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Sun Corridor JPAC – May 2017
Caliber’s Reg A+ Review
Joint Planning Advisory Council
Learn MoreVisit us at:
www.CaliberCo.com
www.CaliberCo.com
Sun Corridor – Joint Planning Advisory Council
Unleash Our Business’ 2
34 percent of the U.S. private sector workforce and in 2010 contributed $3.8 trillion to the
nation’s gross domestic product. The U.S. middle market would be, by itself, the fourth-largest
economy in the world, just behind Japan. ~ GE Capital
A recent survey by GE Capital and The Ohio State University’s Fisher College
of Business found that 55 percent of middle market businesses do not have
sufficient access to capital. ~ GE Capital
“Jeffrey Immelt…Job creation, by and large, has come from growth companies
going through the $10 million revenue barrier up to $1 billion and beyond.”…[aka
Middle Market Companies] ~ GE Capital
www.CaliberCo.com
Sun Corridor – Joint Planning Advisory Council
What Is?
REG A+
3Regulation A+ is an update
to an existing SEC Rule
Went into effect on
June 19th, 2015.
Companies can now
raise $50,000,000 Per
Year as a “Public
Company Light”
Companies can
transform customers
into shareholders
Allows for an ‘onramp’ to
further growth – OTC,
NYSE or NASDAQ
www.CaliberCo.com
Sun Corridor – Joint Planning Advisory Council
Regulators Hit The Breaks 4
“'Supersized' fines put FINRA on pace for record year
[2016]…69% increase on 2015's total $94 million.”
“Small firms simply cannot keep pace
with the cost of investments in
technology and staff…”
“2017 to be year of independent broker-
dealer mergers”
www.CaliberCo.com
Sun Corridor – Joint Planning Advisory Council
Raising Capital: Methods5
Category Rule
Public Solicitation Not Permitted
Investors Accredited Only*
Availability Not widespread
Marketplace? Non-existent
Transparency Low or None
Conclusion Ineffective
Reg D 506 (B)
The Old Way
Category Rule
Public Solicitation Yes!
Investors Everybody!
Availability Just Beginning
Marketplace Being Built
Transparency Public Company
Conclusion Transformational
Reg A+
The Private-Public Bridge
Category Rule
Public Solicitation Yes!
Investors Accredited Only
Availability Growing Rapidly
Marketplace Being Built
Transparency Improving
Conclusion Big Opportunity
Reg D 506 (C)
The New Way
VARIOUS FEE STRUCTURES
UNDER DIFFERENTPUBLIC MARKETS
& LISTING VENUES
Regulation A+ offers a truncated public
offering timeframe in addition to reduced
filing and annual fess.
www.CaliberCo.com
Sun Corridor – Joint Planning Advisory Council
ARIZONA Success Story 7
Caliber, Founded in 2009, Headquartered
in Scottsdale, Arizona
Zero start-up capital to $250,000,000 in assets
under management in 8 years
Employment now exceeding 650 full and part
time personnel
Caliber will utilize Reg A+ to transition from
private to public markets
$20M in fresh public capital will drive the company to $2B in
AUM and increase employment by 5x-7x
AnotherSuccessStory?Autoline, Founded in 2004, Headquartered in Mesa,
Arizona
Innovative, best-in-class auto parts
manufacturer
95% of manufacturing completed overseas in
2012
Autoline could utilize Reg A+ to move
manufacturing to USA
$20M in capital produces 10x – 15x employee
growth, over $30M in revenues, and an AZ
manufacturing and exporting success story
AUTOLINE
INDUSTIES
W W W . C A L I B E R C O . C O M 10
AUTOLINE INDUSTRIES
www.CaliberCo.comSun Corridor – Joint Planning Advisory Council
Action’s JPAC Can TakeProviding More Sunbelt Business Owners Growth Capital
11
Promote Education Tell Canada!
Make Connections News, News & More
News
“[Middle Market Companies] perform vital tasks and develop
and manufacture critical parts and technologies that drive our
national and global economy.” – Dave Maney CNBC