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    Substance Abuse Assessment, Diagnosis,and Initial Treatment Planning for

    Behavioral Health Clinicians

    David Mee-Lee, M.D.

    for

    David Mee-Lee, M.D., Training and Consulting

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    Selected Statistics

    In 2002, 22 million Americans suffered fromsubstance dependence or abuse.

    Nearly 14 million Americans meet criteria foralcohol abuse or alcoholism diagnosis.

    40% of Americans have direct family experiencewith substance abuse or dependence.

    About 1 in 4 children in the US are exposed toalcohol abuse or dependence in the family.

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    An Opportunity

    Being able to see past the vacuum of

    lack of knowledge or skills, and the stigmathat clouds recognition and treatment ofsubstance use problems, provides for theastute clinicians a tremendous

    opportunityan opportunity tointervene and arrest the havoc caused

    by generations of untreated addiction.

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    Attitudes Influencing Assessment & Treatment

    Experiences shaping attitudes:

    Antisocial

    Self-destructive

    Non-compliant

    Out of control

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    Attitudes Influencing Assessment & Treatment

    Factors contributing to negative attitudes:

    Past experience with difficult clients

    Negative societal attitudes

    Inadequate education and skill training

    Over exposure to chronic, relapsing clients

    Lack of exposure to successfully recoveringclients

    Lack of accessible treatment resources.

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    Attitudes Influencing Assessment & Treatment

    Negative attitudes towards substance misuse:

    Anger

    Avoidance

    Discouragement

    Fatalism

    Frustration

    Futility

    Hopelessness

    Judgmentalism

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    Attitudes Influencing Assessment & Treatment

    Consequences of negative attitudes: At-risk persons not recognized and

    screened Affected persons not diagnosed and treated

    Denial of existence of substance use

    problems Enabling behavior (prescriptions, social

    supports, etc.)

    Punitive management Patronizing, nagging behavior

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    Key Concepts About Addiction

    Alcoholism and chemical dependence arebiopsychosocial-spiritual in nature.

    In etiology, expression and treatment

    As a consideration in differential diagnosis

    Ask questions to make the diagnosis

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    Key Concepts About Addiction

    Denial and resistance are major signs andsymptoms characteristic of alcoholism and

    chemical dependence.

    Conscious lying

    Organic amnesia

    Unconscious survival mechanism

    Implications for history-taking and treatment

    planning

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    Key Concepts About Addiction

    Family disease concept

    All members of the identified clients social systemsare affected and in need of active intervention.

    Children, spouses, and significant others may

    act to maintain and prolong addiction.

    need to engage in a personal recovery.

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    Key Concepts About Addiction

    Treatment/Recovery is a process, not an event.

    Motivation

    Relapse

    Levels of Care

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    Screening and Diagnosis

    Screening Principles

    Reduce false positives and negatives

    High sensitivity and high specificity

    Simple and non-offensive to the client

    Efficient use of time

    Use a valid approach

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    Screening and Diagnosis

    Interview Transition

    Introduce next set of questions as routine Tobacco alcohol drugs

    Family history of other conditions alcohol anddrugs

    Diet history ask about alcohol use.

    Stressors coping strategies

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    Screening and Diagnosis

    Open-ended questions

    Link questions to the presenting complaint

    E.g. Have you found that with the depressionyouve been drinking more to try to cope?

    Have you ever experimented with drugs?

    Have you found yourself using more alcohol thanyou wanted?

    How often do you get into arguments over alcohol

    or other drugs at home or work?Use a brief validated screening tool.

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    Screening and Diagnosis

    CAGE Questions*

    Have you ever thought you shouldCut down on

    your drinking (or drugging)?

    Have others everAnnoyed you by criticizing your

    drinking (or drugging)?

    Have you ever felt bad orGuilty about your drinking(or drugging)?

    Have you ever had a drink (or another drug) in the

    morning (Eye-opener) to start your day or help youget over a hangover?

    *Ewing, John A: Detecting AlcoholismThe CAGE Questionnaire

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    Screening and Diagnosis

    TWEAK Questions* ToleranceHow many drinks does it take before you begin to feel the

    first effects of the alcohol? Three drinks or more(2 points)

    WorriedHave your friends or family complained about your drinkingin the past year? (2 points)

    Eye OpenerDo you sometimes take a drink in the morning when youfirst get up? (1 point)

    AmnesiaAre there times when you drink and afterwards you cantremember what you said or did? (1 point)

    Kut (Cut)Do you sometimes feel the need to cut down on yourdrinking?(1 point)

    *Bradley KA, et al: Alcohol Screening Questionnaires in Women

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    Screening and Diagnosis

    TICSThe Two-Item Conjoint Screen*

    In the past year, have you drunk alcohol or used drugsmore than you meant to?

    In the past year, have you thought that you ought tocut down on your drinking or drug use?

    *Brown RL, el al: A two-item screen for alcohol and other drug problems.

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    Screening and Diagnosis

    UNCOPENorman G. Hoffman, Ph.D.

    UIn the past year, have you ever drunk or Used drugs more

    than you meant to?NHave you ever Neglected some of your usual responsibilities

    because of using alcohol or drugs?

    CHave you felt you wanted or need to Cut down on your

    drinking or drug use in the last year?

    OHas anyone Objected to your drinking or drug use?

    PHave you ever found yourself Preoccupied with wanting touse alcohol or drugs?

    EHave you ever used alcohol or drugs to relieve Emotionaldiscomfort?

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    Screening and Diagnosis

    History of Trauma

    Since your 18th birthday:

    Have your had any fractures or dislocations to yourbones or joints?

    Have you been injured in a road traffic accident?

    Have you injured your head?

    Have you been injured in an assault or fights?

    Have you been injured after drinking?

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    Screening and Diagnosis

    Quantity and Frequency

    How many days a week do you typically have somealcohol?

    How many drinks do you usually have on these days? Whats the most youve had to drink on any one day

    over the past three months?

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    Screening and Diagnosis

    Diagnostic Strategies

    Assessing for Substance Abuse

    Assessing for Substance Dependence

    Assessing for Substance-induced Disorders

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    Screening and Diagnosis

    Addiction Screening and

    Brief Assessment Form*

    I. Brief Substance Use History

    II. Screening for Problem Use

    III. DSM-IV Diagnostic Criteria

    a. Substance Abuse

    b. Substance Dependence

    IV. Criteria for Brief Intervention or Addiction

    Referral for AssessmentV. Action Plan

    *See handout for the full form

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    Focused, Targeted Treatment

    Underlying Concepts

    Move from program-driven treatment to assessment-based, clinically and outcomes driven treatment.

    Biopsyhcosocial Perspective of Addiction

    A common view allows a common language of assessmentand treatment

    Individualized Treatment

    A diagnosis is necessary, but not sufficient to determine

    treatment.

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    PATIENT PARTICIPANT ASSESSMENT

    Data from allBIOPSYCHOSOCIAL

    Dimensions

    PLAN

    BIOPSYCHOSOCIAL TreatmentIntensity of Service (IS)-Modalities & Levels of

    Service

    PROGRESS

    Response to Treatment

    BIOPSYCHOSOCIAL Severity (SI)And Level of Function

    PRIORITIES

    BIOPSYCHOSOCIAL Severity (SI)

    And Level of Function (LOF)

    Focused, Targeted Treatment

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    Focused, Targeted Treatment

    Underlying Concepts (cont)

    Multidimensional Assessment

    1. Acute intoxication and/or withdrawal potential

    2. Biomedical conditions and complications3. Emotional/behavioral/cognitive conditions and complications

    4. Readiness to change

    5. Relapse/continued use/continued problem potential

    6. Recovery environment

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    Focused, Targeted Treatment

    Underlying Concepts (cont)

    Biopsychosocial Treatment5 Ms

    MotivateDimension 4 Raising the bottom Motivational enhancement

    Manage

    The family, significant others, work/school, legal

    Medication Detox, anti-craving meds, Antabuse, opioid antagonists,

    methadone, LAAM, buprenorphine, psychotropic, etc.

    Meetings AA, NA, Al-Anon, Smart Recover, Dual Recovery Anonymous, etc.

    Monitor

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    Focused, Targeted Treatment

    Underlying Concepts (cont)

    Treatment Levels of Service to matchseverity of the problems

    Outpatient services

    Intensive Outpatient/Partial Hospitalization Residential/Inpatient Services

    Medically-managed Intensive Inpatient Services

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    Decision Tree to Match Assessment and Treatment/Placement

    What are the multiaxial DSM IV Diagnosis?

    Multidimensional Severity/ LOF Profile

    Identify which ASAM PPC assessment dimensionsare currently most important to determine Tx priorities

    Choose a specific focus and target for each priority dimension

    What specific services are needed for each dimension?

    What dose of services is needed for each dimension?

    Where can these services be provided-in the least intensive, safest level?

    What is the progress of the treatment plan and

    Placement decision, outcomes measurement?

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