PEOPLE. PASSION.

EXCELLENCE.

>Tavant Technologies:Your Expert Partner for (best-shore)OutsourcedIT Services to the Capital Markets Industry

www.tavant.com/capitalmarkets

Tavant Proprietary & Confidential

Some of our Offerings:-> Rich Internet Applications - Develop compelling front-end trading

applications delivered through an internet browser using advanced techniques in HTML5

> Social Media offerings - Seamlessly integrate social media paradigms with a capital markets functionality (sentiment analysis, social collaboration, crowd sourcing)

> Gamification Mechanics - Apply game-design abstractions to your capital market services and offerings and make your platform extremely engaging to your customers

> Mobile Apps - Trade anywhere, anytime and on any platform

> Complex Event Processing - Deploy Risk management, Analytics and Smart Order Routing platforms

Tavant Proprietary & Confidential

Some of our Offerings:-> Algorithmic Trading - Implement high-frequency and low latency

algorithms for capturing alpha and optimizing market execution

> Big Data -Understand the value of your existing data and mine it effectively or deploy solutions that fit your need

> Cloud Computing - Take your applications to the secure cloud and use your resources using the most productive strategy

> Regulatory Compliance - Ease your way into regulatory compliance for the reform acts of today (Dodd-Frank) and the future

> Independent Testing Services - Test any and all systems and applications using techniques that are custom-fit for capital markets firms

3

Tavant Proprietary & Confidential

Capital Markets Offerings>RIA transformation

—Real-time, Streaming, Interactive, Seamless, Contextual, Individualized, Multimodal, Visual

>Social networking transformation—Rich collaborative communities—Oasis/Marketplaces for sharing and learning—Forums, Blogs, RSS Feeds, IM/Chat, Tags, Folksonomies,

Podcasts/Webinars, Mashups, Geo-coding

Tavant Proprietary & Confidential

Tavant Proprietary & Confidential

Rich Internet Application Design>Develop Advanced browser-based User Interfaces with the

following characteristics— Zero footprint— Real-time— Streaming— Interactive— Contextual— Multimodal— User configured & customized

>Deliver the power of native desktop applications through the ubiquitous thin client (the internet browser)

Tavant Proprietary & Confidential

Tavant Proprietary & Confidential

Social Networking & Media>Seamlessly mesh Social Networking & Media paradigms

with your Trading systems— Add Birds-of-a-Feather communities, Leader Boards, Rankings, Forums,

Blogs, and collaborative tools— Add automated Follow-the-Trader features— Integrate Facebook, Stocktwits, Youtube and other feeds to your trading

dashboard — Add Sentiment analysis and community rankings of Securities through

Tradepop

Tavant Proprietary & Confidential

Tavant Proprietary & Confidential

Gamification> Gamification is “the integration of Game Mechanics to non-game

environments such as Trading to increase investor/trader engagement, loyalty and fun”

> Add Game Mechanics to your Trading System: For example, give out Badges/Titles/Awards & Achievements (commission-free Trades or free stock) for attaining higher levels of play (trading in complex options) within a specific Quest or Discovery (trading strategy)

> Quantify the success of your Gamification techniques by measuring stickiness metrics: levels of engagement, loyalty, user-generated content, time spent, and virality

Gamification is “The integration of Game Mechanics to non-game environments such as Trading

to increase investor/trader engagement, loyalty and fun”

Tavant Proprietary & Confidential

Gamification Examples> Collecting friends on Facebook, Twitter or LinkedIn

> Gathering Badges in Foursquare

> Leveling up in “My Starbucks Rewards”

Tavant Proprietary & Confidential

Tavant Proprietary & Confidential

Mobile Trading> Develop Mobile Trading “extensions” for your Trading System

once and deploy to all handheld devices and smartphones:— Apple iOS (iPhone/iPad)— Google Android— RIM BlackBerry

> Develop mobile-friendly applications not mirror your website functionality

> Allow your customers to trade anywhere, anytime, on any platform

Tavant Proprietary & Confidential

Tavant Proprietary & Confidential

Tavant Proprietary & Confidential

Complex Event Processing> Implement Real-time Event Processing techniques with your

retail brokerage platforms or your institutional trading systems:—Algorithmic Trading Strategies—Real-time Risk Management & Analytics—Smart Order Routing—Real-time Customer interaction monitoring—Real-time Alerts identification & notification

Tavant Proprietary & Confidential

Tavant Proprietary & Confidential

Business Intelligence> Implement Business Intelligence techniques (traditional and

real-time) with your Trading system’s data repositories to:—Discover customer behavior patterns vis-à-vis your trading tools to

boost conversions and brand loyalty—Find cross-sell and up-sell opportunities—Perform clickstream analysis of your web and mobile offerings—Monitor firm-wide and user-related risks—Perform regulatory compliance monitoring & reporting

Tavant Proprietary & Confidential

Key Differentiators

>Capital Markets domain certified QA team

>Layered, multi-pronged approach to testing Trading applications

>Mobile Trading Solutions Testing

>Test Harness to test complex order vetting rules and margins calculations

>In-house Stubs & Drivers to test trading application tools and widgets

>Frame-work based test automation

>Statistical approach to test management

>In-depth understanding of complianceRegulations – e.g.. FINRA, Reg-T, OATS

Capital Markets Domain Centric QA/Testing

Tavant Proprietary & Confidential

Real-time data delivery through true asynchronous server-to-browser push

Standard browser using AJAX, Flex, or regular HTML interfaces

Bandwidth and network congestion management (depends of platform chosen)

Highly scalable and fault-tolerant architectures Experience with Open Source and Commercial

platforms: Lightstreamer, Grizzly, Tavant Streaming Server, Adobe LifeCycle DS

Parallel execution of continuous queries on real-time streaming data

Multiple input and output adapters for highly configurable and complex environments

Natural fit for Smart routing, Algorithmic trading, VWAP calculations, Trade triggers and Alerts.

Process massive amounts of Real-time data (millions of events/sec) and Historical data in one platform

Real-time filtering, aggregation, complex computations, correlation across multiple streams, and event pattern analysis

Experience with Open Source and Commercial platforms: Esper, Streambase, Aleri, etc.

Technical Expertise: Key Enabling Technologies

> Complex Event Processing> Server Push Technologies

PEOPLE. PASSION.

EXCELLENCE.

>Thank You!

Contact Us:-

W: www.tavant.com/capitalmarkets

E: bizdev@tavant.com

T: (866) 9- TAVANT