susan shepherd science & engineering...

53
Susan Shepherd Science & Engineering Library

Upload: others

Post on 30-Aug-2020

1 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Susan Shepherd

Science & Engineering Library

Page 2: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals
Page 4: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

What‟s a patent?

US Patents

Steps in the US patent process

Searching the USPTO Database

International patents

Why do they matter?

Searching esp@cenet

Other patent resources

At UCSD

On the web

Page 5: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

“The Congress shall have the

power to promote the progress of

science and useful arts by securing

for limited times to authors and

inventors the exclusive right to their

respective writings and

discoveries.”

Page 6: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals
Page 7: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

An official document, issued by the U.S. Patent & Trademark Office, granting property rights to the inventor or assignee (owner of the patent).

Term is generally 20 years from the date of application in the U.S., if maintenance fees are paid.

Effective only in the U.S., territories and possessions.

Page 8: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

What is granted is NOT the right to make, use, offer for sale, sell or import, but the right to EXCLUDE OTHERS from making, using, offering for sale, selling or importing the invention.

Patents may be licensed by the assignee to another party.

Page 9: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Utility Patents - 20 years from filing

Chemical

Mechanical

Electrical

Design Patents – 14 years from issue

Plant Patents– 20 years from filing

Page 10: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals
Page 11: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals
Page 12: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals
Page 13: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement,

subject to the conditions and requirements of the law.

Page 14: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Process A process for making a tennis string

Machine A machine for making tennis string

Articles of manufacture The tennis string itself

Composition of matter A new durable plastic for coating strings

Improvements to the above An improvement in the machine for making

strings

Page 15: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement,

subject to the conditions and requirements of the law.

Page 16: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

The invention has a useful purpose

The invention will operate to perform the useful purpose, i.e. it works.

Page 17: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

The invention has not been disclosed before (novelty). Public disclosure includes written (articles),

verbal (conference presentation), sale, or offer for sale (marketing).

In the US, there is a one-year grace period after public disclosure.

Page 18: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

The invention is non-obvious to a person having ordinary skill in the art.

Page 19: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Conception

Reduction to Practice

Invention Report

Page 20: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

UCSD Office of Technology Transfer (TechTips)

Downloadable Invention Disclosure Form

Summary of the invention

What is unique about it?

What is the existing art?

How does the invention work?

Potential applications

References

Page 21: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Conception

Reduction to Practice

Invention Report

(Prior Art Search)

Patentability Decision

Draft Patent Application

Page 22: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Description of the invention

One or more claims

Drawing(s) if necessary

Oath or declaration signed by inventor

Payment of fee

Page 23: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Claims not required

Less expensive to file

Is not examined by patent office

Establishes early filing date

Automatically abandoned after 1 year, unless “regular” application filed

Page 24: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

File in USPTO

Assign to Examiner

Examiner’s Prior Art Search

Examiner’s Action

Applicant’s Response

Examiner’s Allowance

US Patent Issues

Abandonment

Page 25: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Regular fee Small entity fee

Filing 300 150

Search 500 250

Examination 200 100

Issue 1,400 700

Maintenance

3.5 yrs 900 450

7.5 yrs 2,300 1,150

11.5 yrs 3,800 1,900

Total $9,400 $4,700

These fees are minimal compared to the attorney costs to

prepare and prosecute the patent.

Page 26: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

A trademark is a word, phrase, symbol or design, or a combination of words, phrases, symbols or designs, that identifies and distinguishes the source of the goods of one party from those of others.

Searchable at USPTO website

http://www.uspto.gov/main/trademarks.htm

Page 27: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

A copyright protects authors of original artistic, musical or literary work, both published and unpublished.

http://www.copyright.gov/

©

Page 28: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

New and innovative technologies

Competitive intelligence

Background on technologies not covered in the journal literature

Patentability

Freedom to operate

Studies have shown that up to 80% of all patents contain

new information not published elsewhere.

Page 29: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals
Page 30: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Claims are carefully worded statements that stake out the boundaries of the invention

Page 31: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

You can „search patents‟ on the internet, but you can‟t „do a patent search.‟

To „do a patent search‟ is to legally determine the “patentability” of an invention.

Internet searches can‟t go back far enough to examine all public-domain prior art.

Page 32: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Prior art can be found in books, articles, conference papers, commercial publications, advertisements as well as patents.

Professionally done patent searches typically include a variety of databases using carefully constructed booleanstrategies and can cost $2000-5000.

Page 33: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

To be comprehensive, you should search by U.S. Patent Classification.

Keyword searching can lead you into the appropriate classification code(s).

Page 34: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Patent Title:“Generally spherical object with floppy

filaments to promote sure capture” (1988)

Page 35: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

http://www.uspto.gov/patft/index.html

Find it from S&E website http://scilib.ucsd.edu Online Resources by Type

Patents

In order to view images of patent pages, you must download a TIFF viewer. AlternaTiff plug-in from

http://www.alternatiff.com

Page 36: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

www.pat2pdf.org

Converts US patents to PDF

Can print or save full document

Page 37: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Find more patents like the Heart Valve Stent patent (handout).

Hint: go to the USPTO web search site:http://www.uspto.gov/patft/index.html

Page 38: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Find patents for MP3 players assigned to Apple Computer

Hint: go to USPTO database:http://www.uspto.gov/patft/index.html

Page 39: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

www.google.com/patents

Over 7 million patents

From USPTO collection

Uses Google search technology

Beware spelling errors, faulty OCR

Page 40: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Find patents for MP3 players assigned to Apple Computer

Hint: go to Google Patents:http://google.com/patents

Page 42: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

There are no “world patents”

Application must be filed in each country

Patenting cooperation treaties have simplified the process

Page 43: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Headquartered in Geneva, Switzerland

Agency of the United Nations

Administers patenting under the Patent Cooperation Treaty (PCT)

182 member countries

http://www.wipo.int/members/en/

Searchable database http://www.wipo.int/ipdl/en/

Page 45: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals
Page 46: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

http://www.espacenet.com

Free web patent database from EPO

More than 50 million patent documents

Over 70 countries and regions

May be published in German, French, Japanese, or English

Page 47: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

esp@cenethttp://www.espacenet.com

Advanced Search

Title: fluoresc* (*=truncation)

Applicant: university and california

Inventor: Roger Tsien

How many ?

Repeat without Applicant

Look at Inpadoc patent family

Page 48: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

http://invent.ucsd.edu

UCSD Technology Transfer and Intellectual Property

Services Website (TechTips)

Downloadable Invention and Technology Disclosure Form

Page 49: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

http://www.vonliebig.ucsd.edu/

UCSD Von Liebig Center

Advisory services and seed funding to

advance commercialization of discoveries

Page 50: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

http://ucsdpatents.pbwiki.com/Resources

Page 51: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals
Page 52: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Patent Searching Basics –CaseLearns

http://library.case.edu/ksl/research/subjects/patents/Patents%20-%20CaseLearns.pdf

Brian GrayEngineering LibrarianCase Western Reserve [email protected]

Patents: What You Need to Know about Intellectual Property in 30 Minutes or Less

Penny Coppernoll-BlachReference LibrarianBiomedical LibraryUniversity of California, San Diego

[email protected]

Research US Patents on the Web

http://library.ucf.edu/GovDocs/PatentsTrademarks/Research.asp

Peter Spyers-Duran

University of CentralFlorida

Searching US Patents and Trademarks on the Internet -University of Utah

http://www.lib.utah.edu/govdoc/pto/PTDL4.htm

Dave Morrison

Documents and Patent Librarian

Documents and Microforms Division, Marriott Library

University of Utah

[email protected]

Page 53: Susan Shepherd Science & Engineering Libraryucsdpatents.pbworks.com/f/Patents+for+Staff+Ed.pdfGrubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals

Gordon, Thomas T. Patent Fundamentals for Scientists and Engineers. Boca Raton: Lewis Publishers, 2000.

Call Number: S&E Stacks T 339.G67 2000

Grubb, Philip W. Patents for Chemicals, Pharmaceuticals and Biotechnology : Fundamentals of Global Law, Practice and Strategy. Oxford ; New York: Oxford University Press, 2004.

Call Number: S&E Stacks T 211.G76 2004

Wherry, Timothy Lee. Patent Searching for Librarians and Inventors. Chicago: American

Library Association, 1995. Call Number: S&E Stacks T 210.W44 1995

Susan Shepherd

Head, Reference, Instruction & Outreach

Science & Engineering Library

University of California, San Diego

[email protected]

http://scilib.ucsd.edu