structural interpretation of post-earthquake (19th century ... · structural interpretation of...

9
Structural Analysis of Historic Construction – D’Ayala & Fodde (eds) © 2008Taylor & Francis Group, London, ISBN 978-0-415-46872-5 Structural interpretation of post-earthquake (19th century) retrofitting on the Santa Maria degli Angeli Basilica, Assisi, Italy L. Sorrentino Structural and Geotechnical Engineering Department, Sapienza University, Rome, Italy D. Bruccoleri Architect, Guidonia, Italy M. Antonini Architect, Terni, Italy ABSTRACT: A sequence of ground shakings occurred from October, 1831 to March, 1832 in Central Italy. Due to the high intensity and the repetition of the events, the Basilica of Santa Maria degli Angeli, Assisi was damaged severely, suffering the collapse of the vaults of central and left naves. After the first emergency interventions, engineer- architect Luigi Poletti (1792–1869) was appointed to design the retrofitting and restoration works. From an architectural point of view the works carried out by Poletti were rather respectful, but from a structural point of view they introduced interesting innovations. Contrary to the collapsed construction, Poletti rebuilt the roof over the central nave with an original raised tie beam and iron braced truss, not resting on the below vault, while the vault had now a tapered transversal section. Poletti’s solution are considered from a structural point of view, performing numerical simulations by means of limit analysis and finite element models, with reference to his original drawings, to previous and following earthquake damages, and to contemporary technical literature. 1 INTRODUCTION On March 15, 1832, after at least six severe shaking which took place in the previous months, the vaults over the central and left naves of the Basilica of Santa Maria degli Angeli, Assisi (Central Italy) were col- lapsed. The event had a huge impact in Italy, due to great importance of the church. Such importance is related to a small chapel called “La Porziuncola”, where Saint Francis discov- ered his vocation and founded the Order of Friars Minor, and with the neighbouring “Cappella del Tran- sito”, where according to the tradition Saint Francis passed away. The Basilica which currently shrines such sig- nificant testimonies is one of the biggest Catholic churches. As a matter of fact, it is approximately 126 m long, 55 m wide and the top of its lantern is about 75 m tall. The building has three naves separated by four pillars on each side (Figure 1). The central nave is covered by a barrel vault with a clear span of roughly 18.5 m. On each bay of the lateral naves are five cross vaults which correspond to five chapels. The transept and the long choir are covered by barrel vaults as well. At the intersection of central nave and transept is the “Porziuncola” chapel sheltered by a dome whose internal diameter is approximately 20 m. A bell tower is on the right side of the choir, while there is an open gallery between the body of the building and the façade. The construction of the Basilica, without the extant façade, required almost 120 years due to both its size and the poverty of the Friars. Although during such a time span no severe earthquake occurred, thereafter many earthquakes took place. 2 CONSTRUCTION HISTORYAND SEISMIC DAMAGES 2.1 Construction history of Santa Maria degli Angeli The construction history of the Basilica of Santa Maria degli Angeli has been dealt with in several previous works (refer e.g. to di Boveglio & d’Isola Maggiore 1834, Perilli 1842, Vignoli 1989, and ref- erences therein). Therefore, only the most significant 217

Upload: others

Post on 18-Jun-2020

1 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Structural interpretation of post-earthquake (19th century ... · Structural interpretation of post-earthquake (19th century) retrofitting on the Santa Maria degliAngeli Basilica,Assisi,

Structural Analysis of Historic Construction – D’Ayala & Fodde (eds)© 2008 Taylor & Francis Group, London, ISBN 978-0-415-46872-5

Structural interpretation of post-earthquake (19th century) retrofittingon the Santa Maria degli Angeli Basilica, Assisi, Italy

L. SorrentinoStructural and Geotechnical Engineering Department, Sapienza University, Rome, Italy

D. BruccoleriArchitect, Guidonia, Italy

M. AntoniniArchitect, Terni, Italy

ABSTRACT: A sequence of ground shakings occurred from October, 1831 to March, 1832 in Central Italy. Dueto the high intensity and the repetition of the events, the Basilica of Santa Maria degliAngeli,Assisi was damagedseverely, suffering the collapse of the vaults of central and left naves. After the first emergency interventions,engineer- architect Luigi Poletti (1792–1869) was appointed to design the retrofitting and restoration works.From an architectural point of view the works carried out by Poletti were rather respectful, but from a structuralpoint of view they introduced interesting innovations. Contrary to the collapsed construction, Poletti rebuilt theroof over the central nave with an original raised tie beam and iron braced truss, not resting on the below vault,while the vault had now a tapered transversal section. Poletti’s solution are considered from a structural point ofview, performing numerical simulations by means of limit analysis and finite element models, with reference tohis original drawings, to previous and following earthquake damages, and to contemporary technical literature.

1 INTRODUCTION

On March 15, 1832, after at least six severe shakingwhich took place in the previous months, the vaultsover the central and left naves of the Basilica of SantaMaria degli Angeli, Assisi (Central Italy) were col-lapsed. The event had a huge impact in Italy, due togreat importance of the church.

Such importance is related to a small chapelcalled “La Porziuncola”, where Saint Francis discov-ered his vocation and founded the Order of FriarsMinor, and with the neighbouring “Cappella del Tran-sito”, where according to the tradition Saint Francispassed away.

The Basilica which currently shrines such sig-nificant testimonies is one of the biggest Catholicchurches.As a matter of fact, it is approximately 126 mlong, 55 m wide and the top of its lantern is about75 m tall. The building has three naves separated byfour pillars on each side (Figure 1). The central nave iscovered by a barrel vault with a clear span of roughly18.5 m. On each bay of the lateral naves are five crossvaults which correspond to five chapels. The transeptand the long choir are covered by barrel vaults as

well. At the intersection of central nave and transept isthe “Porziuncola” chapel sheltered by a dome whoseinternal diameter is approximately 20 m. A bell toweris on the right side of the choir, while there is anopen gallery between the body of the building and thefaçade.

The construction of the Basilica, without the extantfaçade, required almost 120 years due to both its sizeand the poverty of the Friars. Although during sucha time span no severe earthquake occurred, thereaftermany earthquakes took place.

2 CONSTRUCTION HISTORY AND SEISMICDAMAGES

2.1 Construction history of Santa Maria degliAngeli

The construction history of the Basilica of SantaMaria degli Angeli has been dealt with in severalprevious works (refer e.g. to di Boveglio & d’IsolaMaggiore 1834, Perilli 1842, Vignoli 1989, and ref-erences therein). Therefore, only the most significant

217

Page 2: Structural interpretation of post-earthquake (19th century ... · Structural interpretation of post-earthquake (19th century) retrofitting on the Santa Maria degliAngeli Basilica,Assisi,

Figure 1. Plan and longitudinal vertical section of theBasilica before the 1832 earthquake (di Boveglio & d’IsolaMaggiore 1834, pl. 4).

phases of its construction history are reported here andneglecting the information about the convent.

After the death of Saint Francis (1226) only smallbuildings, a refectory, some dormitories, a chapel, achoir, an infirmary, were built in the area.

In 1568 Pope Pius V decided to construct an ade-quate Basilica, because of the importance of the siteand because of the mass of pilgrims already attracted.The Friars asked the Perugia (Central Italy) architectGaleazzo Alessi to provide a model for the design ofthe new building which he did during the same year.The following year materials were supplied to the siteand the prominent architect Jacopo Barozzi da Vig-nola visited the place, probably as design supervisoron behalf of the Pope. On March 25th the church wasofficially founded.Alessi delivered a plan of the build-ing on March 1570, and died in 1572 without havingthe chance to come back again to the building site.

After five years the foundations were completed andit took twenty years to finish the masonry work of thethree naves and related chapels. In 1593 their woodenroof was built (p. 111). During the first decade of the17th century three pillars of the dome were built. It wasin 1622 that the construction of the church restartedslowly in the choir. In 1637–40 the fourth pillar waserected, and in between 1644 to 1646 three main archesunder the dome and the choir vault were completed.

In 1645–48 the right transept was built, but the leftone was raised in 1650–52. Even though the construc-tion of the dome started in 1662, just a year later wasstopped by a harsh controversy (both monetary andtechnical) between the master builder and the Friars.The works restarted between 1668 and 1674, when theywere stopped due to an out-of-plumb of the façade.The damage was ascribed to the too limited thicknessof its upper section, and the void created by the stairsin the lower one. Between 1674 and 1675 the façadewas strengthened and partially rebuilt. Only after thatthe works on the dome started again and were com-pleted on September 25, 1677. Then, the bell towerwas built in 1679–85, thus completing the church withthe exception of the façade (Bartelli 1989).

2.2 Earthquake damages

The first information about earthquake damages inthe church date to the April 17, 1747 earthquake (VIIMCS felt intensity, Guidoboni et al 2007): a surveyreported cracks in the choir, damages at the naves pil-lars, out-of-plumb of the façade (Boschi et al 1998,81 and 86).

On July 27, 1751 another earthquake (VI MCS,Guidoboni et al 2007) hit the Basilica again in thechoir (Boschi et al 1998, 62). It is possible that is wasafter these earthquakes that the lantern was looped bymeans of iron ties at three different levels (Menegotto1993 and 2003).

Generic slight damages are reported for the July 28,1799 earthquake (Boschi et al 1998, 122), felt with aVI MCS intensity (Guidoboni et al 2007).

A very severe seismic sequence struck the Basil-ica between 1831 and 1832 (di Boveglio & d’IsolaMaggiore 1834, ch. 14; Perilli 1842, p. 6–7; Vignoli1989, 147–153; Boschi et al 1998, 150–151). On Octo-ber 27 the main door and the small cupola (on top ofthe main dome) were damaged. On November 6 suchdamages were worsened. The January 13 and 27, 1832and the March 13 shakes cracked the vaults and the pil-lars on the naves. Finally, the March 15 event causedthe collapse of the vaults of the main and the left naves,as well as of the pillars between the two (Figure 2). Theright nave, although not crumbled, was damaged badly,and probably survived because two of its pillars havebeen previously looped with iron and timber. On thecontrary, the dome was not severely stricken.

The first emergency interventions, under thedirection of engineer Antonio Mollari, were theconfinement of the survived pillars, through iron andtimber, and the construction of wooden pyramid forthe protection of the “Porziuncola”.

On August 11, engineer architect Giuseppe Briziwas asked to advice for permanent interventions.Among other secondary indications, he suggested torebuild the roof on trusses not resting on the vault,

218

Page 3: Structural interpretation of post-earthquake (19th century ... · Structural interpretation of post-earthquake (19th century) retrofitting on the Santa Maria degliAngeli Basilica,Assisi,

Figure 2. The left and central naves of the Basilica afterthe March 15, 1832 shock (di Boveglio & d’Isola Maggiore1834, pl. 7).

although this would have reduced the drum of thedome.

On August 22 engineer architect Luigi Poletti(1792–1869) is first mentioned. Poletti was a pre-eminent practitioner at that time (Dezzi Bardeschiet al 1992) and during his professional lifetime wasfrequently involved in interventions after catastrophicevents (Reale et al 2004).

Poletti recommended to shore the choir’s vault, theright nave’s arches, and the three arches between thenaves and the transept.

Between 1832 and 1835 the master builderappointed to execute his instructions added iron ringsto the dome, repaired two pillars in the right nave andtear down the upper section of the façade.The interven-tions on the two pillars were not faultless. Accordingto Perilli (1842, 5) the original masonry of the pil-lars was a rubble core one, with a thin external brickmasonry skin, and the master builder did simply repairthem. The description of the construction technique isvery interesting, since it may help to explain the severedamages observed in the building.

After many discussions in 1836 Poletti was con-firmed in his role of designer and Mollari wasappointed as supervisor of the execution. BetweenMarch and September of the same year the right navewas torn down and rebuilt (with solid brick masonry,Perilli 1842, 8) up to the arches, while the vault wascompleted betweenApril and June 1837. Between Julyand October 1836 the demolition of the top of thefaçade was completed.

The central nave vault was rebuilt in 1838. Theconstruction of the roof took place in 1839. Finally,the façade was partially rebuilt between March andAugust, 1840.

On February 12, 1854 another earthquake hit thearea (VII felt intensity inAssisi, Guidoboni et al 2007).

The Basilica suffered cracks in the choir apse, in thetransept, in the cupola, in the lateral naves, and insome chapels. The dome and the main nave were onlyslightly damaged (Boschi et al 1998, 164). ArchitectGiovan Battista Tiberi suggested extensive use of ironties (Boschi et al 1998, 165), especially in the lateralnaves and in the chapels. His proposals have been par-tially carried out, avoiding the visible ties, and locatingthem in the attic (refer to pictures in Lunghi & Lunghi1989, 194–198; and description in Boschi et al 1998,166).

Shear and spalling cracks occurred in the lanternabove the dome by the April 19, 1984 earthquake(Boschi et al 1998, 214), whose felt intensity wasVII MCS (Guidoboni et al 2007). Such damagesinduced careful provisional and permanent interven-tions (Menegotto 1993 and 2003), which have livedthrough the following seismic event.

The 1997 Umbria-Marche seismic sequence hasalso damaged the Basilica: the façade (rebuilt forarchitectural reasons during the 20th century) rotatedslightly, cracks were detected on the lateral navesvaults and at the junction between naves and dome(refer to: Capalbini et al 1999, where also a completegeometric survey of the basilica is available).

Although from an architectural point of view, Polettirestoration was substantially faithful to the 16th cen-tury design (Perilli 1842, 7; Vignoli 1989, 152), from astructural point of view he introduced important inno-vations which will be discussed in the next section. Itis important to stress that the portions reconstructedunder his supervision survived all the subsequentevents with only minor damages (Boschi et al 1998,151). As will be shown, the strategy pursued by Polettiwas not to recur to special earthquake-resistant solu-tions. Instead he tried to reduce the vulnerability of theedifice first of all by means of rule-of-art constructiontechniques, such as solid brick masonry instead of rub-ble core masonry. Secondly he saved weight on vault.Finally, he reduced the thrust exerted by horizontalstructures, both vault and roof.

3 STRUCTURAL EVALUATION OF THEINTERVENTIONS

3.1 The tapered vault

Unfortunately there is no graphical evidence about theconstruction shape of the pre-1832 vault. However, indi Boveglio & d’Isola Maggiore (1834, pl. 7; Figure 2)the mark of vault with the triumphal arch has a constantthickness. Moreover, Perilli (1842, 6) explicitly statesthat the previous vault had a constant thickness.

Poletti’s drawing dated July 19, 1836 shows thecross section of his new vault (Figure 3). Althoughthis is of some interest, it has dragged little attention

219

Page 4: Structural interpretation of post-earthquake (19th century ... · Structural interpretation of post-earthquake (19th century) retrofitting on the Santa Maria degliAngeli Basilica,Assisi,

so far. Poletti designed a tapered vault (i.e. a vaultwith non constant thickness). The actual vault geome-try is slightly different from the one originally drawn(Lunghi & Lunghi 189, 194–195). The vault has acrown thickness of 32 cm, and (through three 16 cmsteps) a haunch thickness of about 80 cm. Therefore,the span (at springers) to crown thickness ratio is about57.7, the span (at haunches) to crown thickness ratiois about 45.7, while the crown to haunch thicknessesratio equals to 2.5.

It will be shown that such a profile has severaladvantages and it is therefore legitimate that Polettipurposely pursued it in order to reduce the vault’sthrust, considered among the reasons of the 1832collapses.

There is no much attention in the historical literatureto tapered arches or vaults. Probably the first refer-ence is due to architect Andrea Palladio (1508–1580)in a 1567 appraisal on the new Cathedral of Brescia inNorthern Italy (Puppi 1988, 123–125). Writing aboutthe dome, Palladio states that the thickness shouldgrow from the lantern to the drum in order to reduce theload at mid-span. Such thickness reduction is obtainedby using two spheres, of diverse radii, with their cen-tres at different heights. According to Huerta (2004,200–201), Palladio used this method to design all thedomes in his treatise (Palladio 1570), and the same wasdone previously by architect Sebastiano Serlio (1475–1554). Palladio’s appraisal was reported by Zamboni(1778) and later by Rondelet (1832–1835, Book 9,Sec. 6, Ch. 4, Notes and Pl. 195), so it is possible thatPoletti was aware of it.

Figure 3. Cross section highlighting the tapered vault, dated July 19, 1836 (BCALPM 1836, detail). Courtesy of: BibliotecaCivica d’Arte “Luigi Poletti”, Modena, Italy.

Architect Carlo Fontana (1638–1714), in is famoustreatise on the Vatican Temple (1694, 361–367) sug-gested a partially different rule for pointed domes,using four different centres, at the same height, in orderto get a thickness decreasing from the lantern to thedrum.This rule was based on the observation of severalexisting domes and on the exam of previous geometricrules (Huerta 2004, 272).

The first reference to tapered arches and barrelvaults is probably due to the French military engineerAmédée-François Frézier (1682–1773). In his treatise(1737–1739, 2: 87) he describes a method to drawarches of non constant thickness based on the firstscientific theories on arches due to La Hire, Parentand Couplet (for such theories refer e.g. to: Benvenuto1991, 321–326, 331–336, 338–344). Frézier’s methodis rather similar to that by Serlio and Palladio, sincethe intrados and extrados curves are obtained consid-ering two centres of different height. Once the crownthickness has been established, their positions are fixedeither by fixing the springer thickness or by loweringthe centre of the intrados curve by a fraction of itsradius. In Frézier’s examples the springer/crown thick-ness ratio equals 3 and extrados/intrados radius ratioequals 7/6. The French engineer gave also rules forvaults bearing heavy loads (e.g. bridges), vaults bear-ing small loads (e.g. vaults loaded by some woodentruss), and vaults subjected to self weight. In thelatter case he recommends a thickness at the crownequal to 1/24 of the span, a thickness which shouldbe doubled in the 30◦ section close to the haunches(2: 96–97).

220

Page 5: Structural interpretation of post-earthquake (19th century ... · Structural interpretation of post-earthquake (19th century) retrofitting on the Santa Maria degliAngeli Basilica,Assisi,

In 1748 in an unpublished manuscript (Huerta 2004,358–360) the French engineer Jean Rodolphe Per-ronet (1708–1794) suggested to design bridges witha thickness doubling from the crown to the haunches.In the case of semi-circular arches the crown thick-ness should be equal to 5/144 of the span plus 1 foot.A rather similar rule was suggested by the FrenchEngineer Bernard Forest de Bélidor (1697–1761) in1750–1753 (2: 445).

Frézier’s and Perronet’s approach was followed bythe French architect Jean Baptiste Rondelet (1734–1829) in his famous treatise (French edition 1812–1817, Italian translation 1832–1835). Therefore, herecommends to design arches of non constant thick-ness by lowering the centre of the extrados curve (Pl.27 and Book 9, Sec. 6, Ch. 1, Art. 1), and to differenti-ate the crown thickness as a function of the span and ofthe type of live load (heavy, medium and zero; Book 3,Sec. 3, Ch. 1). However, also based on some exper-iments he performed, the thicknesses suggested aresometimes much smaller. For the case at hand, andconsidering an average stone, he suggests a thicknessof 25 cm at the crown which should be doubled at thehaunches, by means of a linear increase. Moreover,Rondelet clearly states that a tapered vault is muchmore convenient than a constant-thickness one. As amatter of fact, he writes that a semi-circular arch ofconstant thickness subjected to its self-weight needs athickness equal to 1/17 of the span, while a tapered oneneeds a crown thickness which is one fifth of the previ-ous (ibidem). Furthermore, he declares that a taperedvault will exert a much lower thrust of the abutmentsthan a constant thickness one of equal span (Book 9,Sec. 6, Ch. 1, Art. 2; and ibidem Ch. 3). In this lastchapter Rondelet gives tables for the crown thicknessof semicircular vaults with horizontal extrados, withsolid infill up to half height and thickness constantor tapered. The crown thickness of the constant oneis one third bigger than the crown thickness of thevariable vault.

Rondelet’s approach had a great fortune, as evi-denced by other widespread manuals of 19th century(Breymann 1885, Vol. 1, Ch. 8, Sec. 9 and Pl. 100).

The vaults drawn by Rondelet or Breymann aremeant to have a smooth thickness increase. Such aresult can be obtained if the vault is meant to bemade of cut stones. However, if bricks are used (asin Santa Maria degli Angeli) it is easier to has discretesteps in the cross section. As far as it is known to theauthors, such case is rarely considered in the litera-ture. Körner (1895, 286) recommends to avoid such adesign, since the thrust line will be very close to theextrados of central (thinnest) segment, while cracksand bulging will appear on the two sides of the vaultclose to the first thickness variation. As Rondelet andBreymann he endorses an even growth of the crosssection.

In order to better understand such favour fortapered vaults as well as Poletti’s design, his vaultis analysed here by means of the safe theorem oflimit analysis (Heyman 1966). Two lines of thrustare drawn, minimising either maximum top and bot-tom stresses or the thrust exerted on the haunches(Méry 1840). In the second case maximum com-pression stress was assumed 2.2 MPa (OPCM 2005).Three different geometries are considered: (1) Poletti’s,(2) constant thickness t = 0.54 m giving a vault ofsame weight, (3) constant thickness 1/3 bigger thanPoletti’s crown thickness (t = 0.43 m), thus followingRondelet’s abovementioned tables. Two load cases aretaken into account: (1) self-weight only, (2) self-weightplus a 18.5 kN load applied at mid span over a 0.5 mlength (representing the load of the roof resting onthe vault, whose load-per-unit-area has been estimatedequal to 2.0 kN/m2).

The analyses are performed with a computer code,drawing the aforementioned thrust lines and the asso-ciated stress fields (Dr. Cesare Tocci, personal com-munication). Sample outputs are presented in Figure 4and Figure 5.

In Table 1 is presented the comparison betweenPoletti’s vault and the two vaults of constant thickness.In terms of optimal stress Poletti’s solution grants a3 geometrical safety coefficient (Heyman 1982, 24)with a 62.0 kN thrust. The 0.54 m constant thicknessvault gives the same geometrical coefficient with amuch higher, 74.6 kN, thrust.

The 0.43 m constant thickness exerts a little smallerhorizontal force, 62.0 kN, but with a much lower, 2.5geometrical coefficient.

In terms of minimum thrust, Poletti’s vault givesagain the best value, 53.6 kN, with the 0.43 m vaultgranting a similar 54.6 kN. However, such figure isalso due to the lower self-weight. Therefore, the ratiobetween horizontal / vertical components is 0.64 in the

Figure 4. Poletti’s vault: optimal thrust line under selfweight.

Figure 5. Poletti’s vault: stress field associated to theoptimal thrust line.

221

Page 6: Structural interpretation of post-earthquake (19th century ... · Structural interpretation of post-earthquake (19th century) retrofitting on the Santa Maria degliAngeli Basilica,Assisi,

Table 1. Analysis of Poletti’s tapered vault compared to twoconstant thickness vaults. Self weight only considered.

Poletti t = 0.54 m t = 0.43 m

Minimum Stress Thrust Stress Thrust Stress Thrust

Geometrical 3.0 1* 3.0 1* 2.5 1*safetycoefficient

Maximum 0.28 2.2 0.32 2.2 0.36 2.2compressionstress (MPa)

Vertical 83.3 83.3 83.2 83.2 67.0 67.0reaction athaunch (kN)

Thrust (kN) 62.0 53.6 74.6 66.4 60.3 54.6

*Conventional value.

case of Poletti’s vault, while 0.81 in the case of 0.43 mthickness vault.

The overall performance of Poletti’s solution is thusmuch more satisfactory than the other two, hence jus-tifying both his design and the approval of taperedarches in the technical literature.

3.2 The roof truss

The design of the roof, which Poletti performed inSeptember 1838, is a very good example for conflict-ing architectural and structural. The former must haveinspired the original design characterised by a lowerroof resting on the vault in order to let the dome towerover the entire edifice. Structural motivations, stronglybacked by observed earthquake damage, suggested torecur to a truss leaving the vault clear and reducing thethrust exerted on the walls.

About his final solution, Poletti stated proudly that“[. . .] the roof truss [has] polygon shape of my owninvention, sound as the triangular, and with the twoachievements of not touching the vault and not raisingtoo much [. . .]” (Vignoli 1989, 150). Poletti por-trayed his roof in several drawings (inventories 547,548, 550, 552, 553 at the Biblioteca Civica d’Arte“Luigi Poletti”, Modena), but there is only one dated(BCALPM 1838; Figure 6). Most probably inventories547 and 553 were previous studies.

According to a document of the following yearquoted by Vignoli (1989, 159) the original design ofthe truss was due to Antonio Rutili, a Foligno (Cen-tral Italy) engineer of the public waters prefecture whoin 1833 strongly recommended Poletti’s retrofittingfor the City Hall of Foligno (ASPSF 1833). However,Perilli (1842, 10) attributes the design to Poletti.

Poletti’s roof structure consisted of a king post trusswith raised tie beam.As usual in the Italian tradition theking post does not touch the tie beam. Collar and prin-cipal rafters are met at their joint by an extended ashlar

Table 2. Analysis of Poletti’s tapered vault compared to twoconstant thickness vaults. Self weight + roof.

Poletti t = 0.54 m t = 0.43 m

Minimum Stress Thrust Stress Thrust Stress Thrust

Geometrical 2.24 1* 1.86 1* 1.36 1*safetycoefficient

Maximum 0.57 2.2 0.58 2.2 1.1 2.2compressionstress (MPa)

Vertical 92.5 92.5 92.9 92.9 76.3 76.3reaction athaunch (kN)

Thrust (kN) 87.6 72.7 95.7 86.0 79.7 76.6

*Conventional value.

strut. Iron braces partially triangulate struts and tiebeam. Poletti must has been aware of the need to pro-vide a tension-resistant joint between raised tie beamand principal rafter. Therefore he decided to guaranteethe tensile strength by mean of an iron tie parallel tothe timber one.

Lunghi & Lunghi (1989) provide a detailed crosssection of the naves, reporting the size of both timberand iron structural elements of the roof and interestingphotos of the roof system. All timber elements (prin-cipal rafters, raised tie beam, additional struts) have asquare cross section, with a 39 cm side.

The problem of a roof truss built on a vault whichprojects itself above the wall top, thus making the useof a tie beam impossible, has been dealt with at leastsince Middle Age (refer e.g. to Courtenay 1985).

Limiting the attention to 19th century, the topic ofa can be found in Rondelet (1832–35, Book 5, Sec. 2,Ch. 3 and Pl. 108). The French architect shows twosolutions adopted over the vaults of St. Geneviève,Paris.

The trusses are much more complicated thanPoletti’s truss, since they make use of passing braces,and do not recur to iron. Probably both these featureswere due to the larger availability of timber and highlyqualified carpentry craftsmanship.

Moreover Poletti’s roof is different from previousand contemporary English – scissors-braced, raisedtie beam plus braces – and American – truss withinclined braces and without raised tie beam – roofs(Yeomans 1991). The presence of a raised tie beammakes Poletti’s roof more similar to the English roofs,and similar were in both cases the support conditions:heavy masonry walls.

Breymann (1885, Vol. 2, Ch. 6, Sec. 6b) shows aroof with a raised tie beam connected, by means ofadditional braces, to the foot of the principal rafters.In a note by the Italian editor L. Mazzocchi such braces

222

Page 7: Structural interpretation of post-earthquake (19th century ... · Structural interpretation of post-earthquake (19th century) retrofitting on the Santa Maria degliAngeli Basilica,Assisi,

Figure 6. Design drawing of the new roof, dated September10, 1838 (BCALPM 1838, detail). Note the iron braces andtie. Courtesy of: Biblioteca Civica d’Arte “Luigi Poletti”,Modena, Italy.

are prolonged to the principal rafters, thus obtaining ascissors-braced truss.

Poletti’s roof solution seem to have dragged moreattention than the vault one, although such interest hasnot always brought to a correct interpretation of itsfeatures.

According to Lunghi & Lunghi (1989) Poletti’siron braces are useless, since “assuming on both sideshinges as restraints for the structure, this is fully com-pressed and therefore the braces are not reacting”(p. 193). Although not clearly stated by the authors,they seem to have assumed fixed restraints. Under suchhypothesis it is true that the inclined iron elementsare compressed. However, if a slight lateral sagging isassumed then this is not true anymore.

A similar phenomenon has been observed in theanalysis of cross vaults. If they are examined assumingfixed restraints almost no tension is observed (Alexan-der et al 1977). However, if the supports can give way,elements previously compressed will be subjected totension (Barthel 1989).

The roof is analysed here with a linear elasticfinite element code (CSI 2004), under self-weight only(a 1.35 partial safety factor has been considered, forlater code verifications), and assuming an increasinglateral sagging on both sides. Although the consideredvalues are still rather small compared to the free spanof the roof (18.45 m), Poletti’s iron braces are subjected

to tension if the restraint gives way laterally 2 cm only.Such a lateral spread is not unrealistic both due tolack-of-fit problems, masonry local settling under thetruss thrust, deformation of the unrestrained principalrafters ends. As a matter of fact, modelling such unre-strained end as a clamped inclined beam subjected tothe whole vertical reaction of the masonry, the lateraldeflection will be approximately 6.5 cm. It is possi-ble that Poletti expected such a lateral spreading and,therefore, he added the braces. The presence of thebraces is able to markedly reduce the horizontal thrustexerted by the truss (Table 3), a problem which Polettimust have taken account of, since the roof has beenconsidered a reason of the collapse, and since thiswas the same reason of the different French, Englishand American solutions previously mentioned. Fur-thermore, the additional struts remove roughly 80%of the vertical reaction from the principal rafters, andthus reduce the risk of their excessive bending as wellas they transfer the load much further down the wall.

It is interesting to note that as the sagging increasesmaximum bending moments in principal rafter, raisedtie beam, and strut tend to become more and more sim-ilar (Table 3). Although he certainly did not performexplicit calculations, Poletti must have been aware thatthe braces will have induced deflections in the raisedtie and in the struts. That is probably the reason why hegave to the three fir elements the same cross section.Finally, it is interesting to note that, according to theItalian standards (DT206 2006; UNI 11035-2: 2003),the design ultimate moment (capacity) in the case ofpermanent loads is equal to 128 kN m. Nonetheless,it is true that some of the principal rafters and of theextended ashlar struts had to be reinforced by meansof L-shaped steel profiles (Lunghi & Lunghi 1989,196–197).

4 CONCLUSIONS

Confronted with the need to retrofit a pre-eminentbuilding while restoring (not reconstructing) SantaMaria degliAngeli Basilica (Assisi, Central Italy) afterthe severe seismic sequence of 1831–1832, architectLuigi Poletti did not to recur to special earthquake-resistant solutions. Instead he tried to reduce thevulnerability of the edifice first of all by means ofrule-of-art construction techniques, such as solid brickmasonry instead of rubble core masonry. Secondlyhe saved weight on the vault of the central nave andreduced its thrust assuming a tapered cross section. Ashas been shown in the paper, by means of numericalsimulations of thrust lines and associated stress fields,such solution is more effective compared to uniformthickness ones, having the same weight or complyingwith recommendations of the contemporary technicalliterature.

223

Page 8: Structural interpretation of post-earthquake (19th century ... · Structural interpretation of post-earthquake (19th century) retrofitting on the Santa Maria degliAngeli Basilica,Assisi,

Table 3. Analysis of Poletti’s roof truss under self-weight. (WOB =Without Braces;WB =With Braces)

Maximum Bending Moment (kN m)

Principal rafter Raised tie beam StrutSagging Thrust (kN)cm WOB WB WOB WB WOB WB WOB WB

0 140 – 44.1 – 10.4 – 2.6 –2 133 130 45.9 45.9 10.4 29.3 2.6 13.15 121 108 68.9 29.1 10.4 71.7 2.6 38.6

Poletti tackled also the problem of the design ofa roof not resting on the vault and not concealingthe dome. Therefore, he designed a king post trusswith raised beam, additional extended ashlar struts andiron braces. As shown in the paper, the problem of aroof truss built on a vault which projects itself abovethe wall top has been dealt with both in actual build-ings and in the technical literature. Nonetheless, Polettisolution is original and effective, as proven in the paperby means of a finite element model. The additionalstruts reduce the vertical reaction at the foot of theprincipal, thus limiting the bending deflection, whilethe braces are effective in case of a lateral spreadingof the structure and in reducing the thrust exerted onthe walls.

More convincing than any numerical simulations,Poletti’s retrofitted elements survived with minor dam-ages all the following earthquakes.

REFERENCES

Alexander, K.D., Mark, R. & Abel, J.F. 1977. The Struc-tural Behavior of Medieval Ribbed Vaulting, Journal ofthe Society of Architectural Historians 36(4): 241–251.

ASPSF (Archivio di Stato di Perugia Sezione di Foligno)1833. Archivio Moderno, Fabbriche, I, Titolo XII, 1001.Lettera di Antonio Rutili-Gentili, Ingegnere della prefet-tura delle acque di Foligno, al Gonfaloniere di Foligno:descrizione e commento del progetto di restauro delPalazzo Comunale proposto da Luigi Poletti, Foligno 20Aprile 1833.

Bartelli, C. 1989. La nuova facciata. Il progetto di DanteViviani (1913) e gli interventi di Cesare Bazzani (1925–30). In F.F. Mancini & A. Scotti (eds), La Basilica di SantaMaria degli Angeli. 1. Storia e architettura: 207–231.Perugia: Electa Editori Umbri Associati.

Barthel, R. 1989. Analysis and Structural Behaviour ofMasonry Cross Vaults. In C.A. Brebbia (ed.), Struc-tural Repair and Maintenance of Historical Buildings,119–127. Basel: Birkhäuser.

BCALPM (Biblioteca Civica d’Arte “Luigi Poletti” Modena)1836, Inv. 551. Spaccato per traverso della Basilica diS. Maria degli Angeli presso Asisi coll’indicazione delle

riforme di Archi, e Volti da farsi nella ricostruzione dellamedesima.

BCALPM 1838, Inv. 549. Disegno della nuova incavallaturadel tetto della navata di mezzo della Madonna degliAngelipresso Assisi, 10 settembre 1838.

Bélidor, B.F. 1737–1753. Architecture hydraulique, ou L’artede conduire, d’elever, et de menager les eaux pour lesdifferens beisoin de la vie. 2 vols. Paris: chez Charles-Antoine Jombert.

Benvenuto, E. 1991. An introduction to the history of struc-tural mechanics. New York: Springer.

Boschi, E., Guidoboni, E., Ferrari, G. & Valensise, G. 1998.I terremoti dell’Appennino umbro-marchigiano, area sudorientale dal 99 a.C. al 1984. Bologna: Compositori.

Breymann, G.A. 1885. Trattato generale di costruzioni civilicon cenni speciali intorno alle costruzioni grandiose.Vols.1–2. Milano: Francesco Vallardi.

Capalbini, P., Ripa di Meana, D. & Salvatici, B. 1999. Basil-ica patriarcale della “Porziuncola”: progetto di ripristinostatico e funzionale a seguito degli eventi sismici del26-09-1997 e successivi. Ingegneria Sismica 16(2): 5–16.

Courtenay, L.T. 1985. Where roof meets wall: structural inter-ventions and hammer-beam antecedents, 1150–1250. In P.Long (ed.), Science and Technology in Medieval Society,98–124. New York: New York Academy of Sciences.

CSI (Computers and Structures Inc.) 2004. SAP2000,rel. 9.03. Berkeley, CA, USA: CSI.

Dezzi Bardeschi, M. (ed.) 1992. Luigi Poletti architetto(1792–1869). Bologna: Nuova Alfa Editoriale.

di Boveglio, B. & d’Isola Maggiore, M. 1834. Compendiostorico del Perdono di Asisi e della chiesa detta Porziun-cola: cui aggiungesi un maggiore ragguaglio della Basil-ica che la circonda, della caduta di questa, e dell’attualesua riedificazione. 13. ed.Asisi: dalla tipografia Spariglia.

DT (DocumentoTecnico) 206 2006. Istruzioni per il Progetto,l’Esecuzione e il Controllo delle Strutture di Legno. Roma:Consiglio Nazionale delle Ricerche.

Frézier,A. F. 1737–1739. La théorie et la pratique de la coupede pierres et des bois pou la construction des voûtes etautres parties des bâtiments civils et militaires, ou traité destéréotomie à l’usage de l’architecture. Strasbourg/Paris:Charles-Antoine Jombert.

Guidoboni, E., Ferrari, G., Mariotti, D., Comastri, A.,Tarabusi, G. & Valensise, G. 2007. CFTI4Med, Cata-logue of Strong Earthquakes in Italy (461 B.C.-1997) andMediterranean Area (760 B.C.-1500). Roma-Bologna:INGV-SGA. http://storing.ingv.it/cfti4med.

224

Page 9: Structural interpretation of post-earthquake (19th century ... · Structural interpretation of post-earthquake (19th century) retrofitting on the Santa Maria degliAngeli Basilica,Assisi,

Heyman, J. 1966. The stone skeleton. International Journalof solids and structures 2(2): 248–279.

Heyman, J. 1982. The masonry arch. Chichester: Ellis Hor-wood Series in Engineering Science.

Huerta, S. 2004. Arcos, bóvedas y cupolas: Geometria yequlibrio en el cálculo traditional e estructuras de fábrica.Madrid: Instituto Juan de Herrera.

Körner, C. 1895. Gewölbte Decken. In J. Durm, Hand-buch der Architektur, Part 3, Tome 2, Ch. 3. Darmstadt:Bergsträsser.

Lunghi, A. & Lunghi, E. 1989. Il terremoto del 1832 e laricostruzione di Luigi Poletti. In F.F. Mancini & A. Scotti(eds). La Basilica di Santa Maria degli Angeli. 1. Storiae Architettura, 189–206. Perugia: Electa Editori UmbriAssociati.

Menegotto, M. 1993. Seismic Repair and Upgrading of aDome Lantern in Assisi. Structural Engineering Interna-tional 3(1): 34–36.

Menegotto, M. 2003. Lanterna di Santa Maria degli Angeli,Assisi, Perugia. In P. Rocchi (ed.), Trattato sul consolida-mento, C 486–489. Roma: Mancosu.

Méry, E. 1840. Sur l’équilibre des voûtes en berceau.Annalesdes Ponts et Chaussées 19(I sem.): 50–70.

OPCM (Ordinanza del Presidente del Consiglio dei Ministri)n.3431 del 3 maggio 2005. Ulteriori modifiche e inte-grazioni all’OPCM n.3274 del 20 marzo 2003. GazzettaUfficiale, 10 maggio 2005, n. 107.

Perilli, S. 1842. Relazione storica sul risorgimento dellaBasilica degli Angeli presso Asisi. Edizione: 2. ed.

emendata ed accresciuta dall’Autore, a cui fa seguitoun’appendice. Roma: P. Aurelj.

Puppi, L. (ed.) 1988.Andrea Palladio: scritti sull’architettura,1554–1579. Vicenza: N. Pozza.

Reale, C., Scheibel, B.,Vignoli, F., Decanini, L. & Sorrentino,L. 2004. Il Regolamento edilizio di Norcia del 1860:fra storia sismica e storia urbanistica. In S. Lagomarsino(ed.), L’ingegneria sismica in Italia; Proc. 11th Nat. Conf.,Genova, 25–29 gennaio 2004. Padova: SGE.

Rondelet, G. 1832–1835. Trattato teorico e pratico dell’artedi edificare. 5 vols. Mantova: Negretti]. (Original Frenchedition: 1812–1817).

UNI (Ente Nazionale di Unificazione) 11035-2: 2003. Legnostrutturale – Regole per la classificazione a vista secondola resistenza e i valori caratteristici per tipi di legnamestrutturale italiani.

Vignoli, F. 1989. La fabbrica alessiana e il cantiere di SantaMaria degli Angeli dal XVI al XIX secolo. In F.F. Mancini& A. Scotti (eds), La Basilica di Santa Maria degliAngeli.1. Storia e architettura, 97–159. Perugia: Electa EditoriUmbri Associati.

Yeomans, D.T. 1991. British and American solutions to aroofing problem. Journal of the Society of ArchitecturalHistorians 50(3): 266–272.

Zamboni, B. 1778. Memorie intorno alle pubbliche fabbrichepiù insigni della città di Brescia. Brescia: Vescovi.

225