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THE 3D KINEMATICS OF THE SINGLE LEG
FLAT AND DECLINE SQUAT
Stephen Timms
Bachelor of Applied Science (Human Movements Studies)
Professor Keith Davids, Dr Anthony Shield, Dr Marc Portus
Submitted in fulfilment of the requirements for the degree of
Masters of Science (Research)
School of Human Movements
Faculty of Health
Queensland University of Technology
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The 3D kinematics of the single leg flat and decline squat i
Keywords
Kinematics, biomechanics, single leg squat, physiotherapy screening protocols,
lumbopelvic stability, intrinsic injury risk, malalignment, hip strength, ankle
dorsiflexion
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ii The 3D kinematics of the single leg flat and decline squat
Abstract
Background: Pre-participation screening is commonly used to measure and assess
potential intrinsic injury risk. The single leg squat is one such clinical screening
measure used to assess lumbopelvic stability and associated intrinsic injury risk.
With the addition of a decline board, the single leg decline squat (SLDS) has been
shown to reduce ankle dorsiflexion restrictions and allowed greater sagittal plane
movement of the hip and knee. On this basis, the SLDS has been employed in the
Cricket Australia physiotherapy screening protocols as a measure of lumbopelvic
control in the place of the more traditional single leg flat squat (SLFS). Previous
research has failed to demonstrate which squatting technique allows for a more
comprehensive assessment of lumbopelvic stability. Tenuous links are drawn
between kinematics and hip strength measures within the literature for the SLS.
Formal evaluation of subjective screening methods has also been suggested within
the literature.
Purpose: This study had several focal points namely 1) to compare the kinematic
differences between the two single leg squatting conditions, primarily the five key
kinematic variables fundamental to subjectively assess lumbopelvic stability; 2)
determine the effect of ankle dorsiflexion range of motion has on squat kinematics in
the two squat techniques; 3) examine the association between key kinematics and
subjective physiotherapists’ assessment; and finally 4) explore the association
between key kinematics and hip strength.
Methods: Nineteen (n=19) subjects performed five SLDS and five SLFS on each leg
while being filmed by an 8 camera motion analysis system. Four hip strength
measures (internal/external rotation and abd/adduction) and ankle dorsiflexion range
of motion were measured using a hand held dynamometer and a goniometer
respectively on 16 of these subjects. The same 16 participants were subjectively
assessed by an experienced physiotherapist for lumbopelvic stability. Paired samples
t-tests were performed on the five predetermined kinematic variables to assess the
differences between squat conditions. A Bonferroni correction for multiple
comparisons was used which adjusted the significance value to p = 0.005 for the
paired t-tests. Linear regressions were used to assess the relationship between
kinematics, ankle range of motion and hip strength measures. Bivariate correlations
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The 3D kinematics of the single leg flat and decline squat iii
between hip strength measures and kinematics and pelvic obliquity were employed to
investigate any possible relationships.
Results: 1) Significant kinematic differences between squats were observed in
dominant (D) and non-dominant (ND) end of range hip external rotation (ND p =
<0.001; D p = 0.004) and hip adduction kinematics (ND p = <0.001; D p = <0.001).
With the mean angle, only the non-dominant leg observed significant differences in
hip adduction (p = 0.001) and hip external rotation (p = <0.001); 2) Significant linear
relationships were observed between clinical measures of ankle dorsiflexion and
sagittal plane kinematic namely SLFS dominant ankle (p = 0.006; R2 = .429), SLFS
non-dominant knee (p = 0.015; R2 = .352) and SLFS non-dominant ankle (p = 0.027;
R2 = .305) kinematics. Only the dominant ankle (p = 0.020; R
2 = .331) was found to
have a relationship with the decline squat. 3) Strength measures had tenuous
associations with the subjective assessments of lumbopelvic stability with no
significant relationships being observed. 4) For the non-dominant leg, external
rotation strength and abduction strength were found to be significantly correlated
with hip rotation kinematics (Newtons r = 0.458 p = 0.049; Normalised for
bodyweight: r = 0.469; p = 0.043) and pelvic obliquity (normalised for bodyweight: r
= 0.498 p = 0.030) respectively for the SLFS only. No significant relationships were
observed in the dominant leg for either squat condition. Some elements of the hip
strength screening protocols had linear relationships with kinematics of the lower
limb, particularly the sagittal plane movements of the knee and ankle. Strength
measures had tenuous associations with the subjective assessments of lumbopelvic
stability with no significant relationships being observed;
Discussion: The key finding of this study illustrated that kinematic differences can
occur at the hip without significant kinematic differences at the knee as a result of the
introduction of a decline board. Further observations reinforce the role of limited
ankle dorsiflexion range of motion on sagittal plane movement of the hip and knee
and in turn multiplanar kinematics of the lower limb. The kinematic differences
between conditions have clinical implications for screening protocols that employ
frontal plane movement of the knee as a guide for femoral adduction and rotation.
Subjects who returned stronger hip strength measurements also appeared to squat
deeper as characterised by differences in sagittal plane kinematics of the knee and
ankle. Despite the aforementioned findings, the relationship between hip strength and
lower limb kinematics remains largely tenuous in the assessment of the lumbopelvic
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iv The 3D kinematics of the single leg flat and decline squat
stability using the SLS. The association between kinematics and the subjective
measures of lumbopelvic stability also remain tenuous between and within SLS
screening protocols. More functional measures of hip strength are needed to further
investigate these relationships.
Conclusion: The type of SLS (flat or decline) should be taken into account when
screening for lumbopelvic stability. Changes to lower limb kinematics, especially
around the hip and pelvis, were observed with the introduction of a decline board
despite no difference in frontal plane knee movements. Differences in passive ankle
dorsiflexion range of motion yielded variations in knee and ankle kinematics during
a self-selected single leg squatting task. Clinical implications of removing posterior
ankle restraints and using the knee as a guide to illustrate changes at the hip may
result in inaccurate screening of lumbopelvic stability. The relationship between
sagittal plane lower limb kinematics and hip strength may illustrate that self-selected
squat depth may presumably be a useful predictor of the lumbopelvic stability.
Further research in this area is required.
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The 3D kinematics of the single leg flat and decline squat v
Table of Contents
Keywords .................................................................................................................................................i
Abstract .................................................................................................................................................. ii
Table of Contents .................................................................................................................................... v
List of Figures ...................................................................................................................................... vii
List of Tables ...................................................................................................................................... viii
List of Abbreviations ..............................................................................................................................ix
Statement of Original Authorship ........................................................................................................... x
Acknowledgments ..................................................................................................................................xi
CHAPTER 1: INTRODUCTION ....................................................................................................... 1
1.1 Background .................................................................................................................................. 1
1.2 Purposes ....................................................................................................................................... 4
1.3 Hypotheses ................................................................................................................................... 5
1.4 Thesis Outline .............................................................................................................................. 5
CHAPTER 2: LITERATURE REVIEW ........................................................................................... 7
2.1 Methodology ................................................................................................................................ 7
2.2 Sport and Exercise Related Injury................................................................................................ 7
2.3 Intrinsic Injury Risks of the Lower Limb .................................................................................... 9 2.3.1 Strength Deficiencies ........................................................................................................ 9 2.3.1.1 Strength Deficiencies and General Injury Incidence ...................................................... 10 2.3.1.2 Regionally Specific Injuries and Associated Strength Deficits ...................................... 12 2.3.2 Lower Limb Alignment - The ‘Medial Collapse’ ........................................................... 17 2.3.2.1 Clinical Implications of Medial Collapse ....................................................................... 19 2.3.3 Hip Strength, Lower Limb Malalignment and Force Attenuation .................................. 22 2.3.3.1 Running .......................................................................................................................... 22 2.3.3.2 Landing ........................................................................................................................... 23 2.3.3.3 Cricket Fast Bowling ...................................................................................................... 25 2.3.4 Ankle Dorsiflexion Range of Motion ............................................................................. 26
2.4 Exercise and Sport Related Epidemiology ................................................................................. 30 2.4.1 Cricket Epidemiology ..................................................................................................... 31
2.5 Screening Protocols Used To Assess Risk ................................................................................. 35
2.6 Functional Testing to Assess Intrinsic Risk: .............................................................................. 38 2.6.1 Trendelenburg Assessment ............................................................................................. 38 2.6.2 The Squat ........................................................................................................................ 39 2.6.3 The Single Leg Squat ...................................................................................................... 40 2.6.4 Single Leg Flat Squat Vs Single Leg Decline Squat. ..................................................... 46
2.7 Summary and Implications ........................................................................................................ 53
CHAPTER 3: RESEARCH DESIGN ............................................................................................... 55
3.1 Participants ................................................................................................................................. 55
3.2 Research Design......................................................................................................................... 55 3.2.1 Anthropometry ................................................................................................................ 55 3.2.2 Single Leg Squatting Protocol ........................................................................................ 55 3.2.3 Single Leg Squatting 3-Dimensional Motion Capture .................................................... 57
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vi The 3D kinematics of the single leg flat and decline squat
3.2.4 Anatomical Modelling .................................................................................................... 58 3.2.4.1 Kinematic Modelling and Data Output ........................................................................... 58 3.2.4.2 Data Filtering .................................................................................................................. 60 3.2.5 Strength Testing Protocol ............................................................................................... 60 3.2.6 Ankle Dorsiflexion Range of Motion ............................................................................. 63
3.3 Analysis ..................................................................................................................................... 64 3.3.1 Data Analysis.................................................................................................................. 64 3.3.2 Statistical Analysis ......................................................................................................... 65 3.3.2.1 Comparing SLDS and SLFS kinematics ........................................................................ 65 3.3.2.2 Ankle Dorsiflexion Range of Motion and Kinematics ................................................... 66 3.3.2.3 Subjective Lumbopelvic Screening and Kinematic Comparison.................................... 66 3.3.2.4 Strength Measures Vs Kinematics .................................................................................. 67
3.4 Ethics and Limitations ............................................................................................................... 68
CHAPTER 4: RESULTS ................................................................................................................... 70
4.1 Subjects ...................................................................................................................................... 70
4.2 Kinematics of the SLFS and SLDS ........................................................................................... 70 4.2.1 End of Range Angles ...................................................................................................... 70 4.2.2 Mean Angles ................................................................................................................... 71 4.2.3 Additional Kinematic Observations ............................................................................... 72
4.3 Ankle Dorsiflexion Range of Motion ........................................................................................ 75
4.4 Qualitative and Quantitative Assessment of Pelvic Obliquity and Hip Rotation ....................... 77
4.5 Strength Measures ..................................................................................................................... 81
CHAPTER 5: DISCUSSION ............................................................................................................. 84
5.1 3D Kinematics of the Single Leg Flat and Decline Squats ........................................................ 84 5.1.1 Pelvic Obliquity .............................................................................................................. 85 5.1.2 Weight Bearing Hip Rotation and Adduction ................................................................. 85 5.1.3 Lateral Flexion of the Lumbar Spine Relative to the Pelvis ........................................... 87 5.1.4 Frontal Plane Movement of the Knee ............................................................................. 87 5.1.5 Additional Kinematic Observations ............................................................................... 88
5.2 Ankle Dorsiflexion .................................................................................................................... 90
5.3 Kinematic and Subjective Clinical Assessment ......................................................................... 93
5.4 Kinematics and Strength Analysis ............................................................................................. 95
CHAPTER 6: CONCLUSIONS ........................................................................................................ 99
6.1 Direct Response To Study Hypotheses ...................................................................................... 99
6.2 Concluding Statements ............................................................................................................ 101
BIBLIOGRAPHY ............................................................................................................................. 105
CHAPTER 7: APPENDICES .......................................................................................................... 117
7.1 Appendix A: UWA Model outputs .......................................................................................... 117
7.2 Supplementary Results ............................................................................................................ 118
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The 3D kinematics of the single leg flat and decline squat vii
List of Figures
Figure 1 Illustration of the decline squat in the sagittal (left) and frontal (right) plane......................... 56
Figure 2 Anterior (a) posterior (b) and lower limb markers (c) complete with marker clusters
used to store the Joint Coordinate Systems (JCS) ................................................................ 57
Figure 3 Coronal and sagittal screenshots of a SLFS in VICON Nexus ............................................... 58
Figure 4 An example of the Anatomical Coordinate System for the entire lower limb model
[177] ..................................................................................................................................... 59
Figure 5 A) Illustration of the hip coordination system (XYZ), femoral coordinate system
(xyz), and the Joint Coordinate System (JCS) for the right hip [1]. 5 B) Graphical
representation of knee flexion in the sagittal plane. ............................................................. 60
Figure 6 Example of the abduction strength test conducted in lying supine during the study.
The dynamometer is held against the lateral malleolus and subjects are asked to
build up force against the dynamometer. ............................................................................. 61
Figure 7 Example of the internal rotation strength test. ........................................................................ 62
Figure 8 Example of the knee to wall test. The angle of the tibia relative to the vertical is
represented by “” and was reported as ankle dorsiflexion. The distance (mm) the
hallux was away from the wall is represented by “d”. ......................................................... 63
Figure 9 Sagittal plane representations of the SLDS and SLFS conditions at EOR (A and B
respectively) and a direct comparison of the squatting conditions (C) Frontal plane
representations of the SLDS and SLFS conditions at EOR (D and E respectively)
and a direct comparison of the squatting conditions (F). ...................................................... 74
Figure 10 A graphical representation of the ND ankle and knee kinematics with respect to the
clinical measure of ankle dorsiflexion. ................................................................................. 76
Figure 11 Kinematic scatter plot of the dominant hip rotation and frontal plane knee as
categorised by subjective physiotherapy rating. ................................................................... 79
Figure 12 Comparison of the hip external rotation kinematics for the SLFS and SLDS when
plotted against normalised hip external rotation strength. The shape “” represents
the SLFS ND hip rotation (º) whilst the shape “” represents the SLDS ND hip
rotation angles. ..................................................................................................................... 82
Figure 13 The pelvic obliquity kinematics for both squatting protocols compared with hip
abduction strength. The symbol “” represents the SLFS ND pelvic obliquity
angles (º) whilst the symbol “o” represents SLDS ND pelvic obliquity angles (º) .............. 83
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viii The 3D kinematics of the single leg flat and decline squat
List of Tables
Table 1 Reported incidence of cricketing injuries according to injured body region. ........................... 33
Table 2 Summary of the single leg squat literature. .............................................................................. 50
Table 3 Basic descriptive statistics of the joint angles at EOR and the results of the paired t-test
comparing squatting conditions. .......................................................................................... 71
Table 4 Basic descriptive statistics of the mean joint angles and the results of the paired t-test
comparing squatting conditions. .......................................................................................... 72
Table 5 Summary of the functional differences from the paired t-test of the SLS conditions .............. 73
Table 6 Correlations between the two measures of ankle dorsiflexion ROM and sagittal plane
movement of the knee and ankle. ......................................................................................... 75
Table 7 The average pelvic obliquity and relative lateral flexion measurements as categorised
by qualitative physiotherapy assessment (“Normal” vs. “Excessive” movement) for
the SLDS. ............................................................................................................................. 77
Table 8 The average pelvic obliquity and relative lateral flexion measurements as categorised
by qualitative physiotherapy assessment (“normal” and “excessive” movers) for the
SLFS .................................................................................................................................... 78
Table 9 Mean strength measurements as categorised by qualitative physiotherapy assessment
for each squat condition. ...................................................................................................... 80
Table 10 UWA model outputs and practical meanings ....................................................................... 117
Table 11 Non-dominant leg strength (in Newtons) and EOR kinematic correlation matrix ............... 118
Table 12 Non-dominant leg strength (normalised to body weight) and EOR kinematic
correlation matrix ............................................................................................................... 118
Table 13 Dominant leg strength (in Newtons) and EOR kinematic correlation matrix ...................... 119
Table 14 Dominant leg strength (normalised to body weight) and EOR kinematic correlation
matrix ................................................................................................................................. 119
Table 15 Results from independent t-tests comparing the strength measures of normal and
excessive movers in both squat conditions. ........................................................................ 120
Table 16 Linear regression modelling comparing the clinical measure of ankle dorsiflexion and
sagittal plane ...................................................................................................................... 120
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The 3D kinematics of the single leg flat and decline squat ix
List of Abbreviations
SLS Single Leg Squat
SLDS Single Leg Decline Squat
SLFS Single Leg Flat Squat
EOR End of Range
ND Non Dominant
D Dominant
WB Weight Bearing
NWB Non Weight Bearing
PO Pelvic Obliquity
LF Lateral Flexion
Var Varus
ER External Rotation
Add Adduction
WHO World Health Organisation
ISB International Society of Biomechanics
JCS Joint Coordinate system
ICC Intraclass Coefficient
MSE Mean Squared Error
3D Three Dimensional
ITBS Illiotibial Band Syndrome
PFPS Patellofemoral Pain Syndrome
QL Quadratus Lumborum
CA Cricket Australia
COE Centre of Excellence
SSSM Sport Science Sport Medicine
QUT Queensland University of Technology
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x The 3D kinematics of the single leg flat and decline squat
Statement of Original Authorship
The work contained in this thesis has not been previously submitted to meet
requirements for an award at this or any other higher education institution. To the
best of my knowledge and belief, the thesis contains no material previously
published or written by another person except where due reference is made.
Signature: _________________________
Date: _________________________
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The 3D kinematics of the single leg flat and decline squat xi
Acknowledgments
I would like to take this opportunity to thank the following organisations and people.
Without their help and support this project would have not been possible.
My three Supervisors – Dr Anthony Shield, Dr Marc Portus and Professor
Keith Davids, The Queensland University of Technology (QUT), The Cricket
Australia Centre of Excellence Sport Science Sport Medicine (SSSM) Unit, The
Australian Institute of Sport (AIS) Biomechanics Department, The Toombul District
Cricket Club (TDCC) and the associated players who participated in this study, Dr
Kevin Sims, Mr Patrick Farhart, Ms Elissa Phillips, Mr Rian Crowther, Mr Wayne
Spratford, Dr Michael McDonald and finally to all my family and friends.
Chapter 1: Introduction 1
Chapter 1: Introduction
This chapter outlines the background (Section 1.1) of the research, and its
purposes (Section 1.2). Section 1.3 outlines the hypotheses of the study and finally
Section 1.4 outlines the remaining thesis chapters.
1.1 BACKGROUND
Whilst there has been an increased promotion of physically active lifestyles to
improve quality of life [2, 3] and reduce the risk of noncommunicable diseases [4],
there has been a reluctance to recognise the coupled risk of injury associated with
participation in physical activity [5]. A large proportion of the population engage in
sport and as such, sports injuries are relatively common in modern western societies
[6].
Sports injuries are a multifaceted phenomenon and are often difficult and time
consuming to treat resulting in serious financial ramifications such as the cost of
medical treatment and physiotherapy, loss of work time and the loss of physical
function [2, 3, 5-7]. It was estimated that the cost of sports injuries in Australia was
$1 billion annually in 1990 [8], $1.65 billion in 2002 [9], and still remains
significant [10]. Preventative strategies are therefore justified on medical as well as
economic grounds [9-12].
To fully appreciate the complexities of the multifaceted concept of injury; the
epidemiology, aetiology, risk factors and exact mechanisms associated with injury
need to be defined. Risk factors are typically differentiated into either extrinsic
(environmental) or intrinsic (internal) factors [5, 7, 13, 14]. Emphasis has been
placed on the role of the intrinsic risk factors [7] as these have been demonstrated to
be more predictive of injury than environmental related factors [15].
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2 Chapter 1: Introduction
Pre-participation (or baseline) screening is a commonly used method to assess
potential intrinsic injury risk factors by identifying characteristics of the
musculoskeletal system that may predispose an athlete to injury, or to identify
incomplete recovery from a previous injury [16, 17]. In addition to injury risk
management strategies, screening is concurrently promoted as part of a performance
enhancement strategy [18]. Screening tests are thought to highlight an athlete’s
predisposition to injury but the validity of a majority of the current protocols have
yet to fully established due to the paucity of quality injury risk factor studies [18, 19].
Moreover, there is almost no reliable evidence base to support the validity of these
tests in predicting injury risk [20, 21].
The ability to clearly identify injury risk or performance enhancing factors is
reliant on the accuracy with which measurements are made. Furthermore,
establishing the reliability and validity of commonly used clinical assessment tools is
a key issue encountered by studies of intrinsic injury risk factors [17]. Issues
surrounding screening reliability can be alleviated by biomechanically investigating
the accuracy of screening protocols. A level of formal evaluation such as motion
analysis clarifies the association between the clinical practices and the quantitative
methods [22]. Whilst research has been conducted in assessing the reliability of
lower extremity clinical screening tests [17, 19, 23], it focussed on inter-rater and
test-retest reliability. The reliability of functionally orientated tasks has been
investigated [18] but many of these are yet to be validated.
There is almost a universal agreement within the literature that a lack of
physical fitness is an intrinsic risk factor for musculoskeletal injury during physical
activity [5, 7, 24]. Nevertheless, the link between muscular strength and lower injury
risk is not fully understood [25]. Athletes must possess sufficient strength to provide
joint stability in all three planes of motion [26] to maximise athletic function [27] as
well as reducing the incidence of injury [14, 25, 26, 28-34].
Evidence is beginning to emerge that highlights a relationship between certain
screening tests and the incidence of lower limb injuries, particularly in the sporting
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Chapter 1: Introduction 3
demographic [35]. One such screening test that warrants further investigation is the
single leg squat (SLS) which replicates an athletic position commonly assumed in
sport requiring multi-plane control of the trunk and pelvis on the weight bearing
femur [25, 27, 36]. The SLS is used clinically as a functional measure of
lumbopelvic stability [25, 27, 36] as it is argued that this test has a greater ability to
highlight those with poor lumbopelvic stability [37] than the standard two legged
squat. With the addition of a decline board, the single leg decline squat (SLDS) is
also widely used as a targeted rehabilitation intervention for patellar tendinopathy
due to an increased loading of the patellar tendon [38-42]. Increased loading of the
patellar tendon is achieved by significantly reducing any posterior ankle constraints
allowing greater squat depth [43]. Greater squat depth is presumably the reason why
the SLDS has been employed in the Cricket Australia (CA) physiotherapy screening
protocols as a measure of lumbopelvic control in the place of the more traditional
single leg flat squat (SLFS). The greater squat depth conceivably promotes a more
challenging position for the participant and supposedly allows for a superior
lumbopelvic screening tool. However, the assumption of a deeper squat created by
the decline board promoting a more challenging position has yet to be tested.
Previous research has investigated the kinematic differences between the SLDS
and SLFS both in 2D [44] and 3D [43] focussing mainly on the differences in sagittal
plane knee kinematics. These researchers were unable to demonstrate clear
differences between the two conditions relating to the kinematics of the torso and
weight bearing hip [43, 44]. In particular, it is not known whether the two techniques
differ with regards to hip internal rotation and adduction, obliquity of the pelvis and
torso lateral flexion. A better understanding of the differences between the two
conditions around the weight bearing hip is an important aspect of interpreting the
SLDS in the CA physiotherapy protocol.
Investigating the relationship between the clinical and field based testing
procedures [23] and the more sophisticated 3D kinematic analysis is an important
step in validating the use of field based tests to predict injury. Understanding this
relationship would facilitate the development of standardised musculoskeletal
screening protocols. This standardisation would conceivably yield more reliable and
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4 Chapter 1: Introduction
accurate screening protocols allowing for appropriate musculoskeletal interventions
[18]. Appropriate interventions assist the management of any predispositions to
injury, which in turn may influence the incidence of lower limb musculoskeletal
injury in cricket.
1.2 PURPOSES
This study had numerous goals. The first was to compare the kinematic
differences between the flat and decline squatting conditions, primarily the five key
kinematic variables fundamental to subjectively assess lumbopelvic stability. These
variables were; 1) pelvic obliquity; 2) hip abduction/ adduction angles of the weight
bearing (WB) hip; 3) hip internal/external rotation angles of the WB hip; 4) the
degree of lateral flexion of lumbar spine relative to pelvis and 5) frontal plane
excursion of the knee on the weight bearing limb.
The second aspect was centred on the basis for the employment of a decline
board for the single leg squat. Determining the effect of ankle dorsiflexion range of
motion has on squat kinematics is vitally important in determining the future role that
that decline board has in screening for lumbopelvic stability with the single leg squat.
The third aspect was to examine the association between squat kinematics and
the associated subject clinical assessment. Understanding the terms of agreement
between qualitative and quantitative measurements of movement is an essential
element in validating such tests.
The fourth and final facet was to assess what relationship, if any, the
aforementioned key kinematic variables had with measures of hip strength. An
understanding of the relationship between kinematics and strength may provide
insight into pathomechanics patterns highlighted by functional screening tools such
as the single leg squat.
5
Chapter 1: Introduction 5
So to summarise, the numerous focal points of this study were namely;
1. To compare the kinematic differences between the two single leg squatting
conditions, primarily the five key kinematic variables fundamental to
subjectively assess lumbopelvic stability;
2. Determine the effect of ankle dorsiflexion range of motion has on squat
kinematics;
3. Examine the association between key kinematics and subjective
physiotherapists’ assessment;
4. Explore the association between key kinematics and hip strength;
1.3 HYPOTHESES
Given the numerous aims of this study, various corresponding hypotheses were
founded prior to the commencement of this study. These were;
1. Greater levels of pelvic obliquity, WB hip adduction, WB hip internal
rotation, lateral flexion of the trunk relative to the pelvis and knee valgus will
be observed in the SLDS due to the greater depth of squat relative to the
SLFS.
2. Reduced ankle dorsiflexion range of motion will have a linear relationship
with kinematics of the hip, knee and ankle for the SLFS but not the SLDS.
3. Kinematics for pelvic obliquity, hip rotation and relative lumbar flexion will
correspond with the subjective clinical assessment of the same movements.
4. Hip abduction strength will correlate positively with the obliquity of the
pelvis in both squatting conditions for both weight bearing legs. External
rotation strength deficits would result in movements into internal rotation and
hip adduction. Some measure of hip strength will have a relationship with
self-selected squat depth.
1.4 THESIS OUTLINE
The subsequent chapters of this thesis reviews the literature (Chapter 2)
regarding sport and exercise related injury, intrinsic injury risks such as strength
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6 Chapter 1: Introduction
deficits, lower limb malalignment, associated biomechanical changes and clinical
implications of lower limb malalignment, force attenuation through the lower limb
and ankle dorsiflexion; cricket epidemiology, functional screening tools and their
association with assessing intrinsic injury risk and finally, the employment of the
single leg squat in screening protocols. Chapter 3 outlines the research design and
protocols employed in this study. Results from the study are outlined and discussed
in Chapters 4 and 5 respectively. Finally the implications and concluding statements
can be located in Chapter 6. Chapter 7 (Appendix) also contain a guide to the
kinematic terms used in this thesis that may assist the reader in understanding what
each of the kinematic terms represent. Supplementary tables from the results section
are also located here for the perusal of the reader.
Chapter 2: Literature Review 7
Chapter 2: Literature Review
2.1 METHODOLOGY
The methodology employed for the collection of relevant literature pertaining
to this review was chiefly through papers available to QUT students through
electronic databases namely, Academic Search Elite, Mediline, Cinahl, SportDiscus
and Academic Search Premier which are all subsidiaries of EBSCOhost. Some
papers were obtained from within the bounds of the QUT library periodicals section
if not accessible electronically at the previously mentioned databases. All papers
were peer reviewed.
The key words that were predominantly used to search for journal articles
included: kinematics, biomechanics, single leg squat, physiotherapy screening
protocols, lumbopelvic stability, intrinsic injury risk, injury, malalignment, hip
strength and ankle dorsiflexion.
The reference list of this review was emailed to all members of the research
team as to ensure no prominent omissions from the literature review.
2.2 SPORT AND EXERCISE RELATED INJURY
Physical inactivity is among the leading causes of the major noncommunicable
diseases, including cardiovascular disease, type 2 diabetes and certain types of
cancer, contributing substantially to the global burden of disease, death, disability
and injury [4]. Previously, physically active lifestyles were linked with more
vigorous working and labour intensive domestic environments. Currently however,
technological advancements have reduced incidental physical activity and thus
yielded a more sedentary society. As a consequence, sport and exercise related
physical activity has been undertaken by a significant proportion of the population
either recreationally or competitively [5]. It has been well documented that physical
8
8 Chapter 2: Literature Review
activities in the form of sport and exercise have positive effects on the physical and
psychological health and wellbeing of individuals [2-4, 45]. It is recognised
internationally that physical activity, such as sport, exercise and active travel, may
help to prevent a number of global public health problems [45] such as those
previously outlined [4]. This ethos has consequently encouraged the World Health
Organisation (WHO) as well as many governments to set formal physical activity
guidelines encouraging citizens to engage in physical activity through sport and
active travel [5].
Whilst there has been an increased promotion of physically active lifestyles to
improve quality of life [2, 3] and reduce the risk of noncommunicable diseases [4],
there has been a reluctance to recognise the coupled risk of injury associated with
participation in physical activity [5]. A large proportion of the population engage in
sport and as such sports injuries are relatively common in the modern western
societies [6]. In the US, sports-related injuries account for 2.6 million visits to the
emergency room made by children and young adults (aged 5–24 years) [46]. Injuries
sustained by high-school athletes currently result in 500 000 doctor visits, 30 000
hospitalisations and a total cost to the healthcare system of nearly $2 billion per year
[46]. In the UK, there are an estimated 19.3 million sport and exercise related injuries
annually [3] whilst one in five Australians are prevented from being more physically
active due to injury or disability [8]. Sports injuries are a multifaceted phenomenon
and as such are often difficult and time consuming to treat resulting in serious
financial ramifications such as the cost of medical treatment and physiotherapy, loss
of work time, and notwithstanding the loss of physical function [2, 3, 5-7]. It was
estimated that the cost of sports injuries in Australia was $1 billion annually in 1990
[8] $1.65 billion in 2002 [9], and still remains significant [10]. Preventative
strategies are therefore justified on medical as well as economic grounds.
To fully appreciate the complexities of the multifaceted concept of injury; the
epidemiology, aetiology, risk factors and exact mechanisms associated with injury
need to be defined. Risk factors for example are usually differentiated into either
extrinsic or intrinsic factors [5, 7, 13, 14]. Extrinsic risk factors are those that
originate external to the body. These are described within the literature as elements
Chapter 2: Literature Review 9
such as level of competition and skill level, intensity and frequency of activity, shoe
type, playing surface, environmental conditions and external contact from equipment
and other players [5]. Conversely, intrinsic injury risk factors can be defined as those
that are internal to the body in forms such as age, gender, musculoskeletal alignment,
previous history of injury, somatotype, strength, range of motion and biomechanics
[13]. The varying aetiologies of lower limb injuries are typically a manifestation of
one or numerous risk factors interacting together at a given time. More recently,
emphasis has been placed on the role of the intrinsic risk factors [7] as these have
been demonstrated to be more predictive of injury than environmental related factors
[15]. As such, for the purposes of this literature review intrinsic risk factors such as
lower limb strength deficits, alignment, biomechanics, landing kinematics and ankle
dorsiflexion range of motion will be focussed on to illustrate their association with
lower limb injuries.
2.3 INTRINSIC INJURY RISKS OF THE LOWER LIMB
2.3.1 STRENGTH DEFICIENCIES
Considering the wide variety of movements associated with athletic function,
athletes must possess sufficient strength to provide joint stability in all three planes
of motion [26]. Whilst there is almost a universal agreement within the literature that
a lack of physical fitness is a risk factor for musculoskeletal injury during physical
activity [5, 7, 24], the link between muscular strength and lower injury risk is not
fully understood [25]. When the musculoskeletal system works effectively, the result
is the appropriate distribution of forces, optimal control and efficiency of movement,
adequate absorption of ground-impact forces and an absence of excessive
compressive, translational, or shearing forces on the joints of the kinetic chain [33].
Stability through the pelvis and hips, proximal lower limb, spine and abdominal
structures creates several advantages for integration of proximal and distal segments
in generating and controlling forces to maximise athletic function [27].
The gluteal muscles are stabilisers of the trunk over a planted leg which
generate a great deal of power for athletic activities [27]. Moreover, the hip
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abductors (gluteus maximus, posterior gluteus medius, biceps femoris) and external
rotators (piriformis, gemellus superior, obturator internus, gemellus inferior,
obturator externus and quadratus femoris) play an important role in lower extremity
alignment in ambulatory activities as they assist in the maintenance of a level pelvis
[47] and are involved in the prevention of hip adduction and internal rotation during
single limb support [26, 48, 49]. Conventional wisdom asserts that strength deficits
would presumably contribute to inadequacies in the aforementioned elements of an
effective system resulting in poor physical performance, elevated injury risk, or both.
An increase in injury risk varies depending on the anatomical location, as muscles of
the peri-pelvic region and lower limb have numerous individual and synergistic roles
in lower limb movements.
2.3.1.1 STRENGTH DEFICIENCIES AND GENERAL INJURY INCIDENCE
The association between weakness of the hip musculature and injuries of the
lower limb has been investigated by numerous studies [14, 25, 26, 28-34, 50]. An
early study by Nicholas, Strizak and Veras [34] attempted to define the existing
relationships between an injured part of the lower extremity and muscle groups far
removed anatomically from the site of injury. These researchers classified 134
injured patients into a seven categories according to the nature of their
musculoskeletal disease or injury. These injury groups were named ankle and foot-,
back-, knee ligamentous instability-, intraarticular defect-, patella-, arthritis- and
control-group [34]. The control group was derived from the all patients’ legs that
were uninvolved by the aforementioned injury processes and were matched against
the affected of symptomatic leg [34]. Generally speaking, the data revealed that the
more distal the injury site, the greater the total weakness in the affected limb.
Patients with ankle injuries revealed consistent weaknesses in their hip abductor and
adductor muscle group [34]. Ipsilateral quadriceps weakness was significantly
associated with ligamentous instability of the knee, patellar lesions, intraarticular
defects and back complaints (P < 0.025, 0.01, 0.005 and 0.05 respectively) [34]. The
researchers concluded that the strength of the lower body is an integrated unit, which
can be affected in many different areas, some quite remote form the site of
pathology, by a single pathological disorder [34]. A clear limitation of this study is
the retrospective aspect of data collection as it is difficult to ascertain whether
Chapter 2: Literature Review 11
weakness contributed to the injury, exacerbated it symptoms, or is a product of the
injury.
An attempt was made by Lysens and colleagues [7] to understand the physical
and psychological profiles of the accident prone and overuse prone athletes. In a one
year prospective study, 185 physical education students (118 males; 67 females) of
the same age (18.3 ± 0.5 years) trained under the same conditions and were exposed
to similar extrinsic risk factors [7]. Numerous physical intrinsic risk factors were
profiled including anthropometric data, physical fitness parameters, flexibility
aspects and malalignments of the lower extremities in addition to 16 personality
traits [7]. Concerning the overuse proneness, a lack of static strength, ligamentous
laxity and muscle tightness predisposed students to injury, presumably due to the
compromised function of associated muscles and ligaments [7]. These effects were
amplified by large body weight and height, a high explosive strength and lower limb
malalignment [7]. Researchers also noted that psychosomatic factors such as a
degree of carefulness, dedication, vitality and hypochondria are prominent in the
pathogenesis and management of an overuse injury [7].
Leetun and colleagues [26] prospectively studied collegiate athletes who
participated in running and jumping sports comparing core stability measures
between genders in addition to comparing injured and uninjured athletes. Findings
unearthed that athletes who sustained an injury over the course of a season
demonstrated significantly lower measures of hip abduction and external rotation
strength [26]. Moreover, backwards logistic regression revealed that external rotation
strength was the sole variable that predicted injury status for the athletes in the study
[26]. Studies such as Lysens and colleagues [7], Nicholas, Strizak and Veras [25] as
well as Leetun and colleagues [26] demonstrated the relationship between proximal
strength deficiencies and the general incidence of injury in the lower limbs.
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2.3.1.2 REGIONALLY SPECIFIC INJURIES AND ASSOCIATED STRENGTH
DEFICITS
THE KNEE:
Additional studies have investigated the relationship between regionally
specific injuries of the lower limb and strength deficits in particular the pivotal role
of hip strength on the incidence of patellofemoral pain syndrome (PFPS) [31, 32, 50-
54]. Patellofemoral pain is a common orthopaedic complaint frequently seen in
physiotherapy practice [32, 51] and is characterised by retropatellar symptoms that
present insidiously and tend to be exacerbated with prolonged sitting or repetitive
weight bearing activities over a flexed knee [32]. It has also been reported that
females are more susceptible than their male counterparts to PFPS [31, 32, 50, 51]. A
number of contributing mechanisms have been proposed to explain this gender bias
centring on altered kinematics as a result of hip strength deficits.
A study by Cichanowski and colleagues [31] determined the strength
differences of hip muscle groups in collegiate female athletes diagnosed with
unilateral patellofemoral pain and subsequently compared the strength measures with
the unaffected leg and non-injured sport-matched controls. Results illustrated that hip
abductors and external rotators were significantly weaker between the injured and
unaffected legs of the injured athletes [31]. Moreover, injured collegiate female
athletes exhibited global hip weakness compared with age- and sport-matched
asymptomatic controls [31]. Ireland and colleagues [32] also measured a number of
hip strength measures using hand held dynamometry and demonstrated that
participants with PFPS demonstrated 26% less hip abduction strength (p<.001) and
36% less external rotation strength (P<.001) than similar age-matched controls.
Baldon and colleagues [50] observed females with PFPS had higher hip adduction to
abduction torque ratio in addition to a diminished capacity to generate eccentric hip
abduction torque. The greater incidence of PFPS in these studies was presumably due
to insufficient muscular strength to protect the knee from excessive internal rotation
and knee valgus moments which may predispose to the further development of PFPS
[31, 32, 51, 55]
Chapter 2: Literature Review 13
Overuse knee injuries such as illiotibial band syndrome (ITBS) have also been
investigated. The causative mechanisms of injury for ITBS include extrinsic factors
such as spikes in workload and downhill running in addition to intrinsic risk factors
such as illiotibial band (ITB) tightness [56] and abnormal biomechanics [57]. In
addition, Fredericson and colleagues [28] observed that distance runners with ITBS
had weaker hip abduction strength in the affected leg compared with their unaffected
leg and with unaffected long distance runners [28]. Their findings surrounding the
relationship between hip abduction strength and ITBS were augmented when a six-
week stretching and strengthening intervention program prescribed to all injured
runners reduced the symptoms of ITBS [28]. The researchers concluded that
symptom improvement in addition to a successful return to the pre-injury training
program, accompanied improvement in hip abductor strength [28]. The suggestion
that symptom improvement reflected improvements in hip abductor strength is
congruent with a more recent study by Arab and Nourbakhsh [56] which reported
that lower back pain participants with and without ITB tightness had significantly
lower hip abductor muscle strength compared to participants without lower back pain
[56].
Whilst the relationship between hip strength weakness and injury has been
examined, Niemuth and colleagues [29] have proposed that a relationship exists
between hip muscle imbalance and injury patterns. Their study demonstrated that
injured runners exhibited significant side-to-side differences in muscle strength in
three hip groups (hip abduction, adduction and flexion), compared to non-injured
counterparts [29]. The injured runners’ side hip flexors and abductors were
significantly weaker whilst their adductors were significantly stronger than their
uninjured side muscles [29]. As a point of comparison, non-injured runners did not
show any side-to-side differences in hip strength. This was the first study to show an
association between hip abductor, adductor, and flexor muscle group strength
imbalance and lower extremity overuse injuries in runners [29]. Although no cause
and effect relationship between weakness and injury was established, this study
identified an association not widely recognised in the contemporary literature for the
analysis and treatment of running injuries. This study in conjunction with those
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previously mentioned emphasized the substantive role of the hip external rotators and
abductors in healthy and pathological knee function.
THE HAMSTRINGS:
Moving distally from the stabilising proximal hip musculature, the hamstring
muscle group plays a more significant role during activities such as running and
jumping [58]. The hamstrings contract eccentrically when they slow the forward
swing of the leg to prevent overextension of the knee and flexion of the hips typical
of such movements as sprinting and when kicking a ball [59]. Not surprisingly,
hamstring strains are a common injury in sports that demand high intensity sprinting
efforts such as athletics or numerous football codes [30, 60, 61]. The total amount of
missed playing time as a result of a hamstring injury has accounted for 16% in the
Australian Football League (AFL) [62], between 10 and 23% in soccer [63] and
almost 18% in cricket [64]. There appears to be a consensus within the literature that
a vicious circle of recurrent hamstring injuries is not uncommon, resulting in a
chronic problem with significant morbidity in terms of symptoms, reduced
performance, and time loss from sports [15, 60, 61, 63, 65, 66]. Additional causative
factors for hamstring muscle strains have been studied extensively revealing that
muscle fatigue, age and muscle weakness are the most commonly postulated intrinsic
risk factors [19, 59, 60, 63, 65, 66]. Studies have also shown that the addition of
specific preseason strength training for the hamstrings – including eccentric
overloading – would be beneficial for elite soccer players, both from an injury
prevention and from performance enhancement perspectives [67].
THE LUMBAR SPINE
The dysfunction of the lumbar spine musculature plays a significant role in the
aetiology of lower back pain in general population [68]. The osteo-ligamentous
lumbar spine is inherently unstable since, in vitro, it buckles under compressional
loading of only 90N or 20lbs [69]. The lumbar vertebrae tend to be most susceptible
given their load dissipating attributes during trunk motion which in turn requires
stabilization via the coordination of a number of mechanisms [27]. This critical role
is undertaken by the complex interplay of both superficial and deep muscles around
Chapter 2: Literature Review 15
the spine and demonstrates how vital core musculature is for generation and
attenuation of energy during movement [27, 69]. Deeper muscles primarily provide
postural stability and consist of the quadratus lumborum (QL), iliocostalis
lumborum, longissimus lumborum and the lumbar multifidus. These muscles can
have a direct influence on segmental stability and control of the lumbar spine due to
their attachments to the spinal column [70]. Coordinated, co-contraction of the
lumbar paraspinal muscles with the abdominal wall muscles such as transversus
abdominus is suggested to provide single joint stabilization that in turn allows multi-
joint muscles to work more efficiently to control spine movements [27, 69].
Consequently, this mechanism is assumed to provide a stable and safe platform for
trunk and limb movement in addition to load dissipation [71].
Muscles of the lumbar region are reported to be major stabiliser of the lumbar
spine [55] with a prime example being the QL. The QL has been described as a
major stabilizer of the lumbar spine by working dynamically in union with more
passive structures such as bone and ligament [27, 69] in addition to being active
during activities that require lateral flexion, axial rotation and extension of the trunk
such as javelin throwing and fast bowling in cricket [72, 73]. Understandably, any
mechanisms that alter the functionality of any of the structures of the lumbar spine
such as muscular asymmetry or weakness are likely to have detrimental effects on
the loading characteristics and thus likelihood of injury [72-74]. Muscular
asymmetry in side-to-side strength of the hip extensors and abductors was found in
athletes with a previous history of lower extremity injury or lower back pain in a
study by Nadler and colleagues [74], implying a lateral dominance effect.
Furthermore, these same injured athletes were shown to have decrements in hip
strength as compared with athletes without injury [74].
The notion of muscular asymmetry and weakness has been illustrated in
numerous cricket studies investigating the force attenuation role of the QL in relation
to stress fractures of the pars interarticularis. In a mechanical sense the pars acts as a
fulcrum for the facet joints which lie to the posterior and are vital in preventing
excessive lumbar spine movement [75, 76]. Without the sufficient strength and
activation of the lumbar musculature in symphony with numerous other lumbopelvic
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mechanisms, the likelihood of a defect or fracture in this narrow portion of bone is
elevated [73]. Such fractures are referred to as a spondylolysis [77].
Engstrom and co-workers [72] have previously prospectively linked
asymmetry of the QL muscle to lumbar spondylolysis in 51 adolescent bowlers. They
used MRI annually to measure and quantify QL asymmetry and for also identifying
spondylolysis and compared QL asymmetry to that of a control group of swimmers
(n=18). It was concluded that there was a strong association between QL asymmetry
and the development of symptomatic unilateral spondylolysis [72]. An appealing
association was evident between the mechanical couplings of repetitive forces
associated with symptomatic spondylolysis and the substantial asymmetry of QL in
the injured fast bowlers [72]. Asymmetry of the QL conceivably reflected an
adaptive preferential hypertrophy of QL in response to the loading milieu and thus
escalating susceptibility for pathogenesis of spondylolysis [72]. This viewpoint is
congruent with a study conducted by Visser and colleagues [73] who hypothesized
that that the bowling technique of some cricketers caused unilateral hypertrophy of
the QL indicating a technique that transmits abnormal stresses upon the lumbar
musculature. According to this study, the longer a cricketer has been exposed to a
compromised technique that produces high stresses in the pars, the more likely the
establishment of a cause-effect relationship between an bowling specific large
asymmetry and a fracture [73]. The discrimination between bowlers with and without
symptomatic pars lesions provides a rational basis for using QL asymmetry as a
potential clinical screening tool for investigating suspected spondylolysis [73].
THE ANKLE
The link between muscular strength, imbalance, and flexibility of the muscles
acting on the ankle are frequently mentioned in the literature as possible intrinsic risk
factors [78]. However, due to the lack of quality prospective studies, the conclusions
that can be drawn regarding the possible injuries are tenuous [78]. Mahieu and
colleagues [78] however, have prospectively investigated numerous intrinsic injury
risk factors on the rate of Achilles overuse injuries in a military recruit population.
Almost 15% of the studied population suffered an injury with the analysis revealing
Chapter 2: Literature Review 17
that male recruits with lower plantar flexor strength and increased dorsiflexion
excursion were at a greater risk of Achilles tendon overuse injury [78]. An isometric
plantar flexor strength of lower than 50 Nm and dorsiflexion range of motion higher
than 9.0° were possible thresholds for developing an Achilles tendon overuse injury
[78]. It was concluded by the research team that greater muscle strength produced
stronger tendons that could deal better with high loads [78]. These results reiterate
how adequate muscular strength facilitates force attenuation and the associated
reduction of injury risk.
When all of the aforementioned literature is integrated, it indicates that
movements of the lower limb involve a series of synergistic muscular contributions
of the entire kinetic chain to achieve the desired locomotor or performance outcome.
Any disruptions to this system manifest themselves in the form of an injury and can
be accredited to intrinsic and/or extrinsic injury risk factors. Intrinsic risk factors
such as deficits in muscular strength and balance have consistently been associated
with the aetiology of lower limb injuries throughout all parts of the lower limbs and
lumbopelvic region. The literature in this area particularly demonstrates the
importance of proximal stabilization for lower extremity injury prevention [26]
particularly the knee [31, 32, 34, 51, 79]. It appears that adequate lumbopelvic-femur
muscle function may conceivably reduce exposure to other intrinsic risk factors such
as inefficient force attenuation, unstable movement patterns and lower limb
malalignments [25, 80].
2.3.2 LOWER LIMB ALIGNMENT - THE ‘MEDIAL COLLAPSE’
The intersegmental joint forces and the structures that resist them, such as
articular surfaces, ligaments and musculature, are associated through the anatomical
alignment of the joints and skeletal system [14]. Lower limb skeletal malalignments
have been proposed as a risk factor for acute and chronic lower extremity injuries [5,
81] and may even be the primary cause of musculoskeletal patient problems [82].
Biomechanical abnormalities associated with malalignments of the lower limb have
frequently been implicated as a causative factor for lower limb injuries as a result of
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intensive exercise [5], in addition to exacerbating the presence of a musculoskeletal
injury that have some other causal mechanism [82].
The quadriceps angle or Q-angle is defined as the angle formed by a line from
the anterior superior iliac spine to the patella centre and a line from the patella centre
to the tibial tuberosity and is often associated with malalignments of the lower limb
[81, 83]. Numerous studies have postulated that it is this structural difference
between males and females that may contribute to an altered lower extremity
movement pattern [84], and in turn, contribute to a gender injury bias [25, 26, 84,
85]. Non-contact anterior cruciate ligament (ACL) injury rates, for example, have
been reported to be six times higher in women especially in jumping sports [85-87].
Whilst the aetiology of this type of injury is multifactorial [88], the most common
mechanism of injury has been proposed to involve rapid deceleration of the lower
extremity such as when landing from a jump or a rapid change in direction whilst
running [87, 88]. During activities such as rapid changes in direction or landing, the
greater Q-angle in the female athlete may predispose the knee to more vulnerable
positions which in turn places greater strain on the ACL [86, 88, 89].
Excessive frontal- or transverse-plane hip motion during single-limb weight
bearing may be associated with excessive femoral adduction, an internal rotation
leading to knee valgus, tibial internal rotation and excessive foot pronation. This
series of postural malalignments has been described as medial collapse [90, 91].
Such alignments have been associated with insufficient muscular control and can
alter the joint load distribution and, consequently, joint contact pressure of adjacent
or distant joints [92]. Accounting for the alignment of the entire extremity in this
context, rather than a single segment, may more accurately describe the relationship
between anatomic alignment and the risk of lower extremity injury, since one
alignment characteristic may interact with or cause compensations at the other bony
segments [81, 82]. Whilst this viewpoint remains largely theoretical [91], it appears
more plausible when clinical interventions are designed and successfully
implemented to reduce symptoms by addressing the underlying pathological
malalignment and biomechanics [82].
Chapter 2: Literature Review 19
The potential for an interactive effect between joint segments has been
explored by Nguyen and Shultz [81]. A factor analysis approach was employed in
attempt to use a number of lower extremity alignment variables (femoral anteversion,
quadriceps angle, tibiofemoral angle, genu recurvatum, tibial torsion and pelvic angle
– the angle formed by a line between ASIS and PSIS relative to the horizontal plane)
to examine whether relationships could be identified among these variables [81]. The
analysis identified three distinct lower extremity alignment factors namely a valgus
(greater anterior pelvic, quadriceps, and tibiofemoral angles), pronated (greater genu
recurvatum and navicular drop and less outward tibial torsion) and femoral
anteversion factor which demonstrated the potential interaction among lower
extremity alignment variables [81]. A factor of particular relevance to this review
was the relative valgus alignment characterised by increased pelvic angle, quadriceps
angle and tibiofemoral angle as this collective posture insinuates a medial collapse of
the knee. The medial collapse alignment may reflect an interaction between the
pelvis and knee angles as increased anterior pelvic tilt has been associated with
internal rotation at the hip [93].
2.3.2.1 CLINICAL IMPLICATIONS OF MEDIAL COLLAPSE
The clinical implications of a medial collapse of the knee on lower limb
injuries have been investigated with numerous plausible explanations. Numerous
studies [31, 32, 50-54, 94] have theorised that deficits in hip musculature strength
contribute to the mechanisms of patellofemoral pain, particularly through alteration
of lower limb kinematics. Specifically, deficiencies in hip external rotation and
abduction strength presumably contribute to excessive femoral adduction and
internal rotation during weight bearing activities [25, 31, 32], which has been shown
to promote increased lateral retropatellar contact pressure in cadaveric studies [32].
Riegger-Kruch and Keysor [92] rationalised that skeletal malalignments can alter
soft tissue loading of adjacent or distal joints. Altered loading can be demonstrated
by using excessive genu valgus as an example. In this instance, the quadriceps group
may become less effective as a knee extensor if the quadriceps tendon is altered in a
direction with more of the resultant force pulling the patella laterally and less of the
force pulling the patella proximally [92]. By altering the line of pull of the
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quadriceps muscle, there would be a tendency for the patellar to be more laterally
displaced resulting in a reduction of knee extension force [92].
The relationship between knee valgus and hip muscle function is of particular
importance. Hollman and colleagues [90] explored the relationships among frontal
plane hip and knee angles such as knee valgus, hip muscle strength, and
electromyographic (EMG) recruitment in women during a step-down. Strong
correlations were found between knee valgus and hip adduction angles (r = .755, P <
.001) further demonstrating the findings of collective kinematic alignments. Gluteus
maximus recruitment was moderately and negatively correlated (r = -.451) with knee
valgus, accounting for 20% of the variance in knee valgus [90]. An unexpected
finding was that there was a significant positive relationship between abduction
isometric force-production values and greater knee valgus angles during the step
down task [90]. These findings were explained in part by the secondary role of the
gluteus medius. Though primarily a hip abductor, gluteus medius also functionally
assists in internal rotation due to its increased moment arm during greater levels of
hip flexion [95]. This observation is in line with the theory of Gottashalk and
colleagues [49] who have postulated that the gluteus medius functions primarily as a
hip stabiliser and pelvic rotator, rather than a hip abductor when the hip is less
flexed.
The hip abductors and external rotators play an important role in lower
extremity alignment and ambulatory activities as they assist in the maintenance of a
level pelvis [47] and are involved in the prevention of hip adduction and internal
rotation during single limb support [26, 48, 49, 95]. Consequently, movements into
hip internal rotation and adduction may be due to weakness in the muscles
controlling eccentric hip internal rotation [25, 26]. This notion was supported by the
findings of Willson and colleagues [25] in a study which evaluated the association
between core strength (trunk, hip and knee) and the orientation of the lower
extremity during a single leg squat among male and female athletes. The findings
indicated that females generated lower trunk, hip and knee torques than males which
was coupled with greater frontal plane projection angles, or knee valgus [25].
Additionally, the association between external rotation strength and frontal plane
Chapter 2: Literature Review 21
projection angles was both statistically and clinically significant [25]. Participants
with greater hip external rotation strength may be better suited to resist internal
rotation moments [25].
When investigating excessive movements of internal rotation of the hip, Delp
and colleagues [95] noted that rotational moment arms of the hip musculature should
be considered, especially when the hip is flexed. Through the development of a
three-dimensional computer model of the hip muscles, they were able to compare the
rotational moment arms of the hip musculature during varying stages of hip flexion.
Their experimental results demonstrated that the internal rotation moment arms of
some muscle increased; the external rotation moment arms of other muscles
decreased, and some muscles switched from external rotators to internal rotators as
hip flexion increased [95]. The trend toward internal rotation with hip flexion was
apparent in 15 of the 18 muscle compartments, suggesting that internal rotation is
exacerbated by hip flexion [95]. This observation has obvious implications for
activities that involve elevated hip flexion angles such as in landing and other shock
absorbing activities as there may be a tendency for medial collapse.
Whilst lower limb alignment has been shown to alter the joint load distribution
and, therefore, contact pressure of adjacent and/or distant joints [5, 81], lower
extremity malalignment may be secondary to inferior proximal hip musculature
function [25, 26, 32, 88]. Inadequate musculoskeletal strength, malalignment and
biomechanics of the lower limb have all been associated as an intrinsic injury risk
and may additionally cause an inability to efficiently attenuate the forces associated
with ground impact. Consequently, it is also pertinent to review any literature that
describes the interrelated aspects of hip strength and lower limb malalignment to
ascertain the influence these factors have on force attenuation in the lower limb.
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2.3.3 HIP STRENGTH, LOWER LIMB MALALIGNMENT AND FORCE
ATTENUATION
2.3.3.1 RUNNING
Most recreational sporting enthusiasts engage in running based sports which
involve repetitive high magnitude foot impacts with the ground [96]. These athletic
activities can impose extreme loads on the musculoskeletal system and may
contribute to musculoskeletal injury development [97, 98]. Deficits in hip
musculature have been shown to play a role in postural malalignments and injury
aetiology [25]. The ability of the lower limb musculature to resist medial collapse
presumably allows the lower limb to attenuate forces through the kinetic chain with
greater efficacy. Numerous studies have explored the relationship between lower
limb alignment [99], strength of the hip musculature and the force attenuation
properties of the lower limb during weight bearing activity.
McClean and colleagues [99] examined the relationship between peak knee
valgus moment and lower extremity postures for men and women at impact during a
sidestep cutting task. Results of this study revealed that females had significantly
larger normalised peak valgus moments and a greater initial contact hip flexion and
internal rotation position than males during the sidestepping movements [99]. The
authors hypothesised that increased hip internal rotation and/or flexion at initial
contact therefore, may compromise the ability of hip internal rotators and other
medial muscles to adequately support resultant knee valgus loads [99]. Greater levels
of hip flexion has been shown, theoretically to exacerbate movements into hip
internal rotation as a consequence of altered hip musculature moment arms [95]. As a
result, hip neuromuscular training has been suggested to increase control at the hip
joint as this may ultimately reduce the likelihood of lower limb injury via a valgus
loading mechanism during sidestepping, especially in females [36, 99].
The hip muscles are capable in balancing a number of biomechanical forces in
the body [29]. During running activities the trunk laterally flexes towards the same
side as the foot strike and the pelvis is upwardly oblique primarily as a shock
absorption mechanism [29, 100] which is in turn stabilised by an equalising
contraction of the hip abductors [100]. A study by Snyder and colleagues [101]
Chapter 2: Literature Review 23
illustrated that strength training of the hip abductors and external rotators favourably
altered the lower extremity biomechanics and joint loading in running [101]. This
study revealed that rear foot eversion range of motion, hip internal rotation range of
motion, knee abduction and rear foot inversion joint moments were reduced
following six weeks of hip muscle strengthening [101]. The authors suggested that
the hip strengthening intervention employed in this study may alter knee joint and
ankle joint loading and thus be useful in treating patients with lower extremity
injuries [101].
2.3.3.2 LANDING
During landing, the lower extremity joints function to reduce and control the
downward momentum acquired during the flight phase through joint flexion [102].
Different landing strategies have been shown to exist between genders with females
having larger frontal plane movements of the knee [85, 88, 89], more erect landing
posture, utilising more hip and ankle joint range of motion and joint angular
velocities compared to males [102]. It has been argued that females may choose
these kinematic characteristics to maximise the energy absorption from the joints
most proximal to ground contact [102].
A force attenuation strategy based around increased knee valgus and greater
lower limb stiffness is considered to be a contributing factor to the aetiology of
noncontact ACL injuries for females [85, 89, 103]. Hewett and colleagues [89]
prospectively screened 205 female adolescent soccer, basketball, and volleyball
players via three-dimensional biomechanical analyses in a jump-landing task before
their respective seasons. Joint angles and moments were measured to help delineate
whether lower limb neuromuscular control parameters could be used to predict ACL
injury risk in female athletes [89]. Of these 205 athletes, nine had confirmed ACL
rupture and exhibited significantly different knee posture than the 196 that did not
have an ACL rupture. Knee abduction angle (P < .05) at landing was 8° greater in
ACL-injured than in uninjured athletes. The ACL-injured athletes also had 2.5 times
greater knee abduction moment (P < .001) and 20% higher ground reaction force (P
< .05), whereas stance time was 16% shorter [89]. As a consequence, the ACL-
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injured participants were characterised as having increased motion, force, and
moments occurring in a smaller amount of time than the non-injured [89]. The
findings of this study elude to increased valgus motion and valgus moments at the
knee joint during the impact phase of jump-landing tasks being key predictors of the
increased potential for ACL injury in females [89].
The influence of hip-muscle function on knee joint kinematics during landing
and the influence of fatigue has been investigated by Carcia and colleagues [103].
Frontal plane tibiofemoral landing angle, excursion and vertical ground reaction
forces were recorded from a drop jump under prefatigue, postfatigue and recovery
conditions on twenty recreationally active college aged students. A bilateral fatiguing
protocol was employed which involved a maximal voluntary isometric contraction
against a dynamometer. Bilaterally fatiguing the hip abductors elicited larger knee
valgus but no differences in frontal plane excursion or vertical ground reaction forces
in double leg drop landings when compared to the non-fatigued state [103]. The
results from this study further illustrate that proximal hip musculature influences the
kinematics at the tibiofemoral joint. Moreover, fatigue in the proximal musculature
might increase the injury risk to the knee during landing [103].
A recent study was conducted to evaluate the relationship between ankle
dorsiflexion and landing biomechanics by Fong and colleagues [104]. Thirty five
healthy volunteers (17 male and 18 female) were recruited. Landing biomechanics
were measured by an optical motion-capture system interfaced with a force plate.
Results observed significant correlation between ankle dorsiflexion and knee flexion
displacement (r = 0.646, P = 0.029) and vertical (r = -0.411, P = 0.014) and posterior
(r = -0.412, P = 0.014) ground reaction forces. The researchers suggested that greater
knee displacement and smaller ground reaction forces during landing were indicative
of a landing posture consistent with reduced ACL injury risk by limiting the forces
the lower limb must absorb.
Chapter 2: Literature Review 25
2.3.3.3 CRICKET FAST BOWLING
Fast bowling, by its very nature is a dynamic, multi-planar and forceful activity
that produces considerable mechanical loads to the spine which can be repeated as
often as 300 to 500 times per week [72, 77, 105]. Amongst cricketers, fast bowlers
have consistently been identified as having the greatest risk of injury due to the
characteristic chronic loading of the musculoskeletal system [106]. The enormous
intensity of the activity can overwhelm the normal repair process of the soft tissue
and bone alike and cause microscopic defects to form and propagate resulting in
lower extremity injuries [107]. The absorption of these forces is significant in the
aetiology and pathogenesis of injuries to the lower limb and vertebral spine as they
can reach four to nine times body weight during delivery [108, 109]. Excessively
frequent exposure to large forces in combination with predisposing factors that
include poor technique [110, 111], substandard physical preparation [112],
musculoskeletal immaturity [75, 105, 113] and muscular asymmetries [72, 106, 112]
consequently demarcates a multifactorial pathogenesis, observed in such injuries
such as stress fractures in fast bowlers [72, 75, 77, 106, 108, 109].
The ground reaction forces that are observed during bowling are high
magnitude and high frequency forces. The coupling of these mechanical components
is instrumental in the development of lower extremity injuries. The magnitude of
force generated and absorbed in the fast bowlers delivery stride is substantial and
transmitted and dissipated through the various loading mechanisms of the lower
limbs [105]. The process of force attenuation places immense levels of stress upon
the osseous structures of the lower limb, hip, pelvis and spine [114, 115]. These
forces are all generally lower than the critical limit of the specific tissue and combine
to produce a fatigue effect over time, predisposing the tissue to overuse pathologies
such as tendonitis, bursitis, fasciitis, fracture or neuritis and cricket specific injuries
such as vertebral disk degeneration [105] and spondylolysis [77, 106, 107].
Certain factors contribute to the differences in ground reaction forces. Hurrion
and colleagues [108] simultaneously measured the back and front foot ground
reaction forces of fast bowlers during a delivery stride. Results suggested that the
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26 Chapter 2: Literature Review
stride length and alignment influence ground force in the delivery stride [108]. These
factors where described as dependent upon the velocity at which the bowler impacts
the crease with the front foot, which also determines the magnitude of force [116].
Results also concluded that the highest front foot strike forces are a by-product of a
fully extended, or even hyper-extended knee however there is less conclusive
evidence to link the straight front leg technique to injury [108].
Previous sections have highlighted the interrelation of proximal strength,
malalignment, force attenuation and the resultant genesis of injury. However, the
more distal ankle joint, particularly range of motion deficits, also contribute
significantly to the pathogenesis of lower limb injuries. Consequently, reviewing the
literature relevant to the ankle dorsiflexion range of motion will add further
understanding of the multifaceted nature of intrinsic injury risk.
2.3.4 ANKLE DORSIFLEXION RANGE OF MOTION
The flexibility of a joint is determined by the geometry of the articular surfaces
and by muscle, tendon, ligament and joint capsule laxity [82]. The literature is
divided on the influence of range of motion (ROM) has on injury [14]. However,
decreases in ankle ROM, particularly dorsiflexion, have been implicated in several
studies to impaired function and injury [5, 17, 65, 66, 78, 82, 117-122]. Adequate
dorsiflexion of the talocrural joint is required for the normal performance of
functional activities such as walking, running, stair climbing and squatting [119] in
addition to adequate force development and attenuation during foot contact [117,
123]. The point of maximal ankle dorsiflexion during human gait is approximately
10° and occurs during stance phase just prior to heel rise [124]. For this reason,
numerous studies advocate testing ankle dorsiflexion range of motion and associated
restrictions during full knee extension to accurately assess functional dorsiflexion
range of motion [5, 82]. Restrictions of ankle dorsiflexion may be caused by a tight
gastrocnemius, soleous, capsular tissue or abnormal ossesous formation of the ankle
[82, 117] or prolonged immobilization due to injury [117, 118, 122].
Chapter 2: Literature Review 27
Ankle injuries are common in a number of populations from athletes [17, 65,
66, 120], dancers [122], soldiers [121], general active population [24] and even
children [117]. Despite the frequency of such injuries, little is known about
prevention, particularly in children [117]. Tabrizi and colleagues [117] investigated
whether decreased dorsiflexion predisposes children to such fractures and sprains. A
goniometer was used to assess dorsiflexion in an injured (n=82) and non-injured
control group (n=85). Findings showed that limited ankle dorsiflexion predisposes to
ankle injury [117]. These investigators hypothesized that a twisting fall produces a
torsional and dorsiflexion moment on the foot [117]. Gradual absorption of energy
by controlled dorsiflexion through a flexible gastrocnemius-soleus complex may
prevent injury, whereas sudden loading in the presence of a tight calf muscle may
result in a sprain or fracture [117]. Suggestions from this study included that children
with tight calf muscles should undergo a regimen of stretching exercises to improve
their ankle range of motion and resultant risk of ankle injury [117].
Decreased ankle dorsiflexion range of motion has been suggested as a risk
factor for inversion sprains in a prospective study by Willems and co-workers [24].
A total of 241 male physical education students were evaluated for possible intrinsic
risk factors for inversion sprains at the beginning of their academic study. The
evaluated intrinsic risk factors included anthropometric characteristics, functional
motor performances, ankle joint position sense, isokinetic ankle muscle strength,
lower leg alignment characteristics, postural control, and muscle reaction time during
a sudden inversion perturbation [24]. Running speed, cardiorespiratory endurance,
balance, dorsiflexion strength, coordination, muscle reaction, and dorsiflexion range
of motion at the ankle were associated with the risk of ankle inversion sprains in the
44 (18%) of male participants [24]. Based on the findings of this study, the authors
concluded that poor physical conditioning enhances the risk of a sports injury [24].
In a study attempting to identify intrinsic risk factors for hamstring injury at the
elite level of Australian football, a musculoskeletal screen was employed during the
preseason period of the 2002 Australian football season. Ankle dorsiflexion range, as
measured by the dorsiflexion lunge test, was found to be an independent, although
not significant, predictor of hamstring injury risk [66]. These results were supported
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28 Chapter 2: Literature Review
by a similar study identifying risk factors for general lower extremity injuries at the
community level of Australian football, with only ankle dorsiflexion ROM being
significantly associated with a player sustaining a lower extremity injury [65].
Commonly used tests of hip joint range of movement, hamstring flexibility, iliopsoas
flexibility and neural mobility were not associated with hamstring injury risk [66].
With respect to cricket, Dennis and colleagues [17] investigated the reliability
of a field-based musculoskeletal screening protocol for fast bowlers to measure
potential risk factors for injury. Restricted ankle dorsiflexion was again mentioned
with bowlers with an ankle dorsiflexion lunge of 12.1–14.0 cm on the leg
contralateral to the bowling arm being at a significantly increased risk than bowlers
with a lunge of >14 cm [17]. Bowlers with a lunge of ≤ 12 cm were also at an
increased risk, but not significantly so [17]. Dennis and colleagues hypothesised that
a lack of ankle dorsiflexion on the front foot impact leg could relate to injuries in fast
bowlers in a number of ways. Tight calf musculature with a lack of ankle
dorsiflexion may contribute to higher ground reaction forces at front foot impact as
there is less displacement available to attenuate the impact [17]. Resultant force
increases coupled with the compromised function of the calf muscle could increase
load up the kinetic chain on to the knee and patellar tendon, hip and even lumbar
spine [48, 108, 120, 125]. It may also be possible that greater ankle dorsiflexion
ROM may contribute to an improved force attenuating alignment of the tibia and
femur when the ankle joint is fully flexed, which has been speculated to cause
changes in optimal pelvis and lumbar spine alignment in weight bearing [91].
The influence of reduced ankle dorsiflexion range on patellar tendon injuries
has been explored. Milliaris and colleagues [120] investigated whether factors
relating to muscle and joint flexibility (sit and reach flexibility, dorsiflexion range),
strength (jump height, ankle plantar flexor strength) and activity level (years of
volleyball competition, activity level) are associated with patellar tendon injury
among volleyball players. They observed that only ankle dorsiflexion range was
associated with patellar tendinopathy [120]. It was considered that reduced ankle
dorsiflexion range may be a risk for the development of patellar tendinopathy due to
its contribution to lower limb shock absorption. Findings such as those described
Chapter 2: Literature Review 29
previously from Dennis and colleagues [17] reinforce the hypothesis of higher front
foot ground reaction forces as a result of ankle dorsiflexion limitations.
Reduced ankle dorsiflexion results in a variety of compensatory changes within
the lower limb mechanics [82]. Gross [82] has reported that one type of
compensation involves decreasing step length of the contralateral lower extremity,
whilst others have a symmetrical and normal step length but have a hyper-mobile
dorsiflexion of the forefoot or the rear foot. These patients typically present with
midfoot pain during terminal stance phase of gait [82]. An additional compensation
outlined by Gross [82] is an increase in toe-out placement angle so that dorsiflexion
demands during terminal stance phase of gait are decreased. Patients who utilized
this toe-out compensation rely more on movements that occur within the foot about
the anterior posterior axes of rotation (e.g. subtalar joint) as they accomplish weight
bearing over the stance foot [82]. This theoretically results in greater ground reaction
forces as there is more of an eversion moment than a plantar flexion moment during
the loading phase of the gait cycle [82]. A tendency to exhibit eversion moments has
been shown to cause excessive and prolonged pronation [82, 121], defined as the
movement of abduction, dorsiflexion and eversion [124].
Pronation unlocks the mid tarsal joint of the foot which becomes more flexible
in order to adapt to the underlying surface. Pronation also acts as a shock absorber,
assists in maintaining balance, improves efficiency of muscle contraction and assists
in the distribution of normal forces the lower kinetic chain [126]. Compensatory
pronation has been said to be the most common cause of foot pathology and has been
linked to numerous lower limb injuries including tibial and metatarsal stress
fractures, plantar fasciitis, patellofemoral pain syndrome and anterior cruciate
ligament injuries [127].
Hughes [121] investigated the predisposing factors of metatarsal stress
fractures in two groups of soldiers with and without radiographic diagnosis.
Biomechanical analysis of the foot and ankle were included in the investigation to
help explain forefoot varus, abnormal rear foot valgus and dorsiflexion as
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30 Chapter 2: Literature Review
intervening variables in metatarsal stress fracture development. Ankle dorsiflexion
was measured with a goniometer with the knee fully extended and concluded that
participants with decreased dorsiflexion were 4.6 times more likely to develop a
metatarsal stress fracture than those with normal measurements [121]. The
relationship between decreased dorsiflexion and a higher rate of stress fractures are
supported by a similar study by Montgomery and colleagues [128], but this trend was
statistically insignificant.
The evidence pertaining to ankle dorsiflexion ROM and the link to injury
within the literature is limited. The available information suggests that constraints
associated with ankle dorsiflexion appear to influence lower limb pathologies,
particularly overuse. It may be that ankle dorsiflexion ROM itself is not an
independent risk factor, but rather injury incidence is the product of the
compensatory biomechanics previously outlined [129]. As such, ankle dorsiflexion
may simply be one of a number of variables that interrelate to contribute to injury.
In conclusion, by integrating the previously outlined literature in this section, it
can be argued that numerous intrinsic risk factors contribute to lower limb
pathogenesis. The contribution of intrinsic risk factors to lower limb pathogenesis is
an important notion to recognise as an increased understanding of these intrinsic risk
factors may provide insight in to the exercise and sport related epidemiology of the
lower limbs.
2.4 EXERCISE AND SPORT RELATED EPIDEMIOLOGY
Injury prevention and intervention have become focal points for researchers
and clinicians alike. Successful injury surveillance and preventions requires valid
pre- and post- intervention data on the extent of the problem [6]. Unfortunately,
inconsistencies within the methods of data collection, definitions of injury types and
severity and population samples have made comparison between studies a
complicated process [5, 6]. This weakness can be exemplified when observing the
reported incidence of injuries in the recreational running population. The rates of
Chapter 2: Literature Review 31
injury incidence have been reported to be 25 to 75% [130], 24% [131], 37 to 56%
[132], 33 to 85% [133]. However, these rates are reported and influenced in a variety
of ways due to elements such as what the study defines as an injury, required
workloads to be a study participant and also the level of running experience. As a
result, the baseline population for these studies are often unidentifiable [5, 65]. These
issues are often alleviated when epidemiological data from sports are used, given the
population is already defined. Numerous sports have used injury surveillance to
ascertain the type and frequencies of injury in addition to any sport specific injuries.
One such sport that has done so is cricket.
2.4.1 CRICKET EPIDEMIOLOGY
Cricket is a seasonal sport played in a number of countries throughout the
world, primarily in the British Commonwealth. Domestic cricket in the Southern
hemisphere spans from September to March of each year while in the Northern
hemisphere it spans from April to August. Given cricket’s global audience, its
maturation has seen the scheduling of international matches increase dramatically
over time [134]. Today elite cricketers are expected to train longer, harder and
achieve success earlier in life and this commitment results in concurrent increases in
physical demands and the pace of the game [22, 134]. With the continually
escalating demands placed on players, cricket has moved from a sport of relatively
low injury incidence [22, 35] to a sport where players are now susceptible to a wide
variety of injuries at vital stages of the season [64]. Nevertheless, the reported injury
incidence in cricket is low when compared to those rates found in other professional
sports [22, 35, 135]. For example the injury prevalence of 9% observed in cricket
[22, 135] is less than that of the football codes (15% AFL, 16% first grade rugby
league, 13% state rugby union), suggesting that cricket is relatively safe [22].
Although strictly a non-contact sport, injuries in cricket are caused by a number of
mechanisms. However, most injuries result from cumulative micro trauma due to
chronic loading [22]. Epidemiological studies focusing on cricket suggest that injury
patterns for male cricketers at an elite level are fairly consistent and predictable, with
fast bowlers being injured far more often than other players [35, 135-137].
Consequently, much research has been conducted on this subgroup focussing
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32 Chapter 2: Literature Review
particularly on bowling technique [72, 111, 138], bowling workload [106, 139] and
physical characteristics [138, 140]
As of 2005, cricket was the first sport to publish a consensus regarding
international injury definitions [141, 142] with data being collected from some of the
major cricket playing countries such as Australia, England, South Africa and the
West Indies. The current internationally recognised definition of a cricket injury for
surveillance purposes has been outlined by Orchard [35] which states:
“Any injury or other medical condition that either: (1)
Prevents a player from being fully available for selection in
a match or (2) during a major match, causes a player to be
unable to bat, bowl, or keep wicket when required by either
the rules or team’s captain.”
It is hoped that in the near future all nations will publish similar comparable
data [35]. From the current epidemiological literature however, a number of trends
can be identified. Such trends revolve around the anatomical sites, the player’s
primary skill and playing position in addition to their age and time of the season the
injury occurred.
All studies that have focussed on injury surveillance have analysed the injuries
pertaining to differing anatomical sites. The body is divided with the head, trunk,
upper and lower extremities all heading a sub-group. The incidence of lower limb
and trunk injuries dominate the injury data with spans of 15.5% - 49.8% and 3.2% –
38.9% respectively [22, 35]. Upper extremity injuries accounted for between 16.5%
– 33.9% with the fingers being the most vulnerable site [136, 137]. The incidence of
injury to the head, neck and/or face had the greatest range varying from 1% in the
elite population to 44.2% [35] in a younger population [22]. Each study is outlined in
Table 1.
Chapter 2: Literature Review 33
Table 1 Reported incidence of cricketing injuries according to injured body region.
Study Population Time Frame
Injured Area (%)
Head Upper
Extremity
Lower
Extremity Trunk Other
Stretch
(1995)[143]
116 (School boy
cricketers)
Cricket
Seasons 19.3 24.6 22.8 33.3
Orchard et al
(2006)[35]
Elite male Australian
cricketers (886 injuries)
10 years - 3
retrospective,
7 prospective
1 16.5 37.7 23.6 3.5
Stretch 2001
[136]
183 (South African Club
and provincial players) One season 5.6 22.2 33.3 38.9
Finch et al 1998
[12]
3846 injuries, 3408
players (Adults) 16.6 32.6 22.8 4.2 4.1
Finch et al
1998[12]
2345 injuries, 1945
(children) 44.2 33.9 15.5 3.2 3.2
Mansingh et al
(2006)[137]
Elite male West Indian
Cricketers 2003-2004 12 28 28 28 4
Leary & White
(2000)*[144]
English Country Club
Cricket (54 Club
Cricketers)
1985-1995 5.7 29.4 44.9 20
Stretch 2003
[64] 436 elite cricketers 3 seasons 4.1 23.3 49.8 22.8
*Acute injury only
Lower quarter injuries, defined as injuries occurring to either the lumbar spine
or lower extremities, dominated the injury list for all players irrespective of game
format [35, 64, 136]. The body of surveillance data identified workload as a
contributing factor to injury attributable mainly due to repetitive micro trauma where
a number of forces, each lower than the critical limit of the specific tissue, combine
to produce a fatigue effect over time [109]. Whilst there is a consensus within the
literature that overuse injuries are a major component of cricketing epidemiology,
particularly in fast bowlers [35, 64, 136, 137, 139, 144], the way in which these
issues should be addressed is a topic of debate. Consequently, there are a number of
standpoints which offer solutions. These include workload monitoring [106],
reduction in international scheduling [35], training diaries [137], rule changes [35],
modifications to training and recovery methods [137], conditioning [22], risk
assessment [18], tactical changes [35], enhanced management of injury and return to
play protocols [145], appropriate footwear [22], analysis of bowling technique [111]
and validation of pre-participation screening protocols [17, 19, 22, 23]. It is well
accepted that these preventative modalities should be incorporated into a multi-
dimensional, multi-disciplinary approach to injury prevention [22].
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34 Chapter 2: Literature Review
Injury to fast bowlers remains the priority area for prevention efforts at all
levels of the game [76, 106, 141]. The literature clearly illustrates a relationship
between the overall bowler workload and risk of injury in both junior and adult
cricket [106, 139]. Fast bowlers miss 16% of all potential playing time, whereas the
prevalence for batting and fielding injuries is less than 5% [35]. These findings
illustrate the demands of fast bowling and the associated injury risk. Again, lower
quarter injury dominates this aspect of the cricketing demographic.
Whilst the literature focuses on a global measure of injury prevalence, a more
accurate assessment would be injury rates per exposure time – that is, player
exposure in each category [137]. Whilst overuse and bowling workloads are major
contributors to injury, Mansingh and colleagues [137] have noted that half of the
batsmen’s injuries were sustained during fielding and catching. These results are
comparable to the findings of injuries to elite male cricketers in Australia over a 10-
year period with 45% of injuries occurring in matches whilst bowling, 23% whilst
fielding and 20% whilst batting [35]. These figures further highlight the relative
injury rates for each player category but, as mentioned, they fail to assess relative
risk per exposure time. Whilst this risk has failed to be assessed per player category,
it has been assessed within the varying match formats. Mean match injury incidence
in the West Indies for the season 2003-2004 was 48.7 per 10 000 player hours in Test
Cricket and 40.6 per 10 000 player-hours in one day international cricket [137].
These figures are not dramatically different to those presented by Orchard and
colleagues [35] from the Australian cricket seasons of 1995-1996 and 2004-2005.
These studies illustrate the coupling of increased workload with increased injury risk
per exposure time further augmenting the notion that the monitoring of athletes is
vital for preventing injury.
From the aforementioned analysis of epidemiological data, it can be seen that
methodical injury surveillance is now being employed within most of the 10 test
playing nations. The years of data already accumulated have illustrated that players,
in particular bowlers, are most prone to a lower quarter injury. Realising that lower
Chapter 2: Literature Review 35
quarter injuries are most prevalent, suggest that musculoskeletal screening protocols
should play a role in the prediction and prevention of injuries in the cricketing
population.
2.5 SCREENING PROTOCOLS USED TO ASSESS RISK
Pre-participation (or baseline) screening is a common method for measuring
potential intrinsic injury risk factors by identifying characteristics of the
musculoskeletal system that may predispose an athlete to injury, or to identify
incomplete recovery from a previous injury [16-18]. In addition to injury risk
management strategies, screening is concurrently promoted as part of a performance
enhancement strategy [18]. These tests are thought to highlight an athlete’s
predisposition to injury but the majority of the current protocols have yet to fully
illustrate this link to sporting injuries due to the paucity of quality injury risk factor
studies [18, 19]. Moreover, there is almost no reliable evidence base to support the
validity of these tests in predicting injury risk [20, 21]. However, evidence is
beginning to emerge that highlights a relationship between certain screening tests and
injury incidence within the elite and recreational athlete demographics [35].
Screening tests are designed to assess all factors that are thought to be
associated with increased injury risk such as muscular strength, flexibility and
balance. Unfortunately, not all such tests have been validated as the development of
successful sports injury prevention strategies relies on a firm evidence base [23,
146]. Pre-participation screening underpins the evidence base as it is commonly
used to measure potential intrinsic injury risk factors by identifying characteristics of
the musculoskeletal system that may predispose an athlete to injury, or to identify
incomplete recovery from a previous injury [16, 17]. Moreover, for a pre-
participation screen to be effective as an element of an injury prevention strategy, it
is imperative that the tests are reliable, valid and can be easily reproduced across a
range of participants [19, 23, 146]. When measurements are not reliable, it is
difficult to distinguish between participants with or without risk factors because of
the large measurement errors [146]. Moreover, if a test is not valid it fails to measure
that which it is designed to measure.
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36 Chapter 2: Literature Review
A number of studies have investigated the reliability of common lower
extremity musculoskeletal screening tests. Gabbe and colleagues [19] have
investigated the inter-tester and test-retest reliability of clinical assessment tools
commonly used in the pre-season musculoskeletal screening protocols of elite
Australian football clubs. The tests of interest were Sit and Reach, Active Knee
Extension, Passive Straight Leg Raise, slump, active hip internal rotation range of
movement (ROM), active hip external rotation ROM, lumbar spine extension ROM
and the Modified Thomas Test [19]. They indicated that these simple, clinical
measures of flexibility and ROM had very good to excellent test-retest and inter-rater
reliability. The results support the use of these tests as pre-participation screening
tools for sports participants.
With respect to cricket, Dennis and colleagues [17] investigated the reliability
of a field-based musculoskeletal screening protocol for fast bowlers to measure
potential risk factors for injury. The protocol was comprised of knee extensions,
modified Thomas test (hip extension and abduction), hip internal and external
rotation ROM, combined elevation of the shoulders, ankle dorsiflexion lunge,
bridging hold, prone four point hold and calf heel raises. Their findings run counter
to those previously mentioned as they found inter-observer reliability to be generally
poor, with only four of 10 tests having an ICC greater than 0.80. The intra-observer
reliability of the tests was considerably higher however, with nine of the test having
an ICC greater than 0.80.
Whilst there has been research pertaining to pre-participation screening, only
one study has attempted to utilise pre-participation screening to identify risk factors
for injury in a cricketing demographic [23]. Dennis and colleagues [23] conducted a
prospective cohort study of fast bowlers over a single cricket season and measured a
broad range of musculoskeletal, fitness, anthropometric and technique variables
through pre-participation screening. Two measures were identified as independent
predictors of injury. Reduced internal hip rotation on the back foot impact leg of the
fast bowling action was associated with a significant decrease in injury risk, whilst
Chapter 2: Literature Review 37
reduced ankle dorsiflexion on the front foot impact leg was associated with a
significantly increased risk of injury. Biomechanical research was proposed to
investigate how these two intrinsic risk factors increase injury risk so that the
appropriate interventions could be developed [17].
Biomechanical analysis of fast bowler’s actions is also used heavily to identify
predisposition to injury [109]. Technique analysis of the fast bowling action in
particular has allowed the identification of players with a predisposition to injury
[111] and addresses one of the elements of injury aetiology. The implementation of
functional screening measures focuses on other elements of this aetiology but is not
as well understood as the clearer links to injury observed in technique screening.
The ability to clearly identify injury risk or performance enhancing factors is
reliant on the accuracy with which measurements are made. Establishing the
reliability and validity of commonly used clinical assessment tools is a key issue
encountered by studies of intrinsic injury risk factors [17]. Issues of reliability
surrounding subjective screening protocols may be alleviated by biomechanically
investigating the accuracy of such protocols. This level of formal evaluation clarifies
the association between the clinical practices and the quantitative methods [22].
Whilst research has been conducted in assessing the reliability of lower extremity
clinical screening tests [17, 19, 23], it focussed on inter-rater and test-retest
reliability. The reliability of functionally orientated tasks has been investigated [18]
but many of these are yet to be validated.
A greater understanding of functional screening tests such as the single leg
squat is needed if they are to be fully utilised as useful screening tools for those
predisposed to injury. Consequently, investigating the relationship between the
clinical and field-based testing procedures [23] and the more sophisticated 3D
kinematic analysis is an important step in validating the use of field-based tests to
predict injury. Understanding this relationship would facilitate the development of
standardised musculoskeletal screening protocols which would conceivably yield
more accurate, reliable and appropriate musculoskeletal interventions [18]. This
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knowledge in turn would assist the management of any intrinsic injury risk factors
which would presumably influence the incidence of lower limb musculoskeletal
injury in cricket, as well as other physical activities.
2.6 FUNCTIONAL TESTING TO ASSESS INTRINSIC RISK:
Functional testing has been defined as the performance of an activity or series
of activities designed to assess (indirectly) muscular strength and power and to
quantify function [147-149]. The key purposes of functional testing are to: (1) reveal
asymmetries that may predispose an individual to injury, (2) measure progress in
rehabilitation objectively, and (3), assess the ability of a body segment to tolerate
external forces [147, 148]. Scientists and clinicians alike are widening their focus to
include assessments of joint mechanics proximal and distal to the sites where injuries
tend to occur [26] due largely to the closed chain nature of athletic activities. When
the distal end of a segment is relatively fixed such as in a planted foot during a squat
or cutting manoeuvre, motion at one segment will influence that of all other
segments in the chain [26, 125]. This notion is exemplified by the biarticular
muscles of the lower extremity during simultaneous movement of the hip, knee, and
ankle rising from a squatting position [148, 150]. These phenomena do not occur in
open chain exercise and as such the concurrent muscular shift is a hallmark of closed
kinetic chain exercise [148, 150].
2.6.1 TRENDELENBURG ASSESSMENT
The Trendelenburg test is a simple clinical test developed by Frederich
Trendelenburg in 1895 [151] to determine the integrity of hip abductor musculature,
with specific reference to congenital dislocation of the hip [151, 152]. Originally,
Trendelenburg described his test as standing on the treated (affected) leg and raising
the buttock of the other side up to or above the horizontal line. He stated that the test
result was considered ‘positive’ for hip abductor instability if the patient was unable
to stand on the treated (affected) leg and raise the buttock of the other side up to or
above the horizontal line [151, 152]. More recently it has been adapted to evaluate
hip abduction strength [149], assist in the identification of abnormal gait patterns and
Chapter 2: Literature Review 39
as a diagnostic test for gluteus medius tears [153]. The test is considered ‘positive’,
or a sign of hip abduction weakness, when the pelvis on the non-weight bearing side
lowers in single leg stance due to the inability of the hip abductors to support the
weight of the body [154]. A judgment of hip abduction weakness is significant as
during the single-limb support phase of gait, the gluteus medius muscle on the stance
hip provides a force that contributes to the stability of the pelvis in the frontal plane
[48]. This muscular force, acting through a moment arm, creates an internal moment
about the stance hip that neutralizes and counteracts an opposing external moment
created by the person's body weight [154]. It has been shown in Section 2.2 that
insufficient muscular control of the frontal- or transverse-plane hip motion during
single-limb weight bearing can be associated with excessive femoral adduction an
internal rotation leading to knee, valgus, tibial internal rotation and excessive foot
pronation, a series of postural malalignments described as medial collapse [90, 91].
2.6.2 THE SQUAT
The dynamic squat exercise is an integral part of strength and conditioning
programs for many sports that require high levels of strength and power [155, 156].
The squat is a closed kinetic chain movement that begins with the individual in the
upright position with the knees and hips fully extended. The individual then squats
down in a continuous motion until a desired squat depth is achieved and then in a
continuous motion returns to the upright position [26, 155]. Extensor muscles of the
trunk, hip and knee, those primarily strengthened during the squat exercise, are
important muscles used in a number of common athletic manoeuvres such as running
and jumping [27, 155]. These muscles also influence the orientation of the lower
extremity during weight bearing activities [25]. The squat is, therefore, considered a
useful tool in the functional rehabilitation [156, 157], preservation of physical
function [158] and screening of athletes [25, 26].
The squat discriminates between those with poor lumbopelvic stability who are
unable to control multiplane motion at the spine, pelvis and hip [25, 26, 37]. Mitchel
and colleagues [37] have described three elements of lumbopelvic stability. These
are intrapelvic stability, peripelvic stability and functional stability [37]. Intrapelvic
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40 Chapter 2: Literature Review
stability is dependent on the transversus abdominus contracting with intact posterior
sacroiliac joint ligaments and essentially provides the platform for a firm and stable
pelvic foundation [37] . Peripelvic stability is simply an athletic extension of
intrapelvic stability which allows force transfer through the pelvis via muscle
strength and activation patterns. Assessments of peripelvic stability are concerned
with the relationship between the pelvis and the rest of the body during functional
movements [37]. Peripelvic stability and the resultant force transfer is reliant on the
ability of the deep multifidus to contract and control the lumbar segments and the
superficial multifidus to orientate the spine on the pelvis [159]. Finally, functional
stability is simply an ‘on field’ extension of peripelvic stability. Muscle strength,
activation patterns and force transfer are being assessed in typical athletic conditions
to maintain all the necessary components of intrapelvic and peripelvic stability to
hold the pelvis stable on the femur and lumbar spine [37, 159]. Technique, coaching,
conditioning, coordination and fatigue all play a role in the ability of an athlete to
maintain a stable pelvis during the functional phase of lumbopelvic stability.
Decreased lumbopelvic stability has been suggested to contribute to the aetiology of
lower extremity injuries due to the inability of the hip and lower extremity to avoid
abnormal loading patterns [26].
2.6.3 THE SINGLE LEG SQUAT
The single leg squat (SLS) incorporates elements of both the two legged squat
and the Trendelenburg test. However, the SLS is performed dynamically and as such
increases the demands particularly on the gluteus medius [36, 160] but also on the
musculature of the torso, lumbar region, pelvis, knees and ankles [155]. As a patient
or athlete performs an SLS test, the investigator visually observes the task and
assesses the patient’s ability to control the motion using on a number of subjective
observations. This assessment is proposed to indirectly assess the patient’s strength
and muscle function; however there has been no standardisation of the assessment
criteria. Observational practices are common clinically, but have rarely been
scrutinized scientifically [149].
Chapter 2: Literature Review 41
The SLS is commonly used by clinicians as a functional measure of dynamic
lumbopelvic stability [25-27, 36, 37] because it has a greater ability to highlight
those with poor lumbopelvic stability [37] than the standard two legged squat. The
SLS in some ways replicates an athletic position commonly assumed in sport such as
cutting (powerful change in direction while running made from one leg), jumping
and balancing which all require the control of the trunk and pelvis on the weight
bearing femur in all three planes of movement [25, 27, 36]. The ability of an athlete
to control these multi-plane movements at the spine, pelvis and hip in single leg
stance may play a pivotal role in avoiding abnormal patterns of loading [91]. These
patterns include excessive femoral internal rotation, femoral adduction, knee valgus,
tibial internal rotation and foot pronation of the weight-bearing limb with resultant
excursion of the contralateral non weight bearing ilium and excessive lateral flexion
of the trunk [25, 27, 36, 37, 40].
Whilst it has been acknowledged that there is a relationship between muscular
strength and lower quarter injury risk, it is not fully understood [25]. However, there
is evidence to suggest that those with decreased musculoskeletal strength are at an
increased injury risk [5]. For example, knee flexion weakness is considered to be a
risk factor for hamstring strains in Australian Rules footballers [60, 66]. With respect
to the hip, Leetun [26] demonstrated prospectively that athletes who experienced an
injury over the course of an athletics season displayed significantly decreased levels
of hip abduction and external rotation strength. Leetun and colleagues [26] also
proposed that these strength deficits resulted in decreased lumbopelvic stability
contributing to the aetiology of the athletes lower extremity injuries. The literature
suggests that any lower extremity injury prevention should include measurements of
hip and knee strength [25], which has particular relevance for the SLS role as an
injury predictor.
Using the SLS, Willson and colleagues [25] conducted a study to: 1) compare
the orientation of the lower extremity between male and female athletes as
characterised by frontal plane projection angles (FPPA); 2) compare the strength of
muscle groups in the trunk, hips and knees between these groups; and 3), to evaluate
the association between aforementioned strength measures and the orientation of the
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42 Chapter 2: Literature Review
knee joint during this activity [25]. Results indicated that women consistently
generated less torque in all muscle groups, with the exception of trunk extension.
Women also tended to move in the opposite direction to men during the SLS with
females moving towards a more extreme frontal plane projection angle (FPPA),
whilst males remain more neutral. The more neutral knee and stronger hip external
rotators in men may result in a greater capacity to resist internal rotation moments
and consequently exhibit smaller hip internal rotation angles during the SLS [25].
Similar results were observed in a study by Zeller and colleagues [36]. Increased
knee valgus and increased quadriceps muscle activity were observed in females when
compared to males [36]. The authors concluded that the increased quadriceps activity
was not as effective at preventing frontal plane movement [36]. Instead, the authors
suggest that the females in this study demonstrated increased knee valgus due to
decreased hip muscle control [36]. The single leg squat may be effective for
screening athletes for knee valgus during weight bearing due to decreased hip
stability during athletic tasks. However, the contribution of muscles that may
influence knee valgus angles during weight bearing, including muscles of the trunk,
hip and knee has yet to be determined [25].
Yamazaki and colleagues [161] recently completed a study comparing the
differences in 3D kinematics of single leg squatting between ACL injured patients
and healthy controls. Sixty three (32 male, 31 female) ACL injured patients
performed half squats the day before ACL reconstruction and were compared to 26
healthy control subjects with no knee injuries. When comparing the injured and
uninjured legs within subjects, the injured leg of both the male and female subjects
illustrated more knee varus than the uninjured leg [161]. Gender differences
illustrated that more external hip rotation (M = 4.5º ± 8.6º F = 9.1º ± 8.0º p = 0.0019)
and knee varus (M = 19.8º ± 11.3º F = 8.2º ± 12.5º p < 0.0001) were present in the
female subjects compared to males for both the injured and uninjured legs. The male
subjects demonstrated less external knee and hip rotation, less knee flexion and more
knee varus than that of the uninjured leg of the male subjects [161]. It was concluded
that single leg squatting was a simple, safe and reproducible clinical test in
comparison to a single leg landing test. Moreover, the examination of a subject’s
kinematics during the SLS would presumably highlight those with pathomechanic
Chapter 2: Literature Review 43
patterns. As such, training and correctional interventions could be employed to
reduce the injury and reinjury rate of ACL’s, particularly in females [161].
Limited information exists on the relationship between hip abduction
movement and gluteus medius strength [149]. DiMattia and colleagues [149] found a
weak positive correlation between hip-abduction strength and hip-abduction angle
during both the Trendelenburg and SLS tests. They concluded that the usefulness of
these tests for assessing hip abduction strength in a healthy physically active
population was limited. Zeller and colleagues [36] used three dimensional (3D)
motion analysis system to investigate the kinematic differences between males and
females during the SLS. Women had approximately 4° more hip adduction than men
when performing an SLS and the authors postulated that increased knee values in
women during SLS might occur because of decreased neuromuscular control in the
hip muscles [36]. Evidence suggests that increased knee valgus might also be
associated reduced hip abduction and external rotation strength [90]
Hip muscle activation during a number of functional tasks has previously been
investigated with the use of EMG. The lunge, SLS and step up and over exercises
were all used to assess the activation levels for muscles acting on the hip joint[160].
Boudreayu and colleagues [160] documented that mean gluteus medius activation
was highest during the SLS. Moreover, the SLS was documented to have the highest
overall hip muscle activation and therefore should be the final stage of functional
rehabilitation [160]. It is important to realise this when assessing lumbopelvic
stability using the SLS, as the gluteus medius muscle functions to stabilise the hip
joint during weight bearing [49]. Without adequate gluteus medius strength and/or
activation during single leg support, lumbopelvic stability is lost along with the
ability to control multi-plane movements at the spine, pelvis and hip in single leg
stance [49]. This inability results in the aforementioned abnormal patterns of loading
and movement and is thus thought to increase injury risk [37]. This observation
further consolidates the role of the SLS as both a functional screening tool and
potential injury predictor.
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44 Chapter 2: Literature Review
The SLDS is considered an effective rehabilitation exercise, particularly in
targeting patellar tendinopathy [38-42, 162]. This condition, a chronic overuse injury
characterised by pain during tendon loading, is characterised by anterior knee pain
[40, 120]. The efficacy of the SLDS as a rehabilitation intervention is due to its
greater ability to isolate and load the knee extensor muscles and associated tendinous
structures in an eccentric manner [42, 162] when compared to the SLFS [38]. When
a flat squat is performed, several mechanisms may unload the knee extensors and
potentially reduce the eccentric load through the patellar tendon [40, 162].
Conversely, it has been hypothesised that the increased loading of the SLDS may be
attributable to a concurrent coupling of decreased ankle dorsiflexion and increased
knee flexion not possible in the SLFS [43]. Both Young and colleagues [39] and
Purdam and colleagues [38] explained that this may be a result of reducing the
limitations caused by the calf muscles that constrain the extent of dorsiflexion in the
SLFS [42].
Increased patellar tendon loading in the SLDS has been supported by
quadriceps electromyography (EMG) research by both Richards and colleagues [41]
and Kongsgaard and colleagues [44]. These studies aimed to compare lower limb
EMG activity, patellar tendon strain and joint angle kinematics during standard and
decline eccentric squats [41, 44]. Richards and colleagues [41] used an adjustable
decline board able to be set to angles of 0°, 8° , 16° and 24° and measured the
aforementioned variables whilst Kongsgaard and colleagues [44] simply compared
platform angles of 0° and 25° . Both studies concluded that with greater decline
angles, increased load was placed on the patellar tendon during unilateral eccentric
squats. This was evidenced by greater quadriceps EMG activity and knee moments.
Additionally, both studies acknowledged a decrease in ankle plantar-flexor moments
with the greater decline angle [41, 44]. However, there is still debate regarding the
increase in quadriceps activation being explained by a decrease in the triceps surea
contribution. Kongsgaard and colleagues [44] reported that hamstring and calf
muscle mean EMG activity did not differ between standard and decline squats. This
standpoint was not shared by Richards and colleagues [41] and Frohm and
colleagues [43] who concluded that EMG activity for the gastrocnemius increased as
the decline was introduced.
Chapter 2: Literature Review 45
A study by Young and colleagues [39] investigating the short term (12 weeks)
and long term (12 months) efficacy of two eccentric exercise programs (step and
decline squats) for the treatment of patellar tendinopathy in the adult volleyball
population. Participants were separated into either a SLDS group or a step down
group. Those in the SLDS group completed the downward component (eccentric
phase) of the squat on the symptomatic leg, and the upward component (concentric
phase) on the asymptomatic leg. Participants in the step group used a 10 cm step to
perform their squats. They completed both components of the squat on the
symptomatic leg. Both groups were instructed to exercise in the presence of tendon
pain and to progressively increase the load as pain decreased. Both the decline and
step protocols were effective in the treatment of tendon pain and corresponding
increases sporting function in athletes with patellar tendinopathy. Young and
colleagues [39] observed no difference in pain ratings between the two eccentric
protocols at the 12 week point. At 12 months, however, the decline squat group
displayed considerable beneficial differences in pain levels and sporting function.
This study shows that the decline squat protocol presents a much greater chance of
clinical improvement over a 12 month season than the step protocol [39], presumably
due to an increase in patellar tendon load and knee extensor mechanism involvement.
The SLDS has also been recommended by Purdam and colleagues [163] for the
physical assessment of adolescent jumper’s knee. Jumper’s knee is defined as
symptoms at the insertion point of the patellar or quadriceps tendon into the proximal
or distal pole of the patella and tibia [79]. The SLDS and single leg decline hop were
the tests that best detected a change in pain due to a bout of intense workload
however it was concluded that the SLDS was the best clinical test as it was easier to
standardise performance [163]. This further reinforces that the SLDS loads the
patellar tendon more that the flat squat due to greater knee flexion kinematics.
The SLDS has been employed in the Cricket Australia (CA) physiotherapy
screening protocols as a measure of lumbopelvic control in the place of the more
traditional SLFS. The movement patterns of athletes can be analysed equally well
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46 Chapter 2: Literature Review
with the two squat techniques. However, it was hypothesised that the restraints of the
ankle and calf musculature in the SLFS would prevent athletes from assuming deeper
and more challenging squat positions and therefore prevents physiotherapists from
distinguishing between the hip, pelvis and trunk movement patterns of clinically
stronger and weaker players. Thus, it was thought that the SLDS would be more
sensitive in identifying those individuals with lumbopelvic and single leg stance
control issues. Experienced physiotherapists judge performance of the single leg
squat using a rating system whereby each athlete is scored on a competent (1
mark)/non-competent (0 marks) scale as per the following guidelines:
Rear Score: Assessment/observation of whether the pelvis is level, drops
down, hitches up or rotates (1mark)
Front Score: Assessment/observation of weight bearing limb, using the
knee as a reference for degree of internal rotation and adduction of the
femur (1 mark)
Interestingly, however, unpublished results from three years of Cricket
Australia SLDS data have indicated that those who have performed better in this test
have a higher incidence of injury compared to those who did not perform as well
clinically. This observation may indicate that the SLDS does indeed discriminate
between injured and the non-injured, but calls into question the rationale for the
SLDS test. Furthermore, further investigation is needed to assess the legitimacy of
the subjective assessment criteria used to assess players such as using the frontal
plane knee movement as a guide to infer what is happening at the hip and lumbar
spine. Additionally, a greater understanding is needed of how to accurately identify
and define pathomechanic patterns that appear both in the squatting assessment and
more task representative activities such as bowling technique.
2.6.4 SINGLE LEG FLAT SQUAT VS SINGLE LEG DECLINE SQUAT.
Very few studies have investigated the biomechanical differences between the
decline and flat variations of the SLS directly. Purdam and colleagues [38]
Chapter 2: Literature Review 47
investigated the effect of eccentric quadriceps training on 17 patients (22 tendons)
with painful chronic patellar tendinopathy. Two different eccentric exercises regimes
were used by the participants who had chronic (greater than 6 months) patella tendon
pain with activity. Patients either performed eccentric training for 12 weeks standing
on a 25º decline board or with the ankle in the standard flat foot position. The results
illustrated that the standard single leg flat squat appeared to be a less effective form
of rehabilitation as determined by pain ratings and return to sport. This was probably
due to the declines ability to better isolate the knee extensor mechanism in the squat
exercise [38].
A study by Frohm and colleagues [43] focussed on comparing the magnitude
of the mechanical load on the patellar tendon in four differing experimental
variations of the eccentric squat on 14 habitually healthy active male fire-fighters. A
sub maximal free weight condition and a maximal effort in a device for eccentric
overloading (Bromsman®) were conducted on both a horizontal and decline surface.
The variations of interest to this review are the free weight conditions where a 10kg
free-weight (barbell disk) was held across the chest while squatting both bilaterally
and unilaterally on both a flat and horizontal surface [43]. During the unilateral
squats the participants descended on a single leg, with the contralateral foot touching
the floor or decline board, but bearing minimal weight [43]. Once participants had
reached a position where the weight bearing femur was parallel with the floor they
then ascended using both legs. Kinematics, reaction forces, EMG and knee joint
kinetics were all measured for both conditions but of most relevance to this review
are the kinematic results. Results comparing the flat and decline squats indicated that
movement started at a more flexed knee and a more plantar flexed ankle joint and
stopped at a less flexed hip, more flexed knee and more plantar flexed ankle joint as
compared to the free-weight condition [43]. Put simply, these differences resulted in
smaller range of motion at the hip, and larger range of motions at the knee and ankle
joints in the decline condition. This resulted in a more flexed stop angle (118° v
103°) of the knee joint in the decline squat which also produced 25-30% higher peak
patellar tendon forces [43]. These results add to the consensus that there is greater
load on the knee extensor mechanisms during the decline squat [38, 39, 42, 44] as
discussed previously.
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The Frohm and colleagues [43] study focussed solely on the sagittal angles of
the hip, knee and ankle but failed to mention comparisons of these joints in any other
planes. This omission is understandable given that the paper focussed on patellar
loading during the aforementioned conditions however this additional information
could have given a deeper insight into the functional comparisons between the two
squatting conditions. For example, reporting the valgus and/or varus movement of
the knee during the different squatting conditions could have illustrated the ability of
the participants to control their pelvis during the descent. Frontal plane movement of
the knee has been shown in cadaveric studies to increase lateral retropatallar contact
pressure [32] as well as altering the line of pull of the quadriceps muscle
consequently displacing the patellar laterally resulting in a reduction of knee
extension force [92]. Reporting pelvic obliquity during the two conditions could have
provided similar insight into the activation of the stabilising pelvic musculature [37].
Non-reporting of the pelvic obliquity data may have been due to the squat technique
in which the participant had the non-weight bearing leg touching the ground in turn
providing balance and therefore not a true representation of a single leg squat.
Additionally, no trunk measurements were reported which could have potentially
shown if a lack of ankle flexion from the constraints previously outlined from ankle
dorsiflexion was compensated for with strategies such as increased trunk flexion,
lateral flexion or axial rotation of the trunk relative to the pelvis.
There has only been one study of the SLDS and injury incidence in cricket, as
yet unpublished by Farhart and colleagues [164] in collaboration with Cricket
Australia. This study prospectively assessed the SLDS as a predictor of lumbar spine
and lower limb injury in fast bowlers in cricket. Twenty four adult and 40 adolescent
fast bowlers performed two SLDS to a self-selected maximal hip flexion angle on a
20 decline board while being filmed by an 8 camera motion analysis system. These
were categorised as a back leg or a front leg SLDS depending on a bowler’s
dominant hand. Nineteen bowlers from the pooled cohort sustained an injury and
bowlers with low hip adduction angles at the commencement of the back leg SLDS
had reduced injury risk, whilst bowlers with greater hip external rotation during the
front leg SLDS were at increased injury risk. When performance of adults and
Chapter 2: Literature Review 49
adolescents was analysed separately, greater hip external rotation during the front leg
SLDS was associated with injury in adult fast bowlers only. It was hypothesised that
the relationships of SLDS hip kinematics to injury may be a consequence of
prolonged exposure to the repetitive high impact forces of fast bowling and
subsequent motor control interactions that may occur in the lumbopelvic-hip
complex. However, the use of the decline board was criticised by reviewers since it
may have changed the normal kinematics of the squat, making it difficult to compare
to functional sport movement conducted on flat ground. Further comparison of the
SLFS and the SLDS kinematics is required to assess what effect a decline board has
on changing squat kinematics at the hip.
As mentioned, the SLS protocols are used clinically as both functional
measures of lumbopelvic stability [25, 27, 36] and as a rehabilitation tool [38-42] as
it replicates an athletic position commonly assumed in sport which requires multi-
plane control of the trunk and pelvis on the weight bearing femur [25, 27, 36].
However, a paucity of information directly comparing the 3D biomechanical
differences between the SLDS and SLFS has resulted in glaring omissions from the
literature. It is difficult to determine whether clinically significant aspects of the SLS
movement pattern such as knee valgus/varus, pelvic obliquity, hip rotation and
adduction or lateral flexion of the torso are altered due to the type of SLS protocol
being employed. Will the movement patterns that are related to intrinsic risk factors
mentioned be consistent in both squatting protocols or do the ankle constraints in the
SLFS alter the movements of the weight bearing knee, hip and pelvis? This question
has yet to be conclusively answered within the literature. Whilst the SLS has yet to
be described as a predictor of injury within the cricketing demographic, it remains
important to investigate the 3D kinematics of two SLS protocols. Unearthing any
kinematic differences between the SLFS and SLDS may provide insight into what is
assumed in functional screening protocols, intrinsic risk factors and the collated
epidemiological data [35, 64, 136, 137, 143, 144]. Investigation of the two squat
protocols may shape future screening protocols by determining which test is best for
assessing lumbopelvic stability.
Chapter 2: Literature Review 50
Table 2 Summary of the single leg squat literature.
Authors Year Design Setting Population Study Focus Outcome
Crossley et al [165]
2011 Cohort Study Clinical 34 asymptomatic subjects
To evaluate the clinical relevance and effectiveness of using the SLS as an assessment tool of hip function in asymptomatic patients.
Subjects who were assessed as performing well during the SLS demonstrated significantly higher hip abduction torques, trunk side flexion forces and onset of anterior gluteal muscles. Clinical assessment of performance on the SLS is a reliable tool that may be used to identify people with hip muscle dysfunction.
Munkh et al [166]
2011 Descriptive Biomechanics Laboratory
12 healthy women
To determine the relationship between hip muscle strength and kinematics of the knee joint during SLS and dropping.
Muscle strength of hip external rotators was associated with knee medial displacement during both single leg squatting and dropping. The hip musculature, particularly the hip external rotators are closely related to the medial displacement of the knee
Yamazaki et al [161]
2010 Comparative Cross-Sectional
Laboratory 63 (32M 31F) ACL injured subjects
To evaluate the relative angles between the body, thigh, and lower leg using an electromagnetic device during SLS.
The uninjured leg of ACL-injured female subjects demonstrated significantly more external hip rotation and knee flexion and less hip flexion than that of the dominant leg of the female control. Comparing injured and uninjured legs, the injured leg of male subjects demonstrated significantly less external knee and hip rotation, less knee flexion, and more knee varus than that of the uninjured leg of male subjects.
Ageberg et al [167]
2010 Comparative Biomechanics Laboratory
25 (8M 17F) Healthy Subjects
To validate the single leg squat as an assessment of medio-lateral movement of the knee by comparing 2D and 3D metrics
Medio-lateral motion of the knee can reliably be assessed during a SLS. The test is valid in 2-D, while the actual movement, in 3-D, is mainly exhibited as increased internal hip rotation.
Boudrea et al [160]
2009 Intervention Laboratory 44 (22M 22F) healthy individuals
To document the progression of hip-muscle activation levels during 3 lower extremity functional exercises (step up, lunge and SLS).
The rectus femoris, gluteus maximus, and gluteus medius were activated least to most during the step up and over, lunge and single leg squat. Understanding this activation is vital for clinical progression.
Souza & Powers [54]
2009 Cross-sectional comparative
Laboratory 41 (20 control, 21 PFPS)
To determine whether females with PFPS demonstrate differences in hip kinematics, hip muscles strength and activation compared to controls.
Females with PFPS demonstrated greater peak hip internal rotation and diminished hip torque production. Gluteus maximus recruitment was greater in PFPS group during running and step down (SLS) task.
Hollman et al [90]
2009 Exploratory Laboratory 20 healthy women
To describe the relationships among frontal-plane hip and knee angles, hip-muscle strength, and EMG recruitment in women during a single leg step-down
Hip adduction angles/strength and gluteus maximus EMG all correlated with increased knee frontal plane projection angles. Gluteus medius strength might be associated with increased knee valgus. Gluteus maximus recruitment may have greater association with reduced knee valgus in women than does ER strength during step-down tasks.
Madhaven et al [168]
2009 Prospective Training Study
University Research Setting
10 health female participants
To examine the muscle activation patterns (using EMG) employed by female subjects in learning a novel SLS task under visual and non-visual conditions pre and post training interventions.
Quadriceps to hamstring coactivation ratio increased with improved accuracy and learning of movement. Muscle synergy around the knee changes as the accuracy of the task improves during a resisted SLS. Visual feedback should be considered when using the SLS to rehabilitate female patients with neuromuscular deficits.
Richards et al [41]
2008 Repeated Measures
Laboratory 10 physically active people
To determine the involvement of the gastrocnemius and rectus femoris muscles and the external ankle and knee joint movements at 60 knee flexion during a SLS at different angles.
As the decline angle increased, the knee extensor moment and EMG activity increased. However, as the decline angle increased the ankle plantor flexor moments decreased. SLDS at angles greater may not reduce passive calf tension and may provide no mechanical advantage for the knee.
Chapter 2: Literature Review 51
Zwerver et al [42]
2007 Repeated Measures comparison
Laboratory
5 (2M 3 F) healthy subjects (mean 22 years)
To investigate knee moment and patellofemoral contact force for the SLDS performed at 0°, 5°, 10°, 15°, 20°and 25° (with/without a backpack of 10 kg), and 30°.
Knee moment increased by 40% at decline angles of 15° and higher, whereas hip and ankle moment decreased. Patellofemoral forces increase more than patellar tendon forces
Frohm et al [43]
2007
Repeated Measures, Descriptive Comparison
Laboratory 14 male firefighters (healthy)
The aim was to compare kinematics of lower limb and mechanical load the patellar tendon during four types of eccentric squat (Free weight (flat & decline) and with maximal effort in a device for eccentric overloading (flat & decline)).
Sagittal plane kinematics (free weight) suggested a greater flexed knee, and ankle but less flexed hip for the decline squat compared to the flat squat. No significant differences in kinematics for the eccentric overload machine. Eccentric work, mean and peak patellar tendon force, and angle at peak force were greater (25–30%) for squats on decline board compared to horizontal surface with free weight,
Youdas et al [169]
2007 Repeated Measures Comparative
Laboratory 30 (15M 15F)
To determine if women are quadriceps dominant and men are hamstring dominant during the performance of a SLS on both a stable and labile ground surface against body weight resistance.
Women are quadriceps dominant and men are hamstring dominant during the SLS on either a stable or labile surface. Men appear to be more efficient at hamstring activation during the SLS. The SLS may not be the ideal exercise for women without neuromuscular training.
Levinger et al [170]
2007 Cross Sectional Comparative
Laboratory 25 Females (13 healthy 12 with PFPS)
To investigate the medial collapse of the knee during a SLS in females with PFPS.
Females with PFPS had significantly larger femoral frontal angles (the angle projected between the long axis of the thigh and the foot) but no differences for femoral deviation (knee movement in the frontal plane). The SLS may be a useful tool for PFPS.
Willson et al [25]
2006 Descriptive Comparison
Clinical Laboratory
46 (24M 22F) Compare frontal plane projection angles of M & F. Compare hip and trunk strength in these individuals. Evaluate association between strength & kinematics.
The females were found to have greater frontal plane projection angles and generally decreased trunk, hip, and knee isometric torque. Hip external rotation strength was most closely associated with the frontal plane projection angle
Kongsgaard et al [44]
2006 Descriptive Comparison
Laboratory 13 (7M 6F) To compare EMG activity, patellar tendon strain and joint angle kinematics during standard and SLDS.
The SLDS increases the load and the strain of the patellar tendon than standard SLFS. Greater strain likely explains superior clinical efficacy
Claibourne et al [171]
2006 Descriptive Comparative
Laboratory 30 Health adults (15M 15F)
Investigate the relationship between hip and knee strength and knee valgus during a single leg squat.
When normalized to body mass, men demonstrated significantly greater strength than women for concentric hip adduction and flexion, knee flexion and extension, and eccentric hip extension.
Negrete et al [125]
2006 Correlational Laboratory 60 (29M 31F) college aged students
To determine the correlations between isokinetic lower extremity strength and functional performance. Secondly, the correlations among different modes of isokinetic testing.
The single leg squat correlated with all a single leg hop for distance, single leg vertical jump, leg press, knee extension and a lower extremity function task (running agility task)
DiMattia et al [149]
2005
Single measure concurrent validity
Laboratory 50 uninjured participants
To evaluate the validity of the SLS and Trendelenburg assessments and their relationship to hip strength.
The usefulness of the Trendelenburg and SLS test in screening hip-abductor strength in a healthy physically active population is limited.
Pantano et al [172]
2005 Comparative Laboratory 20 (11M 9F) College students
Investigating the differences in peak valgus angles between individuals with high and low Q-angles during a SLS.
Dynamic knee valgus during SLS was not greater in higher in Q-angle group. Pelvic width to femoral length ratios, rather than Q-angles, may be better structural predictors of knee valgus during dynamic movement.
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Young et al [39]
2005
Prospective Longitudinal Comparison study
Clinical
17 elite volleyballers with patellar tendinopathy
To investigate the immediate (12 weeks) and long term (12 months) efficacy of two eccentric exercise programmes (SLDS and 'step downs') for the treatment of patellar tendinopathy.
Both exercise protocols improved pain and sporting function over the long term (12 months). The SLDS protocol offers greater clinical gains during a rehabilitation programme for patellar tendinopathy in athletes who continue to train and play with pain when compared to the single leg step down protocol.
McCurdy & Langford [173]
2005 Descriptive Comparison
Laboratory 42 (17M 25F) apparently healthy
To compare unilateral squat strength of the dominant and non-dominant leg in young adult men and women using a modified unilateral squat 1RM protocol.
No significant differences were observed between dominant and non-dominant leg for apparently healthy young men and women.
Shields et al [174]
2005` Descriptive Laboratory 15 (8M 7F) Healthy subjects
To investigate the neuromuscular control of the knee using surface EMG during a SLS task with 3 increasing levels of resistance.
The normal SLS fails to typically control for bidirectional resistance and knee joint excursion. Performing controlled resistance SLS may help to simultaneously strengthen the quadriceps and facilitate coactivation of the hamstrings, thus reducing anterior tibial sheer force. Coactivation of the hamstring muscles is required for optimal neuromuscular control of the knee during the SLS.
Zeller et al [36]
2003 Descriptive Comparison
Laboratory 18 Collegiate athletes (9M, 9F)
Investigating the differences in kinematics and EMG activity between men and women during the SLS.
Women tend to position their entire lower extremity and activate muscles in a manner that could increase strain on the anterior cruciate ligament
Purdam et al [163]
2003
Cross-Sectional Intervention Study
Clinical
56 Elite adolescent basketball players
To investigate the reliability/validity of 5 squat-based loading tests that are clinically appropriate for jumper’s knee (step up, double leg squat, decline double leg squat, SLDS, and SL decline hop).
The tests that best detected a change in pain due to intensive workload were the SLDS and SL decline hop. The SLDS is recommended in the physical assessment of adolescent jumper’s knee.
Beutler et al [157]
2002 Descriptive Laboratory 18 (11M 7F) apparently healthy
Purpose was to characterize single leg, closed chain exercises in young, healthy adults.
The SLS returned high and sustained levels of quadriceps activation, which would be effective in strength building and muscle rehabilitation. Moreover, they may also be protective of anterior cruciate ligament grafts.
Munich et al [175]
1997 Test-retest Reliability
Research 35 (18M 17F) Tertiary Students
To assess the test-retest reliability of a single leg squatting protocol on an inclined sliding squat rack. The number of squats performed in 20 seconds and time to complete 50 squats was the measure. Protocol re-tested one week post and analysed for reliability.
The single leg squat on an inclined sliding apparatus returns acceptable test-retest reliability and could be employed for the purpose of evaluating functional ability during the early stages of rehabilitation of lower extremity condition.
Farhart et al [164]
- Prospective Injury study
Laboratory
24 Adult and 40 Adolescent Male fast bowlers
To screen senior and junior fast bowlers using 3D analysis of a single leg decline squat. To analyse what characteristics of the SLDS differed between injured and non-injured fast bowlers.
19 bowlers from the pooled cohort sustained an injury. Bowlers with low hip adduction angles at the commencement of the back leg SLDS had reduced injury risk, whilst bowlers with greater hip external rotation during the front leg SLDS were at increased injury risk. SLDS hip kinematics to injury may be a consequence of prolonged exposure to the repetitive high impact forces of fast bowling and subsequent motor control interactions that may occur in the lumbopelvic-hip complex
Chapter 2: Literature Review 53
2.7 SUMMARY AND IMPLICATIONS
Whilst the benefits of exercise and physical activity are well known, there is a
significant risk of injury when undertaking physical activity. The interplay between known
intrinsic risks factors such as strength and range of motion deficiencies, the ‘medial
collapse’ and abnormal biomechanics in particular have been identified as contributing risk
factors for injuries of the lower extremity specifically in the general physically active
population. With respect to cricket, epidemiological data from the past 10 years from a
number of different countries illustrates that the incidence of lower quarter injuries is high
and of concern to cricket players and coaches, particularly to fast bowlers [35, 64, 135-137,
143, 144]. There is also data from prospective intrinsic risk factor studies [5, 17, 23] to
suggest that certain tests and physical characteristics, such as decreased ankle dorsiflexion
range of motion, correlate significantly with injury. Moreover, functional screening tests
such as the SLFS and SLDS have also shown a correlation to injury presumably due to a
symphony of intrinsic risk factors within injury prone athletes [36, 38, 39, 163, 176].
The validity of the SLS tests, in particular the disparity between SLFS and the SLDS
has yet to be established. For instance, are there biomechanical discrepancies between the
two manoeuvres in the weight bearing knee, hip, pelvis or torso that is only attributable to
the decline or lack thereof? Is the presumption that the SLDS is a more demanding test of
lumbopelvic stability sound? Does it therefore allow better capacity to identify instability?
As a result of these questions, it is therefore necessary to employ biomechanical kinematic
analysis, hip strength profiling and subjective movement assessment to explore the
interrelationships between the differing SLS protocols associated profiling tools.
Investigation may provide a greater understanding of the discrepancies of movement
during differing SLS screening protocols. In addition, the results may also provide insight
into the physical characteristics and potential pathomechanics of the injured demographic
in a clinical environment.
Chapter 5: Research Design 55
Chapter 3: Research Design
In their single visit to the laboratory, the participants performed single leg flat
squats and single leg decline squats on both legs in a randomised order. A number of
hip strength tests were also undertaken in addition to an ankle flexibility measure. An
experienced physiotherapist qualitatively assessed each of the participants.
Qualitative ratings were subsequently compared with key hip and knee kinematics in
addition to hip strength variables to assess the qualitative and quantitative data. Each
of these stages is discussed in detail in the research design.
3.1 PARTICIPANTS
This study was undertaken in collaboration with Cricket Australia’s Centre of
Excellence (COE) and the Queensland University of Technology (QUT). The
recruited participants (n = 19) were cricketers who had played at least one game of
first grade club cricket or at a higher level in the previous season and were at least 18
years of age. Ethical clearance was granted by QUT prior to undergoing data
collection and written informed consent from each participant was obtained. Testing
was performed during the first month of a new season (September).
3.2 RESEARCH DESIGN
3.2.1 ANTHROPOMETRY
A height, weight and shoe length of each of the subjects was conducted. These
measures were necessary for data processing in VICON Nexus and were undertaken
by a single member of the research team.
3.2.2 SINGLE LEG SQUATTING PROTOCOL
The single leg squatting manoeuvres were explained and demonstrated to each
of the subjects in both the flat and decline positions. A decline board with a slope of
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56 Chapter 5: Research Design
20° and the floor of the testing laboratory were used to satisfy the decline and flat
scenarios of the testing procedures respectively. Subjects were given two practice
squats on each leg for both types of squats to familiarize themselves with the activity.
During the decline squatting procedure (Figure 1) the subject’s weight bearing foot
was placed squarely on the decline board with the knee and hip slightly flexed. The
non-weight bearing limb was flexed at the knee and positioned posterior to the
weight bearing limb. The trunk remained in an upright position with arms folded
across the stomach so as not to obscure the line of sight between the reflective
markers and the cameras. Subjects were then asked to complete five continuous and
controlled squats with a self-selected depth but with instruction to squat as deeply as
they were comfortably able whilst attempting to maintain the original upright trunk
position. A metronome was used to ensure a standardized rate of movement though
the descending and ascending phase of the squats. Successful trials were those in
which the subject did not need to ground the non-weight bearing limb. The subject
then repeated this process for the contralateral leg and then on both legs for the flat
squat.
Figure 1 Illustration of the decline squat in the sagittal (left) and frontal (right) plane
Chapter 5: Research Design 57
3.2.3 SINGLE LEG SQUATTING 3-DIMENSIONAL MOTION CAPTURE
Kinematic measurements of the pelvis, knee and ankle during the performance
of the SLDS and SLFS protocols were assessed with an 8 camera 3-Dimensional
Vicon® motion analysis system at a sampling rate of 120 Hz. As per Besier and
colleagues [177], reflective kinematic markers were secured with double-sided tape
and placed on the C7 and T10 spinous processes, the sternal notch, the xiphoid
process of the sternum, the anterior superior iliac spines, the posterior superior iliac
spines, the medial and lateral joint lines of the knees, the lateral malleoli, the medial
malleoli, the calcanei, the first and second metatarsophalangeal joints and the heads
of the fifth metatarsals. A 3-marker cluster was placed over the lateral aspect of both
femurs and on the anterior midline of the tibias (Figure 2). As with the
anthropometric and hip measures the marker placement was carried out by one
researcher to prevent inter-rater variability.
Figure 2 Anterior (a) posterior (b) and lower limb markers (c) complete with marker clusters used to
store the Joint Coordinate Systems (JCS)
2c
c
2b 2a
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58 Chapter 5: Research Design
3.2.4 ANATOMICAL MODELLING
3.2.4.1 KINEMATIC MODELLING AND DATA OUTPUT
A custom written kinematic model developed at the University of Western
Australia (UWA), using Bodybuilder for Biomechanics software (Oxford Metrics
Group, UK), was used for kinematic measures (Figure 3). The UWA model has been
validated by Besier and colleagues [177] and has been used in numerous kinematic
studies [178-182]. Joint coordinate systems at the knee and hip and the pelvic
coordinate system were defined from the anatomical placement of markers using the
methods of Besier and colleagues [177]. The origin for the thorax was based at the
midpoint between C7 and T10 (ThorOrig). The first defining line and x-axis runs
from ThorOrig to the midpoint between the sternal notch and the xiphoid process of
the sternum (MidStrn). The second defining line runs from C7 to T10; the cross
product of this vector with the x-axis gives the left to right running z-axis vector. The
cross product of the z-axis by the x-axis provides the vertically oriented y-axis
vector.
Figure 3 Coronal and sagittal screenshots of a SLFS in VICON Nexus
Chapter 5: Research Design 59
As per International Society of Biomechanics (ISB) standards [1], the Euler rotation
sequence was used to calculate global pelvis and thorax angles, and the relative
angles between the femur and the pelvis - the hip joint angle – and the relative angles
between the tibia and femur – the knee joint angle. Global pelvis (Figure 4) and
thorax angles were sequenced as flexion-extension (“tilt” for pelvis) about the
laboratory (medio-lateral) z-axis, lateral flexion (“obliquity” for pelvis) about the
laboratory (antero-posterior) x-axis and rotation about the laboratory (vertical) y-
axis. Hip (joint angles were sequenced as flexion-extension about the x-axis of the
proximal segment, abduction-adduction about a floating y-axis and then internal-
external rotation about the z-axis of the distal segment (Figure 5) [1, 177].Refer to
Table 10 on page 117 for a full description of the UWA model kinematic outputs.
Figure 4 An example of the Anatomical Coordinate System for the entire lower limb model [177]
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60 Chapter 5: Research Design
3.2.4.2 DATA FILTERING
Kinematic data was filtered using a Woltring 10MSE (Mean Squared Error)
filter. The MSE method allows selection of the noise level and the spline is fitted to
the data points allowing the given level of tolerance and as such has been described
as a double Butterworth filter [183]. The differences are that with splines it is
possible to process data with unequal sampling intervals and the boundary conditions
are well defined [183]. The constant value of 10MSE was selected to due to the slow
speed of movement being performed during the investigation. Qualitative inspection
of smoothed and raw data during pilot testing indicated this to be an appropriate
value. All data was then exported to Microsoft Excel (2007) for further formatting.
3.2.5 STRENGTH TESTING PROTOCOL
Four hip strength measures were quantified using a hand-held dynamometer by
a trained physiotherapist. These were internal and external hip rotation strength in
addition to hip abduction (Figure 6) and adduction strength. These tests are employed
in the current Cricket Australia physiotherapy screening protocols. While
recognising that hand-held dynamometry does not represent the ‘gold-standard’ in
A B
Figure 5 A) Illustration of the hip coordination system (XYZ), femoral coordinate system (xyz), and the Joint
Coordinate System (JCS) for the right hip [1]. 5 B) Graphical representation of knee flexion in the sagittal plane.
Chapter 5: Research Design 61
strength measurements, these tests were included because this technique is readily
available to physiotherapists who conduct these types of field based screening tests
[82]. As such, hand held dynamometry has been used in numerous field based studies
to measure assess strength of the lower limb [25, 26, 28, 31, 32].
The strength testing protocol followed the CA physiotherapy screening
protocol. For the hip abduction strength, the hand held dynamometer was placed on
the lower leg just proximal to the lateral malleoli (see Figure 6). Subjects were in
lying supine and pushed against the dynamometer gradually building up to their
maximal force over 2-3 seconds. The same procedure was used for hip adduction
strength except that the hand held dynamometer was placed just proximal to the
medial malleoli and the subject forcefully adducted from the hip.
Figure 6 Example of the abduction strength test conducted in lying supine during the study. The
dynamometer is held against the lateral malleolus and subjects are asked to build up force against
the dynamometer.
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62 Chapter 5: Research Design
For the internal and external strength measures of the hip, subjects were asked
to lie prone and flex their knee 90°. Placement of the dynamometer was the same as
abduction/adduction testing (Figure 7). Similar instructions were given regarding the
build-up of force but directions were also given to ensure hip rotation movements as
opposed to contributions of abductors/adductors. The promotion of rotation based
movement was also facilitated by the restraining of the subject’s knee by the
physiotherapist.
All strength measures were recorded in Newtons (N). The raw strength
measures for all were then divided by the subject bodyweight in N to provide a
relative strength measure. For example, subject one has an abduction strength of
160N and a body weight of 75kg. This resulted in a relative strength measure of
0.218 (160N ÷ (75 *9.8)). The validity and reliability of hand held dynamometry has
been recorded previously, with a range of studies showing intraclass coefficients
(ICC’s) of >0.84 [184-186] and good agreement with isokinetic dynamometry [187].
Figure 7 Example of the internal rotation strength test.
Chapter 5: Research Design 63
3.2.6 ANKLE DORSIFLEXION RANGE OF MOTION
The rationale for including ankle range of motion data was to assess what role,
if any, it played on squat kinematics and the assessment of lumbopelvic stability.
Two methods of measuring ankle dorsiflexion were employed during the testing
protocols. The first was the knee to wall test commonly employed by
physiotherapists to assess ankle dorsiflexion [118]. For this test, the subject faces the
wall with their feet perpendicular to each other and lunge their front knee towards the
wall. The heel remained in full contact with the ground whilst the foot was
progressively moved away from the wall until the maximum range of dorsiflexion
was reached [118]. The physiotherapist conducting the test held the heel of the
subject to prevent lifting off the floor. Subjects were allowed to place their hands on
the wall for balance but were not allowed to skew their hips in order to exacerbate
their lunge towards the wall. The distance the hallux was from the wall (mm) at the
maximum point of dorsiflexion was the first measure of ankle dorsiflexion range.
The second measure was also recorded at the maximal point of ankle dorsiflexion
using a goniometer. The goniometer measured the angle (°) of the tibial shaft from
the vertical when placed on the tibia just distal to the tibial tuberosity as shown in
Figure 8.
Figure 8 Example of the knee to wall test. The angle of the tibia relative to the vertical is represented
by “” and was reported as ankle dorsiflexion. The distance (mm) the hallux was away from the wall
is represented by “d”.
d
ϴ°
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64 Chapter 5: Research Design
3.3 ANALYSIS
3.3.1 DATA ANALYSIS
The mean (mean angle throughout the descent phase and return to upright
stance during the squatting protocol), the mean end of range (EOR - mean angles for
all kinematic variables when the knee was at maximal flexion) and range (maximal
knee flexion point – minimum knee flexion point) angles were calculated for the
weight bearing knee over four trials. All kinematic measures were deduced from an
average of the last four squats from each set of five. The first squat was excluded
from analysis due to concerns that it involved movements associated with the
transfer to unilateral stance.
The EOR was essentially a snapshot of the position each kinematic variable
was in at the deepest part of the squat as indicated by maximal knee flexion. The
basis for including the mean angle measure as a part of this analysis was to include
kinematic data that was not solely at the EOR position. It was theorised that
incorporating that the mean angle may offer additional information that may
differentiate similar EOR positions with contrasting preceding kinematics. Frontal
plane movement of the knee is an example. Two subjects may have similar neutral
EOR position but may arrive at this position from an adducted or abducted knee
position.
The following key variables were selected, to address the key omissions from
the literature and finally to address the criteria used to clinically assess lumbopelvic
stability. These variables were; 1) pelvic obliquity; 2) hip abduction/ adduction
angles of the WB hip/femur; 3) hip internal/external rotation angles of the WB
hip/femur; 4) the degree of lateral flexion of lumbar spine relative to pelvis and 5)
valgus/varus movements of the knee on the weight bearing limb. These variables are
used to clinically assess subjects during the Cricket Australia physiotherapy
screening protocols. Kinematic data from each subject was categorized with
reference to a dominant leg. Dominance was determined using the leg the participant
would use to kick a ball the greatest distance [85, 90].
Chapter 5: Research Design 65
The strength measures in this study were employed to investigate what affect,
if any, the force generated in the strength screening movements had on variation of
the SLS kinematics as well as the physiotherapist’s qualitative assessment. In
general, hip abductors and external rotators play an important role in lower extremity
alignment [26] as they assist in the maintenance of a level pelvis and in the
prevention of movement into hip adduction and internal rotation during single limb
support [48]. However, as mentioned previously, the findings within the literature
investigating the strength of this relationship is tenuous. Moreover, to our knowledge
there are no studies that have investigated how subjective assessment during a
functional task such as a single leg squat relates to hip strength profiling.
3.3.2 STATISTICAL ANALYSIS
3.3.2.1 COMPARING SLDS AND SLFS KINEMATICS
All data analysis was conducted in IBM SPSS statistics 18. For the kinematic
comparison of the SLFS and SLDS, paired samples t-tests were performed on the
five predetermined variables to investigate the differences between squat conditions.
The EOR and mean angle kinematic data for both the dominant (D) and non-
dominant (ND) leg was used to compare the conditions. A significance level of <.05
was originally set and a Bonferroni correction for multiple comparisons was
employed by dividing the p value by the number of paired t-tests performed
consequently resulting in a new significance value.
New p = Desired α for entire study (p .05)
Number of tests
= 0.05 / 10
p = 0.005
Descriptive statistics for all significant differences were displayed for each
variable however, due to the Bonferroni correction these relationships should not be
considered statistically significant and have only been reported to illustrate some of
the further differences between squatting conditions.
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66 Chapter 5: Research Design
3.3.2.2 ANKLE DORSIFLEXION RANGE OF MOTION AND KINEMATICS
Ankle dorsiflexion was measured and recorded with two differing measures as
previously outlined in section 3.2.6. Bivariate correlations and linear regressions
were utilised to model the relationships between ankle dorsiflexion range of motion
and the sagittal plane kinematics of the knee and ankle. These statistical methods
were employed for both the dominant and non-dominant leg for both squatting
manoeuvres.
3.3.2.3 SUBJECTIVE LUMBOPELVIC SCREENING AND KINEMATIC COMPARISON
Further analyses centred on investigating the association, or lack thereof,
between the quantitative kinematic and strength data with that of the more qualitative
physiotherapist screening. Each subject was assessed by an experienced
physiotherapist with over 20 years of clinical experience during each of the squatting
conditions for both dominant and non-dominant legs. Subjects were assessed as
having either normal or excessive pelvic/lumbar spine motion as well as hip rotation.
The assessment of pelvic/lumbar spine motion and hip rotation as separate variables
is congruent with that of Cricket Australia’s screening protocols. The separation of
the two movements conceivably allows a subject to be more accurately categorised
by the aspects in which they are not competent during the screening protocol. A
rating of “1” was given to subjects who were assessed as maintaining normal
pelvic/lumbar spine motion, where as “0” was for those who were not. Each
physiotherapist’s subjective assessments were completed individually and were kept
blinded from each other. This was to ensure the individual subjective assessments
were not influenced.
For the second aspect of the physiotherapist’s qualitative assessment, hip
rotation was rated as either excessive internal, normal or excessive external.
Typically, a rating of normal would result in a “+1” score and excessive rotation
(either internal or external) would result in “0”, but for the purposes of this analysis
ratings were scaled to reflect the changes in kinematics and allow provide a
directional differentiation between excessive movement. Consequently, excessive
Chapter 5: Research Design 67
internal rotation was given a score of “+1”, normal was adjudicated as “0” and
excessive external rotation was scored as “-1”. This scoring system also matched
reporting convention of the kinematic data which expresses adduction angles as
positive whilst abduction angles were expressed as negative.
The collated scores were used in a bivariate analysis to investigate the presence
of any relationships between the subjective measures of movement from the
physiotherapist and the objective kinematic and strength data. Excessive femoral
rotation may happen at different stages of the decent or ascent and not necessarily at
the deepest point of the squat and as such the mean angle and range (minimal knee
flexion – maximal knee flexion) kinematic data was also used to comprehensively
investigate any potential relationships.
A one-way ANOVA was employed to investigate kinematic differences
between those deemed to have normal pelvic obliquity and/or hip rotation and those
without. This analysis was employed for both squat conditions and for both the
dominant and non-dominant limbs. A Cohen’s d was also calculated to report the
effect size differences between the means of the kinematic measures in each group.
An independent samples t-test was used to compare the strength measures of normal
and excessive movers in both squat conditions. Strength calculations were in the
form of Newtons and normalised to take into account absolute and relative strength
of the subjects. Effect sizes were also reported and a significance level of p<.05 was
set.
3.3.2.4 STRENGTH MEASURES VS KINEMATICS
As the rationale for the decline squat is to screen for lumbopelvic instability,
this study also investigated what influence strength had on EOR and mean angle
kinematics during the single leg squat. A Pearson bivariate correlation was employed
to investigate the relationships between all individual strength measures and
numerous EOR and mean angle kinematic variables within the data set. Factor
analysis was also employed to reduce the number of strength variables to a single
factor for each leg and squat condition (D SLFS; D SLDS; ND SLFS; ND SLDS)
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68 Chapter 5: Research Design
with a directive to then compare to the same kinematic variables. An effect size was
also calculated to assess the size of all relationships. A significance level of p <.05
was set. This form of investigation was employed to provide insight into what
relationships, if any, existed between hip strength measures and the kinematics of the
squatting protocols within a laboratory environment.
3.4 ETHICS AND LIMITATIONS
Low risk ethical approval was granted by QUT for this study in accordance to
the requirements of the National Statement on Ethical Conduct in Human Research.
No foreseeable risks were associated with this project. Participants were
exposed to a sub maximal test that was well within their scope of physical
conditioning. Participants were excluded on the basis of lower limb injuries.
An additional limitation was the use of self-selected squatting depth. As a
result, it may have been possible that the two squatting techniques were performed at
different velocities, despite the attempts to monitor this with the use of a metronome.
The method however replicates the procedures used by Cricket Australia in their
field based physiotherapy screening protocols. Whilst this may potentially be a
limitation, the advantages were that this may also provide a greater insight into what
is classified as a satisfactory and unsatisfactory squat performance.
The use of hand held dynamometry is not the gold standard for measuring
strength and is still questioned within the literature. This is due in part due to
conflicting findings, low ICC as well as differences in testing protocols. However,
hand held dynamometry has been used in previous clinical research [32, 184].The
use of hand held dynamometry was decided as it provided continuity between the
current study and the same testing protocols that are employed by Cricket Australia.
Chapter 5: Research Design 69
The number of participants in the present study reflected a sample size of
convenience. A prerequisite to inclusion was that the subject had to be at a proficient
level of cricket ability thereby limiting the available participants. A power analysis
[188] has indicated that to demonstrate a 5˚ ± 8˚ difference of external rotation at the
hip with a statistical power of 0.9, the subject numbers needed to be in the vicinity of
40-45. Greater subject numbers may have allowed the incorporation of more
comprehensive statistical methods. Multinomial logistic regression for example,
would have been useful for the hip rotation data analysis as it allows the
classification of subjects based on the values of a set of predictor variables such as
kinematics, strength and range of motion data.
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70 Chapter 5: Results
Chapter 4: Results
4.1 SUBJECTS
Nineteen volunteers participated in this study though only sixteen subjects had
ankle dorsiflexion range of motion and hip strength profiling conducted. The
subjects’ mean age was 23.8 ± 3.7 years, height was 184.5 ± 5.5cm and weight was
83.1 ± 7.1kg. All were free of injuries at the time of testing. All played first grade
cricket or higher in the previous season. There were no omissions of a subject’s data
from the study.
4.2 KINEMATICS OF THE SLFS AND SLDS
Mean joint angles and standard deviations of the five discussed variables for
the EOR and mean angles are outlined in Table 3 and Table 4 respectively. Results
from the paired t-tests are included which illustrate a number of significant
differences between the squatting conditions. Significant differences are observed
bilaterally in both the mean angles and EOR angles in the five key variables. These
differences have been shown diagrammatically in the sagittal and frontal plane views
(Figure 9). The average angles from each of the joint segments have also been
included to quantify and help illustrate the differences between SLS conditions.
4.2.1 END OF RANGE ANGLES
Pelvic obliquity and lumbar lateral flexion relative to the pelvis were not
significantly different (p ≥ 0.160) for the EOR angles between the SLFS and SLDS
on either leg. Statistically significant differences in hip adduction and external
rotation angles between the SLS conditions were observed bilaterally (p ≤ 0.004)
with the greatest differences observed in hip adduction angles. The significant
differences at the hip were not in addition to differences in the frontal plane
movement of the knee in either the descriptive or significance statistics. The
descriptive statistics for both squatting techniques indicated that the knee was in
generally in a neutral or slight varus position at the EOR point of the squat.
Chapter 5: Results 71
Table 3 Basic descriptive statistics of the joint angles at EOR and the results of the paired t-test
comparing squatting conditions.
SLFS with respect to
SLDS
Paired Differences
t
Sig.
(2-tailed) ∆ Mean
Std.
Deviation
Std.
Error Mean
95% Confidence Interval of
the Difference
Lower Upper
Non Dominant
Pelvic Obliquity -1.0 4.0 .9094 -2.9111 .9099 -1.100 .286
Relative Lateral Lumbar Flexion 0.5 1.4 .3490 -.2273 1.2605 1.480 .160
Hip Adduction 3.9 3.1 .7064 2.3806 5.3488 5.471 <.001*
Hip External Rotation 2.4 1.8 .4200 1.5606 3.3255 5.817 <.001*
Frontal Plane Knee Excursion -0.4 2.4 .5399 -1.5804 .6882 -.826 .420
Dominant
Pelvic Obliquity -0.5 8.3 1.8994 -4.4861 3.4950 -.261 .797
Relative Lateral Lumbar Flexion -0.5 1.9 .4739 -1.4734 .5466 -.978 .344
Hip Adduction 4.4 3.5 .8090 2.7188 6.1183 5.461 <.001*
Hip External Rotation 2.0 2.7 .6215 .7225 3.3342 3.263 .004*
Frontal Plane Knee Excursion -0.1 1.7 .3842 -.9422 .6719 -.352 .729
*Denotes statistical significance
Adjusted p value = 0.005
4.2.2 MEAN ANGLES
Similar results were observed in the mean angles analysis in Table 4. Pelvic
obliquity and lumbar lateral flexion relative to the pelvis were not significantly
different between the SLFS and SLDS for either squatting leg. Statistically
significant differences in femoral adduction (p = 0.001) and external rotation (p =
<.001) angles were observed in the non-dominant leg. No statistical differences were
observed in the dominant leg. However, results from the hip rotation (p = 0.006) and
hip adduction (p = 0.022) analysis indicated that there is the potential for differences
with low, but not significant, p values.. As with the EOR results, the differences at
the hip were not combined with differences in the frontal plane movement of the
knee in the either the mean descriptive statistics or significance statistics (p ≥ 0.268).
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72 Chapter 5: Results
Table 4 Basic descriptive statistics of the mean joint angles and the results of the paired t-test
comparing squatting conditions.
SLFS with respect to SLDS
Paired Differences
t
Sig.
(2-tailed) ∆ Mean
Std.
Deviation
Std.
Error Mean
95% Confidence Interval of
the Difference
Lower Upper
Non Dominant
Pelvic Obliquity 0.4 2.6616 .6106 -.9117 1.6540 .608 .551
Relative Lateral Lumbar Flexion 0.3 .7809 .1952 -.1429 .6893 1.400 .182
Hip Adduction 1.6 1.7770 .4077 .6908 2.4038 3.795 .001*
Hip External Rotation 1.5 1.1966 .2745 .8849 2.0384 5.324 <.001*
Frontal Plane Knee Excursion -0.2 1.3662 .3134 -.8145 .5025 -.498 .625
Dominant
Pelvic Obliquity 1.6 7.7234 1.7719 -2.1690 5.2761 .877 .392
Relative Lateral Lumbar Flexion 0.1 1.2333 .3083 -.5290 .7853 .416 .684
Hip Adduction 1.2 2.0078 .4606 .1893 2.1247 2.512 .022
Hip External Rotation 1.2 1.7190 .3944 .3933 2.0503 3.098 .006
Frontal Plane Knee Excursion -0.5 1.8376 .4216 -1.3673 .4041 -1.142 .268
*Denotes statistical significance
Adjusted p value = 0.005
4.2.3 ADDITIONAL KINEMATIC OBSERVATIONS
Within the kinematic results, there were also some discrepancies between
dominant and non-dominant limb kinematics for the same squatting protocol. Of
particular note were the kinematics associated with hip rotation and lumbar lateral
flexion angles. External rotation values appear to be larger in the non-dominant
(SLFS 7.1° ± 7.6°; SLDS 8.6° ± 7.1°) when compared to the dominant (SLFS 4.2° ±
6.5°; SLDS 5.5° ± 6.3°). Relative lumbar lateral flexion was also different between
the non-dominant (SLFS -1° ± 2.2°; SLDS 1.3° ± 2.3°) and dominant limbs (SLFS
2.5° ± 2.1°; SLDS 2.4° ± 2.4°). However, neither of these results were found to be
statistically significant. Table 5 and Figure 9 illustrate the differences between the
Chapter 5: Results 73
SLS conditions particularly around the weight bearing hip and relative angles
between the pelvis and thorax.
Table 5 Summary of the functional differences from the paired t-test of the SLS conditions
Joint/Segment SLFS relative to SLDS
Thorax/Torso ↓ Flexion
↓ Lateral flexion
Pelvis ↑ Axial rotation toward WB limb
Pelvis relative to Thorax ↓ Flexion
↑ Axial rotation away from WB limb
WB Hip
↓Flexion
↑Adduction
↑ Internal femoral rotation
NWB Hip ↑Flexion
↑Adduction
Knee
↓Flexion
= Frontal Plane Knee Excursion
↓ Tibial internal rotation (at EOR)
Ankle ↓Flexion
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74 Chapter 5: Results
Further differences were observed at most segments of the body, especially the weight bearing hip
which are summarized in
Figure 9 Sagittal plane representations of the SLDS and SLFS conditions at EOR (A and B respectively) and a direct
comparison of the squatting conditions (C) Frontal plane representations of the SLDS and SLFS conditions at EOR (D
and E respectively) and a direct comparison of the squatting conditions (F).
Chapter 5: Results 75
4.3 ANKLE DORSIFLEXION RANGE OF MOTION
Clinically measured ankle dorsiflexion appeared to have a relationship with
some of the knee and ankle kinematics. More relationships were observed with the
flat squat than with the decline squat. The bivariate correlations (Table 6) for the
knee to wall distance (mm) had a significant positive relationship with the dominant
ankle EOR position on both the flat and decline squats. However, this was not
replicated with the goniometer (°) readings in the dominant leg. With respect to the
non-dominant leg, the knee to wall distance measure didn’t have a significant
relationship with either knee or ankle EOR kinematics. However, the goniometer
readings yielded a significant positive relationship with the EOR range kinematics of
the knee and ankle flexion angles.
Table 6 Correlations between the two measures of ankle dorsiflexion ROM and sagittal plane
movement of the knee and ankle.
Condition KTW (mm) KTW (Deg)
SLFS ND Knee EOR
Flexion Angle
Pearson Correlation .462 .593
Sig. (2-tailed) .072 .015*
SLFS ND EOR Ankle
Dorsiflexion Angle
Pearson Correlation .311 .552
Sig. (2-tailed) .240 .027*
SLDS ND Knee EOR
Flexion Angle
Pearson Correlation .076 .253
Sig. (2-tailed) .780 .345
SLDS ND EOR Ankle
Dorsiflexion Angle
Pearson Correlation -.081 .262
Sig. (2-tailed) .766 .327
SLFS Dom Knee EOR
Flexion Angle
Pearson Correlation .211 .255
Sig. (2-tailed) .433 .340
SLFS Dom EOR Ankle
Dorsiflexion Angle
Pearson Correlation .655 .224
Sig. (2-tailed) .006* .404
SLDS Dom Knee EOR
Flexion Angle
Pearson Correlation .320 -.010
Sig. (2-tailed) .227 .970
SLDS Dom EOR Ankle
Dorsiflexion Angle
Pearson Correlation .575 -.229
Sig. (2-tailed) .020* .393
Results of the linear regression using the goniometer data showed
commonalties with previous bivariate results. Significant linear relationships were
observed between clinical measures of ankle dorsiflexion SLFS D Ankle (p = 0.006;
R2 = .429), SLFS ND Knee (p = 0.015; R
2 = .352) and SLFS ND Ankle (p = 0.027;
R2 = .305) kinematics. Only the dominant ankle (p = 0.020; R
2 = .331) was found to
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76 Chapter 5: Results
have a relationship with the decline squat. For a complete table of results, refer to
Table 16 on page 120.
Figure 10 A graphical representation of the ND ankle and knee kinematics with respect to the clinical
measure of ankle dorsiflexion.
When the bivariate and linear regression results are pooled, it indicates there
was a coupling of increased measured range of ankle dorsiflexion and kinematic
measures of ankle dorsiflexion. Moreover, increased dorsiflexion range on the non-
dominant leg translated into greater squat depth, as characterised by increased knee
flexion in the SLFS but not for the SLDS.
Chapter 5: Results 77
4.4 QUALITATIVE AND QUANTITATIVE ASSESSMENT OF PELVIC
OBLIQUITY AND HIP ROTATION
Each subject was assessed by an experienced physiotherapist as having either
normal or excessive pelvic/lumbar spine motion as well as hip rotation. A one-way
ANOVA was employed to investigate any significant differences between those
deemed to have normal lumbopelvic motion and those without. This analysis was
employed for both conditions and for both the dominant and non-dominant limbs. No
significant differences were observed in any of the conditions at the deepest point of
the squat (EOR) for the SLDS (Table 7). Descriptive statistics indicated only the
non-dominant leg in the SLDS showed potential to exhibit difference in the means
(normal 25.3°; excessive 32.7°) however this difference remained non-significant.
Despite the non-significance of the results, the descriptive statistics indicated that
those who were assessed as having normal lumbopelvic movement by the
physiotherapist on the non-dominant side maintained a more level pelvis at the EOR
point of the SLDS in comparison to the excessive movers for the non-dominant leg
only. As mentioned, no other appreciable differences were observed however, the
normal motion groups kinematic data generally indicated the presence of a more
level pelvis than those who were adjudicated as having excessive movement.
Table 7 The average pelvic obliquity and relative lateral flexion measurements as categorised by
qualitative physiotherapy assessment (“Normal” vs. “Excessive” movement) for the SLDS.
Single Leg Decline Squat Condition at EOR
Normal Excessive Comparison
(Normal v Excessive)
N Mean SD n Mean SD F p Cohen’s d Cohen’s d Effect Size
Rating
D Pelvic Obliquity
9
28.2° 8°
7
28.9° 11.7° .022 .884 -0.077 0 or near zero
D Lateral Flexion 4.1° 2.8° 4.5° 4.9° .043 .838 -0.111 0 or near zero
D Hip Adduction 6.3° 2.4 7.2° 5° .022 .645 -0.257 SMALL -ve
D Hip External Rotation 5.6° 5.1 11.5° 6.5° 4.067 .063 -1.098 LARGE -ve
D FP Knee Excursion -1° 5.8 2.5° 6.1° 1.319 .270 -0.631 MODERATE -ve
ND Pelvic Obliquity
6
25.3° 8.5°
10
32.7° 6.7° 3.700 .075 -1.070 LARGE -ve
ND Lateral Flexion 2.9° 3.1° 3.8° 3.7° .274 .609 -0.275 SMALL -ve
ND Hip Adduction 4.3° 3.3° 6.4° 3.8 1.257 .281 -0.619 MODERATE -ve
ND Hip External Rotation 10.1° 5.2° 12.8° 8.3° .509 .487 -0.393 SMALL -ve
ND FP Knee Excursion 1.1° 6.9° -1.1° 6.1° .395 .540 0.368 SMALL +ve
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78 Chapter 5: Results
The lack of significant results observed in the SLDS analysis was not
reciprocated in the SLFS analysis (Table 8). Analysis comparing the external hip
rotation and frontal plane movement of the knee for the dominant limb in the SLFS
yielded significant differences between those who were assessed as normal and those
that weren’t. Those subjects who were assessed as having normal pelvic obliquity
tended to be, on average, less externally rotated at hip by roughly 6°. This more
neutral hip in the normal pelvic obliquity group was accompanied by a knee position
in adduction (valgus) as opposed to abduction (varus). The difference in frontal plane
movement of the knee was roughly 7°. It was interesting to observe that these
changes in frontal plane movement of the knee were not mirrored in the analysis of
the non-dominant leg.
Table 8 The average pelvic obliquity and relative lateral flexion measurements as categorised by
qualitative physiotherapy assessment (“normal” and “excessive” movers) for the SLFS
Single Leg Flat Squat Condition at EOR
Normal Excessive Comparison
(Normal v Excessive)
N Mean SD N Mean SD F p Cohen’s
d Cohen’s d Effect
Size Rating
D Pelvic Obliquity
6
29.6° 7.8°
10
30.9° 7.2° .109 .747 -0.187 0 or near zero
D Lateral Flexion 4.7° 2.7° 3.3° 2.7° 1.039 .325 0.554 MODERATE +ve
D Hip Adduction 9° 4.9° 12.5° 3.7° 2.069 .172 -0.898 LARGE -ve
D Hip External Rotation 2° 5.4° 8.3° 5.4° 5.003 .042* -1.247 LARGE -ve
D FP Knee Excursion 5.3° 6.1° -1.5° 6.1° 6.279 .025* 1.192 LARGE +ve
ND Pelvic Obliquity
4
32° 7.2°
12
30.1° 7.7° .188 .671 0.267 SMALL +ve
ND Lateral Flexion 2.1° 1.9° 3.2° 3.6° .366 .555 -0.355 SMALL -ve
ND Hip Adduction 9.9° 2.1° 9.1° 4.9° .088 .771 0.192 0 or near zero
ND Hip External Rotation 7.7° 5.3° 9.8° 9.2° .173 .173 -0.264 SMALL –ve
ND FP Knee Excursion .9° 7.7° -1.1° 6.5° .252 .624 0.313 SMALL +ve
*significant to the .05 level
Further analysis into the normal and excessive mover subgroups was
undertaken. The same method used to compare qualitative assessments with
kinematic data was employed to compare qualitative assessments with strength
differences as observed in Table 9
No conclusive results were found in the analysis investigating the relationships
between strength and subjective assessments of the physiotherapist. These results
Chapter 5: Results 79
were in line with kinematic analysis previously outlined and may indicate that
strength measures alone appear not to have a relationship with the subjective
judgements of the physiotherapist.
Figure 11 Kinematic scatter plot of the dominant hip rotation and frontal plane knee as categorised by
subjective physiotherapy rating.
A bivariate analysis was employed to investigate the presence of any
relationships between the subjective measures of movement from the physiotherapist
and the objective kinematic and strength data. Given that excessive femoral rotation
may happen at different stages of the decent or ascent and not necessarily at the
deepest point of the squat (EOR), the mean angle and range (minimal knee flexion –
maximal knee flexion) kinematic data was also used to comprehensively investigate
any potential relationships.
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80 Chapter 5: Results
Table 9 Mean strength measurements as categorised by qualitative physiotherapy assessment for each
squat condition.
Physiotherapist’s Subjective Rating
Squat
Weight
Bearing
Limb
Strength
Measure
Normal Pelvic Motion Excessive Pelvic Motion
n
Strength Variable
n
Strength Variable
IR ER AD AB IR:E
R
ADd:
ABd Factor IR ER AD AB
IR:E
R
ADd:
ABd Factor
SLDS
D (N)
9 182 213 213 228 .861 .941 -.163
7 193 241 240 230 .906 1.044 .285
(Norm) .221 .261 .261 .280 .861 .941 -.180 .239 .265 .298 .285 .906 1.043 .211
ND (N)
6 173 193 212 229 .897 .945 -.086
10 171 215 225 217 .827 1.037 .092
(Norm) .217 .242 .264 .287 .823 .946 .017 .208 .260 .272 .263 .915 1.037 -.097
SLFS
D (N)
6 195 213 226 231 .908 .993 .178
10 182 212 225 228 .864 .982 -.053
(Norm) .233 .261 .271 .277 .908 .993 -.067 .227 .264 .280 .285 .864 .981 .026
ND (N)
4 172 200 247 222 .880 1.118 .206
12 172 209 211 221 .844 .964 -.035
(Norm) .204 .236 .291 .262 .909 1.118 -.261 .214 .259 .262 .275 .871 .965 .015
A number of moderate and large significant relationships were observed in this
analysis as observed in the correlation matrix in Table 12. The EOR analysis yielded
a significant (r = -.524; p = .037) relationship between the quantified and subjective
measures of rotation in the SLDS on the dominant leg. This indicated that the more
abducted (varus) the knee was at the EOR point, the greater the tendency for the
physiotherapist to assess the subject as having more internal rotation of the hip.
Further results were observed in the range kinematic data (EOR – start of
range) which yielded two significant relationships. Firstly, a moderate significant
correlation (r = 0.523; p = 0.038) was observed between hip abduction/adduction
kinematics and the physiotherapy assessment. This indicates that a subject with a
greater range of frontal plane hip movement between the start of the squat and the
end of the squat had a significant chance of being assessed as having excessive
internal rotation. Consequently, if a subject started in a neutral hip position and
finished in a more adducted position then this would yield a positive range value then
someone who remained neutral. It is therefore understandable that greater adduction
angles are coupled with a greater incidence of internal rotation angles as these events
are not mutually exclusive.
Chapter 5: Results 81
4.5 STRENGTH MEASURES
The findings for the non-dominant leg illustrate that there was a moderate
positive correlation between hip external rotation strength and the external rotation
kinematics for both raw data in Newtons (r = 0.458; p = 0.049) and when normalised
for body weight (r = 0.469; p = 0.043) for the SLFS. These results were not coupled
for the SLDS, although these relationships approached significance (Newtons p =
0.066; Norm p = 0.075). This illustrates that as a subject’s hip external strength
increased, the kinematic data tended to show a reduction in hip external rotation at
the EOR position. Only one other significant result was generated for the ND leg.
Normalised hip abduction strength had a moderate positive correlation with the level
of pelvic obliquity in the SLDS (r = 0.498; p = 0.030) but not for the SLFS. This
result indicated that as the level of hip abduction strength increased relative to body
weight, the more level the pelvis tended to be at the deepest part of knee flexion.
No other kinematic variables formed noteworthy relationships with the
remaining strength variables.
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82 Chapter 5: Results
Figure 12 Comparison of the hip external rotation kinematics for the SLFS and SLDS when plotted
against normalised hip external rotation strength. The shape “” represents the SLFS ND hip rotation
(º) whilst the shape “” represents the SLDS ND hip rotation angles.
Results from the dominant leg yielded no significant relationships between
kinematics and raw strength data (in Newtons) or when data was normalised for body
weight (Norm) as observed in Table 11, Table 12,
Table 13 and Table 14. However, a few non-significant trends emerged. As
raw external rotation strength increased in subjects, a trend towards greater knee
abduction angles were observed in the SLDS at the EOR point for the dominant leg,
but not the SLFS. Pelvic obliquity in the SLDS on the dominant leg tended to show
relationships with external rotation (r = 0.445; p = 0.056), adduction (r = 0.407; p =
0.084) and abduction strength (r = 0.394; p = 0.096) when normalised for body
weight as well as the hip strength factor (r = 0.408; p = 0.083). These pelvic
Chapter 5: Results 83
obliquity/strength trends were not exhibited in the non-dominant limb for the SLDS
or either limb for the SLFS.
Figure 13 The pelvic obliquity kinematics for both squatting protocols compared with hip abduction
strength. The symbol “” represents the SLFS ND pelvic obliquity angles (º) whilst the symbol “o”
represents SLDS ND pelvic obliquity angles (º)
The correlation matrices illustrating the relationships between hip strength
measures and EOR kinematics are outlined in Table 11, Table 12,
Table 13 and Table 14 in Appendix B.
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84 Chapter 5: Discussion
Chapter 5: Discussion
This study was undertaken at the Queensland University of Technology in
conjunction with the Cricket Australia Centre of Excellence Sport Science Sport
Medicine Unit. The objectives of this study were:
1. To compare the kinematic differences between the two single leg squatting
conditions, primarily the five key kinematic variables (relative lateral lumbar
flexion, pelvic obliquity, hip rotation and frontal plane movement of the hip and
knee) fundamental to subjectively assess lumbopelvic stability;
2. Determine the effect of ankle dorsiflexion range of motion has on squat
kinematics;
3. Examine the association between key kinematics and subjective
physiotherapists’ assessment;
4. Explore the association between key kinematics and hip strength.
5.1 3D KINEMATICS OF THE SINGLE LEG FLAT AND DECLINE
SQUATS
The SLS replicates an athletic position commonly assumed in sport which
requires the control of the trunk and pelvis on the weight bearing femur in all three
planes of movement [25, 27, 36]. The ability of an athlete to control these multi-
plane movements may play a pivotal role in avoiding abnormal patterns of loading
[91]. These patterns include excessive femoral internal rotation, femoral adduction,
knee valgus, tibial internal rotation and foot pronation of the weight-bearing limb
with resultant excursion of the contralateral non-weight bearing ilium and excessive
lateral flexion of the trunk [25, 27, 36, 37, 40].
Chapter 5: Discussion 85
5.1.1 PELVIC OBLIQUITY
The variable pelvic obliquity in the present study was derived from a global
measure of the pelvis within the laboratory space. As such, comparisons can be made
between the way a physiotherapist would assess pelvic obliquity and the kinematics.
Analysis of the kinematic data indicates a depression of the contralateral non-weight
bearing Ilium of roughly 30° in both squat conditions when the knee was maximally
flexed. Statistical results indicate that there were no significant differences in the
pelvis in the y-axis (“obliquity”) in either the mean angle and EOR angle. A lack of
significant differences between the pelvic obliquity kinematics illustrates the pelvis
remains similar between squatting conditions. This is in contrast to the original
hypothesis which suggested that the introduction of a decline board would alter
pelvic kinematics. Clinically, the results from the kinematic data signify that either
SLS protocol could be used interchangeably in a screening context to report obliquity
of the pelvis.
The Trendelenburg test is a simple clinical test of pelvic obliquity [151] which
can examine the integrity of hip abductor musculature, evaluate hip abduction
strength [149], assist in the identification of abnormal gait patterns [152] and as also
diagnose for gluteus medius tears [153]. Hip abduction weakness is indicative of the
pelvis on the non-weight bearing side lowering in single leg stance due to the
inability of the hip abductors to support the weight of the body [154]. The same
principles surrounding pelvic obliquity and hip abduction strength apply to the single
leg squat [149]. Resultantly, pelvic obliquity kinematics during the single leg squat
may presumably have some relationship with hip muscle function which is discussed
in greater detail in Section 5. 4: Kinematics and Strength Analysis.
5.1.2 WEIGHT BEARING HIP ROTATION AND ADDUCTION
As hypothesised, significantly lower levels of hip external rotation were
observed in the SLFS compared to the SLDS in the mean angles and at the EOR
(except the dominant p = 0.006). These findings indicate that during the SLDS,
subjects maintained higher levels of external rotation during the descent, stopped at a
more externally rotated position and ascended in a more externally rotated hip
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86 Chapter 5: Discussion
position. The difference in hip rotation was in addition to significantly greater levels
of hip adduction in the SLFS (10.1° ± 5.5°) compared to the SLDS (6.2° ± 3.5°) for
the EOR position and mean angle for the non-dominant leg. The dominant mean
adduction angle failed to remain significant (p = 0.022).
There were a few differences in the dominant and non-dominant limbs in
specific elements of the kinematic variables in this study. The disparity between
limbs is presumably due to the differences in muscle activation patterns and joint
coordination [168, 189]. The differences may also be explained in part by the
prolonged exposure of asymmetrical actions synonymous with cricket, such as
bowling. Prolonged exposure to bowling has been demonstrated to unevenly
condition the muscles of the lower back [72, 73] and presumably alter movement
patterns and coordination of the lower limb. Discrepancies in muscle conditioning
and coordination may partially explain some of the results observed in the present
study.
Yamazaki and colleagues [161] recently completed a study comparing the
differences in 3D kinematics of single leg squatting between ACL injured patients
and healthy controls. Sixty three (32 male, 31 female) ACL injured patients
performed half squats the day before ACL reconstruction and were compared to and
26 healthy control subjects with no knee injuries. When comparing the injured and
uninjured legs within subjects, the injured leg of the male subjects demonstrated less
external knee and hip rotation, less knee flexion and more knee varus than that of the
uninjured leg of the male subjects [161]. The kinematics observed in the injured legs
draw parallels between the disparity between the SLDS and SLFS. Subjects
performing the SLFS also produced less external rotation and less knee flexion. As
mentioned however, frontal plane knee movement remained the same between
conditions. As none of the subjects in the present study had a history of knee
problems, it is presumably the frontal plane movements of the knee which
discriminates between the injured and non-injured [25, 32, 83, 170]
Chapter 5: Discussion 87
The altered kinematics of hip external rotation and adduction have relevance to
the unpublished work of Farhart and colleagues who prospectively assessed the
SLDS as a predictor of lumbar spine and lower limb injury in fast bowlers in cricket.
Their results indicated that bowlers with low hip adduction angles at the
commencement of the rear leg (right leg for right-handed bowlers) SLDS had
reduced injury risk, whilst bowlers with greater hip external rotation during the front
leg SLDS were at increased injury risk. As mentioned previously, the reviewers’
criticised the use of the decline board as it may have changed the normal kinematics
of the squat, and therefore, may not be comparable to functional sport movement
conducted on flat ground. Given that hip adduction and external rotation have shown
to be altered during the SLDS compared to the SLFS in this study, the reviewers’
concerns may be justified.
5.1.3 LATERAL FLEXION OF THE LUMBAR SPINE RELATIVE TO THE PELVIS
No statistical differences were observed between SLS conditions with lumbar
lateral flexion relative to pelvis. This non-finding is most likely due to the small level
of movement that is possible around anatomical region in addition to limited
sensitivity of the VICON motion analysis system to detect such small changes [177].
Lumbopelvic instability isn’t simply the movement around the lumbar spine [37] and
to not demonstrate significant findings in this area is not disheartening. When
assessing lumbopelvic stability every effort should be made to induce a more
challenging position to the subject. A more challenging position may be produced by
requesting subjects to squat as deep as possible rather than a self-selected depth.
Greater physical demands during the squat presumably allow for the better
discrimination of lumbar movement and ultimately any pathomechanics associated
with lumbopelvic instability. This principle surrounding squat depth and difficulty
presumably holds true for both single leg squat protocols.
5.1.4 FRONTAL PLANE MOVEMENT OF THE KNEE
The employment of the decline board and its resultant alleviation of calf
tension [38, 39], has found to alter the sagittal plane kinematics of the lower limb
joints during the SLS [42, 44]. Several studies have investigated the frontal plane
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88 Chapter 5: Discussion
kinematics of the knee during single leg squat [25, 166, 167, 170, 172], step down
[54, 90] and landing [85, 88, 89, 97, 98, 102, 103] activities indicating a link between
particular patterns of movement and injury. However, the results from this study are
the first to illustrate significant differences in hip kinematics between squats in the y-
and z- axis, but not the y-axis for knee kinematics.
Kinematic and statistical results from the frontal plane movement of the knee
suggest that there is no difference between SLS conditions. Subjects in both SLS
exhibited knee varus measurements of less than 2° at EOR and maintained an almost
neutral knee angle throughout the squat (< 1°). However, the frontal plane and
transverse planes of movement of the hip were found to be significantly different.
This finding should be considered as one of the major aspects of the study as it has
clinical implications for the assessment of lumbopelvic stability using the SLS.
Crossley and colleagues [165] employed the single leg squat to assess performance
of 32 asymptomatic participants during the single leg task.
5.1.5 ADDITIONAL KINEMATIC OBSERVATIONS
Further analysis was employed to illustrate the kinematic differences between
the conditions outside the key screening variables. These results indicated that
subjects maintained greater flexion angles for the thorax, weight bearing hip, knee
and ankle in the SLDS indicating subjects stayed in a deeper squat for longer (see
Figure 9Error! Reference source not found.). Knee and ankle data supported
previous 2D [41, 44] and 3D [43] analyses comparing the SLDS and SLFS. Greater
mean flexion angles at the WB hip were coupled with increased femoral adduction
and decreased external rotation angles in the SLFS as previously outlined. These
were also coupled with greater axial rotation of the pelvis away from the WB limb in
the SLDS. When these kinematic differences are pooled with those previously
discussed, it illustrates that the introduction of the decline board directly affects not
only the ankle and knee joints but also the kinematics about the hip joint in all three
planes.
Chapter 5: Discussion 89
The non-weight bearing (NWB) hip flexion and hip adduction angles were
larger in the SLFS. This coupling may be a result of the hip being closer to the
ground during the SLFS consequently drawing the NWB hip towards the midline of
the body as to not allow ground contact with the contralateral foot. Constraints of the
calf and ankle during the SLFS may also cause greater levels of instability, which
may manifest itself in the use of the NWB hip as a counter balance to any lateral
flexion of the trunk.
The disparity between the mean angle and the EOR analyses were minimal but
there were two noteworthy variations in the EOR analysis. The first variation is the
lack of any significant difference in the weight bearing hip flexion angle between the
two squatting conditions. This may indicate that whilst subjects remained more
flexed during the entire squat task, the EOR hip flexion angles were not significantly
different between squat conditions. This result was surprising given that it was
originally hypothesized that this was one area that subjects could manufacture depth
during the SLFS in the absence of greater knee and ankle flexion. The second
variation was the internal rotation of the tibia relative to the femur being significantly
smaller in the SLFS. This is most likely due to the limitations imposed by the
anatomical structures of the ankle in particular the talocrural joint which limits
rotation of the tibia when fully dorsiflexed.
Finally, there were differences in dominant and non-dominant limb kinematics
particularly with hip rotation and relative lateral flexion of the lumbar spine. In each
case, the subject’s non-dominant leg equated to the plant or ‘front’ leg associated
with the bowling action which is required to withstand repeated vertical ground
reaction forces of up to seven times body weight [111]. External rotation was
consistently larger in the non-dominant or front leg when compared to the dominant
or back leg. The disparity between limbs is presumably due to the preference and
dominance of one limb over the other but may also be explained in part by the
prolonged exposure of asymmetrical actions synonymous with cricket, such as
bowling. Prolonged exposure to asymmetrical tasks may unevenly condition the
muscles, movement patterns and coordination of the lower limb, which may in turn
partially explain the observed differences in the current study.
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90 Chapter 5: Discussion
A tendency for subjects to move towards external rotation in the front leg may
be due to an increased tightness in the muscles controlling eccentric hip internal
rotation during the bowling action over a long period [164]. The loss in hip internal
rotation range may also reflect early clinical signs of hip joint pathology [190] as a
consequence of prolonged exposure to repeated high impact forces [111] of front
foot contact during fast bowling. Limited hip internal rotation may increase the range
of motion and stress that the lumbar spine has to undergo [191] during fast bowling.
This may also partially explain the differences in relative lateral flexion of the
lumbar spine observed between the dominant and non-dominant limbs. Limited hip
internal rotation may also decrease the ability of the lower limb to effectively
dissipate ground reaction forces associated with running. An adequate range of hip
internal rotation in conjunction with knee flexion and midfoot pronation are required
during the early part of stance during running to achieve adequate shock absorption
[192]. A measure of hip rotation flexibility on each subject may provide insight into
whether the preferences are due to having limitations in internal rotation or excessive
external rotation of the hip.
5.2 ANKLE DORSIFLEXION
The premise of the SLDS as a screening and rehabilitation modality
presumably is to reduce the constraints of the talocrural joint by commencing the
squat in position of greater plantar flexion. The initial position of increased plantar
flexion has been shown to increase ankle, knee and hip flexion during the squat [38,
39, 43, 44]. Comparable results were observed in this study with participants with
greater recorded measures of ankle dorsiflexion having greater corresponding flexion
of the knee and ankle as illustrated in Section 5.3 and 5.4. As a result, larger sagittal
plane movement of the lower limb joints yields greater net movement throughout the
squat resulting in a deeper squat. It is this position of greater squat depth that
presumably then promotes the differences in selected hip kinematics in the other
planes.
Chapter 5: Discussion 91
Greater clinical measures of ankle dorsiflexion were associated with SLFS
kinematics of the dominant ankle, non-dominant knee and non-dominant ankle. Only
the dominant ankle was found to have a relationship with the decline squat.
Restricted ankle dorsiflexion may be caused by a tight gastrocnemius, soleous,
capsular tissue or abnormal ossesous formation of the ankle [82, 117] or prolonged
immobilization due to injury [117, 118, 122]. Decreases in ankle ROM, particularly
dorsiflexion, have been implicated in several studies to impaired function and injury
[5, 17, 65, 66, 78, 82, 117-122]. Adequate dorsiflexion of the talocrural joint is
required for the normal performance of functional activities such as walking,
running, stair climbing and squatting [119] in addition to adequate force
development and attenuation during foot contact [104, 117, 123].
Ankle injuries are common in a number of populations from athletes [17, 65,
66, 120], dancers [122], soldiers [121], general active population [24] and even
children [117]. Despite the frequency of such injuries, little is known about
prevention, particularly in children [117]. Tabrizi and colleagues [117] demonstrated
that reduced ankle dorsiflexion predisposes children to such fractures and sprains.
These investigators hypothesized that a twisting fall produces a torsional and
dorsiflexion moment on the foot [117]. Gradual absorption of energy by controlled
dorsiflexion through a flexible gastrocnemius-soleus complex may prevent injury,
whereas sudden loading in the presence of a tight calf muscle may result in a sprain
or fracture [117].
Limitations in ankle dorsiflexion have been shown in this study to correlate
with a decrease in self-selected depth of squat possibly eluding to less than optimal
shock absorption qualities of the lower limb. Ankle dorsiflexion range, as measured
by the dorsiflexion lunge test, was found to be an independent, although not
significant, predictor of lower extremity injury risk in AFL football [65, 66]. With
respect to cricket, Dennis and colleagues [17] investigated the reliability of a field-
based musculoskeletal screening protocol for fast bowlers to measure potential risk
factors for injury. Bowlers with an ankle dorsiflexion lunge of 12.1–14.0 cm on the
leg contralateral to the bowling arm being at a significantly increased risk than
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92 Chapter 5: Discussion
bowlers with a lunge of >14 cm [17]. Bowlers with a lunge of ≤ 12 cm were also at
an increased risk, but not significantly so [17].
Dennis and colleagues [17] hypothesised that a lack of ankle dorsiflexion on
the front foot impact leg could relate to injuries in fast bowlers in a number of ways.
Tight calf musculature with a lack of ankle dorsiflexion may contribute to higher
ground reaction forces at front foot impact as there is less displacement available to
attenuate the impact [17]. Resultant force increases coupled with the compromised
function of the calf muscle could increase load up the kinetic chain on to the knee
and patellar tendon, hip and even lumbar spine [48, 108, 120, 125]. It may also be
possible that greater ankle dorsiflexion ROM may contribute to an improved force
attenuating alignment of the tibia and femur when the ankle joint is fully flexed,
which has been speculated to cause changes in optimal pelvis and lumbar spine
alignment in weight bearing [91].
The relationship between ankle dorsiflexion and landing biomechanics has
been investigated by Fong and colleagues [104]. The findings demonstrated
significant correlation between ankle dorsiflexion and knee flexion displacement in
addition to vertical and posterior ground reaction forces [104]. It was suggested that
greater knee displacement and smaller ground reaction forces during landing were
indicative of a landing posture consistent with reduced ACL injury risk by limiting
the forces the lower limb must absorb [104]. Decrements to force attenuation as a
result of ankle dorsiflexion range limitations may additionally be a risk for the
development of patellar tendinopathy in elite volleyballers [120], metatarsal stress
fractures in soldiers [121, 128] due to its contribution to lower limb shock absorption
as previously mentioned.
The available evidence pertaining to reduced ankle dorsiflexion and injury
suggests that constraints associated with ankle dorsiflexion appear to influence lower
limb pathologies, particularly overuse. It may be that ankle dorsiflexion ROM itself
is not an independent risk factor, but rather injury incidence is the product of reduced
ankle dorsiflexion [17, 104, 117, 120] and other the compensatory biomechanics
Chapter 5: Discussion 93
[129]. As such, ankle dorsiflexion may simply be one of a number of variables that
interrelate to contribute to injury.
The argument that a deeper squat alters kinematics of the squat was in part both
supported and rejected by the results of this study. As previously mentioned, the
results observed in this study highlighted differences in hip rotation and adduction
between the deeper SLDS squat and the shallower SLFS as characterised by sagittal
plane movement of the lower limb joints. However, numerous other kinematics
remained unchanged, the most noteworthy being the frontal plane movement of the
knee. The likelihood is that a greater squat depth is needed before significant
modifications are observed in the squat technique and kinematics. A more plausible
scenario to observe changes in kinematics may involve subjects to approach a
maximal squat depth rather than a self-selected depth similar to that employed in this
study.
5.3 KINEMATIC AND SUBJECTIVE CLINICAL ASSESSMENT
Clinical tests are often used to assess function, though few have been validated
despite being described in the literature [149]. Whist the aim of this study was not to
validate the SLS as a screening protocol; it was interesting to note that there was
some support for the subjective assessment of the clinician. The emergence of
relationships between kinematics and the subjective assessment of lumbopelvic
stability, particularly the SLFS, demonstrates that there is some level of agreement
between the objective and subjective measures but remains tenuous for the most part.
Analysis comparing the external hip rotation and frontal plane movement of
the knee for the dominant limb in the SLFS yielded significant differences between
those who were assessed as normal and those that were not. Those subjects who were
assessed as having normal pelvic obliquity tended to be, on average, less externally
rotated at hip by roughly 6°. This more neutral hip in the normal pelvic obliquity
group was accompanied by a knee position in adduction (valgus) as opposed to
abduction (varus). The difference in frontal plane movement of the knee was roughly
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94 Chapter 5: Discussion
7°. It was interesting to observe that these changes in frontal plane movement of the
knee were not mirrored in the analysis of the non-dominant leg.
The discrepancy between the dominant and dominant legs may be partially
explained by two studies that employed the single leg squat. McCurdy and observed
no significant differences between dominant and non-dominant leg strength Langford
[173] during a 1RM SLS for apparently healthy young men and women. Whilst
Madhaven and colleagues [168] demonstrated that muscle synergy around the knee
changes as the accuracy of the task improves during a resisted SLS. When pooled,
these studies may indicate that the differences between the dominant and non-
dominant legs in the present study are not a result of differences in net force
production, but rather the activation and coordination of muscles around the knee.
No significant differences between the “normal” and “excessive” movers were
observed in any of the conditions at the deepest point of the squat (EOR) for the
SLDS. Descriptive statistics indicated only on the non-dominant leg in the SLDS
showed a difference (7.4°) in the average pelvic obliquity EOR point between
“normal” and “excessive” movers (normal 25.3°; excessive 32.7°). This non
significant disparity indicated that those who were assessed as having normal
lumbopelvic movement by the physiotherapist on the non-dominant side generally
maintained a more level pelvis at the EOR point of the SLDS when compared to the
excessive movers for the non-dominant leg only.
Those participants who were adjudicated as having ‘normal’ pelvic movement,
generally presented with more of a level pelvis than those who were adjudicated as
having excessive movement who tended to have a more obliquely orientated pelvis.
A plausible explanation for these results is discussed in Section 5.4 Kinematics and
Strength Analysis.
Frontal plane movement of the knee is often used clinically as a reference for
the degree of hip internal rotation and adduction [165]. Results from this study
Chapter 5: Discussion 95
indicate that smaller hip adduction angles and larger hip external rotation were
observed in the SLDS despite no difference in the frontal plane movement of the
knee between squatting conditions. Differences at the hip but not at the knee during
differing SLS protocols may have further clinical implications to the Cricket
Australia physiotherapy screening data which also uses frontal plane knee positions
to infer hip and pelvic movement. Three years of physiotherapy screening data has
illustrated that those who have performed better on the SLDS have been more likely
to become injured. This may be attributable to using the knee as guide to
lumbopelvic movement despite the inability of frontal plane movement of the knee to
accurately reflect movement at the hip. Acknowledgement of these findings should
be considered when attempting to use screening data between the differing SLS
conditions interchangeably.
5.4 KINEMATICS AND STRENGTH ANALYSIS
The results from the present study demonstrated moderate positive correlations
with the pelvic obliquity kinematics, illustrating a tendency for the pelvis to remain
increasingly level with greater abduction strength. However, the relationship between
strength and pelvis kinematics was observed in the SLDS condition but not the SLFS
condition. The presence of a strength kinematic correlation in only one condition
presumably was a consequence of the altered alignment of the hip between the two
conditions as previously discussed in the 3D kinematics of the single leg flat and
decline squat (Section 5.1). In particular, hip abduction was shown to be significantly
less (more neutral) in the SLDS which seemingly promoted greater muscle activation
and subsequent control of pelvis kinematics. Previous research has indicated that the
hip abductors and external rotators play an important role in lower extremity
alignment and ambulatory activities as they assist in the maintenance of a level pelvis
[47] and are capable in balancing a number of biomechanical forces in the body [29].
Limited information exists on the relationship between hip abduction
movement and gluteus medius strength [149]. Hip abduction angles have been shown
to be affected by hip abduction strength in runners [101, 193]. A study by Snyder and
colleagues [101] illustrated that strength training of the hip abductors and external
96
96 Chapter 5: Discussion
rotators favourably altered the lower extremity biomechanics and joint loading in
running. Moreover, those with reduced levels of hip strength have been shown to
demonstrate pathological patterns of movement [166] leading to increased incidence
of lower limb injuries [31, 32, 51, 52].
The relationship between pelvic obliquity and abduction strength remains
inconclusive [47, 194]. DiMattia and colleagues [149] found a weak positive
correlation between hip-abduction strength and hip-abduction angle during both the
Trendelenburg and SLFS tests. The usefulness of these tests for assessing hip
abduction strength in a healthy physically active population has been considered
limited [149]. However, the significant relationships observed between hip abduction
strength and pelvic obliquity refutes the conclusion that the SLS has limited
application for assessing hip abduction strength. It appears that the altered hip
kinematics in the SLDS may provide a superior environment compared to the SLFS
for the hip abductors to influence lower limb alignment. An enhanced relationship
between hip abduction strength and kinematics presumably has obvious clinical
implications for the assessment of hip abduction strength.
External rotation strength was shown to reduce movements into internal
rotation during both single leg squatting manoeuvres, particularly for the non-
dominant leg. Movement into hip internal rotation have been postulated by others to
be a consequence of weakness in the muscles controlling eccentric hip internal
rotation [25, 26]. Willson and colleagues [25] have suggested that participants with
greater hip external rotation strength may be better suited to resist internal rotation
moments during the SLS.
When investigating excessive movements of internal rotation of the hip, Delp
and colleagues [95] noted that rotational moment arms of the hip musculature should
be considered, especially when the hip is flexed. Due to the tendency of the hip to go
through a relatively large range of flexion during the squat, the altering of hip
musculature moments is an important concept to incorporate into the seemingly
unconvincing link between strength measures and kinematics. Through the
Chapter 5: Discussion 97
development of a three-dimensional computer model of the hip muscles, Delp and
colleagues [95] demonstrated that a trend toward internal rotation with hip flexion
was apparent in a large majority of the hip muscle compartments, suggesting that
internal rotation is exacerbated by hip flexion [95]. A tendency to internally rotate at
the hip during the SLS has been supported by Ageberg and colleagues [167]. The
exacerbation of internal rotation during hip flexion further augments the findings of
this study regarding the relationship between external rotation strength measures and
rotational hip kinematics.
Whilst no significant relationships were observed, trends emerged between hip
abduction strength and knee valgus for both squatting conditions. The emergence of
a relationship between hip abduction strength and frontal plane movement of the
knee has supported previous research. Evidence suggests that increased knee valgus
might also be associated with reduced hip abduction and external rotation strength
[90]. Hollman and colleagues [90] explored the relationships among frontal plane hip
and knee angles such as knee valgus, hip muscle strength, and EMG recruitment in
women during a step-down. Strong significant correlations between knee valgus and
hip adduction angles were observed. Gluteus maximus recruitment was moderately
and negatively correlated with knee valgus, accounting for 20% of the variance in
knee valgus [90]. An unexpected finding was that there was a significant positive
relationship between abduction isometric force and greater knee valgus angles during
the step down task [90].
Zeller and colleagues [36] used three dimensional (3D) motion analysis system
to investigate the kinematic differences between males and females during the SLS.
Women had approximately 4° more hip adduction the men when performing an SLS
and the authors postulated that increased knee values in women during SLS might
occur because of decreased neuromuscular control in the hip muscles [36]. The link
between decrements in neuromuscular control and knee altered kinematics may also
provide insight into why the strength measures had a greater relationship with the
non-dominant kinematics that those of the dominant leg.
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98 Chapter 5: Discussion
The influence of hip abduction strength on knee valgus kinematics may further
be explained in part by the secondary role of the gluteus medius. Though primarily a
hip abductor, gluteus medius also functionally assists in internal rotation due to its
increased moment arm during greater levels of hip flexion [195]. The multiple
functions of gluteus medius is congruent with the theory of Gottashalk and
colleagues [49] who have postulated that the gluteus medius functions primarily as a
hip stabiliser and pelvic rotator during gait, rather than a hip abductor.
A possible limitation of this facet of the current study was the strength testing
protocols employed in this study encouraged ‘pure’ single plane movements.
Assessing strength in a singular plane whilst essentially static may have inadvertently
reduced the capacity of the strength results to correlate with the multiplanar dynamic
movements of the squat. Hip strength does occur as an isolated entity but rather
concomitantly with the activation of other muscles acting about the hip joint [195].
Calls for dynamic measures of gluteus medius have been made, as it has been
suggested that static measures are inappropriate for predicting the biomechanics of
functional tasks [47].
Chapter 6: Conclusions 99
Chapter 6: Conclusions
6.1 DIRECT RESPONSE TO STUDY HYPOTHESES
1. Greater levels of pelvic obliquity, WB hip adduction, WB hip internal rotation,
lateral flexion of the trunk relative to the pelvis and knee valgus will be observed
in the SLDS due to the greater depth of squat relative to the SLFS.
Differences in the kinematics between the single leg flat and decline squats are clear.
The employment of the decline board promotes greater squat depth by removing any
potential constraints of the ankle which supported the previous literature [41, 43, 44].
At the end of self-selected depth, hip external rotation and hip adduction kinematics
were shown to be larger in the SLDS compared to the SLFS. The differentiation
between hip external rotation kinematics remained during the mean angle analysis
whilst hip adduction kinematics only differed on the non-dominant limb. Pelvic
obliquity, relative lateral flexion of the trunk failed to demonstrate significant
differences between the squatting conditions thereby refuting the original hypothesis.
2. Reduced ankle dorsiflexion range of motion will have a linear relationship with
kinematics of the knee and ankle for the SLFS but not the SLDS
Greater ankle dorsiflexion range of motion as measured using a knee to wall test
demonstrated positive significant correlations with flexion of the knee and ankle on
the non-dominant limb for the SLFS but not the SLDS in line with the original
hypothesis. Dominant limb results were less clear with correlations being observed
in both the SLFS and SLDS for ankle kinematics. Ankle dorsiflexion when measured
with a goniometer returned similar results to the knee to wall. A linear relationship
with the D SLFS ankle, ND SLFS knee, ND SLFS ankle D SLDS ankle was
observed. These results indicate distal limitations affect proximal sagittal plane
kinematics of the lower limb at least for the ND leg. Further work is needed to
examine the kinematic differences at the hip as a result of ankle dorsiflexion
limitations and the effectiveness of the SLDS is on modifying kinematics.
100
100 Chapter 6: Conclusions
3. Kinematics for pelvic obliquity, hip rotation and relative lumbar flexion will
correlate with the subjective clinical assessment of the same movements.
Strength measures had tenuous associations with the subjective assessments of
lumbopelvic stability with no significant relationships being observed. The null
hypothesis could consequently not be rejected. Investigating functional screening
protocols that subjectively correspond with the objective movement and/or strength
being assessed is vital for the future development of pre-participation screens.
4. Hip abduction strength will correlate positively with the obliquity of the pelvis in
both squatting conditions for both weight bearing legs. External rotation strength
deficits would result in movements into internal rotation and hip adduction. Some
measure of hip strength will have a relationship with self-selected squat depth.
For the non-dominant leg, external rotation strength and abduction strength were
found to be significantly correlated with hip rotation kinematics and pelvic obliquity
respectively for the SLFS only. No significant relationships were observed in the
dominant leg for either squat condition, although a few non-significant trends
emerged for the SLDS. As previously mentioned, the investigation of a functional
screening metric that concomitantly measures leg strength in numerous planes of
motion is warranted.
Chapter 6: Conclusions 101
6.2 CONCLUDING STATEMENTS
To maximise athletic function, stability through the pelvis and hips, proximal
lower limb, spine and abdominal structures is required [27]. The importance of
proximal stabilisation for lower extremity injury prevention [26] particularly the
knee [31, 32, 34, 51, 79] has been well documented in the literature. It appears that
adequate lumbopelvic-femur strength muscle function may conceivably reduce
exposure to other intrinsic risk factors such as inefficient force attenuation, unstable
movement patterns and lower limb malalignments [25, 80]. Support for the previous
statement has been demonstrated in the relationships between hip strength measures
and kinematics within previous literature and within selected results of this study.
Pre-participation screening tests are used to assess function [17, 23, 149]. The
SLS is one such clinical screening measure used to assess lumbopelvic stability. The
SLDS has been employed in the Cricket Australia physiotherapy screening protocols
as a measure of lumbopelvic stability in the place of the more traditional SLFS. The
premise for this choice is to remove potential dorsiflexion restrictions allowing
greater squat depth and conceivably greater demands upon the lumbopelvic
musculature. Previous research has been unable to demonstrate clear differences
between the flat and decline squat conditions relating to the pelvis and weight-
bearing hip, particularly in the frontal and transverse planes. This study obtained a
deeper understanding of the differences between the two conditions around the
weight-bearing hip.
When the results from the key kinematic variables are pooled they clearly
illustrate the differences between the two squatting conditions. Kinematics of the
lumbopelvic region as characterised by pelvic obliquity and lateral flexion of the
lumbar spine relative to the pelvis were not significantly different between SLS
protocols. Significantly smaller levels of hip adduction and larger external rotation
angles were observed in the SLDS for both the dominant and non-dominant leg. Hip
adduction and rotation angle differences between squatting conditions were
asynchronous with differences in frontal plane movements of the knee. The
similarities and differences in the kinematics may have detrimental clinical
102
102 Chapter 6: Conclusions
implications for the assessment of the hip joint, and by extension lumbopelvic
stability by extrapolating frontal plane movement of the knee. The current study
illustrated that whilst the knee, pelvic and lumbar kinematics may remain similar
between conditions, significant differences at the hip can concomitantly occur.
Consequently, the interpretation of the SLS performance in any physiotherapy
protocol is dependent on the type of squat.
There were a few differences in the dominant and non-dominant limbs in some
of the kinematic variables in this study. The disparity between limbs is presumably
due to the preference and dominance of one limb over the other but may also be
explained in part by the prolonged exposure of asymmetrical actions synonymous
with cricket, such as bowling. Prolonged exposure to asymmetrical tasks may
unevenly condition the muscles, movement patterns and coordination of the lower
limb, which may in turn partially explain the observed differences in the current
study.
Additional kinematic results indicated that the decline squat allowed for
maintaining a greater squat depth as characterised by greater mean flexion angles in
the torso, WB hip and knee. It is worth noting however that the significant
differences centred around 5° of actual movement. It is unclear if these significant
kinematic differences translate into noticeable variation at the clinical level. The
differences in kinematics presumably have implications for athletes who perform
activities on a decline slope such as downhill runners and skiers as mechanisms of
force attenuation may be altered.
Further focal points of this study centred on highlighting the interrelationships
between strength, range of motion, subjective measures of lumbopelvic stability and
3D kinematics of the lower limbs during the single leg squat. Firstly, tenuous
associations between hip strength and lower limb alignment were observed.
However, there was a relationship between squat depth and measured hip strength.
Such a relationship may illustrate that simply the depth of a self selected squat may
be an indicator of squat depth in the absence of posterior ankle restraints. Differences
Chapter 6: Conclusions 103
in ankle dorsiflexion range of motion yielded variations in knee and ankle kinematics
further highlighting the potential to alter lower limb kinematics. Clinical implications
of removing posterior ankle restraints and using the knee as a guide to illustrate
changes at the hip may result in inaccurate screening of lumbopelvic stability.
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Appendix A 117
Chapter 7: Appendices
7.1 APPENDIX A: UWA MODEL OUTPUTS
Table 10 UWA model outputs and practical meanings
C3D Name
Sign Output Convention Notes
ThoraxAngle X + Forward flexion
- Backward extension
ThoraxAngle Y + R Lateral Flexion
- L Lateral Flexion
ThoraxAngle Z + Rotation to the L
- Rotation to the R
PelvisAngle X + Forward flexion Anterior pelvic tilt
- Backward extension Posterior pelvic tilt
PelvisAngle Y + R lateral flexion Right hip lower
- L lateral flexion Left hip lower
PelvisAngle Z + Rotation to L Left hip back
- Rotation to R Right hip back
PeltoThorAngle X + Forward flexion
- Backward extension
PeltoThorAngle Y + R lateral flexion Bend to right
- L lateral flexion Bend to left
PeltoThorAngle Z + Rotation to L Turned to left
- Rotation to R Turned to right
LumRigAngle X + Flexion Flexion extension angle of Lumrig in the global coordinate
system - Extension
LumRigAngle Y + R Lateral Flexion Lateral Flexion angle of the lumbar rig in the global
coordinate system - L Lateral Flexion
LumRigAngle Z + L Axial Rotation Axial rotation angle of the lumbar rig in the global
coordinate system - R Axial Rotation
PelLumAngle X + Flexion Relative flexion extension angle between pelvis and lumbar
rig - Extension
PelLumAngle Y + R Lateral Flexion Relative lateral flexion angle between the pelvis and lumbar
rig - L Lateral Flexion
PelLum Angle Z + Pelvis rotated to the Right
Relative axial rotation angle between the pelvis and thorax - Pelvis rotated to the Left
HipAngle X + Flexion Thigh flexion
- Extension Thigh extension
HipAngle Y + Adduction Adduction of the thigh towards midline of body
- Abduction Abduction of thigh away from midline of body
HipAngle Z + Internal Rotation Internal rotation of thigh
- External Rotation External rotation of thigh
KneeAngle X + Flexion Knee flexion
- Extension Knee hyperextension
KneeAngle Y + Adduction Knee in varus position
- Abduction Knee in valgus position
KneeAngle Z + Internal Rotation Internal tibial rotation compared to femur
- External Rotation External tibial rotation compared to femur
118
118 Supplementary Results
7.2 SUPPLEMENTARY RESULTS
Table 11 Non-dominant leg strength (in Newtons) and EOR kinematic correlation matrix
ND IR
Strength
(N)
ND ER Strength
(N)
ND AD Strength
(N)
ND AB Strength
(N) ND IR:ER
ND
ADd:ABd
ND Hip Strength
Factor (N)
SLFS ND Pelvic
Obliquity
Pearson Correlation -.112 -.059 .110 .346 -.053 -.063 .166
Sig. (2-tailed) .647 .810 .652 .146 .831 .797 .498
SLFS ND Relative Lateral
Flexion
Pearson Correlation .221 .124 .125 .180 -.012 .066 .184
Sig. (2-tailed) .411 .648 .646 .504 .965 .807 .494
SLFS ND Hip
Adduction
Pearson Correlation .394 .091 -.222 -.076 .263 -.216 -.074
Sig. (2-tailed) .095 .712 .360 .757 .276 .374 .764
SLFS ND Hip
Rotation
Pearson Correlation .110 .458* .221 .311 -.379 -.009 .439
Sig. (2-tailed) .655 .049 .363 .195 .109 .972 .060
SLFS ND Knee
Valgus/Varus
Pearson Correlation .079 .282 .083 .088 -.241 -.014 .205
Sig. (2-tailed) .747 .242 .734 .720 .320 .955 .399
SLDS ND Pelvic
Obliquity
Pearson Correlation -.037 -.073 -.005 .362 .044 -.211 .122
Sig. (2-tailed) .881 .766 .983 .128 .857 .387 .618
SLDS ND
Relative Lateral Flexion
Pearson Correlation .340 -.009 .180 .150 .231 .130 .126
Sig. (2-tailed) .197 .972 .504 .579 .389 .632 .643
SLDS ND Knee
Valgus/Varus
Pearson Correlation .227 .034 -.234 -.315 .211 -.075 -.211
Sig. (2-tailed) .349 .891 .334 .189 .387 .759 .387
SLDS ND Hip
Rotation
Pearson Correlation .018 .431 .175 .221 -.432 .006 .369
Sig. (2-tailed) .941 .066 .473 .364 .064 .980 .120
SLDS ND Knee
Valgus/Varus
Pearson Correlation .070 .268 -.032 -.023 -.229 -.047 .106
Sig. (2-tailed) .775 .268 .898 .927 .347 .849 .665
Table 12 Non-dominant leg strength (normalised to body weight) and EOR kinematic correlation matrix
ND IR
Strength
(Norm)
ND ER
Strength
(Norm)
ND AD
Strength
(Norm)
ND AB
Strength
(Norm)
Norm IE:ER
Ratio
(Norm)
Norm AD:AB
Ratio
(Norm)
ND Hip Strength
Factor
(Norm)
SLFS ND Pelvic
Obliquity
Pearson Correlation -.045 -.031 .126 .347 -.260 -.062 .141
Sig. (2-tailed) .854 .901 .606 .145 .283 .801 .566
SLFS ND Relative
Lateral Flexion
Pearson Correlation .149 .081 .066 .128 .175 .069 .150
Sig. (2-tailed) .581 .766 .808 .636 .516 .801 .578
SLFS ND Hip
Adduction
Pearson Correlation .450 .178 -.093 .070 .378 -.222 .209
Sig. (2-tailed) .053 .467 .705 .776 .111 .362 .391
SLFS ND Hip
Rotation
Pearson Correlation .128 .469* .248 .303 .125 -.012 .412
Sig. (2-tailed) .601 .043 .305 .208 .611 .960 .080
SLFS ND Knee
Valgus/Varus
Pearson Correlation .208 .408 .218 .255 .063 -.018 .384
Sig. (2-tailed) .393 .083 .371 .293 .797 .943 .104
SLDS ND Pelvic
Obliquity
Pearson Correlation .121 .042 .101 .498* -.342 -.211 .270
Sig. (2-tailed) .623 .865 .682 .030 .152 .386 .263
SLDS ND Relative
Lateral Flexion
Pearson Correlation .272 -.058 .136 .112 .154 .130 .131
Sig. (2-tailed) .309 .830 .616 .679 .570 .630 .628
SLDS ND Knee
Valgus/Varus
Pearson Correlation .154 -.009 -.235 -.342 .314 -.078 -.152
Sig. (2-tailed) .530 .970 .332 .151 .190 .750 .534
SLDS ND Hip
Rotation
Pearson Correlation .020 .418 .184 .191 .047 .002 .299
Sig. (2-tailed) .937 .075 .450 .433 .850 .993 .214
SLDS ND Knee
Valgus/Varus
Pearson Correlation .194 .386 .115 .155 -.006 -.053 .306
Sig. (2-tailed) .427 .102 .638 .526 .982 .830 .203
Supplementary Results 119
Table 13 Dominant leg strength (in Newtons) and EOR kinematic correlation matrix
D IR
Strength
(N)
D ER
Strength
(N)
D AD
Strength
(N)
D AB
Strength
(N) D IR:ER
D
ADd:ABd
D Hip Strength
Factor (N)
SLFS D Pelvic
Obliquity
Pearson Correlation .185 .238 .178 -.084 .053 .266 .190
Sig. (2-tailed) .448 .326 .466 .734 .831 .272 .436
SLFS D Relative
Lateral Flexion
Pearson Correlation .384 -.037 .051 .063 .473 .028 .147
Sig. (2-tailed) .142 .891 .853 .818 .064 .917 .588
SLFS D Hip Adduction
Pearson Correlation .035 -.309 .064 .080 .249 -.005 -.040
Sig. (2-tailed) .888 .198 .793 .744 .304 .984 .870
SLFS D Hip
Rotation
Pearson Correlation .026 .066 .284 .276 -.012 .111 .217
Sig. (2-tailed) .917 .789 .238 .252 .961 .652 .371
SLFS D Knee
Valgus/Varus
Pearson Correlation .192 .079 .228 .141 .146 .176 .222
Sig. (2-tailed) .432 .748 .347 .564 .550 .471 .360
SLDS D Pelvic Obliquity
Pearson Correlation .005 .364 .370 .301 -.236 .126 .347
Sig. (2-tailed) .983 .125 .119 .210 .330 .608 .146
SLDS D Relative
Lateral Flexion
Pearson Correlation .410 .169 .061 .087 .318 .002 .236
Sig. (2-tailed) .115 .532 .823 .749 .230 .994 .378
SLDS D Knee
Valgus/Varus
Pearson Correlation -.081 -.450 -.332 -.074 .211 -.279 -.324
Sig. (2-tailed) .742 .053 .166 .763 .386 .248 .175
SLDS D Hip
Rotation
Pearson Correlation -.031 -.045 .009 .186 -.012 -.087 .029
Sig. (2-tailed) .899 .855 .969 .445 .961 .723 .906
SLDS D Knee Valgus/Varus
Pearson Correlation .178 -.058 .208 .074 .230 .215 .147
Sig. (2-tailed) .465 .813 .392 .762 .343 .377 .548
Table 14 Dominant leg strength (normalised to body weight) and EOR kinematic correlation matrix
D IR
Strength (Norm)
D ER
Strength (Norm)
D AD
Strength (Norm)
D AB
Strength (Norm)
D IR:ER (Norm)
D AD:AB (Norm)
D Hip
Strength
Factor (Norm)
SLFS D Pelvic Obliquity
Pearson Correlation .128 .180 .119 -.079 .046 .268 .109
Sig. (2-tailed) .601 .461 .627 .748 .851 .267 .658
SLFS D Relative Lateral Flexion
Pearson Correlation .290 -.146 -.057 -.105 .470 .029 -.018
Sig. (2-tailed) .276 .589 .834 .698 .066 .915 .948
SLFS D Hip Adduction
Pearson Correlation .135 -.112 .167 .230 .245 -.003 .126
Sig. (2-tailed) .581 .648 .494 .343 .312 .990 .607
SLFS D Hip Rotation
Pearson Correlation .222 .292 .433 .448 -.011 .111 .419
Sig. (2-tailed) .362 .225 .064 .055 .965 .651 .074
SLFS D Knee Valgus/Varus
Pearson Correlation .339 .277 .358 .310 .149 .177 .387
Sig. (2-tailed) .156 .251 .132 .196 .544 .467 .102
SLDS D Pelvic
Obliquity
Pearson Correlation .111 .445 .407 .394 -.239 .129 .408
Sig. (2-tailed) .650 .056 .084 .096 .324 .599 .083
SLDS D Relative Lateral Flexion
Pearson Correlation .334 .053 -.038 -.067 .316 .002 .082
Sig. (2-tailed) .206 .845 .888 .804 .234 .993 .764
SLDS D Knee Valgus/Varus
Pearson Correlation -.074 -.376 -.258 -.045 .208 -.282 -.230
Sig. (2-tailed) .763 .113 .286 .855 .393 .242 .343
SLDS D Hip Rotation
Pearson Correlation .118 .137 .166 .312 -.011 -.088 .217
Sig. (2-tailed) .631 .575 .497 .193 .964 .721 .372
SLDS D Knee Valgus/Varus
Pearson Correlation .302 .131 .317 .227 .231 .217 .296
Sig. (2-tailed) .209 .592 .186 .349 .341 .372 .218
120
120 Supplementary Results
Table 15 Results from independent t-tests comparing the strength measures of normal and excessive movers in
both squat conditions.
Squat
Condition Strength Variable
Dominant Limb Comparison Non-Dominant Limb Comparison
(Normal vs. Excessive) (Normal vs. Excessive)
T p Effect Size T p Effect Size
Decline
IR (N) -0.681 0.507 .180 0.100 0.922 .027
ER (N) -0.112 0.912 .030 -0.965 0.351 .250
AD (N) -1.479 0.161 .368 -0.582 0.570 .154
AB (N) -0.134 0.896 .036 0.812 0.431 .212
IR:ER (N) -0.595 0.561 .157 0.839 0.416 .219
ADd:ABd (N) -1.432 0.174 .357 -0.874 0.397 .227
Hip Strength Factor (N) -0.848 0.411 .221 -0.306 0.764 .082
IR (Norm) -0.899 0.384 .234 0.513 0.616 .136
ER (Norm) -0.204 0.841 .054 -0.716 0.485 .188
AD (Norm) 0.343 0.145 .091 -0.344 0.736 .193
AB (Norm) 0.602 0.767 .159 1.418 0.178 .354
IR:ER (Norm) -.602 0.557 .205 -1.253 0.231 .318
ADd:ABd (Norm) -1.399 0.183 .350 -0.869 0.399 .226
Hip Strength Factor (Norm) -0.928 0.369 .240 0.240 0.814 .064
Flat
IR (N) 0.790 0.443 .207 -0.012 0.991 .003
ER (N) 0.306 0.764 .082 -0.347 0.734 .092
AD (N) 0.179 0.955 .048 1.586 0.135 .390
AB (N) 0.156 0.878 .417 0.053 0.958 .014
IR:ER 0.577 0.573 .152 0.602 0.711 .159
ADd:ABd 0.143 0.888 .038 0.135 0.199 .036
Hip Strength Factor (N) 0.419 0.681 .111 0.371 0.716 .188
IR (Norm) 0.310 0.761 .083 0.561 0.583 .148
ER (Norm) -0.144 0.888 .039 -0.816 0.428 .213
AD (Norm) -0.352 0.730 .094 1.102 0.289 .283
AB (Norm) -0.434 0.671 .115 -0.684 0.505 .180
IR:ER 0.584 0.568 .227 0.437 0.669 .116
ADd:ABd 0.154 0.880 .138 1.356 0.197 .341
Hip Strength Factor (Norm) -0.210 0.837 .056 -0.527 0.606 .140
Table 16 Linear regression modelling comparing the clinical measure of ankle dorsiflexion and sagittal plane
kinematics of the knee and ankle for both SLS conditions.
* Denotes statistical significance (p = 0.05)
Condition Leg Joint P R2
Single Leg Flat Squat
Dominant Knee 0.433 0.044
Ankle 0.006* 0.429
Non-Dominant Knee 0.015* 0.352
Ankle 0.027* 0.305
Single Leg Decline Squat
Dominant Knee 0.227 0.103
Ankle 0.020* 0.331
Non-Dominant Knee 0.345 0.064
Ankle 0.327 0.069