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TERMS & CONDITIONS for Global Custody
JUNE 15, 2018
For clients serviced from the United Kingdom & Australia
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
2 of 91
Disclaimer
RBC Investor & Treasury Services™ is a global brand name and is part of Royal Bank of Canada. RBC
Investor & Treasury Services is a specialist provider of asset servicing, custody, payments and treasury
services for financial and other institutional investors worldwide. RBC Investor & Treasury Services
operates primarily through the following companies: Royal Bank of Canada, RBC Investor Services Trust
and RBC Investor Services Bank S.A., and their branches and affiliates.
In the UK, RBC Investor Services Trust operates through a branch authorized by the Prudential
Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation
Authority.
In Australia, RBC Investor Services Trust is authorized to carry on financial services business by the
Australian Securities and Investments Commission under the AFSL (Australian Financial Services
Licence) number 295018.
In Singapore, RBC Investor Services Trust Singapore Limited (RISTS) is licensed by the Monetary
Authority of Singapore (MAS) as a Licensed Trust Company under the Trust Companies Act and was
approved by the MAS to act as a trustee of collective investment schemes authorized under S 286 of
the Securities and Futures Act (SFA). RISTS is also a Capital Markets Services Licence Holder issued
by the MAS under the SFA in connection with its activities of acting as a custodian.
In Hong Kong, RBC Investor Services Bank S.A. is a restricted license bank and is authorized to carry
on certain banking business in Hong Kong by the Hong Kong Monetary Authority. RBC Investor Services
Trust Hong Kong Limited is regulated by the Mandatory Provident Fund Schemes Authority as an
approved trustee.
® / ™ Trademarks of Royal Bank of Canada. Used under licence.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
3 of 91
List of Schedules
Schedule A
Settlement Timeframes and Account Locations 4
Schedule B
Clean Cash Payments & Foreign Exchange 29
Schedule C
Registration Details – Equities 53
Schedule D
Contractual Settlement Date Accounting Policies 60
Schedule E
Proxy Voting Deadlines 66
Schedule F
Contractual Income Service 73
Schedule G
Foreign Institutional Investor (FII) Market Entrance Requirements 76
Schedule H
Designated Markets 67
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants 78
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
4 of 91
Settlement timeframes and instruction deadlines are expressed in “business days” and are subject to local holidays. For marke ts where the weekend
is Friday and Saturday no securities or cash settlement will take place on these days.
RBC Investor & Treasury Services must receive complete and accurate trade instructions by the required deadlines as stated in Schedule A, with trade
cancellations or amendments received by 17:00 UK Time. If the related amendment instruction is not received before the 17:00 UK Time deadli ne and
within two hours of RBC Investor & Treasury Services receiving the cancelled trade instruction, then RBC Investor & Treasury Services will proceed with
the cancellation of the original trade and any foreign exchange transaction linked to it. Late instructions are regarded as “next day receipts” and settled
on a best efforts basis. A sample settlement instruction form is included at the end of this schedule.
It is RBC Investor & Treasury Services’ policy to provide the safekeeping of assets in the country of origin and through the subcustodian of choice, as
stipulated in Schedule A & B, accepting that execution of the trade may take place on a range of exchanges. The only exception to this policy is for
dual-listed securities. Please note that RBC Investor & Treasury Services offers settlement or custody of Eurobonds and GDRs only in Euroclear (excl.
equities and domestic bonds).
FLIPS/Cross border instructions for position realignment will be processed on a best efforts basis and RBC will not be liable for any penalties or
charges incurred due to late settlement of transactions as a result of pending FLIPS/Cross border instruc tions. Please note that you will be liable for
the payment of all taxes (including any value added tax, stamp duty, conversion charges), imposts, levies or duties, or any other liability or payment
that any relevant authority, exchange, subcustodian or settlement system may impose arising out of or in connection with FLIPS/Cross border
transactions.
RBC Investor & Treasury Services is open on all TARGET (Trans-European Automated Real-time Gross Settlement Express Transfer) business days,
to ensure that euro transactions are processed on a timely basis.
To secure treaty or exempt status for securities accounts in certain countries, it may be necessary to submit documents to the local tax authorities.
Please contact RBC Investor & Treasury Services for details.
Contractual settlement date accounting (CSDA) policies are detailed in Schedule D.
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the provisions of the client’s Securities Lending Agency
Agreement regarding the subject matter of this Schedule A will take precedence over the provisions in this Schedule A.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
5 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Argentina
SD -1 (20:00)
Citibank N.A. Argentina Branch
Bartolomé Mitre 530
Buenos Aires 1036
Individual accounts required. Please contact RBC Investor & Treasury Services.
Depository A/C 1305
CITIUS33ARR
Australia
E
F
SD –1 (12:00)
SD –1 (11:00)
HSBC Bank Australia Limited
HSBC Direct Custody and Clearing
GPO Box 5302
Sydney NSW 2001
AUSTRALIA
011-280716-062 Client Treaty Account
011-280716-063 Client Non-Treaty Account
011-280716-064 Client Exempt Account
011-280716-061 AIFMD Treaty Clients Account
011-511805-065 UCITS Clients Treaty Account
CHESS
Participant Identif ication (PID) 20057
Participant Name : HSBC Custody Nominees (Australia) Limited
AUSTRACLEAR
Participant Number HKBN20
Participant Name : HSBC Custody Nominees (Australia) Limited
HKBAAU2S
For clients contracted with the RBC Investor Services Branch of Australia only, please click here
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
6 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Austria
E
F
SD (11:00)
SD (10:00)
UniCredit Bank Austria AG
Global Securities Services Austria
Rothschildplatz 1
1020 Vienna
Austria
0101-08736/12 Clients Account
5101-00089/88 AIFMD Clients
5101-00140/28 UCITS Clients Account
BKAUATWWXXX
Participant code: OCSD222100
CSD of the delivering/receiving agent (PSET): OCSDATWWXXX
Bahrain 3
SD -2 (15:00)
HSBC Bank Middle East Limited
Custody and Clearing Department
2nd Floor
Building No 2505
Road No 2832
Al Seef 428
Kingdom of Bahrain
Individual accounts required. Please contact RBC Investor & Treasury Services.
BBMEBHBX
NB Trades executed or due for settlement on a Sunday for purchase w ill be
posted on the clients account on Thursday and Sales trades w ill be posted to
clients account on the follow ing Monday.
Bangladesh 3
E
F
SD-2 (15:00)
SD-2 (14:00)
Standard Chartered Bank
Portlink Tow er
Level-6, 67 Gulshan Avenue
Gulshan, Dhaka-1212
Bangladesh
Individual accounts required. Please contact RBC Investor & Treasury Services.
SCBLBDDX
NB Trades executed or due for settlement on a Sunday w ill be posted to clients
account on the follow ing Monday.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
7 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Belgium
E
F
SD (11:00)
SD (10:00)
BNP Paribas Belgium
BNP Paribas Securities Services Brussels
Branch
Central Plaza Building, 7th f loor
Rue de Loxum, 25 - 1000 Brussels
0000071405Q (EXEMPT)
0000071407J (TREATY)
435774U AIFMD Clients
439578N UCITS Clients Account
Euroclear Belgium: EGSP030
National Bank of Belgium: 4017
PARBFRPPXXX
CSD of the delivering/receiving Agent (PSET): CIKBBEBBXXX
Bermuda
E
F
SD –1 (19:00)
SD –1 (18:00)
HSBC Securities Services
3F Harbour View Building
37 Front Street
Hamilton, HM11
Bermuda
010 510311 631 Clients Account
BBDABMHM
Bosnia & Herzegovina
E
F
SD-2 (20:00)
SD-2 (19:00)
Hub through UniCredit Bank Austria AG
Global Securities Services Austria
Rothschildplatz 1
1020 Vienna
Austria
Individual accounts required. Please contact RBC Investor & Treasury Services.
BKAUATWW
Hub through UniCredit Bank Austria Vienna
Botswana
E
F
SD –4 (20:00)
SD –4 (19:00)
Standard Chartered Bank Botswana Ltd
Standard House Building
Queens Road
PO Box 496
Gaborone
035/001
SCHBBWGX
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
8 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Brazil
E
F
E
F
Bonds
SD (11:30)
SD (10:30)
Equities
SD - 2 (20:00)
SD - 2 (19:00)
BNP Paribas Securities Services
Av. Pres. Juscelino Kubitschek,
510 - 14th Floor
04543-906 - São Paulo, SP - Brazil
Individual accounts required. Please contact RBC Investor & Treasury Services.
Participant code: CVM - 16853
BNPABRSPB2S
Bulgaria
Equity against payment –
CDAD, BSE-Sofia
Equity against payment –
CDAD, OTC
Bond against payment –
CDAD-Sofia
Bond against payment –
CDAD, OTC
SD –1 (13:00)
SD -2 (14:00)
SD-1 (13:00)
SD-2 (14:00)
UniCredit Bulbank AD
Global Securities Services
7 Sveta Nedelya Square
1000 Sofia
Individual accounts required. Please contact RBC Investor & Treasury Services.
UNCRBGSF
Canada
Money market
All others
E
F
SD (18:00)
SD –1 (16:00)
SD –1 (15:00)
RBC Investor & Treasury Services
Client Service
155 Wellington Street West
2nd Floor
Toronto, ON Canada M5V 3L3
080001540006 Account Treaty Clients Account 15-15 PCT
080001540053 Account Treaty Clients Account 15-25 PCT
080001540004 Client Account Omnibus CL CDN Res
080001540003 Non Treaty Client Account
09591 141500000942 Client Account
080001540044 AIFMD Treaty Clients account
080001540048 UCITS Clients Treaty Account
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
9 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Physical deliveries to:
RBC Investor & Treasury Services
Securities Cage
155 Wellington Street West
2nd Floor
Toronto, ON Canada M5V 3L3
080001540049 UCITS Clients Treaty Account (CL) DRIP
CUID: RBCT
ROYCCAT2
Chile
E
F
SD –1 (20:00)
SD –1 (19:00)
Banco de Chile (Citibank N.A.)
Estado 260
2nd Floor
Santiago, 8320204
Chile
Individual accounts required.
Please contact RBC Investor & Treasury Services.
CITIUS33SAN
China
(Shanghai)
E
F
SD –2 (17:00)
SD –2 (16:00)
HSBC Bank (China) Company Limited
HSBC Securities Services
33 Floor, HSBC Building, Shanghai ifc
8 Century Avenue
Pudong
Shanghai 200120
Investor ID should be opened at the Shanghai Stock Exchange. Please contact
RBC Investor & Treasury Services.
Participant Code CP001
HSBCCNSH
China
(Shenzhen)
E
F
SD –2 (17:00)
SD –2 (16:00)
HSBC Bank (China) Company Limited
HSBC Securities Services
33 Floor, HSBC Building, Shanghai ifc
8 Century Avenue
Pudong
Shanghai 200120
Investor ID should be opened at the Shenzhen Stock Exchange. Please contact
RBC Investor & Treasury Services.
All account numbers must be prefixed by 002.
Participant Code 890200
HSBCCNSHSZN
Colombia
E
F
SD –1 (18:00)
SD –1 (17:00)
Cititrust Colombia S.A.
Carrera 9A No. 99-02 Local 104
Bogotá
Colombia
Individual accounts required.
Please contact RBC Investor & Treasury Services.
CITIUS33COR
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
10 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Croatia
E
F
SD -1 (12:30)
SD-1 (11:30)
Hub through UniCredit Bank Austria AG
Global Securities Services Austria
Rothschildplatz 1
1020 Vienna
Austria
Individual accounts required. Please contact RBC Investor & Treasury Services.
BKAUATWW
Hub through UniCredit Bank Austria Vienna
Cyprus
E
F
SD (08:00)
SD (07:00)
HSBC Bank plc
Messogion 109-111
115 26 Athens
Greece
Individual accounts required. Please contact RBC Investor & Treasury Services.
MIDLGRAAGSS
Czech Republic
E
F
SD –1 (21:00)
SD –1 (20:00)
UniCredit Bank Czech Republic and
Slovakia, a.s.
BB Centrum - FILADELFIE
Zeletavska 1525/1
140 92 Prague 4 - Michle
Czech Republic
80114000 (Treaty Client Account)
80114001 (Non Treaty Client Account)
BACXCZPP
Denmark
E
F
SD –1 (13:00)
SD –1 (12:00)
Danske Bank A/S
Holmens Kanal 2-12
DK-1092 Copenhagen K
3020834404 Client Account
3025256069 AIFMD Clients
3026614015 UCITS Clients Account
Participant Code: 04444
DABADKKKCUS
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
11 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Egypt3
E
F
SD –2 (20:00)
SD –2 (19:00)
Citibank N.A. Egypt
Custody Customer Services
The Boomerang Building,
Plot 46,1st District,
5th Settlement, Off Road 90,
New Cairo, P.O. Box 213
Post Code 11835
Cairo – Egypt
Individual accounts required. Please contact RBC Investor & Treasury Services.
CITIEGCX
NB Trades executed or due for settlement on a Sunday for purchase w ill be
posted on the clients account on Thursday and Sales trades w ill be posted to
clients account on the follow ing Monday.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
12 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Estonia
E
F
SD (08:00)
SD (07:00)
Swedbank AS
Securities and Correspondent Banking Services
Liivalaia 8
15040 Tallinn
Estonia
99100660526 Clients Account
SWIFT: HABAEE2XXXX
CSD of the delivering/receiving agent (PSET): LCDELV22XXX
Euroclear
Eurobonds and GDRs
only (excl. equities and
domestic bonds)
Internal Euroclear
/CEDEL & external trades
to/from
local market:
Currencies 1
Group A
Group B
Group C
Group D
Group E
SD-1 (17:00)
SD-2 (17:00)
SD-1 (13.00)
SD (13.00)
SD (11:00)
Euroclear Bank
Euroclear Operations Centre
1 Boulevard du Roi Albert II
B-1210 Brussels
FUNDS ONLY
Clearstream Banking SA
42 avenue J.F. Kennedy
L-2967 Luxembourg
92282 – Clients Account
20055 – please check w ith your RBC Investor & Treasury Services Service
Assurance Manager before trading on this account
MGTCBEBE
FUNDS ONLY
23606
CEDELULL
1 Currencies: Group A: CAD, CHF, CZK, DKK, HUF, MXN, NOK, PLN, RON, SEK, TRY, USD / Group B: HRK, IDR, MYR, PHP, SKK, THB / Group C: AUD, HKD, JPY, NZD,
SGD, ZAR / Group D: GBP /
Group E: EUR
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
13 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Finland
E
F
SD (09:00)
SD (08:00)
Nordea Bank AB (publ)
Custody Services, VC210
Aleksis Kiven katu 3-5
FI-00020 NORDEA
Helsinki
02 2000 11030517 8 - Australian Treaty Clients Account
02 2000 11030525 1 - Canadian Treaty Clients Account
02 2000 11030533 5 - Luxembourg Treaty Clients Account
02 2000 11030558 2 - Italian Treaty Clients Account
02 2000 11030566 5 - Non Treaty Clients Account
02 2000 11030582 2 - Exempt Clients Account
02 2000 12574778 6 - Maltese UCITS Clients Treaty Account
02 2000 11710555 5 - Maltese Treaty Clients Account
NDEAFIHH
France
E
F
SD (11:00)
SD (10:00)
Deutsche Bank AG
Amsterdam branch,
Securities Services,
PO Box 12797
1101 AT Amsterdam,
Netherlands
Treaty Exempt Client Account: 265229553
Client Account Exempt Tax Rate: 265229588
AIFMD Clients Treaty: 265229596
AIFMD Clients Non Treaty: 265229618
RBC Investor Services Trust re: Client Account Ldn: 265229529
UCITS Clients Account MFND relief: 265375231
UCITS Clients Account: 265375258
Tax Exempt UCITS Clients Account: 265238846
Client Account Relief Treaty Account: 265229537
Participant Code: (EGSP code) 29223
DEUTNL2AXXX
CSD of the delivering/receiving Agent (PSET): SICVFRPPXXX
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
14 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Germany
E
F
SD (11:00)
SD (10:00)
Deutsche Bank A.G.
Securities and Custody Services, Taunus -
Zentrum Eschborn, Mail-Stop 05Z18A
Alfred-Herrhausen-Allee 16-24, 65760
Eschborn, Frankfurt, Germany
100927325100
100927325104 AIFMD Clients
100927325105 UCITS Clients Account
Participant Code Clearstream
Banking Frankfurt : 7015
DEUTDEFFCUS
CSD of the delivering/receiving Agent (PSET): DAKVDEFFXXX
Ghana
E
F
SD –3 (20:00)
SD –3 (19:00)
Standard Chartered Bank Ghana Ltd
P.O Box 768
1st Floor, High Street Building
Accra
7424493/FC
SCBLGHAC
Greece
Equities and OTC
Bonds
SD (10:00)
SD (08:00)
HSBC Bank PLC Greece
Messogion 109-111
115-26 Athens
Individual accounts required.
Please contact RBC Investor & Treasury Services.
Participant Code: CSD 508
MIDLGRAAGSS
Hong Kong
SD -1 (11:00)
Standard Chartered Bank (Hong Kong)
Limited
15th Floor
Standard Chartered Tow er
388 Kw un Tong Road
Kw un Tong
Kow loon, Hong Kong
RTHK10088978 Client Account , A/C Main Securities Account
RTHK10088986 Client Account, A/C Securities Lending Account 000433200009
AIFMD Clients Account
000433200010 UCITS Clients Account
Participant Codes:
CCASS: C00039
CMU: CBHK008
SCBLHKHH
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
15 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
For additional information on Hong Kong Stock Connect /Hong Kong Bond Connect, please click here:
Hong Kong Stock Connect - UK and & Australia - CITI
Hong Kong Bond Connect - UK and & Australia - CITI
Hungary
HUF & T2S Eligible
Transactions
E
F
SD –1 (20:00)
SD –1 (19:00)
UniCredit Bank Hungary Zrt.
Szabadsag ter 5-6
H-1054 Budapest
Individual accounts required.
Please contact RBC Investor & Treasury Services.
Participant Code: KELR/0318
BACXHUHB
Iceland
E
F
SD –2 (20:00)
SD –2 (19:00)
Islandsbanki hf
Kirkjusandur 2
IS-155 Reykjavik
Please contact RBC Investor & Treasury Services.
GLITISRE
India
Only listed equities and
listed corporate bonds
via capital market / equity
market segment (exclude
corporate bonds traded
OTC and government
securities).
SD –2 (16:00)
The Hongkong and Shanghai Banking
Corporation Limited
11th Floor, Building 3, NESCO – IT Park NESCO
Complex
Western Express Highw ay
Goregaon (East)
Mumbai 400063
India
Individual accounts required.
Please contact RBC Investor & Treasury Services.
HSBCINBB
Foreign investors have to open separate types of accounts in India for different
asset holdings:
- FPI for holding investments under the Portfolio Investment Scheme (PIS)
- ADR/GDR for holding ADR/GDR converted equity shares
- FCCB for holding Foreign Currency Convertible Bond (FCCB) converted equity
shares
- FDI for holding strategic investments
- FVCI for holding investments under venture capital route in green f ield
investments
FDI and FVCI require special processing that needs to be agreed f irst w ith RBC
Investor & Treasury Services before investment and account opening.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
16 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Indonesia
E
F
SD –1 (13:00)
SD –1 (12:00)
Standard Chartered Bank
Menara Standard Chartered
Jl. Prof. Dr. Satrio No. 164
Jakarta 12930
Individual accounts required. Please contact RBC Investor & Treasury Services.
SCBLIDJXXXX
Ireland
Equities
Gilts
Unit Trusts & OEICS
MMIs including Treasury
Bills & CDs
SD (12:00)
SD (12:00)
SD (10:00)
SD (12:00)
RBC Investor Services Trust
4th Floor, UK Custody Group
Riverbank House
2 Sw an Lane
London, EC4R 3AF
CREST trades ØØXJN
For clients contracted with the RBC Investor Services Branch of Australia only, please click here
Israel 3
SD -1 (12:00)
Citibank N.A Israel
Azrieli Sarona building
121Menachem Begin Street
16th Floor
Tel Aviv 6701203
Israel
Individual accounts required.
Please contact RBC Investor & Treasury Services.
CITIILIT
NB Trades executed or due for settlement on a Sunday for purchase w ill be
posted on the clients account on Thursday and Sales trades w ill be posted to
clients account on the follow ing Monday.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
17 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Italy
E
F
SD (11:00)
SD (10:00)
BNP Paribas Securities Services
Securities Services Milan
Piazza Lina Bo Bardi, 3
20124, Milan
647700 – Treaty account
647711 – Non-Treaty account
647712 - AIFMD Clients
647713 - UCITS Clients Account
Participant Code
Securities Account in T2S (SAC): MOTIPARBITMMXXX6347900
Subcustodian S.W.I.F.T. address
PARBITMMXXX
RBC Investor & Treasury Services' S.W.I.F.T. Address
RTBSGB2L
CSD of the delivering/receiving Agent (PSET): MOTIITMMXXX
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
18 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Japan
SD –1 (11:00)
Citibank N.A., Tokyo Branch
Markets and Securities Services
Otemachi Park Building
1-1, Otemachi 1-chome
Chiyoda-ku, Tokyo
100-8132 Japan
336247 15% non lending account
336248 15% lending account
338207 15.315% non lending
338208 15.315% lending
338209 10% non lending
338210 10% lending
339440 15.315% non lending AIFMD Clients
341493 15.315% non Lending UCITS clients account
342340 10% non lending UCITS clients account
Securities Lending
Japanese Government Bonds (JGBs) - individual accounts required for Tax
Exempt accounts. Please contact RBC Investor & Treasury Services.
336255 RBCDIS JGB Taxable (Canada)
336257 RBCDIS JGB Taxable (Luxembourg)
336256 RBCDIS JGB Taxable (Australia)
336258 RBCDIS JGB Taxable (United Kingdom)
Participant Code:
JASDEC 0040180
JASDEC 1179260 (for US securities only*)
* Please contact RBCI&TS Client Services Representative for details on US
securities as defined in Japan market.
CITIJPJT
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
19 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Jordan 3
E
F
SD –2 (20:00)
SD –2 (19:00)
Standard Chartered Bank, Jordan Branch
Shmeissani Branch
Al-Thaqafa Street
Building #2
P.O. Box 926190
Amman 11110
Individual accounts required. Please contact RBC Investor & Treasury Services.
SCBLJOAX
NB Trades executed or due for settlement on a Sunday for purchase w ill be
posted on the clients account on Thursday and Sales trades w ill be posted to
clients account on the follow ing Monday.
Kazakhstan
E
F
SD (07:00)
SD (06:00)
JSC Citibank Kazakhstan
Park Palace, Building A,
41 Kazibek Bi street, Almaty 050010
Republic of Kazakhstan
Individual accounts required. Please contact RBC Investor & Treasury Services.
CITIKZKA
Please note that RBC I&TS does not support T+2 settlement for on-exchange
(KASE) trades. Consequently, clients should not instruct on-exchange trades
w ith RBC I&TS that are on a T+2 settlement cycle.
Kenya
E
F
SD –3 (20:00)
SD –3 (19:00)
Standard Chartered Bank Kenya
Standard Chartered @ Chiromo,
Level 5, 48 Westlands Road
P.O.Box 40984-00100 GPO
Nairobi
9191-GCS
SCBLKENX
Kuwait 3
SD-3 (16:00)
HSBC Bank Middle East Limited
Kuw ait City, Sharq Area,
Abdulaziz Al Sager Street,
Al Hamra Tow er, 37F
PO Box 1683 Safat, 13017 Kuw ait
Individual accounts required. Please contact RBC Investor & Treasury Services.
HBMEKWKW
NB Trades executed or due for settlement on a Sunday for purchase w ill be
posted on the clients account on Thursday and Sales trades w ill be posted to
clients account on the follow ing Monday.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
20 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Latvia
E
F
SD (09:00)
SD (08:00)
Swedbank AS
Securities and Correspondent Banking Services
Liivalaia 8
15040 Tallinn
Estonia
99100660526 Clients Account
SWIFT: HABAEE2XXXX
CSD of the delivering/receiving agent (PSET): LCDELV22XXX
Lithuania
E
F
SD (09:00)
SD (08:00)
Swedbank AS
Securities and Correspondent Banking Services
Liivalaia 8
15040 Tallinn
Estonia
99100660526 Clients Account
SWIFT: HABAEE2XXXX
CSD of the delivering/receiving agent (PSET): LCDELV22XXX
Luxembourg2
Please refer to
Euroclear
Euroclear Bank
Euroclear Operations Centre
1 Boulevard du Roi Albert II
B-1210 Brussels
Please refer to Euroclear
2 Luxembourg assets are depos ited in Euroc lear. See Euroc lear for further details
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
21 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Malaysia
SD –1 (06:00)
Note: Please
indicate the RENTAS
Segregated
Securities Account
(SSA) number of
the buying/selling
counterparty of
trades in f ield 97A
under block
REAG/DEAG of your
MT54x SWIFT
instructions, or
under the section of
REAG/DEAG of non-
SWIFT instructions
for trades executed
on or after May 10,
2018. Please refer
to the examples
below :
:95P::REAG//COUNT
ERPARTY BIC
:97A::SAFE//COUNT
ERPARTY SSA
Standard Chartered Bank Malaysia Berhad
Level 13A, Menara Standard Chartered
30, Jalan Sultan Ismail
50250 Kuala Lumpur
MY0000270721:Exempt AN for RBC Investor Services Trust (Clients Account)
Non-exchange traded f ix income securities - individual securities accounts w ith
RBC I&TS subcustodian and SSA w ith RENTAS are required. Please contact
RBC Investor & Treasury Services.
MCD number: 209-001-045839073
SCBLMYKX
Mauritius
E
F
SD –2 (20:00)
SD –2 (19:00)
The Hongkong and Shanghai Banking
Corporation Limited
6/F HSBC Centre
18 Cybercity
Ebene
Individual accounts required. Please contact RBC Investor & Treasury Services.
HSBCMUMU
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
22 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Mexico
E
F
SD –1 (20:00)
SD –1 (19:00)
Citibanamex Securities Services
Actuario Roberto Medellín 800,
5° f loor north Santa Fe,
01210, Álvaro Obregón
Mexico City (CDMX),
Mexico
213535
227810 UK Clients
232302 UK UCITS Clients Account
Indeval number:
Equities - 8499
Fixed Income - 8425
CITIUS33MER
Morocco
SD -3 (20:00)
Societe General Marocaine de Banques
(SGMB)
55 Boulevard Abdelmoumen
200100 Casablanca
1600008852043
SGMBMAMC
Namibia
E
F
SD –5 (20:00)
SD –5 (19:00)
Standard Bank of South Africa
2nd Floor, C/o Werner List Street and Post
Street Mall,
Windhoek,
Namibia
DISTC
SBNMNANXXX
Nasdaq Dubai Ltd
E
F
SD-2 (15:00)
SD-2 (14:00)
HSBC Bank Middle East Limited
Global Banking and Markets – HSBC Securities
Services
Emaar Square Level 3
Building No. 5 P O Box 502601
Dubai, UAE
Individual accounts required. Please contact RBC Investor & Treasury Services.
Instructions must include PSET code DIFXAEAA in f ield 70E.
BBMEAEAD DIF
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
23 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Netherlands
E
F
SD (11:00)
SD (10:00)
BNP Paribas Securities Services
Herengracht 595,
1017 CE Amsterdam
73715M Clients Account
435771S AIFMD Clients
439616Q UCITS Clients Account
Participant Code: EGSP30
PARBFRPPXXX
CSD of the delivering/receiving Agent (PSET): NECINL2AXXX
New Zealand
E
F
SD –1 (12:00)
SD –1 (11:00)
The Hongkong and Shanghai Banking
Corporation Limited
HSBC House, Level 9
1 Queen Street
Auckland
040-016818-231 Treaty Client Account
040-016818-232 Non-Treaty Client Account
040-016818-234 Treaty UCITS Clients Account
AUSTRACLEAR
Participant number: HKBN90
Participant name: HSBC Nominees (New Zealand) Limited
HSBCNZ2A
Nigeria
SD -2 (15:00)
SD -2 (14:00)
Citibank Nigeria Limited
27 Kofo Abayomi Street
Victoria Island, Lagos
Nigeria
Individual accounts required. Please contact RBC Investor & Treasury Services.
CITINGLA
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
24 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Norway
E
F
SD –1 (20:00)
SD –1 (19:00)
DNB Bank ASA
Postboks 1600 Sentrum
0021 Oslo
Norw ay
050051905276 Treaty Clients Account
050050034045 Non Treaty Clients Account
050050175871 Treaty AIFMD Clients Account
050050179089 UCITS Clients Account
050050186183 AIFMD Non Treaty Clients Account
050050186209 UCITS Non Treaty Clients Account
Segregated accounts are required for EU entities once w ithholding tax
exemption has been approved by the Norw egian Tax Authorities
Participant Code: Den Norske 05005
DNBANOKC
Oman 3
E
F
SD –3 (20:00)
SD –3 (19:00)
HSBC Bank Oman S.A.O.G.
2nd Floor Al Khuw air
PO Box 1727 PC 111
Sultanate of Oman
Individual accounts required. Please contact RBC Investor & Treasury Services.
BBMEOMRX
NB Trades executed or due for settlement on a Sunday for purchase w ill be
posted on the clients account on Thursday and Sales trades w ill be posted to
clients account on the follow ing Monday.
Pakistan
E
F
SD –2 (20:00)
SD –2 (19:00)
Deutsche Bank A.G.
242-243, Avari Plaza
Fatima Jinnah Road
Karachi, 75530
Pakistan
Individual accounts required. Please contact RBC Investor & Treasury Services.
Participant Code Central Company of Pakistan 00521
DEUTPKKA
Peru
E
F
SD –1 (18:00)
SD –1 (17:00)
Citibank del Peru S.A.
Av. Canaval y Moreyra 480 4to Piso
San Isidro
Lima 27
Individual accounts required. Please contact RBC Investor & Treasury Services.
CITIUS33LIM
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
25 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Philippines
SD –2 (22:00)
Standard Chartered Bank
7/F, 6788 Ayala Avenue
Makati City 1226
PHILIPPINES
PH0000091881 (new a/c no. 000264600001) - Clients Account
000264600003 - UCITS Clients Account
SCBLPHMM
Poland
E
F
SD (06:00)
SD (05:00)
Bank Polska Kasa Opieki S.A
ul. Grzybow ska 53/57
00-950 Warszaw a
Individual accounts required. Please contact RBC Investor & Treasury Services.
Participant Code: NDS 979
PKOPPLPWCUS
Portugal
E
F
SD (11:00)
SD (10:00)
BNP Paribas Securities Services
Edifício ART'S
Avenida D.João II
Lote 1.18.01, Bloco B, 7º
1998-028 Lisboa
71152Z - Non Reportable
50482M – Reportable
435773Z AIFMD Clients
PARBFRPPXXX
Qatar 3
SD -2 (17:00)
HSBC Bank Middle East Limited
Custody and Clearing
3rd Floor
Ali Bin Ali Building Al Matar Street # 950
BLDG 150 Ummoglina
Area 27 Doha
Individual accounts required. Please contact RBC Investor & Treasury Services.
BBMEQAQX
NB Trades executed or due for settlement on a Sunday for purchase w ill be
posted on the clients account on Thursday and Sales trades w ill be posted to
clients account on the follow ing Monday.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
26 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Romania
SD –1 (15:00)
Please note that
trade instructions
received after the
above deadline may
be subject to a late
settlement
instruction fee
charged by the
Romanian Central
Depository.
BRD - Groupe Societe Generale
BRD Tow er - 1-7, Ion Mihalache blvd,
Sector 1, 011171 Bucharest.
Romania
Individual accounts required. Please contact RBC Investor & Treasury Services.
"BRDE1" for SaFIR settlement system of the National Bank of Romania.
"SG" for settlement at the CSD "Depozitarul Central".
BRDEROBUTIT
Russia4
E
F
SD –2 (20:00)
SD –2 (19:00)
Societe Generale, Rosbank
Societe Generale Securities Services Russia
Mashi Poryvaevoy Street, 34, 107078,
Moscow , Russia
Individual accounts required. Please contact RBC Investor & Treasury Services.
Rosbank's securities account for FOP settlements at NSD / NSD sub acc#:
TL1602200016/00000000000000000
NSD identif ier: 11255499
Rosbank's identif ier w ith NSD: MC0070200000
RSBNRUMMCUS
4 Due to the spec ific s of the Russ ian market, it is more reasonable to count off not from trade date but from the date of recei pt of the ins truc tion. In addition, some local
brokers ins is t on s igning Purchase and Sale A greements , which also calls for some time.
RBC Investor & Treasury Services does not provide DVP settlement services.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
27 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Saudi Arabia 3
E
F
SD-1 (11:30)
SD-1 (10:30)
Share Movement :
SD-3 (13:30) (Client
needs to pre-advice
RBC I&TS to move
the stock from the
custody account to
trading account,
before sending their
sale trade
instruction)
HSBC Saudi Arabia
7267 Olaya Road
Al Murooj District
Riyadh 12283-2255 KSA
Individual accounts required.
Please contact RBC Investor & Treasury Services.
SABBSARI
Serbia
E
F
SD-2 (20:00) - T+2
cycle / SD -1
(09:00) - T+1 cycle /
SD (09:00) T+0
cycle
SD-2 (19:00) - T+2
cycle / SD -1
(08:00) - T+1 cycle /
SD (08:00) - T+0
cycle
Hub through UniCredit Bank Austria AG
Global Securities Services Austria
Rothschildplatz 1
1020 Vienna
Austria
Individual accounts required. Please contact RBC Investor & Treasury Services.
BKAUATWW
Hub through UniCredit Bank Austria Vienna
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
28 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Singapore
SD –1 (11:00)
DBS Bank Ltd
Securities and Fiduciary Services Operations
10 Toh Guan Road, #04-11
Jurong Gatew ay
Singapore 608838
SG0700061186
SG0700061193 (Securities Lending Participants only)
SG1400395394 non lending - AIFMD Clients
SG1600504796 non Lending UCITS Clients Account
Central Depository: 5611-1921-0936
DBSSSGSGIBD
Slovak Republic
E
F
SD (11:00)
SD (10:00)
UniCredit Bank Czech Republic and
Slovakia, a.s.
Šancová 1/A
813 33 Bratislava
Individual accounts required. Please contact RBC Investor & Treasury Services.
UNCRSKBXXXX
CSD of the delivering/receiving agent (PSET): CSDSSKBAXXX
Slovenia
E
F
SD (07:00)
SD (06:00)
Hub through UniCredit Bank Austria AG
Global Securities Services Austria
Rothschildplatz 1
1020 Vienna
Austria
Individual accounts required. Please contact RBC Investor & Treasury Services.
BKAUATWWXXX Hub through UniCredit Bank Austria Vienna
CSD of the delivering/receiving agent (PSET): KDDSSI22XXX
South Africa
E
F
SD -2 (12:00)
SD -2 (11:00)
Société Générale
2nd Floor
160 Jan Smuts Avenue
Rosebank 2196
Johannesburg 2000
186285 Clients Account
18628505 0% w ithholding tax
18628506 10% w ithholding tax
18628508 15% w ithholding tax
Participant Code
STRATE SCA 20003638
STRATE Business Partner ID: ZA 100078
SOGEZAJJ
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
29 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
South Korea
SD –1 (17:00)
The Hongkong and Shanghai Banking
Corporation Limited
5th Floor, Direct Custody and Clearing,
HSBC Securities Services
HSBC Building
37, Chilpae-ro, Jung-gu
Seoul, Korea
04511
Individual accounts required. Please contact RBC Investor & Treasury Services.
HSBCKRSE
Spain
E
F
SD (11:00)
SD (10:00)
Banco Inversis S.A.
Avenida de la Hispanidad, num 6
28042 Madrid
7844-0000002663 Clients Account
7844-0000002664 15% Clients Account
7844-0000002668 AIFMD Clients Account
7844-0000002669 UCITS Clients Account
Participant Code CSD - 0232
INVLESMMXXX
CSD of the delivering/receiving Agent (PSET) IBRCESMMXXX
Sri Lanka
E
F
SD -3 (20:00)
SD -3 (19:00)
The Hong Kong and Shanghai Banking
Corporation Limited
24 Sir Baron Jayatilake Maw atha
Colombo 1
Individual accounts required. Please contact RBC Investor & Treasury Services.
HSBCLKLX
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
30 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Sweden
E
F
SD (09:00)
SD (08:00)
Skandinaviska Enskilda Banken (AB) publ
Kungstradgardsgatan 8
106 40 Stockholm
01-100 178 864 Australian Treaty Clients Account
01-100 178 899 Barbados Treaty Clients Account
01-100 178 910 Canadian Treaty Clients Account
01-100 178 937 Italian Treaty Clients Account
01-100 178 872 Irish Treaty Clients Account
01-100 178 880 Non Treaty Clients Account
01-100 178 902 Exempt Clients Account
01-100 178 929 UK Residents Clients Account
01-100 204 172 Maltese Treaty Clients Account
01-100 212 280 UCIT Clients Omnibus Account
01-100 222 103 Luxembourg Treaty
01-100 244 166 AIFMD Maltese Treaty Clients Account
01-100 274 650 Maltese Treaty UCITS Clients Account
01-100 300 341 Saudi Arabia Treaty Clients Account
ESSESESSXXX
Switzerland
E
F
SD (06:00)
SD (05:00)
Credit Suisse AG
Uetlibergstrasse 231
CH-8070
Zurich
0835-0036538-55-005
0835-0036538-55-013 AIFMD Clients
0835-0036538-55-014 UCITS Clients Account
SIS BP ID: CH100164
CRESCHZZ80A
Taiwan
E
F
SD –1 (13:00)
SD –1 (12:00)
HSBC Bank (Taiwan) Limited
HSBC Securities Services
16F, No.369, Section 7
Zhongxiao East Road
Nangang District, Taipei City 115
Taiw an (ROC)
Individual accounts required.
Please contact RBC Investor & Treasury Services.
HSBCTWTP
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
31 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Thailand
SD –1 (05:00)
Standard Chartered Bank (Thai) Pcl
Securities Services
15th f loor, Zone A
Building 3
90 North Sathorn Road
Silom, Bangrak,
Bangkok 10500
THAILAND
TH0000095645 - Client Account (NRBS)
TH0000001430 - UCITS clients account (NRBS)
SCBLTHBX
Tunisia
July & August: SD-
3 (20:00)
September –
June :
SD-2 (10:00)
Societe Generale Securities Service UIB
Tunisia
10 rue d'Egypte, Tunis Belvedere, 1002, Tunis,
Tunisia
Individual accounts required. Please contact RBC Investor & Treasury Services
UIBKTNTTXXX
Participant code: 004
Turkey
E
F
SD –1 (20:00)
SD –1 (19:00)
Citibank A.S.
Buyukdere Caddesi
No. 100
Esentepe 34394, Istanbul
Individual accounts required. Please contact RBC Investor & Treasury Services.
CITITRIX
UAE - Abu Dhabi 3
SD-2 (17:00)
HSBC Bank Middle East Limited
Global Banking and Markets – HSBC Securities
Services
Emaar Square Level 3
Building No. 5 P O Box 502601
Dubai, UAE
Individual accounts required. Please contact RBC Investor & Treasury Services.
Instructions must include PSET code ADSEAEA1 in f ield 70E.
BBMEAEAD
NB Trades executed or due for settlement on a Sunday for purchase w ill be
posted on the clients account on Thursday and Sales trades w ill be posted to
clients account on the follow ing Monday.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
32 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
UAE – Dubai 3
SD -2 (17:00)
HSBC Bank Middle East Limited
Global Banking and Markets – HSBC Securities
Services
Emaar Square Level 3
Building No. 5 P O Box 502601
Dubai, UAE
Individual accounts required. Please contact RBC Investor & Treasury Services.
Instructions must include PSET code DFMTAEA1 in f ield 70E.
BBMEAEAD
NB Trades executed or due for settlement on a Sunday for purchase w ill be
posted on the clients account on Thursday and Sales trades w ill be posted to
clients account on the follow ing Monday.
Ukraine
E
F
SD (08:00)
SD (07:00)
JSC Citibank
16-g Dilova Street
Kiev 03150
Individual accounts required. Please contact RBC Investor & Treasury Services.
Participant code: 301648
CITIUAUK
United Kingdom
Money Market
Instruments including
Treasury Bills and CDs
Equities
Gilts
Unit Trusts & OEICs
SD (12:00)
SD (12:00)
SD (12:00)
SD (10:00)
RBC Investor & Treasury Services
4th Floor, UK Custody Group
Riverbank House
2 Sw an Lane
London, EC4R 3AF
Participant Code
CREST Trades: ØØXJN
(Settlement Discipline f ines for late matching of instructions are imposed by
Euroclear UK & Ireland (CREST). For further details please refer to the
Settlement Details section of the UK Market profile in the client area of
w w w .rbcits.com.)
For Unit Trust trades use RTBSGB2L
For clients contracted with the RBC Investor Services Branch of Australia only, please click here
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
33 of 91
E: El ectroni c
Instructi on
F: Fax Instructi on
Settl ement Ti meframes and Account Locati ons
Noti ce Requi red
(UK Ti me)
Subcustodi an
Mai l i ng Address
Securi ty Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
United States
Money market
All others
E
F
SD (18:00)
SD –1 (20:00)
SD –1 (19:00)
The Bank of New York Mellon
1 Wall Street
New York, NY-10286
Federal Reserve (FRBE) Settlements
ABA: 021000018
BANKOFNYC/CUST
Account: 298365 Client Account
665895 AIFMD Client Account
746205 UCITS Clients account
DTC Settlements
DTC Participant ID: 901
Agent ID: 80901
Account: 298365 Client Account
Institutional ID: 63251(Omgeo System)
665895 AIFMD Client Account
746205 UCITS Clients account
RTBSGB2LXXX
Uruguay
E
F
SD –3 (20:00)
SD –3 (19:00)
Banco Itaú Uruguay S.A.
Zabala 1463
CP11000 Montevideo
8090442
ITAUUYMM
Vietnam
Listed equities and listed
corporate bonds only
SD-2 (21:00)
HSBC Bank (Vietnam) Ltd
Central Point Building
106 Nguyen Van Troi Street
Phu Nhuan district
Ho Chi Minh City
VIETNAM
Individual accounts required. Please contact RBC Investor & Treasury Services.
HSBCVNVX
Zambia
E
F
SD –3 (20:00)
SD –3 (19:00)
Standard Chartered Bank Zambia PLC
1st Floor, Standard House
Cairo Road
Lusaka
9605002
032645700007 AIFMD Clients
CSD ID Number : 327506
SCBLZMLX
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule A
Settlement Timeframes and Account Locations
34 of 91
3 P lease note that the weekend is Friday and Saturday, however, trading for equities and Fixed Income will be conduc ted Sunday through to Thursday. C ash and Securities
settlement can take place every day, exc luding Sunday, as agreed by the parties . T rades due for settlement on a Sunday will b e pos ted to the c lient account on the following
Monday.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
35 of 91
Clean Cash Payments and Foreign Exchange Transactions in Major Currencies
Payment and receipt instructions must be received by the individual market deadlines indicated, subject to local holidays. Cash transfers between
client accounts must be received by 17:00 UK time. Any internal transfer instructions received after this time will be actioned on a best efforts basis
only. Notification timeframes are expressed in “business days”.
Cancellations and amendments:
Next day, two day or three day currency payment and receipt instructions may be cancelled or amended by 16:00 UK time, one da y prior to the individual
market deadline indicated.
Same day currency receipt instructions may be cancelled or amended by 16:00 UK time, the day before value.
Same day currency payment instructions may be cancelled or amended by 16:00 UK time, the day before value.
All cancellation and amendment requests received after these deadlines will be dealt with on a best effort basis only.
Please note: it is not possible to amend the intermediary or beneficiary bank details for payments after these deadlines. A cancellation instruction and
a separate new payment instruction will be required.
To ensure the accuracy of all cash instructions, RBC Investor & Treasury Services requires full details from an authenticated source including:
fund name
RBC Investor & Treasury Services account number
value date (DD/MM/YY)
currency code (ISO code)
currency amount
destination bank’s correspondent (Intermediary Bank)
destination bank
beneficiary account name and number at destination bank.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
36 of 91
S.W.I.F.T. is RBC Investor & Treasury Services’ preferred method of receiving cash movement instructions (MT103, MT200,
MT202, MT210) although fax will be accepted when complete details are provided. RBC Investor & Treasury Services’ S.W.I.F.T.
address is RTBSGB2L. Faxed instructions require authorised signatures. Please refer to Instruction sheets Cash Template TO RECEIVE and
Cash Template TO PAY, for journals refer to instruction sheet Journal. Please Fax to 44-20-7329-1050.
Any wire payment/deposit exceeding USD/CAD 1 billion should be split (i.e. into 2 payments of USD/CAD 500 million each) and a pre-notification is
required at least one business day prior to value date. Time sensitive payments/deposits requiring special handling may require additional notification.
For deadlines, cancellations and amendments, please refer to the Clean Cash Payments and Foreign Exchange Transactions in Major Currencies
above.
S.W.I.F.T. is RBC Investor & Treasury Services' preferred method of receiving third party foreign exchange notification (MT304), although fax or tested
telex will be accepted when complete details are provided. RBC Investor & Treasury Services' S.W.I.F.T. address is RTBSGB2L. Faxed instructions
require authorised signatures. All clients wishing to adopt S.W.I.F.T must complete a full testing procedure with RBC Investor & Treasury Services'
Testing Team.
Third party foreign exchange deals that have been netted must be indicated as such. Full movement of funds will not be effected unless otherwise
stated.
If both currencies in a foreign exchange transaction cannot be accommodated for the stated value, the next available value wi ll be applied.
A fax-back form for external foreign exchange transactions is included at the end of this schedule.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
37 of 91
EMERGING MARKET FOREIGN EXCHANGE
The below table details emerging market FX restrictions around Third Party Foreign Exchange transactions.
Currency name Currency
Code
RBC Inv estor
& Treasury
Serv i ces Restri cted
United Arab Emirates Dirham AED Yes
Argentina Peso ARS Yes
Bosnia Herzegovina Con. Mark BAM Yes
Bulgaria Lev BGN Yes
Bangladesh Taka BDT Yes
Bahrain Dinar BHD Yes
Bermuda Dollar BMD Yes
Brazil Real BRL Yes
Botsw ana Pula BWP Yes
Chinese Yuan Renminbi - Onshore CNY Yes
Chile Peso CLP Yes
Colombia Peso COP Yes
Egypt Pound EGP Yes
Ghana Cedi GHS Yes
Croatia Kuna HRK Yes
Indonesia Rupiah IDR Yes
India Rupee INR Yes
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
38 of 91
Currency name Currency
Code
RBC Inv estor
& Treasury
Serv i ces Restri cted
Iceland Krona ISK Yes
Jordan Dinar JOD Yes
Kenya Schilling KES Yes
South Korea Won KRW Yes
Kuw ait Dinar KWD Yes
Kazakhstan Tenge KZT Yes
Sri Lanka Rupee LKR Yes
Morocco Dirham MAD Yes
Mauritius Rupee MUR Yes
Malaysia Ringgit MYR Yes
Namibia Dollar NAD Yes
Nigeria Naira NGN Yes
Oman Rial OMR Yes
Peru Sol PEN Yes
The Philippines Peso PHP Yes
Pakistan Rupee PKR Yes
Qatar Rial QAR Yes
Saudi Riyal SAR Yes
Serbia Dinar RSD Yes
Russia Ruble RUB Yes
Thailand Baht THB Yes
Tunisia Dinar TND Yes
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
39 of 91
Currency name Currency
Code
RBC Inv estor
& Treasury
Serv i ces Restri cted
Taiw an Dollar TWD Yes
Ukraine Hryvnia UAH Yes
Uruguay Peso UYU Yes
Vietnam Dong VND Yes
Zambia Kw acha ZMW Yes
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
40 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Australia
dollar
AUD
S: value date –1 (15:30)
M: value date -1 (14:30)
011-280716-041
RBC Investor Services Trust
HKBAAU2S
BSB Number: 342-011
For clients contracted with the RBC Investor Services Branch of Australia only, please click here
Austria
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Belgium
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Brazil
real
BRL
value date (13:00)
Individual accounts required. Please contact RBC Investor &
Treasury Services.
BNPABRSPXXX
Bulgaria
lev
BGN
value date –2 (19:00)
Individual accounts required. Please contact RBC Investor &
Treasury Services.
UNCRBGSF
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
41 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Canada
dollar
CAD
S: value date (19:00)
M: value date (17:00)
09591 1415892
ROYCCAT2
Chile
peso
CLP
value date (12:00)
Individual accounts required. Please contact RBC Investor &
Treasury Services.
CITIUS33SAN
China
(Shanghai)
dollar
USD
value date –2 (19:00)
Please contact RBC Investor & Treasury Services.
HSBCCNSH
China
(Shenzhen)
dollar
HKD
value date –2 (19:00)
Please contact RBC Investor & Treasury Services.
HSBCCNSHSZN
Colombia
peso
COP
value date (10:00)
Individual accounts required.
Please contact RBC Investor & Treasury Services.
CITIUS33COR
Croatia
kuna
HRK
value date –1 (12:00)
AT50 1200 0010 1087 3618
BKAUATWW
Hub through UniCredit Bank Austria Vienna
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
42 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Cyprus
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Czech Republic
koruna
CZK
S: value date (09:00)
M: value date -1 (17:00)
80114-007
BACXCZPP
Denmark
krone
DKK
S: value date (09:00)
M: value date -1 (17:00)
DKK 3996083071
DABADKKKXXX
Egypt3
pound
EGP
value date - 1 (08:00)
Cash account can only be used in conjunction w ith an individual
securities account. Please contact RBC Investor & Treasury
Services.
CITIEGCX
Estonia
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Euroclear
Please refer to the Clean Cash Payments and Foreign Exchange Transactions in Major Currencies for each country, cash should not
be paid to Euroclear.
Finland
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
43 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
France
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Germany
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Greece
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Hong Kong
dollar
HKD
&
yuan
CNY (Offshore
Renminbi)
S: value date –1 (15:30)
M: value date -1 (14:30)
HKD: 447-0-940305-7
CNY: 447-0-780838-6
RBC Investor Services Trust Omnibus RMB Cash A/C
USD denominated bonds:
447-0-6683962
SCBLHKHH
Hungary
forint
HUF
S: value date (09:00)
M: value date -1 (17:00)
Cash account can only be used in conjunction w ith an individual
securities account. Please contact RBC Investor & Treasury
Services.
BACXHUHB
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
44 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Iceland
krona
ISK
value date – 1 (11:00)
Please contact RBC Investor & Treasury Services.
GLITISRE
India
rupee
INR
Securities Trades: value date -2
(17:00)
Balance Repatriation: value date -1
(17:00)
NB clients trading one day prior to a
USD holiday will need to follow
procedures detailed in T&C
Amendment 26 (June 24, 2008)
Individual accounts required. Please contact RBC Investor &
Treasury Services.
HSBCINBB
Indonesia
rupiah
IDR
value date –1 (17:00)
Cash account can only be used in conjunction w ith an individual
securities account. Please contact RBC Investor & Treasury
Services.
SCBLIDJXXXX
Ireland
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
For clients contracted with the RBC Investor Services Branch of Australia only, please click here
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
45 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Israel 3
shekel
ILS
S: value date (08:00)
M: value date -1 (17:00)
Cash account can only be used in conjunction w ith an individual
securities account. Please contact RBC Investor & Treasury
Services.
CITIILIT
Italy
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Japan
yen
JPY
S: value date –1 (15:30)
M: value date -1 (14:30)
0161166405
CITIJPJT
Latvia
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Lithuania
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Luxembourg1
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
1 Luxembourg assets are depos ited in Euroc lear. See Euroc lear for further details
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
46 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Malaysia
ringgit
MYR
value date -1 (10:00)
312156836473
SCBLMYKX
Mexico
nuevo peso
MXN
S: value date (14:00)
M: value date (13:00)
0227498005
BNMXMXMMCVT
Morocco
dirham
MAD
value date (08:00)
001600088520
RBC Investor Services Trust
SGMBMAMC
Nasdaq Dubai Ltd
dollar
USD
value date -2 (17:00)
Omnibus account structure. Cash account can only be used in
conjunction w ith an individual securities account. Please contact
RBC Investor & Treasury Services.
BBMEAEAD DIF
Netherlands
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
New Zealand
dollar
NZD
S: value date –1 (15:30)
M: value date -1 (14:30)
040-016818-261
RBC Investor Services Trust
HSBCNZ2A
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
47 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Nigeria
Nigerian Naira
NGN
value date -2 (17:00)
Cash account can only be used in conjunction w ith an individual
securities account. Please contact RBC Investor & Treasury
Services.
CITINGLA
Norway
krone
NOK
S: value date (10:30)
M: value date (09:30)
7002-02-31341
DNBANOKC
Philippines
peso
PHP
value date –1 (17:00)
0133520731219
RBC Investor Services Trust
SCBLPHMM
Poland
new zloty
PLN
S: value date (09:00)
M: value date -1 (17:00)
Cash account can only be used in conjunction w ith an individual
securities account. Please contact RBC Investor & Treasury
Services.
PKOPPLPW
Portugal
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Qatar3
qatari riyal
QAR
Clients need to pre-fund in the market
and check that the funds are available
before trading. Value w ill be given on
the next available w orking day.
Omnibus account structure. Cash account can only be used in
conjunction w ith an individual securities account. Please contact
RBC Investor & Treasury Services.
BBMEQAQX
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
48 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Romania
Leu
RON
S: value date (09:00)
M: value date -1 (17:00)
Cash account can only be used in conjunction w ith an individual
securities account. Please contact RBC Investor & Treasury
Services.
BRDEROBU
Russia4
ruble
RUB
value date -1 (15:00)
RUB: 40807810700000057961
USD: 40807840000000057961
External account number: ROSBANK BIK code and account w ith
Central Bank: BIK044525256/ 30101810000000000256
RSBNRUMM
Singapore
dollar
SGD
S: value date –1 (15:30)
M: value date -1 (14:30)
037-003497-5 (SGD)
0404-000430-01-6 (USD)
DBSSSGSGIBD
Slovak Republic
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Slovenia
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
South Africa
rand
ZAR
S: value date (09:00)
M: value date -1 (17:00)
01A0918628500
SOGEZAJJ
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
49 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
South Korea
w on
KRW
value date –1 (17:00)
Individual accounts required. Please contact RBC Investor &
Treasury Service.
HSBCKRSE
Spain
euro
EUR
S: value date (14:00)
M: value date (13:00)
1009 27325110
DEUTDEFF
Sri Lanka
rupee
LKR
value date –2 (08:00)
Cash account can only be used in conjunction w ith an individual
securities account. Please contact RBC Investor & Treasury
Services.
HSBCLKLX
Sweden
krona
SEK
S: value date (10:30)
M: value date (09:30)
SEK 55558502762
ESSESESSXXX
Switzerland
franc
CHF
S: value date (11:00)
M: value date (10:00)
0835-0036538-53-000
RBC Investor Services Trust
CRESCHZZ80A
Taiwan
dollar
TWD
value date –1 (17:00)
(pre-funding and repatriation)
Individual accounts required. Please contact RBC Investor &
Treasury Services.
HSBCTWTP
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
50 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Thailand
baht
THB
value date –1 (16:00)
00100790585
RBC Investor Services Trust A/C Clients NRBS
SCBLTHBX
Tunisia
dinar
TND
July & August: Clients need to pre-
fund in the market and check that the
funds are available before trading.
Value w ill be given on the next
available w orking day.
September – June : value date -2
(12:00)
12060000005100109374
RBC Investor Services Trust
UIBKTNTTXXX
Turkey
lira
TRY
S: value date (09:00)
M: value date (08:00)
Cash account can only be used in conjunction w ith an individual
securities account. Please contact RBC Investor & Treasury
Services.
CITITRIX
UAE - Abu Dhabi 3
UAE dirham
AED
Clients need to pre-fund in the market
and check that the funds are
available before trading. Value w ill be
given on the next available w orking
day.
Omnibus account structure. Cash account can only be used in
conjunction w ith an individual securities account w hich must be
quoted in any instruction. Please contact RBC Investor & Treasury
Services.
BBMEAEAD
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
51 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
UAE – Dubai 3
UAE dirham
AED
Clients need to pre-fund in the market
and check that the funds are available
before trading. Value w ill be given on
the next available w orking day.
Omnibus account structure. Cash account can only be used in
conjunction w ith an individual securities account w hich must be
quoted in any instruction. Please contact RBC Investor & Treasury
Services.
BBMEAEAD
United Kingdom
pound sterling GBP
dollar
USD
S: value date (14:30)
M: value date (13:30)
value date (13:00)
Main cash accounts:
GBP current: 90305167
Sort code: 60-00-01
NWBKGB2L
USD: 140/02/08095205
Sort code: 60-00-04
NWBKGB2L
For clients contracted with the RBC Investor Services Branch of Australia only, please click here
United States
dollar
USD
S: value date (19:00)
M: value date (17:00)
A/c: 8900491558
Federal Funds Transfers
ABA: 021000018
DDA a/c: 8900491558
CHIPS
BNY Participant No: 001
CHIPS UID: 400871
IRVTUS3N
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Clean Cash Payments & Foreign Exchanges
52 of 91
Cl ean Cash Pay ments & Forei gn Exchanges
Cash accou nts are in the name of RBC Investor Services Tru st, u nless otherwise indicated.
Currency
ISO Code
Noti ce Requi red
(UK Ti me)
S: SWIFT/Investor Services Onl ine
M: Manu al
Cash Account Number & Name
/ Parti ci pant Code
/ S.W.I.F.T. Address
Vietnam
dong
VND
Clients need to pre-fund in the market
and check that the funds are available
before trading. Value w ill be given on
the next available w orking day.
Individual accounts required. Please contact RBC Investor &
Treasury Services.
HSBCVNVX
3 P lease note that the weekend is Friday and Saturday, however, trading for equities and Fixed Income will be conduc ted Sunday through to Thursday. C ash and Securities
settlement can take place every day, exc luding Sunday, as agreed by the parties . T rades due for settlement on a Sunday will b e pos ted to the c lient account on the following
Monday.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule B
Third Party Foreign Exchange Transaction
53 of 91
RBC Investor Services Trust accepts instructions communicated by S.W.I.F.T. (RTBSGB2L), or fax (44-20-7329-1050). The
follow ing details must be included:
TO: RBC Investor Services Trust DATE:
Riverbank House, 2 Sw an Lane,
London, EC4R 3AF FAX #: 44-20-7329-1050
Attention: The Manager, Cash Processing
Account Number
Account Name
Instructing Party
Executing Broker
FX Type (Please check) Open □ Close □ Spot □ Netted □
(Settlement instructions should only be quoted for gross settlement trades)
Trade Date
Value Date
Exchange Rate
Client/Deal Ref. Number
NOTIFICATION TO RECEIVE
Currency Amount Bought
Delivery Agent Name
Location
SWIFT/BIC Code
Account Number
NOTIFICATION TO PAY
Currency Amount Sold
Receiving Agent Name
Location
SWIFT/BIC Code
Beneficiary Reference
Beneficiary Institution Name
Account Number
AUTHORISING SIGNATURES
Name: Name:
Title: Title:
Signature: Signature:
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule C
Registration Details – Equities and Bonds
54 of 91
It is RBC Investor & Treasury Services policy to register all securities in nominee name or in client name
if the market dictates. All account holding details apply to both equity and bond holdings, unless
otherwise indicated.
Securities traded on secondary markets or subject to restriction are serviced on a best efforts basis.
RESTRICTED SECURITIES/U.S. OFFSHORE
Restricted securities are held subject to indemnification and should be registered as follows: RBC
Investor Services Trust a/c “client name”.
E: Equi ti es
B: Bonds
Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
Argentina RBC Investor Services Trust – sub a/c Name of
Fund + Sub-Fund (if applicable)
RBC Investor Services Trust – sub a/c Name of
Fund + Sub-Fund (if applicable)
Australia
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – AIFMD Client
Account*
RBC Investor Services Trust – UCITS Client
Account*
HSBC Custody Nominees (Australia) Limited
Austria
RBC Investor Services Trust Client Account
RBC Investor Services Trust – AIFMD Clients
Account
RBC Investor Services Trust – UCITS Clients
Account
UniCredit Bank Austria AG - Clients Account
Bahrain RBC Investor Services Trust – beneficial ow ner Account in the name of Beneficial Ow ner
Bangladesh RBC IST a/c Client Name RBC IST a/c Client Name
Belgium
RBC Investor Services Trust – Client Account *
RBC Investor Services Trust – AIFMD Client
Account
RBC Investor Services Trust – UCITS Client
Account
BNP Paribas Securities Services
Bermuda RBC Investor Services Trust - Client Account Wilson & Co
Bosnia &
Herzegovina Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Botswana RBC Investor Services Trust - Client Account Standard Chartered Nominees (Pty) Ltd Re: RBC
Securities Number
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule C
Registration Details – Equities and Bonds
55 of 91
E: Equi ti es
B: Bonds
Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
Brazil Account in the name of Beneficial Ow ner
CBLC (Brazilian Clearing and Depository
Corporation): Equities are registered in the name
of the Beneficial Ow ner/Fund.
SELIC (Depository for Government Fixed Income):
Government Bonds are registered in the name of
the local custodian/local bank’s omnibus account
name on behalf of the client.
CETIP (Depository for Corporate Fixed Income):
Government Bonds are registered in the name of
the local custodian/local bank’s omnibus account
name on behalf of the client.
Bulgaria Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Canada
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – AIFMD Client
Account
RBC Investor Services Trust – UCITS Client
Account*
CDS (Canadian Depository for Securities): All
book entry assets are registered in the name of
“CDS & Co”. Physical Securities are registered in
RBC name: Roytor & Co.
Chile Account in the name of Beneficial Ow ner Banco de Chile on behalf of third parties
China (Shanghai) E: Account in the name of Beneficial Ow ner
B: Not applicable – cannot be held
E: Account in the name of Beneficial Ow ner
B: Not applicable – cannot be held
China (Shenzhen) E: Account in the name of Beneficial Ow ner
B: Not applicable – cannot be held
E: Account in the name of Beneficial Ow ner
B: Not applicable – cannot be held
Colombia Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Croatia Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Cyprus Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Czech Republic RBC Investor Services Trust – Client Account* RBC Investor Services Trust
Denmark
RBC Investor Services Trust – Client Account
RBC Investor Services Trust – AIFMD Client
Account
RBC Investor Services Trust – UCITS Client
Account
RBC Investor Services Trust Clients Account
Egypt Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Estonia RBC Investor Services Trust – Client Account RBC Investor Services Trust - Client Account
Euroclear RBC Investor Services Trust – Client Account* Dependant on Market
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule C
Registration Details – Equities and Bonds
56 of 91
E: Equi ti es
B: Bonds
Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
Finland
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – UCITS Client
Account*
Nordea Pankki Suomi Oyj hallintarekisteröity,
w hich translates to “Nordea Bank Finland Plc
nominee registered”.
France
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – AIFMD Client
Account*
RBC Investor Services Trust – UCITS Client
Account*
Deutsche Bank AG
Germany
RBC Investor Services Trust – Client Account
RBC Investor Services Trust – AIFMD Client
Account
RBC Investor Services Trust – UCITS Client
Account
Deutsche Bank AG
Ghana RBC Investor Services Trust – Client Account Standard Chartered Nominee Ghana / RBC
Investor Services Trust
Greece** Account in the name of Beneficial Ow ner
Equities and Corporate Bonds: Account in the
name of the Beneficial Ow ner
Government Bonds: held in the agent omnibus
account ‘EU residents’
Hong Kong
RBC Investor Services Trust - Client Account,
A/C Main Securities Account
RBC Investor Services Trust – Client Account,
A/C Securities Lending Account
RBC Investor Services Trust – AIFMD Clients
Account
RBC Investor Services Trust – UCITS Clients
Account
Hong Kong Securities Clearing Company Limited
(“HKSCC”)
Standard Chartered Bank (Hong Kong) Limited
Central Moneymarkets Unit (“CMU”)
Standard Chartered Bank (Hong Kong) Limited
Hungary Account in the name of Beneficial Ow ner RBC Investor Services Trust
Iceland RBC Investor Services Trust - Client Account RBC Investor Services Trust - Client Account
India Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Indonesia
RBC Investor Services Trust - Client Name
RBC Investor Services Trust A/C Non Treaty
Clients
RBC Investor Services Trust - Client Name
RBC Investor Services Trust - Client Account
Ireland Account in the name of Beneficial Ow ner ROY Nominees Limited
Israel Account in the name of Beneficial Ow ner Citibank, NA - client account
Italy
RBC Investor Services Trust – Client Account *
RBC Investor Services Trust – AIFMD Client
Account
RBC Investor Services Trust – UCITS Client
Account
BNP Paribas Securities Services 3rd Party
Account
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule C
Registration Details – Equities and Bonds
57 of 91
E: Equi ti es
B: Bonds
Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
Japan
Equities
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – AIFMD Client
Account*
RBC Investor Services Trust – UCITS Client
Account*
Japanese Government Bonds (JGBs)
Taxable - RBCDIS JGB Client Account*
Tax-exempt – Account in the name of the
Beneficial Ow ner
Citibank, N.A Tokyo Branch
Jordan Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Kazakhstan Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Kenya RBC Investor Services Trust - Client Account Standard Chartered (Kenya ) Nominees Limited
A/c 9191
Kuwait RBCT - Name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Latvia RBC Investor Services Trust - Client Account Sw edbank AS
Lithuania RBC Investor Services Trust - Client Account Sw edbank AB
Luxembourg RBC Investor Services Trust - Client Account Dependent on depository
Malaysia
Exempt AN for RBC Investor Services Trust
(Clients Account)
Non-exchange traded f ix income securities -
Account in the name of the beneficial ow ner
* Exact account name may vary dependent on
applicable tax domicile – Please refer to
accounts detailed in schedule A - Settlement
Timeframes and Account Locations.
Equities (Bursa Malaysia)
Cartaban Nominees (Asing) Sdn Bhd for Exempt
AN For RBC Investor Services Trust (Clients
Account)
Non-exchange Traded Fix Income Securities
(including Government Bonds) (Bank Negara):
- Account in the name of the beneficial ow ner
Mauritius Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Mexico
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – UCITS Client
Account
Banamex Nominee Name on Behalf of Third
Parties
Morocco RBC Investor Services Trust - Client Account SGMB – Client Assets
Namibia Standard Bank Namibia Nominees (Pty) Ltd –
RBC Investor Services Trust – Clients Account Not applicable – no Central Depository
Nasdaq Dubai Ltd RBC Investor Services Trust – Beneficial ow ner
Account in the Name of Beneficial Ow ner
(Equites) , HSBC Bank Client Omnibus Account
(Non Equites)
Netherlands
RBC Investor Services Trust – Client Account
RBC Investor Services Trust – AIFMD Client
Account
RBC Investor Services Trust – UCITS Client
Account
BNP Paribas Securities Services
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule C
Registration Details – Equities and Bonds
58 of 91
E: Equi ti es
B: Bonds
Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
New Zealand
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – UCITS Client
Account*
HSBC Nominees (New Zealand) Limited
Nigeria RBC Trust: client account RBC Trust: client account
Norway
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – AIFMD Client
Account*
RBC Investor Services Trust – UCITS Client
Account*
RBC Investor Services Trust - Client Account
Oman RBC-T A/C Beneficial ow ner
A/C's opened before 31.12.15 - HSBC a/c RBC
a/c Beneficial ow ner name, A/C's opened from
01.01.16 Account in the name of the beneficial
ow ner
Pakistan Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Peru Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Philippines
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – UCITS Client
Account*
Philippines Depository and Trust Corp (PDTC)
- Equities & Corporate Bonds
Standard Chartered Bank
Bureau of Treasury (BoT)
- Government Securities
Standard Chartered Bank Securities Services
Poland Account in the name of Beneficial Ow ner Bank Pekao SA - Clients account
Portugal
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – AIFMD Client
Account
BNP Paribas Securities Services - MDCC Non-
resident clients
Qatar RBC TST/ beneficial ow ner's name Account in the name of beneficial ow ner
Romania Account in the name of Beneficial Ow ner BRD - Groupe Societe Generale - Clients RBC
Investor Services Trust / Client Account
Russia RBC Investor Services Trust – Client Account –
NSD
PJSC ROSBANK Nominee name
For non-NSD eligible securities, RBC I&TS can
open registrar accounts and facilitate settlement
given one w eek’s notice.
Serbia Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Saudi Arabia RBC-T-Client Name Account in the name of Beneficial Ow ner
Singapore
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – AIFMD Client
Account*
RBC Investor Services Trust – UCITS Client
Account*
Equities (Central Depository): DBS Nominees
(Private) Ltd – RBC Investor Services Trust
Clients Account
Government Bonds (MAS): DBS Bank Ltd for
clients
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule C
Registration Details – Equities and Bonds
59 of 91
E: Equi ti es
B: Bonds
Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
Slovak Republic Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Slovenia Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
South Africa RBC Investor Services Trust – Client Account
RBC Investor Services Trust – Client Account*
Société Générale - Johannesburg Branch –
Goudstad Nominees (Pty) Ltd
South Korea Account in the name of Beneficial Ow ner HSBC, Seoul Branch – Client Custody Account
Spain
RBC Investor Services Trust – Client Account
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – AIFMD Client
Account
RBC Investor Services Trust – UCITS Client
Account
Inversis Third Party Account RBC
Sri Lanka Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Sweden
RBC Investor Services Trust – Client Account*
RBC Investor Services Trust – AIFMD Client
Account*
RBC Investor Services Trust – UCITS Client
Account*
Equities - Skandinaviska Enskilda Banken as
Nominee
Bonds - SEB för RBC Investor Services Trust
clients a/c
Switzerland
RBC Investor Services Trust – Client Account
RBC Investor Services Trust – AIFMD Client
Account
RBC Investor Services Trust – UCITS Client
Account
Credit Suisse Zurich
Taiwan Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Thailand
RBC Investor Services Trust – Client Account
(NRBS)
RBC Investor Services Trust – UCITS Client
Account (NRBS)
Standard Chartered Bank (Thai) Public Company
Limited Client Account
Tunisia RBC Investor Services Trust - Client Account UIB - Free foreign assets
Turkey Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
UAE - Abu Dhabi RBC Investor Services Trust – Beneficial ow ner Account in the name of Beneficial Ow ner
UAE - Dubai RBC Investor Services Trust – Beneficial ow ner Account in the name of Beneficial Ow ner
Ukraine Account in the name of Beneficial Ow ner PJSC Citibank
United Kingdom
- Equities
- Money Market
Instruments
including
Treasury Bills and
CDs
Account in the name of Beneficial Ow ner ROY Nominees Limited
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule C
Registration Details – Equities and Bonds
60 of 91
E: Equi ti es
B: Bonds
Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
United States
RBC Toronto-London Clients Account
RBC Investor Services TR – AIFMD Client
Account
RBC Investor Services Trust – UCITS Client
Account
DTC - CEDE & Co.
Physical - Hare & Co
Uruguay RBC Investor Services Trust - Client Account Not applicable – no Central Depository
Vietnam Account in the name of Beneficial Ow ner HSBC – Foreign Customers ***
Zambia
RBC Investor Services Trust – Client Account
RBC Investor Services Trust – AIFMD Client
Account
Standard Chartered Zambia Securities Services
Nominees Limited
* Exact account name may v ary dependent on applicable tax domicile – Please ref er to accounts detailed in schedule A - Settlement
Timef rames and Account Locations.
** Note: For equities, regardless of the “lev el” the account is opened (end benef iciary or higher/omnibus lev el OR combination of f und manager
+ f und / sub-f und), the ATHEXCSD treats all securities accounts as end benef iciary accounts. For gov ernment bonds, local sub-custodian
maintains an omnibus account at Bank of Greece (BoG) f or all inv estors but segregation takes place in the sub-custodian books.
*** At the Vietnam Securities Depository (VSD) lev el, 3 omnibus accounts are in the name(s) of : (1) “HSBC – Foreign Customers”; or (2)
“HSBC – Local Customers”; or (3) “HSBC – Proprietary Trading”. The assets of all of f shore inv estors (including accounts of RBC Inv estor &
Treasury Serv ices’ clients) are registered under the account “HSBC – Foreign Customers” at the VSD. These assets at the VSD are segregated
by the Securities Trading Code (STC) assigned to each inv estor.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule D
Contractual Settlement Date Accounting (CSDA) – Policies
61 of 91
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the
provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this
Schedule D will take precedence over the provisions in this Schedule D.
Under “contractual settlement date accounting” (CSDA), RBC Investor & Treasury Services posts trades
on contractual settlement date – even if actual settlement is delayed. In other words, a client’s cash
account is credited (or debited) on contractual settlement date as appropriate, regardless of trade
completion. Exceptions to this policy are described below:
RBC Investor & Treasury Services must receive timely instructions (i.e. no later than the deadlines listed
in Schedule A).
RBC Investor & Treasury Services does not offer settlement or custody of equities in Euroclear.
Foreign exchange transactions supporting purchases must be timely (i.e. sufficient funds must be
available in the appropriate currency).
In each market, securities must be held with the agent appointed by RBC Investor & Treasury Services.
RBC Investor & Treasury Services will automatically cancel, and reverse funds, for unmatched trades
that remain outstanding 14 days after contractual settlement date. During this period, clients will
receive daily notification, via S.W.I.F.T., telephone fax or email, of the status of all processed trades,
including the reason for the failed settlement.
In the event that RBC Investor & Treasury Services is unable to process a trade due to incomplete
instructions, the client will be contacted via S.W.I.F.T., telephone, fax or email. RBC Investor & Treasury
Services will automatically cancel instructions up to 14 days after settlement date, subject to local
market practices. Clients are required to re-submit complete and accurate instructions. If a foreign
exchange transaction was included on the back of a trade, RBC Investor & Treasury Services will advise
the client and act on their instructions.
RBC Investor & Treasury Services reserves the right to suspend or amend CSDA policies in the event of
extraordinary difficulties in any market, following notification to clients.
RBC Investor & Treasury Services reserves the right to reverse a CSDA credit, following client
notification if a counterparty does not make payment within five business days.
RBC Investor & Treasury Services reserves the right to suspend CSDA if settlement currency differs from
the currency where securities are domiciled.
RBC Investor & Treasury Services reserves the right to suspend CSDA if trade instructions are
incomplete or unclear.
Dividend Reinvestment Plans (DRIPs) — Canada: RBC Investor & Treasury Services must be instructed
to move physical DRIP securities to the Canadian Depository for Securities (CDS) two days prior to
trading (i.e. T-2).
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule D
Contractual Settlement Date Accounting (CSDA) – Policies
62 of 91
CSDA Excepti ons to Standard CSDA Pol i cy
Argentina Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Australia Yes
Austria Yes
Bahrain Yes
Bangladesh Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Belgium Yes
Bermuda Physical delivery in the market
Bosnia &
Herzegovina
Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Botswana Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Brazil Yes
Bulgaria Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Canada Yes
Chile Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
China (Shanghai) Yes
China
(Shenzhen)
Yes
Colombia Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Croatia Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Cyprus Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Czech Republic Yes
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule D
Contractual Settlement Date Accounting (CSDA) – Policies
63 of 91
CSDA Excepti ons to Standard CSDA Pol i cy
Denmark Yes
Egypt Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Estonia Yes
Euroclear Yes
Finland Yes
France Yes
Germany Yes
Ghana Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Greece Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Hong Kong Yes
Hungary Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Iceland No
India No Sale proceeds are credited on next available date follow ing settlement. Please
contact RBC Investor & Treasury Services for confirmation of actual value.
Indonesia Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Ireland Yes
Israel Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Italy Yes
Japan Yes
Jordan Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Kazakhstan Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule D
Contractual Settlement Date Accounting (CSDA) – Policies
64 of 91
CSDA Excepti ons to Standard CSDA Pol i cy
Kenya Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Kuwait Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Latvia Yes
Lithuania Yes
Luxembourg Yes
Malaysia Yes
Mauritius Yes
Mexico Yes
Morocco Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Namibia Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Nasdaq Dubai
Ltd
Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Netherlands Yes
New Zealand Yes
Nigeria Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Norway Yes
Oman Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Pakistan Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Peru Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Philippines Yes
Poland Yes
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule D
Contractual Settlement Date Accounting (CSDA) – Policies
65 of 91
CSDA Excepti ons to Standard CSDA Pol i cy
Portugal Yes
Qatar Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Romania Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Russia No There is no CSDA in this market.
Saudi Arabia No
Serbia Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Singapore Yes
Slovak Republic Yes
Slovenia Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
South Africa Yes
South Korea Yes
Spain Yes
Sri Lanka Purchase -
Yes /
Sale - No
Sale proceeds are credited on settlement date. Please contact RBC Investor &
Treasury Services for confirmation of actual value.
Sweden Yes
Switzerland Yes
Taiwan Purchase -
Yes /
Sale - No
Sale proceeds are credited on settlement date. Please contact RBC Investor &
Treasury Services for confirmation of actual value.
Thailand Yes
Tunisia Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Turkey No
UAE - Abu Dhabi Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
UAE - Dubai Purchase - Purchases are debited on a contractual basis and Sale proceeds are credited on
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule D
Contractual Settlement Date Accounting (CSDA) – Policies
66 of 91
CSDA Excepti ons to Standard CSDA Pol i cy
Yes /
Sale - No
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Ukraine Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
United Kingdom Yes* Unit Trusts & Oeics - RBC Investor Services Trust w ill be able to offer Contractual
Settlement Date Accounting if instructions are received by SD (10:00). Any
instructions received after this time w ill be deemed late and w ill be subject to ASDA.
Physical Settlement - RBC Investor Services Trust w ill offer "Actual Settlement Date
Accounting".
* UK is partial only in respect of physicals and this is market practice as they can take
w eeks to settle.
United States Yes
Uruguay Yes
Vietnam Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Zambia Purchase -
Yes /
Sale - No
Purchases are debited on a contractual basis and Sale proceeds are credited on
settlement date. Please contact RBC Investor & Treasury Services for confirmation of
actual value.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule E
Proxy Voting
67 of 91
RBC Investor & Treasury Services and Broadridge Financial Solutions, Inc. has established proxy voting
services in the following markets. Internet delivery of meeting announcements, agendas and on-line
voting execution and reporting is provided via Proxy Edge. Instructions must be submitted to Broadridge
no later than 14:00 UK Time on the business day specified below.
Primary market: RBC Investor & Treasury Services and Broadridge will guarantee execution of voting
instructions at all general meetings and extraordinary general meetings provided instruct ions are
received by the stipulated deadline.
Secondary market: RBC Investor & Treasury Services and Broadridge will execute voting instructions
at all general meetings on a best efforts basis.
Country Market
Status
Restri c
ti ons
Agendas
Suppl i e
d
Defaul t
Instructi o
n
Deadl i ne
(busi ness
day s pri or
to
meeti ng)
Power of
Attorney
Requi red
from
Benefi ci al
Owner
Record
Date
Shares
Bl ocked
for
Voti ng
Outcome of
Voted
Resol uti ons
Argentina Primary No Yes 10 Yes43 No Yes19 Yes
Australia Primary Yes Yes 6 No No No No
Austria Primary Yes Yes 8 No Yes No Yes
Bangladesh Primary No Yes 7 No No No Yes
Belgium Primary No Yes 9 Yes40 Yes No Yes
Bermuda Primary No Yes 7 No Yes No No
Bulgaria Primary No Yes 11 Yes30 Yes No Yes
Bosnia &
Herzegovina Secondary Yes Yes 11 Yes27 Yes No Yes
Botswana Secondary18 No Yes 7 No Yes No Yes
Brazil Primary Yes Yes 6 Yes4 No No Yes
Canada Primary Yes1 Yes 7 No Yes No Yes
Chile Primary No Yes 5 No No No Yes
China
(Shanghai) Primary Yes2 Yes 7 No No Yes3 No
China
(Shenzhen) Primary Yes2 Yes 7 No No Yes3 No
Colombia Primary Yes Yes 5 Yes4, 6 No No Yes
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule E
Proxy Voting
68 of 91
Country Market
Status
Restri c
ti ons
Agendas
Suppl i e
d
Defaul t
Instructi o
n
Deadl i ne
(busi ness
day s pri or
to
meeti ng)
Power of
Attorney
Requi red
from
Benefi ci al
Owner
Record
Date
Shares
Bl ocked
for
Voti ng
Outcome of
Voted
Resol uti ons
Croatia Secondary18 No Yes 9 No Yes No Yes
Cyprus Primary No Yes 6 No27 Yes No Yes
Czech Republic Primary No Yes 6 No Yes No Yes
Denmark Secondary18 Yes26 Yes 7 Yes35, 39 Yes No Yes
Egypt Primary Yes Yes 6 Yes Yes27 Yes Yes
Estonia Primary No Yes 3 No Yes27 No Yes
Finland Primary Yes13 Yes 7 No Yes No Yes
France Primary Yes17 Yes 9 No Yes No Yes
Germany Primary No Yes 10 No Yes37 Yes/No12 Yes
Ghana Secondary18 No Yes 6 No Yes No Yes
Greece Primary No Yes 8 No27 Yes No Yes
Hong Kong Primary No Yes 8 No Yes No Yes
Hungary Primary No Yes 12 Yes 4, 31, 38, 41 Yes No Yes
Iceland Primary No Yes 5 Yes Yes No Yes
ICSDs
Primary/
secondary
18
Yes Yes 10 No36 Yes/No Yes/No36 Yes
India Secondary18 Yes 2,9 Yes 10 No No27 No Yes
Indonesia Primary No Yes10 7 No Yes No Yes
Ireland Primary No Yes 6 No No No Yes
Israel Primary No Yes 10 No No No42 Yes
Italy Primary Yes17 Yes 8 No Yes No Yes
Japan Primary16 No Yes 8 No Yes No No
Jordan Primary No Yes 6 No Yes No Yes
Kazakhstan Primary Yes Yes 7 Yes27 Yes27 No Yes
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule E
Proxy Voting
69 of 91
Country Market
Status
Restri c
ti ons
Agendas
Suppl i e
d
Defaul t
Instructi o
n
Deadl i ne
(busi ness
day s pri or
to
meeti ng)
Power of
Attorney
Requi red
from
Benefi ci al
Owner
Record
Date
Shares
Bl ocked
for
Voti ng
Outcome of
Voted
Resol uti ons
Kenya Secondary18 No Yes 10 No Yes No Yes
Latvia Secondary No Yes 5 Yes No No Yes
Lithuania Primary No Yes 7 No Yes No Yes
Luxembourg Primary No Yes 7 No No Yes37 Yes
Malaysia Primary No Yes 6 No No No Yes
Mauritius Primary No Yes 7 No Yes No Yes
Mexico Primary Yes Yes 8 No Yes No Yes
Morocco Primary No Yes 10 Yes30 Yes Yes Yes
Namibia Primary No Yes 6 No No No Yes
Netherlands Primary No Yes 9 No6 Yes No Yes
New Zealand Primary No Yes 5 No No No Yes
Nigeria Secondary Yes Yes 11 No6 Yes No Yes
Norway Secondary Yes 2,20 Yes 8 Yes No No Yes
Pakistan Primary Yes9 Yes 10 Yes34 Yes No Yes
Peru Primary No Yes 5 Yes Yes No Yes
Philippines Primary No Yes 10 No No No Yes
Poland Primary Yes Yes 12 Yes4, 34, 35 Yes No Yes
Portugal Primary No Yes 10 No Yes Yes19 Yes
Romania Primary No Yes 10 Yes30 Yes No No
Russia Primary Yes Yes 9 Yes/No8,4 Yes/No27 No Yes
Serbia Secondary Yes Yes 7 Yes/No27 Yes/No27 Yes/No27 Yes
Singapore Primary No Yes 5 No No33 No Yes
Slovak Republic Secondary18 Yes Yes 5 Yes Yes Yes Yes
Slovenia Secondary18 Yes6 Yes 5 No No No Yes
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule E
Proxy Voting
70 of 91
Country Market
Status
Restri c
ti ons
Agendas
Suppl i e
d
Defaul t
Instructi o
n
Deadl i ne
(busi ness
day s pri or
to
meeti ng)
Power of
Attorney
Requi red
from
Benefi ci al
Owner
Record
Date
Shares
Bl ocked
for
Voti ng
Outcome of
Voted
Resol uti ons
South Africa Primary No Yes 6 No No No Yes
South Korea Primary No Yes 8 No Yes No Yes
Spain Primary Yes/No Yes 7 Yes/No6 Yes No Yes
Sri Lanka Secondary18 No21 Yes 6 No No No Yes
Sweden Secondary18 Yes17 Yes 9 Yes4, 39, 42 Yes No Yes
Switzerland Primary Yes11,13 Yes 10 Yes/No8 Yes Yes Yes
Taiwan Primary No Yes 9 No Yes No Yes
Thailand Primary Yes/No22 Yes 5 No No No Yes
Tunisia Primary No Yes 10 No No No Yes
Turkey Primary Yes13 Yes 10 Yes4 No No Yes
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule E
Proxy Voting
71 of 91
Country Market
Status
Restri c
ti ons
Agendas
Suppl i e
d
Defaul t
Instructi o
n
Deadl i ne
(busi ness
day s pri or
to
meeti ng)
Power of
Attorney
Requi red
from
Benefi ci al
Owner
Record
Date
Shares
Bl ocked
for
Voti ng
Outcome of
Voted
Resol uti ons
UAE- DFM &
ADX Primary
Usually
none.
How ever
in case of
any, it
w ould be
provided in
the
Company
announce
ment.
Yes, as
per
company
announce
ment
17:00 UAE
time, 6
business days
prior to
Issuer/Compan
y deadline date
(w hich is
typically 3
days prior to
meeting date)
Yes34
Yes,
voting
entitlement
is based
on settled
position as
of Record
Date
Entire
trading on
the security
w ould be
suspended
if Meeting is
held during
exchange
trading
hours.
How ever
usually
meetings
are held
post trading
hours.
Meeting results
are announced
by the Company
UAE- Nasdaq
Dubai Primary
Usually
none.
How ever
in case of
any, it
w ould be
provided in
the
Company
announce
ment.
Yes, as
per
company
announce
ment
17:00 UAE
time, 6
business days
prior to
Issuer/Compan
y deadline date
(w hich is
typically 3
days prior to
meeting date)
Yes34
Yes,
voting
entitlement
is based
on settled
position as
of Record
Date
Entire
trading on
the security
w ould be
suspended
if Meeting is
held during
exchange
trading
hours.
How ever
usually
meetings
are held
post trading
hours.
Meeting results
are announced
by the Company
Ukraine Secondary18 Yes Yes 11 No No No Yes
United
Kingdom Primary No Yes 6 No No No Yes
United States Primary Yes1 Yes 4 No Yes ADR’s Only Yes
Vietnam Secondary Yes24 Yes 7 No Yes No Yes25
Zambia Primary No Yes 6 No Yes No Yes
1. V oting res tric tion may apply to foreign inves tors holding shares of companies in s trategic indus try sec tors
(e.g. communication, banking transportation, and mining)
2 . Re-regis tration required in to the benefic ial owner name for voting
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule E
Proxy Voting
72 of 91
3. Suspended from the date of the meeting until date of the meeting results announcement
4 . Power of A ttorney is required from the c lient. A dditional documentation = Notarized in Language. V alid by date
& Years . C ert of ownership. A ppos tille. Legalized and cons ularized by Market requirements
5 . Foreign ownership is res tric ted to 49% of any one company
6 . Power of A ttorney is required if c lient wishes to attend meeting
7 . Shares are blocked if the resolution is expec ted to effec t the market price
8 . Determined on an individual company bas is
9 . Phys ical attendance only
10. A minimum of 100 shares is required to exerc ise voting rights depending on the individual company
11. Fill voting rights on Bearer shares only
12. Regis tered securities only
13. Re-regis tered into the benefic ial owner name
14. Foreign inves tors can only vote on Limited foreign s tatus shares
15. O nly if the benefic ial owner attends
16. Japanese V oting Season = Broadridge operates an enrolment program. Enrolment equates to default of “V O TE
WITH MA NA GEMENT”. V oting ins truc tions are only required if c lients DO NO T WISH TO V O TE WITH
MA NA GEMENT or if c lients WISH TO A BSTA IN. I f ins truc tions are not sent to Broadridge, the v ote will be
cas t as the default
17 . Market rules : The companies must know who the Benefic ial owner is for each account and for multiple accounts
a breakdown of each benefic ial owner name and address is required with the share pos ition. This information is
MA NDA TO RY otherwise the vote will not be accepted
18. Difficult to vote in these markets . (BEST EFFO RTS O NLY )
19. Blocked on receipt of voting ins truc tions until the day after the meeting
20. V oting res tric tion apply on “B”. Full voting rights on “A ” shares
21 . V oting is conduc ted by a show of hands unless a poll is spec ifically demanded. A poll can be demanded before
or on the dec laration of the result of the show of hands
22. Foreign inves tors can only vote on limited foreign s tatus shares
23. Shares are blocked for voting until after the meeting date by markets rules
24. P roxy voting service is available for all s c ripless shares held with the central depos itory. C lients can vote o n
all or part of their holdings
25. A ccording to current regulations , the resolution of the shareholders ' meeting must be reported to the State
Securities C ommiss ion, the Securities T rading C enter (STC ) within 24 hours after the event and announced to
public on the STC communication
26. To vote all shares must be regis tered in the benefic ial owners name and the meeting attended by an appointed
representative
27. C ompany Spec ific
28 . Required for bearer and dematerialised shares
29. O nly if benefic ial owner attends
30. Meeting spec ific
31 . Where a PO A is completed by a T rus tee on behalf of the regis tered inves tor, legali sed supporting
documentation (trus t agreement) must be attached to certify the relationship between tru s tee and regis tered
shareholder
32. Exception on non-regulated markets e.g A lternext in Belguim
33. Pos itions must be in accounts 72 hours before meeting date
34. PO A to be c reated upon account opening and sent direc tly to subcus todian
35. PO A has no expiry unless spec ified or withdrawn
36. C ould be Market spec ific (Euroc lear)
37 . Bearer shares only
38. PO A valid for one year
39. PO A valid for (up to) three years
40. PO A can be c reated for a s ingle meeting only
41. Five to s ix original copies of PO A 's required
42. Bonds are blocked
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule E
Proxy Voting
73 of 91
43. Evergreen P ower of A ttorney's must be is sued by the benefic ial owner to his local legal representative and from
him to the local cus todian and are valid until revoked. Both the benefic ial owner and his local legal
representative must be regis tered before the public regis try of commerce to make their attendance to the
meetings poss ible and their votes valid. P oA must be notarized and apos tilled or consularized.
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the
provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this
Schedule E will take precedence over the provisions in this Schedule E.
NB - Market Disclosure Laws
Respecting and safeguarding the confidentiality of our clients' personal, business and financial
information is fundamental to the way we do business.
As you may be aware, local regulations and disclosure laws in foreign markets often oblige registered
holders to disclose information concerning the identity of beneficial owners of assets. Failure to disclose
this information when required may have consequences, including loss of voting rights, constraints on
the disposition of shares and banning of dividend payments. RBC Investor & Treasury Services and/or its
subcustodian banks are often recorded as the registered or nominee holder of investments on behalf of
its clients.
In recent months we’ve noticed an increase in requests for beneficial owner information and we want to
ensure clients are aware of RBC Investor & Treasury Services' standard procedure for disclosure
requests.
When RBC Investor & Treasury Services receives a written request for beneficial owner information from
a security issuer or its agent, which includes reference to local regulations or rules that require the
release of such information, we will provide the required information. This may include the disclosure of
information concerning the identity of clients or beneficial owners to our subcustodians, local securities
depositories, issuers or issuers appointed agents.
We want to assure you that RBC Investor & Treasury Services will only provide information that we
reasonably believe is required to comply with obligations imposed by laws or regulations.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule F
Contractual Income Service
74 of 91
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the
provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this
Schedule F will take precedence over the provisions in this Schedule F.
RBC Investor & Treasury Services’ Contractual Income Service (CIS) ensures that interest and dividend
income is credited to client accounts on the payment date, regardless of whether RBC Investor &
Treasury Services has received the funds.
Clients have the option to receive a S.W.I.F.T. MT564 (pre-notification of income details) within 24 hours
of announcement and on ex-date. An automatic advice confirming income details is generated and
transmitted by fax or mail. From pay date –5 to pay date, clients can also elect to receive a S.W.I.F.T.
MT566 (confirmation of event) to confirm payment.
There are currently 36 markets in the Contractual Income Service. These are:
Australia
Austria
Belgium
Botswana
Canada
Chile
China-Shanghai
China-Shenzhen
Colombia
Czech Republic
Denmark
Euroclear *
Finland
France
Germany
Hong Kong (HKD only)
Indonesia
Ireland
Israel
Italy
Japan
Luxembourg
Mexico
New Zealand
Norway
Poland
Portugal
Singapore
South Africa
South Korea
Spain
Sweden
Switzerland
United Kingdom
United States
Uruguay
* Contractual Income for bonds that are rated by Standards and Poor and Moody's above BBB that are
held in Euroclear, is dependent on the security's underlying domicile appearing in the above list of
countries and also on whether it is an instrument that falls into the below listed types of payments that
are not included in the CIS. All other payments will receive income proceeds upon receipt of payment.
CIS payments will include the following:
Interest and Dividend income on securities held in the above listed countries. Entitlement is
calculated in line with the market practice for each country.
Income on market claims relating to receipt / delivery verses payment (RVP / DVP) trades.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule F
Contractual Income Service
75 of 91
CIS payments will exclude the following:
Physically held securities
Income on securities held outside of their country of origin i.e. cross border securities.
Income on American Depository Receipts (ADRs), Global Depository Receipts (GDRs), Floating Rate
Notes, Asset Backed Securities, Mortgage Backed Securities, Sinking Funds, Unit Trusts and
Warrants (WARR).
Income where the receipt currency is not the normal currency for the market, e.g. a UK security paying
in USD. This will include income resulting from optional currency dividends whereby the elected
currency is not the normal currency for the market.
Income on equities held in Euroclear.
Income on fixed income issues held in Euroclear whereby the country of incorporation is not one of the
above listed countries.
Income on issues that RBC Investor & Treasury Services knows to be in default.
Income on market claims relating to receipt / delivery verses payment (RVP / DVP) trades in Japan,
Czech Republic and Uruguay where market claims are not recognised.
Income on market claims relating to cum RVP trades where the trade instruction is received on, or
after, the income payment date. Income on these trades will be paid on, and with value of, the day
following input into RBC Investor & Treasury Services' custody system.
Market claims on Free of Payment receipts settled after record date and Free of Payment deliveries
settled before record date.
Payment where RBC Investor & Treasury Services has not received any notification from the local sub-
custodian and has been unable to validate the payment details from two independent sources.
Market claims in Euroclear.
RBC Investor & Treasury Services reserves the right to reverse CIS payments in the following
situations:
Where the actual amount received from the paying company / agent differs from the amount paid
under the CIS.
Where the payment company cancels or fails to make payment.
Where the payment has not been received for a period of five working days after the announced
payment date for all markets, except UK and Ireland for which a period of 21 days applies.
In the case of market claims where the claim has not been settled for a period of 10 days after the
income payment date.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule G
Foreign Institutional Investor (FII)
Market Entrance Requirements
76 of 91
FII/Segregated account structure
For the markets listed below, please contact your RBC Investor & Treasury Services Service Assurance
Manager before making portfolio investments.
Argentina
Bahrain
Bangladesh
Bosnia & Herzegovina
Brazil
Bulgaria
Chile
China
Colombia
Croatia
Cyprus
Egypt
Greece
Hong Kong Connect
Hungary
India
Indonesia
Israel
Japan
Jordan
Kazakhstan
Kuw ait
Malaysia*
Mauritius
Nigeria
Oman
Pakistan
Peru
Poland
Qatar
Romania
Russia
Saudi Arabia
Serbia
Slovakia
Slovenia
South Korea
Sri Lanka
Taiw an
Tunisia
Turkey
UAE
Ukraine
Vietnam
Some local authorities require foreign institutional investors to submit applications, and obtain prior
approval, before making investments. Other markets may require segregated accounts. Application
documents and procedures vary widely and are subject to frequent change.
*For those clients who would like to invest in non-exchange traded fix income securities (including
government bonds), please contact your RBC Investor & Treasury Services Client Manager before making
portfolio investments.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule G
Foreign Institutional Investor (FII)
Market Entrance Requirements
77 of 91
Omnibus account structure
Omnibus accounts are opened for the markets listed below. RBC Investor & Treasury Services has several
omnibus accounts opened with our subcustodians, the correct account to use is dependent on the tax
status and nationality of clients.
For the markets listed below, please contact your RBC Investor & Treasury Services’ Service Assurance
Manager before making portfolio investments.
Austria Hong Kong Philippines
Australia Iceland Portugal
Belgium Ireland Singapore
Bermuda Italy South Africa
Botswana Japan Spain
Canada Kenya Sweden
Clearstream Latvia Switzerland
Czech Rep Lithuania Thailand
Denmark Malaysia UK
Estonia Morocco Uruguay
Euroclear Mexico USA
Finland Namibia Zambia
France Netherlands
Germany New Zealand
Ghana Norway
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule H
Designated Markets
78 of 91
The following markets are considered Designated Markets, as defined by the custody agreement, until
further notice from RBC Investor & Treasury Services.
This list of Designated Markets replaces any earlier lists of Designated Markets between RBC Investor
& Treasury Services and the client.
Argentina
Bosnia & Herzegovina
Nigeria
Pakistan
Russia
Serbia
Ukraine
Uruguay
Vietnam
Please contact your RBC Investor & Treasury Services Client Service Manager before making portfolio
investments in these markets.
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
79 of 91
MiFID II Investor Protection – Disclosure of third party market participants known to hold liens (créances privilégiées), security interests (sûretés)
or rights of set-off (droit de compensation) (“Liens”) over client custody assets.
In addition to any security interest granted by the Client in favour of RBC Investor & Treasury Services (RBC I&TS) in accordance with the Client’s custody
agreement third party agents acting on behalf of RBC I&TS (including subcustodians and central securities depository) may also hold a Lien over the
Client’s assets, where required by the applicable law of the local market and/or as provided in the applicable agreement between RBC I&TS and the relevant
third party agent.
With respects to the aforementioned and the obligation for firms providing services as a global custodian within the jurisdiction of the MiFID II rules, RBC
I&TS has undertaken a complete review of all markets within which it operates as global custodian and created a consolidated list of any known Liens held
by a third party agent market participant within the RBC I&TS global custody network.
Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Austria OeKB CSD GmbH OCSDATWWXXX N N
There is no lien for CSD by operation of law .
How ever, there is a statutory retention right of the
creditor betw een the Austrian Subcustodian and
the Global Custodian, claims originating from the
deposited Securities. These can typically be
w aived by contract.
UniCredit Bank Austria AG BKAUATWWXXX Y
Australia
Austraclear Limited ACLRAU2S N N
HSBC Bank Australia
Limited HKBAAU2S Y
ASX Settlement PTY
Limited CAETAU21 N N
Argentina Caja de Valores S.A.
(CVSA) CAVLARBA N N
No lien but CSD could have a w ithholding right for
custody fees, administration expenses. This right
may be contractually w aived.
Citibank N.A. Argentina
Branch CITIUS33ARR Y
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
80 of 91
Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Bahrain Bahrain Bourse BAHBNB1 Y N HSBC Bank Middle East
Limited BBMEBHBX Y
Bangladesh
Central Depository
Bangladesh Limited N N No Lien for CSD.
Subcustodian may impose a lien over all Securities
in its possession in the course of dealing as a
bank. Such liens can be excluded by contract,
express or implied.
Standard Chartered
Bank SCBLBDDX Y
Central Bank of
Bangladesh BBHOBDDH N N
Belgium
Euroclear Belgium
(ex-CIK) CIKBBEBB Y Y
BNP Paribas Belgium PARBFRPPXXX Y The Banque
Nationale de
Belgique/Nationale
Bank van België
NBBEBEBB Y Y
Bosnia &
Herzegovina
Registry of
Securities in FBH N N
Hub through UniCredit
Bank Austria AG BKAUATWW Y
Central Registry of
Securities in RS N
Bermuda Bermuda Securities
Deository BMSDBMHM N N
HSBC Securities
Services BBDABMHM Y
Botswana
Central Securities
Depository Company
of Botsw ana
XBOTBWG1 Y See
Comments*
* While the law s of Botsw ana do not clearly
specify it and because of the nature of the CSDB
w hich is solely a depository of Securities in
electronic formats, B&M is of the opinion that the
CSD w ould have no rights or liens on the
Standard Chartered
Bank Botsw ana Ltd SCHBBWGX N
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Bank of Botsw ana BBOTBWGX Y See
Comments*
Securities placed in its custody other than w ith
respect to fees.
Brazil
B3 Brasil, Bolsa e
Balcao CETIBRR1XXX N N
BNP Paribas Securities
Services BNPABRSPB2S Y
B3 Brasil, Bolsa e
Balcao CLCBBRRJXXX N N
Special Settlement
and Custody System
(SELIC)
SSCSBRR1XXX N N
Bulgaria
Tzentralen Depozitar
AD (CD AD) CEDPBGS1 N N
UniCredit Bulbank AD UNCRBGSF Y Bulgarian National
Bank BNBGBGSFPRM N N
Canada
The Canadian
Depository for
Securities Limited
CDSLCATT N N
There is no lien for CSD, how ever, it w ould have
right to retain for unpaid fees w hereas
Subcustodian w ould have an equitable right of
set-off.
RBC Investor & Treasury
Services ROYCCAT2 Y
Chile Depósito Central de
Valores S.A. (DCV) DCVVCLRM N N
How ever, CSD may retain a deposit as security
for an ow ner’s debts w here it secures a lien for
the reimbursement of expenses the depository
incurred in connection w ith the conservation of
the deposit.
Banco de Chile (Citibank
N.A.) CITIUS33SAN Y
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MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
China
(Shenzhen)
China Securities
Depository and
Clearing Corporation
Limited
SSCCCNS1 N N HSBC Bank (China)
Company Limited HSBCCNSHSZN Y
China
(Shanghai)
China Securities
Depository and
Clearing Corporation
Limited
SSCECNS1 N N HSBC Bank (China)
Company Limited HSBCCNSH Y
Colombia
Deposito
Centralizado de
Valores (DECEVAL)
DCVDCOB1 N N
Cititrust Colombia S.A. CITIUS33COR Y
Deposito Central de
Valores (DCV) DCVCCOB1 N N
Croatia
Sredisnja
Depozitarna
Agencija d.d.
SDAHHR22 Y Y
The CSD can charge unpaid fees and f ines
through the clearing and settlement system. It is
not possible to exclude this right by agreement
Hub through UniCredit
Bank Austria AG BKAUATWW Y
Cyprus
Cyprus Stock
Exchange - Clearing
and Settlement
XCYSCY2N N N HSBC Bank plc MIDLGRAAGSS Y
Czech
Republic
Czech National Bank
(TKD System) CNBACZPP N N
UniCredit Bank Czech
Republic and Slovakia,
a.s.
BACXCZPP Y
UNIVYC PLC UNIYCZPP N N
Denmark VP A/S - the Danish
Securities Centre VPDKDKKK N N Danske Bank A/S DABADKKKCUS Y
Egypt
Misr for Clearing,
Settlement and
Depository
MCSDEGCA N N
CSD w ould have a right of set-off against the
assets it holds for the relevant Customer for
unpaid amounts.
Citibank N.A. Egypt CITIEGCX Y
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For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Central Bank of
Egypt CBEGEGCX N N
Estonia NASDAQ CSD SE LCDELV22XXX N N No lien for CSD. How ever, CSD w ould have a right
to retain Securities for unpaid fees. Sw edbank AS HABAEE2XXXX Y
Euroclear Euroclear Bank MGTCBEBE N See
Comments*
*Depends on the market in w hich the service is
being performed. Euroclear Bank MGTCBEBE N
Finland Euroclear Finland APKEFIHH N N Nordea Bank AB (publ) NDEAFIHH Y
France Euroclear France (Ex
Sicovam) SICVFRPP N N Deutsche Bank AG DEUTNL2AXXX Y
Germany Clearstream Banking
Frankfurt DAKVDEFF Y N Deutsche Bank A.G. DEUTDEFFCUS Y
Ghana Central Securities
Depository Ltd BAGHGHAC N N
There is no lien for the CSD. The CSD can,
how ever, suspend a Depository Participant’s
account for unpaid fees.
Standard Chartered
Bank Ghana Ltd SCBLGHAC N
Greece ATHEX CSD HCSDGRAA Y Y
HSBC Bank PLC Greece MIDLGRAAGSS N
Bank of Greece BNGRGRAASSS Y Y
Hong Kong
Hongkong Securities
Clearing Company
Limited (Hongkong
Clearing)
XHKCHKH1 N N
There is no lien for CSD, how ever, the HKSCC
may have a right to set-off amounts due and/or to
retain property or assets. Standard Chartered
Bank (Hong Kong)
Limited
SCBLHKHH
Y
Central
Moneymarkets Unit
(CMU) Hong Kong
Monetary Authority
HKMAHKHH N N
Accounts at the CMU may be frozen in the event
of Subcustodians’ insolvency so that Securities
held through CMU for the Global Custodian cannot
be transferred.
Hungary
Központi
Elszámolóház és
Értéktár Rt (KELER)
KELRHUHB Y N UniCredit Bank Hungary
Zrt. BACXHUHB Y
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For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Iceland NASDAQ CSD
Iceland ICSDISR1 N N Íslandsbanki hf. GLITISRE Y
Italy Monte Titoli spa MOTIITMM Y N BNP Paribas Securities
Services PARBITMMXXX Y
India
National Securities
Depository Ltd.
(NSDL)
NSDLINB1 N N The Hong Kong and
Shanghai Banking
Corporation Limited
HSBCINBB Y
The Reserve Bank of
India (RBI) RBISINBB N N
Indonesia
PT Kustodian Sentral
Efek Indonesia
(KSEI)
KSEIIDJA N N
A CSD is entitled to retain assets on deposit until
all payments, such as custodian services fees,
associated w ith its custody of the assets have
been made.
Standard Chartered
Bank SCBLIDJXXXX Y
Bank Indonesia INDOIDJA Y N
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule I
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Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Ireland
Euroclear UK and
Ireland LTD
(previously know n
as CRESTCO LTD)
CRSTGB22 N N
Irish dematerialized Securities are held by
Subcustodians in accounts maintained w ith the
English-incorporated Securities Depository
(Euroclear UK and Ireland Ltd., "EUI"), w hich
operates a settlement system (CREST) in the
United Kingdom w hich is not examined for the
purposes of this section in the Legal Opinion.
It is w orth, how ever, noting that Rights in the
nature of security interests, liens etc w ould
typically arise as a matter of contract. To the
extent that implied liens might arise, these can be
w aived by the relevant party in favour of w hom
they arise. Such implied liens might arise if the
Irish courts, by analogy w ith a stockbroker’s or
similar lien, w ere to imply a lien in favour of a
Subcustodian or Securities Depository.
In the case of Lehman Brothers International
(Europe) (in administration) [2012] EWHC 2997
(Ch) (of persuasive but not binding authority for
the Irish courts), it w as accepted by the parties
that a general lien, w hen used in the strict sense,
can only be over “tangibles and old-fashioned
certif icated securities” and not over intangibles
such as bank accounts and dematerialised
securities. Accordingly, any security w hich a
party w ished to take over intangible assets w ithin
the custody chain should, as a matter of Irish law ,
be taken by w ay of a charge or mortgage (such a
charge may then be registrable under Irish
company law ). Failure to register a charge, w ill
render the charge void.
RBC Investor Services
Trust RTBSGB2L Y
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
86 of 91
Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Euroclear Bank on
behalf of Central
Bank of Ireland
N N See above
Israel TASE Clearing house XTAEILIT N N Citibank N.A Israel CITIILIT Y
Japan
Japan Securities
Depository Centre
(Jasdec)
JJSDJPJT N N Citibank N.A., Tokyo
Branch CITIJPJT Y
The Bank of Japan BOJPJPJT N N
Jordan
Securities
Depository Center
(SDC)
SEDCJOA1XXX N N
[To the extent that the Global Custodian or its
Customers are not members of the SDC, the SDC
w ould not have no lien or claim on assets of the
Global Custodian or its Customers]
Standard Chartered
Bank, Jordan Branch SCBLJOAX Y
Central Bank of
Jordan CBJOJOAX N
Kazakhstan
The Central
Depository of
Securities
CEDUKZKA N N JSC Citibank Kazakhstan CITIKZKA Y
Kenya
Central Bank of
Kenya - CDS CBKEKENX N N
Standard Chartered
Bank Kenya SCBLKENX Y Central Depository
and Settlement
Corporation
XNAIKEN1 N N
Kuwait Kuw ait Clearing
Company S.A.K. KCCKKWKW Y Y
HSBC Bank Middle East
Limited HBMEKWKW Y
Latvia NASDAQ CSD SE LCDELV22XXX N N Sw edbank AS HABAEE2XXXX Y
Lithuania NASDAQ CSD SE LCDELV22XXX N N
Lien not automatically applicable by operation of
law , how ever a lien can arise as a result of a
court order.
Sw edbank AS HABAEE2XXXX Y
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Schedule I
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87 of 91
Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Luxembourg LuxCSD S.A LUXCLULL Y Y
Euroclear Bank MGTCBEBE Y VP LUX VPLULULLXXX Y Y
Malaysia
Bank Negara
Malaysia BNMAMYKL N N
Standard Chartered
Bank Malaysia Berhad SCBLMYKX Y
Malaysian Central
Depository Sdn Bhd MCDSMYK1 N N
Mauritius
Central Depository &
Settlement Co. Ltd CEDTMUM1 Y Y
The Hongkong and
Shanghai Banking
Corporation Limited
HSBCMUMU Y
Bank of Mauritius BOMMMUPL Y
Mexico S.D. INDEVAL, S.A.
DE C.V. (INDEVAL) INDEMXMM N N
Citibanamex Securities
Services CITIUS33MER Y
Morocco Maroclear MAROMAM1 N N
Societe General
Marocaine de Banques
(SGMB)
SGMBMAMC Y
Namibia Bank of Namibia CBKNNANX Y
No CSD in Namibia. There is a lien in for
subcustodians. Standard Bank of South
Africa SBNMNANXXX Y
Nasdaq
Dubai Ltd Nasdaq Dubai DFMTAEA1 N
HSBC Bank Middle East
Limited BBMEAEAD Y
Netherlands Euroclear
Nederlands NECINL2A N N
BNP Paribas Securities
Services PARBFRPPXXX Y
New Zealand
New Zealand Central
Securities
Depository
RBNZNZ22 Y Y
The Hongkong and
Shanghai Banking
Corporation Limited
HSBCNZ2A Y
Nigeria
Central Securities
Clearing System Ltd
(CSCS)
CSCYNGLA Y Y In limited circumstances
Citibank Nigeria Limited CITINGLA Y
CENTRAL BANK OF
NIGERIA CBNINGLA Y
Terms & Conditions for Global Custody
For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
88 of 91
Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Norway Verdipapirsentralen
(VPS) VPSNNOKK N N DNB Bank ASA DNBANOKC Y
Oman
The Muscat
Depository and
Securities
Registration
Company
MDSROMR1 Y Y In limited circumstances HSBC Bank Oman
S.A.O.G. BBMEOMRX Y
Pakistan
Central Depository
Company of Pakistan
Ltd.
CDCPPKK1 Y Y
Deutsche Bank A.G. DEUTPKKA Y
The State Bank of
Pakistan SBPPPKKA Y Y
Peru
Caja de Valores y
Liquidaciones
(CAVALI ICLV S.A.)
CVLIPEPL N N Citibank del Peru S.A. CITIUS33LIM Y
Philippines
Philippine Depository
and Trust
Corporation
PHCDPHM1 Y Y Standard Chartered
Bank SCBLPHMM Y
Poland
Krajow y Depozyt
Papierow
Wartosciow ych
KDPWPLPW N N There is a lien for subcustodian.
Bank Polska Kasa Opieki
S.A PKOPPLPWCUS Y Rejestr Papierów
Wartościow ych
(National Bank of
Poland)
NBPLPLPW N N
Portugal Interbolsa IBLSPTPPXXX N N BNP Paribas Securities
Services PARBFRPPXXX Y
Qatar
Qatar Central
Securities
Depository
QNBAQAQXXX N N HSBC Bank Middle East
Limited BBMEQAQX Y
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For Clients serviced the United Kingdom & Australia JUNE 15, 2018
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
89 of 91
Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Romania
Depozitarul Central
S.A. DECNROBU Y Y BRD - Groupe Societe
Generale BRDEROBUTIT Y
National Bank of
Romania NBORROBS Y Y
Russia National Settlement
Depository (NSD) NADCRUMM N N
Societe Generale,
Rosbank RSBNRUMMCUS Y
Saudi Arabia
Securities
Depository Center
Company
TSSMSAR1 N N HSBC Saudi Arabia SABBSARI Y
Serbia
Central Securities
Depository and
Clearing House
CSDERSB1 N N Hub through UniCredit
Bank Austria AG BKAUATWW Y
Singapore
The Central
Depository (Pte)
Limited (CDP)
CDPLSGSG N N
DBS Bank Ltd DBSSSGSGIBD Y The Monetary
Authority of
Singapore
MASGSGSM N N
Slovak
Republic
CENTRALNY
DEPOZITAR
CENNYCH
PAPIEROV SR, A.S.
CSDSSKBA N N
UniCredit Bank Czech
Republic and Slovakia,
a.s.
UNCRSKBXXXX Y
Slovenia
KDD Central
Securities Clearing
Corporation
KDDSS122 N Hub through UniCredit
Bank Austria AG BKAUATWWXXX Y
South Africa STRATE Ltd STRAZAJJ N N
Société Générale SOGEZAJJ Y
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Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
90 of 91
Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
South Korea Korea Securities
Depository KSDCKRSE N N
B&M is unaw are of any such right. How ever, in
the event of the Subcustodian’s bankruptcy, the
Depository may impose restrictions on the return
of Securities or the transfer of Securities to other
accounts.
The Hongkong and
Shanghai Banking
Corporation Limited
HSBCKRSE Y
Spain Iberclear IBRCESMMXXX Y Y Banco Inversis S.A. INVLESMMXXX Y
Sri Lanka
Central Depository
Systems (Pvt) Ltd
(CDS)
CDSPLKLC N N There is a lien for subcustodian. The Hong Kong and
Shanghai Banking
Corporation Limited
HSBCLKLX Y
Central Bank of Sri
Lanka CBCELKLS N N
Sweden Euroclear Sw eden VPCSSESS N N Skandinaviska Enskilda
Banken (AB) publ ESSESESS Y
Switzerland
SIS -
SEGAINTERSETTLE
AG
INSECHZZ Y Y Credit Suisse AG CRESCHZZ80A Y
Taiwan
TAIWAN
DEPOSITORY AND
CLEARING CORP
TDCCTWTP N N HSBC Bank (Taiw an)
Limited HSBCTWTP Y
Central Bank of
China CBCTTWTP N N
Thailand Thailand Securities
Depository Co., Ltd. TSDCTHBK N N
Standard Chartered
Bank (Thai) Pcl SCBLTHBX Y
Tunisia Tunisie Clearing STICTNT1 Y Y
Societe Generale
Securities Service UIB
Tunisia
UIBKTNTTXXX Y
Turkey Central Bank of
Turkey TCMBTR2A Y Y Citibank A.S. CITITRIX Y
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Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
91 of 91
Central Securities Depositories Subcustodians
Market CSD Name CSD BIC / SWIFT CSD Lien Required
by law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Merkezi Kayit
Kurulusu A.S. MKKCTRIS Y Y
UAE – Dubai Dubai Financial
Market DIFXAEAA N N
HSBC Bank Middle East
Limited BBMEAEAD Y
UAE – Abu
Dhabi
Abu Dhabi Securities
Market ADSEAEA1 N N
Ukraine
National Depository
of Ukraine (NDU) NADUUAUK Y Y
PJSC Citibank CITIUAUK Y National Bank of
Ukraine (NBU) NBUAUAUX Y Y
Uruguay Banco Central del
Uruguay CBCUUYMM N N Banco Itaú Uruguay S.A. ITAUUYMM Y
United
Kingdom
Euroclear UK and
Ireland LTD
(previously know n
as CRESTCO LTD)
CRSTGB22 Y Y
RBC Investor & Treasury
Services RTBSGB2L N/A
United
States
The Depository Trust
Company (DTCC) DTCYUS33 N N
The Bank of New York
Mellon RTBSGB2LXXX Y
Federal Reserve
Bank (FED) FRNYUS33 N N
Vietnam Vietnam Securities
Depository VISDVNV1 N N
HSBC Bank (Vietnam)
Ltd HSBCVNVX Y
Zambia
LuSE Central Shares
Depository LCSDZML1 Y N
Standard Chartered
Bank Zambia PLC SCBLZMLX Y
Bank of Zambia BAZAZMLU Y N