stephen f williams financial disclosure report for 2010

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  • 8/3/2019 Stephen F Williams Financial Disclosure Report for 2010

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    AO 10Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Required by the Ethics

    in Government Act of 1978(5 U.S.C. app. ,~,~ 101-111)

    I. Person Rep ort ing (las t name, f i rs t , middle ini t ia l)W i l l i a m s , S t e p h e n F .

    4. Tit le {Art ic le I I I judges indica te ac t ive or senior s ta tus ;magistrate judges indicate full- or part- t ime)Ar t ic le I11 J udge , Sen ior S ta tus

    7. Chambers or Office AddressU . S. C our t o f Appea l s3 3 3 C ons t i tu t ion Avenue , NWWas h ing ton , DC 2 0 0 0 1

    2. C o u r t o r O r g a n i z a t i o nU . S . C o u r t o f A p p e a l s, D C C i

    3 . D a t e o f R e p o r t05/15/:201 I

    5 a . Repor t T ype (check appropr ia te q , pe )] N o m i n a t i o n . D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is of the informat ion conta ined in this Repor t a n d a n ymod i f ica t ions pe r ta in ing the re to , i t is , in my op in ion , in com pl iancew i t h a p p l i c a b l e l a ~ s a n d r e g u l a t i o n s .

    6 . R e p o r t i n g P e r i o d01/01/2010

    to12/31/2010

    R e v i e w i n g O f f ic e r D a t e

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followeg Complete all parts,checking the NONE box far each part where you have no reportable inforraat ion~ Sign on last pag~

    I . P O S I T I O N S . (Reporting individual only; see pp . 9-13 of f i l ing instructions .)[-~ N O N E (No reportable positions.)

    POSITION NAM E OF ORG ANIZATION/ENTITY

    2.

    3.

    4.5.

    I I . A G R E E M E N T S . m e p o r a n g individual only; seepp. 14-16 of f i l ing instructions.)N O N E (No reportable agreements.)

    D A T EI.2.

    3.

    PARTIES AND TERMS

  • 8/3/2019 Stephen F Williams Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 2 of 9

    N a m e o f P e r s o n R e p o S i n g\Villiams, Stephen F.

    D a t e o f R e p o r t05/15/201 I

    I II . N O N - I N V E S T M E N T I N C O M E . (Reportingindividualandspouse;seepp. 17-24offilinginstructions.)A. Filers Non-Investment Income[~] N O N E (No reportable non-investment income.)

    D A T E SOURCE AND TYPE

    2.

    3.

    4.

    INCOME(yours, not s p o u s e s )

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar a mount not required except for honoraria.)

    D N O N E (No reportable non-investment income.)

    I . 20102.3.4.

    D A T E SOURCE AND TYPED C Pu b l i c Sc h o o l s ~

    I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainmen~(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

    N O N E (No reportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

    I. U n i v e r s i t y o f C o l o r ad o Ja n u a r y 2 8-F e b r u a r y B o u l d e r , Co l o r a d o P a n e l d i s cu s s i o n , t e l e co m Tr an s p o r t a t i o n , f o o d an d l o d g i n gl , 20102. U n i v e r s i t y o f S o u t h e r n M a r c h 4 - 6 , 2 0 1 0 L o s A n g e l e s , Ca l i f o r n ia M o o t C o u r t Tr an s p o r t a t i o n , f o o d an d l o d g i n gC a l i f o r n i a3. W o r l d B a n k G r o u p S e p t e m b e r 2 5 - M o s c O w M e e t i n g w i t h R u s s i a n Tr an s p o r t a t i o n , f o o d an d l o d g i n gO c t o be r 3 , 2 0 10 J u d g e s a n d o f f ic i a l s a b o u tR u l e o f L a w4.5.

  • 8/3/2019 Stephen F Williams Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTP a g e 3 o f 9

    N a m e o f P e r s o n R e p o r t i n gW i l l i a m s , S t e p h e n F .

    Date o f Repor t05 /15 /201 I

    V . G I F T S . an c l u d e s t h o s e to s p o u s e a n d d e p e n d e n t chi ldren; see pp . 2 8 - 3 1 of filing instructions.)[] N O N E (No repo rtable gifts.)

    S O U R C E1 .2.3.4.5.

    DESCRIPTION VALUE

    V I . L I A B I L I T I E S . a n c l u d e s t h o s e o / sp o u s e a n d dependent children; see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

    CREDITOR DESCRIPTIONI.2.3.

    4.5.

    VALUECODE

  • 8/3/2019 Stephen F Williams Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPOR TPage 4 of 9 Ia m e o f P e r so n R e p o r t i n g\ V il l ia m s , S t e p h e n F . D a t e o f R e p o r t05/15 /2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transaction~ (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p ti o n o f A s s e t s I n c o m e d u r i ng( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(0 (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g .,e x e m p t f r o m p r io r d i s c l o s u r e C o d e 1 d i v . , r e n t ,i ( A - H ) o r i n t . )

    I. T r us t # I C h as e Manh a t tan ( J . P . Mor gan B InUDivmu t u al f u n d s ) N . I2. Dr ey f us S&P 50 0 Fund A D i v i d e n d3. D r e y f u s S & P 5 0 0 F u n d ~ C D i v i d e n d4. F i d e l it y O T C ~ ( I R A ) N o n e5. V a n g u a r d I n d e x 5 0 0 C D i v i d e n d6. V a n g u a r d P r im e M M F u n d A D i v i d en d7. Vanguar d Index 50 0 y : ,~ , D D i v i d en d

    I 8 . V a n g u a r d M i d - C a p I n d e x D D i v i d en d9. V a n g u a r d P r im e M M F u n d ~ A D i v i d e n d1 0 . V a n g u a r d M i d - C a p I n d e x i ~ ] D D i v i d en dII . Bar f ic k Gold C or p . A D i v i d e n d1 2 . Gold C or p . , Inc A D i v i d en d1 3 . Boulde r , C O D R e n t1 4 . P N C ~Bank~ A Interes t1 5 . T I A A C R E F R e t . A n n u i ti e s C Dis t r ibu t ion1 6 . Nes t le A D i v i d e n d1 7 . P r o c t o r & G a m b l e A D i v i d e n d

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)V a l u e Value

    C o d e 2 M e th o d( J - P ) C o d e 3

    ( Q - W )

    L TL TN T

    N T

    K TN TN TJ T

    N T

    K TK TO WL TM TL T

    K T

    T r a n s a c t i o n s d u d n g r e p o r ti n g p e r i o d(I) (2) (3) (4) (5 )

    T y p e ( e .g . , D a t e Value Gain I d e n t i t y o fbuy, se l l , m m ! d d ! y y Code 2 C ode I buyer / se l l e r

    r e d e m p t i o n ) ( J - P ) 1 A - H ) ( i f p r i v a t et r a n s a c t i o n )

    Redeemed 03/12/10 M

    I . In co m e Ga in C o d es : A -$ 1.00 0 o r le ss B =$1,001 - $2.500 C = $ 2.501 - $ 5 .000 D $ 5 . 0 0 1 - $ 1 5 .0 0 0( S c e C o l u m n s B I a n d D 4 ) F= $5 0.0 01 -$1 00 .00 0 G = $]0 0 .0 0 1 -$ 1 .0 0 0 .0 0 0 I I I $ 1 . 000. 001 - $ 5 . 000. 000 112 M o re t h a n $ 5 .000.000

    2. Value Codes J =$15.000 or less K -$15.001 - $50.000 L =$50.001 - $100.000 M -$ 100.001 - $ 250.000{ S ee Co l u m n s CI an d D3 ) N =$250.001 - $ 5 00.000 O -$ 5 00.001 - $ 1 .000.000 PI =$1.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000P3 =$25.000.001 - $50.0~0.000 P4 = M o re t h a n $ 50.000.000

    3. Value I .tclhod Codes Q =Appraisal R -~OSl (Real Esta te Only ) S A s s g S S l l l , ~ ll 1 " ~ ash M ar kc ~( S ee Co l u m n C2 ) U = B o o k V a l u e V =Olho" W I s l im a t c d

    E = $ 15 .001 - $ 50.0~ 0

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    FINANCIAL DISCLOSURE REPOR TPage 5 of 9

    N a m e o f P e r s o n R e p o r t in gWill iams, Stephen F.

    D a t e o f R e p o r t05/15/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

    A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o ss va lu e at e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g period

    ( including t r u s t a s s e t ~ ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dI (I) (2 ) (I) (2) (I) (2) (3) (4) (5 )

    P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g ., V a l u e V a l u e Type (e.g., D a t e V a l u e G a i n I d e n t i t y ofe x e m p t f r o m p r i o r d i s c lo s u r e [ Code I d iv . , r e n t , C o d e 2 M e tho d b u y , s e l l, m m / d d / y y C o d e 2 C o d e I b u y e r / s e l l e r

    i (A-H} o r in t . ) ( J - P I C o d e 3 r e d e m p l i o n ) ( J - P ) ( A -1 1 ) ( i f p r i v a t e; ( Q - W ) t m n s a c t i o n )

    1 8 . Q u e s t a r A Dividend K T D i s t r i b u t e d 07/01/10( p a r t )1 9 . QEP Resources A Dividend K T Spinoff 07/01/10(from line 18)20. Bank of America A Div idend J T

    K

    K

    21. M e r c k A Dividend K

    22. JP Morgan Access Balanced Fund

    23 . JP Morgan Access Balanced Fund B Dividend M

    24. JP M orga n ca sh r e se rve . N .IA A Int./Div. K25. JP M organ Access Balanced Func~ ~26 . JP M organ Access Balanced Fund ~ B Dividend M27. .1p Morgan Money Market Deposit Account A Int./Div. L28 . . IP M organ cash reserve~N.IB A Int./Div. J29. Trust No. 2, BNY Mellon, Dreyfus M utual A Dividend LF u n d s30 . B N M e l l o n M u t u a l F u n d s A Div idend J31 . B N Y M e l l o n C a s h R e s e r v e A c c o u n t A D i v i d en d J

    T

    T

    T

    T

    T

    T

    TT

    Bu y 02/02/I0

    Bu y 03 /1 2 /1 0( ad f f l )

    Bu y 02/02110

    Bu y 0 3 /12 /10( ad d l )Bu y 03 /1 6 /1 0

    LL

    L

    L

    L

    32. ETF Vanguard E m er gin g Mar ket s A Dividend J33 . S t r a t e g i c G l o b a l S t o c k F u n d A Dividend K34 . V a n g u a r d P r i m e M o n e y M a r k e y ~ i " ~ : ~ ! T ) A D i v i d e n d JN . 3

    T

    T

    T

    I. n c o m e G a i n C o d e s ; A = $1.000 or less B = $ 1 ,001 - $ 2 .5 00 C = $2.5 01 - $ 5 .000 D =$5.0~1 - $15.000(See Col umns B I and D4 ) F = $ 5 0 . 0 0 1 - $ I 0 ~ . 0 0 0 G =$ 10 0.0 01 - $ 1.0 00 .0 00 I I I =$ 1.0 00 .0 01 - $5 .0 00 .0 00 1 1 2 = M o r e t h a n $ 5 . 0 0 0 .0 0 0

    2. Value Codes J =$15.000 or less K $15.0OI - $50.0~~ L = $ 5 0.0~ 1 . $ 100.000 M =$100.001 - $250.000( S e e C o l u m n s C I a n d D 3 ) N :$ 25 0.001 - $ 5 00.000 O = $5 00.0~ 1 - $ 1 .000.000 PI =$1.000.001 - ,$5.000.000 P2 :$5.000,001 - $25.000.000

    P3 =$25.000.001 - $50.000.000 P4 =More than $50.0(~0.0003. Va lu e M e tho d C o d e s Q =A pp raisa l R Co s t I Rea l E s t a t e On l y) S = As s e s s me n t T ~ a s h M a r k e t

    t S c e Co h l m n C2 ) U B o o k V a l u e V = O lhcr W = E s tim a te d

    E =$15.001- $50.000

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    FINANCIAL DISCLOSURE REPORTPage 6 of 9

    N a m e o f P e r s o n R e p o r t in g\Villiams, Stephen F.

    D a t e o f R e p o r t05/15/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those o f spouse and dependent children; see pp . 34-60 of f i l ing instructions .)N O N E (No reportable income, assets, or transactions.)

    A. B. D.D e s c r ip t io n o f A s se t s I n c o m e d u r in g T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    ( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(1) (2)A m o u n t T y p e (e .g .,C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

    P l a c e " ( X ) " a f t e r e a c h a s s e texempt f r om pr ior d i s c los ure

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value V a l u e

    C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

    (I) (2) (3) (4) (5 )T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fbuy, se l l , mm/ dd!yy Code 2 C o de I buyer / se l le r

    r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

    35 . V a n g u a r d G r o w t h In d e x U ~:~:: r~ A D i v i d e n d S o l d 09/20110 K36 . Mid-C ap Index Vanguar d~ i :_7~ {:~ .-i B D i v i d e n d M T37 . P R I M E C a p , V a n g u a r d ~ " ~ : i ~ ~ : ~ , , ~ :~ A D i v i d en d L T38 . To t a l In t l S t o ck In d ex , Van g u ar d ; ~,~ B D i v i d en d L T39. JP Mo r g an cash r eser v e~ A Int. /Div. J T40 . J P M o r g a n A c c e s s B a l a n c e d F u n d Bu y 03 /1 2 /1 0 M41 . J P M o r g a n A c c e s s B a l a n c e d F u n d B D i v i d e n d N T Bu y 09/21/10 L( ad d l )42 . J P Mor gan Money Mar k e t Depos i t Ac c ount A Int. /Div. L T Bu y 03 /1 6 /1 0 L43 . J P M o r g a n , c a s h r e s e r v e ( I R A ) A Int . /Div. L T44 . J P M o r g a n A c c e s s B a la n c e d F u n d ( I R A ) Bu y 01 /1 1 /1 0 N45 . J P M o r g a n A c c e s s B a la n c e d F u n d ( I R A ) D D i v i d en d O T Bu y 03 /1 2 /1 0 M( ad d l )46 . M o r g a n S t a n l e y 2 - Y R A s i a n N o n e K T Bu y 05/07 /1 0 KO u t p e r f o rm a n c e N o t e ( I R A )47 . G o l d m a n S a c h s S P X B r e n ( I R A ) N o n e K T Bu y 05/21 /1 0 K48. M o rg a n S tan ley M ark e t P lu s S P X (IR A ) N o n e K T Bu y 07 /1 4 /1 0 K49. J P M o r g a n S h o r t D u r a t io n B o n d F u n d ( I R A ) Bu y 09/20/10 M50 . J P M o r g a n S h o r t D u r a t io n B o n d F u n d ( I R A ) A D i v i d e n d M T Bu y 10/29/10 L( ad d l )51 . B N P P a r i b a s E m e r g i n g C o n s u m e r P r o d u c t s N o n e K T Bu y 09/24/10 KN o t e ( I R A )

    I . I n c o m e G a i n Co d es : A =$ 1.000 or less B = $ 1 , 0 O I - $ 2 , 5 0 0 C = $ 2, 501 - $ 5 , 000 D -$ 5 .001 - $ 15 , 0~ 0( S c c C o l u m n s B l a n d D 4 ) F $ 5 0 . 0 0 1 - $ 1 0 0 .0 0 0 G =$ 1 0 0 . 0 0 1 -$ 1 , 0 0 0 , 0 0 0 111=$1.090.001-$5.000,000 1 1 2 M o r e l han $ 5 . 0 0 0 . 0 0 0

    2. Va lu e C o d es J = $15 .000 o k"ss K = $ I 5 .001 - $ 5 0.0~ ) L = $5 0.001 - $ 100.000 M =$10~.001 - $250.000( S e e C o l u m n s C I a n d D 3 ) N = $25 0,001 - $ 500.000 O =$5 00,001 - $1 .00~.000 PI = $ 1 .000, 001 - $ 5 .000.000 P 2 = $ 5 . 0 ~ O . 0 0 1 - $ 2 5 . 0 ~ O . 0 0 0P3 -$ 25 , 000.001 - $ 50.000, 000 P4 = M o re I h a n $ 50.0~ ) .000

    3. V a l u e M e t h o d C o d e s Q A p p r a i s a l R = C o s t t R e a l E s t a t e O n l y ) S = As s ~ s s me n ! T - C as h M ar k et(S ee C o lu m n C 2) U -Bo o k Valu e V = O ~ h c r W - E s l im a t e d

    =$15.001 - $50,000

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    FINANCIAL DISCLOSURE REPOR TPage 7 of 9

    N a m e o f P e r s o n R e p o r t in g\Villiams, Stephen F.

    D a t e o f R e p o r t05/15/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , ,. al .. , t ~ a n s a c t io . s t l. c ta d e s t h o s e o / s p o a s e a n d a . p .. d e n t children: s e e p p . 3 4 - 6 0 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

    A. B. C. DDes cr ipt ion o f As s et s Inco m e during Gro ss va lu e at en d Transactions during reporting period(including trust assets) r epor t i ng per iod o f r e p o r t i n g p e r i o d

    i (I) (2 ) (I) (2) (I) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fexempt f r om pr ior d i s c los ure i Code 1 d i v . , r e n t , Code 2 M e t ho d bu y , se ll , m m /d d~y Code 2 C o de I buy e r/se lle ri (A-tt) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-B) ( i f p r i v a t e(Q -W ) t r a n s a c t i o n )5 2. Go l dm a n Sac h s SPX No te (IRA)

    53 . JP Morgan Access Balanced Fum:i~ _t IRA)

    54. JP M organ Access Balanced Fund~ - IRA)55. JP Morgan cash reserv~~~] I R A )

    56 . SSgA Age Bas ed 2010~ IRA))

    None K

    A Dividend M

    A I n t e r e s t JNone J

    T

    T

    T

    Bu y 12/10/10 K

    Bu y 03/12 /10 M

    Bu y 03 /15110 J( a d d l )

    Bu y 07/01/10 J

    I. Incom e Gain Codes: A -$1 .000 or l e s s B -$1,001 - $2.50~ C =$2.501 - $5.0~O D : $ 5 .001 - $ 15 .000(S e e C o l u mn s B I a n d D 4 ) F = $50.001 - $ 100,009 G =$ 100.001 - $ 1.000.0~0 I I I =$ 1.0~0.(~ I - $5.0~k000 I 12 -More than $5.000.1~0

    2. Value Codes J =$15.00~ or less K =$15.0OI - $50.000 L =$50.0~1 - $100.0~ M = $ 10~ .001 - $ 250.0(~( S e e C o l u m n s C I a n d D 3 ) N -$ 250.0O I - $ 500.000 O =$50~.0OI . $1.0~O.0~ PI =$1.0(~.001 - $5.000.000 P2 =$5.000.0~1 - $25 .090.000

    P3 = $25 .000.0O I - $50.0~O .000 P 4 = M o re tha n $5 0.000.0003. V a l u e M e t h o d C o d e s Q = A p p ra i sa l R = C o s t (R e a l E s t a t e O n l y ) S = As s e s s me n t T = C ~ h M a r k e t( S ee Co l u r t m C2 ) U B o o k V a l u e V =Olhcr W = E s t i ma t e d

    E = $ 1 5 , 0 0 1 - $50.000

  • 8/3/2019 Stephen F Williams Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPOR TPage 8 of 9

    N a m e o f P e r s o n R e p o r t in gW i l l i a m s , S t e p h e n F .

    D a t e o f R e p o r t05/15/201 I

    V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. (lndicate part of report)I . T h i s i s a t r u s t e s t a b l i s h e d b y~ : " " " _ . ~ i ~ " _ ~

    ~o f w h i c h I am a l i f e ben e f i c i a r y .

    I A . T h e i n i t i a l i n v e s t me n t i n t h i s w a s o n D e ce mb e r 3 , 2 0 0 9 a n d w a s i n a d v e r t e n t l y o mi t t e d f r o m 2 0 0 9 s f o r m. T h e i n v e s t m e n t w a s a t t h e N l e v e l a n d a t t h e e n d o f2 0 0 9 w a s a t t h e N l e v e l . In co m e w a s a t t h e A l e v e l .l B . T h e i n i ti a l i n v e s tme n t i n t h is w a s o n D e ce m b e r 3 , 2 0 0 9 a n d w a s i n a d v e r t e n t l y o mi t t e d f r o m 2 0 0 9 s f o r m. T h e i n v e s t m e n t w a s a t t h e M l e v e l a n d a t t h e e n d o f2 0 0 9 w a s a t t h e N l e v e l . In co m e w a s a t t h e A l e v e l .

    2 . T h e a s s e t s n o t e d o n t h i s a n d t h e n e x t f o u r l i n e s a r e h e l d b y a t e s t a m e n t a r y t r u s t e s t a b l is h e d b ) Z ~ ] ~ o f w h i c h I a m t h e l i fe b e n e f i c i a r y .3. ~-~ signifies that the asset is held by a testamentary trust established by~ of which I am the life beneficiary.

  • 8/3/2019 Stephen F Williams Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPOR TPage 9 of 9

    N a m e o f P e r s o n R e p o r t i n g\ V il l ia m s , S t e p h e n F .

    D a t e o f R e p o ~05/15 /2011

    IX . CERTIFICATION.I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

    a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o s v l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r t he r c e r t if y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signature : S /Stephen F. W i l liams

    N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

    Committee on Financial DisclosureAdmin istrativ e Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544