supercritical carbon dioxide- assisted nebulization to produce fine particles of stable protein...

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Supercritical Carbon Dioxide-Assisted Nebulization toProduce Fine Particles ofStable Protein Formulations Robert E. Sievers*Center for Pharmaceutical BiotechnologyDept. of Chemistry and Biochemistry University of ColoradoBoulder, Colorado 80309-0215 *Also affiliated with AKTIV-DRY

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Page 1: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Supercritical Carbon Dioxide-Assisted Nebulization toProduce Fine Particles of

Stable Protein FormulationsRobert E. Sievers*Center for Pharmaceutical

BiotechnologyDept. of Chemistry and BiochemistryUniversity of ColoradoBoulder,

Colorado 80309-0215

*Also affiliated with AKTIV-DRY

Page 2: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

The Principle of a New CAN-BD Process: (Carbon Dioxide Assisted

Nebulization with a Bubble Dryer®)• CAN-BD mixes an aqueous solution containing the protein

or drug intimately with CO2 at 100 bar to form an emulsion.

• The emulsion is rapidly expanded to atmospheric pressure through flow restrictor to generate aerosols of microbubbles and microdroplets.

•• The aerosol plume is dried at 1 to 50 。 C as it mixes with

nitrogen or air in the drying chamber.

• Dry fine powders are collected.

Page 3: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Schematic of Bubble Dryer®

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Page 4: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

CAN-BD Mixing TeeDrying Temperature: 1 。 C to 60 。 C

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Page 5: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Aerosol spray of microbubbles and droplets generated by the CAN-BD

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Page 6: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

SEM of particles from CAN-BD (with a

vacuum pump) of an aqueous solution

containing 10% sodium chloride, dried in only 3

seconds

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TEM of a particle from the same batch, confirming that the salt particles are hollow spheres of cubes (“Sodium-

Lite”)

Page 7: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

ROOM-TEMPERATURE-STABLE ANTIBODIES, ANTIBIOTICS, AND

VACCINESStrategy: Dry powders near room temperature for alveolar or nasal administration (or rapid redissolution)

Studies:

“Stabilization and Dehydration of Monoclonal Antibodies”- •Avoid aggregation and create rapidly redissolved microparticles

“Preparation of Stable Dry Powder Formulations of Live Attenuated Virus Vaccines for Nasal Delivery”-

•Use Bubble Dryer ィ to process dry powders of vaccine formulations that are easier

to ship, store and maintain activity.

“Inhalable Antibiotics”•Micronize dry powder antibiotics for delivery to alveoli

Page 8: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Primatized Anti-CD4 Antibody

• Size distribution (by Aerosizer) and SEM of primatized monoclonal antibody micronized by CAN-BD from a buffered solution containing saccharide and surfactant. Dried at 50 。 C.

• Mean diameter = 1.4 オm; with 95% under 3.5 オm• 3.5% H2O (within a day of micronization)

2.0% H2O (after 6 days storage in vacuum desiccator)

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Stephen P. Cape, Ph.D.

Page 9: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Primatized Anti-CD4 Antibody

SEM of primatized monoclonal antibody micronized by CAN-BD.

Micrograph on right is zoomed out view of the one on left.

Stephen P. Cape, Ph.D.

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Page 10: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

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Size exclusion chromatography

Page 11: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Stored Primatized Anti-CD4 Antibody

・ Stored one month at room temperature in a vacuum desiccator without apparent change.

・ TEM confirms particle morphology and indicates lower density in centers.

Stephen P. Cape, Ph.D.

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SEM TEM

Page 12: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

SEM of particles from an aqueous solution containing 0.01% tobramycin sulfate

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Page 13: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

SEM of particles from an aqueous solution containing

0.22% albuterol sulfate.

SEM of needles generated by stirring albuterol sulfate particles in ethanol at room temperature for two hours.

SEM of albuterol sulfate particles after 3 years storage over desiccant.

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Page 14: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

The Effects of Aqueous Solution Concentration on Particle Size

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Page 15: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Some factors that determine particle size

・ ConcentrationDecrease in concentration decreases particle size

・ Diameter of flow restrictor (40 to 175 microns, no significant change in size)

・ Drying temperature

・ Viscosity and surface tension of soln.

・Morphology: Solid vs. hollow particles

Page 16: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

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SEM of particles from 50:50 ovalbumin:trehalose (10% aq. soln.)

TEM

Page 17: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

SEM of particles from CAN-BD of an aqueous solution containing 66% trypsinogen and 33% trehalose (1.5% total solids).

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Joseph A. Villa

Page 18: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

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The Role of Surfactants in Protein Stabilization

・ Surfactants are attracted to the air-liquid interface

・ Likely to compete with the protein for droplet surface sites

・ The surfactant layer has the effect of reducing internal motion and surface turbulence resulting in a smoother particle surface upon dehydration.

• Maa, Y.-F., Costantino, H.R., Nguyen, P.-A., and Hsu, C.C. “The Effect of Operating Conditions and Formulation Variables on the Morphology of Spray-Dried Protein Particles” Pharm. Dev. Tech 2 (1997) 213-223.• Porter, M.R. In “Handbook of Surfactants” 2nd ed. Blackie Academic and Professional, London, UK 1994.• Chang, B.S., Kendrick, B.S., and J.F. Carpenter “Surface-Induced Denaturation of Proteins during Freezing and Its Inhibition by Surfactants” J. Pharm. Sci. 85 (1996) 1325-1330.

Page 19: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

% Apparent Activity of Trypsinogen Upon Rehydration after Bubble Dryer®

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Page 20: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Key Advantages of Bubble Dryer®

・Microbubbles are formed

・ Reduces thermal degradation of conventional spray drying

・ Bubbles dry faster than ice cakes in freeze drying (seconds vs. hours)

・ Redissolution of dried powders is rapid (< 30 sec.)

・ Simultaneous micronization while drying

Page 21: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

The best temperaturewindow for rapid drying

WITHOUT thermaldegradation or exceeding

the glass transitiontemperature is:

1 。 C to 50 。 C

Page 22: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Aktiv-Dry™ uses a bubble dryer®to avoid the drawbacks oftraditional drying methods

・Much faster than freeze-drying

(seconds vs. hours)

・ Dries at lower temperature than conventional spray-drying

(0 to 50 °C vs. much higher temperatures)

・ Enzymes, pharmaceuticals, and vaccines retain activities

Page 23: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

SEM of crystalline palmitic acid particles generated by CAN-BD

from an ethanolic solution containing 4% palmitic acid

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Page 24: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

TEM of silica particles from a suspension in water

dried in the Bubble Dryer®

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Page 25: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

The CAN-BD process is based on the methods invented and developed by Sievers, Carpenter, and coworkers,

licensed to AKTIV-DRY™・ Sievers, R.E. and Karst, U. US Patent 5639441 (1997)・ Sievers, R.E. and Karst, U. US Patent 6095134 (2000)・ Sievers, R.E., Sellers, S.P. and Carpenter, J.F., WO

00/75281-A2 (2001); national phase entered in US, UK, Japan, Australia, China, Italy, Spain, Germany, France, Switzerland, etc.

・ Sievers, R.E. European patent 0677332 B2, Feb.27, 2002; registered in UK, Germany, France, Switzerland.

・ Other patent applications have been filed that are divisionals of the CAN-BD patent filed April 8, 1994, and the European application.

Page 26: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

AKTIV-DRY™ Participants,Advisors and Collaborators

• John Carpenter, Ph.D., CU School of Pharmacy• Bob Sievers, Ph.D., CU Chemistry and Biochemistry Dept.• Eric Sievers, M.D., U Washington Medical School, and Fred

Hutchinson Cancer Research Center• Michael Routh, Ph.D., CEO, Ionics Inc. Instrument Business Group• Misha Plam, Ph, D. former CEO of Sievers Instruments, Inc. (which

was acquired by Ionics, Inc.)• Brian Quinn, M.B.A., Ph.D., investor and start-up executive• Ted Randolph, Ph.D., CU Chemical Engineering Dept.• Paul Brauer, M.S., CEO of Temco Instruments, Inc.• Others to be named

Page 27: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

New Home of ACTIV-DRY™

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Page 28: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Bubble Dryer®

Model BD-500

Manufactured

by Temco

Instruments

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Page 29: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Conclusions• A new nebulization method (CAN-BD) has been presented

that can generate fine pharmaceutical particles (1-3 µm) suitable for use in a dry powder inhaler (DPI) or metered dose inhaler (MDI).

• Drying requires only seconds and no organic solvents are needed.

• The method is based on mixing CO2 and an aqueous or organic solution at room temperature and 100 bar, and then expansion of the microemulsion into a drying chamber at 0 to 70°C and below or near atmospheric pressure.

• Retention of enzymatic activity results when certain stabilizing sugars and surfactants are present.

Page 30: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Conclusions, cont.• Since the entire nebulization and drying method is

carried out at lower temperatures than in other conventional spray drying processes, it is applicable to many temperature-sensitive pharmaceuticals, vaccines, Mab and proteins.

• Particle formation is in thin walled drying chambers near atmospheric pressure; no high pressure autoclaves are required.

• The usually preferred process is continuous rather than batch; the Colorado patents claim both methods.

• For room temperature stable powders, dry at temperatures near room temperature.

Page 31: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

AcknowledgementsFinancial and in-kind support of research has been provided by:

– AKTIV-DRY– Bayer– Boehringer-Ingelheim– MedImmune (Aviron)– Ionics (Sievers Instrument Co.)– Temco Instruments– GlaxoSmithKline– Genentech– Aventis– Spire– Colorado Tobacco Research Fund– CU

Page 32: Supercritical Carbon Dioxide- Assisted Nebulization to Produce Fine Particles of Stable Protein Formulations Robert E. Sievers* Center for Pharmaceutical

Acknowledgements, cont.The data reviewed are based on the work of the students,post-

docs, and associates of Bob Sievers and John Carpenter:

Uwe KarstDean LiangTom WalshPaul KluetzScott SellersSteve CapeTed Randolph

Eric Sievers, M.D.Joseph VillaHelena MeresmanGuenter EnglingJanelle KawamotoPaul BrauerHung-yi Chang

Ed HuangGraham ClarkConrad StoldtMiranda EvansScott VermeerBrian Quinnand others