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  • 7/26/2019 The Relationship Between Transformational School Leadership and Ethical Climate

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    The Relationship Between

    Transformational School Leadership

    and Ethical Climate

    sut

    SAGNAK

    bstract

    Tliis .itudy aimed to investigate the relationship between transformational .school lea-

    dersh ip and ethieal e limate . Tlie partieijianrs were 764 teaehers in 50 elem enta ry seho-

    ols in Nigde during the 2008/2009 acadmie

    year

    Two distinct instrtiments were used in

    this

    .study.

    The Principal Leadershiji Style Inventory developed hy J^eitlnvood and Jantzi

    (1991) was used for determining principals'transtbrmational leadership style and the Et-

    hical Clima te Q iiestionnaire developed by Victor and Cullen (1988) was used to determ i-

    ne the ethical climate. Pearson product correlation coefficient and simple regres.sion tech-

    nique.s wore used for data analysis. Results showed that principals carried out fostering

    group goals the highest and holding high performance expectations the lowest among

    transformational leadership dime nsions. Elementary schools had caring at the highest le-

    vel and instrumental at the lowest level as ethical climate types. All dimensions of trans-

    formational leadership were positively related to caring, law and code, and rules ethical

    climate. ty]>es. The highest relationship was found between all dim ension s of transform a-

    tional leadership and caring ethical climate type. Instrum ental ethical climate was nega ti-

    vely related to p roviding vision or inspiration, m odels behavior, fostering gro up goals, pro-

    viding .support and providing intellectual stimulation. Instrumental was not significantly

    related holding high performance expectations. Tlie highest negative relationship was fo-

    und between instrumental and providing support, models behavior. Independence ethical

    climate was positively related to providing support, intellectual stimulation and holding

    high performance e.'cpectations. Independenee was not significantly associated with pro-

    viding vision or inspiration, models behavior and fostering group goals. School transfor-

    mational leadership was a significant predict of ethical climate. simple regression analy-

    sis showed th at approximately 40 of tbe total variance perta ining to ethical clim ate can

    be explained by transformational leadersbip behaviors.

    eywords

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    1136 l iOUCATIONA L SCIENCES: TI IEORY tl 'Ry\CTICE

    Organization's desire for fulfilling their purposes effectively has in-

    troduced the requirement of leadership (Kanungo, 2001). Behavioral

    scientists have strived to identify the traits, abilities, behaviors, and

    power sources of a leader that is capable of affecting the followers

    of group purposes have. Leadership research in the early 20'' cen-

    tury focused on traits approach (Aronson,

    2001).

    There have been very

    few subjects that were more controversial than leadership traits and

    qualities. These theories were based on the claim that leaders'qualities

    are different than those of non-leaders (elik, 1999; Kirkpatrick 6c

    Locke, 1991).

    No netheless, the opinion that personal characteristics are the only iden-

    tifiers of good leadership could not be suiBciently proven in the late

    1940s and this has resulted in a trend, which points out the leadership

    style or behavior. The basis of this approach has been the idea of what

    conduct of leaders would be effective (Aronson, 2001 ; Er etin , 2000).

    In this context, research on leadership effectiveness was based on two

    basic concepts, namely task orientation and relationship orientation. It

    was thought that styles were not sufficient in identifying the effective-

    ness;

    postulate of situation creates the appropriate conditions for lead-

    ership effectiveness has been proposed, and many theories based on

    this postulate were developed. Known as contingency, these approaches

    have fallen in to disfavor as they were limited to small groups, and new

    leadership approaches were introduced in the early

    1980s.

    At this stage,

    many researchers have studied the charismatic leadership phenomenon

    and the effects of transformational and transactional leadership ap-

    proaches proposed by Burns (Aronson,2001;Shamir 6c Howell, 1999;

    ijman,

    2004).

    As opposed to conventional leadership theories that em-

    phasized ration;il process, transformation-.il and charismatic leadership

    theories that emphasize the feehngs and values have emerged from the

    late 1980s until today (Yukl, 1999).

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    . S ANAK /

    Iht Reluticmhip

    Hetiuturti

    TnimformitiomilSrhool

    Leiuler^hi/t

    timlEthictit Climate

    * 1137

    Tran sform ational Leadership and thics

    Burns (1978) bas proposed transformational and transactional leader-

    sbip approacbes. He defined the characteristics of a transformational

    leader in moral terms and defined this leadership style as moral lead-

    ership. According to Burns, in transformational leadership approach,

    leaders and followers further take each other's motivation and morality

    to higher levels. Burns has based the relationships between leader and

    follower to a series of moral principles and developed rules regarding

    the nature of good leadership in terms of m orality (CiuUa, 1995). Burn's

    theory has focused on moral leadership and leaded a different view to

    the leadership theories (Sergiovanni, 1990).

    Bass (1985) has further advanced transformational and transactional

    leadership approaches. He determined the dimensions of transfor-

    mational leadership as idealized influence (charisma), inspirational

    motivation, inteUectu-al simulation, and individualized consideration

    (Avolio, Bass, Scjun g, 1999; Bass, 1999; Bass Avolio, 1993; Bass

    c

    Steidlmeier, 1999).Transformational leadership has a high moral devel-

    opment. Tt develops autonomy and increases the employee satisfaction

    (Bass,

    1999).Transform ational leaders ensure tha t employees are able to

    look beyond their self-interests for the good of the group and succeed

    this objective by m eans of one or m ore ways. Leaders may be cha rism at-

    ic in the opinion of the followers and thereby inspire them; they meet

    emotionitl needs of each employee and/or provide intellectual stimula-

    tion. Achieving charisma in the opinion of employees is in the center

    of transformational leadership. Employees want to identify with them

    and trust them. Individualized consideration requires paying attention

    to individual differences am ong the employees. By means of intellectual

    simulations, leaders teach hand ling old problems in new ways and see-

    ing the difficulties in problem solving, and point out realistic solutions

    (Bass,

    1990).

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    1138 EDUCATIONAL SCIENCES:THEORY .PRACTICE

    the leader can be identified with. In this sense, ethical behaviors can be

    considered as the basis of transformational leadersbip (Trevio, Brow n,

    Sc Pincus, 2003). An adm inistrator as an e tbical leader finds ways to

    focus the organization s attention on ethical values, and brings in or-

    ganization the principles that would guide actions of all the employees

    (Trevio, Ha rtm an, cBrown, 2000).

    Ethical behavior is directly related to leadership in organizations. Re-

    search indicates tha t employees take leader s behaviors as model in or-

    ganizations. If leaders have ethical conduct, employees also have etbi-

    cal conduct (Calabrese Sc Roberts,

    2001;

    Trevio et al., 2000). Leaders

    also have the responsibilities of guiding tbe bebaviors of the followers

    and institutionalizing the moral values and ethical conduct standards as

    well as increasing the effectiveness of the organization (Grojean, Re-

    sick, D ickson, Sc Smith, 2004). Until recent years, ethical aspects of the

    manag em ent were largely abandoned and m anagers were considered as

    people who are responsible of ensuring effectiveness merely (Dickson,

    Sm ith, Grojean, Sc Ehrhart, 2001).

    The researches in transformational leadership have generally tried out

    to find its effect on em ployees attitude , efforts and perform ance . Po dsa -

    ko

    M acK enzie, M oorm an and Eetter (1990) have examined the influ-

    ence of transformational leader s bebaviors on organizational citizen -

    ship. In addition. Pillai, Schriesheim and Williams (1999) have studied

    the influence of transformational leadership on organizational citizen-

    ship through operational justice and trust.

    Organ izational leaders have a critical role in determining an e thical cli-

    mate. A lthoug h there are certain factors to determina tion and change

    of the climate, leaders have the greatest impact on the ethical climate

    (Carlson Sc Perrewe, 1995; Grojean et al., 2004). Ethical climate le-

    gitimates the managem ent s conduc t, and ensures tha t a confidence

    relationship develops between individuals and groups (Dickson et al.,

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    S A C N A K

    1ht Relationship HctwecnTranfformntioniil SchoolIjaile rshipanjEthicat limate

    1139

    serve their self-interests. Transformational leadership s effect process is

    considered to be ethical (Kanungo, 2001).

    Althoug h there is great concern for the relationships between leadership

    and ethics, amount of empirical studies in these fields is fairly limited.

    Historically, although leadership literature points out that the leader has

    an impact on the ethics of an organization, those wh o research the issue

    of ethics begun considering these relations only recently (Schminke,

    Ambrose, cNeubaum , 2005).

    Tra nsfo rm ationa l School Leadership an d thics

    Environmental changes have great impact on organizations purposes

    and structures. Organizations have to adapt to such changes in order to

    sustain (C elep, 2004; Gmceli,

    2001).

    Given the changes prevail today,

    transformational leadership is the most appropriate leadership style in

    schools restructuring initiatives because this leadership style aims the

    innovation in organizations and supports teachers (Leithwood, 1992,

    1994;

    M arks ScPrinty, 2003).

    Transformational leadership research in educational environments have

    been introduced by Leithwood et al. Hav ing adapted transformational

    leadership models that were developed in non-school contexts to school

    environments, Leithwood have identified six dimensions to transfor-

    mational school leadership, namely: identifying and articulating a vi-

    sion, fostering the acceptance of group goals, providing individualized

    support, intellectual stimulation, providing an appropriate model, and

    high performance expectations (Geijsel, Sleegers, Sc Berg, 1999; Jan tzi

    Sc Le ithwoo d, 1996; Leithwo od, 1994; Leithwood Sc Jan tzi, 200 5).

    Transformational leadership has only recently become the subject of

    empirical examinations in schools (Leithwood cJantzi, 2000). In the

    context ofschool, the relationship hetween transformational leadership

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    1140 E5UCATIONAL SCENCES:TIIEORY 'WCTCE

    has examined the elementary school principals' perceptions and per-

    formance about transformational leadership.

    Research on transformational leadership has generally studied trans-

    formational leadership's effect on student, teacher and organizational

    oiitputs. Accordingly, the requirement of studying the ethical aspects

    and effects of transformational leadership has become even more im-

    portant in context of a school. Schools are the most normative ones

    among normative organizations and leadership in schools requires high

    level of moral efforts contrary to routine management because schools

    are typically moral organizations (Greenfield, 1995, 2004). Burn's dis-

    tinction between transformational and transactional leadership has an

    important contribution on forming the educational leadership studies

    (Greenfield, 2004), much of the current literature emphasizes the need

    for a heightened awareness of the ethical dimensions of the educational

    leadership, and this point of view has changed the description of the

    educational leadership (Cam pell, 1999; Rucinski 6c Bauch, 2004).

    Or gan izationa l Ethical l imate

    First theoretical and empirical studies in the field of ethical climate

    were made by Victor and Cullen (Fritzsche, 2000; W itt m er Coursey,

    1997).

    Victor and Cullen (1988) developed a model for ethical cUmate

    that consisted of two dimensions. They have pointed out that first di-

    mension consisted of ethical criteria used for decision making purposes

    while the second dimension indicated locus of analysis as a referent in

    ethical decisions. They based the first dimension on three moral phi-

    losophies, namely egoism, benevolence and principle (Agarwal 6c Mal-

    loy, 1999). The second d imension is based on sociologie referent theo ry

    (Barnett 6c Vaicys, 200 0). They defined locus of analysis as individual,

    local and cosmopohtan, and developed nine theoretical ethical cUmate

    models by combining these two dimensions.

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    s A N AK / 7 i i 'Retiitiamhip HetwKii Trimsforma tiomil choolLrmlenhip m ut Ethical limiite - 1 1 4 1

    the relationship between ethical climate and behavior by Wimbush,

    Shepard and M arkham (1997), the relationship between the strength of

    an organization's ethical chmate and ethical problems by Bartels, Har-

    rick, Martell and Strickland (1998), the relationship between ethical

    climate and misconduct by Vardi (2001), the relationship between ethi-

    cal climate types and commitment by Cullen, Parboteeah and Victor

    (2003),

    Martin and Cullen (2006).

    In schools as a social system, human relations have an important role

    (Bursahoglu, 1994). For a principal making a true decision is bound to

    his/her view and expectations about people and his/her good and true

    understanding (Pehlivan, 1998). If relations at schools are based on m o-

    rality, the quality of education will be redounded (Easley, 2008), E thica l

    perspective grounded school climate investigations may help evaluating

    human relations (Keiser 6c Schulte, 2007). Nevertheless, only a small

    amount of research has been conducted on schools' ethical climate.

    Ihe purpose of this study was to investigate the relationship between

    transformational school leadership and ethical chmate, and whether

    transform ational school leadership was a predictor of ethical climate.

    ethod

    Participants

    'Hie survey model was used in the study. The participants were 764

    teachers in 50 elementary schools in Nigde during the 2008/2009 aca-

    dem ic year. O f th e total, 379 were females (49.6%) and 385 were males

    (50.4%).

    nstruments

    Two d istinct instrum ents were used in this study.The Principal Leade r-

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    n EDUCATIONAL SCIENCES:THEORYScPRACTICE

    items, namely 29 items tha t determine transformational leadership and

    11 items that determine transactional leadership. Sub-dimensions of

    transformational leadership: Providing vision or inspiration consists of

    6, models behavior consists of 4, fostering group goals consists of 5,

    providing support consists of6 providing intellectual stimulation con-

    sists of 5, holding high performance expectations consists of 3 items.

    Sub-dimensions of transactional leadership: manag em ent by exception

    consists of 5, and contingent reward consists of6 items. Instru m ent is

    a 5-po int Likert type scale 1= strongly disagree to 5= strongly agree).

    Instrum ent was translated in to Turkish language by the researcher and

    opinions of 3 linguists were consulted. Afterwards it was translated

    from Turkish in to English by three different English Language and

    British Literature specialists and opinions of field experts were con-

    sulted to ensure conformity to Turkish language. Researchers, devel-

    oped the inventory, found the reliability coefficient of the inventory as

    .95 Reason, 1995). In this study, Cronbach Alpha coefficient of the

    instrument was calculated to be .93,with Cronbach Alpha coefficients

    for sub-dimensions being .66 for providing vision or inspiration, .76

    for models behavior, .77 for fostering group goals, .79 for providing

    support, .79 for providing intellectual stimulation, and .66 for holding

    high performance expectations. Transactional leadership style was not

    included in the scope of this study.

    The Ethica l Clim ate Q uestionna ire used in this study was developed by

    Victor and Cullen 1988), and adapted in to Turkish by Sagnak 2005).

    Reliability coefficient was calculated to be .78 by test-retest reliabil-

    ity method. Qiiestionnaire consists of 6 items and five ethical climate

    types. Caring consists of 7, law and code consists of 4, rules consist

    of 4, instrumental consists of 7 and independence consists of 4 items.

    Respondents were asked to indicate how accurately each of the items

    described their ethical climate on a 6-poin t L ikert scale O=completely

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    .SANAK/ 7 . Retittiimhip fctiuecn Trtimformiitiomil SchoolLeadership inid Ethiciil Climate 1143

    Results

    Means, standard deviations of the transformational leadership dimen-

    sions and ethical climate types are given in Table 1.

    Table 1

    Means Standard Deviations oj the Transformational Leadership Dimensionsand Ethical

    limate Types

    N

    Ss K

    X

    /

    Transformational

    Leadersbip

    Dimensions

    Providing Vision or

    Inspiration

    Models Behavior

    Fostering Group

    Goals

    Providing Support

    Providing Intellectual

    Stimtilation

    764

    764

    764

    764

    764

    23.14

    14.37

    19.96

    22.71

    18.52

    5.23

    3.24

    3.53

    4.36

    3.59

    6

    4

    5

    6

    5

    3.85

    3.59

    3.99

    3.78

    3.70

    Ethical Climate

    Types

    Holding High

    Performance

    Expectations

    Caring

    Law and Code

    Rules

    Instrumental

    Independence

    764

    764

    764

    764

    764

    764

    10.66

    28.02

    15.94

    15.55

    18.00

    11.94

    2.32

    5.11

    2.88

    2.95

    4.64

    3.62

    3

    7.

    4

    4

    7

    4

    3.55

    4.00

    3.98

    3.88

    2.57

    2.98

    Table 1 shows that teachers perceived fostering group goals (

    X

    =3.99)

    the highest and holding high performance expectations (x =3.55) the

    lowest about transformational leadersbip dimensions. Teachers percep-

    tions in relation to other leadership dimensions were (

    X

    =3.85) for pro-

    viding vision or inspiration, (X =3.78) for providing support, (X=3.70)

    for providing intellectual stimulation and (

    X

    =3.59) for models behav-

    ior.

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    1144 EDUCATIONAL SCIENCES:TUEORY&. PRACTICE

    Table 2

    orrelation

    Between

    Transformatioiial Leadership

    Di

    2 3

    1. Providing

    Vision or .7 2 .7 3

    Inspiration

    2.Models .^

    Behavior

    3.Fo stering

    Group

    Goals

    4.1'roviding

    Stipport

    .5.Providing

    Intellectual

    Stimulation

    6. Holding

    Higl,

    Performance

    Expectations

    7. Caring

    Law and

    Code

    9. Rules

    10.

    Instrumental

    11 .

    Independence

    4 5

    . 7 0 . 7 2

    .80** . 7 0

    . 7 6 . 7 2

    . 7 1

    6

    . 4 3

    . 3 7

    . 5 0

    . 3 5

    . 5 0

    mensions

    and Ethical Climate

    1

    . 5 9

    . 5 8

    . 6 6

    . 6 2

    . 5 9

    . 4 8

    8

    . 3 9

    . 3 6

    . 4 8

    . 3 6

    . 4 4

    . 4 8

    . 6 2

    9

    . 4 2

    . 4 2

    . 5 0

    . 4 2

    . 4 6

    .42**

    . 6 6

    . 6 2

    10

    - . 1 7

    - . 2 5

    - . 2 2

    - . 2 7

    - . 1 5

    .03

    - . 2 0

    -.00

    -.02

    Types

    11

    .0 4

    .04

    .05

    .07*

    .07*

    .08*

    . 1 1

    .08*

    .16*

    .19*

    Results given in Table 2 indicate that there was a significant positive

    relationship between caring and providing vision or inspiration, mod-

    els behavior, fostering group goals, providing support, providing intel-

    lectual stimulation, holding high performance expectations (p

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    .S A G N A K / VA.

    Re/ itinmhi/> Hetwm i TrmisformiitimulSthoolUM lirshi iiinEthiciitCtimute

    1145

    providing intellectual stimulation (p

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    1 1 4 6 E O U C A T I O N A L SC I E N C E SrT H E O R Y P R A C T l C E

    respectively.Theseresults are consistent with schools purposes and their

    characteristics of being value-based organizations. Moreover, these re-

    sults support results of the research that explains the organization type

    as a significant variable in determination of ethical climate (Agarwal

    cM alloy, 1999; Brower 6c Shrader, 2000; Fritzsche 6c Becker, 1984).

    , Caring climate has a different role in school life (Rosenblatt 6c Peled,

    2002). In this ethical climate people show a sincere interest in each

    other s goodness, and it s based on commu nication, em pathy and com -

    mitment (Dempster, Carter, Freakley 6c Parry, 2004; Starratt, 1991;

    W illower, 1999; W im bu sh 6c Shepard, 1994). It can be said tha t these

    results related to ethical climate are appropriate to schools organiza-

    tional characteristics.

    The finding showed that all dimensions of transformational leadership

    w^ere positively related to caring, law and code, rules ethical climate

    types. The h ighest relationship was found between all dimensions of

    transformational leadership and caring ethical climate type. Instrumen-

    tal ethical climate was negatively related to providing vision or inspi-

    ration, models behavior, fostering group goals, providing support and

    providing intellectual stimulation. Instrumental was not significantly

    related ho lding high performance expectations. The h ighest negative

    relationship was found between instrumental and providing support,

    models behavior. Independence ethical climate was positively related to

    providing support, intellectual stimulation and holding high perform-

    ance expectations. Independence was not significantly associated with

    providing vision or inspiration, models behavior and fostering group

    goals.

    These results are in support of theoretical explanations and research re-

    sults pertaining to transformational leadership in a few aspects. Firstly,

    it confirms the assertion that transformational leadership is based on

    deontological ethical basis (Aranson,2001; Kanungo, 2001; M endonca

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    SAU> iAKnbeH , l,ition.M/:HetwemTraniform MionlSch oolLen/lershi/iimJEthical dimite 4 7

    and out of holding high performance expectations they were negatively

    related to instrumenta l ethical climate th at is based on egoism. Thirdly,

    it is similar to Grojean, Resick, Dickson and Smith's (2004) opinion

    that all dimensions of transformational leadership support ethical cli-

    mate in different ways.

    Results of the study indicated that school transformational leadership

    was a significant predict of ethical climate. It was found that approxi-

    mately 40 of total variance pertain ing to ethical climate can be ex-

    plained by transformation^ leadership behaviors. According to results,

    it may be stated tha t transformational leadership has a significant effect

    on ethical c limate. The m ore transformational leadership behaviors are

    realized, the stronger will the ethical climateis.These results are similar

    to research findings of Engelbrecht, Aswegen and Th eron (2005).

    This study aimed to investigate the relationship between transforma-

    tional leadership dimensions and ethical climate types and the extent of

    transformational leadership as a whole in predicting the ethical climate

    of

    th

    schools. All dimensions of transformational leadership pred icting

    ethical climate may be studied. Because this study is limited to trans-

    formational leadership style, effects of other leadership styles on ethical

    climate may also be studied. Because ethical climate research on edu ca-

    tional organizations are very limited, studying ethical climate relation

    with variables such as satisfaction and commitment might provide sig-

    nificant contrihution to literature.

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    1148 EDUCATIONAL SCIENCES:THEORYSc l RACTICE

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