swift formatting specialities - ubs.com fileubs switzerland ag postfach 8098 zürich group...
TRANSCRIPT
UBS Switzerland AG Postfach 8098 Zürich Group Operations / Securities
Classification Generally accessible Date 29 July 2019 Version 1.14 Status Released Document ID Switzerland_Swift
Market Switzerland SWIFT Usage Guide Settlement Formatting Specialities Formats are compliant with SWIFT Standards Release 2018 and T2S requirements
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 2 of 41
Table of Contents
1. General ........................................................................................................................................................................................................................ 5 1.1 Field 94/95 Format Options............................................................................................................................................................................................ 5 1.2 Legend........................................................................................................................................................................................................................... 5 1.3 Additional Information about the pattern ...................................................................................................................................................................... 6 1.4 Status ............................................................................................................................................................................................................................ 6
2. UBS In-house ............................................................................................................................................................................................................... 7 2.1 MT540 Receive free (RFP) ............................................................................................................................................................................................... 7 2.2 MT541 Receive against payment (RVP) .......................................................................................................................................................................... 8 2.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................... 9 2.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 10
3. SIX SIS In-house......................................................................................................................................................................................................... 11 3.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 11 3.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 12 3.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 13 3.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 14
4. Domestic via Clearstream Lux ................................................................................................................................................................................. 15 4.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 15 4.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 16 4.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 17 4.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 18
5. Domestic via Euroclear ............................................................................................................................................................................................. 19 5.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 19 5.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 20 5.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 21 5.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 22
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 3 of 41
6. Settlement via the CBF link (Clearstream Frankfurt) with another CBF participant .......................................................................................... 23 6.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 23 6.2 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 24
7. Settlement via the MOTI link (Monte Titoli) with another MOTI participant ..................................................................................................... 25 7.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 25 7.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 26 7.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 27 7.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 28
8. Settlement via the CREST link with another CREST participant ........................................................................................................................... 29 8.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 29 8.2 MT541 Receive against payment (RVP) ........................................................................................................................................................................ 30 8.3 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 31 8.4 MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 32
9. Settlement via the VPC link (Värdepapperscentralen Stockholm) with another VPC participant .................................................................... 33 9.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 33 9.2 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 34
10. UBS Switzerland AG REG. & Logitech International SA (CH0244767585 /CH0025751329 ) via the DTCC link with another DTCC participant ................................................................................................................................................................................................................. 35
10.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 35 10.2 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 36
11. OD Holding (CH0038285679) via the MCSD Egypt ................................................................................................................................................ 37 11.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 37 11.2 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 38
12. Share register – transfer........................................................................................................................................................................................... 39 12.1 MT540 Receive free (RFP) ............................................................................................................................................................................................. 39 12.2 MT542 Deliver free (DFP) ............................................................................................................................................................................................. 40
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 4 of 41
13. Disclaimer .................................................................................................................................................................................................................. 41
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 5 of 41
1. General
1.1 Field 94/95 Format Options
Field 94/95 Format Options Option A (Qualifier)/(Account number) Option B (Qualifier)/(Data Source Scheme)/(Code) Option C (Qualifier)/(Country Code) Option E (Qualifier)/(Narrative) Option F (Qualifier)/(Place of Safekeeping)/(BIC) Option P (Qualifier)/(BIC, Bank Identifier Code) Option Q (Qualifier)/(Name and address) Option R (Qualifier)/(DSS, Data Source Scheme)/(Proprietary Code)
1.2 Legend
Abbreviations Explanation BIC ISO Bank Identifier Code BUYR Buyer DEAG Delivery agent ID Participant Identification PSET Place of Settlement REAG Receiving agent SAFE Place of Safekeeping or Safekeeping Account SELL Seller TEXT Free format text structure
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 6 of 41
1.3 Additional Information about the pattern
Fields entry Explanation Black & Bold Content non-variable Blue & Bold variable
1.4 Status
Abbreviations Explanation C Conditional M Mandatory Field O Optional
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 7 of 41
2. UBS In-house
2.1 MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/CH100025
or :95P::DEAG//UBSWCHZH80A
M • Identifying the delivering agent by use of the 8 digit participant ID • Identifying the delivering agent by use of the BIC (8 or 11 digits)
Seller :95P::SELL//BIC O • Identifying the seller by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 8 of 41
2.2 MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/CH100025
or :95P::DEAG//UBSWCHZH80A
M • Identifying the delivering agent by use of the 8 digit participant ID • Identifying the delivering agent by use of the BIC (8 or 11 digits)
Seller :95P::SELL//BIC O • Identifying the seller by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 9 of 41
2.3 MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/CH100025
or :95P::REAG//UBSWCHZH80A
M • Identifying the receiving agent by use of the 8 digit participant ID • Identifying the receiving agent by use of the BIC (8 or 11 digits)
Buyer :95P::BUYR//BIC M • Identifying the buyer by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 10 of 41
2.4 MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/CH100025
or :95P::REAG//UBSWCHZH80A
M • Identifying the receiving agent by use of the 8 digit participant ID • Identifying the receiving agent by use of the BIC (8 or 11 digits)
Buyer :95P::BUYR//BIC M • Identifying the buyer by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 11 of 41
3. SIX SIS In-house
3.1 MT540 Receive free (RFP)
Sequence B: Trade Details
Field Name :TAG::Field//Option/ Status Notes EX/CUM Indicator :22F::TTCO//CCPN
or :22F::TTCO//XCPN
O
• Cum coupon: The trade was executed cum coupon.
• Ex coupon: The trade was executed ex coupon. Annotation: Additional matching field -T2S uses the field for matching, if at least one party provides a value. If only one party has provided a value the instructions do not match in T2S.
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent ::95R::DEAG/SCOM/ID
or :95P::DEAG//BIC
M • Identifying the delivering agent by use of the 8 digit participant ID
• Identifying the delivering agent by use of the BIC if linked to BP-ID Seller :95P::SELL//BIC M • Identifying the seller by use of the BIC (8 or 11 digits Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 12 of 41
3.2 MT541 Receive against payment (RVP)
Sequence B: Trade Details
Field Name :TAG::Field//Option/ Status Notes EX/CUM Indicator :22F::TTCO//CCPN
or :22F::TTCO//XCPN
O
• Cum coupon: The trade was executed cum coupon.
• Ex coupon: The trade was executed ex coupon. Annotation: Additional matching field -T2S uses the field for matching, if at least one party provides a value. If only one party has provided a value the instructions do not match in T2S.
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/ID
or :95P::DEAG//BIC
M • Identifying the delivering agent by use of the BIC (8 or 11 digits) • Identifying the delivering agent by use of the BIC, if linked to BP-ID
Seller :95P::SELL//BIC M • Identifying the seller by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 13 of 41
3.3 MT542 Deliver free (DFP)
Sequence B: Trade Details
Field Name :TAG::Field//Option/ Status Notes EX/CUM Indicator :22F::TTCO//CCPN
or :22F::TTCO//XCPN
O
• Cum coupon: The trade was executed cum coupon.
• Ex coupon: The trade was executed ex coupon. Annotation: Additional matching field -T2S uses the field for matching, if at least one party provides a value. If only one party has provided a value the instructions do not match in T2S.
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/ID
or :95P::REAG//BIC
M • Identifying the delivering agent by use of the BIC (8 or 11 digits) • Identifying the delivering agent by use of the BIC, if linked to BP-ID
Seller :95P::BUYR//BIC M • Identifying the seller by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 14 of 41
3.4 MT543 Deliver against payment (DVP)
Sequence B: Trade Details
Field Name :TAG::Field//Option/ Status Notes EX/CUM Indicator :22F::TTCO//CCPN
or :22F::TTCO//XCPN
O
• Cum coupon: The trade was executed cum coupon.
• Ex coupon: The trade was executed ex coupon. Annotation: Additional matching field -T2S uses the field for matching, if at least one party provides a value. If only one party has provided a value the instructions do not match in T2S.
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/ID
or :95P::REAG//BIC
M • Identifying the delivering agent by use of the BIC (8 or 11 digits) • Identifying the delivering agent by use of the BIC, if linked to BP-ID
Buyer :95P::SELL//BIC M • Identifying the seller by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 15 of 41
4. Domestic via Clearstream Lux
4.1 MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/CH100025
or :95P::DEAG//UBSWCHZH80A
M • Identifying the delivering agent by use of the 8 digit participant ID • Identifying the delivering agent by use of the BIC (8 or 11 digits)
Seller :95R::SELL/CEDE/ID M • Identifying the seller by use of the 5 digit CBL account ID Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 16 of 41
4.2 MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/CH100025
or :95P::DEAG//UBSWCHZH80A
M • Identifying the delivering agent by use of the 8 digit participant ID • Identifying the delivering agent by use of the BIC (8 or 11 digits)
Seller :95R::SELL/CEDE/ID M • Identifying the seller by use of the 5 digit CBL account ID Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 17 of 41
4.3 MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/CH100025
or :95P::REAG//UBSWCHZH80A
M • Identifying the receiving agent by use of the 8 digit participant ID • Identifying the receiving agent by use of the BIC (8 or 11 digits)
Buyer :95R::BUYR/CEDE/ID M • Identifying the buyer by use of the 5 digit CBL account ID Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 18 of 41
4.4 MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/CH100025
or :95P::REAG//UBSWCHZH80A
M • Identifying the receiving agent by use of the 8 digit participant ID • Identifying the receiving agent by use of the BIC (8 or 11 digits)
Buyer :95R::BUYR/CEDE/ID M • Identifying the buyer by use of the 5 digit CBL account ID Place of Settlement :95P::PSET//UBSWCHZH80A M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 19 of 41
5. Domestic via Euroclear
5.1 MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/BE100650
or :95P::DEAG//MGTCBEBEEB2
M • Identifying the delivering agent by use of the 8 digit participant ID • Identifying the delivering agent by use of the BIC (8 or 11 digits)
Seller :95R::SELL/ECLR/ID M • Identifying the seller by use of the 5 digit ECL account ID Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 20 of 41
5.2 MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/BE100650
or :95P::DEAG//MGTCBEBEEB2
M • Identifying the delivering agent by use of the 8 digit participant ID • Identifying the delivering agent by use of the BIC (8 or 11 digits)
Seller :95R::SELL/ECLR/ID M • Identifying the seller by use of the 5 digit ECL account ID Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 21 of 41
5.3 MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/BE100650
or :95P::REAG//MGTCBEBEEB2
M • Identifying the receiving agent by use of the 8 digit participant ID • Identifying the receiving agent by use of the BIC (8 or 11 digits)
Buyer :95R::BUYR/ECLR/ID M • Identifying the buyer by use of the 5 digit ECL account ID Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 22 of 41
5.4 MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/BE100650
or :95P::REAG//MGTCBEBEEB2
M • Identifying the receiving agent by use of the 8 digit participant ID • Identifying the receiving agent by use of the BIC (8 or 11 digits)
Buyer :95R::BUYR/ECLR/ID M • Identifying the buyer by use of the 5 digit ECL account ID Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 23 of 41
6. Settlement via the CBF link (Clearstream Frankfurt) with another CBF participant
Only SIS eligible Swiss securities can be settled free of payment from the German market to the Swiss market via this link. 6.1 MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/ID M • Identifying the delivering agent by use of the Routing BP ID, linked to DAKV Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement Information for the counterparty: Delivery to the CBF participant no. 7215000 (SIS SegaIntersettle), in favour of the SIS participant (BP ID)
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 24 of 41
6.2 MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/ID M • Identifying the receiving agent by use of the Routing BP ID, linked to DAKV Buyer :95P::BUYR//BIC M • Identifying the buyer by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement Information for the counterparty: Receipt from the CBF participant no. 7215000 (SIS SegaIntersettle), by order of the SIS participant (BP ID)
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 25 of 41
7. Settlement via the MOTI link (Monte Titoli) with another MOTI participant
7.1 MT540 Receive free (RFP)
Field Name :TAG::Field//Option/ Status Notes Narrative
:70E::SPRO//TEXT M • Settlement via T2S Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent Seller
:95P::DEAG/BIC11 :95P::SELL/BIC11r
M
O
• Identifying the delivering agent by use of the BIC • Identifying the seller agent by use of the BIC
Place of Settlement :95P::PSET//MOTIITMMXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 26 of 41
7.2 MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95P::DEAG/BIC11 M • Identifying the delivering agent by use of the BIC Place of Settlement :95P::PSET//MOTIITMMXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 27 of 41
7.3 MT542 Deliver free (DFP)
Field Name :TAG::Field//Option/ Status Notes Narrative
:70E::SPRO//TEXT M • Settlement via T2S Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent Buyer
:95P::REAG/BIC11 :95P::BUYR/ BIC11
M
M
• Identifying the receiving agent by use of the BIC • Identifying the seller agent by use of the BIC
Place of Settlement :95P::PSET//MOTIITMMXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 28 of 41
7.4 MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95P::REAG/BIC11 M • Identifying the receiving agent by use of the BIC Place of Settlement :95P::PSET//MOTIITMMXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 29 of 41
8. Settlement via the CREST link with another CREST participant
Only SIS eligible Swiss securities can be settled free of payment and against payment from the UK market to the Swiss market via this link. 8.1 MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/ID M • Identifying the delivering agent by use of the Routing BP ID, linked to CRST Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement Information for the counterparty: Delivery to the CREST participant INSE (SIS SegaIntersettle), in favour of the SIS participant (BP ID)
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 30 of 41
8.2 MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/ID M • Identifying the delivering agent by use of the Routing BP ID, linked to CRST Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement Information for the counterparty: Delivery to the CREST participant INSE (SIS SegaIntersettle), in favour of the SIS participant (BP ID)
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 31 of 41
8.3 MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent Buyer
:95R::REAG/SCOM/ID :95P::BUYR//BIC
M M
• Identifying the receiving agent by use of the Routing BP ID, linked to CRST • Identifying the buyer by use of the BIC (8 or 11 digits
Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement Information for the counterparty: Receipt from CREST participant INSE (SIS SegaIntersettle), by order of the SIS participant (BP ID)
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 32 of 41
8.4 MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/ID M • Identifying the receiving agent by use of the Routing BP ID, linked to CRST Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement Information for the counterparty: Receipt from CREST participant INSE (SIS SegaIntersettle), by order of the SIS participant (BP ID)
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 33 of 41
9. Settlement via the VPC link (Värdepapperscentralen Stockholm) with another VPC participant
Only SIS eligible Swiss securities can be settled free of payment via this link e.g. Syngenta CH0011037469 and ABB CH0012221716. 9.1 MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent Delivering custodian
:95R::DEAG/SCOM/SE100041 :95::DECU//BIC
M M
• Identifying the delivering agent by use of the 8 digit participant ID • BIC of the ES participant (custodian in whose name Euroclear Sweden is
acting) Seller Safekeeping account (of seller)
:95P::SELL//BIC :97A::SAFE//Number
M M
• Identifying the seller by use of the BIC (8 or 11 digits) • Custody account numer of the instruction party according to field 95P SELL
Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement Information for the counterparty: Delivery to the SIS participant (BP ID) (see also www.vpc.se/en/548.php)
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 34 of 41
9.2 MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent Receiving custodian
:95R::REAG/SCOM/SE100041 :95P:RECU//BIC
M M
• Identifying the receiving agent by use of the 8 digit participant ID • BIC of the ES participant (custodian in whose name Euroclear Sweden is
acting) Buyer Safekeeping account (of buyer)
:95P::BUYR//BIC :97A::SAFE//Number
M M
• Identifying the buyer by use of the BIC (8 or 11 digits) • Custody account number of the beneficial owner indicated in field 95P
BUYR) Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement Information for the counterparty: Receipt from the SIS participant (BP ID) (see also www.vpc.se/en/548.php)
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 35 of 41
10. UBS Switzerland AG REG. & Logitech International SA (CH0244767585 /CH0025751329 ) via the DTCC link with another DTCC participant
10.1 MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/ID M • Identifying the delivering agent by use of the 8 digit participant ID Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement Information for the counterparty: Delivery to the DTCC participant no. 2050 (SIS SegaIntersettle), in favour of the SIS participant (BP ID)
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 36 of 41
10.2 MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/ID M • Identifying the receiving agent by use of the 8 digit participant ID Buyer :95P::BUYR//BIC
or :95Q::BUYR//Text
M
• Identifying the buyer by use of the BIC (8 or 11 digits)
• Identifying the buyer by use of text format Safekeeping Account :97A::SAFE/Number M • Identifying the account number of the beneficiary Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement Information for the counterparty: Receipt from DTCC participant no. 6950 (SIS SegaIntersettle), by order of the SIS participant (BP ID)
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 37 of 41
11. OD Holding (CH0038285679) via the MCSD Egypt
11.1 MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/EG100018 M • Identifying the delivering agent by use of the 8 digit participant ID of MCSD
Cairo Delivering custodian :95R::DECU/MCSD/Number O • Identifying the delivering custodian by use of the MCSD participant ID Seller :95P::SELL//BIC
or :95Q::SELL//Text
O • Identifying the seller by use of the BIC (8 or 11 digits) • Identifying the seller by use of the text format
Safekeeping Account :97A::SAFE/Unified Code & Number O • Identifying the Unified code and number of the instructing party Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 38 of 41
11.2 MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/EG100018 M • Identifying the receiving agent by use of the 8 digit participant ID of MCSD
Cairo Receiving custodian :95R::RECU/MCSD/Number M • Identifying the receiving custodian by use of the MCSD participant ID Buyer :95P::BUYR//BIC
or :95Q::BUYR//Text
M • Identifying the buyer by use of the BIC (8 or 11 digits) • Identifying the buyer by use of the text format
Safekeeping Account :97A::SAFE/Unified Code & Number M • Identifying the Unified code and number of the beneficiary Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 39 of 41
12. Share register – transfer
12.1 MT540 Receive free (RFP)
Sequence B: Trade details
Field Name :TAG::Field//Option/ Status Notes Narrative :70E::SPRO//DB-DI or PH-RE or PH-DI M • Position transfer codes for Swiss registered equities at share register
• Registered name required for position RE
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Delivering agent :95R::DEAG/SCOM/CH999999 M • Dummy BP-ID for share register Seller :95P::SELL//BIC O • Identifying the seller by use of the BIC (8 or 11 digits) Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 40 of 41
12.2 MT542 Deliver free (DFP)
Sequence B: Trade details
Field Name :TAG::Field//Option/ Status Notes Narrative :70E::SPRO//DI-DB or DI-PH or RE-PH M • Position transfer codes for Swiss registered equities at share register
• Registered name required for position RE
Sequence C: Financial Instrument/Account
Field Name :TAG::Field//Option/ Status Notes Place of Safekeeping :94F::SAFE//CUST/INSECHZZXXX
or :94B::SAFE//SHHE/1000
O
• Identifying the local custodian (market) of UBS by use of the BIC (please use only this BIC). Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal depository code for Omnibus-account.
Sequence E1: Settlement parties SETPRTY
Field Name :TAG::Field//Option/ Status Notes Receiving agent :95R::REAG/SCOM/CH999999 M • Dummy BP-ID for share register Buyer :95P::BUYR//BIC
or :95Q::BUYR//Text
M • Identifying the buyer by use of the BIC (8 or 11 digits) • Identifying the buyer by use of text format
Place of Settlement :95P::PSET//INSECHZZXXX M • Identifying the place of settlement
Generally accessible Market Switzerland ISO 15022
UBS Switzerland AG, Version 1.13, Released Page 41 of 41
13. Disclaimer
The information contained in this document has been prepared based on publicly available information or information obtained from sources believed to be reliable. All information contained in this document is subject to change without notice. UBS offers no warranty and accepts no liability that the information provided is correct, complete and up to date. The information herein is not intended and shall not be interpreted as legal advice. Nothing in this document should be construed as a solicitation or offer or recommendation to acquire or dispose of any investment or to engage in any other transaction. Certain products and services are subject to legal restrictions and cannot be offered worldwide on an unrestricted basis. © UBS 2015. The key symbol and UBS are among the registered and unregistered trademarks of UBS. All rights reserved.