CONG TY CO PHAN

THANH THANH CONG - BIEN HOA

CONG HOA XA H(H CHU NGHiA VI."E:TNAMTHE SOCIALIST REPUBLIC OF VIETNAM

DQc I~p - TV' do - Hanh phucIndependence - Freedom - Happiness

se: H? /2020/CV-TTC-BHNo. n? /2020/CV-TTC-BH

Tdy Ninh, ngay 3.0 thangOl nam 2020Tdy Ninh, day 3.0 month O.Lyear2020

BAo cAo TINH HINH QUA.NTRI CONG TY NIEM YET - BAo BAN NIENREPORT ON CORPORATE GOVERNANCE OF LISTING COMPANY - SEMIANNUAL REPORT

Kinh giri: - Uy ban Chung khoan Nha rnroc- So' Giao dich Chung khoan

To: - The State Securities Commission- The Stock Exchange

Ten cong ty niern yet/Name of listing company: CONG TY CO PHAN THANH THANH CONG­BIENHOA

Dia chi tru so chinh/Address of headoffice: Xa Tan Hung, Huyen Tan Chau, Tinh Tay Ninh

Email: ttcs@ttcsugar.com.vnDi~n thoai/ Telephone: (0276) 3753250 Fax: (0276) 3839834

V6n diSu I~/ Charter capital: 6,083,527,850,000 d6ng

Ma chung khoan/ Securities code: SBT

l.Hoat dQng cua D~i hQi dAng cB dong/Activities of the General Meeting of Shareholders

Thong tin vS cac cuoc hQP va Nghj quyet/Quyet dinh cua Dai hQi d6ng c6 dong (bao gorn ca cac Nghj cjuy~tcua Dai hQi d6ng c6 dong duoc thong qua duoi hinh thirc Ifty y ki~n bang van bim)/ Information on meetingsand resolutions / decisions of the General Meeting of Shareholders (including the resolutions of the GeneralMeeting of Shareholders adopted in the form of written comments):

Tu' 1/7/2019 d~n 31112/2019, Cong ty C6 phan Thanh Thanh Cong - Bien Hoa ban hanh 13 Ngh] quyet thuocthftm quyen cua Dai hQi d6ng c6 dong.

STT NQidung

2

03/20 I9/NQ­DHDCD

Ngayse Nghj quy~t

o112019/NQ~DHDCD

Thong qua b~ng hinh thu'c Ifty y ki~n c6 dong b~ng van ban 3/9/2019

Thong qua Baa cao tai chinh da duQ'c ki€m toan nien dQ 1819 14/10/201902/2019/NQ­DHDCD

3Thong qua Phuong an phan ph6i Igi nhu~n nien dQ 1819 14110/20 19

1/24

2/24

404/20191NQ- K6 hoach SXKD & PPLN nien dQ 1920 14/10/2019DHDCD

505/20191NQ- Thong qua chu tnrong ky k6t hop d6ng, giao dich lien quan 14/10/2019DHDCD cua Cong ty

606/20191NQ- Uy quyen lira chon don vi ki~m toan dQc I~p nien dQ 1920 14/10/2019DHDCD

707/20191NQ- Thu lao cua HDQT nien dQ 1920 14/1 0/2019DHDCD

808/20 191NQ- B~u b6 sung Thanh vien HDQT 14/10/2019DHDCB

909/20 191NQ- Phat hanh c6 phieu U'U di:liESOP 14/10/2019DHDCD

1010/20191NQ- Thong qua Bao cao BBH 2018-2019 14/10/2019DHBCB

II11I20191NQ- Thong qua Bao cao HDQT 2018-2019 14/1012019DHDCD

1212/20 191NQ- Thong qua Bao cao TBK T 2018-2019 14110/2019DHBCD

1313/20 191NQ- K6t qua biu cu' b~u b6 sung TYHDQT 1411012019DHf)CD

II. HQidBng quan tr] I Board of Management:

1. Thong tin v~ thanh vien HQi dBng quan tr] (HDQT)I Information about the members of the Boardof Management:

s6 bu6i hopTy l~ tham

Ly do khong

Stt Thanh vien HDQT / Chirc VlJ./ HDQT tham tham du hQp/dl}' hop/

No. BOM's member Position dlJ.·1 NumberPercentage

Reasons forof attendance absence

1 BalMs. Huynh Bich NgocChu rich

50 100%HDQT

2 Ong/ Mr. Pham Hong Duong Pho Chu tich 50 100%

3/24

thuong trueHf)QT

3 Ba! Ms. Dang Huynh Lrc MyThanh vien

50 100%Hf)QT

Thanh vien4 Ong/ Mr. Henry Chung dQc I~p 50 100%

HBQTThanh vien

5 Ong/ Mr. Hoang Manh Ti~n dQcl~p 50 100%HBQT

Ong/ Mr. Yo Tong XwlnThanh vien

50 100%6 HBQT

2. Hoat dQng giam sat ella HQi dAng Quan tr] d6i voi Ban Tang Giarn d6e/ Supervision by the BOD overthe Director (General Director):

Trong 6 thang cuoi narn 2019, HQidong quan tr] da:t6 chirc mot each co trach nhiem cac cuoc hop dinh ky d~

dua ra cac quyet dinh rnang tinh chat dinh huang, chi dao cho Ban di€u hanh tri~n khai hoat d9ng kinh doanh

thea dung chien luoc phat tri~n cua Cong ty. HQid6ng quan tri da:ban hanh cac Nghi quyet va Quyet dinh

trong pham vi trach nhiern va tham quyen cua minh; thea dung trinh tu va thu tuc cua Luat Doanh nghiep,

f)ieu I~ va Quy ch~ quan tri noi bo, phu hQ"Pvoi thuc ti~n thi tfU'cmg,dap trng dugc yeu du quim tri va nhu

du phat tri~n cua doanh nghi~p. Nam 2019 cung la mQtnam d~y thach thuc cua nganh dUCmgkhi dtmg truac

nguang cu'a hQinh~p, HQid6ng quan tri da:c6 cac CllQChQpkip thai d~ dua ra nhiing qlly~t sach nh~m:

Hoan thi~n co cfru t6 chu'c bQmay Quan tri cua Cong ty theo tu v§.ncua IFC

Quy~t dinh k~ ho~ch phat tri~n SXKD va ngfm sach Nf) 18-19

Giam sat vi~c th\l'c thi chi~n lugc chung giai do~n 17-18 va 20-21

Xem xet va ti~p Wc dilOsau trong xay d\lng chi~n lugc gia sim phAm

Binh huang cac cong tac M&A d~ tai cfrutruc tai chinh va nang cao nang 1\l'Cc~nh tranh

Quy~t dinh cac d\l' an d~u tu va d\l' an R&D thea dinh hll'ang chi~n lugc

Quy~t dinh chinh sach d~u tll' d6i vai NgLTaiNong dan tr6ng Mia

Ben qnh do, Ban di€u hanh cung da:linh dQngtrong cong tac di~u hanh tnrac nhiing bi~n dQngkhong ngu'ng

cua thi truang, tuan thu cac dinh huang vii chi d~o chi~n lll'gc cua HQid6ng quan tri, di~n hinh:

f)i~u chinh Quy ch~ I~rachQnnha th~u

Ban hilnh quy ch~ thanh Iy tili san

Ti~p tyc phat tri~n da d~ng hoa san phAmc6 margin cao

Phan cong, phan nhiem eho cac thanh vien BDH

Hoan thien va ban hanh KPI eho cac Kh6i phong ban, CTTV

3. Hoar dQng cua cac ti~u ban true thuQc HQi dBng quan tr]

a. Ti~u Ban Ki~m Toan

- Giam sat hoat dong cua HQi d6ng quan tri va Ban T6ng Giam d6e, Ti~u ban kiem toan ghi nhan cac kSt

qua sau:

+ Cac heat dong ella Cong ty phu hop voi nQi dung trong Gifiy chung nh~n dang ky doanh nghiep, Dieu

I~ va tuan thu dung quy dinh cua Phap luat, ehe dQ quan Iy cua Nha mroc cling nhu ehufrn rmrc, ehe

dQ kS toan tai chinh;

+ Hoat dQng cua HQi d6ng quan tri va Ban T6ng Giam d6e phu hop voi quy dinh cua Phap luat va DiSu

l~;+ HQi d6ng quan tri va Ban T6ng Giam d6e da th\!'e hi~n dAy du cae chi d~o vS cae ho~t dQng san xufit,

kinh doanh thea dung Nghi quySt D~i hQi d6ng e6 dong da dS ra;

+ Ban T6ng Giam d6e da thlle hi~n dAy du cae chi d~o thea dung cae Nghi quySt, Quy~t djnh eua HQi

d6ng quan trio

- Giam sat BCTC Quy truae khi Ban diSu hanh trlnh HQi d6ng quan tri ho~e eong b6 ra ben ngoai thea quy

dinh eua Phap lu~t. KSt qua giam sat eho thfiy:

+ BCTC Quy dUQ'eI~p va eong b6 phu hgp vai cae ehufrn m\!,e va ehS dQ kS toan, cae quy dinh euaphap

lu~t hi~n hanh;

+ Trong ky, khong co bfit ky thay d6i nao eua ehS dQ kS toan, ehufrn m\!,e kS toan, ehinh saeh thuS co tae

dQng tr<;mgySu tai tinh hinh tai ehinh va BCTC da eong b6;

+ Khong co ghi nh~n bfit thuo·ng d6i v6"i giao djeh Ben lien quan (mua ban hang hoa, gop v6n, ehia e6

tu·e, ...).

- Giam sat h~ th6ng ki~m soat nQi bQ. Dinh ky hang Quy, Ti6u ban Ki~m toan giam sat h~ th6ng ki~m soat

nQi bQthong qua bao eao eua Phong Ki~m toan nQi bQ, Ki~m toan dQe l~p. KSt qua giam sat eho thfiy Cong

ty co M th6ngki~m soat nQi bQ ho~t dQng hu·u hi~u:

+ KSt qua ki~m toan nQi bQ eho thiy vi~e tuan thu cae quy trinh hi~n himh duge th\!'e hi~n rfit t6t;

+ Cae quy trinh nghi~p VI,1 duge ban hanh, e~p nh~t va quan Iy boi bQ ph~n ehuyen traeh. Trong qua

trinh v~n hanh h~ th6ng ki~m soat nQi bQ, CBNV Cong ty rfit co y th(re va co traeh nhi~m trong vi~e

danh gia cae di~m chua hoan thi~n eua h~ th6ng d~ dua ra cae dong gop tieh e\!,e nh~m eung e6 h~

th6ng ngay cang hoan thi~n;4/24

+ Cong ty oa va dang trien khai dua h~ thong quan Iy phe duyet, luu trii' quy trinh truyen thong sang h~

thong qulin Iy true tuyen giup t6i uu h6a thai gian thuc hien cac buoc, thuan tien cho vi~c I~p h6 So',

scat xet, phe duyet, tra cU'Uthong tin 06ng thai han ch~ cac sai s6t.

- Giam sat hoat dong KTNB

+ Vi~c ph6i hop gifra Ti~u ban Ki~m toan va BTGD trong quan Iy vai tro, chirc nang ki~m toan noi b9

giup ki~m toan n9i b9 phat huy t6t nhiern V\Icua minh, khong chi &yeu c~u dam bao tuan thu rna con

h6 tro cac don vi trong cong tac canh bao va quan Iy rui ro cua cac mang hoat oC)ngtrong ca truce,

trong va sau khi nghiep vu phat sinh;

+ Qua k~t qua ki~m toan nC)ibC)cho thfry vi~c tuan thll quy trinh &cac oun vi ougc ki~m to an ougc th¥c

hi~n t6t. Vi~c chuy~n ttf ki~m toan tuan thu sang h6 trg cac oun vi trong cong tac canh bao rui ro oa

c6 nhfrng k~t qua t6t va se la tibn ob o~ ti~n tai cong tac quim Iy rui ro trong nien oC)sau;

+ Vai tro cua ki~m toan nC)ibC)trong Cong ty ougc ghi nh~n va ngay cang nang cao thong qua nhung

phan h6i tich qrc ttf cac oun vi ougc ki~m toano

Giam sat ho~t oC)ngqulm Iy rui ro t~p trung vao nhCing nhi~m vI,!trQng tam sau:

+ Danh gia oinh ky hang nam vb cac tai li~u cua ho~t oC)ngquan Iy rui ro;

+ H6 trg cac oan vi tri~n khai cac phuong phap quan Iy rui ro cung nhu cac ki~m soat nh~m xu Iy cac

rui ro;

+ Danh gia cac quy trinh quan Iy rui ro do bC)may quan tri, oibu hanh thl/c hi~n, tren CO" so' 06 g6p ph~n

nang cao hi~u qua cua quy trinh nay;

+ Nh?n di~n kip thai cac rui ro trQng y~u cua cac ho~t oC)ng,cac dv an trQng oiSm; ttl"06 c6 k~ ho~ch

giam thi~u rlli ro kip thai va phu hgp; trQ' giup cho vi~c quan Iy d¥ an mC)tcach khoa hQc, oung ti~n

09, khong VUQtngan sachva tuan thu cac yeu du phap IY.

+ D~u m6i tri~n khai dl,!'an Quan tri rui ro chi~n lugc v6i 06i tac Ernst& Young Vi~t Nam (b~t o~u thang

12/2019 - DI,!'ki~n o~n thang 5/2020) theo chuAn ml,!'cva thong I~ qu6c t~, nh~m xay d¥ng h~ th6ng

phong v~ rui ro phu hgp v6i chi~n IUQ'cphat tri~n va mo hinh ho~t 09ng cua toan bC)T6ng cong ty.

b. Ti~u ban Chi~n iU'Q'cva Ti~u ban Nhan S,!

Trong 6 thang o~u nien 09 2018 - 20 19, Ti~u ban Chi~n Iugc oa hofm thanh t6t nhi~m V\I OLlVC giao

trong vi~c cung v6i oO'n vi tu vfrn Cong ty TNHH Deloitte Consulting Vi~t Nam hoan thi~n chi~n lugc

vb gia ban phl,!c vI,!cho ml,!c tieu rna- rC)ngthi tmo'ng nganh ouang o~n nam 2021.

Ben c~nh 06, Ti~u ban nhan Sl,!·trong nien 0(>2018 - 2019 oa hoan thi~n t6t cac cong tac tinh gQn b(>

may sau M&A, tang nang sufrt lao oC)ngqua nhu'ng Quy ch~ tiSn luang, Quy ch~ thi oua khen thu&ng.5/24

.'

6/24

D6ng thoi, Ti~u ban nhan su da thuc hien t6t nhiern vu tham muu cho HDQT lien quan to'i han quyet

dinh b6 tri nhtrng vi trf CBQL cap cao phuc VI,l cho dinh huong phat trien.

4, Cac Nghi quyet/ Quyet dinh cua HQi dong quan tri/ Resolutions/Decisions of the Board of Directors

Stt sa Ngh]quy~tl Quy~t djnh Ngay NQi dungNo. Resolution/Decision No. Date Content

I 19/20191NQ-HDQT 11712019 Th6ng nh<lt tai lieu l<lykien DHDCD dot 2

2 20/20191NQ-HDQT 1017/2019 Bao lanh Kasekam,.., 20al20 19INQ-HDQT 1517/2019 Phan cong va thu lao HDQT.)

4 21/20191NQ-HDQT 1917/2019 Lay y kien co dong bang van ban de thong quaquyet dinh cua DHDCD

5 21 a/2019INQ-HDQT 6/8/2019 Thong qua mua lai ha tang del' lieu va ph an mernirng dung tir TTC

6 21 b/2019INQ-HDQT 7/8/2019 Thong qua Tim thoa thuan ve phi de kf ket giuaSBT, GMC va DEG

7 22/2019/NQ-HDQT 918/2019 Ban c6 phieu quy

Thong qua viec thuc hien giao djch han mire tin8 22a/20 19INQ-HDQT 12/8/2019 dung 6,000,000 USD cua NH BPCE 10M

CNTPHCM

9 23/20191NQ-HDQT 19/8/2019 Thong qua nQi dung va tai li~u lay y kien co dongbang van ban

10 24/2019INQ-HDQT 19/8/2019 D~u tu mua lai c6 phan tro thanh cong ty lien k~t

Thong qua vi~c to Chll'Ckiem phieu lay y kien coII 25/20191NQ-HDQT 30108/2019 dong b~ng van ban: Cll'nguai tham gia ki~m

phi~u

12 25a12019INQ-HDQT 3/9/2019 Thong qua Chll tnl'O'ng d~u tu mua cp THY

13 25b/20 19INQ-HDQT 4/9/2019 Thong qua phan cong nhi~m VI,I va thl! lao TYHDQT va Thu ky

14 26/2019/NQ-HDQT 919/2019 Tri~u t~p DHDCD thuang nien nien dQ 2018-2019

15 26a/2019INQ-HDQT 11/9/2019 ThllC hi~n d~u tu mua c6 ph~n DL TTC

16 26b/20 19INQ-HDQT 13109/2019 TTCBH cho BHSDN vay 400 ty

Thong qua giao dich giCi'aCong ty vai nguai nQi17 27/20191NQ-HDQT 17/09/2019 bQ va nguai co lien quan cua nguai nQi

bQ Huynh Bich NgQc

18 28/2019INQ-HDQT 23/09/2019 Thong qua ket qua phlit hanh CP theo phu'Ongtherc phat hanh rieng Ie

19 28a12019INQ-HDQT 26109/2019 Thay d6i KSY Cty TTC Gia Lai

7/24

20 29/2019INQ-HDQTThong qua giao dich gitra Cong ty voi nguoi nQi

01110/2019 bQ va n&uo'i co lien quan cua nguoi nQi bQ_DangHuynh Hc My

21 30/2019INQ-HDQT 3/1 0/2019 Tang v6n o~u tu du an TS U

22 31/2019INQ-HDQT 4/10/2019 Thong qua bo sung chuang trinh va tai lieuDHDCD 2018-2019

23 32/2019INQ-HDQT 7/1 0/2019 Thong qua ket qua ban co phieu quy 61,600,900cp

24 33/2019INQ-HDQT 9110120 19 Bo nhiern thanh vien Tieu ban kiern toan tnrcthuoc HDQT thay th~ thanh vien tu nhiem '

25 34/20 19INQ-HDQT 21110/2019 Thong qua viec th~y Xuan uy quyen cho chi My

26 35/20 19INQ-HDQT 28/10/2019 Bau Chu tich, PCT HDQT va thay ooi nguoi daidien thea phap lu~t cua cong ty

27 35a12019INQ-HDQT 28/1 0/20 19 Yay von tai Ngan hang Vietcombank eN BacSG

28 36/2019INQ-HDQT 2911 0/2019 Phan cong nhiem VI;! TVHDQT va thu lao TVHDQT, Thu ky

29 37/2019INQ-HDQT 13/11/2019 Thong qua c~u twang to chirc, v~n hanh hoatoQng san xuat Nong nghiep theo Vung

30 38/2019/NQ-HDQT 20/11/2019 Thanh I~p Dia diem Kinh doanh cua Cty CPTTCBH

31 39/20 I9INQ-HDQT 9112/2019 Han rmrc 200 ty OCB D~k Lak

32 40/20 19INQ-HDQT 10/12/2019 NQ HDQT Quy II voi DEG

33 40a/20 19INQ-HDQT 16112/2019 Thue 10olit B3, B4 cua TTCIZ

34 4112019INQ-HDQT 16/12/2019 Chi tra c6 tire 2019 bang ti~n m~t cho DEG

35 41 al2019INQ-HDQT 2011212019 Vay von 200 t1 tl;liNH SG Thuang Tin - CNNguy@n Van Tr6i

36 42/2019INQ-HDQT 27112/2019 Thanh I~p oia oi6m kinh doanh SRDC

Stt sa Quy~t dinh Ngay NQidungNo. Decision No. Date Content

I 08/2019/QD-HDQT 9/7/2019 Phe duy~t h~mg ml;!cdi t1;10,sua chua bQ ham nu6'cdp 16 hui TTCS

2 08a/2019/QD-HDQT 9/712019 Phe duy~t b6 sung k6 hOl;1cho~u tu TSCD nien oQ2019-2020

3 09/2019/QD-HDQT 16/8/2019 P~e duy~t chu twang va thimh I~p HQi 06ng thanh IyofitNN

4 10/2019/QD-HDQT 16/8/2019 Uy quy~n thl;!'chi~n giao djch chuy6n nhuQ11gquy~n .

8/24

su dung d~t cua Cty5 1Oa/20 19/QD-HDQT 16/8/2019 Thay d6i Thanh vien HDKHNN

6 1112019/QD-HDQT 3/9/2019 Ban hanh Chinh sach Giao dich voi cac Ben lienquan

7 12/2019/QD-HDQT 419/2019 Cham dirt HDLD »: Trfrn Quoc Thao8 13/2019/QD-HDQT 8/9/2019 Ban hanh Quy ch6 thanh Iy tai san9 13a/20 19/QD-HDQT 18/09/2019 Ban hanh quy ch6 Ki~m toan n9i b910 14/2019/QD-HDQT 26109/2019 QD ti~n luang11 15/2019/QD-HDQT 26109/2019 QD ti~n luang

QD vv phe duyet b6 sung cong trinh kho chua ruroc12 15a/20 19/QD-HDQT 2/10/2019 thanh pharn Miaqua va Puraqua trong KT DT TSCD

2019-202013 16/20 I9/QD-HDQT 17/10/2019 QD vv Quy ch6 giai quyet khieu nai t6 cao14 17a/2019/QD-HDQT 25/10/2019 B6 nhiern va mi~n nhiem nhan su Cty BHSDN15 17b/2019/QD-HDQT 25/10/2019 B6 nhiern va mi~n nhiern nhan su TTC Gia Lai16 17c/20 19/QD-HDQT 25/10/2019 Di~u chinh nhan sir H9i d6ng XLI' Iy no17 18/2019/QD-HDQT 5111/2019 Cap nh~t thong tin thanh vien Ti~u ban chi6n hroc18 19/2019/QD-HDQT 15/11/2019 Thanh I~p Ban tai du true19 20/20 19/QD- BTCT 28/1112019 Thanh I~p Ti~u Ban Tai du true Kh6i FO20 21/2019/QD-BTCT 28111/2019 Thanh I~p Ti~u Ban Tai cfru true Kh6i BO21 22/2019!QD-HDQT 3/12/2019 Ban hanh chinh sach Kinh doanh duong

22 22a/2019/QD-HDQT 6/12/2019 Thanh I~p Ban QLDA Quan tr] rui ro Doanh nghiepTTCBH

23 23/2019/QD-HDQT Il112/2019 Cac bien phap nh~m d~y m~nh ho~t d9ng SXKDthl,l°chi~n th~ng Iqi k6 ho~ch nien d9 19-20

24 08/2019/QD-HDQT 9/7/2019 Phe duy~t h~ng ml,lc cai t~o, suoachua b9 ham nuacdp 10 hai TTCS

Ill. Ban ki~m soat I Supervisory Board:

Dft bao cao t~i phfrn Ho~t d9ng cua cac Ti~ll ban trl,l°cthu9C HDQT - Ti~u ban Ki~m Toano

IV. Diw t~o v~ qmin tri cong tyl Training on corporate governance:

Vai trach nhi~m cua m9t Cong ty niem y6t dfru Nganh, Cong ty C6 phfrn Thanh Thanh Cong - Bien Hoaluon tuan thu cac quy dinh phap lu~t lien quan d6n thi truang chung khoan, quan tri doanh nghi~p va cong b6thong tin, tieu bi~u:

D6i vai guy dinh phap lu~t v~ Chlll1g khoan, Cong ty dft ban hatih cac guy ch6 v~ cong b6 thong tin theaguy dinh TT 155/2015/TTBTC, Quy ch6 CBTT cua HOSE; Nghi dinh 71/2017/ND-CP, Quy ch6 v~ giao dichvai cac ben co lien guan thea guy dinh cua Lu~t Doanh nghi~p va Lu~t Chung khoano D6ng thai, Nien d92018-2019 cung la nam thu 2 Cong ty huoong tooiap dl,lng nhuong tieu chu~n cong b6 thong tin thea The di~mQuan tri Cong ty khu vvc ASEAN - ASEAN Scorecardo Day la m9t sang ki6n quan tri cong ty cua cac nuactrong khu vl,l°cASEAN nh~m thl,l°cthi k6 hOl;lChhanh d9ng cua Di~n dim Thi tmang v6n cac nuac ASEAN

(ACMF) huong dSn phat triSn mQt thi truong v6n h9i nhap trong khu VI!C.

D6i voi quy dinh v6 quan tri cong ty, cho rnuc dich kien toan rno hinh quan tri cong ty theo tieu chuanquoc t~ va thong I~ t6t tren thi tnrong voi su dong hanh tu v§n cua IFC - Ngan hang Th~ gioi, Cong ty da xaydung va ban hanh Quy ch~ n9i b9 v6 quan tr] cong ty thea quy dinh cua TT 95/2017/TT-BTC; cac nguyen t~cquan trj cong ty cua OECD dS dap ung duoc dfry du 5 tieu chi Ion cua QTDN la:

(I) Dam bao quyen loi cua c6 dong,

(2) D6i xir binh d~ng voi c6 dong,

(3) Xac dinh va thuc thi vai tro voi cac ben lien quan,

(4) Thuc hien minh bach cong b6 thong tin, va

(5) Hoan thien trach nhi~m cua H9i d6ng quan trio

Ben c~nh vi~c tuan thu Phap lu~t, Cong ty can CI,I thS hoa eac quy djnh Phap lu~t vao h~ th6ng van banquan Iy n9i b9 cua Cong ty; cling nhu hu6"ng d§n CI,I thS, ro rang trinh tl,l·thl,l·chi~n cac quy trinh nghi~p VI,I

cua dc Don vi trv·c thuQc; qlO hanh lang, co sa r5 rang de CBNV Cong ty tuan thu, hoftn thanh chLrc nangnhi~m vv duqc giao, cling nhu t~o M th6ng khung van ban de Cong ty co co sa kiem tra, giam sat, kip thaixlr Iy vi ph~m.

Trong qua trlnh xac I~p, thl,l·chi~n, ch§m dut cac quan h~ giao dich v6"i nha cung dp, khach hang, Congty luon cong b6 dAy du, ro rang cac quy djnh Phap lu~t dn phai tuan thu, cac quy djnh n9i n9 eua Cong ty colien quan va yeu cAu nha cung dp, khach hang cling ph6i hqp v6"i Cong ty trong vi~e tuan thu. Dien hinh nhub9 hQP d6ng m§u cua Cong ty trong nnh VI!C cung (mg, kinh doanh d6u co di6u khoan ve c~nh tranh khonglanh m~nh va quy djnh ro chS tai trong tmang hQp vi ph~m, t~o co s6 ro rang dS cac ben tham gia giao djchhiSu va tuan thu.

Trong 6 thang cu6i nam 2019, cac Thanh vien HQi d6ng quan tri, nguai ph\l trach qwin trj cong ty lientl,lCtham gia, c~p nh~t kiSn thuc cua cac chuang trinh dao t~o cua Uy ban Chung khoan, Hose va VIOD ph6ihQ·pt6 ch(rc nhu:

Chuong trinh Dao t~o n9i b9 Ch(rng nh~n Thanh vien H9i d6ng quan tri til" ngay 10 - 12101/2019 doVIOD t6 ch(rc.

Chuo·ng trinh T~p huin v6 The diSm quan trj Cong ty DNNY Vi~t Nam va cac vin de vS cong b6 thongtin tren Bao cao thuo·ng nien/ Bao cao pMt trien b€n vu·ng ngay 22/02/2019 do S6 Giao djch Chung khoanTP. H6 Chi Minh t6 chtrc.

Chuang trinh Thu ky Cong ty - bi quy~t thanh cong cua Doanh nghi~p ngay 29/3/2019 do VIOD t6chLrc.

Chuang trlnh Dao t~o ve Trai phiSu xanh ngay 27/6/2019 do Uy ban chung khoan Nha nu6"c ph6i hap[FC t6 chu·c.

9/24

V. Danh sach v~ ngU'(ri co lien quan ciia cong ty niem y~t theo quy djnh t~i khoan 34 Di~u 6 Lu~t Chung khoan (Bao cao 6thang/narn) va giao djch cua ngutri co lien quan cua cong ty vo'i chinh Cong ty / List of affiliated persons of the public company asspecified in clause 34, Article 6 of the Securities Law (Semi-annual/annual reports) and transactions of affiliated persons of theCompany with the Company)1 D h ' h ;_ ,. 'r~ / L' if iffili d if h Can sac ve nguoi co len quan cua cong ty 1St0 a I late persons 0 t e ompany

Loai hlnh lDThiri di~m Tho'i di~m

Ten ClI nhanl (CMND/Hi) ss m Ngay dp NO'idp b~t d~u laSTTta chire

Clnrc V\I Dja chichi~ul Gilly

khong con la Ghi chu

DKDN)NCLQ NCLQ

..............................................._ ......................................._ .........................._ ..._ .................................._...... ....................... _ ......._ ............... ............._ ..•. ········.. ·····.m.·.. ·.·..·.·................ ·........ ................................ _ .................................. ......................................._ ................... ........_ ................................................•...••..••._••_•••••••.".·M.··...·." • .......... M• ........." ......................................................... _ ...... ............ "'_ ... M......

Type of ID (IDI Time of Time ofName of

NO. personl Position AddressPassport/

ID number Date of issue Place of issueStarting to be ending to be

NoteBusiness affiliated affiliated

organizationRegistration) person person

Huynh Bich Chit tich89 Cao Van Ngoc, P. Phu

1 Trung, Q. Tan Phu, CMND 022164926 02/07/2018 CAHCMNgoc I-IDQT

TPHCM

Pho Chu

Pham Hongtich

Binh Hoa, Thai Binh,2 thuong CMND 290563876 01111/2011 CA Tay Ninh - - -

Duongtrue

Chiiu Thanh, Tay Ninh

HDQTThanh 32/89 Khuong Vi~t, P.

3Dang Huynh

vien Phu Trung, Q. Tan Phu, CMND 023338768 1611112010 CAHCMUc My - - -

HDQT Tp.HCMThanh

4 Henry Chung vien1608 Tyler Dr, Fullerton,

Passport F1624579 8112/2015 USA - - -CA 92835

HDQTThanh 159 Thich Quang Duc,

5Hoang Manh

vien phuong 4, Q. Phu Nhuan, CMND 020295400 CAHCMTi~n 10110/2008

HDQT Tp.HCM

10/24

Loai hinh 10Thiri di~m Tho; di~m

Ten ca nhan/ (CMND/HQ ss m Ngitydp No-idp b~t d~u lit khong con lit Ghi chuSTTta chuc

Chirc v\I Dia chichi~ul Gi:1yDKDN)

NCLQ NCLQ...........................................................................................-' ......... ......................................................_ .._ ............_ ....................._ ......._ ................._ .............................._ ................................ ................._ ••••••",••••••••••••••m ................... .................................................................... .........................................._ ..................... .....................................•••••••

Type of 10 (101 Time of Time ofName of

NO. personl Position AddressPassportl

ID number Date of issue Place of issueStarting to be ending to be

NoteBusiness affiliated affiliated

organizationRegistration) person person

Thanh6 vs Tong Xuan vien 06 Phan Van Trj, Tp. Cl1n CMND 360018348 10112/2009 CA dn ThO'

HDQTThO',tinh dn ThO'

Nguyen Thanh TongChau Thanh, Ti@nGiang

CA Tien7

Giam d6cCMND 311881821 22/07/2016 - - -

Ngu Giang

8DuO'ngThj To Pho Tong 491/44 Huynh Van Banh,

CMND 024986895 1111112008 CAHCMGiam d6c

- - -Chau PI4,Q Phu Nhu~n,HCM

14A14, Duong 16, Khu9 Le Quang Hai Pho T6ng Dan cu An Binh, Thanh

CMND 271751263 04/03/2017 CA D6ngNai - - -giam d6c pho Bien Hoa, tinh D6ng

Nai

Nguy~n ThjPho Giam EIIlO Long Thoi, Long

10 d6cCN Th,'mh Bite, Hoa Thanh, CMND 290489576 08110/2005 CA rs, Ninh - - -Thuy Tien

NMTTCS rs, Ninht.e Due T6n

Giam doc 20 hem 55, kp2, F3,13/3/2009 CA Tay Ninh11 CMND 290666061 - - -

NhaMay TPTN, TN

Huynh VanGiam doc 312 i.e A Chung cir Go

12 Kinh Dfru2, F TSN, Q. Tan Passport B6615646 15/05/2012 C~cQLXNC - - -Phap

doanh Phu, TpHCMGiarn doedi@uhanh 698/6 H6ng Bang,

13 TrinHuyHao Trung Plnrong I, Quan 11, CMND 023439861 26/03/2013 CAHCM - - -Tam Tp.HCM

Thuong

11124

Loai hinh IDThO; di~m Tho; di~m

Ten clI nhanl (CMND/Hi)S5JD Ngiiydp No;dp b~t d~u IiiSTT

ta clurcChirc vI} f)ia chi

chi~ul Giiykhong con Iii Ghi chu

f)KDN)NCLQ NCLQ

..._........... ,,¥ ..•....•. .......,.....••••..•..................- ........ .•............................_ ..................................._ ............................. ................_ ..... ..._ ....._ ..........................................._ .........-._ ......

Type of ID (WI Time of Time ofName of

NO. personl Position AddressPassportl

ID number Date of issue Place of issueStarting to be ending to be

NoteBusiness affiliated affiliated

organizationRegistration) person person

M~i TayNinh

Trang Thanh Giarn doc 16 Ba huyen Thanh quan,14 Quan h~ phuong 6, quan 3, Tp CMND 025224365 23/0112010 CAHCM - - -

Truc Dbi ngoai HCM1.16, Lo G, Cu xa Bau

K€ roan Cat 2, Duong H6ng Lac,15 Le Phat Tin CMND 025563354 23/03/2012 CAHCM - - -

tnrong P.IO, Q. Tan Binh,TP.HCM

Dinh Thj Tim ky 202 Bui Thj Xuan,16 Phuong 3, Quan Tan CCCD 079186007099 03/4/2017 CAHCM 0411212017 -

Ngoc Thao Cong ty Binh, TP. HCM

73/15 Pharn Hung, Ap 311512018 Cue Canh Sat - -

17 Doan Vii Giarn dbc 4A, xii Binh Hung, huyen CCCD 051187000375 DKQL CUTru 05/9/2018Uyen Duyen tai chinh Binh Chanh, Tp. HCM va DLQG v~

Dan Cu

Ghi chu/Note: S6Gidy NSH*: S6CMND/Hr chieu (a6i WYico nhdn) hodc S6GCN dang ky doanh nghiep, Gidy phep hoat arng hade gi6y tilphap If; tuong duong (a6i voi t6 chtrct/NSli: In case of individual: ID card/Passport No.; In case of organization: License of establishmentand operation/Certificate of business registration/equivalent legal documents.

2. Giao dich gitra cong ty voi ngiroi co lien quan cua cong ty; ho~e gifra eong ty vai e6 dong lan, nguai nQibQ,ngtrai co W~nquan eua nguainQibQ!Transactions between the company and the affiliated persons or between the company and major shareholders, internal persons andrelated person of internal person.

12/24

d hGiao jc cua Cong ty voi cdc ca nhdn, to chuc co lien quan duoc phe duyet theo cdc quyet dinh sau:

Stt S6 Nghi quyet Ngay NQi dungNo. Decision No. Date Content

I 05/20191NQ-DHDCD 1411012019 Thong qua chu truong ky k€t hop d6ng, giao dich lien quan cua Cong ty

T~t ca cac giao dich nay duoc ghi nhan va bao cao trong Bao cao tai chinh hang Quy, Ban nien va Nam dS rninh bach va cong khai eho e6dong Cong ty duoc roo

3. Giao dich gifra nguoi nQi bQ cong ty niern y€t, nguoi co lien quan cua nguoi noi bQ voi cong ty con, cong ty do cong ty niern y€t nam quyenkiern scat/ Transaction between internal person of listed company and company's subsidiaries, or the company in which listed company takescontrolling power

4. Giao djch gifra cong ty voi cac d6i tuong khac/ Transactions between the company and other objects

4.1. Giao dich giira cong ty voi cong ty rna thanh vien HDQT, thanh vien Ban Ki~rn scat, Giarn d6e (T6ng Giarn d6e) di~u hanh d1'lva dangla thanh vien sang I~p ho~e thanh vien HDQT, Giarn d6e (T6ng Giarn d6e) di~u hanh trong thai gian ba (03) nam tro l~i day (tfnh t~i thaidi~rn I~p bao eao)1 Transactions between the company and the company that members of Board of Management, members of theSupervisory Board, Director (CEO) has been afounding member or members of Board of Management, Director (CEO) in three (03) years(calculated at the time of reporting).

4.2. Giao dieh giila eong ty vai eong ty rna ngu·ai co lien quan eua thanh vien HDQT, thanh vien Ban Ki~m soat, Giam d6e (T6ng Giamd6c) di~u hanh la thanh vien HDQT, Giarn d6e (T6ng Giarn d6c) di~u hanhl Transactions between the company and the company thatrelated person of members of Board of Management, members of the Supervisory Board, Director (CEO) as a member of Board ofManagement, Director (CEO).

4.3. Cae giao dieh khae eua eong ty (n€u co) co th~ rnang l~i lqi feh v~t eh~t ho~e phi v~t ch~t d6i vai thanh vien HDQT, thanh vien BanKi~m soit, Giirn d6e (T6ng Giarn d6e) di~u han hi Other transactions of the company (if any) may be beneficial material or immaterialformembers of Board of Management, members of the Supervisory Board, Director (CEO).

VI. Giao djch c6 phi~u cua nguo; nQi bQ va ngmYi lien quan cua ngU'lYinQi bQ (Bao cao 6 thang/nim)1 Transactions of internalpersons and related person of internal person (Semi-annual/annual reports)

1. Danh sach n2uo; noi bo va nguo; co lien quan cua nguo; noi bol List of internal persons and their affiliated persons

Stt HI}ten Tai kho3n giao Chu-c V\.I Dja chi lien h~Address S&CMNDIHi} Ngaycip Noi cl1ppiace S&c6 phi~u Ty I~ so·hfru Ghi chuNo. Name djch chu-ng t~i cong chi~u o/issue sO-hUll cu&i

.. ;;.Noteco phieu

13/24

khoan (n~u co) ty (n~u ID card/Pass date of issue, ky Number of cu&ikySecurities co) shares owned Percentage

trading account Position port No. at the end of of sh are(if any) at the the period ownership at

company the end of(if any) the periodPho Chu

Pharn tichBinh Hoa, Thai Binh, Chau

1 Hang - thuong 290563876 01/1112011 CA Tiiy Ninh 2.740.597 0.45% -Duong true

Thanh, rs, NinhlIDQT

1.2Pham Huy

ChaBinh Hoa, Thai Binh, Chau

290129448 18/01/2008 CA Tiiy Ninh- - - -Thong Thanh, Tay Ninh

I.3Nguy~n

M~Binh Hoa, Thai Binh, Chau

290659903 22/11/1995 CA Tiiy Ninh- - - -Thi Nga Thanh, Tiiy Ninh

Phan

1.4Nguyen

VgT6 5, KP4, P.2, Thi xs Tay

290590323 31/07/2010 CA rs, Ninh- - - -Thanh NinhThuy

1.5Pham Ngoc

EmBinh Hoa, Thai Binh, Chiiu

290700988 08/07/1997 CA Tay Ninh- - - -Bach Thanh, Tiiy Ninh

1.6Pham Ngoc

Em Canada B3203658 19/11/2009 Canada- - - -Linh

D~ng Thanh2 Huynh U'c vien

32/89 Khuong Vi~t, P. Phu023338768 16111/2010 CAHCM 98.394.826 16.17%- -

My lIDQTTrung, Q. Tiin Phu, Tp.HCM

Dang Van 32/89 Khuong Vi~t, P. Phu2.1 008C230065 Cha 84254871 06/10/2010 Cue QLXNC - - -

Thanh Trung, Q. Tiin Phu, Tp.HCM

Huynh M~ (Chu32/89 Khuong Vi~t, P. Phu

2.2 011C068077 tich B0792329 16/04/2003 Cvc QLXNC 67.551.864 11.1% -Bich Ngoc

lIDQT)Trung, Q. Tiin Phu, Tp.HCM

14/24

V. Danh sach v~ nguoi co lien quan ciia cong ty niem y~t theo quy djnh tl;li khoan 34 Di~u 6 Lu~t Chung khoan (Bao cao 6thang/narn) va giao djch ciia ngU'crico lien quan ciia cong ty voi chinh Cfing ty I List of affiliated persons of the public company asspecified in clause 34, Article 6 of the Securities Law (Semi-annual/annual reports) and transactions of affiliated persons of theCompany with the Company)1 D h ' h ~ ,. 'r~ IL if iffil d if h Can sac ve ngirot co len quan cua cong ty ist 0 a I iate persons 0 t e ompany

Loai hinh IDThiri di~m Thiri di~mTen ca nhan/

STT Clurc VI;! Dja chi(CMND/HQ

Sa ID Ngityc§p Not cap b~t d§u lit khong con lit Ghi chutB chirc chi~u/ Gi§yDKDN)

NCLQ NCLQ.........._ ......... ....................... .......... ....................................................................................•••...••.•••...••..••••..••••..•..••.......................••.......- ................................................................... ... _ ..- ............._ ............... ...................-.................................. ...................._ ........................................... ..................................................................... ._ ..........

Type of ID (lD/ Time of Time ofName ofNO. person/ Position Address

Passport/ID number Date of issue Place of issue

Starting to be ending to beNote

organizationBusiness affiliated affiliated

Registration) person person

Huynh Bich cne tich89 Cao Van Ngoc, P. Phu

I Trung, Q. Tan Phu, CMND 022164926 02/07/2018 CAHCMNgoc HDQTTPHCM

Pho Chi]

Phc;lITIHongtich

Binh Hoa, Thai Binh,2 thuong CMND 290563876 0111112011 CA TayNinh - - -Duong

trueChau Thanh, Tay Ninh

HDQT

Dang HuynhThanh 32/89 Khu6ng Vi~t, P.

3(rcMy

vien Phu Trung, Q. Tan Phu, CMND 023338768 16/1112010 CAHCM - - -HDQT Tp.HCMThanh

1608 Tyler Dr, Fullerton,4 Henry Chung vien Passport FI624579 8112/2015 USA - - -CA 92835

HDQT

Hoang Ml,mhThanh 159 Thich Quang Duc,

5 vien phuong 4, Q. PhuNhu~n, CMND 020295400 CAHCMTi~n 10110/2008

HDQT Tp.HCM

10/24

Lo:}i hinh 10Tho; di~m ThO·idi~mTen ca nhanl (CMND/Hi}

S61D Ngiiydp No·idp b~t d~u Iii khong con Iii Ghi chuSTTta clurc

Chirc vI} Dia chichi~U/ Gi§yDKDN)

NCLQ NCLQ. •.••••..................................................__ ...,.. ,- .................................. ................................................................................................................................................_ ......................................... .......... .........................................._ ......•....••.•........................ M ............................................................................._ ........_ ......

Type of 10 (101 Time of Time ofName ofNO. person/ Position Address

Passportl[D number Date of issue Place of issue

Starting to be ending to beNoteBusiness affiliated affiliatedorganization

Registration) personpersonThanh

6 VOTong Xuan vien 06 Phan Van Trj, Tp. dnCMND 360018348 10112/2009 CA CftnThO"

HDQTThO",tinh dn ThO"

Nguy~n Thanh TongChau Thanh, Ti~n Giang

CA Tien7Giarn d6c

CMND 311881821 22/07/2016 - - -Ngfr Giang

8Dirong Thj To Pho Tong 491/44 Huynh Van Banh,

CMND 024986895 11/1112008 CAHCMGiam d6c - - -Chau PI4,Q Phu Nhu~n,HCM

14A14, Duo-ng 16, Khu9 r.e Quang Hai Pho T6ng Dan cu An Binh, Thanh

CMND 271751263 04/03/2017 CA D6ngNai - - -giarn d6c ph6 Bien Hoa, tinh D6ng

Nai

Nguyen ThjPho Giam E 1110 Long Tho-i,Long

10 d6cCN Thanh Bac, Hoa Thanh, CMND 290489576 08110/2005 CA TiiyNinh - - -Thuy TienNMTTCS Tay Ninh

te Dire T6nGiam doc 20 hem 55, kp2, F3,

13/3/2009 CA TiiyNinh11 CMND 290666061 - - -NhaMay TPTN, TNGiam doc 312 Lo A Chung cu Go

12Huynh Van

Kinh Dftu 2, F TSN, Q. Tan Passport 86615646 15/05/2012 Ct,IC QLXNC - - -Phapdoanh Phu, TpHCM

Giarn docdi~u hanh 698/6 H6ng Bang,

13 Trftn Huy Hao Trung Phuong 1, Quan II, CMND 023439861 26103/2013 CAHCM - - -Tam Tp.HCM

Thuang

11124

Loai hinh IDThi)'i di~m Thil'i di~mTen ca nhiinl (CMND/HQ

SBID Ngitydp No·idp bilt d~u litSTTt8 chtrc

Chirc VI} Dja chichi€U/ GHiy khdng con lit Ghi chu

DKDN) NCLQ NCLQ._.,,- ............................................_ ..........................._ ...... ........................_. ...................... _ •...- ............................................ ••............_.........................•...._ ............................... ................................................................. •...•..................._ .............._....-..--....... ...................._ ........_. ............................................... _ .. .•...................._ ...................... ............... ...............-..................~............ .............................................

Type of ID (IDI Time of Time ofName ofNO. personl Position Address

PassportlID number Date of issue Place of issue

Starting to be ending to beNoteBusiness affiliated affiliatedorganization

Registration) person personM<oliTayNinh

Trang Thanh Giarn doc 16 Ba huyen Thanh quan,14 Quan h~ phuong 6, quan 3, Tp CMND 025224365 23/0112010 CAHCM - - -True D6i ngoai HCM

1.16, La G, Cu xa BauK~toan Cat 2, Duong Hong Lac,

15 t.s Phat Tin CMND 025563354 23/03/2012 CAHCM - - -tnrong P.IO, Q. Tan Binh,TP.HCM

Dinh Thj Thir ky 202 Bui Thj Xuiin,16 Phuong 3, Quan Tan CCCD 079186007099 03/4/2017 CAHCM 04/12/2017 -Ngoc Thao Cong ty

Binh, TP. HCM

73/15 Pham Hung, A.p 31/512018 C\lCCanh Sat - -17 Dean va Giam d6c

4A, xli Binh Hung, huyen CCCD 051187000375 DKQL CuTru 05/9/2018Uyen Duyen tai chinh Binh Chanh, Tp. HCM vi DLQGv~DiinCu

Ghi chu/Note: S6Gidy NSH*: S6CMND/Hr; chieu (d6i voi ca nhdn) hodc S6GCN dang kY doanh nghiep, Giay phep h0(11dr;nghade gidy tirphap ly tuang duong (d6i voi t6 chuc)/NSH: In case of individual: ID card/Passport No.; In case of organization: License of establishmentand operation/Certificate of business registration/equivalent legal documents.

2. Giao dich gifra cong ty voi nguoi co lien quan ella cong ty; hoac gitra cong ty vai c6 dong IOn,ngmJi nQibQ,nguaj co lien quan ella nguainQib91 Transactions between the company and the affiliated persons or between the company and major shareholders, internal persons andrelated person of internal person.

12/24

G d h ' C , h h a h d a hiao jc .cua ong ty voi cac ca n an, to c ire co lien quan uac pi e uyet theo cac quyet jn sau:

Stt se Nghi quyet Ngay N9i dungNo. Decision No. Date Content

I OS/2019lNQ-DHDCD 14110/2019 Thong qua chu tnrong ky k€t hop d6ng, giao dich lien quan cua Cong ty

Tat ca. cac giao dich nay duoc ghi nhan va bao cao trong Bao cao tai chinh hang Quy, Ban nien va Nam d~ minh bach va cong khai cho c6dong Cong ty duoc ro.

3. Giao dich gifra nguoi n9i b9 cong ty niem y€t, nguoi co lien quan cua nguoi n9i b9 voi cong ty con, cong ty do cong ty niern y€t n~m quyenkiem soat/ Transaction between internal person of listed company and company's subsidiaries, or the company in which listed company takescontrolling power

4. Giao dich giira cong ty voi cac d6i tuong khac/ Transactions between the company and other objects

4.1. Giao dich gifra cong ty vci cong ty rna thanh vien HDQT, thanh vien Ban Ki~m soat, Giam d6c (T6ng Giam d6c) diSu hanh da va dangla thanh vien sang 14ipho?c thanh vien HDQT, Giam d6c (T6ng Giam d6c) diSu hanh trong thai gian ba (03) nam tra I~i day (tinh t:;tithaidi~m 14ipbao cao)/ Transactions between the company and the company that members of Board of Management, members of theSupervisory Board, Director (CEO) has been afounding member or members of Board of Management, Director (CEO) in three (03) years(calculated at the time of reporting).

4.2. Giao dich giua cong ty v&i cong ty ma nguai co lien quan ella thanh vien HDQT, thanh vien Ban Ki~m soat, Giam d6e (T6ng Giamd6e) diSu h:'mh la thanh vien HDQT, Giam d6e (T6ng Giam d6c) di~u hanhl Transactions between the company and the company thatrelated person of members of Board of Management, members of the Supervisory Board, Director (CEO) as a member of Board ofManagement, Director (CEO).

4.3. Cac giao dich khac clla cong ty (n€u co) co th~ mang I~i Igi ieh v4itchat ho?c phi v4it chat d6i v&i thanh vien HDQT, thanh vien BanKi~m soat, Giam d6e (T6ng Giam d6e) diSu hanhl Other transactions of the company (if any) may be beneficial material or immaterialformembers of Board of Management, members of the Supervisory Board, Director (CEO).

VI. Giao dich c6 phi~u ciia nguo; nQibQva nguo; lien quan ciia nguo; nQi bQ (Bao cao 6 thang/niim)1 Transactions of internalpersons and related person of internal person (Semi-annual/annual reports)

1. Danh sach n2uiri nQi bo va n2uo; co lien quan ciia nguiri noi bol List of internal persons and their affiliated persons

Stt HI} ten Tai khoan giao Chu'c VI} Dja chi lien h~Address S&CMND/HQ Ngay c§p Noi c§pplace I. A .1. Ty I~ sir hiiu Ghi chuSo co phleuNo. Name djch chfrng t~i cong chi~u o/issue sir hiiu cu&i

., I.Noteco phieu

13/24

khoan (n~u co) ty (n~uID card/Pass date of issue, ky Number of cu6iky

Securities co) shares owned Percentagetrading account Position port No. at the end of of share

(if any) at the the period ownership atcompany the end of(if any) the periodPh6 Chu

Pham tichBinh Hoa, Thai Binh, Chau

I Hong - thuong 290563876 01/1112011 CA Tiiy Ninh 2.740.597 0.45% -Duong tn,rc

Thanh, Tiiy Ninh

HDQT

1.2Pham Huy

ChaBinh Hoa, Thai Binh, Chau

290129448 18/0112008 CA Tiiy Ninh- - - -Thong Thanh, Tiiy Ninh

1.3Nguyen

Mt;Binh Hoa, Thai Binh, Chau

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EmBinh Hoa, Thai Binh, Chau

290700988 08/0711997 CA TiiyNinh- - - -Bach Thanh, rs, Ninh

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Em Canada B3203658 19/1112009 Canada- - - -Linh

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32/89 KhuongVi~t, P. Phu023338768 1611112010 CAHCM 98.394.826 16.17%- -

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14/24

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M~ - 020842227 15/4/1994 CAHCMTh~ng - - - -

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Hoangvien phuong 4, Q. Phu Nhuan, Tp. 020295400 CAHCM

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15/24

- Thanh06 Phan Viin Tri, TP. dn5

VOTongvien 360018348 10112/2009 CA dn ThaXuan Tha - - -

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MaiThi -06 Phan Viin Tri, TP. C,1n

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ve Tong -06 Phan Van Tri, TP. dn

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Phuang

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CA Ti~n6.1Viin L~

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CA Ti~n6.2 - M~ 310400557 71711979 - - -Thi Hu~ GiangNguyen

Chau Thanh, Ti~n GiangCA Ti~n6.3 - Anh 311479707 20/3/2002 - - -Viin Ngoan Giang

NguyenAnh Chau Thanh, Ti~n Giang 5/5/1995

CA Ti~n6.4Minh f)i~n

- 311573084 - - -GiangNguy~n

CA Ti~n6.5 Thi~n - Anh Chau Thanh, Ti~n Giang 311818482 28/6/2000 - - -Luang Giang

16/24

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Chau HaiChau Thanh, Tibn Giang6.6 Vg 291051470 28/10/2014 CA TayNinh - - -My

7Duong Thi Ph6 Tong 491144 Huynh Van Banh,

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Duong Thi7.1 Thanh ..

Chi Long Khanh, Tinh D6ng Nai 270572215 16/05/2006 CA D6ngNai- - - -Thuy

7.2Duong T§n

Anh Long Khanh, Tinh D6ng Nai 270572213 25/05/2006 CA D6ngNai- - - -Hung

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Anh Long Khanh, Tinh D6ng Nai 290786739 0111011985 CAD6ngNai- - - -LQc

Duong Thj7.4 Thanh - Chi Long Khanh, Tinh D6ng Nai 270952256 15/06/2006 CA Dong Nai - - -

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7.5Duong Thi

Em Dinh Cu USA - My A047 104329 17/11/2006 USA- - - -Bao Chau

7.6Duong Thi

Em Long Khanh, Tinh D6ng NaiQu€ Hao - - - - - - -

8te Quang

Ph6 T6ng 14A14, Duong 16, Khu Dan04/03/2017 CAD6ngNaiHai - giam d6c cu An Binh, Thanh ph6 Bien 271751263 634.293 0.1% -

Hoa, tinh D6ng Nai

Truong Thi 14A14, Duong 16, Khu Dan8.1

Quyen Vg cu An Binh, Thanh ph6 Bien 270688483 02/10/2002 CAD6ngNai - - --Hoa, tinh D6ng Nai

Le Quang 14A14, Duong 16, Khu Dan8.2 Con cu An Binh, Thanh ph6 Bien 272398168 14/06/2010 CAD6ngNai - - -Tu~ -

Hoa, tinh D6ng NaiLeThi 14A14, Duong 16, Khu Dan

8.3 Diem Concu An Binh, Thanh ph6 Bien 271751263 12/04/2002 CA D6ngNai - - -- Hoa, tinh D6ng NaiQuynh

17/24

i.e Quang 14A14, Duong 16, Khu DanCA Thua8.4 cu An Binh, Thanh ph6 Bien 190008974 06/0411978Binh - Cha Thien Hu~ - - -

Hoa, tinh D6ng Nai

LeThi 14A14, Duong 16, Khu Dan8.5

Suy~n - Chi cu An Binh, Thanh ph6 Bien 201599279 03/04/2007 CA Da Nftng - - -Hoa, tinh D6ng Nai

t.s Quang 14A14, Duong 16, Khu DanCA Ti~n8.6 ellAn Binh, Thanh ph6 Bien 311516147 15107/2009Giap - Anh Giang - - -

Hoa, tinh D6ng Nai

i.eru 14A14, Duong 16, Khu DanCA Thua8.7 cir An Binh, Thanh ph6 Bien 18/07/2009Huang - Chi 1900008975Thien Hu~ - - -

Hoa, tinh D6ng Nai

i.e Quang 14A14, Duong 16, Khu Dan8.8 - Anh ctr An Binh, Thanh ph6 Bien 023450253 1110912003 CAHCM - - -Vy

Hoa, tinh D6ng Nai

Le Thi 14A14, Duong 16, Khu Dan8.9 Chi cu An Binh, Thanh pho Bien 272037305 12/04/2006 CA D6ngNai - - -Loan -

Hoa, tinh D6ng Nai

t.e Quang 14A14, Duong 16, Khu DanCA Thira8.10 ell An Binh, Thanh ph6 Bien 191231016 10111/20 I0Huy - Em Thien Hu~ - - -

Hoa, tinh D6ng Nai

Nguy~nNguoi

EI110 Long Thai, Longduoc uy

9 Thi Thuy - Thanh B~e, Hoa Thanh, lay 290489576 08110/2005 CA lay Ninh 1.060.472 0.17% -Tien

quyenNinh

CBTT

Nguyen E1110 Long Thai, Long9.1 Cha Thanh B~e, Hoa Thanh, lay 290033655 08/08/1978 CA lay NinhViinC6 - - - -

Ninh

Nguyen E 1110 Long Thai, Long9.2 M~ Thanh B~e, Hoa Thanh, lay 290033656 08/08/1978 CA lay NinhThiLai - - - -

Ninh

Nguyen ElII0 Long Thai, Long9.3

Thi Ti~n - Chi Thanh B~e, Hoa Thanh, lay 290366868 1510811995 CA lay Ninh - - -Ninh

18/24

Nguy~nE1II0 Long Thai, Long

9.4 Anh Thanh Bac, Boa Thanh, Tiiy 290019664 01112/2007 CA Tiiy NinhVan Nhiill - - - -Ninh

9.5Nguy~n

ChiKhu ph6 4, Thi Tr~n Duong

290020213 15/07/1978 CA TiiyNinhKim Loan -Minh Chiiu, Tiiy Ninh - - -

Nguy~n Ell I0 Long Thai, Long9.6

Trung Hieu - Em Thanh B~c, Hoa Thanh, Tiiy 290033657 06/07/2007 CA Tiiy Ninh - - -Ninh

9.7Nguyfn

Chi11411B Ninh ThQ,Ninh San,

290339268 10/0612006 CA TiiyNinhKim Phung -Thi xs TiiyNinh - - -

Nguyen8/8 Long Kim, Long Thanh9.8 Thi My 043036 Em 290489577 29/09/2006 CA TiiyNinh 49.460 0.008% -

Tien Trung, Hoa Thanh, Tiiy Ninh

Le Duc Giam d6c 20 hem 55, kp2, F3, TPTN,1313/2009 CA TiiyNinh 163.316 0.026%10

T6n- 290666061 -NhaMay TN

i.e H6ng - 20 hem 55, kp2, F3, TPTN, CA TiiyNinh10.1 Vq 290395278 9/5/2003 - - -Hanh TN

te Duc - 20 hem 55, kp2, F3, TPTN, CA TiiyNinh10.2 Con 291112119 27/8/2013 - - -Anh TN

LeQuS - 20 hem 55, kp2, F3, TPTN, CA TiiyNinh10.3 Con 072301000117 26/8/2015 - - -Anh TN

10.4 Le ThiMai - Em Tp Tiiy ninh 290440570 14/03/2006 CA TiiyNinh - - -i.s Duc -

10.5 Em Tp Tiiy ninh 290562504 - CA TiiyNinh - - -H(>i

Giarn d6c 312 La A Chung cir Go Deb11

Huynh VallKinh 2, F TSN, Q. Iiin Phu, B6615646 15/05/2012 C1,IcQLXNC 193.053 0.031%- -Phapdoanh TpHCM

11.1Huynh Vall

Cha 210603315 CA Binh Dinh- - - - - -Lai

19/24

11.2Duong Th]

Mtt 210608190 CABinh Dinh- - - - - -Mai

11.3Huynh Thi

Chi 211446863 CA Binh Dinh- - - - - -Bich Thao

11.4Huynh Thi

Chi 211980804 CABinh Dinh- - - - - -Bleh Nga

11.5· Huynh Van - Em - 215040868 - CA Binh Dinh - - -Tnln Thi 312 La A Chung cu Go DAu

11.6 - Vq 2, F TSN, Q. Tan Phu, 025776444 04/04/2013 CABinh Dinh 172.992 0.028% -Bleh L~TpHCM

12 Dinh Thi- Thu ky 202 Bui Thi Xuan, Phuong 3,

079186007099 03/4/2017 CAHCM - - -NgQe Thflo Cong ty Quan Tiin Binh, TP. -HCM

Dinh Van 202 Bui Th, Xuiin, Phuong 3, CAHCM12.1 - Cha 079055001992 03/4/2017 - - -Huang Quan Tan Binh, TP. HCM

Dao Thi 202 Bui Thi Xuiin, Phuong 3, CAHCM12.2 - Mtt 020940424 12/7/2007 - - -Kim Linh Quan Tan Binh, TP. HCM

Nguy~n CAHCM12.2 Ch6ng 202 Bui Thi Xuiin, Phuong 3,

250653896 08/4/2017 48.658 0.007%Cuong 009C077504 Quan Tiin Binh, TP. HCMDung

Dinh Thi 202 Bui Thi Xuan, Phuong 3, CAHCM12.3 - Chi 023680299 23/4/2009 - - -Quynh Chi Quan Tan Binh, TP. HCM

12.4 Dinh ThiEm 202 Bui Thi Xuiin, Phuong 3,

024783321 12/7/2007 CAHCM- - - -Bao Chiiu Quan Tan Binh, TP. HCMGiam d5ediSu hanh

TrAnHuyTrung

698/6 H6ng Bang, Phuong 1,13 088C660774 Tam 023439861 26/03/2013 CAHCM 28.877 0.004%Hao Quan 11, Tp.HCM -ThuangMai rs,Ninh

20/24

13.1 Tr~n Van - Cha 698/6 Hong Bang, Phuong I,020664183 22/06/2005 CAHCM - - -Tu Quan II, Tp.HCM

13.2 Doan Thj - My 698/6 H6ng Bang, Phuong I,096162000083 27/02/2017 CAHCM - - -Bieh Thuy Quan 11, Tp.HCM

13.3 Tr~n Huy - Em 698/6 Hong Bang, Phuong 1,024107606 26/03/2013 CAHCM - - -Long Quan II, Tp.HCM

13.4 Cao Th, - Vq 698/6 Hong Bang, Phuong I,025742195 30103/2013 CAHCM - - -Hong Nga Quan II, Tp.HCM

Trang Giam d6e16 Ba huyen Thanh quan,14 - Quan h~ 025224365 23/01/2010 CAHCM 86.951 0.014% -Thanh Truc

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H~nh phuong 6, quan 3, Tp HCM

14.2 Trang Duy - Con 16 Ba huyen Thanh quan,024426880 22/09/2012 CAHCM - - -Minh phuong 6, quan 3, Tp HCM

14.3 Trang Ouy - Con 16 Ba huyen Thanh quan,025430262 CAHCM - -Quang phuong 6, quan 3, Tp HCM -

Trang 2/1 xi Long Trung,Long14.4 Thanh - Anh Thanh Trung, Hoa Thanh, 290079215 06/03/2007 CA rs, Ninh - - -

Tung Tay Ninh

Trang 133A hem 7, Lac Long Quan,14.5 - Anh khu ph6 6, phuong 4. TP Tiiy 290331043 25105/2009 CA Tay Ninh - - -Thanh HilJi

Ninh

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dan cuTrang

Khu ph6 3, phuong 3, TP 05109/2007 CA TiiyNinh14.7 Thanh 008C660740 Em 290407171 56.512 0.009% -

Phong Tiiy Ninh

2/17 XI Long Trung, Long 17/04/2017 C\lCCS14.8 Trang - Em Thanh Trung, Hoa Thanh, 072074001448 DKQL cir tru - - -Thanh vn vaOLQGv~rs, Ninh

dan cir

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15 Le Phat TIn - Duong Hong Lac, P.I 0, Q. 025563354 23/03/2012 CAHCM 38.743 0.006% -tnrongTan Binh, TP.HCM

1.16, La G, Cu xa Bau Cat 2,V5Thi

Duong H6ng Lac, P.I0, Q. 0.003%15.1 - Vq 025334688 06/07/2010 CAHCM 20.511 -Bich H~nhTan Binh, TP.HCM

5/8B, ~p Long My, Xii Long

15.2 Le Phat An - Cha Thanh B~c, Huyen Hoa 290050835 23/0712007 CA Tay Ninh - - -Thanh, Tay Ninh

Thai Thj5/8B, ~p Long My, Xa Long

15.3 - My Thanh B~c, Huyen Hoa 290050600 25/07/2007 CA Tay Ninh - - -DaThanh, Tiiy Ninh

ts Thi5/8B, ~p Long My, Xii Long

15.4 - Chi Thanh B~c, Huyen Hoa 290490051 05/09/2007 CA TiiyNinh - - -Ngoc TramThanh, Tiiy Ninh

Le PhatA5/lO, Ap Long Thai, xii

15.5 - Anh Long Thanh B~c, Huyen Hoa 290523962 27/03/2009 CA TiiyNinh - - -CirongThanh, Tay Ninh

6B, lip Long Thai, Xa Longt.e Phat15.6 - Anh Thanh Trung, Huyen Hoa 290578901 13/05/2003 CA Tiiy Ninh - - -Ngoc

Thanh, TiiyNinh

te Phat5/8B, ~p Long My, Xii Long

15.7 - Anh Thanh Bac, Huyen Hoa 290607831 01/11/2004 CA Tiiy Ninh - - -HuyThanh, Tay Ninh

22/24

Do an VGGiam d6c

73115 Pham Hung, Ap 4A, xli05118700037516 Uyen - Binh Hung, huyen Binh 31/5/2018 CAHCM - - -Hi chinh

Duyen Chanh, Tp. HCM

73115Pham Hung, Ap 4A, xli CAHCM -16.1 Dean Sung Ba Binh Hung, huyen Binh 023286937 - -

Chanh, Tp. HCM

73115 Pham Hung, Ap 4A, xli CAHCM -16.2 V6Thi

M~ Binh Hung, huyen Binh 023325875H<:lnhDung - -Chanh, Tp. HCM

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Duong Chanh, Tp. HCM

DOlmve 73/15 Pham Hung, Ap 4A, xli CAHCM -16.4 Thuang Chi Binh Hung, huyen Binh 023789768 - -

Thuang Chanh, Tp. HCM

Nguyen 1777 Pham Th~ Hi~n, P.6, 03/4/2018 Cue cn -16.5 Th~ C6ng 002C069409 Chong 079087011097

Q.8, TP.HCM - -Minh

2. Giao dich cua nguoi nQi bQ va ngiroi co lien quan d6i voi c6 phieu cua cong ty niern y~tl Transactions of internal persons andaffiliated persons on shares of the listed company

23/24

S6 c8 phi~u sO'hfru dAu ky S~ A h·~ ? hf s : k' Ly do tang, giam (mua, ban,Quan h~ vOi o co p leu so uu CUOI YNumber of shares owned at Number of shares owned at chuy~n d8i, thtrO'ng..•)

SttNgllOi thlfc hi~n giao ngtrOi ni)i bi)

the beginning of the period the end of the period Reasons for increase, decreaseNo.

dich Transaction Relationship S~ A h·,( Ty I~ S,( A h·,( Ty I~ (purchase, sale, switch,executor with internal o co p leu o co p leuNumber of Percentage Number of Percentage reward •••)personshares shares

M~ mot Ba

1 Ba Huynh Bich NgQcDang Huynh

15,551,864 2.96% 67,551,864 11.1% D~u nr ca nhanlrc My-TvHDQT

2Ba D~ng Huynh (rc

TV.HDQT 68,394,826 0.02% 98,394,826 16.17% D~u nr ca nhanMy

3 Ong Le Dire T6nGiam ddc nha

286,316 0.04% 186,216 0.026% Ban rongmay

VII. Cac vin d~ cAn hru y khac/ Other significant issuesKh6ng co.

CHi; TJCH HDQTCHAIRWOMAN OF THE BOD

(Ky ten va dong ddu)'--=~'''.: (Sign and seal)

24/24