supporting guidance for the trade union (facility time ... · required to report the total number...
TRANSCRIPT
Supporting Guidance for the Trade Union
(Facility Time Publication Requirements)
Regulations 2017
Effective from 1 April 2017
Public Sector Facility Time Publication Requirements Guidance
2
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Public Sector Facility Time Publication Requirements Guidance
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Contents
Foreword .................................................................................................................................. 4
Introduction ............................................................................................................................. 5
Overview ................................................................................................................................ 5
Facility Time........................................................................................................................... 5
Who is in scope? ................................................................................................................... 5
Publication Requirements ...................................................................................................... 6
Timescales ............................................................................................................................ 7
Process for publishing data .................................................................................................... 7
Annual Report and Accounts ................................................................................................. 7
Data collection requirements ................................................................................................. 8
Data to be collected ............................................................................................................... 8
Frequently Asked Questions .................................................................................................. 9
Resources .............................................................................................................................. 10
Annex A ................................................................................................................................. 11
Facility Time Publication Requirements ............................................................................... 11
Annex B ................................................................................................................................. 13
Glossary of terms ................................................................................................................. 13
Annex C ................................................................................................................................. 16
Guidance for Local Authorities, school academies and other organisations in cost-sharing
arrangements with Local Authorities .................................................................................... 16
Principles ............................................................................................................................. 16
Public Sector Facility Time Publication Requirements Guidance
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Foreword
The Trade Union (Facility Time Publication Requirements) Regulations 2017 came into force on
the 1st April 2017. These regulations place a legislative requirement on relevant public sector
employers to collate and publish, on an annual basis, a range of data on the amount and cost of
facility time within their organisation.
During the passage of the Trade Union Act, the Government committed to develop guidance to
help employers meet this new legislative requirements and, to ensure a high level of transparency
and consistency across organisations. We hope that this document, which has been written with
input from a range of employers, Trade Unions and the TUC will assist organisations to fully
comply with the duties prescribed under the regulations.
Trade Unions play an important role in the modern workplace. There are significant benefits to
both employers and employees when organisations and unions work together effectively, but
facility time within the public sector must be accountable and represent value for money.
The regulations provide a framework for open and transparent monitoring. Greater accountability
has already been introduced within the Civil Service, resulting in sensible savings. If replicated
across the public sector, estimated savings of up to £100 million could be realised. The
government supports demonstrating effective use of taxpayer’s money.
Rt Hon Oliver Dowden MP
Minister for Implementation, Cabinet Office
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Introduction
Overview
1. This guidance contains information about the Trade Union (Facility Time Publication Requirements) Regulations 2017, which took effect from 1 April 2017. These regulations were laid following the enactment of the Trade Union Act 2016. The Trade Union Act was passed in May 2016; one of the elements of this Act is the requirement for employers in the public sector to publish information on facility time.
2. Trade Unions (TUs) play an important role in the modern workplace and there are
considerable benefits to both employers and employees when organisations and unions
work well together.
3. The purpose of these regulations is to promote transparency and allow for public scrutiny of facility time. They create scope for sensible savings by improving public accountability, which will ensure taxpayers’ money is only spent on justifiable and accountable trade union work that represents value for money.
4. These regulations require relevant public sector employers to collect and publish, on an annual basis, a range of data in relation to their usage and spend of TU facility time in respect of their employees who are TU representatives. The range of data required is detailed later in this guidance, under Publication RequirementsRequirements and Annex
A.
5. These regulations do not apply to devolved Welsh authorities or Northern Ireland.
6. The regulations outline the type and range of data that organisations are required to
publish. Whilst many organisations already record facility time, the requirement to publish
externally is likely to be new.
Facility Time
7. Facility Time is the provision of paid or unpaid time off from an employee’s normal role to
undertake TU duties and activities as a TU representative. There is a statutory
entitlement to reasonable paid time off for undertaking union duties. There is no such
entitlement to paid time off for undertaking activities. TU Duties and activities are defined
in Annex B – Glossary of terms.
8. It is recommended to have an agreement which sets out the amount of time off that can be provided whilst recognising fluctuations in use may occur depending on demands on time. Both employers and TU representatives have an important role to play in effectively and efficiently managing the use of facility time.
Who is in scope?
9. Most public authorities are in scope. This includes:
An authority listed, or of a description, in Schedule 1 of the regulations
Local authorities; Annex C provides additional information on Local authorities.
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The National Health Service;
Maintained schools and other educational institutions;
Police staff;
any department of the Government of the United Kingdom (excluding the Secret
Intelligence Service, the Security Service and the Government Communications
Headquarters); and
the Scottish Ministers;
10. As outlined in the regulations most advisory bodies/expert panels, regulatory bodies,
bodies funded by a levy on a discrete group in society, or bodies which have a
predominantly commercial focus are not in scope of these regulations.
11. A list of public authorities covered by the regulations can be found at Schedule 1 of the
regulations. This information can be accessed in the
12. Resources section.
13. The regulations only apply to employers that have at least one TU representative and which have more than 49 full time equivalent (FTE) employees during any seven months of a 12 month relevant period.
14. A public authority which is covered under paragraph 9 (above) and fulfils the conditions outline in paragraph 12 (above) must publish the required data. If the authority does not meet the conditions of either one of paragraph 9 or 12, even if it does fulfil the conditions of one of these, then it need not disclose but may do voluntarily.
Publication Requirements
15. The facility time (FT) data that organisations are required to collate and publish under the
2017 regulations are:
Number of employees who were relevant union officials during the relevant period
How many employees who were relevant union officials during the relevant period spent a)0%, b)1 – 50%, c) 51-99% or d)100% of their working hours on facility time
Percentage of the total pay bill spent on facility time
Time spent on paid trade union activities as a percentage of total paid facility time hours
16. Annex A and Annex B include definitions and tables to illustrate the minimum statutory
information required.
17. When using the employee hourly cost to calculate the percentage of the pay bill spent on facility time (see Annex A and Annex B for information on definitions and calculations) it should not be possible to identify individual employees. If this is possible a notional hourly cost should be used instead of the actual hourly cost.
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Timescales
18. These regulations came into force on 1 April 2017. The first publication year runs from 1 April 2017 – 31 March 2018. The data must be published by 31 July 2018 and to the same timeframes every year thereafter.
19. We recommend that organisations put structures in place to collect data at frequent intervals and collate this centrally. This will allow time for data to be checked and ensure you are able to publish robust, complete data at the end of the relevant period.
Process for publishing data
20. Organisations are required to publish this information on a website maintained by or on behalf of the employer before 31st July each year.
21. If organisations currently produce an Annual Report and Accounts (ARAs), facility time data must also be included in the report covering the relevant period.
22. Organisations are also required to publish this data on a website maintained by or on
behalf of the Government by 31st July each year.
23. The Cabinet Office is developing a central reporting service to enable organisations to publish their data on a website maintained by or on behalf of the Government.
24. This service will go live on the 1st July and be accessible from within gov.uk.
Annual Report and Accounts
25. In ARAs, disclosures should be included in the Staff Report. If a disclosing body prefers to refer to the SI in the staff report and then include the form (found at Annex A) as an annex elsewhere in the accounts that would also fulfil the requirements.
26. Disclosures for departments must cover the core departments and its Executive Agencies
only. No consolidation is required of any other public sector body within the departmental boundary.
27. No Disclosures are required for prior years.
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Data collection requirements
Data to be collected
28. In order to calculate data for publication you will need to collect information from your TU reps throughout the relevant period.
29. You should ensure that this data is collected, stored and used in accordance with data protection legislation.
Data required Data output
The total number of relevant union officials
you employ
To collect this you will need notification when
one of your employees becomes a TU
representative or ceases to be a TU
representative
Required to report the total number of TU
representatives within the public authority and
should include all TU representatives during
the relevant period.
Working hours Required to calculate the percentage of TU
representatives’ working time spent on facility
time.
Working hours spent on facility time for TU
duties.
This is the total time spent including all duties
(i.e. if a TU representative has more than one
TU role total hours should be recorded)
Used with the working hours data to calculate
the percentage of working time spent on
facility time.
Paid time for TU activities
This is the total working time spent including
all paid activities (i.e. if a TU representative
has more than one TU role total hours should
be recorded)
Used to calculate the percentage of paid
working time spent on TU activities as a
percentage of all paid facility time hours.
To facilitate the correct recording of facility time, line managers and TU representatives will need to record individual facility time usage and submit information as requested to allow your organisation to meet the annual publication requirements.
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Frequently Asked Questions
Q1) What are the key drivers for the Trade Union (Facility Time Publication Requirements)
Regulations 2017?
The Trade Union Act 2016 introduced a number of reforms to Britain’s industrial relations
framework, which are set out in the Trade Union and Labour Relations (Consolidation) Act 1992
(“the 1992 Act”).
The aim of the Trade Union Act 2016 is to modernise the UK industrial relations framework to better support an effective and collaborative approach to industrial relations, balancing the interests of TUs with interests of the wider public sector.
These facility time regulations help fulfil these objectives by ensuring that relevant employers publish facility time data in order to promote transparency and public scrutiny of this information.
The regulations provide a framework for open and transparent monitoring. Greater accountability
has already been introduced within the Civil Service, resulting in sensible savings. If replicated
across the public sector, estimated savings of up to £100 million could be realised. The
government supports demonstrating effective use of taxpayer’s money.
Q2) How should we engage with local TUs about the facility time publication
requirements?
We recommend engaging with your local TUs as early as possible to understand what is involved
in collecting and publishing this data and to ensure you are able to meet the statutory
requirements.
Q3) What is the process if an employee becomes a relevant TU representative within the
relevant period, how do we record/ report on this?
If an employee becomes a relevant TU representative within the relevant period they should be
included within the total number of employees who were relevant TU officials, irrespective of
when during the relevant period they undertook this role. The same applies to any employee who
steps down as a relevant TU representative during the relevant period. Any time the employee
spent on facility time should be counted when calculating the percentage of time and percentage
of the pay bill for the overall facility time figure. If TU representatives change during a relevant
period this may mean that the number of employees who were TU officials during the relevant
period is greater than the number of TU officials in the role at any one time.
In other words, the disclosure requires that you report the total number of employees who were a
relevant official in the period (not a monthly average), regardless of who becomes and who steps
down as a union official.
Q4) Should organisations require TU representatives/ line managers to record their
category of TU official and the types of duties undertaken?
Under the regulations organisations are only required to record and report on the information as set out in the publication requirements (Annex A) which does not include the number of representatives by type or categories of TU duties.
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Q5) Should organisations record additional data – for example a breakdown of TU duties
or the details of TU activities that TU Representatives have been given paid time off for?
Under the regulations public sector organisations are only required to record and report on the information set out in Schedule 2 from 1 April 2017. (Annex A).
Resources
The Trade Union (Facility Time Publication Requirements) Regulations 2017 [Statutory Instrument]
The Trade Union (Facility Time Publication Requirements) Regulations 2017 [Statutory Instrument]
Trade Union and Labour Relations (Consolidation) Act
https://www.legislation.gov.uk/ukpga/1992/52/contents
Trade Union Act 2016 http://www.legislation.gov.uk/ukpga/2016/15/contents/enacted
Trade Union (Facility Time Publication Requirements) Regulations 2017 Explanatory Memorandum
Explanatory Memorandum
Central Publication Service Available on gov.uk from the 1st July.
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Annex A
Facility Time Publication Requirements
The facility time data that organisations are required to collate and publish under the new regulations is shown below. We have included tables to illustrate the information required. Table 1
Relevant Union Officials
What was the total number of your employees who were relevant union officials during the relevant
period?
Number of employees who were relevant union officials during the relevant period
Full-time equivalent employee number
Table 2
Percentage of time spent on facility time
How many of your employees who were relevant union officials employed during the relevant period
spent a) 0%, b) 1%-50%, c) 51%-99% or d) 100% of their working hours on facility time?
Percentage of time Number of Employees
0%
1-50%
51-99%
100%
Table 3
Percentage of pay bill spent on facility time
Provide the figures requested in the first column of the table below to determine the percentage of
your total pay bill spent on paying employees who were relevant union officials for facility time
during the relevant period.
First Column Figures
Provide the total cost of facility time
Provide the total pay bill
Provide the percentage of the total pay bill
spent on facility time, calculated as:
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(total cost of facility time ÷ total pay bill) x 100
Table 4
Paid trade union activities
As a percentage of total paid facility time hours, how many hours were spent by employees who
were relevant union officials during the relevant period on paid trade union activities?
Time spent on paid trade union activities as a
percentage of total paid facility time hours
calculated as:
(total hours spent on paid trade union
activities by relevant union officials during the
relevant period ÷ total paid facility time hours)
x 100
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Annex B
Glossary of terms
Term Definition
Relevant public sector
employer Regulation 7 defines what is a relevant public sector employer. This specifies:
Government departments, which include executive
agencies and non-ministerial departments (other than
the Secret Intelligence Service, the Security Service and
the Government Communications Headquarters)
the Scottish Ministers and
public authorities described or listed in Schedule 1 of the
regulations
TU representative A relevant union official; ie:
(a) a trade union official within the meaning of section 119 of
the Trade Union and Labour Relations (Consolidation) Act 1992
(TULRCA);
(b) a learning representative of a trade union, within the
meaning of section 168A(11) TULRCA;
(c) a safety representative appointed under regulations made
under section 2(4) of the Health and Safety at Work etc Act 1974
Relevant period A period of 12 months beginning with 1 April, the first relevant
period starts on 1 April 2017.
Total pay bill Is the total amount of
(the total gross amount spent on wages) + (total pension
contributions) + (total national insurance contributions) during
the relevant period.
Full Time Equivalent
(FTE) employee number
The number of relevant trade union officials expressed as the
number of full time equivalent employees.
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Calculated by establishing the number of full time employees
and adding to that number a fraction in respect of those
employees who are not full time.
(total number of full time employees) + (the total fractions of
full time employee hours worked by all employees who are not
full time).
Working Hours Any time when an employee is required to be at work in
accordance with their contract of employment.
TU Duties
Duties where there is a statutory right to reasonable paid time
off during working hours to undertake recognised duties and to
complete training relevant to their TU role. This arises under:
(a) section 168, section 168A of the 1992 Act (TULR(C)A)
(b) section 10(6) of the Employment Relations Act 1999;
(c) regulations made under section 2(4) of the Health and Safety at Work etc. Act 1974.
TU Activities
Means time taken off under section 170 (1) (b) of the 1992 Act.
TULR(C)A section 170
There is no statutory entitlement to paid time off to undertake TU activities. However TU representatives are entitled to be granted reasonable unpaid time off to participate in TU activities.
Paid TU Activities
Time taken off for TU activities under section 170 (1) (b) of the
1992 Act in respect of which a TU representative receives
wages from the relevant public sector employer.
There is no statutory entitlement to paid time off to undertake
activities.
Total paid facility time
hours
Total number of hours spent on facility time by TU
representatives during a relevant period.
Does not include hours attributable to time taken off under
section 170(1)(b) of the 1992 Act in respect of which a TU
representative does not receive wages.
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Hourly cost For each employee:
(the gross amount spent on wages) + (pension contributions)
+ (national insurance contributions) divided by the number of
hours during the relevant period.
Total cost of facility time For each employee who was a TU representative during the
relevant period, facility time cost is calculated by:
(Hourly cost for each employee x number of paid facility time
hours)
Total facility time cost is calculated by adding together the
amounts produced by the calculation of facility time cost for
each employee.
In calculating this figure the wages of any employee who can
be identified from the information being published must be
expressed as a notional hourly cost to represent the
employee’s wages.
Local authority A full list of organisations defined as local authorities can be
found in Schedule 1 of the regulations Schedule 1
Local Authority Employees
Central function
employees Employees of the authority or Council other than
a) its fire and rescue function employees; and
b) its education function employees
Education function
employees
Persons employed by virtue of section 35(2) of the Education
Act 2002 (staffing of community, voluntary controlled,
community special and maintained nursery schools);
Fire and rescue function
employees
Employees employed to carry out functions that the authority
or Council has because it is a fire and rescue authority (see
section 1 of the Fire and Rescue Services Act 2004)
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Annex C
Guidance for Local Authorities, school academies and other organisations in
cost-sharing arrangements with Local Authorities
1. As set out in the regulations, Local Authorities (LA’s) must publish data separately for these categories:
Central function employees
Education function employees
Fire and rescue function employees
2. Separately means publishing the information as if the employer were a separate employer for each category of employees.
3. LA’s are already subject to a duty to publish certain information regarding facility time usage within their organisation under the Local Government Transparency Code (LGTC). These regulations are separate and additional to the requirement to publish under the LGTC.
4. LA’s may however choose to meet the requirements of both the LGTC and these regulations in one set of published figures as long as that publication meets the minimum requirements of both publication regimes. This may be the preferred option to avoid duplicated effort. For example, publication under these regulations, with the addition of the publication of the details all trade unions represented in a LA should cover the requirements of both regimes.
Principles
5. Some LA’s currently meet their statutory obligations to provide facility time to union reps by pooling resources to cover the time spent by trade union reps across a number of different employers. Equally, LA’s may arrange their internal resources so that a particular trade union representative (or representatives) based in one of its three functions acts as a trade union representative across two or three of its functions. For example, a LA may employ a trade union representative within its fire and rescue function who undertakes union duties and activities for the LA’s central function, education function and/or 2 local school academies. The following guiding principles have been agreed to assist with the collection and publication of their facility time data in these circumstances.
6. The principles apply in respect of the tables found at Annex A which are taken from the regulations themselves.
For tables 1 and 2: Only the employer of the trade union rep should provide the required data. Where the body responsible for reporting is a LA, the LA should only include in its returns for each of the three functions, data relating to trade union reps employed within their respective functions.
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o For example, trade union reps employed within a LA’s education function who carry out activities across the other two local authority functions should only be included in the returns for the education function.
o The same applies if such a union rep also carries out duties/activities for one or more school academy under cost sharing arrangements.
For table 3, any monies a relevant public sector employer spends or contributes towards paid facility time hours should be included in their return. This should:
o For LAs, be broken down and reported by function. o Include any monies paid into a shared pot. LA’s should apportion monies
paid by the LA into a ‘central’ pot between its three functions. o If the LA is reimbursed for some/all of its facility time costs by other public
authorities using LA-employed union representatives, then that amount can be subtracted from the LA’s overall facility time spend prior to apportionment across its three functions.
For table 4, only the employer of the trade union rep that carries out paid trade union activities should include the required information. Where the body responsible for reporting is a LA, the information is to be provided in respect of the particular LA function within which the trade union rep is employed.
o Where a trade union rep carries out paid trade union activities relating to matters beyond the immediate interest or concern of the employer or, where the employer is the LA, the specific function in which they are employed, this information must be captured within the published figures by the union reps employer.
7. The principles underpinning the recommended approach for table 3 reflect the fact that some organisations in scope are seeking to comply with their statutory duties to provide paid facility time by pooling resources to contribute towards the cost of another employer’s union representative. This is an arrangement that is not recognised under the legislation as one which discharges the duty to provide paid facility time given that the legislative duty relates to a particular employer’s own employees who are relevant union officials/representatives.
8. For example, if employer A pools resources with another employer, B, to fund some or all of the cost of employer B’s trade union rep employees with a view to such union reps carrying out union duties in respect of employer A, it is assumed employer A would see this funding as discharging its statutory duties to provide paid facility time even though it is not employing the union rep in question. It therefore seems justifiable for an employer who claims to be discharging its statutory obligations to provide for paid facility time in this non-standard way to report on the basis that the funding it provides under a cost sharing arrangement equates to its facility time spend for the purposes of calculating the total cost of facility time. Authorities are encouraged to meet their publication requirements under the regulations in this manner.
Example 1
9. The following is an example of how a LA that employs two union reps, one within its central function and one within its educational function who carry
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out activities across a number of organisations, (including legally distinct employers such as school academies) under a cost sharing arrangement would obtain and publish the required information.
10. It is recognised that this example will not apply to every scenario, but is intended as one illustration to assist LA’s when preparing their data for publication.
For tables 1 and 2 as the LA is the body responsible for publishing the facility time for the two union reps, they would be responsible for capturing this information. When publishing central function data they would include one union rep for table 1 and would include the total percentage of their time spent on facility time for table 2. They would do the same when publishing as the educational function in respect of the second union rep. For the fire and rescue function they would not publish any data as there are no employed union reps in the fire and rescue function.
o Other (legally distinct) employers, for example, a school academy, that use the services of the union reps employed by the LA under cost sharing arrangements, would not capture this information in their own published data.
For table 3, as the LA is part of a cost sharing arrangement to cover the costs of the union reps salary, the amount they contribute towards this agreement would be considered the total cost of facility time for that LA. As the LA is required to publish by function, the total amount they contribute towards the upkeep of the two reps would need to be divided between the three functions. All three functions would carry out the required calculation using this figure and the total cost of the LA’s pay bill apportioned into the three functions. These final figures would then be published by the LA.
o Other legally distinct employers (e.g. a school academy) that use the services of the union reps would also need to publish the total amount they contributed towards the cost sharing arrangements as the total cost of facility time in order to carry out the required calculation.
For table 4, as the LA employs both union reps, they will be responsible for capturing the required information. To do this they will need to capture the total paid facility time hours the TU rep undertook, both for the LA and any other (legally distinct) organisation which is part of the cost sharing arrangement, as well as the total number of hours spent on paid trade union activities. When the authority reports under the education function it would include the above information for the union rep employed within this function. They would follow the same process for the central function as well. The fire and rescue function does not employ any union reps and would therefore have nothing to publish in this table.
o Other legally distinct organisations (e.g. academies) that use the services of the two union reps employed by the LA, would not need to capture this information in their own published data as they are not the employers.
o If the paid trade union activities were for the benefit of a particular aspect of the TU reps work, i.e. they clearly carried out activities on behalf of the fire and rescue function despite not being employed within the fire and rescue function, then LA’s are encouraged to explain this in any accompanying narrative published.
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Example 2
11. The following is an example of how a LA would complete the table found in Schedule 2.
12. In this example, the LA:
Is reporting for its educational function only.
Employs 3 TU representatives in total. Two within their educational function and one within their central function.
i. All three are full time and carry out 50% (18.5hrs p/w) of their time on facility time.
ii. All three have carried out 4 hours’ worth of paid trade union activities each during the relevant period.
iii. All three spent 962 hours each carrying out facility time over the relevant period.
Is part of a cost sharing arrangement with a number of legally distinct school academies, whereby the reps from all three functions carry out union rep work within these school academies, spending more or less the same amount of time each on such work
Has a total organisational pay bill of £1,900,000 within the relevant period. i. Has a total facility time cost of £60,000 for the 3 TU representatives. ii. Receives £10,000 from the cost sharing arrangement from school
academies using the services of the 3 TU representatives.
Table 1: Education function return
Relevant Union Officials
What was the total number of your employees who were relevant union officials during the relevant
period?
Number of employees who were relevant union officials during the relevant period
Full-time equivalent employee number
2 2
Table 2
Percentage of time spent on facility time
How many of your employees who were relevant union officials employed during the relevant period
spent a) 0%, b) 1%-50%, c) 51%-99% or d) 100% of their working hours on facility time?
Percentage of time Number of Employees
0% 0
1-50% 2
51-99% 0
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100% 0
Table 3
Percentage of pay bill spent on facility time
Provide the figures requested in the first column of the table below to determine the percentage of
your total pay bill spent on paying employees who were relevant union officials for facility time
during the relevant period.
First Column Figures
Provide the total cost of facility time ((total facility time spend for LA ÷ number of
reps) x number of reps in the education
function) - (total cost received by academies ÷
total number of reps in the LA) x (the number
of reps in the education function) = £33,333
Provide the total pay bill total pay bill for LA ÷ number of functions =
£633,333
Provide the percentage of the total pay bill
spent on facility time, calculated as:
(total cost of facility time ÷ total pay bill) x 100
0.05%
Table 4
Paid trade union activities
As a percentage of total paid facility time hours, how many hours were spent by employees who
were relevant union officials during the relevant period on paid trade union activities?
Time spent on paid trade union activities as a
percentage of total paid facility time hours
calculated as:
(total hours spent on paid trade union
activities by relevant union officials during the
relevant period ÷ total paid facility time hours)
x 100
0.41%