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    Nonlinear Synergetic Optimal Controllers

    Nusawardhana, S. H.ak, and W. A. Crossley

    Purdue University, West Lafayette, Indiana 47907

    DOI:10.2514/1.27829

    Optimality properties of synergetic controllers are analyzed using the EulerLagrange conditions and the

    HamiltonJacobiBellman equation. First, a synergetic control strategy is compared with the variable structure

    sliding mode control. The connections of synergetic control design methodology and the methods of variable

    structure sliding mode control are established. In fact, the methods of sliding surface design for the sliding mode

    control are essential for designing invariant manifolds in the synergetic control approach. It is shown that the

    synergetic control strategy can be derived using tools from the calculus of variations. The synergetic control laws

    have a simplestructure because they arederived from theassociatedrst-order differential equation. It is alsoshown

    that the synergetic controller for a certain class of linear quadratic optimal control problems has the same structure

    as the one generated using the linear quadratic regulator approach by solving the associated Riccati equation. The

    synergetic optimal control and sliding mode control methodologies are applied to the nonlinear control of the wing-

    rock suppression problem. Twodifferent wing-rock dynamic modelsare used to test the design of thesynergetic and

    sliding mode controllers. The performance of the closed-loop systems driven by these controllers is analyzed and

    compared.

    Nomenclature

    A = state matrix inRnn

    Ax = state-dependent vector function of dimensionnAr = state matrix of reduced-order design modelB = input matrix inRnm

    Bx = state-dependent input matrix function of sizen m

    Br = input matrix of reduced-order design modelIm = identity matrix inR

    mm

    J = numerical value of the cost functional in optimalcontrol problems

    K = gain of discontinuous control in sliding modecontroller

    L = cost functional integrandM = manifoldfx: x 0gof dimensionn mN = weight matrix for cross term between state and

    control variables in LQR integrandO = zero matrixP, ~P = matrices, solutions to Riccati equation, or

    algebraic HJB equationQ = weight matrix for state variables in LQR

    integrandR = weight matrix for control variables in LQR

    integrandS = surface/hyperplane matrixSr = surface/hyperplane matrix in reduced-order

    control design

    s = Laplace variable, or differentiation operatorsx = state-dependent surface functionT = positive design parameter

    T T> >0 = symmetric positive denite constant matrix,design parameter matrix

    u = input vector of dimensionmud = discontinuous control componentus = continuous control componentueq = equivalent controlV = value function in optimal control problemWg = matrix orthogonal toB, generalized inverse to

    W, so thatWWg Inmx = state variable vector of dimensionnxr = state variable vector of reduced-order dynamic

    modeli = ith parameter of wing-rock dynamic model

    = parameter related to actuator input in wing-rockdynamic model

    a = actuator state variable in wing-rock dynamicmodel

    = adjustable parameter used in the design ofS,x = aggregated variable ofx dening the manifold

    M

    = roll angle_ = roll rate, = variables appearing in algebraic matrix Riccati

    equation

    I. Introduction

    T HE objective of the optimal control problem (see, for example,[1], Chap. 5) is to nd an admissible control strategy thatensures the completion of control objective andleads to optimizationof a given performance index. In most cases, solving the nonlineardynamical systems optimal control problem is not straightforward.Based upon sufcient optimality conditions, solving the associatednonlinear partial differential equation, known as the HamiltonJacobiBellman (HJB) equation [26], provides the solution to suchproblems. A closed-form solution is often difcult to obtainespecially for nonlinear dynamical systems. However for a class ofnonlinear dynamical systems with a special cost functional, solving arst-order differential equation produces a closed-form analyticalsolution to a class of optimal control problems. This rst-orderdifferential equation plays an essential role in the synergetic controlmethodology.

    Kolesnikovand coworkers [7] developedthe methodof synergeticcontrol, and they, and others, later applied synergetic control to anumber of industrial processes, including problems in power

    Received 15 September 2006; revision received 4 December 2006;accepted for publication 14 January 2007. Copyright 2007 by A.Nusawardhana, S. Zak,and W. Crossley.Publishedby the American Instituteof Aeronautics and Astronautics, Inc., with permission. Copies of this papermaybe made forpersonal or internal use, on condition that the copier pay the$10.00 per-copy fee to the Copyright Clearance Center, Inc., 222 RosewoodDrive, Danvers, MA 01923; include the code 0731-5090/07 $10.00 incorrespondence with the CCC.

    Graduate Student, School of Aeronautics and Astronautics, 315 NorthGrant Street. Student Member AIAA.

    Professor, School of Electrical and Computer Engineering, ElectricalEngineering Building, 465 Northwestern Avenue.Associate Professor, School of Aeronautics and Astronautics, 315 North

    Grant Street. Associate Fellow AIAA.

    JOURNAL OFGUIDANCE, CONTROL, AND DYNAMICSVol. 30, No. 4, JulyAugust 2007

    1134

    http://dx.doi.org/10.2514/1.27829http://dx.doi.org/10.2514/1.27829
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    generation [812]. The synergetic control approach was also appliedto adaptive control of nonlinear systems using neural networks [13].The resulting synergetic control structure is attractive, because it isderived from arst-order differential equation related to optimalitycriteria. The authors of the above publications, however, do notelaborate on the derivation of synergetic control. Some state thatsynergetic control can be derived from functional optimization, butthey do not state whether necessary or sufciency conditions lead tothe control structure.

    The

    rst objective of this paper is to present our derivation of thesynergetic controller and to establish the connections with thevariable structure sliding mode control approach. We show that thesynergetic control for linear systems is a linear approximation of thenonlinear variable structure sliding mode controller. The linearity ofthe synergetic controller for linear systems is used to prove thestability of the closed-loop system driven by the synergeticcontroller. Thesecond objective is to show that synergetic control notonly satises the necessary condition for optimality but also satisesthe sufcient condition for optimality. The third objective is to showthat, for linear time-invariant (LTI) systems and for a special form ofthe performance index, the synergetic control approach yields thesame controller structure as the linear quadratic regulator approach.This is an especially attractive feature of synergetic controllers for aclass of LTI optimal control problems, because the synergetic

    controllers result from solving a rst-order differential equationwhile the linear quadratic regulator (LQR) design relies on solvingthe quadratic Riccati equation. The fourth objective of the paper is topresent a synergetic control design algorithm. The nal objective isto apply the proposed method to the regulation of wing-rockproblems and to compare the results using the proposed method withthose using the variable structure control. Some results in this paperwere reported by us in [14].

    II. Controlling Nonlinear Systems

    Consider the following model of a nonlinear dynamical system:

    _x Ax Bxu (1)

    wherex2 Rn

    and u2 Rm

    . Thus, Ax 2 Rn

    and Bx 2 Rnm

    . Wediscuss now a general method for stabilization and control of suchsystems. We refer to this approach as the stabilization and control viasystem restriction and manifold invariance. It consists of two steps:

    1) Construction of a manifold

    M fx: sx 0; sx 2 Rmg

    so that

    det

    @

    @xBx

    0

    andthe system restricted toM behaves in a prespecied manner.Forexample, the trajectories of the system restricted to M asymptoti-

    cally converge to a predetermined pointx

    2 M. In the above, weused the following convention:

    @

    @x

    @

    @xsx

    >

    2 Rmn

    2) Construction of a controller that steers the system trajectories tothe manifold M and then forces the trajectories to stay on themanifold thereafter.

    A simple condition guaranteeing that the system trajectories aredirected toward the manifold M is

    d

    dtkk2 2> _< 0 for 0 (2)

    The variable structure sliding mode control design is an example ofthis two-step approach to stabilizing nonlinear systems. We brieyelaborateon this approach. We observe that a trajectory is conned tothe manifold M if and only if x 0 and _x 0. Solving

    _x 0foru yields a controller that forces a trajectory to lie on alevel surfaceofx. This controller is referredto, in the literature, asthe equivalent controller and is denotedueq. To proceed, let

    @

    @x

    @

    @xsx

    >

    sxx 2 Rmn

    Then, we have

    _x sx _x sxxAx sxxBxueq 0

    Hence,

    u eq sxxBx1sxxAx (3)

    Thus, the system dynamics restricted to the manifold M fx: sx 0g are described by the equations

    0 (4)

    _x Ax Bxueq In BxsxxBx1sxxAx

    (5)

    Combining Eqs. (4) an d (5) gives a reduced-order, n m-

    dimensional dynamical system. This order reduction can beeffectively exploited in the construction of the manifoldfx: 0gresulting in a prespecied behavior of the system restricted to themanifold. Once the manifold is constructed, the next step is thecontroller design. Among many possible controller architectures thatsatisfy condition (2), the following variable structure sliding modecontroller was analyzed in depth in [15],

    u ueq ud (6)

    where

    u d sxxBx1 x

    k x k (7)

    is the discontinuous component ofu. The controller gain > 0is adesign parameter.

    It is easy to show that the control law given by Eq. ( 6) satisescondition (2). Indeed,

    d

    dtkk2 2> _ 2>sxx _x 2

    >sxxAx sxxBxu

    2>sxxAx sxxBx

    sxxBx

    1sxxAx

    sxxBx1

    kk

    2

    kk2

    kk 2kk < 0

    for 0

    Suppose now that we wish to construct a controller that would

    force the trajectories to approach the manifold M f 0gexponentially as described by

    T _ 0 (8)

    where T T> > 0is a symmetric positive denite matrix, a designparameter matrix. It follows from Eq. (8) that

    _ T1 (9)

    Note that if we construct a controller that satises Eq. (8), then usingEq. (9), we obtain

    d

    dtkk2 2> _ 2>T_< 0 for 0

    Thus, the design condition(2) is satised for such a control law.We now derive a control that satises the condition (8). Because sx, _ sxx _x, hence Eq. (8) can be represented as

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    T _ Tsxx _x sx TsxxAx Bxu sx

    TsxxBxu TsxxAx sx 0

    The resulting control law obtained from the last equality takes theform,

    u TsxxBx1TsxxAx sx

    sxxBx1sxxAx sxxBx

    1T1sx

    ueq us (10)

    where

    u s sxxBx1T1sx (11)

    In Eq. (11), usdenotes a smooth component of the resulting control

    law. The control law given by Eq. (10) is referred to as the nonlinearsynergetic controller. This controller forces the system trajectories toapproach the manifold asymptotically. When the trajectory starts onthe manifold, the synergetic controller will maintain it therethereafter. Theadvantage of thesynergetic controller over thecontrollaw given by Eq. (6) is that the synergetic controller is smooth whilethe sliding mode controller is discontinuous. However, the controllaw(6) forces the system trajectory onto the manifold in anite time,and it maintains the trajectory on the manifold thereafter.

    When we compare ud, appearing in Eq. (7), and usfrom Eq. (11),we can conclude thatusis a linear approximation to ud. We considera linear case when both udand usarescalar.In this case, sxxBx isa scalar. Plots in Fig. 1 indicate that as Tdecreases, the gain 1=Tincreases and usclosely approximates udin its discontinuous region.

    We also show in Fig. 1 a plot of a smooth continuous tangential-sigmoid function approximating ud. Using the tangential-sigmoidfunction to approximate ud, or any other boundary-layer typeapproximation [16], yields a nonlinear controller, even though theapproximation results in a smooth control law. The use of the linearapproximation of ud, on the other hand, allows us to use linearanalysis techniques of closed-loop system stability properties.

    In thefollowing section, we consider a linear synergeticcontroller.For the linear case, we present a general algorithm for an invariantmanifold construction and analyze the closed-loop system driven bythe linear synergetic controller.

    III. Linear Synergetic Control

    We consider a linear time-invariant dynamical system model ofthe form,

    _x Ax Bu (12)

    wherex xt 2 Rn, u ut 2 Rm, and a linear manifold has theform

    x Sx 0

    where S2 Rmn. Our goal is to construct a control strategy,u ux, such that for any initial state x0, the closed-loop systemtrajectory approaches the manifold x 0 according to the policyT_ 0. The relation T_ 0 is central to the synergeticcontrol approach. The rate with which the solutions of the abovesystem of therst-order linearordinary differential equation decay tozero can be controlled by appropriately selecting the matrix T. Toproceed, note that

    _

    @

    @xx

    >

    _x S _x

    Substituting the above into Eq. (8) yields

    T _ TS _x Sx TSAx Bu Sx 0

    We assume thatdetSB 0. Hence,

    u TSB1TSA Sx (13)

    The advantage of the above control strategy is that it is a linearcontroller that drives the system trajectory toward the manifoldfSx 0g. Once on the manifold, or within a small neighborhoodabout the manifold, the system dynamics are of a reduced order. Thisorder reduction can be exploited by the designer to shape the systemdynamics when the system is moving along the manifold. A numberof methods from the variable structure sliding mode control can beemployed here to construct the matrix S of the linear invariantmanifold; see, for example, Chap. 4 of [17], Secs. 34 in [18], Part IIin [19], and pp. 333336 in [20].

    IV. Stability Analysis of a Linear Closed-Loop SystemDriven by Synergetic Controller

    The synergetic control strategy (13) forces the system trajectory toasymptotically approach the manifold f 0g. Thus, the closed-loop system will be asymptotically stable provided that the system(12) restricted to the manifold f 0g is asymptotically stable. Inour proof of the above result, weuse the following theorem from[20]on p. 333.

    Theorem 1: Consider the system model, _x Ax Bu, whererankB m, the pair A;B is controllable, and a given set ofn mcomplex numbersf1; . . . ; nmgis such that any i whoseimaginary part is nonzeroappears in the above setin a conjugate pair.Then, there exist full-rank matrices W2 Rnnm and Wg 2Rnmn such that

    WgW Inm; WgB O

    and the eigenvalues ofWg

    AWareeig WgAW f1; . . . ; nmg

    Furthermore, there exists a matrix S2 Rmn such thatSB Imandthe system _x Ax Bu restricted to fSx 0g has its poles at1; . . . ; nm.

    We can now state and prove the following theorem.Theorem 2: If the manifold fSx 0g is constructed so that the

    system _x Ax Bu restricted to it is asymptotically stable anddetSB 0, then the closed-loop system

    _x Ax Bu; u TSB1TSA Sx

    is asymptotically stable. Proof: Suppose that for a given set of complex numbers

    1; . . . ; nmwhose real parts are negative, we constructed matricesS2 Rmn, W2 Rnnm, and Wg 2 Rnmn that satisfy theconditions of Theorem 1. Note that we also have SW O. We use

    1 0.8 0.6 0.4 0.2 0 0.2 0.4 0.6 0.8 12

    1

    0

    2

    ud

    andits

    approxs.

    Decreasing T

    Decreasing T

    sign()

    tansig(T1)

    T1

    (0.5T)1

    Fig. 1 The synergetic controller component us a s a linearapproximation to udfor the scalar case when sxxBx 1 and 1.

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    Proposition 2: For a nonlinear dynamical system model,

    _x Ax Bxu

    sx

    (25)

    wheresxxBx is invertible, the control law

    u TsxxBx1TsxxAx sx (26)

    derived from the rst-order differential equation (24) is the

    extremizing controller for the optimal control problem with theperformance index given by Eq. (23).

    It follows from the above that the extremizing control law for alinear time-invariant dynamical systemmodeled by Eq. (12)withtheassociated performance index (23) is given by Eq. (13).

    VI. Background Results From Optimal Control

    The cost functional used to derive the synergetic optimal control isrelated to the formulation of a linear quadratic optimal controlproblem with cross-product terms in the quadratic performanceindex. We briey discuss this as an introduction for the followingsections derivation of synergetic control based upon the sufcientoptimality condition. Comprehensive discussion of optimal controlwith cross-product terms in the quadratic performance index can befound in [23] on pp. 5657.

    Consider a linear time-invariant dynamical system modeled byEq. (12) and the associated performance index

    J

    Z 1

    t0

    x>Qx 2x>N>u u>Ru dt (27)

    whereQ Q> 0,N 2 Rmn, andR R> > 0. The problem ofdetermining an input u ut, t t0, for the dynamicalsystem (12) that minimizes the performance index (27) is calledthe deterministic linear quadratic optimal regulator problem. For theLQR problem, the control law

    u RB> ~P Nx (28)

    where the matrix ~Pis the solution to

    A > ~P ~PA Q B> ~P N>R1B>~P N O (29)

    minimizes the performance index (27). The control law u given by

    Eq. (28), together with the solution ~P to Eq. (29), solves theassociated HJB equation

    minu

    dV

    dt x>Qx 2x>N>u u>Ru

    0 (30)

    whereV minuJx>~Px.

    VII. Sufciency Condition for Optimality

    of Synergetic Controllers

    Consider now a continuous-time nonlinear dynamical systemmodeled by

    _xt fxt;ut; t0 t 1; xt0 x0 (31)

    We wish to nd a control strategy fut: t 2 t0; 1g that togetherwith its corresponding state trajectory fxut: t 2 t0; 1gminimizes the performance index,

    J

    Z 1

    t0

    Lxut;ut dt (32)

    This is an innite-horizon optimal control problem. One way tosynthesize an optimal feedback control u is to employthe followingtheorem that gives us a sufciency condition for optimality of theresulting controller. This well-known theorem can be found, forexample, in Vol. I, on p. 93 of [24].

    Theorem 4: SupposeVx is a solution to the HJB equation,

    minu

    dVx

    dt Lx;u

    0 (33)

    Vx !0 as t! 1 (34)

    Suppose thatu is a minimizer of Eq. (33). Letxt, t2 t0; 1 bethe state trajectory emanating from the given initial condition x0

    when the control ut is applied, that is, xt satises _xt fxt;ut subject to the initial conditionxt0 x0. Then Visthe unique solution to the HJB equation, that is,

    Vx minu

    Jx Jx

    Using the above condition, we now provide an optimal controlstructure for a class of nonlinear systems.

    Proposition 3: Consider a nonlinear system model given byEq. (25), where sxxBx is invertible, and the associatedperformance index,

    J Z 1

    t0

    Lt; _t dt (35)

    where

    L; _ _>T>T_ > (36)

    The feedback control law,

    u sxxBx>T>TsxxBx

    1sxxBx>

    T>TsxxAx Tsx

    minimizes the performance index (35). The above control law canbefurther simplied and represented in the form,

    u TsxxBx1TsxxAx sx (37)

    The value of the performance index for this control problem is

    Vt Jtjutut >tPt (38)

    whereP T T>. Proof: Our goal is to nd a feedback controller that minimizes the

    performance index (35). Let

    Vt minut

    Jt >tPt (39)

    The HJB equation for the optimal control of dynamical system (25)with the associated performance index (35) is

    minut

    d

    dtVt Lt; _t 0 (40)

    To nd the minimizing u, we apply the rst-order necessarycondition for the unconstrained minimization to the expressionwithin the curly bracket. Note thatis not a function ofu. I t i s _thatdepends uponu. We have

    @

    @u

    dVt

    dt Lt; _t

    @

    @u

    d>P

    dt L; _

    @

    @uf2 _>P _>T>T_ >g

    @

    @uf2sxx _x

    >P

    sxx _x>T>Tsxx _x

    >g @

    @uf2sxxBxu

    >P

    2sxxBxu>T>TsxxAx

    sxxBxu>T>TsxxBxug 0

    Observing that the last term in the above equation is quadratic inu,

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    we obtain

    sxxBx>P sxxBx

    >T>TsxxAx

    sxxBx>T>TsxxBxu 0 (41)

    Solving the above foru gives

    u sxxBx>T>TsxxBx

    1sxxBx>Psx

    T>Tsx

    xAx

    Because sx is constructed in such a way that sxBx isinvertible,the controlleru above canfurther be simplied.Note alsothatTis symmetric and invertible. Hence,

    u TsxxBx1TTsxxBx

    TsxxBx>Psx

    T>TsxxAx TsxxBx1TTPsx

    TsxxAx (42)

    We substitute the control function u from Eq. (42) into the HJBequation (40) and solve the equation forP. In our manipulations weuse the expression, _ T1, to obtain

    d

    dt>

    P L; _ _>

    P >

    P_ _>

    T>

    T_ >

    T1>P >PT1 > > >TTP

    >PT1 2> >TTP PT1 2Im 0

    from which we obtain

    P T T>; P2 Rmm (43)

    When we substitutePfromEq.(43) backinto Eq. (42), we obtainthecontrol law,

    u TsxxBx1sx TsxxAx

    Note that if we premultiply Eq. (41) by fsxxBx>Pg1 and use1) P T T> and 2) _ sxxAx Bxu, we obtain thedifferential equation that plays a fundamental role in synergeticcontrol,

    T _ 0

    We use the above equation to construct the optimizing control laws(42) and ultimately Eq. (37).

    The following theorem gives a sufcient condition for the LQRcontrol strategy to take the form of the synergetic control law.

    Theorem 5: Consider the LTI dynamic system modeled by

    _x Ax Bu

    Sx (44)whereS is constructed such thatSB is invertible. Associated with theabove LTI system (46) is the cost function

    J

    Z 1

    t0

    _>T>T_ > dt

    Z 1

    t0

    _x>S>T>TS _x x>S>Sx dt

    (45)

    The optimal controller has the form,

    u B>S>T>TSB1B>S>PS B>S>T>TSAx (46)

    whereP T T> 2 Rmm. The control law (46)hasthesameformas the control law derived using the LQR approach tothe system (44)together with the cost (45) reformulated as

    J

    Z 1

    t0

    x>Qx 2x>N>u u>Ru dt (47)

    where

    Q A>S>T>TSA S>S; N B>S>T>TSA

    R B>S>T>TSB

    Furthermore, since

    ~P S>PS

    the control law (46) canbe reformulated to the form of the synergeticcontrol strategy,

    u TSB1TSA Sx

    Proof: We rst construct the optimal feedback controller forEq. (44) that minimizes Eq. (45). That is, we constructu so that

    Vxt0 x>S>PSx min

    uJxt0

    The HJB equation for this LTI case has the form

    minu

    d

    dtx>S>PSx _x>S>T>TS _x x>S>Sxg 0 (48)

    from which we obtain the control law (46) using the same argumentsas in the nonlinear case. This controller has a similar structure as thecontrol law (42) in the nonlinear case analyzed above. Next, wesubstitute the control law (46) back into the HJB equation (48) toobtain

    _x>S>PSx x>S>PS _x _x>S>T>TS _x x>S>Sx

    Ax Bu>S>PSx x>S>PSAx Bu

    Ax Bu>S>T>TSAx Bu x>S>Sx x>x 0

    where

    A

    >

    S>

    PS S>

    PSA A>

    S>

    T>

    TSA S>

    S TB>S>T>TSB1 (49)

    B>S>PS B>S>T>TSA (50)

    For the HJB equation to be satised, regardless of the value ofx, theexpression for must be zero, which yieldsP T T> 2 Rmm.To see this, substituteP T T> into the expression for givenby Eq. (50) to obtain

    B>S>T>S B>S>T>TSA B>S>T>TSA S (51)

    Substituting given by Eq. (51) into the last term of Eq. (49) yields

    >B>S>T>TSB1 >TSB1B>S>T>1

    S TSA>TSA S S>S A>S>T>S S>TSA

    A>S>T>TSA

    which cancels out the rst four terms in Eq. (49). These steps lead tothe conclusion thatP T.

    Note that because SB is invertible by construction, and P TT> by Eq. (43), the control law (46) simplies to

    u TSB1B>S>T>1B>S>T>S TSAx

    TSB1TSA Sx

    which has the same form as the synergetic control law (13).

    The solution to the LQR problem of the system ( 44) with the cost(47) is characterized by the matrix ~Pwhich is the solution to theRiccati equation

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    A > ~P ~PA Q B>~P N>R1B> ~P N A> ~P ~PA

    A>S>T>TSA S>S B> ~P

    B>S>T>TSA>TSB1B>S>T>1B> ~P

    B>S>T>TSA O

    (52)

    Using the matrix ~P, the optimal feedback control of the associated

    LQR problem is

    u R1B> ~P Nx B>S>T>TSB1B> ~P

    B>S>T>TSAx (53)

    Comparing Eqs. (49) and (52) together with Eq. (50), we see that~P S>PS. If we set ~P S>PS and take into account thatSB is

    invertible, then the above controller takes the form of the synergeticcontrol law.

    It follows from the above that the control law derived from therst-order differential equation T_ 0 is not only extremizing,that is, this control law can be obtained from the EulerLagrangeequation, but it is also optimizing in the sense that it can be obtainedfrom the HJB equation.

    It is well known that one can obtain the solution to thedeterministic LQR problem from the HJB equation. Therefore, forthe linear plant model and Sx, we can obtain the optimizingcontrol law,

    u TSB1TSA Sx

    directly from the formula for the LQR control given by Eq. (28) inSec.VIafter making appropriate associations between the matricesof the performance indices,

    J

    Z 1

    t0

    x>Qx 2x>N>u u>Ru dt

    and

    J

    Z 1

    t0

    _>T>T_ >dt

    Z 1

    t0

    S _x>T>TS _x Sx>Sx dt

    VIII. Synergetic Optimal Stabilizing Control

    The problem of constructing an invariant manifold M fx: 0g such that the system conned to it is asymptotically stable hasbeen addressed in the area of sliding mode control. The manifoldconstruction in sliding mode control, for the LTI case, can be viewedas constructing the matrix S so that the system zeros (or zerodynamics fora generalclassof nonlinear systems) are asymptoticallystable; see, for example, Sec. 6.5 in [20]. Therefore, various methodsfor constructing stable manifolds in sliding mode control are directly

    applicable for construction in the synergetic control; see, forexample, Chap. 4 in [17], Secs. 34 in [18], Part II in [19], andpp. 333336 in [20].

    In the synergetic control approach, the controlleru is designed bysolving the rst-order differential equation T_ 0, whichinduces the attractivity and invariance of the manifold 0.

    We summarize this section with the following two-step designprocedure:

    1) Construct a stable hyperplane, or a manifold,M fx: 0g.2) Construct the optimizing control u.We illustrate the above considerations with a simple numerical

    example.Example 1: Consider the double integrator state-space model,

    _x 0 1

    0 0 x 01 u (54)

    The control design objective for the system (54) is to regulate the

    state to the origin ofR2 with a performance index to be determined.When is notproperlyconstructed, theoverall closed-loop systemisunstable. The construction of, in this example, is concerned withselecting the row vectors. Consider two candidates:

    s 1 1 and s 1 1 (55)

    that yield sx and sx, respectively. Associated withthese matrices are the following performance indices:

    J

    Z 1

    t0

    _2

    2

    dt

    Z 1

    t0

    x>Qx 2uNx Ru

    2

    dt

    and

    JZ 1

    t0

    _2

    2

    dt

    Z 1t0

    x>Qx 2uNx Ru2 dt

    where

    Q 1 1

    1 2

    ; N 0 1 ; R 1

    Q 1 1

    1 2

    ; N 0 1 ; R 1

    (56)

    We selectedT 1. We used MATLAB, Version 6.5, to constructthe LQR controllers. The results of the optimal control design usingboth the synergetic control and the LQR [Eq. (28)] for both cases s

    (denoted P) and s(denoted P) are summarized in Table1. Fromthis table, we can see that the LQR controllers for both cases yieldstabilizing solutions. All closed-loop eigenvalues for both cases arenegative. However, the synergetic controllers are criticallydependent upon the selection of the manifold sx. Whens s, the solution generated using the synergetic controller is thesame as that obtained using the LQR method and results in negativeclosed-loop eigenvalues. However, when s s, the closed-loopsystem driven by the synergetic controller has one positive closed-loop pole. The phase portraits of two closed-loop systems are shownin Fig. 2. Theleft plot corresponds to P, therightone corresponds toP. On both plots, solid lines indicate 0 and 0, whiledashed lines indicate vectors perpendicular to both 0 and 0. Dashed arrows indicate the direction of trajectoriesapproaching planes 0and 0, while solid arrows indicate

    the direction of trajectories along manifolds 0and 0.In both cases, trajectories approach the respective manifolds, as

    expected. However, in the P case, state trajectories along themanifold 0converge to the origin, while in thePcase, statetrajectories along the manifold 0diverge from the origin. Thisis because motion along the manifold 0is not stable, while themotion along the manifold 0is stable.

    IX. Synergetic Control Designfor Wing-Rock Suppression

    The wing-rock phenomenon manifests itself in the form of asustained limit-cycle oscillation that limits the potential maneuverperformance of an aircraft. There are diverse nonlinear modelsrepresenting the wing-rock phenomenon [2528]. For the purpose ofcontrol design, we employ two dynamical models: 1) second-ordermodel [29], and 2) third-order model [30,31]. The main distinctionbetween the two models lies in the modeling of the actuator

    Table 1 Comparison of the designs using the synergetic andLQR approaches

    Problem Controller, closed-loop poles Synergetic LQR

    P u 1 2 x 1 2 x

    c:l: 1, 1 1,1P u

    1 0 x 1 2 xc:l: 1,1 1,1

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    dynamics. The second-order model uses a zero-order model for theactuator dynamics, while the third-order model incorporates arst-

    order model of theactuator dynamics. We demonstrate thefeasibilityof our proposed synergetic control design based on either of thewing-rock models. Additionally, sliding mode controllers aredeveloped based on the second- and third-order dynamic models.Thesliding surfaceconstruction methodfor sliding mode control canalso be used to constructa stableinvariantmanifoldfor thesynergeticoptimal control. Thus, for the synergetic and the sliding modecontroller designs, we can use the same manifold for each controldesign method. We then compare the performance of eachcontrollerin the closed-loop conguration. Finally, we explore the problem ofcontrol design using a reduced-order model where we use the third-order model as a truth model, while a simplied second-ordermodel as a design model. The controllers designed using the designmodel are tested on the truth third-order model.

    A. Control Design Using Second-Order Dynamic Model

    The second-order dynamic model [29] of the wing rock usingzero-order dynamic actuator model has the form:

    1 2_ 3jj _ 4j _j _ 53 u (57)

    where the parameter values ofi are as follows: 1 36:1063,2 0:665537, 3 2:75214, 4 0:00954708, and5 41:6621. We represent the second-order nonlinear equa-tion (57) in the following state-space format:

    _x1

    _x2

    " #

    x2

    1x1 5x31 2x2 3jx1jx2 4jx2jx2

    " #

    0

    1

    " #u

    Ax Bu (58)

    where x1 and x2 _ are the state variables. We use theprocedure of Slotine and Li [32] to construct the manifold, where

    x1; x2

    d

    dt

    x1 _x1 x1 x2 x1 1 |{z}

    S

    x

    (59)

    We select 6, which isthe samevalue asin Fernand and Downing[29].

    1. Sliding Mode Controller Design

    As in [15] on p. 228, we design a sliding mode controller thatconsists of two terms: 1) the equivalent control termueqand 2) thediscontinuous control term ud. The equivalent control term isdetermined by solving _x1; x2 0, from which we obtain

    ueq 1x1 5x31 2x2 3jx1jx2 4jx2jx2 x2(60)

    Note that if one applies the equivalent control alone, then thetrajectories of the system driven by this equivalent controller willmove parallel to the sliding surface x1; x2 0. This isbecause theequivalent control forces _x1; x2 0. The role of thediscontinuous control termud is to bend the trajectories towardthe sliding surface and to compensate for any matched uncertainties.We use the following form ofud:

    ud Ksignx1; x2 (61)

    Therefore, the two-term sliding mode control law, consisting of the

    terms given by Eqs. (60) and (61) takes the form,

    u ueq ud

    1x1 5x31 2x2 3jx1jx2 4jx2jx2

    x2

    Ksignx1 x2 (62)

    4 3 2 1 0 1 2 3 4

    4

    3

    2

    1

    0

    1

    2

    3

    4

    x1

    x2

    Closed-Loop Phase Plot with s+=[1 1]

    4 3 2 1 0 1 2 3 4

    4

    3

    2

    1

    0

    1

    2

    3

    4

    x1

    x2

    Closed-Loop Phase Plot with s=[1 1]

    Fig. 2 Phase portraits of the double integrator closed-loop system.

    12 8 4 0 4 8 122

    1

    0

    1

    2

    x1

    x2

    Fig. 3 Trajectories of the closed-loop second-order dynamic model ofthe wing rock. Solid line trajectories are produced by the synergetic

    controller. Dotted line trajectories are produced by the sliding modecontroller.

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    _a a u (66)

    We represent the above model in the following state-space format:

    _x1

    _x2

    _x3

    264

    375

    x2

    1x1 2x2 3x32 4x

    21x2 5x1x

    22 x3

    1x3

    2664

    3775

    0

    0

    1

    2664 3775u Ax Bu (67)

    where x1 and x2 _. The state x3 a represents therst-order actuator. The values of the model parameters are asfollows: 1 0:0148927, 2 0:0415424, 3 0:01668756,4 0:06578382, 5 0:08578836, 1:5, and 1=15.These values correspond to an aircraftight at an angle of attack of21.5 deg and can be found in [25,28,30,31].

    In our construction of the two-dimensional invariant manifold, weagain use the method of Slotine and Li [32] to obtain

    x1

    ; x2

    ; x3

    ddt 2

    x1

    _x2

    2x2

    2x1

    1x1 2x2 3x32 4x

    21x2 5x1x

    22 x3

    2x2 2x1 (68)

    where after some numerical experiments we selected 10 toreduce excessive overshoot. We mention that becausex1; x2; x3

    ddt

    2x1, the closed-loop system restricted to themanifoldx1; x2; x3 0will have a double pole at 10.

    In the following sections, we design sliding mode and synergeticcontrollers around the above invariant manifold.

    1. Sliding Mode Controller Construction

    Using the manifold dened by Eq. (68), we rst compute the

    equivalent control ueq for the third-order model by solving theequation _x1; x2; x3 0, that is,

    _x rxx> _x rxx

    >Ax Bu 0

    where rxx is the gradient of x, with respect tox x1 x2 x3

    >. After some manipulations, we obtain

    ueq

    1x2 2 _x2 33x2 _x2 5x

    32 2x1x2 _x2

    x3 2 _x2

    2x2

    (69)

    Note that theexpression for_x2isgiven bythe state equation (67).We

    construct the same type of sliding mode controller as for the second-order wing-rock dynamical model,

    u ueq ud

    where

    ud Ksignx1; x2; x3; K 10 (70)

    Hence the sliding controller for the third-order wing-rock dynamicalmodel takes the form,

    u ueq ud

    1x2 2 _x2 33x2 _x2

    5x32 2x1x2 _x2 x3 2 _x2 2x2

    Ksign

    _x2 2x2 2x1

    (71)

    2. Synergetic Controller Construction

    The synergetic control law is obtained by solving the rst-orderdifferential equation,

    T_x1; x2; x3 x1; x2; x3 0

    Solving this differential equation foru, we obtain

    u

    1x2 2 _x2 33x2 _x2 5x32 2x1x2 _x2

    x3 2 _x2

    2x2

    T1

    _x2 2x2

    2x1

    (72)

    where T 0:01. Note again that the expression for_x2 is provided bythe state model (67). We mention again that the second term inEq. (72) can be interpreted as a smooth approximation to thediscontinuous term of the sliding mode controller, that is, the secondterm in Eq. (71).

    3. Numerical Results

    As predicted, and expected, both controllers drive closed-looptrajectories toward the origin. Figure 6 consists of two subguresdepicting trajectories, in the x1; x2 plane, of the third-order closed-

    loop systems driven by the sliding mode and synergetic controllers,respectively.The value of the design parameterT in the synergetic controller

    was selected so that the closed-loop system trajectories, driven bythis controller, converge to the origin at the same rate as those drivenby the sliding mode controller. We conclude from plots in Fig. 6 thatto achieve comparable behavior ofx1 to that of the sliding modecontroller, the state x2 of the synergetic controller driven systemundergoes large excursions induced by the actuator state x3. Suchovershoots can be reduced by increasing the value of the parameterT. As a consequence of increasingT, trajectory convergence of thesynergetic controller toward the origin occurs at a lower rate. Notethat increasing Tessentiallycorrelates with decreasing the synergeticcontrol law gains. We can see in Fig. 7 that closed-loop state variabletrajectories of closed-loop wing-rock dynamics driven by either

    sliding mode or synergetic controller converge to the origin.However, rapid convergence to theoriginin the synergetic controllerdrivensystem comes with a price in thatx2andx3initially experienceexcessively large overshoots that may not be desirable. A largeexcursion of the actuator statex3results in large deviations of the roll

    rate _, that is,x2.When we increase the value of T from T 0:01 to T 2:5,

    trajectory overshoots of the closed-loop dynamics driven by thesynergetic controller decrease. Transient discrepancies between

    10 5 0 5 1030

    20

    10

    0

    10

    20

    30

    x1

    x2

    Sliding Mode

    10 5 0 5 1030

    20

    10

    0

    10

    20

    30

    x1

    x2

    Synergetic

    Fig. 6 State variable trajectories of the third-order closed-loop wing-

    rock dynamic system in the _coordinates.

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    order wing-rock dynamical model (67) is driven by the control laws(71) and (72) where both controllers were developed using Eq. (67).

    Here, we investigate the case of designing synergetic and slidingmode control laws for wing-rock suppression using a lower-ordermodel. Then, these controllers are employed to control a higher-order representation of thedynamics. To serve ourpurpose,the third-order wing-rock model represents the truth model. We obtain ourdesign model from the third-order model by neglecting the actuatordynamics. Thus, the design model has the form,

    _xr _x1

    _x2

    x21x1 2x2 3x

    32 4x

    21x2 5x1x

    22

    0

    u (73)

    0 1

    1 5x22 2 3x

    22 4x

    21

    " # x1

    x2

    " #

    0

    " #u

    Arxr Bru (74)

    where the subscript r denotes reduced. The parameters i inEq. (73) have been given previously and are the same as those inEq. (67).

    1. Controller Construction Using the Design Model

    We nowproceed with thedesign procedure using thesecond-orderdesign model derived above. The invariant manifold is constructedsimilarly to Eq. (59):

    x Srxr 1 xr (75)

    Using the matricesArand Brdened in Eq. (74) along with SrfromEq. (75), we obtain the synergetic controller

    ursynergetic TSrBr1TSrAr Srxr

    TSrBr1TSrAr TSrBr

    1Srxr (76)

    The sliding mode controller has the form,

    ursliding mode TSrBr1TSrArxr KsignSrxr (77)

    As in the preceding design cases, the synergetic and sliding modecontroller structures are related. Both controllers use the equivalentcontrol component. However, the sliding mode controller uses adiscontinuous component, while the synergetic control employs asmooth approximation to the discontinuous component of the slidingmode controller.

    We now connect the control laws (76) and (77) to drive the third-order model (67), so that theclosed-loop third-order systembecomes

    _x1

    _x2

    _x3264 375

    x2

    1x1 2x2 3x32 4x

    21x2 5x1x

    22 x3

    1x3

    2664

    3775

    0

    0

    1

    2664

    3775ur (78)

    where urcan be eitherursynergeticorursliding mode. Thereare two designparameters,Tand , whose inuence on the closed-loop dynamics(78) will be investigated next.

    2. Numerical Results

    Adjustable parameters and Tmust be carefully selected becausehigh values of either orTleadto unstable solutions, while very lowvalues of either orTinduce oscillations with frequency inverselyproportional to thevalue of either orT.InFig. 11,weshowafamilyof stable closed-loop solutions for various values of . Our

    experiments indicate that for axed value ofT, where T 0:1, astabilizing controller requires the value ofto be less than 3. Thus,all s such that 0< 3 are feasible values for xed T 0:1.However, as can be seen in Fig. 11, lower values ofinduce higher

    frequency oscillations around the manifold M. Hence, slowermotion along the manifold M will reduce oscillations around M.

    The parameter T also affects stability and performance of theclosed-loop wing-rock suppression. As Tgets higher, the gain of thesecond term of Eq. (76) becomes smaller. Such low-gain controlaction prevents excessive oscillations. In Fig.12, we show a familyof stable solutions with various values ofTs using 1.Wecanseethat smaller values ofTinduce oscillations around the manifold Mwith higher frequency. Although lower values ofT, yielding highergains for the second term of Eq. (76), lead to rapid motion toward themanifoldM, their effect on higher frequency oscillations aroundMmay not be desirable. As a comparison, the closed-loop solutiondrivenby thesliding mode is also shown in Fig. 12 asthe plotwith thedash-dotted line. We conclude that the selection ofT 0:1 may leadto the synergetic design with comparable performance to that of thesliding mode design.

    Plots of state variablesversus time are presentedin Figs. 13 and 14,where we used Sr 1 1 , the sliding mode control gainK 10,

    8 6 4 2 0 2 4 6 830

    20

    10

    0

    10

    20

    30

    x1

    x2

    =3

    =0.1

    =1

    Decreasing

    Family of manifolds Ms

    Fig. 11 The effect of . Higher values of correspond to rapidmovement toward the origin. However, higher values of induceoscillatory dynamics around the manifoldM.

    8 7 6 5 4 3 2 1 0 1

    0

    2

    4

    6

    8

    10

    12

    x1

    x2

    T=1

    T=0.1

    T=0.01

    slidingmode

    T=0.005

    Manifold M

    Fig. 12 The effect ofTon the performance of the synergetic controller.

    A lower value ofTcorresponds to rapid movement toward the manifoldM. However,a lower value ofTinduces oscillation aroundthe manifoldM.

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    and the synergetic control design parameterT 0:1. These values

    were selected so that the states and _ driven by both synergetic andsliding mode controllers would have approximately similar timeresponses. From Eq.(78),weseethatthecontrollerurdirectlyaffectsthe state variablex3. We show in Fig.14time responses ofx3drivenby both synergetic and sliding mode controllers. Whenx3 is driven

    by the sliding mode control, it experiences chattering. However, wesee thatx3is smooth when it is driven by the synergetic control. Thetransient peakofx3when it is driven bythe synergetic control, as it isalso seen in the phase portraits in Figs. 11and12, is larger than thepeak ofx3driven by the sliding mode control.

    X. Concluding Remarks

    A variety of sliding mode controllers has been proposed andapplied to a large numberof engineering problems [3537] includingnonlinear problems [38,39]. The behavior of nonlinear dynamicsystems driven by the synergetic control to some extent resemblesthat of nonlinear dynamic systems driven by sliding mode control.Hence, one can benet by analyzing synergetic controllers from thepoint of view of sliding mode control combined with an optimalcontrol. Explorations in sliding mode control may, indeed, bebenecial to the synergetic control. Such explorations may revealfurther optimality characteristics. The synergetic control approach

    offers a closed-form analytical solution to a class of nonlinearoptimal control problems. The proposed control design methodologyis attractive because it only requires the associated rst-orderdifferential equation. Indeed, as the problem of optimal controldesign is further restricted to linear time-invariant dynamicalsystems, optimal control solution generated by the synergetic controlis the same as the solution generated by the LQR with the specialform of the performance criterion. In summary, the papercontributions are as follows:

    1) Synergetic control approach was shown to follow fromboth thenecessary (EulerLagrange) andthe sufciency(HJB) conditionsforoptimality, resulting in therst-order differentialequation to developa synergetic controller.

    2) Connections between the synergetic control approach and thevariable structure sliding mode control method were established.

    3) Synergetic control was shown to provide the same controller asthe LQR with a special performance index for the case of linear time-invariant dynamic systems.

    4) Synergetic control was used to successfully design a nonlinearcontroller for wing-rock stabilization using existing nonlineardynamic models.

    5) Synergetic controllers were shown to be effective in thenonlinear wing-rock stabilization application. This includedreducing overshoot in the actuator state variable and by providing

    a smoother transition of state variables to the stable condition.

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    0 1 2 3 4 5 66

    4

    2

    0

    2

    4

    6

    8

    t [sec]

    synergetic

    d/dt synergetic

    sliding

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    30

    25

    20

    15

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    0

    t [sec]

    x3

    x3 synergetic

    x3 sliding

    Fig. 14 Comparison ofx3trajectories driven by synergetic and slidingmode controllers.

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