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The top documents tagged [sec release]
ACCOUNTING & FINANCE School of ACCOUNTING & FINANCE School of Price Inflation Due to the 2008 SEC Short-Sale Ban Lawrence E. Harris University of Southern
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Insulin technique: simpler
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It's Not Just GAAP! Stock Brokers Update: What You Need To Know
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ACCOUNTING & FINANCE School of ACCOUNTING & FINANCE School of Price Inflation Due to the 2008 SEC Short-Sale Ban Lawrence E. Harris University of Southern
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Grant Provided by: February 15, 2012 | Slide 1 present STA’s 2012 Regulatory Dashboard & Large Trader Reporting Update Jim Toes President & CEO Security
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© Tim Voorhees, JD, MBA 1996-2005 1 Session G – Overcoming Regulatory Obstacles
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STA Trading Issues Committees
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William Daly, Regional Bond Dealers Association Elizabeth M. Columbo, Nixon Peabody LLP
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Kieran J. Fallon Assistant General Counsel Federal Reserve Board Sarah A. Miller Executive Director and General Counsel ABA Securities Association 1
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Fiduciary Standard Implications Regulatory Reform and Implications for the Municipal Bond Market Webinar Sponsored by the Regional Bond Dealers Association
216 views