superior profiles v. nox-crete products group et. al
TRANSCRIPT
8/13/2019 Superior Profiles v. Nox-Crete Products Group Et. Al.
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COMPLAINT FOR DECLARATORY RELIEF
Doug as H. Morse urg (SBN 12 205)[email protected] M. Lloyd (SBN 242224)[email protected] MAK & ANDERSON100 Corson Street, Third FloorPasadena, CA 91103-3842Tel: 626.796.4000Fax: 626.795.6321
Attorneys for Plaintiff Superior Profiles, Inc.
UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF CALIFORNIA
WESTERN DIVISION
SUPERIOR PROFILES, INC., aCalifornia corporation,
Plaintiff,
v.
NOX-CRETE PRODUCTSGROUP, INC., a Nebraska
corporation, and DOES 1-10,inclusive,Defendants.
C SE NO. CV1 -1197
COMPLAINT OF SUPERIORPROFILES INC. FOR DECLARATORYRELIEF REGARDING U.S. PATENTNO. 7,797,899
REQUEST FOR JURY TRIAL
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1
COMPLAINT FOR DECLARATORY RELIEF
Superior Profiles, Inc., through its attorneys Sheldon Mak & Anderson,
alleges as follows:
PARTIES
1. Superior Profiles, Inc. (hereafter “Plaintiff” or “Superior ”) is a
corporation duly organized and existing under the laws of the State of California
and having its principal place of business within the County of Los Angeles.
2. Nox-Crete Products Group, Inc. (hereafter “Nox-Crete”) is, upon
information and belief, a corporation duly organized and existing under the laws of
the State of Nebraska. Upon further information and belief, Nox-Crete is the owner
by assignment of U.S. Patent No. 7,797,899 (hereafter the “‘899 Patent”). A copy
of the ‘899 Patent is attached as Exhibit “A”.
3. On information and belief, the defendants sued herein as Does 1-10 are
individuals and entities whose names and identities are currently unknown to
Plaintiff and who are engaged in the acts described below. Plaintiff will amend its
complaint to identify these individuals or entities as soon as their identities become
known.
4. Plaintiff is informed and believes and, based thereon it alleges, that at
all times relevant to this complaint, there existed a relationship between each of the
defendants in the nature of a joint venture, partnership, principal and agent,
employer and employee, master and servant, aider and abettor, and principal and/or
conspirator. Each and every act of each of the defendants was duly authorized or
ratified by each of the other defendants and carried out within the course and scope
of such relationship. Hereafter, defendants Nox-Crete and Does 1-10 shall be
referred to collectively as “Defendants.”
JURISDICTION AND VENUE
5. The Court has subject matter jurisdiction over this action pursuant to
28 U.S.C. §§ 1338, 2201 and 2202 in that there is an actual controversy between
Superior and the Defendants regarding their rights with respect to the ‘899 Patent.
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2COMPLAINT FOR DECLARATORY RELIEF
6. The Court has personal jurisdiction over the Defendants because, upon
information and belief, they conduct business in this forum continuously and
systematically and they sell or cause to be sold in this forum products which are
allegedly covered by the ‘899 Patent.
7. Venue in this district is proper under 28 U.S.C. §§ 1391(b) and (c) in
that a substantial part of the events giving rise to the within claims occurred here.
BACKGROUND FACTS
8. Plaintiff is a manufacturer of plastic extrusions for customers
throughout the United States.
9. On November 7, 2013, Nox-Crete caused to be sent to Plaintiff a letter
(the “November 7 Letter”) claiming that Plaintiff was selling a product (the “Saw
Cut Cover”) designed to be inserted into saw-cut crack control joints that infringes
the ‘899 Patent. A true and correct copy of the November 7 Letter is attached
hereto as Exhibit “B”. On information and belief, the remaining defendants
consented to and ratified the sending of the November 7 Letter.
10. Plaintiff denies that the Saw Cut Cover infringes any valid,
enforceable claim of the ‘899 Patent and it alleges, on information and belief, that
each and every claim of the ‘899 Patent is invalid and/or unenforceable. By
“invalid,” Plaintiff means that each of the claims is invalid for any of the reasons a
patent can be declared invalid, including failure to meet the provisions of
35 U.S.C. §§ 101, 102, 103, and 112.
FIRST CLAIM
(Against All Defendants for Judicial Declaration of Non-Infringement,
Invalidity and/or Unenforceability – Dewhirst Patent)
11. Plaintiff incorporates in this paragraph by reference each and every
allegation contained in paragraphs 1-10, above.
12. Superior is informed and it believes and, on that basis it alleges, that
some or all of Nox-Crete’s claims are barred because Nox-Crete committed fraud
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3COMPLAINT FOR DECLARATORY RELIEF
on the United States Patent and Trademark Office (“PTO”) by, among other things,
failing to inform the PTO of issued United States Patent no. 2,156,681 (hereinafter
the “Dewhirst Patent”) which was filed on June 18, 1936 and published on May 2,
1939. A copy of the Dewhirst Patent is attached hereto as Exhibit “C”.
13. The filing and publication dates of the Dewhirst Patent are both prior
to the filing date of the ‘899 Patent. Moreover, the Dewhirst Patent completely
discloses the subject matter of the claims of the ‘899 Patent, as a consequence of
which the claims of the ‘899 Patent are invalid. In addition, the Dewhirst Patent
constitutes material prior art which should have been disclosed to the PTO in
connection with the prosecution of the application for the ‘899 Patent.
14. Superior is informed and it believes and, on that basis it alleges, that
Nox-Crete and one of the two named inventors on the ‘899 Patent, Carl Linn
(“Linn”), were aware of the Dewhirst Patent during the pendency of the application
for the ‘899 Patent. Nox-Crete and Linn owed a duty of disclosure to the PTO
under 37 C.F.R. § 1.56 in connection with the prosecution of the ‘899 Patent.
15. On further information and belief, Nox-Crete and Linn intended to
deceive the PTO by intentionally failing to disclose the Dewhirst Patent to the PTO.
Had Nox-Crete and/or Linn disclosed the Dewhirst Patent to the PTO, the PTO
would not have issued the ‘899 Patent.
16. Based upon the foregoing, the ‘899 Patent is invalid and/or
unenforceable due to, among other things, inequitable conduct committed during
the course of the prosecution of the application leading to the issuance of the ‘899
Patent.
17. On information and belief, at the time Nox-Crete caused the November
7 Letter to be sent to Superior, Nox-Crete and the remaining Defendants knew or
should have known that the ‘899 Patent is invalid and/or unenforceable for one or
more of the reasons set forth above. Nox-Crete has, however, in bad faith, and/or in
reckless disregard of the invalidity and/or unenforceability of the ‘899 Patent,
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4COMPLAINT FOR DECLARATORY RELIEF
charged Superior with patent infringement, thereby making this case an exceptional
within the meaning of 35 U.S.C. § 285.
18. As set forth above, an actual controversy exists between Plaintiff and
Defendants as to the validity, enforceability, and infringement of the ‘899 Patent
and Superior is entitled to a declaration as to the parties’ rights with respect to it.
SECOND CLAIM
(Against All Defendants for Judicial Declaration of Non-Infringement,
Invalidity and/or Unenforceability – Smith Patent)
19. Plaintiff incorporates in this paragraph by reference each and every
allegation contained in paragraphs 1-10 and 16-18, above.
20. Superior is further informed and it believes and, on that basis it
alleges, that some or all of Nox-Crete’s claims are barred because Nox-Crete
committed fraud on the PTO by, among other things, failing to inform the PTO of
issued United States Patent no. 3,604,169 (hereinafter the “Smith Patent”) which
was filed on June 2, 1969 and published on September 14, 1971. A copy of the
Smith Patent is attached hereto as Exhibit “D”.
21. The filing and publication dates of the Smith Patent are both prior to
the filing date of the ‘899 Patent. Moreover, the Smith Patent completely discloses
the subject matter of the claims of the ‘899 Patent, as a consequence of which the
claims of the ‘899 Patent are invalid. In addition, the Smith Patent constitutes
material prior art which should have been disclosed to the PTO in connection with
the prosecution of the application for the ‘899 Patent.
22. Superior is informed and it believes and, on that basis it alleges, that
Nox-Crete and Linn were aware of the Smith Patent during the pendency of the
application for the ‘899 Patent. Nox-Crete and Linn owed a duty of disclosure to
the PTO under 37 C.F.R. § 1.56 in connection with the prosecution of the ‘899
Patent.
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5COMPLAINT FOR DECLARATORY RELIEF
23. On further information and belief, Nox-Crete and Linn intended to
deceive the PTO by intentionally failing to disclose the Smith Patent to the PTO.
Had Nox-Crete and/or Linn disclosed the Smith Patent to the PTO, the PTO would
not have issued the ‘899 Patent.
THIRD CLAIM
(Against All Defendants for Judicial Declaration of Non-Infringement,
Invalidity and/or Unenforceability – Mass Patent)
24. Plaintiff incorporates in this paragraph by reference each and every
allegation contained in paragraphs 1-10 and 16-18, above.
25. Superior is further informed and it believes and, on that basis it
alleges, that some or all of Nox-Crete’s claims are barred because Nox-Crete
committed fraud on the PTO by, among other things, failing to inform the PTO of
issued United States Patent no. 4,362,427 (hereinafter the “Mass Patent”) which
was filed on May 30, 1980 and published on December 7, 1982. A copy of the
Mass Patent is attached hereto as Exhibit “E”.
26. The filing and publication dates of the Mass Patent are both prior to
the filing date of the ‘899 Patent. Moreover, the Mass Patent completely discloses
the subject matter of the claims of the ‘899 Patent, as a consequence of which the
claims of the ‘899 Patent are invalid. In addition, the Mass Patent constitutes
material prior art which should have been disclosed to the PTO in connection with
the prosecution of the application for the ‘899 Patent.
27. Superior is informed and it believes and, on that basis it alleges, that
Nox-Crete and Linn were aware of the Mass Patent during the pendency of the
application for the ‘899 Patent. Nox-Crete and Linn owed a duty of disclosure to
the PTO under 37 C.F.R. § 1.56 in connection with the prosecution of the ‘899
Patent.
28. On further information and belief, Nox-Crete and Linn intended to
deceive the PTO by intentionally failing to disclose the Mass Patent to the PTO.
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6COMPLAINT FOR DECLARATORY RELIEF
Had Nox-Crete disclosed the Mass Patent to the PTO, the PTO would not have
issued the ‘899 Patent.
FOURTH CLAIM
(Against All Defendants for Judicial Declaration of Non-Infringement,
Invalidity and/or Unenforceability – Eyring Patent)
29. Plaintiff incorporates in this paragraph by reference each and every
allegation contained in paragraphs 1-10 and 16-18, above.
30. Superior is further and it believes and, on that basis it alleges, that
some or all of Nox-Crete’s claims are barred because Nox-Crete committed fraud
on the PTO by, among other things, failing to inform the PTO of issued United
States Patent no. 6,219,982 (hereinafter the “Eyring Patent”) which was filed on
February 17, 2000 and published on April 24, 2001. A copy of the Eyring Patent is
attached hereto as Exhibit “F”.
31. The filing and publication dates of the Eyring Patent are both prior to
the filing date of the ‘899 Patent. Moreover, the Eyring Patent completely discloses
the subject matter of the claims of the ‘899 Patent, as a consequence of which the
claims of the ‘899 Patent are invalid. In addition, the Eyring Patent constitutes
material prior art which should have been disclosed to the PTO in connection with
the prosecution of the application for the ‘899 Patent.
32. Superior is informed and it believes and, on that basis it alleges, that
Nox-Crete and Linn were aware of the Eyring Patent during the pendency of the
application for the ‘899 Patent. Nox-Crete and Linn owed a duty of disclosure to
the PTO under 37 C.F.R. § 1.56 in connection with the prosecution of the ‘899
Patent.
33. On further information and belief, Nox-Crete and Linn intended to
deceive the PTO by intentionally failing to disclose the Eyring Patent to the PTO.
Had Nox-Crete disclosed the Eyring Patent to the PTO, the PTO would not have
issued the ‘899 Patent.
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7COMPLAINT FOR DECLARATORY RELIEF
FIFTH CLAIM
(Against All Defendants for Judicial Declaration of Non-Infringement,
Invalidity and/or Unenforceability – Prior Pubic Use)
34. Plaintiff incorporates in this paragraph by reference each and every
allegation contained in paragraphs 1-10 and 16-18, above.
35. Superior is further informed and it believes and, on that basis it
alleges, that at the time Nox-Crete caused the application for the ‘899 Patent to be
filed, Superior had been manufacturing, selling and offering for sale products that
incorporated the invention that is claimed in the ‘899 Patent for more than two
years prior to the filing date of the ‘899 Patent application, as a consequence of
which the claims of the ‘899 Patent are invalid.
36. In addition, the fact that Superior had been manufacturing, selling and
offering for sale products that incorporated the invention that is claimed in the ‘899
Patent for more than two years prior to the filing date of the ‘899 Patent is a
material fact that should have been disclosed to the PTO in connection with the
prosecution of the application for the ‘899 Patent.
37. Superior is informed and it believes and, on that basis it alleges, that at
the time Nox-Crete filed the application for the ‘899 Patent, it and Linn were aware
that Superior had been manufacturing, selling and offering for sale products that
incorporated the invention that is claimed in the ‘899 Patent for more than two
years. Under 37 C.F.R. § 1.56, Nox-Crete and Linn were obligated, but failed, to
disclose that fact to the PTO. On information and belief, Nox-Crete and Linn
intended to deceive the PTO by intentionally failing to disclose that fact to the
PTO. Had Nox-Crete and Linn disclosed that fact to the PTO, the PTO would not
have issued the ‘899 Patent.
PRAYER FOR RELIEF
WHEREFORE, Superior prays:
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8COMPLAINT FOR DECLARATORY RELIEF
1. For a judicial declaration that Superior has not infringed any valid
claims of the ‘899 Patent;
2. For a judicial declaration that the ‘899 Patent is invalid and/or
unenforceable;
3. That Nox-Crete, its assigns and all those in privity with it be enjoined
from asserting the ‘899 Patent against Superior or any of its customers or suppliers;
4. For a finding that this case is exceptional within the meaning of
35 U.S.C. § 285;
5. For an award of attorneys’ fees and costs (including expert fees);
6. For such other and further relief Superior as the Court deems just and
proper.
Dated: February 14, 2014 SHELDON MAK & ANDERSON
By:_/s/______________________Douglas H. MorseburgLaura M. Lloyd
ttorneys or P a nt Super orProfiles, Inc.
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9COMPLAINT FOR DECLARATORY RELIEF
REQUEST FOR JURY TRIAL
Pursuant to Rule 38(a) and (b) of the Federal Rules of Civil Procedure,
Superior hereby requests a trial by jury for all issues so triable.
Dated: February 14, 2014 SHELDON MAK & ANDERSON
By:_/s/______________________Douglas H. MorseburgLaura M. Lloyd
ttorneys or P a nt Super orProfiles, Inc.