texas regional entity report
DESCRIPTION
Texas Regional Entity Report. November 2007. Performance Highlights. ERCOT’s Control Performance Standard (NERC CPS1) score for September – 128.83 Initial scores for September indicate all non-wind-only QSEs passed the PRR 525 measure - PowerPoint PPT PresentationTRANSCRIPT
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
1
Texas Regional Entity Report
November 2007
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
2
Performance Highlights
ERCOT’s Control Performance Standard (NERC CPS1) score for September – 128.83
Initial scores for September indicate all non-wind-only QSEs passed the PRR 525 measure This is the third straight month all non-wind-only
QSEs have passed this measure
Overall control performance score using the PRR 525 measure (SCPS) for non-wind-only QSEs > 95%
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
3
LaaR Deployment History
3 4
95
1166
26
1
0
2
4
6
8
10
12
14
16
18
20
22
24
26
28
30
4/1
7/0
6
10
/3/0
6
12
/22
/06
7/2
/07
9/5
/07
Mark
et
Part
icip
an
ts
0
200
400
600
800
1000
1200
1400
Pass Fail 10 Min Reqmt LaaR Obligation LaaR Deployed
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
4
Texas RE Monthly Summary
For October………. Protocol & Operating Guides violations
1 new alleged
NERC Standards violations Several reported in Self-Certifications; now under review
Final on-site Compliance Audit completed for 2007 2 registration appeals denied by NERC Board of
Trustees Compliance Committee 1 pending registration appeal 1 registration appeal remanded to Texas RE
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
5
“High Interest” NERC Standards
Critical Infrastructure Protection (CIP) – Applies to all Entities listed in the NERC Compliance Registry in accordance with Implementation Plan for CIP Standards.
Protection and Control (PRC) – One or more PRC Standards apply to most Entities listed in the NERC Compliance Registry.
FAC-003: Transmission Vegetation Management Program – Prevent and report vegetation-related outages. Applies to all Transmission Owners with transmission lines that operate at 200 kV and above. Zero tolerance policy.
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
6
Texas RE Delegation Agreement Amended and Restated Regional Delegation
Agreement (RDA) between Texas RE and NERC as approved by the Texas RE Board sent to NERC on October 2nd
NERC Staff seeking an extension for the FERC Filing of the RDAs FERC Filing was to be made on October 16th Allows the NERC Board of Trustees more time to
review the 8 RDAs NERC Board of Trustees to approve on October 23rd
NERC will file NERC Board of Trustees approved RDAs at FERC
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
7
Texas RE Fall Workshop Held November 2nd – Austin Met Center Updated participants on the 2007 Compliance Monitoring
& Enforcement Program – provide a “sneak peek” at the 2008 Compliance Program
Proposed topics Texas RE Organization and Entity roles
NERC Compliance Monitoring & Enforcement Program ERCOT Protocol and Operating Guides compliance
Organization Registration Standards overview Assessing compliance Enforcement and sanctions Q & A
Speakers included Texas RE and NERC Staff
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
8
2008 Annual ERCOT Operations Training Seminar
Planning of the 2008 seminar – cooperative effort between the Seminar Working Group and Nodal Training Team.
Seminar will meet many training needs: Focus to be on Nodal Basic Training (Basic Training
Program) NERC Training Requirements – PER-002 (Mandatory
requirement for BA & TOP Operators – 5 days) ERCOT Operating Guide Requirements – Section 1.8.2 ( 40
hours of System Emergency Training for ERCOT ISO, ERCOT Transmission, and QSE Operators)
NERC Continuous Education Hours (CEH’s) for RC, BA, TOP, & IA Operators.
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
9
2008 Annual ERCOT Operations Training Seminar
Priority given to target group of Operators – ERCOT ISO, TDSP, & QSE
Six (6) sessions – March 24th through May 2nd
Course length – 4 ½ days; Mondays, 9:00 am through Fridays, noon
Location – Austin Met Center Registration fee still being reviewed - <$200,
possibly considerably less Registration will be through ERCOT’s Learning
Management System Attendees are responsible for making their own
hotel reservations
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
10
Texas Regional Entity
Report Details
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
11
NERC CPS1 Performance
ERCOT’s CPS1 Performance September Performance
September performance comparison September 2007: 128.83 September 2006: 142.51
12 month rolling average comparison October 2006 September 2007: 131.47 October 2005 September 2006: 141.50
PRR 525 Performance Scores for September indicate all 34 non-wind-only
QSEs passed the measure Scores posted on the ERCOT Compliance Website
SCE Performance Scores
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
12
ERCOT CPS1 Performance Comparison
100
110
120
130
140
150
Oc
t
No
v
De
c
Ja
n
Fe
b
Ma
r
Ap
r
Ma
y
Ju
n
Ju
l
Au
g
Se
p
CP
S1
Tre
nd
100
110
120
130
140
150
Oct'06-Sept'07 Oct'05-Sept'06 Oct'04-Sept'05 Oct'03-Sept'04
Start of SCE Performance MonitoringJanuary '06
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
13
ERCOT CPS1 Scores
0
20
40
60
80
100
120
140
160
180
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
14
ERCOT’s CPS1 Monthly Performance
100
110
120
130
140
150
160
170
Au
g-0
1
Oc
t-01
De
c-0
1
Fe
b-0
2
Ap
r-02
Ju
n-0
2
Au
g-0
2
Oc
t-02
De
c-0
2
Fe
b-0
3
Ap
r-03
Ju
n-0
3
Au
g-0
3
Oc
t-03
De
c-0
3
Fe
b-0
4
Ap
r-04
Ju
n-0
4
Au
g-0
4
Oc
t-04
De
c-0
4
Fe
b-0
5
Ap
r-05
Ju
n-0
5
Au
g-0
5
Oc
t-05
De
c-0
5
Fe
b-0
6
Ap
r-06
Ju
n-0
6
Au
g-0
6
Oc
t-06
De
c-0
6
Fe
b-0
7
Ap
r-07
Ju
n-0
7
Au
g-0
7
CP
S1
Av
era
ge
100
110
120
130
140
150
160
170
Monthly Avg 12 Mo Rolling Avg
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
15
ERCOT CPS1 by Interval
0
20
40
60
80
100
120
140
160
180
CP
S1
Av
g %
Sept'07 Shaded Sept '06
2315
0015
0815
0600
2215
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
16
QSE PRR 525 10-Minute Interval Scoring
17 1820
1820
18 18 18 1719 20 19 19
17 18
13
19
2426 27
30 30
35
32 32 31 3234 34
32 32 32 32 33 34 34 34
13 12 9
10
9 1210 10 12
11 10 11 1113 12
16
9
4
55
3 3
1
1 1 2 1
1 2
13 2 3 1 0 0 0
1 11
11
1
1 11
2 2 2 2 2 3 44 4
44
6 6
6
6 7 7 7
77
7
77
88 8 8 8
0
2
4
6
8
10
12
14
16
18
20
22
24
26
28
30
32
34
36
38
40
42
44
Nu
mb
er
of
QS
Es
Passing QSEs Failing QSEs Failing Wind
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
17
PRR 525 Passing 10-Min Interval Percentage Trends
84.6%
95.8%
75%
80%
85%
90%
95%
Sc
ore
75%
80%
85%
90%
95%
% Passing Intervals % Passing Excluding Wind
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
18
September 2007 Resource Plan Performance Metrics
DK BT DE IP AP AO HA BY BC JA AY AM AR BR HJ DF BP CI AE AD BJ BH CJ CF ETResource Status 100 - 100 100 100 100 99 100 100 100 95 99 100 99 - 100 100 100 - 100 100 - 100 100 93LSL HSL Percent 80 - 100 100 98 95 95 99 100 93 100 100 98 98 - 100 100 98 - 99 98 - 100 100 100DA Zonal Schedule 100 98 100 100 100 99 99 100 100 100 85 100 100 100 99 100 100 100 - 100 100 100 97 98 91AP Zonal Schedule 100 95 99 99 100 100 99 99 99 100 99 97 100 98 99 100 100 98 - 100 100 98 98 98 93Down Bid & Obligation 92 96 79 97 99 97 99 97 98 97 98 97 96 96 93 85 99 97 - 97 91 96 97 97 100Total Up AS - - 98 - 100 96 94 100 99 - 97 94 100 94 - 100 - - 100 - - - 96 99 99
DA GR GS BF BE DP EU BG CX FK HW IN IZ JB BX CC CD FS AC CQ IV IO FYResource Status 100 - - - - 97 100 98 99 99 99 99 100 - 99 100 99 100 100 99 - 100 -LSL HSL Percent 100 - - - - - 100 99 100 99 100 100 90 - 100 100 92 100 - 92 - 100 -DA Zonal Schedule 98 99 95 100 100 - 100 100 98 99 100 100 100 100 99 93 99 100 - 100 100 100 -AP Zonal Schedule 99 99 95 99 99 - 100 99 91 100 99 100 100 98 99 100 98 100 - 99 99 98 -Down Bid & Obligation 94 97 88 96 95 - 92 98 95 99 95 98 100 100 94 99 92 - - 98 99 93 -Total Up AS 93 - - - - 100 97 99 99 98 98 76 - - 99 100 98 - - 100 - - 99
4 Consecutive Failing Scores 3 Consecutive Failing Scores
2 Consecutive Failing Scores 1 Failing Score
PARTYNAME
PARTYNAME
ID
ID
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
19
Organization Registration Status
Of 227 entities registered in the ERCOT Region, 8 entities officially appealed their registration 4 appeals resolved by the Texas RE 3 Registered Entity appeals heard by NERC Board of
Trustees Compliance Committee (BOT CC) – both appeals denied 1 entity appealed their registration as a Transmission
Owner 1 entity appealed their registration as a Transmission
Owner/Planner 1 remanded to TRE to attempt resolution between 2
parties 1 appeal remains pending and will go before the BOT
CC for resolution of Generator Operator registration
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
20
Violations of ERCOT Protocols Reported by Month
34
8
3 34 4
0 0
2
0 0
1
14
0
1
2
3
4
5
6
7
8
9
10
Jan Feb Mar Apr May Jun Jul Aug Sep
Confirmed - Mitigated Confirmed - Mitigation in Progress Alleged
4
8
3 3
9
7
3
0 0
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
21
Violations of NERC StandardsReported by Month
2
11 1
5
0
1
2
3
4
5
6
7
Jan Feb Mar Apr May Jun Jul Aug Sep
Alleged Confirmed - Mitigation in Progress Confirmed - Mitigated
0 0 0 0 0
6
1
2
1
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
22
NERC Standards Self-Reported Violations
Pre-June 18th
Mitigation Plan Status
0
10
20
30
40
50
60
PR
C-0
18
-1
CIP
-00
1-1
FA
C-0
08
-1
PR
C-0
01
-1
FA
C-0
09
-1
VA
R-0
02
-1
PR
C-0
05
-1
TO
P-0
02
-2
TO
P-0
01
-1
TO
P-0
03
-0
PR
C-0
04
-1
IRO
-00
4-1
CO
M-0
02
-2
FA
C-0
02
-0
BA
L-0
05
-0
IRO
-00
1-1
MO
D-0
10
-0
MO
D-0
12
-0
TO
P-0
06
-1
FA
C-0
01
-0
TP
L-0
03
-0
TP
L-0
04
-0
Nu
mb
er
of
Vio
lati
on
s
Mitigation Plans Completed Mitigation Plans In Progress
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
23
Risk Factors for Self-Reported Violations
Pre-June 18th
High, 36, 19%
Medium, 58, 30%
Lower, 100, 51%
Risk Factors are being assigned to each NERC Standard as part of the Standard Development Process
TEXAS REGIONAL ENTITY
AN INDEPENDENT DIVISION OF ERCOT
24
Self-Reported Violation Categorization
23 55 53
10 5 1
31 43
0 20 40 60 80 100 120 140
Admin
Training
Tech
High
Medium
Lower
Violation Risk
Factors