the first online tribunal efficient, intuitive quality justice. … · 2018. 12. 5. · hearings:...
TRANSCRIPT
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THE FIRST ONLINE TRIBUNAL
Efficient, intuitive quality justice.
Digitally Caroline Sheppard OBEChief Adjudicator and
Transformation Champion
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RT HON. LORD BURNETT, LORD CHIEF JUSTICE OF ENGLAND AND WALES
in Makda vs. the Parking Adjudicator
I have had cause to observe that Adjudicators have an extremely difficult task.
They perform what seems to me to be an important yet very difficult judicial function.
It is important because thousands of appeals are adjudicated upon each year
in circumstances where many people who appeal parking tickets will have
no other cause to become involved with the judicial system.
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About the Traffic Penalty Tribunal (TPT)
25,000 CASES A YEAR
28PART-TIME INDEPENDENT LAWYER ADJUDICATORS
12CUSTOMER SUPPORT STAFF
FUNDED BY
300+STAKEHOLDER LOCAL AUTHORITIES
APPEALS AGAINST PENALTY CHARGES
FOR PARKING, MINOR TRAFFIC
AND ROAD TOLL OFFENCES(ENGLAND AND WALES, OUTSIDE LONDON)
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TPT guiding principles
ACCESSIBILITY
TRANSPARENCY
PROPORTIONALITY
VELOCITY
FINALITY
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Digital by default: The only way forward
Continuously striving to embrace new and emerging technologies
to refine and enhance its services, while driving efficiencies
• COMPLETE DIGITAL TRANSFORMATION OVER LAST DECADE
• ONLINE / DIGITAL TRIBUNAL PLATFORM,
SUPPORTED BY HUMAN CUSTOMER SERVICE
• SCALABLE ACROSS ALL PROCESSES
– IT’S NOT JUST ABOUT THE PLATFORM!
• FIT FOR THE AGE OF AUSTERITY
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TECHNOLOGY
Online is not just about the platform
‘CAROLINE’S TRIANGLE’
BLUEPRINT FOR CONTINUING SERVICE IMPROVEMENT The user always at the centre
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Our modus operandi: More for less, but better
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Justice is not a service, but access to it is
ENGAGEMENT AND PROGRESS FROM THE START:
MORE LOLLIPOP, LESS GOBSTOPPER
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ACCESSIBILITY
TRANSPARENCY
PROPORTIONALITY
VELOCITY
FINALITY
• APPEALS SUBMITTED AND PROCESSED FULLY ONLINE
• AUTHORITIES SEE APPEALS AND RESPOND IN REAL-TIME
• BESPOKE DASHBOARD FOR AUTHORITIES TO MANAGE CASES
• EVIDENCE SUBMITTED AND REVIEWED ONLINE BY BOTH APPELLANT AND AUTHORITY
• ACCESSIBLE ON ALL DEVICES WITH ACCESS TO WEB(Smartphones, tablets, laptops)
Multiple award-winning online system
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Active form of customer engagement with appellants to ‘walk through’
the online appeal process and / or complete it on their behalf
• CASES PROCESSED ONLINE BY PROXY
• APPEALS SUBMITTED THROUGH PREFERRED CHANNEL
• GUIDANCE ON ALTERNATIVE METHODS OF APPEALING
• ALLOWS COLLATION OF FEEDBACK TO CONTINUALLY IMPROVE PROCESSES
Assisted Digital
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Deciding an appeal: Decision process
Motorist submits appeal and uploads evidence
Authority uploads evidence, photos, notices
Appellant comments on evidence and decides to skip hearing
or opt for telephone hearing
Adjudicator can then:
a) send messages to clarify issues; b) decide case without hearing; or
c) decide case after telephone hearing, with both parties participating
Adjudicator types decision, to be read on-screen
If grounds apply, unsuccessful party (Appellant / Authority) can apply for review
No appeal to superior court – only Judicial Review in High Court
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Real-time interaction between all users
• INSTANT MESSAGING
• LIVE CHAT
• EVIDENCE UPLOAD / SHARING
• EXTERNAL EMAIL / MESSAGE PROMPTS
System functionality enables all users
to interact, express themselves and present
their case in a rich and compelling way
SYSTEM
ADJUDICATORSAPPELLANTS
AUTHORITIES ADMINISTRATORS
Distinct colours represent different users in the system
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MESSAGING CONVERSATION
BETWEEN USERS
Adjudicator addresses point of
law to Appellant and Authority
Appellant acknowledges in
context of their appeal
Authority agrees to discount
of penalty charge payable
Fast resolution through a ‘virtual’ hearing
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APPELLANT AND AUTHORITY
EVIDENCE UPLOAD
Intuitive process enables user skills
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Case management dashboard for Authorities
CASE CAN BE DOWNLOADED /
TAKEN OFFLINE IF REQUIRED
(e.g. PROXY CASES)EVIDENCE PORTAL
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Hearings: Impact of the online system
FACE-TO-FACE HEARINGS: FROM 2014
• Demand for face-to-face hearings dwindled
with onset of the online system (phased out in 2017)
TELEPHONE HEARINGS: FROM 2017
• No travel required for parties
• Adjudicator decision during hearing in most cases
• Authorities take part; makes for a fair hearing
• Positive feedback from both parties
• Transparency: ‘Virtual’ visitors can be present
VIDEO HEARINGS: PILOTED IN 2018
• Benefits of telephone and face-to-face hearings combined
• Adjudicator controls display of evidence on parties’ screens
• Meets the demand for face-to-face engagement• Works well for complex cases
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Telephone hearings: Feedback from a ‘virtual visitor’
I was very impressed by your efficiency and fairness,
and the effective interaction with the parties
RT HON. LORD CARNWATH, JUSTICE OF THE SUPREME COURT
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Video hearings: Feedback
Video hearings humanise the situation – you get more of a human
connection when you can see who you are taking to. Even if the
appeal didn’t go your way, you feel you have been listened to
I liked not having to travel,
but still getting to present my caseThe video hearings give appellants the
opportunity of having a face-to-face
hearing from the comfort
of their own home
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On-screen decision and next steps information
• DECISION DISPLAYED ON SCREEN
• EITHER PARTY CAN APPLY TO REVIEW DECISION
DIRECT WITHIN THE ONLINE SYSTEM
• REVIEWS PROCESSED END-TO-END WITHIN SYSTEM
• FEWER THAN 3% OF CASES HAVE A REVIEW APPLICATION
AND 0.2% RESULT IN DIFFERENT OUTCOME
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No demand for face-to-face hearings
Accessibility and efficiency of online system
led to drop in demand for face-to-face hearings,
ahead of decisions being made
• 90% OF ALL DECISIONS NOW REQUIRE
NO HEARING AT ALL (e-DECISION)
• TELEPHONE HEARINGS INTRODUCED TO
REPLACE FACE-TO-FACE
• TELEPHONE HEARINGS REQUIRED
IN JUST 10% OF DECISIONS
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Swift outcomes for all
12% OF CASES ARE NOW RESOLVED IN
ONE DAY33% IN
7 DAYS46% IN
14 DAYS78% IN
28 DAYS
CASES WITH TELEPHONE HEARINGS UP TO 42 DAYS
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Online system and processes infinitely scalable
Years
Pe
na
lty c
ha
rge
no
tic
es
(P
CN
s)
pro
ce
ss
ed BUSINESS TRANSFORMATION AND
ONLINE SYSTEM FACILITATED AN
85% INCREASE IN WORKLOAD (NEW WORKSTREAMS)
57% REDUCTIONIN VARIABLE COSTS
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Significant savings for Tribunal and Authorities
STAKEHOLDER AUTHORITIES HAVE REPORTED SAVINGS OF
£160 PER CASE
EQUATES TO
£4m SAVINGS TO AUTHORITIES OVER TWO YEARS
DEVELOPMENT COSTS BALANCED BY OPERATIONAL SAVINGS
ONGOING
AVERAGE COST PER CASE(INCLUDING ADJUDICATOR TIME)
£88
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Digital
Case Management
System (AIMS)
Supporting
remote-working
Adjudicators
to submit
decisions
electronically
2006 2008 2010
Appeal Form
online
Authority
evidence
submission
via webmail
2012 2013 2016
Telephone
Hearings
introduced
FOAM
2007
Developing
user stories for
online system
2014
Review of
prototype and
user experience
2017
Respondent authority
workshops begin Birmingham
University
user survey
Rollout to
309
authorities
complete
2015
Technology /
innovation
awards received
for FOAM
Video
hearings
introduced
Regulations
– service by
electronic data
transmission
1993 2018
Launch
Our expedition: Transforming our service, digitally
Stakeholder Engagement Manager
recruited from
Brighton & Hove City Council
(former Parking Manager)
Early
online prototype
launched
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Keeping on top of our ‘Supply Chain’
Continual engagement and synchronisation with stakeholders (Authorities and Appellants)has been instrumental in refining the processes and functionality of our system
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From Agile to ‘Nimble’
Development of the online system began in Agile. But with a quick launch available – and to allow us to move more swiftly and effectively with tweaks – a shift came in our approach
• 1: Appellant portal developed
(Three systems run at once: archived systems accessed when required)
• 2: Authority portal developed
• 3: Adjudicator decision functionality developed
• 4: LAUNCH – good to go!
Development continued in response
to user experience
AN END-TO-END PROCESS MUST BE ESTABLISHED:
DISPUTE RESOLUTION IS AN INTERACTIVE PROCESS BETWEEN THE PARTIES
(with the exception of Assisted Digital appellants)
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Three years later…an affirmation!
‘(Agile)…works well for video games,
but less so for delivering
court processes.’
Civil Procedure Rule Committee, October 2018
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No to data migration!
• CASES ARE FINITE
• OLD SYSTEMS / CASES ARCHIVED AND ACCESSIBLE
Just like the legal registers of old
• AVOIDS COMPLEXITY AND HOLD-UPS WITH ONGOING / FUTURE DEVELOPMENT
Removes one of the most popular obstacles of new IT systems
• MULTIPLE SYSTEM USE INVIGORATING FOR STAFF
Feeds positively into ongoing change process
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Now it’s time to see the real thing…