terrence l obrien financial disclosure report for 2009

8/3/2019 Terrence L OBrien Financial Disclosure Report for 2009

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Ao 1 0 I FINANCIAL DISCLOSURE REPORT Repor~in GovermncntReqMred ,~ctbv th/~,, I/~0]o FOR CALENDAR YEAR 2009 (.~ u.s.c, a p p . . ~ " 16t-111)] I, P erson R~.rti~,g (la s t n am e. firs t, m idd le in itia l) 2 , C ou rt or ~)rg an i~a tiou 3 . D a t e o f R e p o r t

O B r ie n , T e r re n ce L . T e n th C ir cu it 05 /14 /2 0104 . T i t i ~ ( A r t i l ~ I i i j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p 6 a t e t y p e ) 6 . R epo r l l ng Pe~o dm a g i s t r a l e j u d g e s i n d i c a t e f u l l - o r p a r t - l im e ) ~ N o m i n a t i o n , D a t e 01/01/2009U. S . C i r cu i t J udge - Ac t i v e [-"1 in i t i a l ~ Armual [~ Final to......~ 1 2 / 3 1 D _ 0 0 95 ~ . . ~ A m e n d e d R e p o r t7 . C h a m b e r s o r O f f i c e A d d r e s s 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n ~ n t a i n e d i n t h i s R e p o r t a ~ d a n ym o d i f ic a t i o n s p e ~ a i n i n g t h e r e lo ~ i t is , in m y o p i n i o n ~ i n compllanceU.S. Court of Appeals , Tent l~ C ircui t wi th ~,pplJeaf l | c laws an d r~ula~on~2120 Ca r e yA ve . , Su i t e 200Chey en n e~ WY 82001 Reviewing Off icer D a t e

IMPORTANT NOTES: The instruaions accompanying this form mu~ be ]bllo~ Comp&te allchecMng the ~NE box for each ~n ~ere yon ha~ no reportable it~formatio~ Sign on last page.

~ NONE (No reporlable posBio~s )P O S I T I O N N A M E O F O R ~ A N I Z~ T I O N ~ E N T ! T Y

2 .3.4.5 .


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FINANCIAL D I S C L O S U R E R E P O R T[ r~ae,~n R~a.g [

.ateofa,w,P a g e 2 o f 8 OBrie~, Terrenc~ L. 0 5 i t 4 20 1 0

l I I. N O N - I ~ E S T M E N T I N C O M E . ( ~ o .~ ., , indiv~aa[ a~ spo,,e; see p~ 17-24 of ~ing instru~*ions.)A. Filers Non-lnv~tment In.me

N O N E (No reportable non-inves~ent income.)~ATE SOURCE AN~ T Y P ~ ~(yn~s, not spot~esl

1.2~8 State of Wyoming - Judicial Retirement $29,3I 1.92

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during at~_v portion of the re~r~g ~r, complete the" seetion.(Dollor ~tmo~nt not re~ired ~ cept/br honoraria,)~ N O N E (No repotable non-inves~ent income.)

D A T E ,S O U R C E A N D T Y P El.

2.

3.

4.

IV .(Ira,hides thu~e to ,W ouse oral del~ende~t chihtren," s~e p]~, 25 -;77 o~fi!ing

N O N E (No reportable reimbto:vements.)S O U R ( ,:E D A T E S L O C A T I O N P U R P O S E 1TEMS PAID OR PROVIDE[)

1.

2.

3.4.5.


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FINANCIAL D I S C L O S U R E R E P O R TP a g e 3 o f 8 0 5 / ~ 4 / 2 o i 0

V . G I F T S . (lndudestho~ o sOouse and de~ndent chltaren; see pp. 28 -31 of Jqling in,~tructions.)[ ] N ON E (No reportable gi.iLs~o)

SOURCE D E S C R I P T I O NI.2. Y ard Ma t e r ia l s A.p r i l Br im m er K tm z $!,700.003. Air Fare Phoenix A p r i l B r i m m e r K u n z $285 .004. Nuvi A p r i l B r i m m e r K t m z $420.005 . Mise gi f t s A p r il B r i m m e r K u n z $310.006. K i n d l e Mar i an R o che l l e $510.007. So cr a t e s maque t t e ( b ro nze ) Mar i an R o che l l e $2,000.00

V I . L I A B I L I T I E S . a , ,, ~ s ~ . ,, ~ o ~ o y ~ , o ,, ~ ~s ~,,,~,,, ~/~,~o,~ ~ ~,. z~-z.~ o~~t~gN O N E (No reportable liabilities.)

~REDITOR D,ESCRIPTION VALUE CODE1.2.3.

5 .


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F IN AN C IA L D IS C L O SU R E R E P O R T[ O B r i e n , T e r r e n c e L .

05/11/2010a g e 4 o f 8

N O N E (No reportable income, assets, or transactiom.)De~cripaon olA~ets k ~ c o m e d u r i n g G r o ~ val~~ en d l ra n ~ c t i m ~ d u n n g r e p o r n n g p e r i l e d( i n c l u d i n g t r u s t n s s e t s t r e i ~ o r t i a g p e r i o d o t r e l ~ , o n i r ~ g p e r i o d

P l a t e " { X } " ~ f l e r e a c l ~ a s s e t A m e u m ] T y p e { e . g . , V a l u e : [ V]lue T y p e { e . g . ! D a t e V a u e / G ]n 1 l d e m i ~ y o f

1 . IR A #1 W Y D cf er C om p Na ti on w id e A Di v i dend L T SoldT e m ple ton For e ig n Fund T FFA .XI RA # I W y I ) e f c~ Com pt A r t i s a n Mid Ca p A Di v i dend K TARI"MX

3. I IL A # I Wy De f i~r Comp Ja nu s Mid Ca p A Di v i dend K T SoldV a l u e J M C V X4. I R A # 1 W Y D e f cr C o m p N a t i o n w i d e A m c r A Di v i dend K T SoldC en tu ry U l t r a TV, qJ IX5 . 1RA # 1 W y Re t i r e A cc t l ) r e y f u s Mone y A Di v i dend J TMarke t R e s e rv e s6. I R A # ! W ~ D e f e r C o m p D o d g e & C o x l n t l A Di v i dend K T B u y R e p l a c e d L i n e 1S t o ck Fund7. I R A # t W Y D e I~ r C o m p P e r k in s M i d C a p A Di v i dend K T B u y R e p l a c e d L i n e 3V a l u e F u n d8 . I R A # W Y D e f e r C o m p B l a c k R o c k R u s s e l l A Di v i dend K T B u y R e p l a c e d L i n e 410130 Growth Ind ex T9. I R A # 2 B A (TDA) A Di v i dend K T

1 0 . I I L A #2 C I , X ( T D A ) A Di v i dend J Tl 1. IRA ,",2 CVX (TDA) A D i v i d e n d J T12 I R A # 2 D R Y S ( ID A ) A Di v i dend 3 T

1 3. I L L \ #2 G R ( T D A ) A Di v i dend a T1 4 , I R A # 2 C a s h E q u i v a l e m A c c o u n t ( T D A ) A Interest J T1 5. B K H ( T D A ) A Di v i dend J T1 6 . BA ( T DA ) A Di v i dend K T1 7 . C A T ( T D A ) A Di v i dend K T


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]Namef P e r s o n R e p o r t i n g[

D a t e o f R e p o r tF IN A N C IA L D I S C L O S U R E R E P O R TP a g e 5 o f 8 o ~ / ~ 4 ~ o ~ 0

N O N E (No reportable income, assets, or tra~vactions.)

~ r i ~ ~ n o f A ~ e t s h ~ m e d u r i n g Gt~s va l~ a t e nd ~nsa~a i o ns ~ f i ng( i nc l ud i ng ~ s t a~ t s ) r~i~ ~fi~ of ~ffing

1 8 . G L W ( T DA ) A Di v i dend K T1 9 . D D ( ~ A ) A Di v i dend K T

FC X (TDA) A Di v i dend K T21 . IBM (TDA) A Di v i dcnd K T2 2 . ~ (TDA) A Di v i dend K T23. KMB ( T DA ) A Di v i dend J T2 4. PA S ( T DA ) A Di v i dend J T2 5 . K ~ ( T D A ) A Di v i dend K T

]26. J A V A ~ D A ) A Di v i dend J T2 7. " I ~ A ( q ~ A ) A Di v i dend K T28 . TR N (TDA) A Di v i dend J T29 . U~ (TDA) A Di v i dend K T3 0 . VLO (TDA~ A Di v i dend K T3 ~ . P T H ~ X ( T D A ) A Interest J T [ ....3 2 . V K M r l X ( ~ ) A ) A I n t e r e s ~ J T3 3 . C ~ h E q u i v a l e ~ A ~ o u n t ( T D A ) A h ~ t e r e s t K T W ~ C M F UZ3 ~ : BR]~B ( F id e A " D i v i d e n d K T


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FIN A N C IA L D IS CL O SU R E R E PO R T[ o~i~, T~ L o ~ 1 4 ~ z o ~ oage 6 of 8

V l l. IN V E S T M E N T S a n d T R U S T S - i.co,,~, ,,.t.., ,....,.c,i~,s a.~ ~~ N O N E (No reportable income, assets, or transactions.)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X: ......................................................... c . o .~ri~ion of As~Is 1~0I~ d ~ n g Gt ~s v a l ~ a ; end " lraa~c t io~

N-[ . . . . . .~ i . . . . . . . . .. i r ~ . . . . I ......i . . . . . . , .......~-~ ................7 7 - I ; ~ ; . . . . . . . i s i . . . . . . . . . . . . . . i ? ; . . . . . . . .. . . ............................................... t..(?:.~.3 5 . I B D R Y ( Fi d ) I A Di v i dend J T36. BA (F i d ) A Di v i dend J T3 7 . F/IIIGX (Fid) A Di v i dend k T38 . FTEXX Mo ney Marke t Acco un t (Fi d ) A Interest N T3 9 . PFL Amaui ty #1 A Interest K T4 0 , PFL A nnu i ty # 2 " l A Interest K T4 1 . PF L Aam ui ty #3 A Interest K T42 . Fi rs t I n t e r s ta t e Bank G i l l e tt e W Y C ash A I n t e r e s t J TEqu i v Acc t4 3 . USAA Fed Sav i ngs Ban k , San An t o n i o , TX [ A Interest L TC a s h E q u i v A c c t4 4 . l Fi r s t NB, Buf f a l o, W Y ~ s l i Equ i v Acc t A Interest J T4 5 . A m e r i c a n N B , C h e y e n n e , W Y C ~ , ;h E q u i v A i n t e r e s t I, TA c c t4 6 . U S C o i n s None J T47. U,S. Bonds A Interest J T


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FINANCIAL D I SC L O S U R E R E P O R T ] ~ m ~ o f P e s o . a ~ p o ~ . g [ o~te of~P a g e 7 o f 8 I ] OBrien, Terrence L.

]05/14/2010

V I II . A D DI T I O N A L I N FO R M A T I O N O R E X P L A N A T I O N S . (t,.di~,,~p..o~,,~)


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P a g e F I N A N C I A L 8 o f 8 D I S C L O S U R E R E P O R T [ o ,~ien, Terre~e L . 0 5 / i 4 / 2 0 1 0IX. CERTIFICATION.

I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( . i n c l u d i n g i n f o r m a t i on p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o ryp r o v i s io n s p e r m i t ti n g n o n - d i s c l os u r e .I f u r t h e r ce r t i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e v d t h t h e p r o v is i o n s o f 5 U . S . C . a p p . 5 0 I e t . s e q . , 5 U . S . C . 7 3 5 3, a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

N O T E : A N Y I ND I V ID U A L W l tO K N O W I N G L Y " A N D W I L FU L L Y F A L S IF IE S O R F A II ~ q T O FI L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I [ MI N A L S A N C T I O N S ( 5 U . S . C . a p p . t 0 4 )

F IL I N G I NS T R U C T I O N SM a i l s ig n e d o r ig i r m l a n d 3 a d d i t i on a l c o p i e s t o :

C o m m i t te e o n F i n a n c i a l D is c l o s u r eA d ,n i n i s t v a ti v e ,O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 -30 1O n e C o l u m b u s C i r c le , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

terrence l obrien financial disclosure report for 2009

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