suspended financial service providers

10 No. 34549 GOVERNMENT GAZETTE, 23 AUGUST 2011

BOARD NOTICE 140 OF 2011

FINANCIAL SERVICES BOARD

FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002

SUSPENSION OF AUTHORISATION

I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers, hereby make known under section 9(2)(d) of the Financial Advisory and Intermediary Services Act, 2002 ("the FAIS Acf'), that I have suspended under section 9(1) of the Act the licences of the following licensees with effect from the dates referred hereunder:

LICENSEE FSP NO. EFFECTIVE REASONS FOR

DATE SUSPENSION

Abdul Haq Khan t/a AH 5542 11 August 2011 Contravention of section Khan & Company 17(4) ofthe FAISAct

Abrie Botha Makelaars BK 2150 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

AHC Brokers CC 5604 11 August 2011 Contravention of section 17(4) of the FAIS Act

Ahmed Bayat t/a AB Brokers 3893 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

AJ Burger Admin (Pty) Ltd 4532 11 August 2011 Contravention of sections t/a Thura Broker Services 17(4) and 19(2)(b)(iii) of the

FAISAct

Alan Noise t/a Alan Noise & 2754 11 August 2011 Contravention of sections Associates 17(4) and 19(2)(b)(iii) of the

FAISAct

Alex Bertram Cupido 30873 1 August 2011 Contravention of section 15A of the Anancial Services Board Act ('FSB Act), and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Alex Turpin Insurance 2713 11 August 2011 Contravention of section Consultants CC 17(4) of the FAIS Act

Am I Insured Brokers CC 17655 26 July 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAISAct

Amalgamated Broker 3131 11 August 2011 Contravention of section Consultants CC 19(2) (b)(iii) of the FAIS Act

Ana Insurance Brokers CC 1094 11 August 2011 Contravention of section 17(4) of the FAIS Act

STAATSKOERANT, 23 AUGUSTUS 2011 No.34549 11

Anglo Scottish Management 1226 11 August 2011 Contravention of section CC t/a Cell Master 19(2)(b)(iii) of the FAIS Act International

Anilkumar Gopallal Hurbans 5319 11 August 2011 Contravention of sections t/a AG Hurbans Investments 17(4) and 19(2)(b)(iii) of the

FAISAct

Anton Dorasamy And 5400 11 August 2011 Contravention of section Associates CC 19(2)(b)(iii) of the FAIS Act

ARM Trust Insurance 5007 11 August 2011 Contravention of sections Brokers CC 17(4) and 19(2)(b)(iii) of the

FAISAct Arnold Rapp Financial 4695 11 August 2011 Contravention of section SetVices CC t/a 17(4) of the FAIS Act Computerised Pension Bureau Arnot Acker Financial 378 11 August 2011 Contravention of sections SetVices t/a Acker Financial 17(4) and 19(2)(b)(iii) of the SetVices FAISAct

Assenburg Financial 1183 11 August 2011 Contravention of sections Advisors (Pty) ltd 17(4) and 19(2)(b)(iii) of the

FAISAct

Augusta Brokers & Financial 18369 1 August 2011 Contravention of section 15A SetVices CC of the FSB Act, and sections

17(4) and 19(2)(b)(iii) of the FAISAct

B & C Management SetVices 4248 11 August 2011 Contravention of sections (Pty) Ltd 17(4) and 19(2) (b) (iii) of the

FAISAct

B.G. Accounting And Tax 1961 11 August 2011 Contravention of sections SetVices CC 17(4) and 19(2)(b)(iii) ofthe

FAISAct

Banie Tromp Makelaars BK 2275 11 August 2011 Contravention of section 19(2) (b) (iii) of the FA IS Act

Barend Christoffel Pretorius 3102 11 August 2011 Contravention of sections t/a BP Korttermyn Makelaars 17(4) and 19(2)(b)(iii) of the

FAISAct

Barend Jacobus Johannes 3359 11 August 2011 Contravention of section Booyens t/a Jirah Health 17(4) of the FAIS Act Care Advisors

Barinor Brokers (Pty) Ltd 4036 11 August 2011 Contravention of section 17(4) of the FAIS Act

Bastion Wealth Management 883 19 July 2011 Contravention of sections (Pty) Ltd 17(4) and 19(2)(b)(iii) ofthe

FAISAct Bear Vision Investment 881 19 July 2011 Contravention of section SetVices (Pty) Ltd 17(4) of the FAIS Act

12 No.34549 GOVERNMENT GAZETTE, 23 AUGUST 2011

Bensure Direct (Pty) Ltd 4352 1 1 August 201 1 Contravention of section 1 7(4) of the FAIS Act

Bhabhas Insurance Agencies 4120 1 1 August 2011 Contravention of sections cc 17(4) and 19(2)(b)(iii) of the

FAISAct

Bitline SA 728 CC t/a PS 4796 1 1 August 2011 Contravention of section Solutions 19(2){b)(iii) of the FAIS Act

Black Swan Consulting (Pty) 5337 11 August 2011 Contravention of section Ltd 17(4) of the FAIS Act

Bobby Hayes & Associates 4795 1 1 August 2011 Contravention of section cc 19(2)(b)(iii) of the FAIS Act

Boikanyo's Funeral Home 3886 1 1 August 201 1 Contravention of section cc 19(3) of the FAIS Act

Bolus And Bolus Investments 36823 19 July 2011 Contravention of section (Pty) Ltd t/a Bolus & Bolus 1 7(4) of the FAIS Act

Boris Shatz Insurance 4364 1 1 August 2011 Contravention of sections Brokers (Pty) Ltd 17(4) and 19(2)(b)(iii) of the

FAISAct

BPS Insurance Broker 3022 11 August 201 1 Contravention of section 17(4) of the FAIS Act

Brishmaer & Associates 26071 19 July 2011 Contravention of section Financial Services CC 19(2)(b)(iii) of the FAIS Act

Broker4uCC 5522 11 August 2011 Contravention of section 1 7(4) of the FA IS Act

Brother Joseph Insurance 3791 11 August 2011 Contravention of sections Brokers 17(4) and 19(2)(b)(iii) of the

FAISAct

Bryant Henry Howarth t/a 1627 1 1 August 201 1 Contravention of section Bryant Howarth Insurance 1 9{2)(b)(iii) of the FA IS Act Brokers

Building Credit Management 2568 11 August 201 1 Contravention of sections cc 17(4) and 19(2)(b)(iii) of the

FAiS Act

Bunchieparsadh Bhagirathi 2852 1 1 August 201 1 Contravention of section t/a Elite Insurance Brokers 19(2)(b)(iii) of the FAIS Act

Capital Alternates CC 4155 11 August 201 1 Contravention of sections 1 7(4) and 19(2)(b)(iii) ofthe FAISAct

Capstone Financial Services 1097 11 August 2011 Contravention of sections (Pty) Ltd 17(4) and 19(2)(b)(iii) of the

FAISAct


Cetro CC t/a Medfin 3870 11 August 2011 Contravention of section 17(4) of the FAIS Act

Chari Ettiene La Grange t/a 3844 11 August 2011 Contravention of section La Grange And Associates 19(2)(b)(iii) of the FAIS Act

Christoff Tiedt 4516 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Christoffel Hermanus 4251 11 August 2011 Contravention of section Combrinck t/a EC 19(2)(b)(iii) of the FAIS Act Accountants

Clucasgray Limited 21117 19July2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Colosseum Consulting ( Pty) 4717 11 August 2011 Contravention of section Ltd 19(2)(b)(iii) of the FAIS Act

Conduit Fund Managers 30299 19 July 2011 Contravention of sections (Proprietary) Limited 17(4) and 19(2)(b)(iii) of the

FAISAct

Corpfin (Pty) Ltd 2401 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Cralg Paul Gillot t/a Craig 1472 11 August 2011 Contravention of section Gillot & Associates 19(2)(b)(iii) of the FAIS Act

C-Sure Underwriting 2712 11 August 2011 Contravention of section Managers (Pty) Ltd 17(4} of the FAIS Act

Cyclesure Underwriting 3262 11 August 2011 Contravention of section Managers (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

Dai-To Financial Services 3819 11 August 2011 Contravention of sections (Pty) Ltd 17(4} and 19(2)(b)(iii) of the

FAISAct

Danapalan Pillay t/a Bala 5104 11 August 2011 Contravention of sections Pillay & Associates i 7(4) and i 9(2)(b)(iii) of the

FAISAct

De kit 3170 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Deon John Roberts t/a Deon 3877 11 August 2011 Contravention of section Roberts Insurance Brokers 17(4} of the FAIS Act

Deon Peter Hauptfleisch tja 7960 14 July 2011 Contravention of section 15A Randplan Financial Services of the FSB Act, and sections

17(4} and 19(2)(b)(iii) of the FAISAct

Dewald Bosman Bemarking 4986 11 August 2011 Contravention of section BK 19(2)(b)(iii) of the FAIS Act


Diajal Investment CC t/a 4115 11 August 2011 Contravention of section Rajeeth Mewalall & 19(2)(b)(iii) of the FAIS Act Company

DM Monageng Brokers CC 5593 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Docmatix One (Pty) Ltd t/a 2859 11 August 2011 Contravention of section Afrisure Financial Services 19(3) of the FAIS Act

Dolphin Coast Taxi & 1634 11 August 2011 Contravention of section General Insurance Brokers 19(2)(b)(iii) of the FAIS Act cc Dolphin Insurance Brokers 4819 11 August 2011 Contravention of section

19(2)(b)(iii) of the FAIS Act

Du Rand, Jurgens And 3986 11 August 2011 Contravention of section Associates (Pty) Ltd 17(4) of the FAIS Act

DV Moodley Financial 2262 11 August 2011 Contravention of sections Consultants CC 17(4) and 19(2)(b)(iii) of the

FAISAct

EA Bray t/a Liz Bray 1915 11 August 2011 Contravention of section Insurance Consultant 19(2)(b)(iii) of the FAIS Act

Ebrahim Essopjee t/a 4148 11 August 2011 Contravention of section Essopjee Insurance Brokers 17(4) of the FAIS Act

Elmarie Warrington CC t/a 2277 11 August 2011 Contravention of sections Warrington Brokers 17(4) and 19(2)(b)(iii) of the

FAISAct

Embassy Financial Services 2853 11 August 2011 Contravention of section cc 19(2)(b)(iii) of the FAIS Act

Ensemble Trading 2285 CC 4283 11 August 2011 Contravention of sections t/a ECKZN Medical And 17(4) and 19(2)(b)(iii) ofthe Financial Advisors FAISAct

Equitybridge Capital (Pty) Ltd 36418 19 July 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Exol Tech CC 4977 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) ofthe FAISAct

Family Funeral Services 4539 11 August 2011 Contravention of section Empangeni Trust t/a Family 19(2)(b)(iii) of the FAIS Act Funeral Services

Financial And Corporate 5481 11 August 2011 Contravention of section ServiceCC 19(2)(b)(iii) of the FAIS Act

Forecast Investments (Pty) 16744 19 July 2011 Contravention of section Ltd 17(4) of the FAIS Act

STAATSKOERANT, 23 AUGUSTUS 2011 No. 34549 15

Fulcrum Investments CC t/a 5478 11 August 2011 Contravention of section Fulcrum 19(2)(b)(iii) of the FAIS Act

Futurity Wealth Management 811 19 July 2011 Contravention of section (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

FVH National Investment & 5315 11 August 2011 Contravention of section Insurance Brokers CC 17(4) of the FAIS Act

Gabriela Frey t/a Gaby Frey 3320 11 August 2011 Contravention of sections And Associates 17(4) and 19(2)(b)(iii) of the

FAISAct

Galeboe Gabriel Mmolotsane 2799 11 August 2011 Contravention of sections t/a Mmolotsane Funeral 17(4) and 19(2)(b)(iii) of the Services FAISAct

Gary Maharaj & Associates 3985 11 August 2011 Contravention of section CC t/a Gary Maharaj & 19(2)(b)(iii) of the FAIS Act Associates

Gauteng Funeral Services 3275 11 August 2011 Contravention of section cc 17(4) of the FAIS Act

General Union (Pty)Ltd 3612 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

General Union Insurance 3615 11 August 2011 Contravention of sections Brokers (Pty) Ltd 17(4) and 19(2)(b)(iii) of the

FAISAct

Gert Van Niekerk Makelaars 4061 11 August 2011 Contravention of section BK 17(4) of the FAIS Act

Gertha Jacoba Olivier t/a 3178 11 August 2011 Contravention of sections Reka Brokers 17(4) and 19(2)(b)(iii) of the

FAISAct

Gideon William Raath 3937 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

GL Braking Enterprises CC 1691 11 August 2011 Contravention of section t/a Gary Leech Insurance 19(2)(b)(iii) of the FAIS Act Brokers

Glendee Insurance Brokers 5602 11 August 2011 Contravention of sections CC t/a Mani Chetty & 17(4) and 19(2)(b)(iii) of the Associates FAISAct

GM Flint t/a Flinsure 9987 15 July 2011 Contravention of section 15A of the FSB Act, and section 19(2) (b)(iii) of the FA IS Act

Gopaul Gengaya Naidoo t/a 5060 11 August 2011 Contravention of sections Options Plus 17(4) and 19(2)(b)(iii) of the

FAISAct

Grant Thornton Eastern 5441 11 August 2011 Contravention of section Capece 19(2)(b)(iii) of the FAIS Act


Graeff t/a Penjabernic 4931 11 August 2011 Contravention of section Investment (Pty)Ltd 19(2)(b)(iii) of the FAIS Act

Gregory Malcolm Taylor t/a 464 11 August 2011 Contravention of sections Greg Taylor & Associates 17(4) and 19(2)(b)(iii) of the

FAISAct

H Holder 3166 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

Haasbroek And Associates 3892 11 August 2011 Contravention of sections cc 17(4) and 19(2}(b)(iii) of the

FAISAct

Hannes Le Grange 4692 11 August 2011 Contravention of section Insurance Brokers CC t/a 19(2)(b}(iii) of the FAIS Act Hannes Le Grange Insurance Brokers Harwood Glover And 2732 11 August 2011 Contravention of section Associates t/a HGH CC 19(2)(b)(iii) of the FAIS Act

Hauptfleisch And Kotze Inc. 1889 11 August 2011 Contravention of section 17(4) of the FAIS Act

Heckmar Brokers Trust 351 11 August 2011 Contravention of section 17(4) of the FAIS Act

Heinrich Viljoen t/a Pegasus 2678 11 August 2011 Contravention of section Brokers 17(4) of the FAIS Act

Helen Catherine Steyn t/a 5435 11 August 2011 Contravention of sections Ultra Insurance Brokers 17(4) and 19(2)(b}(iii) of the

FAISAct

Himat Bhoola Govind t/a 5442 11 August 2011 Contravention of sections Govindsons Insurance 17(4) and 19(2)(b)(iii) of the Brokers FAISAct

Infinitum Holdings (Pty) Ltd 19311 19 July 2011 Contravention of section 17(4) of the FAIS Act

lnkanyiso Consulting CC 12139 15 July 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAISAct

lnsinger De Beaufort 928 19 July 2011 Contravention of section Investments (S.A.) (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

Insurance And Medical Aid 4219 11 August 2011 Contravention of sections Consultants (Pty) Ltd 17(4) and 19(2)(b)(iii) of the

FAISAct

Insured Portfolio 2297 11 August 2011 Contravention of section Management CC t/a 17(4) of the FAIS Act Portfolio Group


Intelligent Asset Minders CC 322 11 August 2011 Contravention of section t/a Finbofs.Com 19(2) (b) (iii) of the FA IS Act

lntembeko Investments CC 5459 11 August 2011 Contravention of sections t/a Benzwide Financial 17(4) and 19(2)(b)(iii) of the Services FAISAct

Investment Management 3438 11 August 2011 Contravention of section Services CC 19(2)(b)(iii) of the FAIS Act

Ja Vieira t/a Ja Vieira 1874 11 August 2011 Contravention of sections Brokers 17(4) and 19(2) (b)(iii) of the

FAISAct

Jacobus Christian Philippus 5194 11 August 2011 Contravention of section De Jager t/a Kobus De 17(4) of the FAIS Act Jager Makelaars

Jag Investments (Pty) Ltd 21399 19 July 2011 Contravention of section 17(4) of the FAIS Act

Jan De Bruin Bornman 4776 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

Jayant Mohan 2171 11 Al.lgust 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Jeevaroshan Pillay t/a 3984 11 August 2011 Contravention of section Professional Financiers 19(2)(b)(iii) of the FAtS Act

Jeffrey Paul Meiring t/a 5266 11 August 2011 Contravention of sections Meiring & Associates 17(4) and 19(2)(b)(iii) of the

FAISAct

Joba Motors BK 15594 21 July 2011 Contravention of section 15A I of the FSB Act, and sections • 17(4) and 19(2)(b)(iii) of the FAISAct

Johan Barnard Makelaars 7132 19 July 2011 Contravention of sections 4(2), 8(1) and 17(4) of the FAISAct

Johan De Villiers t/a Diwie 2991 11 August 2011 Contravention of section De Villiers Makelaars 19(2)(b)(iii) of the FAIS Act

Johan Lingenfelder 2365 11 August 2011 Contravention of section Versekerings Adviseurs 19(2)(b)(iii) of the FAIS Act (Edms) BPK

Johan Van Den Heever 5021 11 August 2011 Contravention of section Makelaars BK 19(2)(b)(iii) of the FAIS Act

Johann Petrus Van Tender 4318 11 August 2011 Contravention of section t/a Martiq Makelaars 17(4) of the FAtS Act

Johannes Andreas VanDer 4188 11 August 2011 Contravention of sections Westhuizen t/a NGM 17(4) and 19(2)(b)(iii) of the Brokers FAISAct

18 No. 34549 GOVERNMENT GAZETTE, 23 AUGUST 2011

John William Bruce Stewart 729 19 July 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Jothea Makelaars BK t/a 3757 11 August 2011 Contravention of sections JTM 17(4) and 19(2)(b)(iii) of the

FAISAct

Joukar Makelaars CC 2248 11 August 2011 Contravention of section 19(2)(b) (iii) of the FAIS Act

JS Evans t/a Evans And 5533 11 August 2011 Contravention of section Company 17(4) of the FAIS Act

• Jurie Wessels 5349 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

K Evans & Associates CC 3504 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Kagiso Ventures Umited 16756 19 July 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Katlego Insurance Brokers 160 11 August 2011 Contravention of sections (Pty) Ltd 17(4) and 19(2)(b)(iii) of the

FAISAct

Khalid Rajab t/a Ahimsa 4592 11 August 2011 Contravention of sections Insurance Brokers 17(4) and 19(2)(b)(iii) of the

FAISAct

Kirtikant Kapilray Desai t/a 5499 11 August 2011 Contravention of sections D&D Insurance Brokers 17(4) and 19(2)(b)(iii) of the

FAISAct

Kortland Insurance Brokers 1567 11 August 2011 Contravention of sections cc 17(4) and 19(2)(b)(iii) of the

FAISAct

Kuehne & Nagel (Pty) Ltd t/a 3079 11 August 2011 Contravention of section Kuehne & Nagel 19(2)(b)(iii) of the FAIS Act

Kutullo Consulting CC t/a 2375 11 August 2011 Contravention of section Clear Brokers 19(2)(b}(iii) of the FAIS Act

L Reed & Ass. C.C. 3810 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Lebowa Funeral Parlour CC 4055 11 August 2011 Contravention of sections 17(4), 19(2)(b)(iii) and 19(3) of the FAIS Act

Leslie B Maharaj Insurance 3387 11 August 2011 Contravention of sections Brokers CC 17 ( 4) and 19(2)(b )(iii) of the

FAISAct

Luke Peter Dillon 11669 14 July 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAISAct


M A Kolia And Associates 102 11 August 2011 Contravention of section (Ply) Ltd 17(4) of the FAIS Act

M.C. Sithole Financial 5549 11 August 2011 Contravention of section , Services CC f/a Africa 19(2)(b)(iii) of the F AIS Act Insurance Brokers

Macquarie First South 1794 19 July 2011 Contravention of section Advisers (Ply) Ltd 19(2)(b)(iii) of the FAIS Act

Mahomed ldris Husain 3972 11 August 2011 Contravention of section 17(4) of the FAIS Act

• Mainet Makelaars BK 2562 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

• Makoskas Consultancy CC 3510 11 August 2011 Contravention of sections f/a Sue's Funeral Scheme 17(4), 19(2)(b)(iii) and 19(3)

of the FAIS Act

Makspro Vier (Edms) BPK f/a 24068 21 July 2011 Contravention of sections Grayling Broers Toyota 17(1), 17(4) and 19(2)(b)(iii)

of the FAIS Act

Manatha Insurance Brokers 982 11 August 2011 Contravention of sections cc 17(4) and 19(2)(b)(iii) of the

FAISAct

Margaret Leask f/a Margaret 5382 11 August 2011 Contravention of section Leask & Associates 19(2)(b)(iii) of the FAIS Act

Maria Magdeline Koapeng 907 11 August 2011 Contravention of section f/a MM Koapeng Brokers 17(4) of the FAIS Act

Mariaan Botha Makelaars 5407 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Marius Bezuidenhout f/a MB 3420 11 August 2011 Contravention of section Financial Services 19(2) (b) (iii) of the FA IS Act

Marthinus Alexanders 4107 11 August 2011 Contravention of section Badenhorst f/a Sound 17(4) of the FAiS Act Financial Solutions

Mary-Lynne Geyle 1022 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Maryna Elizabeth Fritz f/a 5206 11 August 2011 Contravention of section Maryna Fritz Financial 19(2)(b)(iii) of the FAIS Act Brokers i

Masocha Johannes Bvuma 4626 14 July 2011 Contravention of section 15A f/a MJ Bvuma Brokers of the FSB Act, and sections

17 (4) and 19(2)(b)(iii) of the FAIS Act

Mathilda Cecelia Heine 3903 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act


Matsimbi Investments CC t/a 2821 11 August 2011 Contravention of sections Excel Healthcare Brokers 17(4) and 19(2)(b)(iii) of the

FAISAct

Maziya Funeral CC 3676 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

MD Prins Insurance Brokers 1524 11 August 2011 Contravention of sections cc 17(4) and 19(2)(b)(iii) of the

FAISAct i

Megaphase Trading 32 CC 1948 11 August 2011 Contravention of section I t/a Cinnamon Assets 17(4) of the FAIS Act

Mergen Naidoo t/a M Naidoo 4630 11 August 2011 Contravention of sections & Associates 17(4) and 19(2)(b)(iii) of the

FAISAct

Michael Gregory Devereux 2617 11 August 2011 Contravention of sections t/a Michael Devereux 17(4) and 19(2)(b)(iii) of the Brokers FAISAct

Midnight Ice Investments CC 183 11 August 2011 Contravention of section t/a Genesis Financial 19(2)(b)(iii) of the FAIS Act Services

Mistri Financial Services CC 2023 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Mmeli Peterson Ndlovu t/a 30684 20 July 2011 Contravention of section 15A lngonyama Financial of the FSB Act, and sections Services 17(4) and 19(2)(b)(iii) of the

FAISAct Money Box Investments 96 28812 19 July 2011 Contravention of sections (Pty) Ltd t/a MBI 17(4) and 19(2)(b)(iii) of the

FAISAct

Moneyline 187 (Pty) Ltd t/a 12374 14 July 2011 Contravention of section 15A Fredsure Insurance Brokers of the FSB Act, and section


Moses Jacobus Fortuin t/a 3296 11 August 2011 Contravention of sections M~l Fortuin Financial 17(4) and 19(2)(b)(iii) of the Services FAISAct

Moses Mtshali t/a Moses 25371 21 July 2011 Contravention of section 15A Mtshali Insurance Brokers of the FSB Act, and sections


Ms BL Seymour t/a 1546 11 August 2011 Contravention of section Stonebridge Investment 19(2)(b)(iii) of the FAIS Act Services

MSV Wealth Management 40154 19 July 2011 Contravention of section (Pty) Ltd 19(2){b)(iii) of the FAIS Act

Mufaro Employee Benefits 4534 11 August 2011 Contravention of section (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

STAATSKOERANT, 23 AUGUSTUS 2011 No. 34549 21

Mykaprops CC 4040 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

N De Klerk Insurance 4231 11 August 2011 Contravention of section Brokers (Ply) Ltd 17(4) of the FAIS Act

Nacora Insurance Brokers 1135 11 August 2011 Contravention of section (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

Neelmar Eiendomme CC t/a 4433 11 August 2011 Contravention of sections Homenet Middelburg 17 ( 4) and 19(2)(b )(iii) of the

FAISAct

Nicolaas Johannes 5267 11 August 2011 Contravention of section Hanekom t/a Multi Prof 19(2)(b)(iii) of the FAIS Act Makelaars

Nicolaas Christiaan 2058 11 August 2011 Contravention of sections Havenga t/a Nico Havenga 17(4) and 19(2)(b)(iii) of the Makelary FAISAct

Nicolaas Davids t/a 11387 1 August 2011 Contravention of section 15A Saamwerk Begrafnis Skema of the FSB Act, and sections


Nirvesh Financial Services 4701 11 August 2011 Contravention of section cc 17(4) of the FAIS Act

NJ Pieterse t/a Nicmar 4359 11 August 2011 Contravention of section Makelaars 17(4) of the FAIS Act

Normak Financial 4718 11 August 2011 Contravention of section PlannersCC t/a Normak 19(2)(b)(iii) of the FAIS Act Financial Planners

Normann Meyer 1295 11 August 2011 Contravention of section 17(4) of the FAIS Act

Northern Estate & Trust 3940 11 August 2011 Contravention of sections Administrators (Ply) Ltd t/a 17(4) and 19(2)(b)(iii) of the NETA FAISAct

Nozicelo Abrahams 33798 1 August 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAISAct

Offshore Brokers CC tja Tri- 5000 11 August 2011 Contravention of sections Care Brokers 17(4) and 19(2)(b)(iii) of the

FAISAct

Olive Amali Teresa Hugo t/a 5040 11 August 2011 Contravention of section Tessa Hugo Insurance 17(4) of the FAIS Act Broker

Oos Vrystaat Kaap Bedryf 909 11 August 2011 Contravention of section Beperk t/a OVK 17(4) of the FAIS Act


P M I Brokers CC 2505 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

Pan-African Investment And 22653 19 July 2011 Contravention of section Research Services (pty) Ltd 19(2)(b)(iii) of the FAIS Act

Paradigm Risk Consultants 4518 11 August 2011 Contravention of sections (Pty) Ud 17(4) and 19(2)(b)(iii) of the

FAISAct

Patrick Dumsane Mbatha 23591 14 July 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAISAct

PD Kidson Insurance 4023 11 August 2011 Contravention of sections Consultants CC 17(4) and 19(2) (b) (iii) of the

FAISAct

Peet Van Der Linde 5193 11 August 2011 Contravention of section Makelaars BK 17(4) of the FAIS Act

Penta Plan CC 5279 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

Peter Berry Trust Services 696 19 July 2011 Contravention of section (Pty) Ltd 17(4) of the FAIS Act

Peter John Farham t/a P & E 5381 11 August 2011 Contravention of section Brokers 19(2)(b)(iii) of the FAIS Act

Philippa Cowen t/a 4448 11 August 2011 Contravention of section Perspective Risk Managers 19(2)(b)(iii) of the FAIS Act

PJH Brokers CC 2672 11 August 2011 Contravention of section 19(2) (b) (iii) of the FA IS Act

Platinum Makelaars CC 2854 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Popie Christina Nkosi t/a PC 4485 11 August 2011 Contravention of sections Brokers 17(4) and 19(2)(b)(iii) of the

FAISAct

Port City Insurance Brokers 2648 11 August 2011 Contravention of section cc 19(2)(b)(iii) of the FAIS Act

Porto Agencies CC t/a 4784 11 August 2011 Contravention of section Transvaal Insurance And 17(4) of the FAIS Act Finance Brokers

Praeto Trading CC 1457 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

Pretscheme Brokers CC t/a 1035 11 August 2011 Contravention of section Pretkor 19(2)(b)(iii) of the FA IS Act


Prime Investment 20293 19 July 2011 Contravention of sections Management Services (Pty) 17(4) and 19(2)(b)(iii) of the Ltd FAISAct

Professional Insurance 433 11 August 2011 Contravention of section Brokers CC 19(3) of the FAIS Act

Progress Administrators (Pty) 4519 11 August 2011 Contravention of sections Ltd 17(4) and 19(2)(b)(iii) of the

FAISAct

Prostart Investment (Pty) Ltd 1900 11 August 2011 Contravention of section Va Corporate Solution 19(2) (b) (iii) of the F AIS Act

Quartan Investments CC Va 4022 11 August 2011 Contravention of sections Jooma Financial Brokers 17(4) and 19(2) (b) (iii) of the

FAISAct

Quattro Financial Services 17044 19 July 2011 Contravention of sections (Pty) Ltd 17(4) and 19(2)(b)(iii) of the

FAISAct

Ram International Insurance 77 11 August 2011 Contravention of section Brokers (Pty) Ltd 17(4) of the FAIS Act

Rambharos Insurance 2975 11 August 2011 Contravention of section Brokers CC 17(4) of the FAIS Act

Rassie Erasmus BK Va Maxi 2338 11 August 2011 Contravention of section Makelaars 17(4) of the FAIS Act

Raymond Bongani Mkhize 5131 11 August 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Reichard Samuel Jacobs 15720 14 July 2011 Contravention of sections 8(7)(a) and (b), and 17(4) and 19(2) (b) (iii) of the FAIS Act

Renette Gous Va Tru-Med 3575 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

Resolution UndeiWriters (Ply) 4710 i i August 2011 Contravention of sections Ltd 17(4) and 19(2)(b)(iii) of the

FAISAct

Resolutions Asset 40107 19 July 2011 Contravention of section Management (Pty) Ltd 19(2)(b)(iii) of the FA IS Act

Reynard Casper VanWyk 5061 11 August 2011 Contravention of section Va Financial Planning 17(4) of the FAtS Act Solutions

Rhee-Sure Life CC Va 5330 11 August 2011 Contravention of section Rhee-Sure Brokers 19(2)(b)(iii) of the FAIS Act

Ricardo Gillmer Va Gilric 13816 19 July 2011 Contravention of section 15A Insurance & Investments of the FSB Act, and section



Richard Gavin Hardres- 4735 11 August 2011 Contravention of section Williams t/a G Hardres- 17(4) of the FAIS Act Williams & Associates

Richard Grubb & Associates 2478 11 August 2011 Contravention of section CC tja RGA 19(2)(b)(iii) of the FAIS Act

Risk Planning Services (Pty) 5610 11 August 2011 Contravention of section Ltd 19(2)(b)(iii) of the FAIS Act

Rita Abraham Insurance 4728 11 August 2011 Contravention of sections Brokers CC t/a SA 17(4) and 19{2)(b)(iii) of the Insurance Brokers FAIS Act

Robson Finance CC 4454 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

Romecco Insurance Brokers 1489 11 August 2011 Contravention of section cc 17(4) of the FAIS Act

Rosmead Investment 2321 11 August 2011 Contravention of sections Consultants (Pty) Ltd 17(4), 19(2)(b)Dii) and 19(3)

of the FAIS Act

Runell Theart t/a Runell 4921 11 August 2011 Contravention of sections Theart Makelaars 17(4) and 19(2)(b)(iii) of the

FAISAct

Rushforth,King & Associates 1755 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

Russellstone Fund Managers 12922 19 July 2011 Contravention of section (Pty) Ltd t/a Russellstone 17(4) of the FAIS Act Fund Managers (RSFM)

Ryan Naidoo & Associates 3297 11 August 2011 Contravention of sections CC t/a Roadsure Brokers 17(4) and 19(2)(b)(iii) of the

FAISAct

Sand K Dintwe Funerals CC 4759 11 August 2011 Contravention of sections 17(4) and 19(3) of the FAIS Act

Safire Insurance Company 2092 11 August 2011 Contravention of sections Limited 17(4) and 19(2)(b)(iii) of the

FAIS Act

SANMAF (Suid Afrikaanse 3847 11 August 201 1 Contravention of sections Nasionale Makelaars Firma) 17(4) and 19(2)(b)(iii) of the t/aSANMAF FAISAct

Sasfin Asset Managers (Pty) 21664 19 July 2011 Contravention of section Ltd 17(4) of the FAIS Act

Satisfaction Guaranteed 3915 11 August 2011 Contravention of section Insurance Brokers CC 19(2)(b)(iii) of the FAIS Act

Sera Poo Funeral Services 4427 1 1 August 201 1 Contravention of sections (Pty) Ltd 17{4) and 19(3) of the FAIS

Act


SH Boissier Financial 1205 11 August 2011 Contravention of sections Broking Services (Short 17(4) and 19(2)(b)(iii) of the Term) CC FAISAct

Shanta Mannie t/a Shanta 3579 11 August 2011 Contravention of sections Mannie And Associates 17(4) and 19(2)(b)(iii) of the

FAISAct

Share Legend (Pty) Ltd 377 19 July 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Shawn Jacques Goosen tja 3869 11 August 2011 Contravention of section Goosen Brokers 19(2)(b)(iii) of the FAIS Act

Shepherd & Freel CC 473 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

Silas July Mabasa t/a SJ 1917 11 August 2011 Contravention of section Mabasa Investment Portfolio 19(2) (b) (iii) of the FA IS Act Services

Siphiwo Ethwell Potgieter 2245 11 August 2011 Contravention of sections Mfeketo t/a Champions 17(4) and 19{2)(b)(iii) of the Insurance Brokers Services FAISAct

Sisa William Giyose t/a SW 3563 11 August 2011 Contravention of section Giyose Insurance 19(2)(b)(iii) of the FAIS Act Consultants

Sisonke Risk Solutions (Pty) 1588 11 August 2011 Contravention of sections Ltd 17{4) and 19{2)(b)(iii) of the

FAISAct

Smit Vlok & Company 3276 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct

Smutsloh BK 2790 11 August 2011 Contravention of section 17(4) of the FAIS Act

Soobramoney Arumugam 16560 21 July 2011 Contravention of section 15A Mood ley of the FS B Act, and sections

17(4) and 19{2)(b)(iii) of the FAISAct

Sophia Regina Browne t/a 4208 11 August 2011 Contravention of sections Lets Trade (Boston) 17(4), 19{2)(b)(iii) and 19(3)

of the FAIS Act

Stalker Hutchison Admiral 2167 11 August 2011 Contravention of section (Pty) Ltd 19(2)(b)(iii) of the FAIS Act

Stan Heller & Company 279 11 August 2011 Contravention of section (Pty)Ltd 17(4) of the FAIS Act

State Bank Of India 4282 11 August 2011 Contravention of section 17{4) of the FAIS Act

Status Insurance Brokers 2278 11 August 2011 Contravention of section (Pty) Ltd 17(4) of the FAIS Act


Steel Mac Properties CC t/a 3998 11 August 2011 Contravention of section Century 21 Group 17(4) of the FAIS Act

Sunset Insurance Brokers 1429 11 August 2011 Contravention of sections cc 17 ( 4) and 19(2) (b) (iii) of the

FAISAct

Superior Quality Trading 513 10870 28 July 2011 Contravention of section 15A cc of the FSB Act, and sections


Sure One Managers (Pty) Ltd 5071 11 August 2011 Contravention of section 19(2)(b )(iii) of the F AIS Act

Table Bay Financial Services 3330 11 August 2011 Contravention of section cc 17(4) of the FAIS Act

Tebello Maureen Serialong 3310 11 August 2011 Contravention of sections Lerakong t/a Poloko Funeral 17(4) and 19(2)(b)(iii) of the Parlour FAISAct

Theunis Jakobus Petrus 3993 11 August 2011 Contravention of section Henning t/a T J Henning 19(2)(b)(iii) of the FAIS Act Insurance Services

Thiravangidvrn Subroyen 1220 11 August 2011 Contravention of sections Pillay t/a Prekist Insurance 17(4) and 19(2)(b)(iii) of the Brokers FAISAct

Timothy Richard Mbalo t/a 19754 21 July 2011 Contravention of section 15A TR Insurance Brokers of the FSB Act, and sections


Toni Van Zyl Finansiele 181 11 August 2011 Contravention of sections Dienste BK 17(4) and 19(2)(b)(iii) ofthe

FAISAct

Umncwabo After Tears 26045 21 July 2011 Contravention of section 15A Funeral Cover (Pty) ltd of the FSB Act, and sections


Unathi Funeral Services CC 5518 11 August 2011 Contravention of sections 17(4), 19(2)(b)(iii) and (3) of the FAISAct

Vally Asset Management 749 19 July 2011 Contravention of sections (Pty) Ltd 17 (4) and 19(2)(b)(iii) of the

FAISAct

Van Der Merwe & Reyneke 2972 11 August 2011 Contravention of section Finansiele Dienste (Edms) 17(4) ofthe FAIS Act Bpk t/a Multilink

Van Zyl Dippenaar tja Van 4560 11 August 2011 Contravention of sections Zyl Dippenaar Short Term 17(4) and 19(2)(b)(iii) of the Insurance Broker FAISAct

Venske And Associates (Pty) 21425 19 July 2011 Contravention of sections Ltd t/a Equifin 17(4) and 19(2)(b)(iii) of the

FAISAct


Venter-Wells Insurance 5201 11 August 2011 Contravention of section Brokers 17 (4) ofthe FAIS Act

Vijendra Gangaram Lalloo 4152 11 August 2011 Contravention of section t/a V G Lalloo Brokers 19(2)(b)(iii) of the FAIS Act

Vinash Harry Ragunanan t/a 3220 11 August 2011 Contravention of section West End Insurance Brokers 19(2) (b) (iii) of the F AIS Act

Vrystaat Kooperasie Beperk 4813 11 August 2011 Contravention of section t/a VKB 19(2)(b)(iii) of the FAIS Act

Wa Nel t/a Bushy Nel 2241 11 August 2011 Contravention of section Makelaars 19(2)(b)(iii) of the FAIS Act

Watson Incorporated (Pty) 4807 11 August 2011 Contravention of section Ltd 19(2)(b)(iii) of the FAIS Act

Wayne Rosenberg 15976 19 July 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

Wealth Arena t/a Colosseum 4716 11 August 2011 Contravention of section Consulting · 17(4) ofthe FAISAct

Welma Jardim 1017 11 August 2011 Contravention of section Beleggingsdienste CC 17(4) of the FAIS Act

Wendy Pohl Associates CC 2659 11 August 2011 Contravention of section 17(4) of the FAIS Act

Willem Hendrik Marais t/a 2163 11 August 2011 Contravention of section Willie Marais Brokers 19(2)(b)(iii) of the FAIS Act

Willem Van Der Merwe 2783 11 August 2011 Contravention of section Oosthuizen 17(4) of the FAIS Act

Winston Insurance Brokers 16029 21 July 2011 Contravention of section 15A cc of the FSB Act, and sections

17(4) and 19(2)(b)(iii) ofthe FAISAct

Yusuf Cassim Jamal t/a 12771 14 July2011 Contravention of section 15A Amsoom Insurance Brokers of the FSB Act, and sections


Zaailaager Funeral Services 4444 11 August 2011 Contravention of sections cc 17(4), 19(2)(b)(iii) and (3) of

the FAIS Act

ZD Financial Service CC 2615 11 August 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAISAct


The terms attached to the suspension:

(a) The licensees are prohibited from concluding any new business. (b) The licensees must inform all affected clients and product suppliers concerned that

their licences have been suspended, and the Registrar must be copied with such correspondence.

(c) The licensees must, in consultation with clients and product suppliers concerned, take reasonable steps to ensure that any outstanding business is transferred to another licensed financial services provider in the interest of clients, and must advise the Registrar accordingly.

(d) The suspension of the licences will endure for a period of three months after the effective date, whereafter the Registrar will lift the suspension if satisfied that the licensees comply with the requirements of the Act or withdraw the licences if not so satisfied.

This Notice is called the Notice on Suspension of Authorisation, No 6 of 2011.

GEANDERSON Deputy Registrar of Financial Services Providers

suspended financial service providers

Documents

contravention of section

contravention of sections

fais act staatskoerant

fais act ahc brokers

intermediary services

fais act ahmed bayat

biii ofthe faisact banie

fais act alex turpin