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Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1 , D. Strayer 1 , W. Mitchell 2 , P. Faber 3 , H. Wu 4 , K. Mounzer 5 , T. Tong 6 ; 1 Hemispherx Biopharma, Inc., Philadelphia, PA, 2 Vanderbilt University, Nashville, TN, 3 Cleveland Clinic Foundations, Cleveland, OH,

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Page 1: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as

Measured by cDNA Microarray Analysis

W. Carter1, D. Strayer1, W. Mitchell2, P. Faber3, H. Wu4, K. Mounzer5, T. Tong6;

1Hemispherx Biopharma, Inc., Philadelphia, PA, 2Vanderbilt University, Nashville, TN,

3Cleveland Clinic Foundations, Cleveland, OH, 4Drexel University, Philadelphia, PA,

5Philadelphia Fight, Philadelphia, PA, 6Princess Margaret Hospital, Hong Kong

Page 2: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

Ba

ck

gro

un

d: E

xpo

sure

of th

e o

rom

uco

sa to

low

do

ses o

f alp

ha

in

terfe

ron

(IFN

) ha

s be

en

rep

orte

d to

lea

d to

bio

log

ical e

ffects in

a

nim

als a

nd

hu

ma

ns. H

ow

eve

r, the

op

tima

l do

se/sch

ed

ule

of lo

w

do

se o

ral (L

DO

) IFN

to a

chie

ve a

system

ic an

tiviral e

ffect h

as n

ot

be

en

de

term

ine

d. A

na

tura

lly de

rived

alp

ha

IFN

(Alfe

ron

N

Inje

ction

®) h

as b

ee

n a

pp

rove

d fo

r trea

tme

nt o

f con

dylo

ma

ta

acu

min

ata

. It is active

at d

ose

s sign

ifican

tly low

er th

an

tho

se u

sed

for

reco

mb

ina

nt a

lph

a IF

N.

Me

tho

ds

: Stu

dy A

: asym

pto

ma

tic HIV

infe

cted

sub

jects w

ith C

D4

le

vels >

40

0 w

ere

trea

ted

with

50

0 IU

Alfe

ron

® L

DO

da

ily for 1

0 d

ays.

RN

A fro

m p

erip

he

ral b

loo

d le

uko

cytes w

as iso

late

d fro

m b

loo

d

colle

cted

be

fore

, du

ring

an

d p

ost-th

era

py u

sing

Pa

xge

ne

tech

no

log

y fo

r RN

A iso

latio

n. cD

NA

micro

arra

y an

alysis w

as u

tilized

to id

en

tify g

en

es w

hich

we

re m

od

ula

ted

as a

resu

lt of th

e A

lfero

LD

O d

osin

g.

Stu

dy B

: no

rma

l he

alth

y volu

nte

ers b

ein

g stu

die

d in

a sim

ilar m

an

ne

r in

Ho

ng

Ko

ng

.

Re

su

lts: In

itial re

sults in

Stu

dy A

ind

icate

a te

mp

ora

l ind

uctio

n o

f IFN

re

late

d g

en

e a

ctivity in p

erip

he

ral b

loo

d le

uko

cytes fo

llow

ing

the

ora

l a

dm

inistra

tion

of 5

00

IU o

f a m

ulti-sp

ecie

s na

tura

l leu

kocyte

IFN

. F

urth

er stu

die

s will cla

rify the

ran

ge

an

d m

ag

nitu

de

of th

e e

ffect

rela

tive to

a p

are

nte

rally a

dm

iniste

red

do

se.

Co

nc

lus

ion

: Exp

erim

en

ts to d

ate

ind

icate

tha

t a b

iolo

gica

l cockta

il of

na

tura

l hu

ma

n in

terfe

ron

spe

cies a

dm

iniste

red

ora

lly ha

s system

ic b

iolo

gica

l activity b

ase

d o

n u

pre

gu

latio

n o

f IFN

rela

ted

ge

ne

s in

pe

riph

era

l blo

od

leu

kocyte

s. Be

cau

se a

lph

a IF

Ns a

re b

roa

d sp

ectru

m

an

tiviral/im

mu

no

mo

du

lato

ry mo

lecu

les, p

ote

ntia

l ap

plica

tion

s in

nu

me

rou

s IFN

-sen

sitive d

isea

ses e

xist, inclu

din

g a

pp

licatio

n to

re

spira

tory in

fectio

ns su

ch a

s avia

n in

flue

nza

.

AB

ST

RA

CT

Page 3: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

Study A Design

• Prospective, Open-label

• Dose-Ranging

• 1:1:1 Randomization to 3 dosage groups• 500 IU/day• 1000 IU/day• 2000 IU/day

• 60 Total Subjects (20 in each group)

• Treatment Duration 10 days

Page 4: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

Alferon LDO® Study Medication

• Supplied as a liquid solution

• Packaged in sealed polypropylene lined foil pouches

• Each pouch contains 1.0 ml of Alferon® LDO or Placebo

• Taken orally each day for 10 days

• No food or water is taken 30 minutes prior to through 30 minutes after administration

Page 5: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

Alferon LDO® Dosing and Blood Sampling Schedule

Study Day Number and Event

Day Number

0* 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

LDO Dosing

X X X X X X X X X X

Blood Samples Drawn

↑ B1 +

B2

↑ T1

↑ T2

↑ T3

↑ T4

↑ T5

*Day 0 = Baseline period in which two separate samples (B1 and B2) are drawn.

Goal: Compare gene expression of T1-T5 Samples to two Baseline Samples Combined (i.e. B1+B2)

Page 6: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

Meth

od

of cD

NA

M

icroarray A

nalysis

Array co

nstru

ction

. The array used in this study com

prised a subset of sequence verified cDN

A clones from

the R

esearch Genetics Inc. 40,000 clone set representing 950 genes containing adenylate/uridylate rich

elements and 18 genes potentially involved in A

U-directed m

RN

A decay,  855 IS

Gs representing an

expansion of a previously described clone set containing confirmed and candidate genes stim

ulated by IFN

s in diverse cell types, 288 genes responsive to the viral analog poly(I).poly(C

), and 85 housekeeping genes.

Targ

et RN

A p

reparatio

n. T

arget RN

A w

as generated in a T7 polym

erase based linear amplification reaction.

Tw

o μg total R

NA

and 5 pmol of  T

7-(dT)24 prim

er (5’GG

CC

AG

TG

AA

TT

GT

AA

TA

CG

AC

TC

AC

TA

TA

GG

G

AG

GC

GG

-(dT)24-3’ in a total volum

e of 5.5 μl w

as incubated at 70°C for 10 m

in and chilled on ice.  For first

strand cDN

A synthesis, the annealed R

NA

template w

as incubated for 1 h at 42°C in a 10 μ

l reaction containing first strand buffer (Invitrogen), 10 m

M D

TT

, 1U per μ

l anti-RN

ase (Am

bion), 500 μM

dNT

Ps and 2

U per μ

l Superscript II, (Invitrogen). S

econd strand synthesis was for 2 h at 16°C

in a total reaction volume of

50 μl containing first strand reaction products, second strand buffer (Invitrogen), 250 μ

M  dN

TP

s, 0.06 U per

μl D

NA

ligase (Am

bion), 0.26 U per μ

l DN

A polym

erase I, (NE

B) and 0.012 U

per μl  R

Nase H

(Am

bion) follow

ed by the addition of 3.3 U of T

4 DN

A polym

erase (3 U per μ

l; New

England B

iolabs) and a further 15 m

in incubation at 16°C.  S

econd strand reaction products were purified by phenol:chloroform

:isoamyl alcohol

extraction in Phaselock m

icrocentrifuge tubes (Eppendorf) according to m

anufacturer’s instructions and ethanol precipitated. In vitro transcription w

as performed using the T

7 megascript kit (A

mbion) according to a

modified protocol in w

hich purified cDN

A w

as combined w

ith 1μl each 10X

AT

P, G

TP

, CT

P and U

TP

and 1 μl

T7 enzym

e mix in a 10 μ

l reaction volume and incubated for 9 h at 37°C

. Am

plified RN

A w

as purified using the R

neasy RN

A purification kit (A

mbion).

RN

A lab

eling

.  Cy3 or C

y5 labeled cDN

A w

as prepared by indirect incorporation. Tw

o μg of am

plified RN

A, 1

μl dT

12-18 primer (1 μ

g per μl, Invitrogen), 2.6 μ

l random hexanucleotides (3 μ

g per μl, Invitrogen) and 1μ

l anti-R

NA

se (Am

bion) were com

bined in a reaction volume of 15.5 μ

l and incubated for 10 min at 70°C

. R

everse transcription was for 2 h at 42°C

in a 30 μl reaction containing annealed R

NA

template, first strand

buffer, 500 mM

each dAT

P, dC

TP

, dGT

P, 300 μ

M dT

TP

, 200 μM

aminoallyl-dU

TP

(Sigm

a), 10 mM

DT

T, 12.7

U per μ

l Superscript II. F

or template hydrolysis, 10 μ

l of 0.1M N

aOH

was added to the reverse transcription

reaction and the mixture w

as incubated for 10 min at 70°C

, allowed to cool at room

temperature for 5 m

in and neutralized by addition of 10 μ

l 0.1M H

Cl. cD

NA

was precipitated at –20°C

for 30 min after addition of 1 μ

l linear acrylam

ide (Am

bion), 4 μl 3M

NaA

c (pH 5.2) and 100 μ

l absolute ethanol then resuspended in 5 μl of

0.1M N

aHC

03. For dye-coupling the contents of 1 tube of N

HS

ester containing Cy3 or C

y5 dye (Am

ersham

Biosciences) w

as dissolved in 45 μl D

MS

O.  F

ive μl dye solution w

as mixed w

ith the cDN

A and incubated for

1 h in darkness at room tem

perature. Labeled cDN

A w

as purified on a Qiaquick P

CR

purification column

(Qiagen) according to m

anufacturer’s instructions. Eluted cD

NA

was dried under vacuum

and resuspended in 30 μ

l of  Slidehyb II hybridization buffer (A

mbion). A

fter 2 min denaturation at 95°C

the hybridization mixture

was applied to the m

icroarray slide under a coverslip. Hybridization proceeded overnight in a sealed m

oist cham

ber in a 55°C w

aterbath. Post-hybridization, slides w

ere washed successively for 5 m

in each in 2 X S

SC

0.1%

SD

S at 55°C

, then 2 X S

SC

at 55°C plus a final 5 m

in wash in 0.2 X

SS

C at room

temperature.

Data acq

uisitio

n an

d n

orm

alization

. Data w

ere acquired with a G

enePix 4000B

laser scanner and GeneP

ix P

ro 5.0 software. R

aw data w

ere imported into G

eneSpring 6.0 softw

are (Silicon G

enetics) and normalized

based on the distribution of all values with locally w

eighted linear regression (LOE

SS

) before further analysis.

Page 7: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

ResultsInitial results in Study A indicate that Alferon LDO is well tolerated at the 500 and 1,000 IU/day dosage levels. cDNA microarray analysis identified 385 genes that were expressed > two fold over Baseline in two or more patients. Approximately a four fold increase in gene expression was seen at the 1,000 IU/day dosage level compared to 500 IU/day (p<0.0001). Seventeen genes were expressed > two fold over Baseline in over 35% of patient samples. PDZ and LIN domain 5 and 2’-5’ oligoadenylate synthetase-like were among the top five upregulated genes. 2’-5’ oligoadenylate synthetase is an important component of the interferon intracellular antiviral pathway.

Recent evidence shows that the virulence of influenza A including avian (H5N1) isolates correlates with the ability of the non-structural NS1 viral protein to bind to human PDZ domains and thereby abrogating the expression of antiviral genes in host cells including interferon pathways (Science xpress, 26 January 2006). Thus, the finding that Alferon LDO can upregulate PDZ domain expression raises the possibility that Alferon LDO could have an important role in abrogating the ability of influenza viruses including avian (H5N1) to evade human host defense mechanisms.

Page 8: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

Alferon LDO® Dose Effect: Number of Genes with Expression Increased

> 2 Fold Over Baseline in Two or More Patients

Dose 500 IU 1,000 IUFold

Increase of MeanPatient # 1 2 3 Mean 4 5 6 Mean

Day 2 10 1 39 16.7 85 77 108 90 5.4

Day 5 14 4 23 13.7 54 72 35 54 3.9

Day 11 1 8 4 4.3 4 45 40 30 6.9

Day 12 3 15 - 9.0 19 44 28 30 3.4

Day 16 - 14 - 14 3 59 48 37 2.6

Mean 7.0 8.4 22 12.5 33 59 52 48 3.9

Student’s t-test, p-value <0.0001 (n=385)

Page 9: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

Alferon LDO® Dose Effect: Number of Genes with Expression Increased > 2 Fold Over Baseline in Three or More Patients

Dose 500 IU 1,000 IUFold

Increase of MeanPatient # 1 2 3 Mean 4 5 6 Mean

Day 2 3 1 19 7.6 36 41 42 39.7 5.2

Day 5 2 2 6 3.3 16 17 16 16.3 4.9

Day 11 1 1 1 1.0 3 3 3 3.0 3.0

Day 12 1 2 - 1.5 7 8 8 7.7 5.1

Day 16 - 0 - 0 2 2 2 2.0 >5

Mean 1.8 1.2 8.7 3.9 12.8 14.2 14.2 13.7 3.5

Student’s t-test, p-value <0.0001 (n=252)

Page 10: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

Alferon LDO® Dose Effect: Number of Genes with Expression Increased

> 3 Fold Over Baseline in Two or More Patients

Dose 500 IU 1,000 IUFold

Increase of MeanPatient # 1 2 3 Mean 4 5 6 Mean

Day 2 0 0 9 3.0 23 10 37 23.0 7.8

Day 5 5 1 5 3.7 16 19 4 13.0 3.5

Day 11 1 2 0 1.0 0 14 3 5.7 5.7

Day 12 1 3 - 2.0 3 10 2 5.0 2.5

Day 16 - 0 - 0.0 0 14 6 6.7 >5

Mean 1.8 1.2 4.7 2.6 8.4 13.4 10.4 10.7 4.1

Student’s t-test, p-value <0.0001 (n=69)

Page 11: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

GE

NE

S E

XP

RE

SS

ED

> T

WO

F

OL

D O

VE

R B

AS

EL

INE

IN O

VE

R

35% O

F P

AT

IEN

T S

AM

PL

ES

Ex

pre

ss

ion

Fre

qu

en

cy

(%)

37

67

0In

terfe

ron

(alp

ha

, be

ta, a

nd

om

eg

a) re

ce

pto

r 11

7

37

67

0C

oa

gu

latio

n fa

cto

r III (thro

mb

op

las

tin, tis

su

e

fac

tor)

16

37

67

0F

GG

15

41

73

0G

luta

ma

te d

eh

yd

rog

en

as

e 1

14

41

73

0S

arc

og

lyc

an

, be

ta (4

3k

Da

dy

stro

ph

in-

as

so

cia

ted

gly

co

pro

tein

)1

3

41

47

33

Ma

jor h

isto

co

mp

atib

ility c

om

ple

x, c

las

s I, F

12

41

47

33

Inte

rfero

n in

du

ce

d tra

ns

me

mb

ran

e p

rote

in 2

11

41

73

0C

yto

ch

rom

e P

45

0, fa

mily

51

, su

bfa

mily

A,

po

lyp

ep

tide

10

41

73

0C

oa

gu

latio

n fa

cto

r II (thro

mb

in) re

ce

pto

r9

41

73

0P

rote

as

om

e (p

ros

om

e, m

ac

rop

ain

) 26

5

su

bu

nit, A

TP

as

e, 6

8

44

80

0N

-my

risto

yltra

ns

fera

se

27

48

87

0S

imila

r to K

IAA

01

60

ge

ne

pro

du

ct

6

52

67

33

2’-5

’ olig

oa

de

ny

late

sy

nth

eta

se

-like

5

52

93

0In

terle

uk

in 1

7 re

ce

pto

r4

52

93

0P

DZ

an

d L

IN d

om

ain

53

56

87

17

Ho

mo

sa

pie

ns

, clo

ne

ima

ge

:51

64

03

1, m

RN

A2

59

40

83

SF

RS

pro

tein

kin

as

e 1

1

Ov

era

ll1

,00

0 IU

50

0 IU

Ide

ntifie

d G

ene

Page 12: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

Alferon LDO® Safety Summary

• No Serious Adverse Events Reported

• Only Mild Adverse Events Reported • Metallic taste in mouth• Flatulence/Bloating

• No Clinically Significant Changes in Laboratory Parameters

• No Changes in Karnofsky Performance Status (KPS)

Page 13: Systemic Activity of a Low Dose Oral Natural Alpha Interferon (alfa-n3) as Measured by cDNA Microarray Analysis W. Carter 1, D. Strayer 1, W. Mitchell

CO

NC

LU

SIO

NS

Alfe

ron L

DO

® ma

y pro

ve to b

e an id

eal a

ntivira

l a

gen

t for pro

phylactic/th

era

peu

tic usag

e a

ga

inst

influen

za b

y virtue o

f the fo

llowin

g p

rop

erties:

•W

ell-tole

rated

, broad

-spe

ctrum

antivira

l, derived

fro

m an

alre

ady F

DA

ap

proved

prod

uct

•H

igh p

oten

cy na

tural in

terferon

prod

uct

•E

vide

nce o

f system

ic activa

tion

of inn

ate im

mu

ne

resp

onse

s by o

ral a

dmin

istratio

n in

hu

ma

ns

•E

ase

of oral se

lf-ad

min

istration

•M

ay d

irectly a

ttack a p

roxim

ate cau

se of h

um

an

m

orb

idity/mo

rtality u

nique

to the a

vian influe

nza

vira

l ge

netic m

achin

ery

•P

ote

ntia

l to im

pro

ve the

secon

dary im

mu

ne

dysre

gulation

from in

flue

nza in

fectio

n w

hich m

ay

contrib

ute to th

e severity o

f the

dise

ase

proce

ss

•P

osse

sses nea

r term

availab

ility by d

elivering

50

to 10

0 millio

n do

ses m

anu

factu

red

in fa

cilities a

lrea

dy ce

rtified b

y the F

DA