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  • 8/20/2019 The Hidden Program in Mahler's Fifth Symphony

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    The Hidden Program in Mahler's Fifth SymphonyAuthor(s): Barbara R. BarrySource: The Musical Quarterly, Vol. 77, No. 1 (Spring, 1993), pp. 47-66Published by: Oxford University PressStable URL: http://www.jstor.org/stable/742428

    Accessed: 28/07/2010 15:03

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  • 8/20/2019 The Hidden Program in Mahler's Fifth Symphony

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    The

    Twentieth

    Century

    T h e

    i d d e n

    P r o g r a m

    n

    M a h le r s

    i f t h

    S y m p h o n y

    Barbara

    .

    Barry

    FromBeethovenonwards,here s no modemmusic hat has not its inner

    program.

    GustavMahler

    n a

    letter

    o MaxKalbeck

    By

    1900

    the Wunderhorn

    ears

    wereover. Almost

    as

    if

    nature

    were

    imitating,

    or

    possibly

    prefiguring

    rt,

    on

    24

    February

    901

    Gustav

    Mahler

    uffered 'hammer

    troke,'

    a

    near-fatal

    emorrhage

    fter

    con-

    ducting

    a commemorative

    erformance

    f

    Mozart's

    ie

    Zauberflbte

    t

    the ViennaImperialOpera.The attackwasso intenseand severe hat

    Mahler

    hought

    he was about o die.

    Emergency

    medicalaid was

    rushed

    n

    and the immediate risis

    passed.

    Thanks o a resilient

    on-

    stitution

    he madea

    good

    recovery

    uring

    he

    summer

    acation ater

    that

    year

    at

    Maiernigg,

    nd when Mahler esumed is

    demanding

    work

    schedule,

    t

    appeared

    hat

    recovery

    was

    complete.

    Yet

    underlying

    Mahler's

    uccessful

    ecovery

    nd

    resumption

    f

    conducting

    workwas a

    decisive

    change

    n

    compositionaltyle,

    most

    evident n the FifthSymphony,he Riickertliedernd Kindertotenlieder.

    While the 1901 crisiswas

    probably

    he

    single,

    most

    striking

    ontribu-

    tory

    factor,

    the

    change

    of

    style

    could

    not

    be

    attributed

    o

    it exclu-

    sively.

    Its motivation

    equires,

    ather,

    nterpretation

    n

    a

    range

    of

    fronts--a

    senseof the

    interlocking

    riteria

    f relevance

    and evalua-

    tion,

    such

    as the climateof

    patronage,

    ommissions nd audience

    receptivity; pecificpressures

    n

    the

    composer

    t

    a

    particular

    ime,

    which

    may

    contribute o a

    change

    n

    direction;

    ew

    approaches

    o

    formal,

    yntactic

    or

    other

    compositional

    echniques,

    which

    the

    com-

    poser

    sees as structural nd

    expressive

    roblems

    o solve.

    Nevertheless,

    within

    the

    network of

    personal history,

    attitudes and

    values,

    certain

    events

    may

    act as

    triggers,

    to

    accelerateand focus

    existing

    trends. The

    1901 crisis

    had

    decisive

    ramifications or Mahler's

    compositions.

    Conflict

    between

    the

    opposing

    forcesof life and death had

    always

    patterned

    Mahler's ife and was

    incisively

    etched into his

    music.

    47

  • 8/20/2019 The Hidden Program in Mahler's Fifth Symphony

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    48

    TheMusical

    Quarterly

    Mahler's

    rushwith death

    reopened

    ecurrent

    ainful

    memories f

    childhooddeathand lossin his

    family,

    now

    sharpened

    y

    experience

    of

    his

    own imminent

    mortality.

    Not

    for

    nothing

    did

    Mahler

    ay

    that

    he was drawn

    o

    Rtickert's

    indertotenlieder

    oetry

    n

    spite

    of

    himself.)

    In

    his

    earlier

    works,

    triking

    ontrasts f

    tempo

    and

    texturehad been

    characterized ithin

    the

    contextof the

    Knabenwunderhorn,

    uffusing

    them with its

    poetic imagery.

    The

    Wunderhorn

    oetry

    had sustained

    Mahler's

    ompositional

    nergy

    or

    almost

    ifteen

    years,

    providing

    richly

    varied

    epertory

    f

    imaginative

    ymbols hrough

    which

    his

    music

    coulddepictdrama,ronyandlyricism.Now, confrontation ithhis

    own

    mortality,

    n

    its

    pain

    and

    immediacy,

    ecessitated

    n

    urgent

    re-evaluation f its

    meaning

    and a

    new

    way

    to reformulate

    t in his

    art.

    Forthe intense

    projection

    f

    mortality,

    ecorative nd

    picaresque

    elementswere

    stripped way,making

    he

    expression

    f darkand

    light

    more

    direct

    n

    impact.

    Clearly,

    he

    conceptual

    asis

    of the

    Knaben-

    wunderhorn

    as

    no

    longer

    adequate

    or

    his

    needs.

    The

    existential

    search

    or

    meaning

    now took on a new

    direction; nd,

    in

    turn,

    its

    expression emanded newstylefor its realization.Mahler'shange

    in

    outlook

    manifested

    n

    a

    significant hange

    of

    compositional

    direction--in

    a

    conceptual

    eformulation,

    n which

    a

    darker,

    more

    sharply

    efined

    vision

    of

    mortality

    clipses

    he

    Wunderhorn

    orld;

    and

    in

    a

    reworking

    f

    compositional

    echniques,

    where exturebecomes

    more

    contrapuntal

    due,

    in

    part,

    to

    his close

    study

    of

    Bach),

    and

    tonal

    strategy

    more

    closely ntegrated.

    While

    the

    February

    4

    crisis

    was indeedsuch a

    trigger,

    ther

    factors

    also contributed

    o

    the

    change

    of direction.

    For

    Mahler he

    1900/1seasonhadbeenoverloadedwithwork,and,characteristic-

    ally,

    fraught

    with

    antagonism.

    n

    addition o

    his

    administrative

    responsibilities

    nd

    heavy

    conducting

    cheduleas Director f the

    Vienna

    ImperialOpera,

    Mahler

    egularly

    onducted he Vienna

    Phil-

    harmonic rchestra.

    Never

    a

    quiescent elationship,

    t

    had

    become

    increasingly

    trained.

    Mahler's ehearsal

    echniques

    were

    unprece-

    dented

    n

    demands

    nd

    intensity-and accordingly

    esented.

    n

    order

    to achieve

    accurate

    hrasing,

    e

    would

    drive

    he orchestra

    with un-

    bending nsistence o numerousepetitions f a singlephrase,while

    his

    causticremarks

    n

    faulty

    notation

    provoked

    crimonious

    x-

    changes

    with the

    players.

    Mahler was

    clearly

    heading

    towardsan

    explosive

    confrontation.

    The

    decisive

    issue was Mahler'scontroversial

    rescorings

    of

    parts

    of Beethoven's

    symphonies.2

    Few

    subjects

    could have been calculated

    to

    inflame musical

    opinion

    more

    strongly

    becauseof

    diametrically

    opposed

    views

    held

    about Beethoven and Beethoven's

    symphonies.

    To

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    The Hidden

    rogram

    49

    the

    Viennese

    musical

    press,

    Beethoven's

    ymphonies

    erea

    central,

    and sacrosanct

    art

    of the classical

    radition;

    o

    Mahler,

    hey

    werea

    constant

    ource

    of

    vital

    discovery,

    nnovationand

    reinterpretation.

    (Once

    questioned

    bout raditionMahler

    epliedwitheringly

    Tradi-

    tion

    is

    'Schlamperei.'

    )

    For

    audiences,

    Mahler's

    ighlycharged

    conducting

    f

    the Beethoven

    ymphonies

    wasoften

    a

    revelatory

    xpe-

    rience,

    but

    his

    conducting tyle

    and

    particularly

    he rescored

    ections

    aroused

    irulentcriticism n Vienna's nfluentialDie Neue

    Freie

    Presse,

    where he

    arrangements

    ere

    attacked s seditious

    ampering

    with

    Beethoven'sworks.3Attackedwith suchopen hostility,on 22 Febru-

    ary

    1900,

    Mahler

    published

    disclaimer,

    efending

    is artistic

    nteg-

    rity

    and

    asserting

    is

    fidelity

    o Beethoven's

    ntentions.4

    rreparable

    damage, hough,

    was done

    in

    the

    already

    ense

    relationsbetween

    orchestra

    nd conductor.

    Less

    han

    a week

    after

    his severe

    hemor-

    rhage,

    Mahler

    esigned

    s conductor f the Vienna

    Philharmonic.

    Still,

    it was as conductor

    f Beethoven's

    ymphonies

    hat

    Mahler

    had achieved ome

    of his

    greatest

    uccesses,5

    nd the

    culmination f

    these acclaimed

    erformancesand

    also of Mahler's

    ontroversial

    Beethoven

    ymphonic

    rrangements)

    as the

    opening

    concert

    n

    April

    1902 of

    the

    14th

    ViennaSecession

    Exhibition,

    dedicated

    o

    Beethoven.

    Dominating

    he exhibition

    pace

    was

    Klinger's

    monumen-

    tal,

    lavishly

    nthroned tatueof

    Beethoven,

    a

    Prometheancon of

    heroic

    grandeur.6

    he

    statuewas framed

    y

    a

    triptych

    f

    panelsby

    the

    artist

    Gustav

    Klimt.7

    Yet

    it

    was ironicthat

    in

    an

    exhibition

    dedicated

    to

    Beethoven,

    representing

    he

    central

    concept

    of

    human

    dignity

    and

    fraternity

    n the

    choral inaleof the Ninth

    Symphony,

    here

    was abu-

    sive criticism evelledat the exhibition's rtistsKlimtand Mahler.

    Nor was

    such criticism n isolated

    phenomenon,

    imited

    o values

    and criteria

    n

    art.

    Rather,

    t

    formed

    part

    of the

    larger

    ontext of

    increasingly

    trident

    political

    conservatism

    n

    the 1890s. The

    moder-

    ate liberalism f

    the

    1870s

    had been

    superceded y

    hardline

    political

    retrenchment,

    which in

    turnmanifested

    n

    the

    arts,

    iterature nd

    medicine.8

    As

    CarlSchorske

    notes,

    Political ssues

    became

    cultural,

    cultural

    ssues

    became

    political. 9

    Klimt,

    one

    of Vienna's

    most inno-

    vativepainters,had causeda stormof controversyver his threeceil-

    ing paintings

    or

    the

    University

    f

    Vienna,

    painted

    n

    1900/1.

    In

    the

    painting

    'Medicine'

    (1901)

    Klimt inverted the

    imagery

    of

    healing

    and

    confronted

    the viewer with

    a Nietzschean vision of

    writhing

    human

    forms

    presided

    over

    by

    a hieratic

    goddess.

    While less

    overtly

    dissonant

    than

    the

    University

    paintings,

    the

    figures

    n

    the Beethoven

    panels

    were

    deliberately

    dissociated,

    flat

    in

    design

    and isolated in

    space.

    If,

    as

    Schorske

    says

    of the Klimt

    panels,

    There is

    no

    encounter,

    no

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    50 TheMusical

    Quarterly

    equivalent

    o Beethoven'sierce

    Turkish

    battlemusic n the

    Ninth, 10

    there s

    also none of Beethoven's

    rofoundly

    umanconnectionwhich

    madeThomasMann'sAdrian

    Leverkuihn

    inally eject

    his

    own desic-

    catedcerebral

    rilliance,

    and

    madethis twentieth

    century

    Faustus

    reclaim he

    humanity

    f

    the

    Ninth

    Symphony.

    Bitter

    rancor

    gainst

    both Mahlerand Klimtwas

    contributory,

    n

    each

    case,

    to

    significant

    changes

    of

    stylistic

    direction-to

    personal

    eassessmentnd far-

    reaching

    eformulationf the elementsof their

    art.

    12

    Mahler'sworks

    composed

    n the summer

    f 1901

    following

    his

    near-fatal

    illness--the

    Rickertlieder,hreeof the Kindertotenliedernd two movements f the

    Fifth

    Symphony--are

    arker

    n

    tone and leaner

    n

    texture

    han

    the

    Wunderhorn

    ymphonies,

    nd

    preoccupied

    ith

    death. Mahler

    had

    literally

    nd

    metaphorically

    ost the Wunderhorn

    oice he had

    so

    viv-

    idly

    created.

    Now,

    moresombre nd

    intensely

    human

    aspects

    of death

    and loss

    imprint

    his music.

    In

    his 1901

    Lieder

    ettings

    Mahler

    urned

    away

    rom he folk-like

    poetry

    of

    Amim

    and

    Brentano o

    the

    art-

    poetry

    of

    Riickert.But the Fifth

    Symphony

    and

    subsequently

    he

    Sixth andSeventh)hasno word. Doesthismeanthat Mahlerhad

    simply

    everted

    o abstract

    ymphonic

    orm?13

    r,

    for this

    highly

    allu-

    sive,

    complex

    composer,

    who

    used

    structuralcaffoldso

    underpin

    is

    large-scale

    esigns

    and interleaved

    uotations

    f both

    his

    own and

    other

    composers'

    music,

    was

    there

    a

    hidden

    rogram

    hich

    stands

    behindhis

    Fifth

    Symphony?

    Mahler

    himself

    provided

    he

    essential

    lue

    in

    his

    letter,

    quoted

    above,

    to Max

    Kalbeck,

    which is

    undated

    but

    ascribed

    y

    KnudMart-

    ner fromall

    its

    internal

    eferenceso

    January

    902. From eethoven

    onwards,here s no modemmusic hat has not its inner

    program. 14

    Kalbeck ad

    written

    o Mahler

    with

    a

    sympathetic

    eview

    of

    the

    Fourth

    Symphony,

    which had elicitedMahler's

    rateful

    esponse;

    ut

    by

    January

    902,

    both

    time

    and

    events

    had

    superceded

    Mahler's

    on-

    ceptual

    outlook

    n

    the Fourth

    Symphony.

    n

    January

    902,

    Mahler

    was

    in

    the middleof work

    on the Fifth

    Symphony,

    which

    spanned

    he

    summers f

    1901 and

    1902.

    Ongoing

    preoccupation

    ith the

    Fifth,

    grappling

    o

    find

    satisfactory

    olutions o its

    compositional roblems,

    wasstill in the forefront f Mahler'smind.In addition, herewas no

    reason

    o talk about

    a

    hidden

    program

    or the

    Fourth

    Symphony

    because

    t

    had an

    explicit

    Wunderhorn

    ext

    in

    the

    Finale--and

    ts

    neo-classic

    tyle,

    with the child'sview of

    heaven,

    would

    seem

    to have

    few

    points

    of reference with Beethoven.

    But the

    Fifth

    certainly

    does

    have

    those

    points

    of

    reference-dramatic, intense,

    with the first move-

    ment funeralmarch.

    Nevertheless,

    perhaps

    because

    of its

    ganz

    neuer

    Stil,

    its realizationwas far

    from

    easy.

    Mahler

    repeatedly

    said that the

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    TheHidden

    rogram

    51

    Fifth

    gave

    him moretroublewith the

    scoring

    han

    any

    of his

    other

    works,15

    nd

    he

    continued

    o revise t to the last

    year

    of

    his

    life.16

    Between

    Mahler

    and Beethoven tandsa chain of

    connections,

    in

    which

    identification,

    reativity

    nd

    recreativity

    re interlinked.

    ust

    as Mahler'sntense

    empathy

    with Beethoven's

    works

    timulatedheir

    recreation

    n

    performance,

    o his identification ith

    Beethovenalso

    manifests

    n

    manyways-as

    artist,

    or

    his

    courage

    n

    adversity,

    nd

    as

    composer,

    or his

    powerful

    nnovations

    n

    the

    symphony.

    There

    were

    even

    similarities f facial

    expression,

    7

    and Bruno

    Walter,

    Mahler's

    friendandconducting ssociate, estifieso similar haracterraits,

    including

    uddenmood

    changes

    romabsent-mindedness

    o

    crankiness,

    kindness,

    udden

    gusts

    of

    laughter,

    nd

    Mahler's

    abit,

    like

    Beetho-

    ven's,

    of

    taking

    walks

    n

    the

    country

    and

    sketching.

    8

    But

    the

    identifi-

    cation was far

    more

    profound

    nd

    multi-levelledhan

    possibly

    fortuitous imilarities f character.Mahler aw

    Beethovenas

    the

    com-

    poser

    who had madethe

    most

    powerful

    nternal

    ransformationnd

    individualizationf the

    symphony.

    Beethoven

    had

    stamped

    t

    with his

    own unmistakablehythmiceatures, xpanded roportionsf sections

    and

    movements,

    nlarged

    he

    orchestra nd

    expanded

    empo

    ranges.

    Beethoven's

    ignificant

    tructural

    ntegrations

    nabled

    ndividual

    movements

    o be

    more

    sharply

    haracterizednd

    differentiatedt the

    music's

    urface nd

    yet

    more

    closely

    co-ordinated

    y

    techniques

    f

    development

    nd

    transformation,

    hereby

    ndividualmovements

    on-

    tributed o the whole.

    In

    Beethoven's ands he

    symphony

    ecame

    moresubstantial

    nd

    individual,

    emanding

    rom ater

    nineteenth

    century

    omposers,

    s

    Dahlhaus

    ays,

    the same

    degree

    of reflec-

    tion. 19 n

    particular,

    eethoven's eroic

    symphonies-the

    Third,

    Fifthand

    Ninth-had

    special ignificance

    or

    Mahler,

    who

    was

    both

    sensitive

    o,

    and

    extremely

    uperstitious

    bout,

    numbers.20

    t a time

    of

    adversity

    nd

    reformulation,

    hile

    coming

    o

    grips

    with his

    own

    Fifth,

    Mahler

    ooked o

    Beethoven,

    and

    particularly

    o

    Beethoven's

    Fifth,

    to

    provide

    a

    congruent

    onceptual mage

    and,

    more

    specifically,

    the model

    for a structural

    roundplan.

    ven

    more,

    the

    distinctive

    material nd

    integrated

    tructure f

    Beethoven'sFifthwere

    to

    provide

    the basis orhis ownFifth.21

    Before

    onsidering

    he

    detailed

    matching

    f

    the two

    Fifths,

    here

    is some

    contextual evidence

    which

    supports

    he

    premise

    of a

    specific

    background

    modeling. By

    1801,

    Beethoven's

    hearing

    had

    deteriorated

    so much

    that he was unable to

    discern

    speech

    unless in close

    proxim-

    ity,

    and to hear

    the

    upperpartials

    of musical

    pitches.

    In

    a letter to his

    close friend Franz

    Wegeler,

    on 29

    June

    1801,

    he

    describedthe

    misery

    caused

    by

    his

    hearing

    which,

    for the

    past

    three

    years,

    had become

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    52 TheMusical

    Quarterly

    weaker

    nd

    weaker.

    On

    the

    adviceof his

    physician,

    Dr.

    Schmid,

    BeethoveneftVienna or the country. n lateApril1802,from he

    village

    of

    Heiligenstadt,

    e

    wrote

    he

    open

    letter,

    knownas the

    Heiligenstddter

    estament,

    2

    which

    records is crisis

    of

    despair

    nd reaf-

    firmation f commitmento his art. Beethoven's

    truggle

    with

    adver-

    sity

    from

    which

    he

    forged

    a

    new

    directionand

    purpose-and

    resultant

    burstof creative

    nergy-provided

    Mahler,

    n

    1901,

    afterhis own

    crisis,

    with

    a

    meaningful

    model--the

    heroic

    concept

    ingedby

    death

    which

    provided

    he

    specific

    background

    or his own reformulation.

    Mahler

    had

    already

    sed

    aspects

    of

    the

    modelof Beethoven's

    Fifth

    prior

    o

    his

    own

    Fifth.

    In

    his Second

    Symphony,

    he Resurrec-

    tion,

    Mahler

    had

    used

    the heroic

    concept,

    with

    its

    transcendence/

    apotheosis

    n

    the

    finale,23

    n

    Beethoven's haracteristicconflict

    ey

    of

    C

    minor.The two

    openings

    how similar aut

    rhythmic

    ttack

    and

    the delineation f a

    rising

    6

    as constructional

    itches

    (Ex. 1).

    Both

    second

    movements

    re

    in the

    key

    of

    A

    flat

    major,

    both

    are

    in

    ,

    have

    anacrustic

    penings

    tarting

    n

    the

    dominant

    E

    flat,

    and both are

    Andante

    movements

    Ex. 2).

    In Mahler's cherzo

    movement,

    he

    heavy-footedavortingn the cellosandbasses eems o follow

    directly

    rom he

    elephantine

    umbering

    n

    the

    trio

    from he

    scherzo

    of Beethoven's

    ifth-and

    in the

    same

    key

    (Ex. 3).

    Mahler's

    se

    of

    the heroic

    concept

    and

    specific

    eatures rom

    Beethoven's

    ifth

    accordingly

    rovides

    ubstantial

    lementsof

    the

    background

    caffolding

    or the Resurrection

    ymphony.24

    While such

    similarities

    reso

    apparent

    hat

    the

    borrowings

    may

    be termed he

    direct

    mode

    f

    transference,

    n

    Mahler's

    ifththe transference

    s

    both

    moresubtleandthoroughgoing.eethoven's ifthprovideshe back-

    ground

    model

    or the

    tautly

    articulated

    irstmovement

    prime

    material

    and

    for

    large-scale

    tructural

    ntegration

    cross

    he

    whole work.

    Against

    his

    background,

    Mahler

    elects,

    individualizes

    nd

    transforms

    the

    component

    lements.This

    secondkind of

    transference,

    hichwill

    be

    explored

    more

    ully

    below,

    may

    be

    termed

    he

    metamorphic

    ode.

    5

    The terse

    rhythmic,

    epeated

    ote motto

    opening

    of Beethoven's

    Fifth-sometimesreferred

    o as

    the

    Klopfton,

    r

    Klopfrhythmus 26

    --is

    one

    of

    its

    most

    arresting

    eatures,

    oth as

    striking esture,

    and

    for

    its close-knitwebbing f the firstmovement.As well asenunciating

    the famous

    pening

    which is

    extendedas

    first

    ubject

    motivic

    exchange,

    it

    provides

    the

    rhythmic

    underpinning

    of the second

    subject

    and is the almost

    exclusive substance of

    development

    and coda.

    In

    addition

    to its

    integratedinterlocking

    of the

    first

    movement,

    a

    closely

    derivedvariant

    of the

    Klopfton

    also forms

    the

    prime

    materialfor the

    scherzo,

    thereby

    providing

    integration

    across

    movements,

    in

    particular

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    Mahler

    2nd,

    -

    Allegro

    maestoso

    Ist

    mvt.E

    f

    -ff

    f

    f

    Example

    .

    Mahler

    2nd,

    2nd myt.

    Andante

    moderato

    Beethoven

    5th,

    2nd

    mvt.

    Andante con moto

    p

    dolce

    Example

    .

    Mahler

    2nd,

    3rd

    mvt.

    b. 190

    Cellos & Basses

    Beethoven

    5th,

    3rd

    mvt. b.

    141

    Cellos

    &Basses

    Example

    .

    the C-minormovements.After the muffled, minousopeningof the

    scherzo,

    he

    fortissimo

    orn

    figure

    mm.

    19/20)

    has the

    prime Klopf-

    ton

    characteristics,

    ut now

    accentually

    ltered

    Ex. 4).

    Equally

    famous

    s

    the

    skeletal,

    pianissimouote

    of

    this scherzo

    material

    n

    the

    finale

    (m.

    160

    ff)

    (Ex.

    5).

    Although

    quoting

    of

    earliermaterial t

    the

    end of

    the same

    movementdid not

    originate

    with Beethoven-the

    famous

    xample

    s

    the

    opening

    of

    Haydn's ymphony

    No. 103

    in

    E

    flat

    (Drumroll)

    the Fifth

    Symphony

    s one

    of the

    first nstances f

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    TheMusical

    Quarterly

    Beethoven

    5th,

    opening

    Hns.

    (as

    sounding)

    VIn.1

    Cellos&

    Basses

    f

    Example

    .

    Beethoven

    5th,

    Finale

    b. 160

    -_V

    n..

    izz.-

    Cellos

    pizz.

    Example

    .

    quoting

    rom

    one movement o

    another,

    and where

    he

    quotation

    appears

    n a transformedharacterrom he original.

    Beethoven's istinctive

    Klopfton,

    nd

    its

    subsequent

    ariant

    quoted

    n

    a

    later

    movement

    n

    a

    recognizable

    ut

    transformedharac-

    ter,

    provide

    ardinal

    oints

    of reference

    or

    Mahler's ifth.The

    open-

    ing

    motto

    theme,

    so

    closely

    patterned

    n Beethoven's

    eremptory

    gesture

    as

    seen

    in

    the

    comparison

    f the two

    openings

    n Ex.

    6)

    delineates

    he

    major

    ections

    of the

    movement,

    nitiating

    he firstand

    second

    expositions

    mm.

    60/1),

    the

    development

    m. 152)

    and

    the

    recapitulationm. 254).27(Thedoubleexposition onata irstmove-

    ment

    is

    Mahler's

    ndividual

    nterpretation

    f

    the normal

    epeated

    exposition).28

    ut Mahler's

    motto

    theme is different

    n

    function rom

    Beethoven's

    within

    the movement tself:

    t

    introduceshe firstmove-

    ment Trauermarschheme

    and

    provides

    he essential

    ontrast

    between

    articulatedrameand contoured orm.

    If

    the motto

    is

    the

    taut

    rhythmic

    generator,

    o the

    Trauermarsch

    s the work'smore

    nward,

    yrical

    resource f

    derivation nd

    transformation

    Ex. 7).

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    55

    Beethoven

    5th,

    1st

    mvt.

    A Hns. 1,2

    Mahler

    Sth,

    1st

    mvt.

    BITpts. (as

    sounding)

    3

    3

    p

    =

    if

    --

    --=•ff

    Example

    .

    Mahler

    Sth,

    1st mvt.

    motto

    theme

    3

    3

    3

    etc.

    WbTpts.

    (as

    sounding)

    a

    If

    =

    if

    =

    itf

    ---

    Trauermarsch

    Vln.

    I,

    Vlas.

    b. 35

    S

    Basses

    i

    Basses

    pizz.

    Example

    .

    The

    Trauermarsch

    heme

    is

    also

    essential

    o

    the

    articulation

    f

    the doubleexposition tructuref the movement. n the firstexposi-

    tion,

    contrast s

    focused

    on the

    rhythmic

    erseness

    f

    the

    motto

    and

    the

    sombre,

    downward-pressing

    elody,

    but in

    the

    second

    exposition

    (starting

    n

    the

    middle

    of m.

    59),

    the

    C-sharp

    minor

    Trauermarschs

    followed

    by

    a

    warmly yrical

    omplement

    n

    A

    flat

    major,

    richly

    scored

    in

    the

    winds n

    thirds

    and

    sixths,

    and is

    the

    organic

    outgrowth

    n

    rhythmic

    patterning

    nd

    contour

    rom

    he

    first

    ubject.

    But

    A

    flat

    major

    s

    the

    enharmonic

    quivalent

    f

    G

    sharp,

    which

    is V

    of

    C

    sharp,and thissectionconstituteshe movement'secondsubject Ex.

    8).

    In

    the

    recapitulation

    t

    appears

    n D

    flat

    major-tonic

    major,

    enharmonically,

    f C

    sharp

    minor,

    measure

    94

    ff.

    (The

    second

    sub-

    ject

    derivation rom

    he

    Trauermarsch

    s

    given

    in

    Ex.

    9.)

    It is

    this

    second

    subject

    which

    forms

    one of

    those

    cardinal

    oints

    of

    reference rom

    Beethoven's

    Fifth.

    In

    quoting

    he

    scherzo

    materialn

    the

    finale,

    Beethoven

    used

    two

    separate,

    ut

    interrelated

    lements,

    which

    provide

    ecognition

    nd

    differentiation.

    ne

    is

    melodic

    nd

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    56

    The

    Musical

    uarterly

    Mahler

    5th,

    Ist myt.

    b. 121

    2.2

    nd subject

    7 q

    pi

    q

    meIIi

    d--

    =k

    il-

    Example

    .

    All0.b.35

    1st

    subj.

    derived

    ~l b

    i

    2nd

    subj.9IF

    IA

    '

    1

    '

    ; ;

    '

    '

    -

    -

    ,F , r,

    -

    '

    ,

    Example

    .

    rhythmic

    dentity,

    whereby

    e

    retains

    he

    pitch

    and

    rhythmic

    ontent

    of

    the

    original;

    he

    other

    is

    transformed

    haracter,

    hich

    is achieved

    by

    different

    coring

    in

    the

    quote

    using

    strings,

    versus

    he horns

    of

    the

    original),

    changed

    articulation

    pizzicato)

    nd different

    ynamics

    'inm'

    v

    'fS').

    In his

    Fifth,

    Mahlerusestwo

    quotes,

    each

    using

    one of

    Beethoven's

    echniques.

    The

    first

    n Part

    I

    (Movements

    and

    2)

    is

    a

    literal

    quote,

    with

    the

    A-flat

    second

    subject

    rom

    he

    first

    movement

    restated

    dentically

    n the second

    movement

    second

    movement,m.

    266ff)

    but

    at

    a new

    pitch

    level,

    on

    B.

    The

    second

    quote,

    in

    part

    III

    (Movements

    and

    5,

    the

    Adagietto

    nd

    the

    Finale),

    s a

    transformed

    version

    of

    the

    Adagietto

    aterial

    which

    returns

    n the

    Finale,

    affected

    in

    tempo,

    character

    nd

    rhythmic

    ontour

    by

    its new

    context.

    Carl

    Schorske assuggested29hatPartIIIof the work s a transcendental

    journey

    r

    transfiguration

    f Part

    I.

    If

    so,

    then

    it clarifies

    Mahler's

    choice

    of

    the

    metamorphic

    mode

    for

    the

    transformed

    haracter

    f

    the

    Adagietto

    uote

    in the

    finale.

    But

    there

    s also

    another

    evel

    of trans-

    formation

    t

    work

    n Part

    III. The

    Adagietto

    heme

    s itself

    (as

    will

    be

    seen

    shortly)

    a transformation

    f

    the

    funeral

    marches

    n Part

    I.

    In Part

    I,

    the

    first

    wo

    movements

    ach

    contain

    a

    funeral

    march-in

    the

    first

    movement

    he

    C-sharp

    minor

    Trauermarsch,

    n the

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    57

    Mahler,

    st

    mvt.,

    Trauermarsch

    b. 35

    VIn.I

    2nd mvt.

    Cellos

    v. 79

    Example

    0.

    Mahler

    5th,

    Ist

    mvt.

    BLTpts. as sounding)

    Develop.

    3

    b. 153

    3 3

    >-'

    >> >

    P

    -,

    ,,,

    '= i

    ,

    _

    - r

    - •

    ,.

    a

    .-

    -

    Example

    1.

    second

    movement he

    F-minormarch s the

    central

    episode,

    a

    point

    of

    sombre

    quiet

    in a movementof restless

    nergy

    and

    biting

    dissonance.

    Similarities

    re

    underlined

    y

    Mahler

    when he

    says

    of

    the

    second-

    movement

    march:

    Im

    Tempo

    des erstenSatzes

    Trauermarsch ;

    ut it

    is morethan

    tempo

    alone,

    or even

    general

    mood,

    which

    they

    have

    in

    common.

    The

    second-movement arch s

    a

    derivedvariantof the

    first,30

    ust

    as

    the horn

    figure

    n

    the scherzo f

    Beethoven's

    ifth

    s

    a

    derivedvariantof the work's pening Klopfton Ex. 10).

    In

    addition o the direct

    comparison

    f

    the two

    marches hown

    in

    Example

    10,

    in the first

    movement

    Mahler

    laborates series

    of

    indirect

    tages

    of derivation rom he

    Trauermarschhich

    point

    towards he

    second

    movement,

    and

    again,

    t is the

    motto theme

    which

    provides

    he cue to these

    links

    of

    compositional

    trategy.31

    he

    opening

    of

    the firstmovement

    development,

    eralded

    y

    the motto

    rhythm

    n the

    trumpets,

    eads nto the

    following

    variantof

    the

    TrauermarschEx. 11). At the centerof the recapitulation,Mahler

    rescores he motto for

    timpani,

    and its

    eerie

    sonority

    ntroduces

    another

    lightly

    alteredvariantof

    the

    Trauermarsch.

    s each variant

    shifts

    direction

    lightlyaway

    rom

    he

    Trauermarsch,

    o it moves

    towards he second-movement

    -minormarch.Mahler

    underscores

    he

    forward-pointing

    elationship

    o

    the F-minormarch

    by

    one of his

    most

    skillful trokes.

    Against

    he

    recapitulation

    ariantof

    the

    Trauermarsch

    (m.

    322

    ff),

    two

    figures

    rovide

    a

    counterpointed

    ackdrop: yearning

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    58 TheMusical

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    Mahler

    5th,

    Ist

    mvt.

    3

    b. 137

    3 3 3

    b. 323

    Timp.

    mP

    3

    _

    molto espress.

    Vln.

    i-

    Vin.

    Vlas.-

    Example

    2.

    appoggiatura

    n the violasof an

    upwardeaping

    eventhor

    ninth,

    and

    an

    anacrustic,

    epeated

    ighth-note igure

    n the

    inner

    strings

    Ex.

    12).

    These two

    figures

    orm he

    mediating

    inkage

    between

    he first

    and

    second

    movement uneralmarches.Carried orwardrom irst

    movement

    variant

    o

    second

    movement

    pisode,

    hey

    provide

    he

    distinctive,plangent imbral ontextfor the F-minormarch,and

    underpin

    he transformational

    rocedures

    etween he two

    funeral

    marches.

    The connectionbetween

    he two funeralmarches s

    accord-

    ingly

    achieved

    by

    subtleshiftsof retention

    and

    transformation.32

    Against

    hese transformational

    rocedures,

    Mahler

    ets the literal

    quote

    at

    the center

    of

    the second

    movement-the firstmovement

    A-flat

    major

    econd

    subject,

    now

    in

    the

    key

    of

    B

    major

    m.

    266ff:

    Tempo

    des erstenSatzes

    Trauermarsch'

    ).

    Eventhe literal

    quote,

    though,

    s affected

    by

    its

    context;

    t is

    expressivelyounterpointed

    n

    the violins

    by

    the bird-call

    igure

    Ex.

    13).

    While

    the

    literal

    quote

    accounts

    or

    one

    of the

    principal oints

    of internal eference

    within Part

    I,

    there

    s

    one other

    quote,

    external

    to

    the

    work,

    which occurs

    n the

    first

    movement

    ecapitulation,

    ust

    after

    he second

    subject

    n

    the enharmonic

    onic

    major,

    D

    flat,

    and

    just

    before

    he

    second

    variantof the Trauermarsch.

    ahler

    quotes

    from he first

    of the

    Kindertotenlieder,

    Nun

    will die Sonn' so hell

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    rogram

    59

    Mahler

    5th

    Fls.

    4

    Cellos

    b.266

    Fls.

    p espress.

    Vln.

    II

    A

    0P

    Example

    3.

    aufgeh'n. elf-quoting

    romotherworks

    was,

    of

    course,

    not

    new:

    in

    the First

    Symphony,

    e

    had drawnon his

    Gesellen

    ong,

    Ging

    heut'

    Morgen

    iber's

    Feld ;

    n

    the

    thirdmovementof the

    Second

    Sym-

    phony,on DesAntoniusvon PaduaFischpredigt ;nd the scherzo f

    the

    Third

    Symphony

    uotes

    Der

    Kuckuck

    at

    sich zu

    Tode

    gefallen.

    As

    Donald

    Mitchell

    notes,

    Furthermore,

    the

    Wunderhorn

    ongs]

    functioned s a storehouse f

    invention,

    symbol

    and

    image

    n

    parallel

    relation o

    the

    symphonies, 33

    nd

    goes

    on to

    say,

    .

    .. just

    as the

    Gesellen

    ycle

    and Wunderhorn

    ongs

    were

    directly

    elated o the

    whole

    creative

    period

    hat

    followed,

    o

    the last two

    Wunderhorn

    ettings,

    he

    Kindertotenlieder

    nd

    the

    'Rtickert'

    ongs,

    beara

    significant

    elationship

    o

    the

    symphoniesurrounding

    hem.

    34

    n the

    present

    nstance,

    he

    theme

    of

    death,

    through

    ts

    expressive

    elineation f turn

    figure

    nd

    downward-weighted

    ppoggiaturas,

    onnects he

    Trauermarsch

    nd

    Kindertotenlieder.

    rom he

    Trauermarsch

    volves

    the

    lyrical

    econd

    subject,and

    t is

    rendered ven

    more

    poignantby

    reference o the

    Nacht

    f

    the

    song

    (Ex.

    14).35

    If

    Kindertotenlieder

    s

    directly

    quoted

    n

    Part

    I,

    then it

    reappears

    transformed

    n

    Part

    III,

    in

    the

    Adagietto.

    ust

    as the

    end of

    the

    song

    cycle

    transfigures

    he

    grief

    of

    death

    into

    consolation,

    o the

    Adagietto

    transfigureshe earlier eferenceo death-the external eferenceo

    the

    Kindertotenlieder

    nd

    the

    internal

    eference o the

    F-minor

    uneral

    march-into a transcendent

    tillness.The

    Adagietto

    s also

    related

    n

    key

    and contour

    o

    the

    other

    Ruickert

    ong

    on the theme

    of

    death,

    Ichbin der

    Welt abhanden

    ekommen,

    omposed

    ontemporane-

    ously

    with

    threeof

    the

    Kindertotenlieder

    n

    the summer

    f 1901.

    The

    three

    works orma

    network f

    poetic

    and musical

    eferentiality

    Ex.

    15).

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    60

    The

    Musical

    uarterly

    Mahler

    th,

    Ist

    mvt.

    b.

    313

    •Ppf

    Nacht,

    no.

    I

    b. 13

    Kein. Un

    _

    gl0ck

    die

    Nacht

    ge

    scheh'n

    (als sei)

    Example

    4.

    Mahler,

    ch

    bin

    der Welt

    abhanden

    ekommen

    SI

    Ob.

    . 0

    (Voice)

    b.

    12

    KTL

    no.2

    (Voice)

    5th,

    'Adagietto'

    5th,

    2nd

    mvt.,march

    -4: bw I II I II AI .I?

    ..

    .

    .

    Example

    5.

    While

    the scherzohas

    the

    positional

    enter

    of the

    Fifth

    Sym-

    phony,

    the

    Adagietto

    s the

    expressive

    enterof

    the workand

    the

    hinge-point

    f its

    metamorphic

    rocedures.

    ndeed,

    even the transfor-

    mationof the Rackertlied,he reference o Kindertotenliederndto the

    funeral

    marchof the

    Fifth

    Symphony

    o

    not exhaust

    he

    referentiality

    of the

    Adagietto.

    t was also a

    privately

    oded ove

    message,

    bliquely

    referring

    o

    Tristan nd

    Isolde,

    romMahler

    o

    his wife

    Alma,

    as

    Donald

    Mitchell

    discussed

    ome

    yearsago,36

    a

    position

    which

    Mahler

    enthusiast

    Gilbert

    Kaplan

    s now

    attempting

    o

    popularize

    y claiming

    that

    only

    such

    a

    reading

    houlddetermine

    he

    interpretation

    f the

    movement

    n

    performance

    nd

    the selection

    of

    tempo.37

    But

    Mahler's

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    The

    Hidden

    rogram

    61

    programmatic

    ntent

    is

    never so

    blatant,

    nor so

    monodimensional.

    The movementhas a

    two-way

    ime dimension: n the one

    hand

    it

    gathers p

    and

    transformsarlier

    material romPart

    I;

    and on

    the

    other,

    it

    points

    forwardo this transformed

    eference n

    the

    Finale.

    In

    both

    its

    position

    n

    the workand

    in

    the

    altered haracter f the

    quote,

    the

    Adagietto

    eference

    ompares

    losely

    with

    Beethoven's

    quote

    of the scherzomaterial

    n

    the finaleof his Fifth

    Symphony.

    Like

    Beethoven,

    Mahlerdraws n

    the

    dramatic nd

    referential ffect

    of

    the

    device,

    which confronts he

    listener

    with

    a

    prior

    dentity

    n

    a new context.Mahlerunderlineshe connectionbetween he literal

    and transformed

    uotesby stating

    hem

    both

    in

    the

    key

    of B

    major

    (Finale,

    m.

    190ff)(and

    later

    n

    the

    key

    of D

    major,

    he

    Adagietto

    reference

    eturns

    s a

    recapitulatory

    eature,

    m.

    373ff).

    Interestingly,

    the

    Adagiettouote

    is

    not drawn rom he

    opening

    of

    the slow

    movement

    which

    transfigures

    he music

    on

    death)

    but from ts

    more

    mpassioned

    middle

    ection. While

    the

    identity

    of

    the

    quote

    is

    immediately

    ecognizable,

    ts

    originally

    ntense

    expressivity

    as

    been modified ythe Finalecontextand becomeengagingly

    grazioso.

    At

    a

    point

    of

    crucial

    change

    and

    stylistic

    reformulation

    fter he

    end of the Wunderhorn

    eriod,

    Mahler

    neededa

    meaningful round-

    plan,

    a

    compositional

    modelas

    inner

    program

    hich

    would

    provide

    the basis or his own

    individual

    ealization,

    nd

    enablehim in

    subse-

    quent

    works o

    forge

    his own

    new

    way.

    Given his

    strong

    empathy

    for and identification

    ith

    Beethoven,

    here is

    a

    strong

    propositional

    rationale hat Mahler

    ooked oward

    Beethoven,

    and

    particularly

    o

    the

    symphony

    with the samenumber shis own. Beethoven's

    ifth

    Symphony rovided

    Mahlerwith

    a structural

    lueprint

    or his

    own

    Fifth

    Symphony, background

    f

    both

    conceptual

    haracter nd

    com-

    positional echniques.

    t

    includes

    he

    reinterpretation

    f the

    heroic

    concept

    with

    its

    large-scale

    haracterization

    f

    conflict

    n

    the first

    movement o

    affirmation/resolution

    n

    the

    Finale;

    he

    use of

    keys

    a

    third

    apart

    between

    movements

    in

    Mahler's

    ifth,

    the

    two

    move-

    mentsof PartI are

    a

    third

    apart,

    C

    sharp

    minor-A

    minor;

    he

    major

    keyresolution/transformationn Parts Iand IIIare D major-F

    major-D

    major);

    hirdsalso

    play

    a

    crucial

    ole

    in the

    generating

    rime

    material

    f the first

    movement;

    he

    modeling

    n

    the retention/

    transformation f the

    Klopfton

    n

    the scherzo

    material;

    and the

    strategic

    use of

    quotation.

    The

    groundplanreplaced

    the

    explicit

    Wunderhorn

    rogram

    with a new

    and

    hidden

    program.

    As Donald

    Mitchell

    says:

    The

    Fifth,

    it

    seems

    to

    me,

    initiatesa new

    conceptof

    an

    interior

    drama

    replacing

    the old

    and

    explicit 'programmatic'

    dea. '38

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    62

    TheMusical

    Quarterly

    No

    workof

    Mahler's

    was

    revised o often and

    extensively

    s

    the

    Fifth.39Was it becausehe FifthSymphonywasso crucial o Mahler

    in

    reestablishing

    is

    compositional

    nd

    psychological

    ersona,

    after

    the orchestrated

    ttackson

    his

    creativeand recreative

    work,

    that

    he

    constantly

    eturned

    o

    it,

    frequently

    eworking

    he

    orchestration?

    n a

    letterto

    the

    conductor

    Willem

    Mengelberg

    t

    the end of

    1905,

    he

    asks

    Mengelberg

    o

    return

    he full

    scoreof

    the

    Fifth

    mmediately,

    as

    I

    have made

    very

    extensiveand

    important

    evisions, 40

    nd which

    Mengelberg

    eturned

    oon

    after

    n

    early

    1906.41

    n

    June

    1910 Mahler

    wrote o hispublisher etersasking hem to issuea neweditionof his

    Fifth,

    which

    he would

    pay

    for,

    to

    incorporate

    ll the amendments

    e

    had

    since made.42

    In

    the event the revised dition

    was

    only

    pub-

    lished

    n

    1964.)

    During

    his last

    year,

    1911,

    writing

    o

    Gohler rom

    New

    York,

    he

    recognized

    he

    vital

    place

    the

    Fifth

    had

    in his

    work,

    ts

    new

    style

    and direction

    for

    a

    completely

    ew

    style

    demandednew

    technique ;43

    nd

    in

    the addenda o

    the same

    etter44

    e

    insisted o

    Gohler

    hat the

    firstversionof

    the Fifthshould

    never

    be

    played

    again

    because

    t was

    badly

    orchestrated.

    Mahler's reoccupation ith the Fifthrevealsa number f inter-

    related ssues

    and

    perspectives:

    echnical

    problems

    f

    orchestrationnd

    expression;

    etentionand transformation

    f formal

    rameworks;

    nd

    what Leonard

    Meyer

    alls

    ideological

    hoices45

    --that

    variegated

    ol-

    lection of

    contemporary

    eliefs,values,

    deasand intentions

    which

    impinge

    on

    composers'

    hoices;

    actors

    affecting

    iographical

    istory,

    and the wider

    political

    ramificationsf

    attitudes

    nd

    policy-making

    which

    affect

    artistic

    limateand audience

    eceptivity.

    Different ways f seeing 46--oftructuralohesion(as in Ratz47

    and

    Redlich48),

    iographical

    nd

    historical

    ostulates

    Floros)49

    nd

    hermeneutic/philosophical

    escription

    Adomo)50-provide

    nterpre-

    tive

    insights

    nto

    Mahler's

    ifth,

    but

    in

    this

    particular

    ymphony

    here

    werealso

    strategic

    actors

    at work

    which resulted

    n the

    adoption

    f a

    specific

    tructural

    roundplan,

    ased

    on Beethoven's

    ifth.

    In his

    Sixth and

    Seventh

    symphonies,

    Mahlerhad movedonto

    othercre-

    ative

    impulses

    nd

    impetuses,

    nd

    in

    the

    Eighth

    he

    returned

    o vocal

    texts,

    setting

    Goethe

    in a

    massively

    laborated

    resco.

    But the Fifth

    remains,

    numerically

    nd

    conceptually,

    t

    the centerof his

    output.

    In

    no

    work

    more than

    the Fifth was his

    empathy

    and identification

    with

    Beethoven

    so

    strong.

    Its hidden

    program

    llowed

    Mahler to

    forge

    ein

    ganz

    neuer

    Stil,

    and

    to

    provide

    the structural

    ohesion for his

    characteristic

    diversity

    of

    sharply uxtaposed

    deas

    and

    richly

    delin-

    eated

    expressive

    range.

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    63

    Notes

    1. As he

    is

    totally

    absorbed-to

    the last fiber-in the work

    of

    art,

    so

    he

    expects

    the

    same from his

    co-workers.He will not relent until

    everything

    is achieved that

    seems achievable

    to

    him. He demands the

    continuation,

    repetition

    and

    augmentation

    of the rehearsals.

    Here he hits

    the

    most substantial

    resistance--to

    the

    musicians,

    earn-

    ing

    a livelihood

    is of

    equal importance,

    excessive exertion

    disagreeable.

    Edward

    R.

    Reilly,

    Gustav

    Mahler ndGuido

    Adler:

    Records

    f

    a

    Friendship

    Cambridge:

    ambridge

    University

    Press,

    1982),

    45.

    2.

    David

    A.

    Pickett,

    GustavMahler s an

    Interpreter:Study f

    his

    TextualAlter-

    ations nd

    Performance

    ractice

    n the

    Symphonic

    epertory

    ol. 1

    (The

    British

    Library/

    UMI

    Press,

    1988),

    87-97.

    3. The

    opposition

    o

    Mahlerwas

    ntensified

    y

    an

    anti-semitic

    ampaign.

    ee Karl-

    Josef

    Muiller,

    Mahler: eben-Werke-Dokumente

    Mainz: chott;

    Munich:

    Piper,

    1988),

    177-81.

    4.

    Mahler's

    urpose

    nd

    approach

    o the Beethoven

    Retuschen'

    s discussed

    y

    Ernst

    Hilmar,

    Mahlers

    eethoven-Interpretation

    n

    Mahler-Interpretation:spekte

    um

    Werk ndWirken onGustavMahler

    d. Rudolf

    Stephan

    Mainz;

    London;

    New

    York;

    Tokyo:

    Schott,

    1985),

    29-44.

    5.

    Fora

    full

    listing

    of Mahler's

    onducting

    ee

    Knud

    Martner,

    GustavMahler

    m

    Konzertsaal:

    ineDokumentation

    einer

    Konzerttatigkeit

    870-1911

    (Copenhagen,

    1985).

    6.

    As

    the

    old

    century

    ameto a

    close,

    cult

    figures

    rom

    he

    'unblemished'eroic

    past

    assumed

    xtraordinary

    mportance.

    lessandra

    omini,

    The

    Changingmage

    f

    Beethoven:

    Study

    n

    Mythmaking

    New

    York:

    Rizzoli,

    1987),

    397.

    7.

    Jean-Paul

    ouillon,

    Klimt:

    Beethoven:he

    Frieze

    or

    theNinth

    Symphony

    New

    York:Rizzoli,1990).

    8.

    Fordiscussion

    f

    politics

    n

    a

    sharper

    ey

    ee William

    .

    McGrath,

    Dionysian

    Artand

    Populist

    olitics

    n

    Austria

    New

    Haven:

    Yale

    University

    ress,

    1974),

    165-

    207.

    On the

    politicization

    f anti-semitism

    ee

    John

    W.

    Boyer,

    Political

    adicalismn

    Late

    mperial

    ienna

    Chicago;

    London:

    University

    f

    Chicago

    Press,

    1981),

    81-99

    and

    377-410.

    9.

    Carl

    E.

    Schorske,Fin-de-Siecle

    ienna:

    olitics

    ndCulture

    New

    York:

    Knopf,

    1985),

    232.

    10.

    Schorske,

    58.

    11. Thomas

    Mann,

    Dr.

    Faustusrans.

    H.

    T.

    Lowe-Porter

    New

    York:

    Knopf,

    1948),

    478.

    12.

    ForMahlerno less than

    for

    Klimt,

    he

    years

    1900

    and

    1901

    were

    years

    of

    per-

    sonal

    rial,

    traumatic

    ncounterwith

    society,

    and

    consequent

    rtistic

    eorientation.

    Carl

    E.

    Schorske,

    Mahler nd

    Klimt:Social

    Experience

    ndArtistic

    Evolution

    d.

    Rudolf

    Klein,

    Beitrage

    79-81:

    Gustav

    Mahler

    Kolloquium

    979

    (Kassel:

    Basel:

    London:

    Barenreiter,

    981):

    16-28.

    Extracted

    .

    23.

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    64

    The

    Musical

    Quarterly

    13.

    This

    is the view

    adopted

    y

    many

    writers

    n

    Mahler.

    For

    example,

    Colin

    Mat-

    thewsconsidershat If he FifthSymphonyasany'programme',t is anabstract,

    objective

    ne,

    perhaps progression

    rom

    darkness

    o

    light.

    Colin

    Matthews,

    Mahler

    at Work:

    Aspects f

    the

    Creative

    rocess

    New

    York

    and

    London:

    Garland

    ublishing,

    Inc,

    1989),

    52.

    14.

    Ed. Knud

    Martner,

    elected

    etters

    f

    GustavMahler

    New

    York:

    Farrar,

    traus&

    Giroux,

    1979),

    262.

    15.

    Revisions re isted n

    Rudolf

    Stephan,

    GustavMahler:

    Werk nd

    Interpretation.

    Autographe,

    artituren,

    okumente

    Cologne:

    Amo

    Volk

    Verlag,

    1979),

    59-63,

    86-88.

    See also Sander

    Wilkens,

    Gustav

    Mahlers

    iinfte

    infonie:

    uellen

    nd

    Instru-

    mentationsprozessFrankfurt;ewYork:Peters,1989).

    16.

    See

    Martner

    bid.,

    p.

    287, 356,

    372,

    448.

    17.

    Natalie

    Bauer-Lechner,

    ecollections

    f

    GustavMahler

    rans.

    DikaNewlin

    (Cam-

    bridge:Cambridge

    niversity

    ress,

    1980),

    84.

    18.

    Bruno

    Walter,

    GustavMahler

    Vienna:

    Herbert

    Reichner

    Verlag,

    1956),

    97-100.

    ForMahler's

    dentification

    ith

    Beethoven,

    nd

    mythicizing

    f

    Mahler's

    image,

    ike

    Beethoven's,

    ee

    Hermann

    Danuser,

    GustavMahler

    nd

    eineZeit

    Laaber:

    Laaber-Verlag,

    991),

    287.

    19. Toprovehimselfa worthyheirof Beethoven, composerf a symphonyin

    the laternineteenth

    entury]

    ad to

    avoid

    copying

    Beethoven's

    tyle,

    and

    yet

    main-

    tain the same

    degree

    of

    reflectionhat

    Beethoven ad

    reached

    n

    grappling

    ith the

    problem

    f

    symphonic

    orm.

    Carl

    Dahlhaus,

    Nineteenth

    entury

    Music

    rans.

    J.

    Brad-

    fordRobinson

    Berkeley:

    niversity

    f

    California

    ress,

    1989),

    153.

    20.

    Mahler voided

    numbering

    as Lied on

    derErde

    s his Ninth

    Symphony,

    ince

    both

    Beethoven nd Bruckner ad

    died after heir

    Ninth

    symphonies.

    y

    a

    strange

    twistof

    fate,

    Mahler ever ived

    to

    complete

    his

    Tenth,

    so the

    superstition

    as

    ful-

    filled.

    21. Another nstance f measuringpto a specificBeethovenmodelwasSchu-

    mann's

    Third

    Symphony.

    Not

    only

    is it

    in

    the

    key

    of the

    Eroica,

    ut its

    firstmove-

    ment

    shares,

    among

    other

    eatures,

    he

    triple

    ime,

    heroic

    character,

    nd

    strong

    triadic

    patterning

    f the Eroicairst

    ubject.

    22.

    Maynard

    olomon,

    Beethoven

    New

    York:Schirmer

    ooks,

    1977),

    116-18.

    23.

    Berlioz nd Mahler tood

    or the two

    opposing

    iewsof

    the

    eschatology

    f the

    Romantic

    main: he

    certainty

    f

    eternal

    damnation f the

    former,

    nd the

    beliefof

    universal nd

    unconditional

    esurrectionor the latter.

    Zoltan

    Roman,

    The

    Limits

    of Romantic

    Eschatology

    n

    Musicand

    Literature:rom

    Byron

    nd

    Berlioz o Mahler

    andKafka, tudiaMusicologica2 (1980):273-98. Extracted. 298.

    24.

    While Beethoven's ifth

    may

    be understood

    o

    provide

    he

    scaffolding

    lan

    for

    the instrumental

    ovements,

    t is the

    choral inaleof the

    Ninth

    Symphony

    hich s

    the

    typus

    or the

    vocal

    ast

    movement f

    the Resurrection.

    n

    a letter

    o Arthur

    Seidlon Feb.

    17, 1897,

    Mahler

    xplains

    hat

    he

    did

    not wantto

    simply

    mitate

    Beethoven's

    horal inale.

    I

    had

    long

    contemplated

    ringing

    n

    the

    choir

    n

    the last

    movement,

    nd

    only

    the fear hat it

    wouldbe takenas a

    formal mitation f

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    The

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    rogram

    65

    Beethoven

    made

    me hesitate

    again

    and

    again

    (Martner,

    ibid,

    p.

    212).

    What is

    evi-

    dently

    at

    issue

    for

    Mahler

    is

    the individualized

    eworking

    of a

    strong

    compositional

    background--aprincipleof theme and transformational ariation.

    25. On

    the

    large-scale ntegration

    see

    Constantin

    Floros,

    Mahlervol. 3

    (Wiesbaden:

    Breitkopf

    and

    Hartel,

    1985),

    135.

    On Beethoven's Fifth

    as

    conceptual groundplan

    or

    Mahler's

    Fifth see

    Ernst Otto

    Nodnagel,

    Gustav

    Mahlers

    Fiinfte

    Symphonie

    in

    Cis-

    moll: technische

    Analyse

    Die Musik

    4

    (1904/5)

    pt.I:

    243-55,

    especially

    246.

    26.

    Floros,

    ibid.

    vol.2,

    1977,

    60.

    27.

    The

    trumpet

    motto theme

    actually anticipates

    the

    recapitulation.

    It

    begins

    at

    measure

    232

    towards

    the end of the

    development,

    leading

    into the

    return

    of C

    sharp

    minor and the

    consolidation of

    the motto

    figure,

    which occur at measure

    254.

    28. While the motto

    theme

    provides

    the

    categorical

    opening

    of Mahler's

    Fifth,

    it

    has

    a

    fragmentary

    et tantalizing

    pre-history.

    In

    the first movement of the

    Fourth

    Symphony,

    near the end of the

    development,

    the

    following

    trumpet

    line

    appears

    out

    of

    an

    amorphous

    exture.

    Enharmonically,

    t

    is

    the

    motto,

    with

    pitch

    and

    rhythm

    identical to the

    opening

    of the

    Fifth

    Symphony.

    Was

    it some kind of

    compositional

    jotting,

    which

    slipped

    in for

    a lone

    appearance

    among

    the

    chiming

    bells of the Fourth

    Symphony?

    Ab.225

    3 3 3 3

    Trumpets

    in

    F

    (as

    sounding)wrw

    www wwwww

    www

    Example

    16.

    29. Carl

    E.

    Schorske,

    Beitrige,

    bid.

    30.

    In

    addition o the

    foreground atching

    f

    rhythmic

    attern,

    both marches

    re

    mediant

    pitch prolongations.

    he

    Trauermarschas

    neighbor-note

    otion

    31. Thephrase compositionaltrategy s usedbyLewisLockwoodn his descrip-

    tion

    of

    Beethoven'structural

    ntegration

    n

    the first

    movement f the

    Eroica

    ym-

    phony.

    'Eroica'

    erspectives:

    trategy

    nd

    Design

    n

    the

    First

    Movement eethoven

    Studies ol. 3. ed. Alan

    Tyson

    (Cambridge: ambridge

    niversity

    Press,

    1982),

    85-105. See

    p.

    101.

    It

    may

    be

    a

    coincidence

    hat Mahler

    dopts

    ne

    of Beethoven's

    most innovative

    ompositional

    echniques-or

    t

    may

    not.

    32.

    Reilly

    bid.

    p.

    55.

    33. Mahler

    rticle,

    TheNew

    Grove

    Dictionaryf

    Music nd

    Musicians

    ol.

    11,

    515.

    34.

    New Grove

    Dictionary,

    19.

    (Emphasis

    ine.)

    35.

    See Edward

    .

    Kravitt,

    Mahler's

    irges

    or his Death:

    February

    4,

    1901 The

    Musical

    Quarterly

    XIV/3

    July

    1978):

    329-53.

    36.

    See Donald

    Mitchell,

    GustavMahler:

    ongs

    nd

    Symphonies

    f Life

    and

    Death.

    Interpretations

    nd

    Annotations.

    Berkeley,

    Los

    Angeles:University

    f

    California

    ress,

    1985),

    131.

  • 8/20/2019 The Hidden Program in Mahler's Fifth Symphony

    21/21

    66 TheMusical

    Quarterly

    37. GilbertKaplan, ADirge?No. It'sa LoveSong, TheNew YorkTimes, uly19,

    1992:19.

    38. Mitchell

    p.

    77.

    39. Ed. Herta

    Blaukopf,

    Gustav

    Mahler,

    Richardtrauss.

    orrespondence.

    888-1911

    trans.Edmund

    ephcott

    Chicago:University

    f

    Chicago

    Press,

    1984),

    142.

    The dif-

    ferentversions f

    the Fifthare isted

    n

    Rudolf

    Stephan,

    Gustav

    Mahler:Werk nd

    Interpretation.

    utographe,

    artituren,

    okumente

    Cologne:

    Amo

    Volk

    Verlag,

    1979),

    56-63, 86-88;

    also

    see Sander

    Wilkens,

    GustavMahlers

    iinfte

    infonie:

    uellen

    nd

    Instrumentationsprozess.

    40.

    Knud

    Martner,

    bid.

    287.

    41.

    Martner,

    88.

    42.

    Martner,

    56.

    43.

    Martner,

    72.

    (Emphasis

    ine.)

    44.

    Ibid.,

    448.

    45.

    Leonard

    .

    Meyer,

    Style

    ndMusic:

    Theory,History,

    nd

    IdeologyPhiladelphia:

    University

    f

    Pennsylvania

    ress,

    1989).

    46. See

    JohnBerger,Waysof Seeing

    NewYork:VikingPress,1973).

    47.

    Erwin

    Ratz,

    Zum

    ormproblem

    ei GustavMahler:

    Eine

    Analyse

    des ersten

    Satzes

    der

    IX Sinfonie

    123-141);

    and Zum

    ormproblem

    ei

    Gustav

    Mahler:

    Eine

    Analyse

    des Finales

    der

    VI

    Sinfonie

    9-122)

    in T. W.

    Adomo et

    al.

    Gustav

    Mahler

    (Tiibingen:

    Wunderlich,

    966).

    The Sixth

    Symphony

    rticle

    s

    translated

    y

    Paul

    Hamburger,

    Musical

    orm

    n

    GustavMahler:

    An

    Analysis

    f the Finaleof the Sixth

    Symphony

    he

    Music

    Review

    9

    (1968):

    34-48.

    48.

    Hans

    F.

    Redlich,

    DieWelt der

    V.,

    VI. und VII.

    Sinfonie

    Mahlers

    Musikblatter

    desAnbruch

    ,

    nos.

    7/8

    (1920):

    265-68.

    49.

    Constantin

    Floros,

    GustavMahler vols.

    (Wiesbaden:

    reitkopf

    nd

    Hirtel,

    1977-85).

    50.

    Theodor

    W.

    Adomo,

    Gustav

    Mahler: inemusikalische

    hysiognomik

    Frankfurt:

    Suhrkamp,

    960).

    Repr.

    1981.

    Engl.

    trans

    by

    Edmund

    ephcott,

    Mahler: Musical

    Physiognomy

    Chicago:

    University

    f

    Chicago

    Press,

    1988).

    A

    detailed

    ritique

    f

    Adomo is

    given

    by

    Doris

    D6pke,

    Adomos

    Mahler-Deutung:

    um

    Verhtltnis

    on

    'musikalischer

    hysiognomik'

    nd

    geschichtsphilosophischer

    sthetik

    n

    Adorno

    n

    seinen

    musikalischen

    chriften. eitrage

    um

    SymposiumPhilosophische

    usserungen

    iber

    Musik.

    Musik

    m

    Diskurs.

    Vol.

    2.

    (Regensburg:

    ustav

    Bosse

    Verlag,

    1987),

    35-72.

    SheconvincinglyefutesAdomo's ontention f theAdagiettof the FifthSymphony

    as kulinarische

    entimentalitait55-60).