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PRIVATE AND CONFIDENTIAL 21 May 2010
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Surgical management of the Surgical management of the axillaaxilla
Seema A. Khan MDProfessor of Surgery
Bluhm Family Professor of Cancer Research
Feinberg School of Medicine & the Robert H. Lurie Comprehensive Cancer Center of Northwestern University
4/1/2011
Robert H. Lurie Comprehensive Cancer Center
of Northwestern University Medical School
Brief history of axillary managementBrief history of axillary management
� 100 years ago: consensus that meticulous axillary clearance was essential for survival
◦ Radical mastectomy
� 50 years ago: experiments in clearance of all regional nodes (axillary, supraclavicular and internal mammary)
◦ Extended radical mastectomy
� 25 years ago: axillary clearance is a diagnostic procedure
◦ Modified radical mastectomy
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The completeness of axillary The completeness of axillary surgery affects long term outcomes.surgery affects long term outcomes.
Axillary Dissection vs. none: Randomized Trials
Orr RK. Ann Surg Oncol 1999;6(1):109-16
Survival
All trials reported higher
survival in the AD group
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Courtesy of Paolo Veronesi
Sentinel Node Biopsy Reliably Sentinel Node Biopsy Reliably Stages the Stages the AxillaAxilla
% Nodal Metastases
Axillary Dissection Sentinel Node Biopsy
ALMANAC 23.8% 24.8%
N=1031
Veronesi 32.3% 35.5%
N=516
Mansel RE, JNCI 2006;98:599
Veronesi U, NEJM 2003;349:546
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• Simple, safe and reliable• Reproducible • High predictive value• Low false negative rate
• Do all patients with a positive SN need axillary dissection?
Sentinel Lymph Sentinel Lymph Node biopsy has become Node biopsy has become the gold standardthe gold standard
Clinically Negative Axillary Nodes
GROUP 1SN +AD
SN Neg(SN only)
GROUP 2SN
Stratification• Age• Clinical Tumor Size• Type of Surgery
B-32
SN pos+ AD
SN PosSN Neg(SN+AD)
Intraop cytology & postop HE
FUFU
1,975 patients2,011
patients
Randomization
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BB--32 Analysis Plan32 Analysis Plan
� 3,989 - SN neg (71% of 5611)
� 99.9% - follow-up information
� 95 months - average time on study
� Primary endpoints overall survival, disease-free survival, Regional Control
� Study powered to detect 2% difference in overall survival.
B-32 OS
* 300 deaths triggered the definitive analysis
* 309 reported as of 12/31/2009
NSABP Protocol B-32
Years After Entry
% S
urvi
ving
0 2 4 6 8
020
4060
8010
0
Trt N DeathsSNR+AD 1975 140SNR 2011 169 HR=1.20 p=0.117
Overall Survival for Sentinel Node Negative Patients
Data as of December 31, 2009
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B-32 OS
0 2 4 6 8
0.1
0.2
0.5
1.0
2.0
5.0
10.0
Time after Randomization (Year)
HR
Protocol B-32: Sentinel Negative PatientsSmoothed Hazard Ratio Plots for Mortality
Data as of December 31, 2009
B-32 SN Negative Patients: Hazard Ratios of overall survivalAccording to Stratification Variables
Hazard Ratio
0.2 0.6 1.0 1.4 1.8 2.2 2.6
All patients with follow-up HR= 1.2
Patients < 50 at entry
Patients 50 + at entry
Tumor size ≤ 2 cm
Tumor size >2 cm
Planned Lumpectomy
Planned Mastectomy
SNR+AD betterSNR better
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B-32 SN Negative Patients: HR for Disease-free survival
According to Stratification Variables
Hazard Ratio
0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8
All patients with follow-up HR= 1.05
Patients < 50 at entry
Patients 50 + at entry
Tumor size ≤ 2 cm
Tumor size >2 cm
Planned Lumpectomy
Planned Mastectomy
SNR+AD betterSNR better
B-32 Hazard Ratios Between GroupsAccording to Site of Treatment Failure
Hazard Ratio
0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6
All events HR= 1.05
Local Regional Recurrences
Distant Recurrences
Opposite Breast Cancers
2nd cancers
Dead, NED
SNR+AD betterSNR better
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Group 1 Group 2
Local 54 (2.7%) 49 (2.4%)
Axillary 2 (0.1%) 8 (0.3%)
Extra-axillary 5 (0.25% 6 (0.3%)
Local and Regional Recurrencesas First Events
Group 1SN + AD
Group 2SN
Shoulder abduction deficit 19% 13%
Arm volume difference >5% 28% 17%
Arm numbness 31% 8%
Arm tingling 13% 7%
All differences p<0.001
Residual Morbidity at End of Follow-up
Ashikaga et al JSO in press
• Lower in SN group• Not nonexistent
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Kuehn T et.al, Br Cancer Res Treat 2000;64:275-86.
Locoregional Morbidity:Locoregional Morbidity:The Axilla in ContextThe Axilla in Context
% of pts
n = 396
DOES A DOES A POSTIVEPOSTIVE
SENTINEL NODE BIOPSY SENTINEL NODE BIOPSY
REQUIRE AXILLARY REQUIRE AXILLARY
DISSECTION?DISSECTION?
A pathologically negative sentinel node biopsy is as informative and less morbid than axillary dissection
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Until 2010: Approach Until 2010: Approach to the Positive to the Positive SNSN
� Determine risk of additional positive nodes
� If risk sufficiently high proceed with axillary dissection
-Metastases on frozen section- proceed with immediate dissection
-Metastases on final path- consider nomograms and if risk of additional nodes high proceed with axillary dissection
Can ALND Be Avoided in SN Can ALND Be Avoided in SN Negative or SN Positive Patients?Negative or SN Positive Patients?
# patients # axillary LR (%)
Median FU( months)
Median timeto axillaryrecurrence
SN negative14 studies2004-2006
3802 24 (0.3%) 47 months 19 months
SN positive6 studies2003-2007
583 3 (0.5%) 31 months 22 months
Rutgers E, JCO 2008;26:698
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ACOSOG Z0011 Study Design
Giuliano AE et al JAMA 2011
ACOSOG ZACOSOG Z--00110011
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Eligibility� Clinical T1 T2 N0 breast
cancer
� H&E-detected metastases in SN (AJCC 5th edition)
� Lumpectomy with whole breast irradiation
� Adjuvant systemic therapy by choice
Ineligibility� Third field (nodal
irradiation)
� Metastases in SN detected by IHC
� Matted nodes
� 3 or more involved SN
Giuliano AE et al JAMA 2011
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Study Population SchemaStudy Population Schema5/99 5/99 –– 12/0412/04
Giuliano A: Annals of Surgery 252:3; 426 September 2010
Intent-to-treat analysis
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ACOSOG Z0011: Patient CharacteristicsACOSOG Z0011: Patient Characteristics
Age (median range)
Clinical Stage T1T2
ER(+)(-)
LVI YesNo
56 (24-92)
67.9%32.1%
83.0%17.0%
67.7%32.3%
40.6%59.4%
ALND (420 pts)
54 (25-90)
29.4%
17.0%
64.8%
70.6%
83.0%
69.9.%
35.2%
SLND(436 pts)
30.1%
PR(+)(-)
Giuliano AE et al JAMA 2011
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ACOSOG Z0011: Median Number of ACOSOG Z0011: Median Number of Lymph Nodes RemovedLymph Nodes Removed
Giuliano AE et al JAMA 2011
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Size of Sentinel Node MetastasesSize of Sentinel Node Metastases
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Locoregional recurrence in Locoregional recurrence in ACOSOG Z0011ACOSOG Z0011� Locoregional recurrences: 16 (4.1%) in ALND group compared with 12 (2.8%) in SLND alone.
� Local recurrence 14 (3.6%) ALND group compared with 8 (1.9%) in SLND alone.
� Regional recurrence: 2 (0.5%) patients in ALND compared with 4 (0.9%) patients in SLND alone group.
Giuliano AE et al Annal of Surgery 2010
Figure 2. Survival of the ALND Group Compared With SLND-Alone Group
Giuliano, A. E. et al. JAMA 2011;305:569-575
Copyright restrictions may apply.
Axillary recurrences 0.9% in SN group and 0.5% in ALND group
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Figure 3. Hazard Ratios Comparing Overall Survival Between the ALND and SLND-Alone Groups
Giuliano, A. E. et al. JAMA 2011;305:569-575
Copyright restrictions may apply.
ACOSOG Z0011: Adjusted Hazard Ratios for Overall ACOSOG Z0011: Adjusted Hazard Ratios for Overall Survival Comparing SLNDSurvival Comparing SLND--Alone Alone vsvs ALND Groups.ALND Groups.
Giuliano, A. E. et al. JAMA 2011;305:569-575
Copyright restrictions may apply.
Model variables Number patients
Numberevents
Adjusted HR (90% CI)
SN vs. AND + age + systemic therapy
839 92 0.87 (.62, 1.23)
Add tumor size* 818 92 0.89 (0.62, 1.25)
Add ER status* 778 87 0.92 (0.64, 1.30)
Add Grade* (1 vs. 2 vs. 3) 839 92 0.86 (0.61, 1.21)
Add histology* (duct vs. lobular)
839 92 0.88 (0.63, 1.25)
All additional models show variables added one at a time to model in row 1
DFS analyses show identical, non-significant trend.
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Can we believe the ZCan we believe the Z--0011 results0011 results
� No
◦ Sample size as less than half that planned
◦ Study was closed for non-accrual
◦ Results are therefore not valid.
� Yes
◦ There are 400+ patients per group
◦ The randomization insures balance/lack of bias
◦ The event rates are so low that even if accrual had reached the goal, the results would be the same.
Time to axillary recurrence: metaTime to axillary recurrence: meta--analysis of 48 SN studiesanalysis of 48 SN studies
Van der Ploeg et. al.
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.
JCO 2006;24:337-344
©2006 by American Society of Clinical Oncology
Rudenstam C-M et. al.
IBCSG trial 10-93:
Randomization of 473 women >age 60, cN0 Randomization of 473 women >age 60, cN0
Neoadjuvant systemic therapyNeoadjuvant systemic therapyKey Key (and controversial) surgical (and controversial) surgical questions.questions.
� Timing of sentinel node biopsy
� Is axillary dissection always necessary for the positive sentinel node?
�What is the role of pre-therapy axillary ultrasound?
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Benefits of PreBenefits of Pre--treatment sentinel node treatment sentinel node biopsybiopsy
� Accurate assessment of initial nodal stage.
� May affect plans for post-mastectomy or nodal radiotherapy.
� Accuracy of pre-treatment sentinel node evaluation is better established.
Benefits of postBenefits of post--therapy sentinel node therapy sentinel node biopsy.biopsy.
� Eliminates the need for two surgical procedures� Assess the ability of the preoperative therapy to
achieve a pathologic complete response.� Fewer patients require an axillary lymph node
dissection because of down-staging effect of preoperative chemotherapy.
� Does not delay administration of preoperative chemotherapy
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Sentinel node timing: metaSentinel node timing: meta--analyses analyses of resultsof results
sentinel node biopsy timing
Mapping success
False negative rate
Number of patients
Study period
De novo (Giuliano)
96.4% 7% 8,059 1970-2003*
Post systemic therapy (Kelly
89.6% 8.4% 1,799 2000-2007
Reports since 2003 include and additional ~10,000 women with mapping success >96% & false negative rate 5-10%
SN post neoadjuvant therapySN post neoadjuvant therapy
MetaMeta--analysis: 1794 patients, 24 trials, 2000analysis: 1794 patients, 24 trials, 2000--20072007
Kelly AM et. al. Acedemic Radiol 2009
Summary success rate 89.6%, (95% CI 86-92%)
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False negative rate sentinel node False negative rate sentinel node post neopost neo--aduvant therapyaduvant therapy
Kelly AM et. al. Acedemic Radiol 2009
Summary false negative rate 8.4%, (95% CI 6.4-10.9)
4/1/2011 JSV/Kirkpatrick KK et. al. SABCS 2010
Axillary ultrasound for prediction of Axillary ultrasound for prediction of nodal diseasenodal disease
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Axillary US & MSKCC Axillary US & MSKCC nomogramnomogram
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JSV/kirkpatricj
Kirkpatrick KK et. al. SABCS 2010
Assessment of the axilla in the setting Assessment of the axilla in the setting of neoadjuvant systemic therapy of neoadjuvant systemic therapy requires multidisciplinary discussionrequires multidisciplinary discussion
� Consider pre-op SN if
◦ Will establish indication for chemotherapy
◦ Will alter plans for radiotherapy
� Pre-therapy US + needle bx may establish nodal disease
� Post-therapy SN appropriate for
◦ Patients clearly needing chemotherapy for systemic risk management
◦ With radiotherapy consultation
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SummarySummary� Sentinel node biopsy is the standard of care for the node negative patient.
� The value of axillary clearance in patients with low-volume axillary disease is decreasing.
◦ ACOSOG Z0011 results show no benefit for women with 1-2 positive sentinel nodes.
� Axillary clearance is standard of care for SN +
◦ women undergoing mastectomy,
◦ those with clinically positive axillae,
◦ gross extranodal extension
◦ Following neoadjuvant systemic therapy
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