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The Tumor Microenvironment and 3-D Tumor
Models
James Freyer
Bioscience Division
Los Alamos National Laboratory
Outline
• The Tumor MicroenvironmentChronic versus acute changesConsequences of tumor microenvironmentAdvances in measuring the tumor microenvironmentDifficulties with in vivo models and clinical tumors
• 3-D Experimental Tumor Model SystemsTypes of model systemsThe multicellular spheroid tumor modelExample of application of spheroidsRecent developments and future work
• Mathematical Modeling in Tumor BiologyTumor microenvironmentGenetic/proteomic/metabolic networksTumor growth and development
• Questions?
Malignant Progression of Cancer
NormalCell
mutations
loss ofgrowthcontrol
mutationsCancerCell
MalignantCell
survival
invasion
angiogenesis
metastasis
therapyresistance
Important to realize: all of this happens in a 3-D context within a tissue!
Differences: Tumor and Normal Tissue Vasculature
Brown & Giaccia, Cancer Res. 58: 1408, 1998
Chronic Changes in Tumor Microenvironment
Brown & Giaccia., Cancer Res. 58: 1408, 1998
• Tumor cells grow faster thanvasculature: cells located far fromvessels
• Gradients in biochemistry ofextracellular space
Nutrients (oxygen, glucose)Metabolic wastes (pH, lactate)Signaling molecules (promotors,inhibitors)
• Gradients in cell physiologyProliferationMetabolismViabilityMotility, invasiveness
• Gradients in gene/protein expression
• Gradients in therapy response
• Generally occur over ~200 m
Transient Changes in Tumor Microenvironment
Kimura et al., Cancer Res. 56: 5522, 1996
• No organization to architecture ofvasculature: driven by semi-randomprocesses
Long, tortuous vesselsA-V shuntsBlockages
• Disorganized functionNo smooth muscle or nerve cellsVarying pressure gradientsTrapping of white/red cells
• Transient microregional variations inflow
Slowed, stopped, reversed flow~10-20 minute period most frequent
• Time-varying nutrient supply andwaste removal
• Superimposed on chronic gradients
• Altered by therapy
Both Chronic and Transient Hypoxia
Gilles et al., J. Magnet. Reson. Imag. 16: 430, 2002
Microenvironment Involved in Tumor Progression
Bindra & Glazer., Mutat. Res. 569: 75, 2005
Microenvironment Involved in Metastasis
Sabarsky & Hill., Clin. Exper. Metast. 20: 237, 2003
Therapeutic Impact of Tumor Microenvironment
• Hypoxia causes radiation resistanceMajor explanation for radiotherapy failureMajor focus of drug development and imaging
• Cell cycle arrested cells more resistantResistant to most common chemotherapies, radiationAble to repopulate tumor after treatment
• Limited drug deliveryPoor penetration (chronic) & limited delivery (transient)Problem for new therapies (antibodies, nonparticles)
• Induction of drug resistance and genetic instabilityGene expression and protein modificationsMutations: drug resistance, survival phenotypes
• Stimulation of angiogenesis and metastatic spreadInduction of pro-angiogenic factorsIncreased local invasion and distant metastases
Effect of Hypoxia on Therapy
Fyles et al., J. Clin. Oncol. 20: 680, 2000
H&N Cancer
pO2 > 10 mm Hg
pO2 < 10 mm Hg
Brizel et al., Radiother. Oncol. 53:113, 1999
Cervical Cancer
Imaging in Window Chamber Tumors
Sorg et al., J. Biomed. Optics 10: 044004, 2005
Day 3 Day 4
Day 5 Day 8
Oxygenated
Hypoxic
Imaging in Human Tumor Sections
Janssen et al., Int. J. Radiat. Biol. Phys. 62: 1169, 2005
Blood vesselsPerfusion markerProliferation marker
Metabolic Analysis of Tumor Microenvironment
Wallenta et al., Biomol. Engineer. 18: 249, 2002
Advanced MRI of Tumor Microenvironment
Gilles et al., J. Magnet. Reson. Imag. 16: 430, 2002
Histology
Vascular volume
Vascular permeability
V & P
V & P & pH
Advanced MRI of Human H&N Tumor
Padhani et al., Eur. Radiol. 17: 861, 2007
Limitations to in Vivo Tumor Biology
• Enormous complexity and heterogeneity both withinand between tumors
• Non-reproducibility of even the best rodent tumormodel systems
• Poor understanding of extent and control of transientvariations: basically chaos
• Inability to control experimental parameters
• Inability to perform mechanistic experiments onhumans
• Therefore, advances in basic understanding of tumorbiology (and progress in therapy?) require in vitro
experimental models of tumor
In Vitro Experimental Tumor Models
• Most basic: monolayer or suspension cell culturesUseful for very basic studiesA very poor model of a 3-D tissueDo not mimic any aspect of the tumor microenvironment
• Several different 3-D in vitro models have beendeveloped
Cells embedded in external matrix materialBioreactors: cells within artificial capillary structure‘Sandwich’ culture: cells trapped between two platesMulticell layers: 3-D layers of cells on a membraneEx vivo explants of tumor piecesMulticellular aggregates: spherical 3-D cultures(‘spheroids’)
Multicellular Tumor Spheroids
wastesnutrients
HK03 Wild Type HK03 Null
106
107
108
109
1010
1011
HK03-Tr Wild Type
Sp
he
roid
Vo
lum
e
(m
3)
HK03-Tr Null
HK03 Wild Type HK03 Null
0
10
20
30
40
50
60
HK03Tr Wild Type
S-P
ha
se
Fra
cti
on
(pe
rce
nt)
HK03Tr Null
HK03 Wild Type HK03 Null
0
50
100
150
200
250
300
HK03TR Wild Type
0 10 20 30 40 50 60 70
Via
ble
Rim
Th
ick
ne
ss
(m
)
Time of Growth(days)
HK03TR Null
0 10 20 30 40 50 60 70
Time of Growth(days)
Proliferating cells
Quiescent cells
Similarities: Spheroids and Tumors
• 3-D, tissue-like structureCell-cell contactsExtracellular matrixMicroenvironment develops spontaneously
• Heterogeneous microenvironmentGradients in extracellular biochemistryGradients in cellular physiologyGradients in cellular metabolismGradients in gene/protein expression
• Therapy resistanceRadiation (ionizing, UV, microwave)Many forms of chemotherapyHyperthermiaPhotodynamic therapyBiologicals (antibodies, liposomes, nanoparticles)
Advantages: Spheroids vs Tumors
• Highly reproducibleVery small inter-spheroid variabilityExcellent long-term ‘stability’ (decades)
• SymmetricalGradients are radially distributedVarious gradients are tightly correlatedEnables some unique experimental manipulationsIdeal for mathematical modeling
• Experimental controlExternal environment controlledReproducible manipulation of experimental conditionsEasy to manipulate individual spheroidsHigh ‘data density’
Research applications of spheroids
• Therapy testing and mechanistic studies
• Basic tumor biologyCell cycle regulationMetabolic regulationCellular physiologyCell-cell interactionsRegulation of gene/protein expressionMalignant progression
• Co-culturesTumor-normal cell mixturesAngiogenesis models
• Non-cancer applicationsArtificial organ researchDrug productionNormal tissue models
Example: Cell Cycle Regulation
• Despite common (mis)conception that malignant cellshave escaped growth control, majority of tumor cells ina solid tumor are not proliferating
• Common (mis)dogma is that cell cycle arrest in tumorsis due to lack of nutrients, specifically oxygen
• Although recent imaging and molecular techniqueshave documented spatial distribution of proliferation inrodent and human tumors, controlled manipulation andmechanistic experiments are not possible
• Actual molecular mechanism of cell cycle arrest intumors is currently unknown
• Spheroids are a good in vitro model to performmechanistic studies on this question
Multicellular Tumor Spheroids
0
0.2
0.4
0.6
0.8
1
0 6 12 18 24 30 36
Frac
tion
of C
ells
Rem
aini
ng in
Sph
eroi
d
Time of Dissociation(minutes)
0600Distance from Surface
(μm)
Fraction 3Fraction 4Necrosis
Fraction 2Fraction 1
nutrients wastes
250,000 cells/spheroid
Cell Cycle Proteins in Spheroids
Fraction Number1 2 3 4
p27
p21
p18
CKIs
CDK6
CDK4
CDK2
CDKs
cycD1
cycE
cycA
cyclins
Cyclin ACyclin D1Cyclin E
0 50 100 150 2000
0.5
1
1.5
Rel
ativ
e C
yclin
Pro
tein
(frac
tion
1 =
1)
Distance from Surface(μm)
CDK2CDK4CDK6
0
0.5
1
1.5
Rel
ativ
e C
DK
Pro
tein
(frac
tion
1 =
1)
p18p21p27
0
1
2
3
4
5
Rel
ativ
e C
KI P
rote
in(fr
actio
n 1
= 1)
G1- Versus S-phase Arrest
Fraction Number
1 2 3 4
EMT6
Mel28
outer inner
0
10
20
30
40
50
60
DNA contentBrdU Uptake
S-ph
ase
Frac
tion
(per
cent
)0
10
20
30
40
50
60
0 50 100 150 200
DNA ContentBrdU Uptake
Distance from Surface(μm)
Cell Cycle Arrest After Acute Oxygen Deprivation
N2
O2
OxygenNitrogen
0.5
1.5
2.5
3.5
0 5 10 15 20 25
Time of Culture(hours)
Rel
ativ
e C
ell N
umbe
r
O2 N2
O2N2O2N2
0
25
50
75
100
0 5 10 15 20 25
Time of Culture(hours)
Fra
ctio
n of
Cel
ls(p
erce
nt)
G1
G2S
O2 N2O2 N2O2 N2
1
2
3
4
0 5 10 15 20 25
Time of Culture(hours)
Rel
ativ
e P
rote
in L
evel
(0 h
r =
1.0)
p18
p27p21
Regulation of Proliferation in Spheroids
• Initial arrest is an active process regulated by acyclin/CDK mechanism
Little change in CDKs, loss of cyclin D1Upregulation of p18 and p27, loss of p21CKI binding to and inhibition of CDK activityBypassing initial G1-arrest allows S-phase arrest
• Interior arrested cells continue to undergo alterations incell cycle regulatory machinery
Loss of all regulatory molecules: CDKs, cyclins, CKIsMay explain prolonged recovery lag time: unable toresume without rebuilding?
• Inducers of initial arrest currently unknownSeveral CKIs, up- and down-regulated: multiple signals?Initiated relatively close to surface (~50 m)Unlikely to be related to oxygen deprivationGrowth factor or inhibitor? Pressure sensing?
Limitations to Current Spheroid Model Systems
• Only mimics chronic nutrient deprivation
• Difficult for in situ assay of microenvironmentalgradients (microelectrodes, histology)
• Separation of cells from different locations involvesrelatively long enzymatic treatment (complicates geneand protein expression data)
• Only applicable to adherent cells and those thatproliferate in aggregate culture
• Difficult to use for controlled, reproducible experimentswith co-cultures
Transient Deprivation System for Spheroids
20%oxygen
0%oxygen
return
0
25
50
75
100
125
150
0 1 2 3 4
Oxy
gen
Part
ial P
ress
ure
(mm
Hg)
Time After O2 to N2(minutes)
0
25
50
75
100
125
150
0 1 2 3 4 5 6O
xyge
n Pa
rtia
l Pre
ssur
e(m
m H
g)Time of Culture
(hours)
Effects of Transient Oxygen Deprivation
30 minutesoxygen
30 minutesnitrogen
30 minutesoxygen
0
0.5
1
1.5
Total Volume Cell Number Viable Rim
Start6 hr cycle12 hr cycle
Rel
ativ
e V
alue
(tim
e 0
= 1)
0
20
40
60
80
100
0 50 100 150 200
Fra
ctio
n of
cel
ls(p
erce
nt)
Distance from Surface(μm)
G1
G2
S
0
1
2
3
4
5
6
0 50 100 150 200R
elat
ive
CK
I P
rote
in(f
ract
ion
1 =
1)Distance from Surface
(μm)
p18
p27
p21
Transient Nutrient Deprivation in Spheroids
• New culture system developed and validated fortransient deprivation experiments
Compact, portable culture chamberAbility to rapidly alter nutrient conditionsImposes external transient supply on pre-existing chronicgradients: more like tumor in vivo
• Preliminary experiments show essentially no effect ofcyclic oxygen supply for up to 12 hours
No change in spheroid growth rate or cell numberNo increase in central necrosisNo alteration in cell cycle or CKI induction
• Preliminary experiments show remarkable resistance tonutrient deprivation
Complete nutrient deprivation causes total loss of ATP andextremely acidic intracellular pHComplete recovery of normal cellular energetics after nutrientrestoration
New In Vitro Model of Tumor Microenvironment
mediuminput
mediumoutput
top cap
mediumreservoirmembrane
cells inmatrixglass
cylinder
bottomcap
0
0.2
0.4
0.6
0.8
1
1.2
7.05
7.1
7.15
7.2
7.25
7.3
7.35
7.4
7.45
0 2 4 6 8 10
Rel
ativ
e C
once
ntra
tion
pH
Distance from Membrane(mm)
pH
Oxygen
Lactate
0
0.2
0.4
0.6
0.8
1
1.2
0
10
20
30
40
50
0 2 4 6 8 10R
elat
ive
Con
cent
ratio
n
Distance from Membrane(mm)
S-phase
Protein
Gene
S-phase Percent
Preliminary Data with 1st Generation System
0
1
2
3
4
5
6
7
0 1 2 3 4 5 6
4°25°37°
Cel
l C
on
cen
trat
ion
(x 1
0-7
cel
ls p
er c
m3)
Distance from Membrane(mm)
0
10
20
30
40
50
0 1 2 3 4 5 6
4°25°37°
S-p
has
e F
ract
ion
(per
cen
t)
Distance from Membrane(mm)
0
20
40
60
80
100
0 1 2 3 4 5 6
4°25°37°C
lon
og
enic
Eff
icie
ncy
(per
cen
t)
Distance from Membrane(mm)
0
1
2
3
4
5
6
0 1 2 3 4 5 6
4°25°37°
Rel
ativ
e p
27
Pro
tein
(4o @
0.4
mm
= 1
.0)
Distance from Membrane(mm)
Current State of New Model System
• Demonstration of feasibility of designSpatial correlation of microenvironment and biologyPotential for real-time, in situ measurement by NMRAllows rapid isolation of cells from different regionsExperimental control over many parameters
• Produces physiological gradients similar to those seenin spheroids and tumors
Cell proliferation and cell cycle distributionCell deathInduction of CKIs
• 1st generation system has problemsDifficult and non-reproducible separation of cells fromdifferent regions, still requires matrix digestionNo control over internal supply conditionsRelatively low cell number to get extended gradients
Theoretical Modeling of Tumors
• Overwhelming majority of literature based onmathematical models of tumor growth and development(~1200 papers since 1970)
• Interestingly, spheroid growth data very often used to‘test’ models
• Limited development in other areasInteractions with immune systemRegulation of cellular metabolismExtracellular biochemical environmentCellular invasionTherapy response (radiation, chemo)Protein regulatory networks
• Recent focus on developing biologically-based modelsof tumor growth and malignant progression
Modeling Hypoxia in Tumors
Kirkpatrick et al., Radiat. Res. 159: 336, 2003
Modeling Hypoxia in Tumors
Secomb et al., Annal. Biomed. Engineer. 32: 1519, 2004
Modeling Angiogenesis in Tumors
Stephanou et al., Math. Comput. Model. 41: 1137, 2005
Penetration of Chemotherapy Agent
Modak et al., Eur. J. Cancer. 42: 4204, 2006
Protein Network Model of Tumor Cell Invasion
Athale et al., J. Theor. Biol. 233: 469, 2004
Nested Deterministic Models of Tumor Growth
Marusic et al., Cell Prolif. 27: 73, 1994
Generic Models
Two-parameter Models
Functional Models
Fits of 15 Models to 15 Independent Data Sets
Marusic et al., Cell Prolif. 27: 73, 1994
Fits of 15 Models to 15 Independent Data Sets
Marusic et al., Cell Prolif. 27: 73, 1994
Doubling Time
Thickness of Viable Cell Rim
Deterministic Tumor Models
• Wide variety available and more being developed
• Most can do a good job of fitting basic tumor (spheroid)growth data
• Useful for graphing, comparing and extrapolating data
• Most do a poor job of predicting any biologicalparameters
• Not really useful for advancing our understanding oftumor biology
Generally not predictiveMany not directly connected to biologyThose that are have a very large number of parametersDifficult to distinguish one from the other
• The future of this field is in biologically-based models
Conceptual Model of Spheroid Growth Regulation
Freyer & Sutherland, Cancer Res. 46: 3504, 1986
Multi-Scale Mathematical Tumor Model
• Starts with single cell on 3-D lattice‘Programmed’ with metabolic, generegulation, cell cycle, volumegrowth rate, adhesion and celldeath parametersAssumes limited inward growthfactor penetration and internalgrowth inhibitor productionSimulation runs until lattice is filledor spheroid saturates: nothing ‘fit’or constrained
• Three scales consideredCellular (lattice Monte Carlo)Gene regulation (Boolean network)Extracellular (reaction-diffusionequations)
Final Conclusions
• Solid tumors are perhaps the most unique, complex,dynamic and chaotic biological system
• The tumor microenvironment is extremelyheterogeneous, both spatially and temporally
• This microenvironmental complexity explains mosttherapy failures, as well as promotes the progression ofmalignancy itself
• Actual tumors in vivo are poorly suited to mechanisticexperimentation
• Many 3-D in vitro experimental tumor models areavailable and important for advancing tumor biology
• Spheroids are an excellent tumor model system, buthave limitations
• Theoretical modeling of tumors is in its infancy, but cancontribute significantly in cancer research
Acknowledgements
• Spheroid projectsDr. Karen LaRueAntoinette TrujilloAnabel GuerraRebecca AlbertiniJeffery DietrichSusan CarpenterDr. Yi JiangJelena Pjesivac-GrbovicJames Coulter
• New tumor modelDr. Joseph HickeyAntoinette Trujillo
• Flow cytometrySusan CarpenterAntoinette TrujilloTravis Woods
• ExternalDr. Bert van der KogelMr. Hans PetersDr. Keith Laderoute
• FundingNIH: CA-71898, CA-80316, CA-89255, RR-01315NSF: PUSH ProgramLDRD: Los Alamos internal funding