stats on stats etf august 2016

Oct 2015 Vol 1. No. 8.August 2016 Vol 2. No. 8

ETFInvestsMaking Sense of the Noise

Any opinions, news, research, analysis, prices, or other information contained in this document or any other material provide by ETFInvests does not constitute investment advice or a solicitation to buy or sell any exchange traded fund or securities of any type - It does not take into account your personal circumstances, please do not trade or invest based solely on this information. By viewing any material or using the information within this website you agree that this is general education material and you will not hold any person or entity responsible for loss or damages resulting from the content or general information provided here by ETFInvests, it’s employees, directors or fellow members.

While every eff ort is made to check the accuracy of information contained on this document or website. ETFInvests cannot accept responsibility for any errors or omis-sions. We therefore strongly recommend that readers make their own thorough checks and seek independent fi nancial advice before entering into any kind of transaction.Th e views and opinions of editorial contributors do not necessarily refl ect those of the ETFInvests.

Investments in exchange-traded funds have large potential rewards, but also large potential risk. You must be aware of the risks and be willing to accept them in order to invest in exchange-traded funds. Don’t trade with money you can’t aff ord to lose. Th is document is neither a solicitation nor an off er to Buy/Sell exchange-traded funds products. No representation is being made that any account will or is likely to achieve profi ts or losses similar to those discussed in any material in this document. Th e past performance of any trading system or methodology is not necessarily indicative of future results. Given this representation, all information and material provided by ETFInvests. and any associated companies, or employees, is for educational purposes only and should not be considered specifi c investment advice.

Stats on Stats

$90,000

$106,000

$122,000

$138,000

$154,000

$170,000Trend AbsoluteARC Balanced Asset PCI

A-16J-16J-16M-16A-16M-16F-16J-16D-15N-15O-15S-15

Ticker Name Category Inception Date

Active / Passive

Expense Ratio(%) Issuer

Assets Under Man-

agement($Mil)

Number of Holdings

Alpha Ratings

AOMiShares Moder-ate Allocation

Diversifi ed Portfolio

11/04/08 Passive 0.23 iShares 555.9 - ααααα

BUNT3x German Bund Futures

Leveraged Bonds

03/22/11 Passive 0.95Power-

Shares DB21.97 - ααααα

DRNDaily Real Estate Bull 3x Shares

Leveraged Real Estate

07/16/09 Passive 0.99 Direxion 88.96 - ααα

MNAIQ Merger Arbi-trage ETF

Hedge Fund 11/17/09 Passive 0.76 IndexIQ 153.06 34.00 ααααα

NUGTGold Miners Bull 3x Shares

Leveraged Equities

12/08/10 Passive 1.03 Direxion 1540 - ααααα

PGFFinancial Pre-ferred Portfolio

Preferred Stock

12/01/06 Passive 0.63Power-Shares

1840 - ααααα

UGAZ3x Long Natural Gas

Leveraged Commod-ities

02/07/12 Passive 1.65Veloci-

tyShares315.67 - ααααα

YCL Ultra YenLeveraged Currency

11/25/08 Passive 0.88 ProShares 7.21 - ααααα

Performance

Sharpe Ratio Sortino Ratio Max D.D. (%)

Alpha

Risk

1M(%) 3M(%) Incept. (%)

-9.6 -1.54 12.41

.09 .13 9.69

.26

Calmar Ratio

.13P to G Ratio

.61

Beta

-1.33

Performance


Risk

1M(%) 3M(%) YTD(%)

0 .56 5.58

-.13 -.17 5.13Calmar Ratio

.07

Exp. Ratio(%)

Fundamentals

-

P to G Ratio

.75

Incept. (%)*

4.19

ETF’s Info

6 Alpha Nuts and BoltsOct 2015 Vol 1. No. 8.August 2016 Vol 2. No. 8

Ticker Name Category Date Bought Buy Price ($) SharesBuy Value ($)

End Price ($)

Closed Value ($)

Percent Change

AOM Moderate Allocation


Apr-16 $34.80 334 $11,623.20 $35.83 $12,031.68 3.51%

BUNT3x German Bund Fu-tures

Leveraged Bonds

Mar-16 $58.00 214 $12,413.00 $61.27 $13,346.04 7.52%

DRN Real Estate Bull 3x


Apr-16 $87.38 132 $11,534.16 $117.88 $13,602.28 17.93%

MNA IQ Merger Arbitrage

Hedge Fund Mar-16 $28.52 436 $12,435.72 $28.52 $12,597.04 1.30%

NUGTDaily Gold Miners Bull 3x Shares

Leveraged Equities

Jun-16 $73.07 142 $10,375.94 $166.43 $14,030.60 35.22%

PGF Financial Preferred

Preferred Stock

Apr-16 $18.80 616 $11,581.80 $19.28 $11,945.24 3.14%

UGAZ 3x Long Natural Gas


Jul-16 $46.31 330 $15,283.30 $38.61 $12,085.60 -20.92%

YCL Ultra Yen Leveraged Currency

Mar-16 $61.79 201 $12,420.79 $73.66 $14,479.03 16.57%

Cash $8,297.70

Total $112,412.21

ETF’s Current Holdings

Monthly Return

6 Alpha Portfolio - has been designed to provide income revenue at a steady rate. Th e six alpha portfolio has been designed, in nature, to handle rising or falling growth regimes, as well infl ationary or defl ationary market regimes. Th e Six Alpha fund will only be invested in ETF or ETN that have a six alpha rating, designed by ETFInvests. It diff ers from other income portfolio, because it doesn’t rely on dividends as the main source of income for the portfolio.

Added Shares

Sold Shaes

New Holdings

* Portfolio Inception: Oct. 1, 2015.

to August. 1, 2016.

1

$90,000

$106,000

$122,000

$138,000

$154,000

$170,000Trend AbsoluteARC Balanced Asset PCI

A-16J-16J-16M-16A-16M-16F-16J-16D-15N-15O-15S-15


Active / Passive


Assets Under Man-

agement($Mil)

Number of Holdings

Alpha Ratings

PSKWells Fargo Preferred Stock

Preferred Stock

09/16/09 Passive 0.45 SSgA 597.44 - αααα

DTODB Crude Oil Dble Short ETN


06/16/08 Passive 0.75Deutsche

Bank77.55 - ααααα


11/25/08 Passive 0.88 ProShares 7.41 - ααααα

TMF20 Year Plus Treasury Bull 3x

Leveraged Bonds

04/16/09 Passive 0.98 Direxion 82.33 - ααααα

BTALNeutral An-ti-Beta Fund

Long-Short 09/13/11 Passive 2.89 FQF Trust 27.99 403.00 αααα

DRNReal Estate Bull 3x Shares


07/16/09 Passive 0.99 Direxion 104.81 - ααααα

JNUGGold Miners Bull 3x Shares

Leveraged Equities

10/03/13 Passive 1.01 Direxion 673.23 -

PERM Permanent Diversifi ed Portfolio

02/07/12 Passive 0.58 Global X 9.15 - αααα

Performance


Alpha

Risk

1M(%) 3M(%) Incept. (%)*

13.30 10.64 54.03

.51 1.31 9.18

5.52

Calmar Ratio

.55P to G Ratio

2.49

Beta

-1.26

Performance


Risk

1M(%) 3M(%) YTD(%)

0 .56 5.58

-.13 -.17 5.13Calmar Ratio

.07

Exp. Ratio(%)

Fundamentals

-

P to G Ratio

.75

Incept. (%)*

4.19

ETF’s Info

Trend Alpha Nuts and BoltsOct 2015 Vol 1. No. 8.

Ticker Name Category Date Bought Buy Price ($) SharesBuy Value ($)

End Price ($)

Closed Value ($)

Percent Change

PSKPreferred Stock

Convertible Bonds

Feb-16 $44.62 282 $12,583.84 $46.44 $13,097.08 4.08%


Oct-15 $55.38 225 $12,461.50 $73.47 $16,531.75 32.66%

TMF20 Year Tbill Bull 3x

Leveraged Bonds

Feb-16 $87.40 576 $12,586.60 $29.10 $16,762.60 33.18%

DRNReal Estate Bull 3x


Apr-16 $87.38 580 $12,671.10 $27.02 $15,672.60 23.69%

JNUGGold Miners Index Bull 3x

Leveraged Equities

May-16 $76.68 1600 $12,269.80 $25.64 $41,025.00 234.36%

PERMPermanent


May-16 $24.59 330 $8,114.70 $26.14 $8,627.20 6.30%

Cash $67.901

Total $131,766.83

DTO Crude Oil Dble Short

Leveraged Commodities Oct-15 $102.02 122 $12,447.44 $146.86 $17,916.92 30.52%

BTAL Mkt Neutral Anti-Beta Long-Short Mar-16 $22.60 553 $12,498.80 $21.45 $11,861.85 -5.38%

DIVA Hedged Dividend Long-Short Sep-16 $25.86 663 $17,099.92 - - -

UGAZ 3x Long Natural Gas

Leveraged Commodities Sep-16 $39.62 434 $15,894.08 - - -

ETF’s Current Holdings

Monthly Return

Trend Alpha Portfolio - has been designed to provide income revenue at a steady rate. Th e Trend alpha portfolio has been designed, in nature, to handle rising or falling growth regimes, as well infl ationary or defl ationary market regimes. Th e Trend Alpha fund will only be invested in ETF or ETN that have a six alpha rating, designed by ETFInvests. It diff ers from other income portfo-lio, because it doesn’t rely on dividends as the main source of income for the portfolio.

Added Shares

Sold SharesNew Holdings

* Portfolio Inception: Oct. 1, 2015.

to August. 1, 2016.

August 2016 Vol 2. No. 8 2


Active / Passive


Assets Under Management

($Mil)

Number of Holdings

Alpha Ratings

VOO S&P 500 ETF Large Cap Blend Equities 09/07/10 Passive 0.05 Vanguard 51170 498 ααααα

AADR WCM/BNY Mellon Focused Growth ADR

Global Eq-uities 07/20/10 Active 1.25 AdvisorShares 15.17 12 αααα

EPHE MSCI Philippines Emerging Markets 09/29/10 Passive 0.62 iShares 301.95 44 αααα

TLT 20+ Year Treasury Bond ETF

Government Bonds 07/22/02 Passive 0.15 iShares 7730.00 32.00 ααααα

EMB J.P. Morgan Emerging Markets Bond

Emerging Markets Bonds

12/17/07 Passive 0.40 iShares 9600.00 310.00 αααα

TIP Global Infl ation-Linked Bond ETF

Infl ation-Pro-tected Bonds 05/18/11 Passive 0.20 iShares 18430.00 41.00 αααα

GLD SPDR Gold Trust Precious Metals 11/12/04 Passive 0.4 SPDR 39470 - αααα

ICF Cohen & Steers REIT Real Estate 01/29/01 Passive 0.35 iShares 4240 30 ααααα

ETF’s Info

Robo Advisor

Oct 2015 Vol 1. No 1.August 2016 Vol 2. No. 8

Robo Advisor Portfolios - have been designed to provides you with a convenient way to invest and save for an investment goal. Th e goal can be to accumulate savings, or to take distributions for an needed incomed. You will get a diversifi ed portfolio composed of low-cost exchange-traded funds (ETFs)— that are made to match with your personality.

*Portfolio Inception:

Jan 1, 2011 to August 1, 2016.

Moderate Portfolio Performance


Alpha

Risk

1M(%) 3M(%) CAGR. (%)

-1.06 1.75 6.01

.15 .25 10.63

.21

Calmar Ratio

.05P to G Ratio

.91

Beta

1.35

Balanced Portfolio Performance


Alpha

Risk

1M(%) 3M(%) CAGR. (%)

-1.2 1.80 7.68

.27 .45 9.96

.43

Calmar Ratio

.06P to G Ratio

1.15

Beta

.73


Alpha

Risk

1M(%) 3M(%) CAGR. (%)

2.96 1.43 9.19

.21 .34 13.47

.40

Calmar Ratio

.05P to G Ratio

.78

Beta

1.66

Most Agressive Portfolio Performance

Agressive Portfolio Performance


Alpha

Risk

1M(%) 3M(%) CAGR. (%)

-1.73 1.61 8.58

.21 .33 11.58

.38

Calmar Ratio

.06P to G Ratio

1.09

Beta

1.51

$90,000

$106,000

$122,000

$138,000

$154,000

$170,000

16-Mar15-Aug15-Jan14-Jun13-Nov13-Apr12-Sep12-Feb11-Jul10-Dec

ARC Balanced Asset PCI

Geogrpahic Location

3

Ticker Name Alpha Rating

Inception Date

Active / Passive

Expense Ratio (%)


Total Hold-ings

Avg Daily Volume

1 Mth (%)

3 Mths(%)

YTD(%)

BondsBABS SPDR Nuveen Barclays Capital Build

America Bond ααααα 05/12/10 Passive - 67.26 166 - - - -

BLV Long-Term Bond αααα 04/03/07 Passive 0.09 1910.00 2039 28690 6.24 6.24 16.73

BUNT 3x German Bund Futures ααααα 03/22/11 Passive 0.95 21.97 - 94.2 K 7.47 7.47 25.33

CLY iShares 10+ Year Credit Bond αααα 12/08/09 Passive 0.20 1090.00 1720 10300.00 6.47 6.47 16.81

CORP Investment Grade Corporate Bond Index Fund

αααα 09/20/10 Passive 0.20 553.07 319 5890.00 3.53 3.53 9.56

DFVL US Treasury 5-year Bull ααααα 07/11/11 Passive 0.75 5.04 - 43.18 K 3.15 3.15 10.49

DLBL US Treasury Long Bond Bull ααααα 08/09/10 Passive 0.75 5.92 - - 3.39 3.39 11.87

DTYL US Treasury 10-Year Bull ααααα 08/09/10 Passive 0.75 5.71 - 2.61 K 2.69 2.69 10.00

EDV Extended Duration Treasury αααα 12/06/07 Passive 0.10 615.08 75 11190.00 8.85 8.85 24.07

EMB iShares J.P. Morgan USD Emerging Markets Bond

αααα 12/17/07 Passive 0.40 9600.00 310 266240.00 6.49 6.49 14.04

IEF iShares 7-10 Year Treasury Bond αααα 07/22/02 Passive 0.15 9040.00 15 227250.00 1.95 1.95 6.74

IGOV S&P/Citigroup International Treasury Fund

αααα 01/21/09 Passive 0.35 743.81 668 11710.00 2.43 2.43 10.99

IGU Ultra Investment Grade Corporate ααααα 04/13/11 Passive - 3.45 - - - - -

ILTB Core Long-Term U.S. Bond αααα 12/08/09 Passive 0.12 204.18 1181 2780.00 6.57 6.57 16.81

JGBT DB 3x Japanese Government Bond Futures

ααααα 03/22/11 Passive 0.95 4.24 - 1050.00 -1.46 -1.46 5.57

LBND 3x Long 25+ Year Treasury Bond ααααα 06/28/10 Passive 0.95 10.54 - 101.58 K 21.53 21.53 50.62

LKOR Credit-Scored U.S. Long Corporate Bond

- 09/24/15 Passive 0.22 14.00 205 108.75 K 5.95 5.95 16.79

LQD iShares iBoxx $ Investment Grade Corporate Bond

αααα 07/22/02 Passive 0.15 32660.00 1581 591830.00 4.00 4.00 10.23

LTPZ 15+ Year U.S. TIPS Index Fund αααα 09/03/09 Passive 0.20 101.73 9 1480.00 8.10 8.10 18.39

SHM SPDR Barclays Short Term Municipal Bond

ααααα 10/10/07 Passive 0.20 3100.00 402 14880.00 0.67 0.67 1.47

TFI SPDR Barclays Municipal Bond ααααα 09/11/07 Passive 0.23 1890.00 442 15010.00 1.93 1.93 5.00

TLH 10-20 Year Treasury Bond ααααα 01/05/07 Passive 0.15 770.54 13 16200.00 2.91 2.91 9.17

TLO SPDR Barclays Long Term Treasury ααααα 05/23/07 Passive 0.10 585.56 46 12020.00 5.82 5.82 15.69

TLT 20+ Year Treasury Bond ααααα 07/22/02 Passive 0.15 7730.00 32 1050000.00 6.18 6.18 16.60

TMF Daily 20 Year Plus Treasury Bull 3x Shares

ααααα 04/16/09 Passive 0.98 77.33 - 13150.00 17.20 17.20 51.56

TYD Daily 7-10 Year Treasury Bull 3x Shares ααααα 04/16/09 Passive 0.97 8.06 - 186.51 K 5.05 5.05 19.13

UBT Ultra 20+ Year Treasury ααααα 01/19/10 Passive 0.95 67.42 - 1630.00 11.87 11.87 33.44

UST Ultra 7-10 Year Treasury αααα 01/19/10 Passive 0.95 41.24 - 2510.00 3.55 3.55 12.76

VCLT Long-Term Corporate Bond Index Fund

αααα 11/19/09 Passive 0.10 1490.00 1701 15910.00 6.60 6.60 17.46

VGLT Long-Term Government Bond Index Fund

ααααα 11/19/09 Passive 0.1 578.48 71 13810 5.70 5.70 15.72

ZROZ 25+ Year Zero Coupon U.S. Treasury Index Fund

ααααα 10/30/09 Passive 0.15 8.25 - 59.97 K 9 9 25.86

CommodityAGQ Ultra Silver ααααα 12/03/08 Passive 0.88 358.24 - 16250 34 33.52 71.58

DBS DB Silver Fund αααα 01/05/07 Passive 0.57 101120 - 3370 20 19.88 38.84

GLD SPDR Gold Trust αααα 11/12/04 Passive 0.4 39470 - 1330000 9 9.16 24.38

GLTRPhysical Precious Metal Basket Shares

αααα 10/22/10 Passive 0.6 259.16 - 2740 12 12.21 26.89

August 2016 Vol 2. No. 8

ETF Watchlist

4


Inception Date

Active / Passive

Expense Ratio (%)


Total Hold-ings

Avg Daily Volume

1 Mth (%)

3 Mths(%)

YTD(%)

CommodityGRWN Pure Beta Softs ααααα 04/20/11 Passive 0.85 - - 7.57 K 14 14.09 22.41

JJPDow Jones-UBS Precious Metals Total Return Sub-Index

αααα 06/24/08 Passive 0.75 7.81 - 116.12 K 13 12.58 29.96

JJSDow Jones-UBS Softs Total Return Sub-Index

αααα 06/24/08 Passive 0.75 3.01 - 146.35 K 13 13.49 21.71

JJTDow Jones-UBS Tin Total Return Sub-Index

αααα 06/24/08 Passive 0.75 2.5 - 23.16 K 20 20.19 36.57

PALL Physical Palladium Shares ααααα 01/08/10 Active 0.6 188.76 - 2650 24 24.35 21.99

PPLT Physical Platinum Shares ααα 01/08/10 Passive 0.6 521.08 - 6760 9 8.85 20.16

SGAR Pure Beta Sugar ααααα 04/20/11 Passive 0.85 1.32 - 37.46 K 13 13.32 37.43

SGGDow Jones-UBS Sugar Subindex Total Return

αααα 06/24/08 Passive 0.75 55.24 - 2680 12 12.05 33.27

SGOL Physical Swiss Gold Shares αααα 09/09/09 Passive 0.39 1100 - 4360 9 9.16 24.38

SZO DB Crude Oil Short ααααα 06/16/08 Passive 0.75 10.89 - 207.62 K 15 15.22 -0.60

UGAZ VelocityShares 3x Long Natural Gas ααααα 02/07/12 Passive 1.65 315.67 - 97730 23 23.42 -41.46

UGL Ultra Gold αααα 12/03/08 Passive 0.9 98.31 - 1780 18 17.74 50.38

USLV VelocityShares 3x Long Silver αααα 10/14/11 Passive 1.65 287.01 - 40570 65 64.71 133.40

UWTI VelocityShares 3x Long Crude Oil ααααα 02/07/12 Passive 1.35 1160 - 453700 -43 -43.47 -47.76

CurrencyFXY CurrencyShares Japanese Yen Trust αααα 02/12/07 Passive 0.4 159.14 - 21310 4.10 4.10 15.14

JYN JPY/USD Exchange Rate αααα 05/08/07 Passive 0.4 1.67 - 925.83 4.19 4.19 15.68

YCL Ultra Yen ααααα 11/25/08 Passive 0.88 7.21 - 186.07 K 7.89 7.89 29.69

EquitiesACWV

MSCI All Country World Minimum Volatility

αααα 10/18/11 Passive 0.2 3270 352 20460 4.33 4.33 11.35

BRZU Direxion Daily Brazil Bull 3x Shares ααααα 04/10/13 Passive 1.02 58.19 - 9270 107.16 107.16 225.26

CAPE The Barclays + Shiller CAPE ααααα 10/11/12 Passive 0.45 33.73 - 208.24 K 7.32 7.32 13.08

COPX Copper Miners αααα 04/19/10 Passive 0.65 23.21 22 364.28 K 12.26 12.26 38.02

DES SmallCap Dividend Fund αααα 06/16/06 Passive 0.38 1570 1372 8390 7.91 7.91 18.59

DHS Equity Income Fund αααα 06/16/06 Passive 0.38 1310 962 4000 5.06 5.06 15.99

DIA Dow Jones Industrial Average αααα 01/14/98 Passive 0.17 12150 30 522370 4.31 4.31 8.06

DLN LargeCap Dividend Fund αααα 06/16/06 Passive 0.28 1960 907 17230 4.71 4.71 11.05

DON MidCap Dividend Fund ααααα 06/16/06 Passive 0.38 2060 969 9220 4.50 4.50 15.97

DSI KLD 400 Social Index Fund αααα 11/14/06 Passive 0.5 606.71 397 2060 4.49 4.49 8.13

DTD Total Dividend Fund αααα 06/16/06 Passive 0.28 520.98 1534 2040 4.86 4.86 11.98

DTN Dividend ex-Financials Fund αααα 06/16/06 Passive 0.38 958.36 964 1880 5.11 5.11 14.43

DVY iShares Select Dividend αααα 11/03/03 Passive 0.39 16220 94 73410 4.83 4.83 17.20

DVYL2x Leveraged Dow Jones Select Dividend Index

αααα 05/23/12 Passive 0.75 54.01 - 245.64 K 9.43 9.43 35.65

EDCDaily Emerging Markets Bull 3X Shares

ααααα 12/17/08 Passive 1.07 192.35 - 66190 38.16 38.16 42.18

EES SmallCap Earnings Fund αααα 02/23/07 Passive 0.38 391.4 1574 837.89 K 6.53 6.53 12.86

ENZL iShares MSCI New Zealand Capped αααα 09/01/10 Passive 0.48 174.98 29 4020 13.61 13.61 26.39

EPU iShares MSCI All Peru Capped ααα 06/19/09 Passive 0.63 213.87 25 6260 15.52 15.52 66.88

EVXMarket Vectors Environmental Services

αααα 10/10/06 Passive 0.55 17.44 22 24.06 K 5.80 5.80 20.51

EWZ iShares MSCI Brazil Capped ETF ααα 07/10/00 Passive 0.62 3900 56 604150 31.34 31.34 65.19

EZM MidCap Earnings Fund αααα 02/23/07 Passive 0.38 690.81 1005 1640 3.71 3.71 11.84


ETF Watchlist

5


Inception Date

Active / Passive

Expense Ratio (%)


Total Hold-ings

Avg Daily

Volume

1 Mth (%)

3 Mths(%)

YTD(%)

EquitiesFBG AG FI Enhanced Big Cap Growth ααααα 06/11/12 Passive - 164.36 - - - - -

FBGXUBS AG FI Enhanced Large Cap Growth

- 06/11/14 Passive 1.29 946.36 - 943.85 K 7.06 7.06 11.18

FCG ISE-Revere Natural Gas Index Fund ααααα 05/08/07 Passive 0.6 239.29 27 21650 6.39 6.39 18.74

FDN DJ Internet Index Fund ααααα 06/19/06 Passive 0.54 3640 39 38440 7.52 7.52 6.51

FIBG FI Enhanced Big Cap Growth - 10/18/13 Passive 0.52 35.44 - 42.62 K 5.08 5.08 7.91

FIEG FI Enhanced Global High Yield - 10/08/13 Passive 1.75 352.82 - 371.22 K 5.54 5.54 17.44

FIGYBarclays + FI Enhanced Global High Yield

αααα 05/22/13 Passive 0.76 1440 - 1210 7.43 7.43 19.42

FINU UltraPro Financials ααα 07/10/12 Passive 0.95 7.96 - 79.37 K 7.81 7.81 3.08

FIW ISE Water Index Fund αααα 05/08/07 Passive 0.57 148.64 34 725.86 K 6.65 6.65 25.36

FLGE FI Large Cap Growth Enhanced - 06/11/14 Passive 1.52 748.2 - 1240 7.06 7.06 11.38

GASLDaily Natural Gas Related Bull 3x Shares

ααααα 07/14/10 Passive 0.97 54.41 - 8350 11.20 11.20 -23.02

GDJJ Ultra Junior Miners - 02/12/15 Passive 1.14 10.44 - 999.64 K 71.96 71.96 353.09

GDX Market Vectors TR Gold Miners ααα 05/16/06 Passive 0.52 9950 50 1910000 19.53 19.53 98.47

GDXJ Market Vectors Junior Gold Miners ααα 11/11/09 Passive 0.56 4380 48 696170 34.93 34.93 137.77

GDXX Ultra Gold Miners - 02/13/15 Passive 1.12 16.02 - 1520 35.98 35.98 226.62

GLDX Gold Explorers ααααα 11/03/10 Passive 0.65 78.76 20 2660 32.69 32.69 147.52

GMF SPDR S&P Emerging Asia Pacifi c ααα 03/19/07 Passive 0.49 340.28 719 1800 11.68 11.68 10.27

GML SPDR S&P Emerging Latin America αα 03/19/07 Passive 0.49 27.52 224 262.25 K 18.95 18.95 34.72

GUSHDaily S&P Oil & Gas Exp. & Prod. Bull 3x Shares

- 05/28/15 Passive 0.98 52.45 - 20220 1.63 1.63 27.84

HAKK Daily Cyber Security Bull 2X Shares - 09/16/15 Passive 0.81 1.93 - 55.71 K 24.50 24.50 11.15

HDLVMonthly Pay 2x Leveraged US High Dividend Low Volatility

- 09/30/14 Passive 1.45 32.64 - 296.76 K 11.14 11.14 35.02

HDV iShares High Dividend αααα 03/29/11 Passive 0.12 6470 75 42680 3.31 3.31 14.14

IDU iShares U.S. Utilities αααα 06/12/00 Passive 0.44 868.74 55 28370 1.10 1.10 16.53

IGM iShares North American Tech ααααα 03/13/01 Passive 0.48 920.05 271 4420 7.89 7.89 10.54

IGViShares North American Tech-Soft-ware

ααααα 07/10/01 Passive 0.48 710.59 59 21340 6.42 6.42 10.49

IHI iShares U.S. Medical Devices ααααα 05/01/06 Passive 0.44 1440 47 17380 8.20 8.20 17.71

IJH Core S&P Mid-Cap αααα 05/22/00 Passive 0.12 30170 400 189980 5.16 5.16 14.07

IJJ iShares S&P Mid-Cap 400 Value αααα 07/24/00 Passive 0.25 4980 308 24000 4.76 4.76 15.98

IJK iShares S&P Mid-Cap 400 Growth αααα 07/24/00 Passive 0.25 5770 226 21440 5.54 5.54 12.07

IJR Core S&P Small-Cap αααα 05/22/00 Passive 0.12 20630 601 121580 7.17 7.17 14.46

IJS iShares S&P Small-Cap 600 Value αααα 07/24/00 Passive 0.25 3970 454 23840 7.22 7.22 16.94

IJT iShares S&P Small-Cap 600 Growth αααα 07/24/00 Passive 0.25 3430 348 14490 7.05 7.05 12.10

INDL Daily India Bull 2x Shares ααααα 03/11/10 Passive 1.13 83.8 - 1630 24.43 24.43 16.09

INP MSCI India Index αααα 12/19/06 Passive 0.89 223.47 - 448.33 K 8.24 8.24 8.64

ITA iShares U.S. Aerospace & Defense ααααα 05/01/06 Passive 0.44 876.37 36 10270 5.57 5.57 12.06

IVE iShares S&P 500 Value αααα 05/22/00 Passive 0.18 10500 359 64250 4.05 4.05 10.00

IVOG S&P Mid-Cap 400 Growth ETF αααα 09/07/10 Passive 0.2 513.13 227 1610 5.54 5.54 12.08

IVOO S&P Mid-Cap 400 ETF αααα 09/07/10 Passive 0.15 485.35 401 1940 5.15 5.15 14.03

IVOV S&P Mid-Cap 400 Value ETF αααα 09/07/10 Passive 0.2 460.19 309 2140 4.78 4.78 15.97

IVV Core S&P 500 ETF ααααα 05/15/00 Passive 0.07 78650 500 643380 4.08 4.08 8.23

IVW iShares S&P 500 Growth ETF ααααα 05/22/00 Passive 0.18 13900 312 66260 4.07 4.07 6.39

IWB iShares Russell 1000 ETF ααααα 05/15/00 Passive 0.15 16320 985 103610 4.14 4.14 8.28

IWD iShares Russell 1000 Value ETF αααα 05/22/00 Passive 0.2 30110 679 198000 4.49 4.49 10.54


ETF Watchlist

6


Inception Date

Active / Passive

Expense Ratio (%)


Total Hold-ings

Avg Daily

Volume

1 Mth (%)

3 Mths(%)

YTD(%)

EquitiesIWF iShares Russell 1000 Growth ααααα 05/22/00 Passive 0.2 30400 592 166790 3.77 3.77 6.10

IWM iShares Russell 2000 αααα 05/22/00 Passive 0.2 28350 1986 2530000 7.33 7.33 11.33

IWN iShares Russell 2000 Value αααα 07/24/00 Passive 0.25 6620 1349 148720 8.13 8.13 15.38

IWO iShares Russell 2000 Growth αααα 07/24/00 Passive 0.25 6500 1165 110290 6.44 6.44 7.29

IWP iShares Russell Mid-Cap Growth αααα 07/17/01 Passive 0.25 6400 458 25380 4.29 4.29 7.59

IWR iShares Russell Mid-Cap αααα 07/17/01 Passive 0.2 13210 786 34330 4.59 4.59 10.64

IWS iShares Russell Mid-Cap Value αααα 07/17/01 Passive 0.25 7890 554 46080 4.93 4.93 13.76

IWV iShares Russell 3000 αααα 05/22/00 Passive 0.2 6220 2967 22430 4.36 4.36 8.46

IXN iShares Global Tech ααααα 11/12/01 Passive 0.47 777.43 109 2470 9.54 9.54 11.45

IYC iShares U.S. Consumer Services ααααα 06/12/00 Passive 0.44 886.58 173 4960 1.74 1.74 3.02

IYF iShares U.S. Financials αααα 05/22/00 Passive 0.44 1400 279 38090 3.84 3.84 5.41

IYH iShares U.S. Healthcare αααα 06/12/00 Passive 0.44 2000 121 18560 0.49 0.49 1.09

IYJ iShares U.S. Industrials αααα 06/12/00 Passive 0.44 838.18 213 10710 5.30 5.30 13.02

IYK iShares U.S. Consumer Goods ααααα 06/12/00 Passive 0.44 699.34 111 11440 4.07 4.07 9.36

IYM iShares U.S. Basic Materials ααα 06/12/00 Passive 0.44 602.39 52 9770 5.07 5.07 15.61

IYW iShares U.S. Technology ααααα 05/15/00 Passive 0.44 2770 137 27200 9.32 9.32 10.50

IYY iShares Dow Jones U.S. αααα 06/12/00 Passive 0.2 952.35 1228 2110 4.16 4.16 8.27

JDSTDaily Junior Gold Miners Index Bear 3x Shares

- 10/03/13 Passive 0.97 80.86 - 57390 -77.02 -77.02 -98.34

JKD iShares Morningstar Large-Cap αααα 06/28/04 Passive 0.2 642.67 76 1430 5.75 5.75 9.31

JKE iShares Morningstar Large-Cap Value ααααα 06/28/04 Passive 0.25 774.33 96 2520 2.06 2.06 2.25

JKF Morningstar Large Value Index Fund αααα 06/28/04 Passive 0.25 311.66 78 574.02 K 4.26 4.26 11.06

JKG iShares Morningstar Mid-Cap ααααα 06/28/04 Passive 0.25 623.53 197 2290 4.43 4.43 10.69

JKH iShares Morningstar Mid-Cap Growth αααα 06/28/04 Passive 0.3 203.49 184 392.88 K 3.31 3.31 7.00

JKI iShares Morningstar Mid-Cap Value αααα 06/28/04 Passive 0.3 225.49 177 984.71 K 5.66 5.66 14.39

JKJ iShares Morningstar Small-Cap αααα 06/28/04 Passive 0.25 211.69 259 823.45 K 7.22 7.22 15.44

JKKiShares Morningstar Small-Cap Growth

αααα 06/28/04 Passive 0.3 115.13 258 569.75 K 6.06 6.06 8.69

JKL iShares Morningstar Small-Cap Value αααα 06/28/04 Passive 0.3 393.74 247 1270 5.58 5.58 15.08

JNUG Gold Miners Index Bull 3x Shares - 10/03/13 Passive 1.01 624.06 - 211630 100.15 585.83

JPUS Diversifi ed Return U.S. Equity - 09/29/15 Passive 0.29 81.85 526 1220 3.59 3.59 10.55

KIE SPDR S&P Insurance αααα 11/08/05 Passive 0.35 593.05 47 11320 3.16 3.16 8.98

KLD iShares MSCI USA ESG Select αααα 01/24/05 Passive 0.5 423.56 120 1160 5.20 5.20 10.89

KNOW All Cap Insider Sentiment Shares ααααα 12/08/11 Passive 0.65 176.78 98 749.32 K 2.39 2.39 7.58

KRU Ultra KBW Regional Banking αααα 04/22/10 Passive 0.95 7.19 - 93.22 K 3.81 3.81 1.40

KXI iShares Global Consumer Staples αααα 09/12/06 Passive 0.47 648.11 96 1610 4.07 4.07 9.50

LABU Daily S&P Biotech Bull 3x Shares - 05/28/15 Passive 0.97 230.33 - 128520 -6.61 -6.61 -55.90

LBJ Daily Latin America 3x Bull Shares ααααα 12/03/09 Passive 1.03 18.47 - 355.17 K 63.63 63.63 101.05

LGLV SPDR Russell 1000 Low Volatility αααα 02/20/13 Passive 0.12 80.79 85 464.18 K 4.45 4.45 11.37

LIT Lithium ETF ααααα 07/22/10 Passive 0.77 103.83 25 3080 2.69 2.69 22.73

LTL Ultra Telecommunications ProShares αααα 03/27/08 Passive 0.95 5.09 - 212.51 K 4.54 4.54 23.97

MDY SPDR MidCap Trust Series I αααα 05/04/95 Passive 0.25 17390 400 352760 5.10 5.10 13.87

MDYG SPDR S&P 400 Mid Cap Growth ETF αααα 11/08/05 Passive 0.15 428.16 226 2300 5.56 5.56 12.13

MDYV SPDR S&P 400 Mid Cap Value ETF αααα 11/15/05 Passive 0.15 237.73 308 1300 4.78 4.78 16.04

MGC Mega Cap 300 ETF αααα 12/17/07 Passive 0.09 1060 278 2360 4.11 4.11 7.89

MGK Mega Cap 300 Growth ααααα 12/17/07 Passive 0.09 2250 141 6910 3.89 3.89 6.19


ETF Watchlist

7


Inception Date

Active / Passive

Expense Ratio (%)


Total Hold-ings

Avg Daily

Volume

1 Mth (%)

3 Mths(%)

YTD(%)

EquitiesMMTM SPDR S&P 1500 Momentum Tilt ETF αααα 10/25/12 Passive 0.12 18.55 1348 26.49 K 3.74 3.74 6.72

MTUM MSCI USA Momentum Fund ααααα 04/16/13 Active 0.15 1760 120 16900 4.32 4.32 6.85

MVV Ultra MidCap400 ααα 06/19/06 Passive 0.95 152.94 - 1520 9.52 9.52 26.47

NOBL S&P 500 Aristocrats ETF - 10/09/13 Passive 0.35 2450 50 18310 4.46 4.46 13.77

NUGT Daily Gold Miners Bull 3x Shares ααααα 12/08/10 Passive 1.03 1540 - 653360 46.13 46.13 348.89

OEF iShares S&P 100 ETF αααα 10/23/00 Passive 0.2 4390 100 43140 4.19 4.19 7.36

ONEQ Nasdaq Composite Index Tracking Stock ααααα 09/25/03 Passive 0.21 700.33 1953 3470 5.89 5.89 5.86

PNQI Nasdaq Internet Portfolio αααα 06/12/08 Passive 0.6 281.59 83 1460 8.82 8.82 7.06

PRF FTSE RAFI US 1000 Portfolio αααα 12/19/05 Passive 0.39 4310 977 11290 3.99 3.99 9.68

PRFZ FTSE RAFI US 1500 Small-Mid Portfolio αααα 09/20/06 Passive 0.39 1480 1444 3110 7.54 7.54 13.59

PRN DWA Industrials Momentum αααα 10/12/06 Passive 0.6 44.39 45 227.65 K 5.15 5.15 12.04

PSAU Global Gold and Precious Metals Portfolio ααα 09/18/08 Passive 0.75 61.83 47 932.34 K 19.68 19.68 96.03

PSCC S&P SmallCap Consumer Staples Portfolio ααααα 04/07/10 Passive 0.29 123.5 14 1840 7.34 7.34 24.49

PSCH S&P SmallCap Health Care Portfolio ααααα 04/07/10 Passive 0.29 202.24 74 775.52 K 3.46 3.46 3.59

PSCI S&P SmallCap Industrials Portfolio αααα 04/07/10 Passive 0.29 59.84 103 318.01 K 8.94 8.94 17.22

PSCM S&P SmallCap Materials Portfolio ααα 04/07/10 Passive 0.29 17.71 39 158.05 K 14.07 14.07 27.56

PSCT S&P SmallCap Information Technology Portfolio ααααα 04/07/10 Passive 0.29 437.02 98 2050 10.50 10.50 20.16

PSI Dynamic Semiconductors ααααα 06/23/05 Passive 0.63 80.05 30 817.97 K 19.35 19.35 27.64

PSJ Dynamic Soft ware ααααα 06/23/05 Passive 0.63 79.42 30 214.69 K 8.38 8.38 14.74

PYZ DWA Basic Materials Momentum αααα 10/12/06 Passive 0.6 192.93 31 1040 9.17 9.17 19.96

QQQ QQQ ααααα 03/10/99 Passive 0.2 39860 99 1990000 6.16 6.16 5.28

QTEC NASDAQ-100-Technology Sector Index Fund ααααα 04/19/06 Passive 0.6 311.89 35 1920 12.85 12.85 17.66

REGL S&P MidCap 400 Dividend Aristocrats - 02/05/15 Passive 0.4 168.63 45 2740 5.13 5.13 22.44

RFV S&P Midcap 400 Pure Value αααα 03/01/06 Passive 0.35 128.55 88 520.67 K 6.17 6.17 16.58

RGI S&P Equal Weight Industrials ETF αααα 11/01/06 Passive 0.4 116.75 62 1820 5.04 5.04 14.34

RHS S&P Equal Weight Consumer Staples ETF ααααα 11/01/06 Passive 0.4 736.21 34 7430 3.53 3.53 10.37

ROM Ultra Technology αααα 01/30/07 Passive 0.95 114.91 - 1210 18.48 18.48 18.65

RPG S&P 500 Pure Growth ETF αααα 03/01/06 Passive 0.35 1830 102 8570 3.54 3.54 5.41

RSP S&P Equal Weight ETF αααα 04/24/03 Passive 0.4 10110 444 55810 4.07 4.07 10.64

RSXJ Market Vectors Russia Small-Cap ETF ααα 04/13/11 Passive 0.77 60.17 26 665.47 K 22.18 22.18 54.89

RTM S&P Equal Weight Materials ETF αααα 11/01/06 Passive 0.4 100.87 22 1160 4.44 4.44 17.22

RUSL Daily Russia Bull 3x Shares ααααα 05/25/11 Passive 1.02 153.68 - 8960 25.91 25.91 53.59

RWJ Small Cap Fund αααα 02/22/08 Active 0.54 319.42 600 1130 6.02 6.02 14.93

RYH S&P Equal Weight Health Care ETF ααααα 11/01/06 Passive 0.4 536.68 48 4140 1.27 1.27 1.57

RYT S&P Equal Weight Technology ETF ααααα 11/01/06 Passive 0.4 782.54 59 5370 8.68 8.68 13.67

RYU S&P Equal Weight Utilities ETF αααα 11/01/06 Passive 0.4 232.08 29 3430 0.05 0.05 15.41

RZG S&P Smallcap 600 Pure Growth αααα 03/01/06 Passive 0.35 171.92 130 642.18 K 6.96 6.96 10.78

SAA Ultra SmallCap600 ααα 01/23/07 Passive 0.95 21.31 - 72.91 K 13.63 13.63 26.83

SCHA Schwab U.S. Small-Cap ETF αααα 11/03/09 Passive 0.07 3780 1709 16690 6.18 6.18 12.17

SDY SPDR S&P Dividend ETF αααα 11/08/05 Passive 0.35 14730 107 61910 5.29 5.29 18.53

SDYL ETRACS Monthly Pay 2x Leveraged S&P Dividend ETN ααααα 05/23/12 Passive 0.7 26.82 - 75.74 K 10.43 10.43 38.76

SGDJ Junior Gold Miners ETF - 03/31/15 Passive 0.57 55.3 36 1020 32.09 32.09 122.38

SGDM Gold Miners ETF - 07/15/14 Passive 0.57 217.44 25 4710 19.79 19.79 97.59

SH Short S&P500 ααααα 06/19/06 Passive 0.9 2690 - 99730 -4.33 -4.33 -9.05

SIL Silver Miners ETF ααααα 04/19/10 Passive 0.65 458.72 21 15130 39.13 39.13 150.38

SILJ PureFunds ISE Junior Silver ETF αααα 11/29/12 Passive 0.69 84.22 23 5720 41.42 41.42 231.29


ETF Watchlist

8


Inception Date

Active / Passive

Expense Ratio (%)


Total Hold-ings

Avg Daily

Volume

1 Mth (%)

3 Mths(%)

YTD(%)

EquitiesSIZE MSCI USA Size Factor ETF ααααα 04/16/13 Passive 0.15 193.08 613 1110 3.99 3.99 10.60

SLVP MSCI Global Silver Miners ETF ααα 01/31/12 Passive 0.39 90.05 30 3420 42.79 42.79 161.94

SLX Market Vectors Steel Index ETF Fund αα 10/10/06 Passive 0.55 114.06 27 1090 20.10 20.10 56.10

SLY SPDR S&P 600 Small Cap ETF αααα 11/08/05 Passive 0.15 483.34 600 1620 7.16 7.16 14.44

SLYGSPDR S&P 600 Small Cap Growth ETF

αααα 09/25/00 Passive 0.15 780.4 347 3050 7.08 7.08 12.18

SLYV SPDR S&P 600 Small Cap Value ETF αααα 09/25/00 Passive 0.15 585.54 454 3500 7.22 7.22 16.91

SMDV Russell 2000 Dividend Growers ETF - 02/05/15 Passive 0.4 141.1 59 2360 6.34 6.34 20.19

SMH Market Vectors Semiconductor ETF ααααα 12/20/11 Passive 0.35 402.16 26 119960 16.91 16.91 25.15

SMLV SPDR Russell 2000 Low Volatility ETF αααα 02/20/13 Passive 0.12 112.2 168 1370 7.27 7.27 14.78

SOXL Daily Semiconductor Bull 3x Shares αααα 03/11/10 Passive 0.97 110.35 - 12490 46.58 46.58 64.11

SOXXPHLX SOX Semiconductor Sector Index Fund

ααααα 07/10/01 Passive 0.48 417.34 30 53380 15.18 15.18 22.92

SPGH E-TRACS S&P 500 Gold Hedged ETN αααα 01/28/10 Passive - 24.56 - - - - -

SPHD S&P 500 High Dividend Portfolio ααααα 10/18/12 Passive 0.3 2680 50 28060 6.81 6.81 20.99

SPXL Daily S&P 500 Bull 3x Shares ααααα 11/05/08 Passive 0.96 445.72 - 89190 10.74 10.74 19.50

SPY SPDR S&P 500 ααααα 01/22/93 Passive 0.09 201090 499 14770000 4.08 4.08 8.15

SPYG SPDR S&P 500 Growth ETF ααααα 09/25/00 Passive 0.15 684.72 311 3630 4.07 4.07 6.40

SPYV SPDR S&P 500 Value ETF αααα 09/25/00 Passive 0.15 254.11 358 581.82 K 4.04 4.04 9.99

THD MSCI Thailand Capped ETF ααα 03/26/08 Passive 0.62 445.93 120 16180 11.44 11.44 28.29

TILTMorningstar US Market Factor Tilt Index Fund

αααα 09/16/11 Passive 0.27 846.5 1936 2340 5.21 5.21 9.78

TNA Daily Small Cap Bull 3X Shares αααα 11/05/08 Passive 0.98 618.15 - 265800 20.36 20.36 26.15

TQQQ UltraPro QQQ αααα 02/09/10 Passive 0.95 949.07 - 221200 17.40 17.40 8.25

TWOK SPDR Russell 2000 ETF αααα 07/08/13 Passive 0.1 94.91 1864 391.0 K 7.36 7.36 11.47

UBR Ultra MSCI Brazil αααα 04/29/10 Passive 0.95 27.93 - 1060 66.76 66.76 147.33

UCC Ultra Consumer Services ααααα 01/30/07 Passive 0.95 21.97 - 399.48 K 2.81 2.81 3.91

UDOW UltraPro Dow30 ααα 02/11/10 Passive 0.95 106.81 - 16710 11.85 11.85 19.98

UMDD UltraPro MidCap400 ααα 02/11/10 Passive 0.95 26.43 - 392.68 K 13.59 13.59 38.17

UOPUltra Oil & Gas Exploration & Pro-duction

- 06/23/15 Passive 0.95 1.42 - 6.71 K 4.83 4.83 36.64

UPRO UltraPro S&P 500 αααα 06/25/09 Passive 0.95 615.45 - 148800 10.91 10.91 19.91

URTY UltraPro Russell2000 αααα 02/11/10 Passive 0.95 91.53 - 10010 20.48 20.48 26.63

USD Ultra Semiconductors ααααα 01/30/07 Passive 0.95 29.21 - 279.97 K 31.42 31.42 35.38

UWM Ultra Russell2000 αααα 01/23/07 Passive 0.96 177.23 - 9500 14.06 14.06 20.01

UYM Ultra Basic Materials ααα 01/30/07 Passive 0.95 53.64 - 330.7 K 9.21 9.21 29.13

VAW Materials ETF αααα 01/26/04 Passive 0.1 1450 121 10390 5.77 5.77 17.13

VB Small-Cap ETF αααα 01/26/04 Passive 0.08 14130 1438 75370 5.73 5.73 12.13

VBK Small-Cap Growth ETF αααα 01/26/04 Passive 0.08 4870 687 23050 6.24 6.24 9.84

VBR Small-Cap Value ETF αααα 01/26/04 Active 0.08 8050 836 33390 5.33 5.33 14.08

VCR Consumer Discretion ETF αααα 01/26/04 Passive 0.1 1930 373 11330 2.29 2.29 4.43

VDC Consumer Staples ETF ααααα 01/26/04 Passive 0.1 3520 99 20620 3.94 3.94 10.35

VGT Information Tech ETF ααααα 01/26/04 Passive 0.1 9430 376 38820 8.41 8.41 10.55

VHT Health Care ETF αααα 01/26/04 Passive 0.09 5710 347 27120 0.94 0.94 0.90

VIG Dividend Appreciation ETF αααα 04/21/06 Passive 0.09 22520 184 56580 4.72 4.72 11.27

VIOG S&P Small-Cap 600 Growth ETF αααα 09/07/10 Passive 0.2 131.91 344 694.49 K 7.05 7.05 12.11

VIOO S&P Small-Cap 600 ETF αααα 09/07/10 Passive 0.15 342.3 597 1960 7.15 7.15 14.40

VIOV S&P Small-Cap 600 Value ETF αααα 09/07/10 Passive 0.2 125.7 452 777.86 K 7.23 7.23 16.86

VIS Industrials ETF αααα 09/23/04 Passive 0.1 2340 339 12400 5.72 5.72 12.24


ETF Watchlist

9


Inception Date

Active / Passive

Expense Ratio (%)


Total Hold-ings

Avg Daily

Volume

1 Mth (%)

3 Mths(%)

YTD(%)

EquitiesVO Mid-Cap ETF αααα 01/26/04 Passive 0.08 15070 334 52010 4.61 4.61 9.27

VOE Mid-Cap Value ETF αααα 08/17/06 Passive 0.08 5430 196 22830 5.35 5.35 10.60

VONE Russell 1000 ETF αααα 09/22/10 Passive 0.12 678.71 983 2760 4.15 4.15 8.12

VONG Russell 1000 Growth ETF ααααα 09/22/10 Active 0.12 737.79 588 3370 3.79 3.79 6.15

VONV Russell 1000 Value ETF αααα 09/22/10 Passive 0.12 668.28 676 2570 4.51 4.51 10.44

VOO S&P 500 ETF ααααα 09/07/10 Passive 0.05 51170 498 393870 4.09 4.09 8.24

VOOG S&P 500 Growth ETF ααααα 09/07/10 Passive 0.15 1030 310 4910 4.07 4.07 6.38

VOOV S&P 500 Value ETF αααα 09/07/10 Passive 0.15 487.46 358 1540 4.05 4.05 10.02

VOT Mid-Cap Growth ETF αααα 08/17/06 Passive 0.08 3440 152 13830 3.78 3.78 7.79

VOX Telecom ETF αααα 09/23/04 Passive 0.1 1480 29 26080 4.38 4.38 15.15

VPU Utilities ETF αααα 01/26/04 Passive 0.1 2250 77 32870 1.40 1.40 16.94

VTHR Russell 3000 ETF αααα 09/22/10 Passive 0.15 281.85 2920 899.62 K 4.37 4.37 8.39

VTI Total Stock Market ETF αααα 05/24/01 Passive 0.05 64580 3523 204760 4.42 4.42 8.60

VTV Value ETF αααα 01/26/04 Passive 0.08 22940 311 68780 4.47 4.47 9.59

VTWG Russell 2000 Growth ETF αααα 09/22/10 Passive 0.2 144.42 1154 585.61 K 6.41 6.41 7.23

VTWO Russell 2000 ETF αααα 09/22/10 Passive 0.15 697.81 1966 5780 7.34 7.34 11.32

VTWV Russell 2000 Value ETF αααα 09/22/10 Passive 0.2 120.1 1333 646.63 K 8.15 8.15 15.33

VUG Growth ETF ααααα 01/26/04 Passive 0.08 21550 320 52670 3.87 3.87 6.46

VV Large-Cap ETF αααα 01/27/04 Passive 0.08 7900 597 18540 4.20 4.20 8.06

VXF Extended Market ETF αααα 12/27/01 Passive 0.09 4240 3132 29080 5.88 5.88 10.12

VYM High Dividend Yield ETF αααα 11/10/06 Passive 0.09 15470 419 59120 4.25 4.25 11.40

WIL Women in Leadership ETN - 07/10/14 Passive 0.45 30.53 - 6.49 K 4.10 4.10 11.01

XLG Russell Top 50 ETF ααααα 05/04/05 Passive 0.2 599.06 44 1700 4.24 4.24 7.71

XME SPDR S&P Metals & Mining ETF ααα 06/19/06 Passive 0.35 669.49 23 124250 18.76 18.76 76.09

XMLV S&P MidCap Low Volatility Portfolio ααααα 02/15/13 Passive 0.25 684.64 77 7640 5.35 5.35 17.54

XSLV S&P SmallCap Low Volatility Portfolio ααααα 02/15/13 Passive 0.25 610.12 115 6310 8.04 8.04 17.74

XTL SPDR S&P Telecom ETF αααα 01/26/11 Passive 0.35 28.6 55 271.35 K 10.01 10.01 15.66

YMLP Yorkville High Income MLP ETF ααααα 03/13/12 Active 0.85 93.63 19 687.07 K 9.59 9.59 19.79

Real EstateFTY iShares Real Estate 50 ETF αααα 05/01/07 Passive 0.48 79.9 50 377.51 K 6.56 6.56 12.76

GQREGlobal Quality Real Estate Index Fund

- 11/06/13 Passive 0.45 207.02 148 484.33 K 4.46 4.46 9.52

ICF iShares Cohen & Steers REIT ETF ααααα 01/29/01 Passive 0.35 4240 30 25520 6.09 6.09 10.81

IYR iShares U.S. Real Estate ETF αααα 06/12/00 Passive 0.44 5050 116 587540 6.49 6.49 13.08

KBWYKBW Premium Yield Equity REIT Portfolio

αααα 12/02/10 Passive 0.35 273.37 29 3580 14.25 14.25 29.92

LRETETRACS Monthly Pay 2xLeveraged MSCI US REIT Index ETN

- 05/06/15 Passive 0.85 30.51 - 57.5 K 13.61 13.61 27.04

PSR Active U.S. Real Estate Fund ααααα 11/20/08 Active 0.8 28.3 50 101.98 K 7.84 7.84 13.41

REZiShares Residential Real Estate Capped ETF

αααα 05/01/07 Passive 0.48 470.34 43 4580 3.89 3.89 7.80

RWR SPDR DJ Wilshire REIT ETF αααα 04/23/01 Passive 0.25 3880 98 26180 7.49 7.49 12.18

SCHH Schwab U.S. REIT ETF αααα 01/13/11 Passive 0.07 2850 98 21140 7.53 7.53 12.30

URE Ultra Real Estate ααααα 01/30/07 Passive 0.95 214.52 - 5230 12.69 12.69 24.89

VNQ REIT ETF - 09/23/04 Passive 0.12 35440 149 331490 7.31 7.31 14.60

WREI Wilshire US REIT ETF - 03/09/10 Passive 0.32 22.56 106 159.07 K 7.51 7.51 12.44


ETF Watchlist

10


Inception Date

Active / Passive

Expense Ratio (%)


Total Hold-ings

Avg Daily Volume

1 Mth (%)

3 Mths(%)

YTD(%)

Real EstateDRN Daily Real Estate Bull 3x Shares ααααα 07/16/09 Passive 0.99 92.36 - 5020 20.01 20.01 37.98

FTY iShares Real Estate 50 αααα 05/01/07 Passive 0.48 78.61 50 201.33 K 6.69 6.69 12.65

GQRE Global Quality Real Estate Index Fund - 11/06/13 Passive 0.45 197.85 148 558.5 K 4.53 4.53 8.90

ICF iShares Cohen & Steers REIT αααα 01/29/01 Passive 0.35 3960 30 21380 5.62 5.62 11.04

IYR iShares U.S. Real Estate αααα 06/12/00 Passive 0.45 4820 117 662790 6.70 6.70 12.09

KBWY KBW Premium Yield Equity REIT Portfolio ααα 12/02/10 Passive 0.35 153.63 29 1060 12.04 12.04 21.67

LRET ETRACS Monthly Pay 2xLeveraged MSCI US REIT Index - 05/06/15 Passive 0.85 29.73 - 177.46 K 13.38 13.38 25.75

PSR Active U.S. Real Estate Fund ααααα 11/20/08 Active 0.8 27.28 50 64.19 K 7.03 7.03 11.43

REZ iShares Residential Real Estate Capped αααα 05/01/07 Passive 0.48 425.78 43 4130 3.35 3.35 9.11

RWR SPDR DJ Wilshire REIT αααα 04/23/01 Passive 0.25 3730 96 24150 5.53 5.53 10.75

SCHH Schwab U.S. REIT αααα 01/13/11 Passive 0.07 2480 96 18420 5.60 5.60 10.85

URE Ultra Real Estate ααααα 01/30/07 Passive 0.95 217.49 - 4080 13.11 13.11 23.23

VNQ REIT - 09/23/04 Passive 0.12 33660 149 313720 7.06 7.06 13.61

WREI Wilshire US REIT - 03/09/10 Passive 0.32 21.91 107 99.17 K 5.67 5.67 10.90


IMPORTANT NOTICE

No representation is made that the performance presented will be achieved by, or that every assumption made in achieving, calculating or presenting either the forward-look-

ing information or the historical performance information herein has been considered or stated in preparing this report. This report is only for the use of those persons to whom

it is addressed and is for information only. It does not constitute an off er or solicitation by anyone in any jurisdiction in which such off er or solicitation is not lawful or to anyone

to whom it is unlawful to make such off er or solicitation. Please refer to the master trust agreement for further information.This document is only for your use and must not be

circulated to anyone else without our consent or given or shown to the general public under any circumstances. Past performance is not a guide to future performance. The

value of investments and the income from them can fall as well as rise and is not guaranteed. You may not get back the amount originally invested.

ETF Watchlist

11

stats on stats etf august 2016

Economy & Finance