the university perspective on audit and compliance issues

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Introduce the goals and priorities, the focus areas, integrity through policy and Education and Research Integrity and Compliance, as well as Business Practices.

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Page 1: The University Perspective on Audit and Compliance Issues

The University Perspective The University Perspective on Audit and Compliance on Audit and Compliance

IssuesIssues

Lynne Chronister,Lynne Chronister,Assistant Vice Provost and Director of Assistant Vice Provost and Director of

Sponsored ProgramsSponsored ProgramsUniversity of Washington,University of Washington,

Seattle, WashingtonSeattle, Washington

June 20, 2008June 20, 2008

Page 2: The University Perspective on Audit and Compliance Issues

GOALS AND PRIORITIESGOALS AND PRIORITIES

1. Promoting Integrity1. Promoting Integrity 2. Setting Ethical Standards2. Setting Ethical Standards

How Is this Done?How Is this Done? Building a Culture of ComplianceBuilding a Culture of Compliance

Policy and proceduresPolicy and procedures Staffing and InfrastructureStaffing and Infrastructure TrainingTraining Auditing and OversightAuditing and Oversight

Page 3: The University Perspective on Audit and Compliance Issues

Focus AreasFocus Areas

Academics and ScholarshipAcademics and Scholarship Research and ServiceResearch and Service Business PracticesBusiness Practices

Page 4: The University Perspective on Audit and Compliance Issues

Integrity through Policy and Integrity through Policy and EducationEducation

Promotes academic integrityPromotes academic integrity Promotion and TenurePromotion and Tenure Policies: Policies:

PlagiarismPlagiarism Academic standards for students Academic standards for students Faculty Policy and ProceduresFaculty Policy and Procedures

Page 5: The University Perspective on Audit and Compliance Issues

Research Integrity and ComplianceResearch Integrity and Compliance

Page 6: The University Perspective on Audit and Compliance Issues

Business PracticesBusiness Practices

PoliciesPolicies Internal ControlsInternal Controls Audits Audits