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The USPs Approach to Good Distribution Practices Clinical Trial Supply East Coast 2014 October 28 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, USP Packaging, Storage and Distribution Expert Committee

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Page 1: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

The USP’s Approach to Good

Distribution Practices

Clinical Trial Supply East Coast 2014

October 28 – 29, 2014

Michael N. Eakins, Ph.D., Vice - Chair,

USP Packaging, Storage and Distribution

Expert Committee

Page 2: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

• USP - NF

• <1083> Good Distribution Practices

– How did we get there?

– Current <1083> Chapters

– Clinical Trial Materials

Agenda

2

Page 3: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

• 15 Active General Chapters

– Packaging Materials and Components

– Storage and Distribution

– Packaging Practices

Packaging, Storage

& Distribution

Expert Committee

USP-NF

Page 4: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

• Scientific, independent, volunteer-driven, nonprofit organization

– Established in 1820; Headquartered in Rockville, MD

– Facilities in Brazil, China, India, Switzerland

• Sets public quality standards for prescription and over-the-counter medicines, excipients (inactive ingredients), dietary supplements, and food ingredients

• Worked closely with FDA and predecessors for >100 years, developing and revising drug quality standards

• Standards recognized and used in over 130 countries

• Translated into Chinese and Spanish

U.S. Pharmacopeial Convention

Page 5: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

USP General Chapters

• Chapters <1> to <999> are enforceable in

the USA

USP General Information Chapters

• Chapters <1000> to <1999>

• Chapters provide information – they

contain no standards, tests, assays, nor

other mandatory specifications, with

respect to any Pharmacopeial articles

USP General Chapters

Page 6: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

New or Revised General Chapters

New or Revised

Chapter published in

Pharmacopeial Forum

(PF)

Expert Committee

(EC) Generates

Chapter

Approved; New Text

Becomes Effective in

Next USP Publication

EC Reviews

Comments; Accepts

or Rejects Comments

and Alters Text as

Appropriate

USP General Chapters

Public Comment

Period 90 Days

Not Approved: EC

Determines that the

Revised Chapter be

Republished in PF

due to Nature or

Significance of

Changes

Page 7: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

• Official forum for new or revised Monographs,

General Chapters and Stimuli Articles

• Six publications/year

• Free access after registration on USP website

• Log into USP website:

www.usp/org/usp-nf/pharmacopeial-forum

• Comment period is 90 days after publication

• Anyone may comment

Pharmacopeial Forum (PF)

Page 8: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

• General Chapter <1079> Good Storage and Distribution Practices for Drug Products

– Provides recommendations for those activities and

practices that ensure Good Distribution Practices for

finished drug products

– Became official in 2005 and recently was revised

• General Chapter <1197> Good Distribution Practices for Bulk Pharmaceutical Excipients

– Provides recommendations for activities and

practices that ensure Good Distribution Practices for

pharmaceutical excipients

GDP Chapters in USP 37 – NF 32

8

Page 9: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

Chapter <1079> Outline

Good Storage & Distribution Practices for Drug Products

• Introduction, Definitions, Scope

• Background Information

• Responsibilities

• Labeling Information

• Quality Management System

– Good Documentation Practices

– Storage Management System

– Distribution Management System

– Environmental Management System

– Risk Management System

Page 10: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

Chapter <1197> Outline

Good Distribution Practices for Bulk Pharmaceutical Excipients

• Key Strategies:

– Qualification of good quality starting materials

– Maintenance of quality throughout the distribution chain

– Confirmation of the quality by the end users

– Avoid potential issues and misunderstandings as to whether the sourced material can qualify as suitable for its intended use

– Prevent substandard or adulterated material from entering the pharmaceutical supply or being detected when present

Page 11: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

Chapter <1083> Outline

Good Distribution Practices – Supply Chain Integrity

• Covered 4 main areas

• Importation – Supply Chain Risk Management, Effective Supplier Partnerships, Supply Chain Quality System

• Counterfeit Drugs & Medical Devices – medical consequences

• Best Practices to Combat Counterfeit Drugs:

– Packaging Technologies

– Establishment of Drug Pedigrees

– Application of Machine-Readable Data Carriers

– Repackaging Guidance, Information Retention & Security

– International Standards

– Combating Illegal Internet Pharmacies

– Best Anti-Counterfeiting Practices

• Diversion & Theft

Page 12: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

• USP <1083> Good Distribution Practices –

Supply Chain Integrity

– Published in Pharmacopeial Forum (PF) 38(2) March – April 2012

– USP held a Supply Chain Workshop in May 2012 to obtain direct feedback and comment

– Written comments received by May 30

– Draft chapter was withdrawn

Draft GDP Chapter in PF

12

Page 13: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

USP Supply Chain Workshop

What did we learn?

• USP’s current approach to GDP has been piecemeal:

– Individual components, e.g. Excipients; Drug Products

– Individual topics, e.g. Storage, Distribution, Integrity

• A holistic approach to GDP is preferred:

– Acquisition of ingredients (drug substances, excipients)

– Authentication and drug pedigree steps

– Delivery of medicines to the end-users

– Adherence to labeled storage conditions (“cold chain”)

• Integrate individual components and topics under a single overarching GDP (umbrella) chapter with sub-headings for the major sections

Page 14: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

Good Distribution Practices (GDP)

Good

Importation

Practices

Label

Storage

Requirements

Distribution

Control

Systems

General

GDP

Provisions

GDP

Page 15: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

New USP <1083> Chapters

• New series of GDP chapters are proposed

• The introduction and 4 sub-chapters have been

written

– <1083> Good Distribution Practices

– <1083.1> Quality Management System

– <1083.2> Environmental Conditions Management

– <1083.3> Good Importation and Exportation Practices

– <1083.4> Supply Chain Integrity and Security

• The four sub-chapters, provide the overarching best

practices and principles that may be applied

• Subsequent sub-chapters will address these

practices and principle in depth to individual topics

Page 16: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

New USP <1083> Chapters

<1083.1> <1083.2> <1083.3> <1083.4>

GDP Subjects Divided into Sub-Chapters

<1083>

• Published Pharmacopeia Forum 40 (2) Mar-Apr 2014

• Comments due May 31, 2014

• Chapters under revision

8

GOOD IMPORTATION AND

EXPORTATION

PRACTICES

Page 17: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

17

USP General Chapter <1083>

Good Distribution Practices

15

Sub-Chapter <1083.1>

Quality Management System

QUALITY MANAGEMENT SYSTEMS

MANAGEMENT

RESPONSIBILITY,

DOCUMENTATION,

RESOURCES

MANAGEMENT,

OPERATIONS

COMPLAINTS,

DEVIATIONS,

RECALLS

COUNTERFEIT,

REPROCESS

MONITORING &

IMPROVEMENT,

VALIDATION

REGULATORY

AFFAIRS

Page 18: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

18

USP General Chapter <1083>

Good Distribution Practices

15

Sub-Chapter <1083.2>

Environmental Conditions Management

ENVIRONMENTAL CONDITIONS

MANAGEMENT

ENVIRONMENTAL

CONTROLLED

FACILITIES,

EQP & STORAGE

PACKAGING FOR

SHIPPING

PERFORMANCE

QUALIFICATION

DATA

MONITORING

SHORT-TERM

EXCURSIONS

Page 19: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

19

USP General Chapter <1083>

Good Distribution Practices

15

Sub-Chapter <1083.3>

Good Importation and Exportation Practices

IMPORTATION AND EXPORTATION

PRACTICES

GENERAL

REQUIREMENTS

MATERIAL OR

PRODUCT

KNOWLEDGE

GLOBAL

SOURCING

KNOWLEDGE

Page 20: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

20

USP General Chapter <1083>

Good Distribution Practices

15

Sub-Chapter <1083.4>

Supply Chain Integrity & Security

SUPPLY CHAIN INTEGRITY

& SECURITY

PRODUCT THEFT PRODUCT

DIVERSION

Page 21: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

<1083> Current Status GOOD DISTRIBUTION PRACTICES

<1083> Introduction

QUALITY MANAGEMENT

SYSTEM

<1083.1>

ENVIRONMENTAL CONDITIONS

MANAGEMENT

<1083.2>

GOOD IMPORTATION & EXPORTATION

PRACTICES

<1083.3>

SUPPLY CHAIN INTEGRITY &

SECURITY

<1083.4>

Finished Drug

Products

<1083.5>

Excipients

<1083.6>

Clinical Trial

Materials

<1083.9>

Active

Pharmaceutical Ingredients

<1083.7>

Packaging

Components & Materials

<1083.8>

Started

Page 22: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

• General Chapter <1079> Good Storage and Distribution Practices for Drug Products

– Incorporate into <1083.5> Finished Drug Products

• General Chapter <1197> Good Distribution Practices for Bulk Pharmaceutical Excipients

– Incorporate into <1083.6> Excipients

Incorporation of <1079> and <1197> into <1083>

Page 23: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

• CTM top 3 risks = product integrity, supply chain disruptions, meeting timelines*

• Differences between CTMs & approved Drug Products

– Raw material in short supply

– Small batches

– Knowledge of product stability may be at early stages

– Minimize product loss due to container-closure defects

– Invest in glass containers with increased level of inspection

– Placebos and blinding may be required

• Similarities between CTMs & approved Drug Products

– Both require Good Distribution Practices

* PAREXEL Survey at ISR fall 2013

Clinical Trial Materials (CTM)

Page 24: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

• USP <1660> Evaluation of the Inner Surface Durability of Glass Containers provides guidance on glass container quality and approaches to be able to screen vials on a lot-to-lot basis or between different manufacturers

• Glass vial vendors are offering vials will reduced inhomegeneities in the inner surface – lower tendency to delaminate

– e.g. Schott Vials DC

• Glass vial vendors are offering vials that are ready to fill in a tub format – e.g. Schott, Nuova Ompi

Clinical Trial Glass Containers

Page 25: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

European Regulations

• European Commission. Guidelines of November 5,

2013 on Good Distribution Practice of Medicinal

Products for Human Use

• EudraLex: The Rules Governing Medicinal Products

in the EU, Vol 4 – EU Guidelines for Good

Manufacturing Practice for Medicinal Products for

Human and Veterinary Use. Jan 2013

• Product Recalls: 8.24 Investigational Medicinal

Products

– Identify trial sites and countries

– Implement a procedure for rapid unblinding of

blinded products where a recall in needed

Page 26: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

Guidance for Industry: CGMP for Phase I Investigational New Drugs. July 2008

G. Packaging, Labeling and Distribution

• Establish written procedures for controlling packaging, labeling and storage operations

• Appropriate measures should be in place for control of batches, especially where there is potential for mix-ups, e.g., placebos, blinded products, multiple strengths

• Handle Phase I drugs in accordance with labeled conditions

• Ensure traceability to facilitate a recall if needed

FDA Guidance

Page 27: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

• Expert Panel: GDP & CTM – Rafik Bashara, Technical Advisor & PDA Chair, PCCIG

– Glaucia Karime Braga, Brazil Government Agency

– Steve Jacobs, Industry Consultant

– Marty Jeiven, Industry Consultant

– Claude Jolicoeur, Wholesaler, McKesson Canada

– Desiree Valentine, Industry Consultant

– USP PSD Expert Committee, Mary Foster

– USP Senior Scientific Liaison, Desmond Hunt

Clinical Trial Materials

Page 28: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

• Should Clinical Trial Materials have

their own <1083> sub-chapter?

28

a. Sub-chapter needed?

b. Sub-chapter not needed – incorporate

under Drug Products sub-chapter.

Close with Audience Poll Question

Page 29: The USP s Approach to Good Distribution Practices … Practices Clinical Trial Supply East Coast 2014 October 28 – 29, 2014 Michael N. Eakins, Ph.D., Vice - Chair, ... Sub-Chapter

Contact Information:

Michael N. Eakins PH.D.

Principal Consultant, Eakins & Associates

[email protected]

609 448 3411