourne While collecting data for his research

his expertise came to the attention of the Victoria Police and they slowly began

utilising his services Dr Ross Bastiaan started working with Dr Dalitz in 1979

continuing until 1989 Professor then Dr John Clement arrived from the UK in

1989 to take up a position in the dental school at the University of Melbourne

Professor Clement had considerable experience in forensic odontology and had

worked on a number of mass fatality incidents including the Free Enterprise at

Zeebrugge in 1987 Upon arriving in Melbourne Professor Clement was instrushy

mental in establishing a broader and more professional forensic odontology sershy

vice in Victoria including the introduction of the first graduate training program

and the only Chair in Forensic Odontology in Australia [44]

In New South Wales the Chief Dental Officer Dr Norbert Wright together

with Drs Max Bullus John Wild Sydney Levine and Barry Barker provided the

odontology services on a similarly informal basis It was not until 1981 when

Associate Professor Griffiths completed a Masters in Public Health relating to

Disaster Victim Identification and took up a position at Westmead Hospital that

forensic odontology was formally recognised and funded through the New

South Wales Health Service [44]

In South Australia Dr Kenneth Brownrsquos interest in forensic odontology was

sparked in 1961 when he attended a lecture entitled lsquoDental aspects of forensic

medicinersquo presented by Professor Gosta Gustafson who was the Professor of Oral

Pathology at the University of Lund in Sweden In 1967 he responded to a

request by the South Australian Police Department who were looking for volunshy

teer dentists to provide them with dental expertise Dr Brown read widely but

as there were no formal training programs in Australia at the time he used a

Churchill Fellowship in 1976 to travel internationally to increase his knowledge

and experience in the field of forensic odontology His honorary work for the

South Australian Police continued until a formal post in forensic odontology the

first such position in Australia was created at the University of Adelaide in 1980

Drs Jane Taylor (2000ndash03) and Helen James (2004ndashpresent) have succeeded Dr

Brown as leaders of this unit [44]

Pocock in his 1979 paper on the provision of a forensic pathology service in

Western Australia [45] commented that a part‐time forensic odontologist was

lsquoavailable for consultation in any problem of identificationrsquo This position had been

established in the early 1960s and was held by Dr Frank Digwood and became a

formal part‐time position in the 1980s Dr Stephen Knott provided assistance to Dr

Digwood from 1991 and succeeded him on his death in 1993 [44]

Dr Kon Romaniuk moved from New Zealand to take up a position in the

dental school at the University of Queensland as an oral pathologist in the mid

1960s As appears typical for most developing services in Australia he provided an

honorary consultation service in forensic odontology later establishing a more

formalised arrangement that provided a modicum of remuneration Dr Alex

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including

8 Chapter 1

Forrest started working as an assistant to Dr Romaniuk in 1985 and became the

consultant forensic odontologist in 1994 after a traffic accident necessitated

Romaniukrsquos retirement [44]

Early forensic odontology services in Tasmania were by Dr Eric Canning MBE

a non‐practising dentist who worked in the anatomy department at the University

of Tasmania Dr Paul Taylor has provided these services since 1989 [44]

It is believed that early forensic odontology services in the Northern Territory

were provided by Dr T Paul Boyd who worked part time as an oral surgeon in

the public health system Dr John Plummer had an interest in forensic odontolshy

ogy from his undergraduate years but his first exposure came in the late 1970s

when he was the government dentist in Katherine and was asked to help identify

a family who had drowned after a flash flood had washed away their homestead

Dr Plummer continued his professional development in forensic odontology by

using a Churchill Fellowship awarded in 1985 to travel extensively and meet

and work with a number of forensic odontologists internationally As a health

service employee Dr Plummer continued his involvement in forensic dentistry

on an honorary basis until his retirement in 2002 which proved satisfactory as

the caseload in the Northern Territory was not large [44]

The Australian Capital Territory was the last of the Australian jurisdictions to

establish any regular service in forensic odontology and this occurred as a conseshy

quence of poor identification procedures in a murder that led local dentist Dr David

Griffiths to develop an interest undertake some training and offer his services [44]

Also quite interestingly all states and territories in Australia have experienced

major incidents which required the services of forensic odontology and which

served to increase the profile of the emerging discipline across the country

The Ash Wednesday bushfires of 1983 claimed 47 lives in Victoria 14 of the

22 (64) Victorian victims who could not be visually recognised were identified

via forensic odontology [46] Forensic odontology now forms a routine part of

single and multiple death investigations in Victoria including the Kew Cottages

Hostel fire in 1996 (nine deceased) the Linton bushfires in 1998 (five deceased)

a light plane crash at Myrrhee in 2002 (six deceased) the Mt Hotham plane

crash in 2005 (three deceased) a car accident at Donald in 2006 (eight deceased)

the Kerang train crash in 2007 (nine deceased) the crash in the Burnely Tunnel

in 2007 (three deceased) and in a major national Disaster Victim Identification

(DVI) incident the Black Saturday bushfires of 2009 that claimed the lives of

174 people [44]

The Grafton bus crash in 1989 highlighted the limitations of visual identifishy

cation and changed identification practices in New South Wales One of the 21

victims of this accident was initially incorrectly visually identified so when just

over two months later 35 people were killed in a collision between two buses

near Kempsey forensic odontology was used to identify the majority of the

victims Subsequently forensic odontology has been used as part of the identishy

fication repertoire in all mass fatality incidents in New South Wales including