state bar of california office of chief trial counsel...

TI IE STATE BAR OF CALIFORNIAOFFICE OF CHIEF TRIAL COUNSELMANUEL JIMENEZ, N0. 218234180 Iloward Street

San Francisco, California 94 I 05-1 639Telephone: (415) 538-2000

[N TIIE STATE BAR COURT 0F THE STATE BAR OF CALIFORNIA

other misconduct warranting discipline;

[X

]Transmittal ofNoIice 0f Finality ofConviction.

[N THE MATTER 0F THE ) Case No.

CONVICTION OF: )

) Transmittal ol‘Records ofConviction ofAttomey (Bus. & Prof.

KEITH A. ROSENBAUM, ) Codc §§ 6101-6102; Cal. Rules ofCourI, rulc 9.5 ct scq.)

No. 106839 )

) (OCTC Case No. 17-C-05302)

)

A Mcmbcr ofthc State Bar ) [X

] Felony;

) [ ] Crime(s) involved moral turpitude;

) [X

]Probable cause t0 believe the crime(s) involved moral

) lurpitude;

) 1 |Crimc(s) which may 0r may not involve moral lurpitude 0r

)

)

To thc CLERK OF THE STATE BAR COURT:

1. Transmittal of records.

l ]A. Pursuant lo the provisions ofBusincss and Professions Code, section 6] Ol-6] 02 and California

Rules 0f Court, rulc 9.5 ct scq., the Office of Chief Trial Counsel transmits a certified copy ofthc

record ofconvictions of the following mcmbcr ofthc State Bar and for such consideration and

action as the Court deems appropriate:

I ] B. Notice oprpcal

1X

JC. l-Zvidencc ofFinality 0f Conviction (Coun Minutes)

[ JD. other

Name of Mcmbcr: Keith A. Rosenbaum

Date member admitted 10 practice law in California: December 15, 1982

Member‘s Address ofRecord: Spectrum Law Group, APC_

23 CorporatcPlaza Drive, Ste. ISO

Newport Beach, CA 92660-7908

2. Date and court ofconviction; offense(s).

The record of conviction rcflccts that the above-named member ofthe State Bar was convicted as follows:

_.

a-.--._

Date of entry of conviction: March 27, 20] 9

Convicting court: California Superior Coun, Orange County

Case number(s): l7CF0782

Crimc(s) of which convicted and classification(s):

Violation ofCalifornia Rcvcnuc and Taxation Code section 17706 [Wiliful Failure t0 File a Tax Return

With Intent lo Evade Taxes], a felony, l 1 counts, crimes for which thcrc is probable cause to bclicvc

involve moral turpitudc. (Sec unpublished May 3 l, 2012 order, in In the Matter ofRichard Gardner

Engel, State Bar Court casc number 08-C-10968 (stating that failure to file a lax return, in violation of

Rev. & Tax. Code, § 19706, as a felony involves “probable causc to bclicvc involves moral turpitudc”)

[ X ]3. Compliance with Rule 9.20. (Applicable only ifchecked.)

Wc bring to the Court’s attention that, should thc Court cntcr an order of interim suspension herein, the Court

may wish to require the above-named member to comply with thc provisions of rule 9.20, Calimeia Rules of

Court, paragraph (a), within 3O days 0f the effective dale of any such order; and t0 file thc affidavit with the

Clerk of thc Statc Bar Court provided for in paragraph (c) of rulc 9.20 within 40 days 0f the effective dale 0f

said order, showing the member’s compliance with the provisions of rule 9.20.

IX

]

-

4. Other information to assist thc Statc Bar Court

Pursuant to California Rules of Coun, Rulc 8.308, a notice of appeal must be filed within 60 days after entry of

judgment. Judgment was pronounced on March 27, 2019. 'l‘he attached court minutes, dated June 12, 2019,

show no appeal has been filed.

DOCUMENTS TRANSMITTED:

Certified Copy of Amendment 1, InformatiOn

Certified Copy of Advisement and Waiver of Rights for a Felony Guilty Plea

Ccnified Copy of Minute Order

Certified Copy 0f Court Minutes

THE STATE BAR 0F CALIFORNIAOFFICE(ymr TRIAL COIUNSEL

DATED; July 1, 2019 BY: fl r“?_____

Manud Jin{cne7. l

Senior Trial Counsel

A copy of this transmittal and its

Attachments have been sent to:

Keith A. RosenbaumSpectrum Law Group, APC23 Corporate Plan Drive, Stc. 150

Newport Beach, CA 92660-7908

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SUPERIOR COURTOF CALIFO RNIACO NTY OF ORANGE

CE'W’ " 'USTICE CENTERTONY Rnchuchs, DISTRICT ATTORNEYCOUNTY 0F ORANGE, STATE 0F CALIFORNIAp.o. Box 308 SANTA ANA, CALIpoRNIA 92702 JUN 15 2mgTELEPHONE: (714) 834-3600

DAVID r1. YAMASAKI. Clerk ofihe Court

Felony Arraignment set on 03-27-2018_

BY:.....M.BAHB..._.DEPun

SUPERIOR COURT 0F CALIFORNIACOUNTY OF ORANGE

THE PEOPLE OF THE STATE 0F CALIFORNIA. No.17CF0782)

) AMENDMENT 1

Plaintiff, )

)

)

va. ) INFORMATION)

KEITH A ROSENBAUM 12/23/58 )

N7697652'

)

AKA KEITH ALLEN ROSENBAUM )

)

Defendanttgll

THE DISTRICT ATTORNEY OF ORANGE COUNTY hereby accuses theaforenamed defendant(s) of violating the law at and within theCounty of Orange a3 follows:

COUNT 1: 0n or about March 15, 2012, in violation of Section19706 of the Revenue and Taxation Code (WILLFUL FAILURE T0 FILE0R MAKE FRAUDULENT TAX RETURN) , a FELONY, KEITH A ROSENBAUM didwillfully and unlawfully fail to file a return and supplyinformation for the taxable Year LLP tax for 2011, with intentto evade a tax imposed by Part 10 (commencing with Section17001), or Part 11 (commencing with Section 23001) of theRevenue and Taxation Code, and with like intent, willfullymake, render, sign, and verify a false or fraudulent return orstatement, and supply false or fraudulent intermation.

/

/

/

-1-

‘

r INFORMATION (DA CASE# 17F00320)

OC DNA NOT ON FILE: KEITH ROSENBAUM

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COUNT 2: On or about March 15, 2013, in violation of Section19706 of the Revenue and Taxation Code (WILLFUL FAILURE TO FILEOR MAKE FRAUDULENT TAX RETURN), a FELONY, KEITH A ROSENBAUM didwillfully and unlawfully fail to file a return and supplyinformation for the taxable year LLP tax for 2012, with intentto evade a tax imposed by Part 10 (commencing with Section17001). or Part 11 (commencing with Section 23001) of theRevenue and Taxation Code, and with like intent, willfullymake, render, sign, and verify a false or fraudulent return orstatement, and supply false or fraudulent information.

COUNT 3: 0n or about March 15, 2014, in violation of Section19706 of the Revenue and Taxation Code (WILLFUL FAILURE T0 FILE0R MAKE FRAUDULENT TAX RETURN), a FELONY, KEITH A ROSENBAUM didwillfully and unlawfully fail to file a return and supplyinformation for the taxable year LLP tax for 2013, with intentto evade a tax imposed by Part 10 (commencing with Section17001), or Part 11 (commencing with Section 23001) of theRevenue and Taxation Code, and with like intent, willfullymake, render, sign, and verify a talse or fraudulent return orstatement, and supply false or fraudulent information.

COUNT 4: On or about March 15, 2015, in violation of Section19706 of the Revenue and Taxation Code (WILLFUL FAILURE TO FILEOR MAKE FRAUDULENT TAX RETURN), a FELONY, KEITH A ROSENBAUM didwillfully and unlawfully fail to file a return and supplyinformation for the taxable year LLP tax for 2014, with intentto evade a tax imposed by Part 10 (commencing with Section17001), or Part 11 (commencing with Section 23001) of theRevenue and Taxation Code, and with like intent, willfullymake, render, sign, and verify a false or fraudulent return orstatement, and supply false or fraudulent information.

COUNT 5: On or about March 15, 2016, in violation of Section19706 of the Revenue and Taxation Code (WILLFUL FAILURE T0 FILE0R MAKE FRAUDULENT TAX RETURN), a FELONY, KEITH A ROSENBAUM didwillfully and unlawfully fail to file a return and supplyinformation for the taxable year LLP tax for 2015, with intentto evade a tax imposed by Part 10 (commencing with Section17001), or Part 11 (commencing with Section 23001) of theRevenue and Taxation Code, and with like intent, willfullymake, render, sign, and verify a false or fraudulent return orstatement, and supply false or fraudulent information.

-2- INFORMArIow (DA cAse# 17F00320)

oc DNA Nor o~ FILE: KEITH ROSENBAUM

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COUNT 6: 0n or about April 15, 2011, in violation of Section19706 of the Revenue and Taxation Code (WILLFUL FAILURE TO FILEOR MAKE FRAUDULENT TAX RETURN) , a FBLONY, KEITH A ROSENBAUM didwillfully and unlawfully fail to file a return and supplyinformation for the taxable year Personal income tax year 2010,with intent to evade a tax imposed by Part 10 (commencing withSection 17001). or Part 11 (commencing with Section 23001) ofthe Revenue and Taxation Code, and with like intent, willfullymake, render, sign, and verify a false or fraudulent return orstatement, and supply false or fraudulent information.

COUNT 7: 0n or about April l5, 2012, in violation of Section19706 of the Revenue and Taxation Code (WILLFUL FAILURE TO FILE0R MAKE FRAUDULENT TAX RETURN) , a FELONY, KEITH A ROSENBAUM didwillfully and unlawfully fail to file a return and supplyinformation for the taxable year Personal income tax year 2011,with intent to evade a tax imposed by Part 10 (commencing withSection 17001), or Part 11 (commencing with Section 23001) ofthe Revenue and Taxation Code, and with like intent, willfullymake, render, sign, and verify a false or fraudulent return orstatement, and supply false or fraudulent information.

COUNT 8: 0n or about April 15, 2013, in violation of Section19706 of the Revenue and Taxation Code (WILLFUL FAILURE TO FILEOR MAKE FRAUDULENT TAX RETURN) , a FELONY, KEITH A ROSENBAUM didwillfully and unlawfully fail to file a return and supplyinformation for the taxable year Personal income tax year 2012,with intent to evade a tax imposed by Part 10 (commencing withSection 17001), or Part 11 (commencing with Section 23001) ofthe Revenue and Taxation Code, and with like intent, willfullymake, render, sign, and verify a false or fraudulent return orstatement, and supply false or fraudulent information.

COUNT 9: 0n or about April 15, 2014, in violation of Section19706 of the Revenue and Taxation Code (WILLFUL FAILURE TO FILEOR MAKE FRAUDULENT TAX RETURN) , a FELONY, KEITH A ROSENBAUM didwillfully and unlawfully fail to file a return and supplyinformation for the taxable year Personal income tax year 2013,with intent to evade a tax imposed by Part 10 (commencing withSection 17001), or Part 11 (commencing with Section 23001) ofthe Revenue and Taxation Code, and with like intent, willfullymake, render, sign, and verify a false or fraudulent return orstatement, and supply false or fraudulent information.

-3- INFORMATION {DA CASH! 17F00320)OC DNA NOT ON FILE: KEITH ROSENBAUM

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COUNT 10: 0n or about April 15. 2015, in violation of Section19706 of the Revenue and Taxation Code (WILLFUL FAILURE TO FILE0R MAKE FRAUDULENT TAX RETURN) . a FELONY, KEITH A ROSENBAUM didwillfully and unlawfully fail to file a return and supplyinformation for the taxable year Personal income tax year 2014,with intent to evade a tax imposed by Part 10 (commencing withSection 17001), or Part 11 (commencing with Section 23001) ofthe Revenue and Taxation Code, and with like intent, willfullymake. render, sign, and verify a false or fraudulent return orstatement, and supply false or fraudulent information.

COUNT 11: 0n or about April 15, 2016, in violation of Section19706 of the Revenue and Taxation Code (WILLFUL FAILURE TO FILE0R MAKE FRAUDULENT TAX RETURN), a FELONY, KEITH-A ROSENBAUM didwillfully and unlawfully fail to file a return and supplyinformation for the taxable year Personal income tax year 2015,with intent to evade a tax imposed by Part 10 (commencing withSection 17001), or Part 11 (commencing with Section 23001) ofthe Revenue and Taxation Code, and with like intent, willfullymake, render, sign, and verify a false or fraudulent return orstatement, and supply false or fraudulent information.

DATED: 03-27-2018

TONY RACKAUCKAS, DISTRICT ATTORNEYCOUNTY OF ORANGE, STATE 0F CALIFORNIA

BY: 6784/WWC€J7Deputy DQEtrict Attorney

NOTICES:

The People request that defendant and counsel disclose. within15 days, all of the materials and information described in PenalCode section 1054.3, and continue to provide any later—acquiredmaterials and information subject to disclosure, and withoutfurther request or order.

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4. mFomnnomoA easy: 17Fooszo)oc DNA Nor o~ FILE: KEIrH RosE~eAUM

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Pursuant to Welfare & Institutions Code 5827 and- Califofnia Ruleof Court 5. 552 notice is hereby -given that the People will seeka court order to disseminate the juvénile case filé of thedefendant/minor, if any exists, to all parties in mhia“hction,through their respective attorneys of récord, in the prosecutionof this case.

-5 INFORMATION {DA CASE# 17F00320)

OC DNA NOT ON FILE: KEITH ROSENBAUM

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ATTEST:|DAT£I‘~ ‘hflfi

DAVID H, YAMASAKF. EXECUTIVE OSFICERMO CLERK OFWSUPERIOR COURT OF CALIF MA COUNTY OFm

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SUPERIOR COURT OF CALIFORNIA, COUNTY OF ORANGE

éDVISEMENT AND WAIVER OF RIGHTS FOR A FELONY GUILTY PLEA

WWEEIQsupemoa coum op CALIFO: N

CASE No l ’7CFD’EZ PEOPLE vs keH-‘n Pr Qownbaum 055$A’AJIUCé583’EfiETER

1Wduytruefuunameis kefirk R flommrw MAR 27 2019

Iamrepresented by fh Per DAVIDH.YAMA5AKI.CIerkormec

2. _M/_——_.—.-P understand that I am pleading guilty, and admitting the following fl“offenses special punishmentallegations and prioroonvictions carrying

the possible penalties as follows:

Chxge Senmncing Range

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Enhancements

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Jun

Term Yrs. Total Penalty Yeats

5 56:45g men'n'vb

8 mowms8 man+h$

Maximum Total Punishment q “W7, 8 mmwsE/dditional pleading page(s) attached

[Jougan People's-motion, remaining count(s). enhancement(s) and/or prior(s) are dismissed.

Mg In addition to time in custody, l understand the court may also order rne to pay a fine as follows: upto $1 0.000 for most felonies [Penal Code § 672]; up to $20.000 for selected drug offenses [H&S 11372];

up to $50,000 for selected drug offenses [H&S 11352.5]; or other:

5, W I understand it is absolutely necessary that all plea agreements. promises of a particular sentence, andsentence recommendations be compIetely disclosed to the court on this form.

.0) Right to an attorney: I understand | have the right to be represented by an attorney at all stages of

the proceedings until my case is completed. If I cannot afford an attorney. one will be appointed for mefree of charge. However, | understand that at the conclusion of my case. the court may order me to

reimburse the County of Orange for the cost of my attorney. according to my ability to pay.

7. W; Right to a preliminary hearing: Iunderstand I have the right to a preliminary hearing atwhich a judicial

officer will determine if there is sufficient evidence to justify setting my case for trial. At this hearing.

l have the right to be represented by an attorney as described in paragraph 6 above, the right to

confront and crossexamine witnesses against me, the right to present evidence on my behalf, and the

right to remain silent and not testify; but | may testify if | want to.‘l waive and give up my right to a

preliminary hearing. ‘

8. WNW Trial rights: I understand | have the right to a speedy and pubiic trial by a jury Iwaive and give

up these rights

5° Right to confront and cross-examine witnesses: | understand I have the right to confront the

witnesses against me and to cross-examine them myseif or have my attorney cross-examine them.

| waive and give up these n'ghts.

10.M Right to testify or. remain silent: | understand l have the right to testify on my behalf. l also understand.'

~I have the right to remain silent, and | cannot be compelled to testify against my will. I waive and give

up these rights.

. 11. ight to present evidence: I understand | have the right to present evidence and to call witnesses to

testify on my behalf. I further understand I have the right to invoke the compulsory process of the court

to subpoena evidence and witnesses at no cost to me. | waive and give up these rights.

L-341 08/03I1B Page 1 of 8 White-Court; Yellow-Disln‘ct Attomey; Pink-Delendanl

QTY r

.-.+

SUPERIOR COURT 0F CALIFORNIA. COUNTY OF ORANGEADVISEMENT AND WAIVER OF RIGHTS FOR A FELONY GUILTY PLEA

CASE No. f ’7 CI:- 0’782. -PEOPLE vs. tAeH-k A— Zombaum2a. I understand that | am pleading GUILTY, and admitting the following offenses, special 2a.

punishment allegations. and prior convictions, carrying the possible penalties as foliows:

M35,Enhancements Yts. Term for Priors Yrs. Total Penalty Years

gSentencing

CL Charge Ra

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2w {9706 19—2-

7 2+T 199mg (a ~2-36 +‘r \9 '706 —‘Z-32W 970:5 w? ~3

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.CASEIQO. ——i’IC-FO'7%Z. wEOPLEvs. —L¢eH—\n A 209mbzmm12W

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Immigration consequences: l understand if | am not a citizen of the United States the plea or

my conviction for the offense(s) charged will have the consequence of deportation exclusion from

admission to the United States, and denial of naturalizafion pursuant to the laws of the United States.

Strike Offense(s): I understand that my conviction in this case is for a serious or violent felony (“strike")

which may result in the mandatory denial of probation. substantially increased penalties. and a term in

state prison for any future felony conviction.

Fourth Amendment Waiver: I understand under the Fourth and Fourteenth Amendments to the

United States Constitution, I have a n'ght to be free from unreasonable searches and seizures. lwaive

and give up this right, and further agree that for the period during which I am on probation or mandatory

supervision I will submit my person and property. including any residence, premises. container or

vehicle under my control which may include electronic devices, to search and seizure at any time of

the day or night by any law enforcement officer, probation officer, post-release community supervision

officer, or parole officer with or without a warrant, probable cause or reasonable suspicion.

15. [B“L'Iakelymunningham Waiver: | understand I may have the right to a jury or court triai as to cenain

64%.

factors that can be used to increase my sentence on any count, sentencing enhancement. or allegation,

to the upper or maximum term provided by law. | waive and give up the right to a jury or court trial on

all of these factors. I agree the judge wiJl determine the existence of any of these factors, within the

judge’s discretion, as allowed by law. l agree this waiver shall apply to any future sentence imposed

following a probation revocation.

Appeal Waiver: l understand I have the right to appeal from decisions and orders of the Superior

Court. I waive and give up my right t0 appeal from any and all decisions and orders made in my case.

including motions to suppress evidence braught pursuant to Penal Code § 1538.5. I waive and give up

my right to appeal from my guilty plea. I waive and give up my right to appeal from any Iegatly authorized

sentence the court imposes which is within the terms and limits of this p1ea agreement.

Cruz Waiver: l understand that if, pending sentencing. l am arrested for or commit another crime, violate

any condition of my release, or willfully fail to appear for my probation interview or my sentencing hearing,

the sentence portion of this agreement will be cancelled | will be sentenced unconditionaliy and I will

not be allowed to withdraw my guilty plea(s).

18. WArbuckle Waiver: | understand | have the right to be sentenced by the judge who accepts this plea.

lwaive and give up that right.I

19~ 7/Harvey waiver: | understand |wi|| pay restitution on/egnks) and dismissed count(s)

20.x——~—— pursuant to Harvey waiver as part of the plea agreement.

Watson Advisement: I understand that ifl am charged with violating Vehicle Code section 23103. as

specified in Vehicle Code section 23103.5 or Vehicle Code sections 23152 or 23153. the following

warning applies:

You are hereby advised that being under the influence of alcohol or drugs. or both, impairs myability to safely operate a motor vehicle. Therefore, it is extremely dangerous to human life to drive

while under the influence of alcohol or drugs. or both. If I continue to drive while under the influence

of alcohol or drugs. or both, and, as a result of that driving someone is killed, I can be charged with

murder.

mW—v’Probatlon Report Waiver; I understand I have the right to a full probation report before sentencing

L341 08/03/18

| waive and give up that right.

Page 2 of 8 White-Coun; Yellow-District Attorney; Pink-Delendant

.CASE No. —~J’7CL¥:O7"éL ‘PEOPLEvs. V&H—M A Eoswb‘ezum

22. é Mandatory Supervision Waiver: I understand that I will be on mandatory supervision (Penal Code §

1170(h)(5)) for the period of time and subjeét to the'terms and conditions specified in this plea agreement

lunderstand if I vioIate any term or condition of mandatory supervision I could be sent to countyjail for

the remainder of my sentence as set forth on page 7, less any credit for time served.

23. Post-Release Community Supervision: I understand that upon release from state prison l may be

placed on post-release community supervision for a period of time not to exceed three years, supervised

by county officers. | further understand I could be sent to countyjail for up to ten days on the order of

the post-re1ease community supervision authority without a court hearing.

24. ost-Release Community Supervision Revocation: I understand that. following a court hearing, if

I am found in violation of any of the terms or conditions of post-release community supervision; | could

be sent to countyjail for up to 180 days each time | am found in violation,

25. Parole Waiver: I understand that upon release from state prison | may be placed on parole for a period

of time ranging from three years to life, supervised by the California Department of Corrections and

Rehabilitation. lfurther understand that if | am found in violation of anyof the terms or conditions of parole,

[could be sent to county jail for up to 180 days. except if my sentence was life. l could be sent back to

state pn'son for up to a year.

26. WfFlash Incarceration Waiver: l understand that | have the right t0 a hearing before a judicial officer

to determine whether I violated the conditions of my court-ordered probation or mandatory supervision

and to determine the appropriate sanction for the violations. I hereby waive and give up this right for

all violations for which the county probation department orders me to serve a "flash incarceration". which

can be a period of one to ten consecutive days in the county iail. However, if l do not agree with the

imposition of flash incarceration. I am preserving my right to demand a hearing. I understand the court

may not deny rne probation if I elect not to sign this waiver.

2?, Zr Mandatory Execution of Sentence: | understand I am not eligible for probation and | will be sentenced

to state prison or countyjail pursuant to Penal Code § 1170(h).

28. @Firearms Advisement: l am now prohibited from owning. purchasing. receiving. possessing, or having

under my custody or control any firearms. ammunition. and ammunition feeding devices, including but

not iimited to magazines. l am ordered to relinquish alI firearms and complete a relinquishrnent form

pursuant to Penal Code § 29810.

29‘,>_<. Serious or violent felony:

D I understand that by pleading guilty to a serious or violent felony ("strike"). the penalty for any future

felony conviction will be increased as a result of my conviction in this case. depending on the number

of strikes l have. up to a mandatory prison sentence of double the term otherwise provided or a term

of at least 25 years to life.

D l understand that if | am convicted of a violent felony] jail or prison conductlwork-time credit I mayaccrue will no_t exceed 15%.

D l understand that if l am admitting a prior strike conviction. prison work—time credit that l may accrue

will not exceed 20% of the total term of imprisonment.

30. kl” Froposed disposition: Ivoluntarily agree and understand the court will: (Initial all that apply)E (a) State Prison: Sentence me to state prison for a period of year(s) and months. credit

for time served of days actual custody and days of good limelwonk time for a total

credit of days. | waive and give up rny n'ght to make application for probation and request

immediate sentence.

L-341 08/03/18 Page 3 of 8 Whlle-Coun: Ycllow-Distrlct Anomev; Pink-Dcfendant

_CAseiuo. —l‘7CFO’7“6Z_ PEOPLEvs‘ M&H—‘n fifioeembaum

x (b) State PrisonICounty Jail Execution of Sentence Suspended: Sentence rne t0 State

Prison/County Jait (Penal Code § 1170(h)) for year(s) and months. Execution of

this sentence is suspended. Placed on probation for years. l understand that if I amfound to have violated any of the terms and conditions of probation. | may be remanded into custody

to serve the entire suspended sentence.

x (c) County Jail: Sentence me to counlyjail. for a period of year(s) and months pursuant

to Penal Code § 1170(h), credit for time served of days actual custody and days of

good time/work time for a total credit 0f -——~ days. | waive and give up my right t0 makeappfication for probation and request immediate sentence.

2<_ (d) County Jail with Mandatory Supervision: Pronounce a divided sentence as follows:

year(s) and—— months in the county jail and—— year(s) and months on

mandatory supervision under conditions sei forth on pages 7 and 8, I understand that if I violate any

0f the terms or conditions of mandatory supervision, I may be remanded into custody for the entire

unserved portion of the sentence.

@{j (e) Probation: Grant me probation under the terms and conditions set forth on the attached pages 7 and

8 that I have initia1ed and signed. {understand | have the right to reject probation and have the court

impose a final sentence. However. l agree to accept probation on the termynditions set forth

on the attached pages 7 and 8. I further understand that if I am f0und in viola’

0f any of the terms

or conditions of probation, the court may resentence me to (check one) state prison D county

L

jail in this case for a maximum period of years and months.

KP...’ (f) Restitution: Order me lo pay restitution on count(s) e“,and dismissed count(s)——-———~—— pursuant to Harvey Waiver. as part of the plea agreement, in the amount of

$ ?7‘

Z... 0r in an amount t0 be determined by the Probation Department. If l disagree

with the am0unt of restitution determined by the Probation Department. I may requesta ceurt hearing

to de rmine the amount 0f restitution

Jendant waives appearance for restitution hearing (if box checked).

$4; sentencing court retains jurisdiction over this case for restitution purposes (if box checked)

$19) Order me to pay the mandatory state restitution fine between $300 and $10,000 [Penal Code §

1202.4]. A second restitution fine in the same amount will also be ordered if I receive a sentence

that includes probation, a conditional sentence. mandatory supervision. post-reiease community

supervision. or parole. This second fine will be suspended and I will only have to pay it if the court

later finds that I have violated the terms of my probation. conditional sentence. mandatory

E

supervision, post-release community supervision, or parole [Penal Code § 1202.44 & § 1202.45].

h) Order me t0 pay the following fees (check all that apply):

E$30 Criminal Conviction Assessment Fee (perW9convicted count) (GC 70373) WW

Eye Court Operations Fee (per convicted )

count) (Penal Code§ 1465.8) Maa45) )W § D $10 Local Crime Prevention Fund Fee (PenalW) Code§ 120259))W9)W)A (i) Order me to pay a mandatory Laboratory Analysis Fee of $50.00 for each specified drug offense,

D plus penalty assessment [H&S 11372.5 & Pena1 Code §14641‘ ‘ .,

L-341 08/03/18 Page 4 0f 8 White-Court; YelIow-Dlstrict Attorney; Pink-Defendant

‘CAssNo. IQCFO'7%Z—- PEOPLEvs. flaw A Posfimb'aum

x (j) Order me to pay a mandatory Drug Program Fee of $150.00 for each specified drug offense D plus

penalty assessment [H&S 11372.7].X (k) Order me to register pursuant to the following: (Check all that apply)

D H&S 11590 (narcotics offense)

D Penal Code § 186.30 (gang-related offense)

D Penal Code § 457.1 (arson-related offense) I understand I will have to register for the rest of

my life.

D Penal Code § 290 (sex offense) | understand if I work, attend school, or reside in California. I

will have to register for D the term of probation D the rest of my life.

D Penal Code § 290.024 (sex offense) | understand | will have to register internet identifiers.

| understand that | wilt be required to register with the local police agency or sheriff‘s department in

the city or county in which I reside and that if | wiilfully fail to register or to keep my registration

current, new felony criminal charges may be filed against me.X (I) Order that my driver‘s license or driving Privilege be suspended or revoked for a period of

WIW) The court will order that monies paid will first be applied to restitution; and that the following

restitution terms are also part of this plea:

W“(n) Other: Cour? h‘as no obs: c’wv’vx +0 a Hex02H VG cu 34-935 Pwsvams

w‘dtWCWWCmeww: CH. {fl deco”dank

@xefi’s;31.X l acknowledge all other cases pending against me in Orange County and the proposed disposition: 1

M/ A.

32. understand a plea of guilty in this case may constitute an admission that l violated a previous grant

of probation, mandatory supervision, post-release community supervision, or parole in other casesand may result in additional penalties imposed in these cases.

33 7/Poffer my plea of guilty freely and voluntarily, and with full understanding of ail matters set forth In

the accusatory pleading and this advisement and waiver of rights form No one has made anythreats or used any force against me my family, or anyone else I know in order to convince me to

plead guilty in this case. Further. all promises that have been made to me to convince me to plead

way are on this advisement and waiver of rights form.

34- __ offer the following facts as the basis for my guilty plea:t

In Orange County, California,“ T JP WC“); 44%?” kwawth 5 Mlmcdgg£4115 E‘l 1a file.m «Jams «zM-h +he. th—L‘bvmluh

- m_wangmwlngeme E5; wH-h 449:. Infinifi unmfinll; Mdaiadggamg h4w Qoachum Lmuénaup. LI P fia-rm uezwc. zoll 20123 20!;

20:2 Mar h :5“ ZolbW;—MMMMQwia,‘ gag ZQZQ m 14 2Q: gal; :mcl ‘zats rbewean

EL_

L-34] 08/03/18 Page 5 of 8 Whitc-Coun; Yellow-Dislricl Attorney; Pink-Delendant

.CAs‘E No. —-l '7 Cg? O (7%Z_———-—PEOPLE vs.‘ ,H—h 'A fismbeam

35M l understand each and every one of the rights set forth above in this advisement and waiver of rights‘ -/ form. Iwaive and give up each of those r'ig'hts in order to enter my guilty plea. I am entering a guilty

plea because I am in fact guilty and for no other reason. | declare under penalty of perjury I haveread. understood. and personally initialed each numbered item above. and I have discussed themwith my attorney. I understand the signing and filing of this form is conclusive evidence I havepled guilty to the charges listed on this advisement and waiver of rights form.

l declare under penalty of perjury under the laws of the State of California that the foregoing is true

and correct.

DATED:QQ—Maehgmq SIGNED:07L~'

(Defendant)

36. MEFENSE ATTORNEY‘S STATEMENT: | am the attorney of record for the defendant. l haveexplained to defendant each of the rights set forth on this form. I have discussed the charges andthe facts with the defendant. Ihave studied the possible defenses to the charges and discussed

those possible defenses with defendant. l have discussed the possible sentence ranges with

defendant. l have advised defendant of immigration consequences and have complied with the

requirements of California Penal Code §1016.3(a). I also have discussed the contents of this form-. with defendant. Iconcur with defendant's decision to waive the rights set forth on this form and

to plead guilty. No promises of a particular sentence or sentence recommendation have been

made lo defendant by me. or to my knowledge by the prosecuting attorney or the court. which havenot been fully disclosed on this form. l agree that this form may be received by the courl as evidence

of defendant's advisement and voluntary, intelligent. knowing. and express waiver of the rights set

forth on this form.

DATED: 93+WWWL sleNeo;‘14"

(Attorney) meef37.x . INTERPRETER'S STATEMENT: l.

‘

‘. having been duly sworn as a‘

court certifiedlregisteredlprovisionalIy qualified interpreter. state that I am fluent in the Ianguage. I

translated the contents of this form to defendant in that Ianguage.

DATED: SIGNED:

(Interpreter)

38. = FOR THE PEOPLE: I am the prosecuting attorney in this case: I certify that l have complied with the

requirements of California Penal Code § 1016.3(b).

DATED: -Z7——I 9 ‘SIGNED: WM 3(Deputy District Attorney

Plea 10 the Court K

L-341 08/03/18 Page 6 of 8_

Whitecoun; Yellow-District Attorney; Pink-Defendant

SUPERIOR COURT OF CALIFORNIA, COUNTY OF ORANGETERMS AND CONDITIONS 0F FELONY PROBATION AND MANDATORY SUPERVISION

CASE No.|’7 g F 0'731 —PEOPLE vs. Mejfl QRflbpum

1x— Sentenced to D State Prison D County Jail (1170(h)) for years and months.

Execution of sentence suspendad. Placed on D probation U mandatory supervision for

For Court Use Only

M’_ years and_ months.

2. Impo' '

n of sentence suspended. Placed on probation for5-

yaars. Check one:w Wg‘poervised probation orU Un rvised probation ...-I

3. /P‘robatloners: SEQ: days D months in County Jail. Credit for2 days actual(opt 0M”

lime served and days good timelwork tlme for a total redil of lD .

Slay granted until Mag 24.20! 9st 7:00 pm. Report to: eo Lacy range County Jail Intake Release Center.

4.K Sentenced lo county jail for a period of years and months pursuant lo Penal Code § 1170(h). Credit for

days actual time served and days good timetwork time for a total credit of days.

5. X: Jail stayed pending completion of .

6.x Divided Sentence. Sentenced to county jail for a period of yea'rs and months [Total term under Penal Code

§ 1170(h)(5)]. The sentence is divided as follows: years and months incarceration in county jail. followed by

years and months of mandatory supervision under the terms and conditions set fonh on this page and the

attached page 8‘ Credit for days actual time sewed and days good limelwork tlme for a total credit of .

days‘

7 z: Jail to be D concurrent D consecutive to D any olheg case D case number

GE Pay fine of s p1us penalty assessment lo be paid: D through Probation U as

9 . P y the following fees (check all that apply):/ $30 Criminal Conviction Assessment Fee (per Wconvicted count) (GC 70373) GOMWMEWW)$40 Coud Operations Fee (per convicted M

unl) (Penal Code § 1465.8)

days in jail.W) U $10 Local Ctime Prevention Fund Fee (Penal Code § 1202.5(a))

1D.@Pay mandatory state restitution fine o [Minz $300; Max 510.000 - Penal Code § 1202.4]. If your sentence includes

probation. a conditional senhance. mandatory supervision. post-releasa community supervision. or parole. the court will ower

you to pay a second restitution fine in the same amount. but it will be suspended and you will only have to pay the second

line ifyou are later found in violation of your probalion. condilional senlence. mandatory supervision. posl-release community

supervision. or parole [Penal Code § 12022.44 & 45]. All monies paid by defendant for any purpose will first be applied to

restitution until it is paid in full [Cal. Constitution].

11~ ay restitution on count(s) 3:11 g g «M's and dismissed counl(s) pursuant lo Harvey Waiver

as part of a plea agreement. in the amount of S 232 a3 Z..— . or in an amount to be determined by the Court and

as directed by the Probation Department or Mandatory upervision. You are also ordered toy" financial disclosures

required by law in ordet lo fulfill your responsibility to pay full restitution [Penal Code § 1202.4]. ou are aIso ordered lo

pay‘

terest on restitution at lhe rate of 10% (check one) D from the date of sentencing OR from the date of loss.

fibndant waives appearance for restitution hearing (if box checked).

e Court retains jurisdiction over this case for restitution purposes (if box checked).

12x Register pursuant to (Check all that apply):

D H&S 11590 [narcotics offense] D Penal Code§ 186.22 [gang-related offense]

B Penal Code § 457.1 [arson offense - lifetime registration] D Penal Code § 290.024 [sex offense - internet identifiers]

D Penal Code § 290 [sexual offense - D term of probation D lifetime registralion]1x Do not associate with any person you know or should reasonany know Io be under the age of 18 years. unless

accompanied by such person‘s parent, guardian or other adult unrelated to you who is responsible for such person. and

approved in advance by your probation or mandatory supervision officer.

14 Use no unauthon'zed drugs. narcoiics. or controlled substances. and submit lo drug or narcotic testing as directed by your

probation or mandatory supervision officer. or any peace officer.

15. ubmil your son and property. any residence. premises. container or vehicle under your control D including electronic

devices not including electronic devioes.to search and seizure at any lime of the day or night by any law enforcementofficer,

probation officer. or mandatory supervision officer. with or without a warrant. probabIe cause. or reasonable suspicion.

[-341 08/03/13 Page 7 on Dishiutianhflo-Coun; Yeuow-OIaldct Auomem Pink-Dalendanl

['7 Cl’SO'mZ. Loefl-lo A Eosmio‘amm16 perate with your probation or mandatory supervision officer in any pian for psychological, psychiatric. alcohol. andlor drug

treatment. Seek training. schooling. or employment, and maintain residence as approved by your probation or mandatorysupervision officer. Do not associate with persons known to you to be parolees. on post- release communin supervision.

convicted feions, users or sellers of illegal drugs. or otherwise disapproved of by probation or mandatory supervision.

17 Do not possess any blank checks, wrile any portion of any checks. have any checking account. nor use or possess any credit

cards or open credit accounts. unless approved in advance by your probation or mandatory supervision officer. Use onlyyour true name. Do not possess any other person‘s personal identifying information or petsonal financial information unlessapproved in advance by your probation or mandatory supervision officer. v

18. o not own, purchase. receive. possess or have underyour custody or control any type of dangerous or deadly weapon. firearm.

ammunition. and ammunition feeding devices, inctuding but not limited to magazines U for 1O years Reiinquishmenl hearing set

on .

-

194 bay all orders. rules. reguiations, and directives of the Couft, ProbauonDeparlment, Mandatory Supervision andjaiIA

20.'

late no law.

21><fl -Driver's license or driving privilege is suspended or revoked for a period of

22>< Check all that apply:

D Do not drive a motor vehicle with a measurable amount of alcohol in your blood.

D Submit to a chemical test of your blood on demand of any peace officer, probation officer. or mandatory supervision

officer.

D Do not be present in any establlshment whele the primary items for sale are alcoholic beverages.

U Do not consume any alcoholic beverages,

D Do not drive a motor vehicle without a valid California Driver‘s License on your person.

D Do not drive a motor vehicle without proof of valid auto liability insurance.

23.x Attend and compiete lhe following (cheek all that apply):

U 52-week Batterer‘s Treatment Program D Alcohol/Drug Component D Parenting Component

D 1-year Child Abuser Program U Victim Impact Counseling

D Alcohol Offender Program: D 3 months D 6 months D 9 months U 18 months

24X Attend and complete a daylmonlh probation approved:

D residential D outpatient druglalcohol treatment program D with a daylmonth aftercare program.

E] No day for day credit will be given if defendant fails to complete progtam. Full Jail sentence to be imposed.

25X— Comply with the terms and conditions of the Protective Order.

zez— Do nol. in any manner. directly or indirectly, initiate contact with, nor have any communlcation with:

27x— Slay yards away from

28'IscIose your probation or mandatory supervision status and terms upon the request of any peace officer‘

29- Provide a state DNA sampte and prints for the Stale DNA Database pursuant to Penal Code 296 and 296.1, if nol already

provided

30. —Other conditions:

31,wy cost of probation or mandatory supervision, according to ability to pay. as directed by your probation or mandatory

supervision officer.

3 understand that the Court u1timately determines lhe conditions of probation and mandatory supervision. and I have the right

to request the Court modify or eliminate any condition imposed by the Probation Depanment that I believe is unreasonable.

33wave read. I understand, and l accept these terms and conditions of probation or mandatory supervision.

Dale: 1mMA aOlq Defendant's Signature;‘17—’—

V . . .

Defense Counsel's Signature: Deputy District Attorney's Signature:(I

’Z”fizz .../

bad! 08/03/18 - page revised 09/04/18 Page a ofa DislrltullonZWhilo-Court Yeibwolslrim Atwmem Plnk-Defendanl

meteOy oen'rfy me foa'egomg instrument omszshng of mas)Lsalrusandoorreciwpyoimongmlonfio 1mm

ATTEST: 1mm u "v l”omo H mmsm ExEcunvE omegaMB CLERK o; THEsupemoa COURT F CAL Foam». COUNTY o; owes

FL .oawrvV

- ‘a

SUPERIOR COURT OF THE STATE 0F CALIFORNIA, COUNTY 0F ORANGE

MINUTE ORDER

C N b— - Report Request Criteria —

ase um er 170F0782 F A_

1A Docket Date Range :>= 03/27/2019 00'00 00 and <= 03/2J/2019

2, Sequnce Number Range , No sequence number range specified l

People Vs Rosenbaum, Keith A . 3‘ Dockemategory : Minute Order

Docket Dt Sfl3/27/2019 1

Text

Hearing held on 03/27/2019 at 08:30:00 AM in Department C49 for PreTrial.

2 Judicial Officer: Andre Manssourian, Judge

3 Clerk: C. Cepeda

4 Bailiff: D. Rudisill

5 Court Reporter: Robert Sullivan

6 People represented by George William McFetridge Jr, Deputy District

Attorney, present.

7 Defendant present in Court in propria persona.

8 Plea to the Court.

9 Defendant states true name is correct as charged.

10 Correspondence from Jeri L. Rosenbaum filed.

11 Court read and considered Correspondence from Jeri L. Rosenbaum.

12 Jury Trial vacated for 03/29/2019 at 08:30 AM in CS.

13 Defendant advised of and waives the foliowing:

14 - The right to a trial by Court or Jury.

15 - The right to confront and cross-examine witnesses.

16 - The right against self-incrimination.

17 Defendant waives the right to subpoena and present evidence.

18 Defendant advised of maximum possible sentence.

19 Defendant advised of consequences of violating probation.

20 The Court finds that the defendant understands consequences ofthe plea.

21 Defendant's motion to withdraw plea of NOT GUILTY and enter plea

of Guilty as to count(s) 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11 of the First

Amended Information granted.

22 Defendant's written waiver of legal and constitutional rights for guilty plea

received and ordered filed.

Name: Rosenbaum, Keith A Case: 17CF0782 F A

Page 1 of4 MINUTE ORDER Report Date: 06/1 2/2019 14:54

SUPERIOR COURT 0F THE STATE OF CALIFORNIA, COUNTY OF ORANGE

MINUTE ORDER

Case Number 170F0782 F AReport Request Criteria - ——

|

1. Docket Date Range :>= 03/27/2019 00 00:00 and <= 03/27llzo19

2. Sequnce Numbet Range . No sequence number range specified -

People Vs Rosenbaum, Keith A 3. Docket Category v Minute owe,

Docket Dt Seq

3/27/201 9 23

Text

The defendant has been advised of constitutional rights, waivers andconsequences in writing pursuant to the guilty plea form. The defendantmakes the plea with a full understanding of all the matters set forth in the

charging document and in the guilty plea form, that defendant has read.

understood and personally initialed each item herein. Defendantunderstands that the signing and filing of the guilty plea form is conclusive

evidence that defendant has pleaded GUILTY to the charges set forth.

24 The Court finds the defendant knowingly, intelligently, understandingly,'

expressly, and explicitly waives each of the above stated rights.

25 Court finds factual basis and accepts plea.

26 Counsel joins in waivers and plea.

27 Defendant waives arraignment for sentencing.

28 Defendant waives statutory time for Sentencing.

29 Probation report waived.

30 No legal cause why judgment should not be pronounced and defendant

having Pled Guilty to count(s) 1, 2, 3, 4, 5, 6, 7. 8, 9, 10, 11, Imposition of

sentence is suspended and defendant is placed on 5 Year(s) FORMALPROBATION on the following terms and conditions:

31 Serve 365 Day(s) Orange County Jail as to count(s) 1, 2, 3, 4, 5, 6, 7,

8, 9, 10, 11.

32 Credit for time served: 5 actual, 5 conduct. totaling 1O days pursuant to

Day-for-day.

33 365 days Jail as to count(s) 1, 2, 3, 4, 5, 6, 7, 8. 9, 10, 11 imposed on

03l27l2019 stayed until 05/24/2019 at 07:00 PM Theo Lacy Jail.

Defendant to report as ordered.

34 Order For Restitution fi1ed.

35 Pay restitution to victim(s) in the amount of $233, 032.00 as to count(s) 1,

2, 3. 4, 5, 6. 7, 8. 9, ‘IO, 11. Court orders 10% interest ofjudgment from

date of loss.

36 Pay mandatory state restitution fine of $300.00 pursuant to Penal Code1202.4 or Penal Code 1202.4(b).

37 Pay $300.00 Probation Revocation Restitution Fine pursuant to Penal

Code 1202.44. Restitution fine stayed, to become effective only upon

revocation of probation.


Page 2 of4 MINUTE ORDER Report Date: 06/12/2019 14:54

SUPERIOR COURT OF THE STATE OF CALIFORNIA, COUNTY OF ORANGE

MINUTE ORDER——-— Report Request Criteria - -———

Case Number 17CF0782 F A1‘ Docket Date Range :

>= 03/27/2019 0000.00 and <= 03/277201 9

2. Sequnce Number Range : No sequence number range spewed!

People Vs Rosenbaum, Keith A 3 Docket Category : Minute Order

Docket Dt s_eg Text

3/27/2019 38 Pay $40.00 Court Operations Fee per convicted count pursuant to PenalCode 1465.8.

39 Pay Criminal Conviction Assessment Fee per convicted count of $30.00per misdemeanorlfelony and $35.00 per infraction pursuant t0

Government Code 70373(a)(1).

40 All fees payable through the Probation Department.

.41 Submit your person and property including any residence, premises,

container, or vehicle under your control, not including electronic devices, to

search and seizure at any time 0f the day or night by any law enforcement

officer, probation officer. or mandatory supervision officer with or without a

warrant, probable cause or reasonable suspicion.

42 Cooperate with your probation or mandatory supervision officer in any plan

for psychological, psychiatric, alcohol and/or drug treatment.

43 Seek training, schooling. or employment and maintain residence as

approved by your probation officer.

44 Do not associate with persons known to you to be parolees, onpost-release community supervision, convicted felons, users or sellers of

illegal drugs, or otherwise disapproved of by probation or mandatorysupervision.

45 Do not own, purchase, receive, possess. or have under your custody or

control any type of dangerous or deadly weapon, firearm, ammunition, and

ammunition feeding devices, including but not limited to magazines.

46 Obey all orders, rules. and regulations. and directives of the Court, Jail,

and Probation.

47 Violate no law.

48 Disclose terms and conditions of probation when asked by any law

enforcement or probation officer.

49 Defendant to provide a state DNA sample and prints for the State DNADatabase pursuant to PC 296 and PC 296.1 unless collection agencyverifies in any available databases that the DNA sample has been

previously collected.

50 Pay cost of probation or mandatory supervision, according to ability to pay,

as directed by your probation or mandatory supervision officer pursuant to

Penal Code section 1203.1b.


Page 3 of 4 MINUTE ORDER Report Date: 0611 212019 14:54

SUPERIOR COURT OF THE STATE 0F CALIFORNIA, COUNTY OF ORANGE

MINUTE ORDERReport Request Criteria

Case Number 17CF0782 F A3

1, Docket Date Range ;>= 03/27/2019 00:00:00 and <= 03/27/2019

i.

2. Sequnce Number Range : No seguenoe nymber lange speafied,

People Vs Rosenbaum, Keith A ~- 3A Docket Category - r Minute Order‘

Docket Dt Sfl Text

3/27/2019 51 The Court ultimately determines the conditions of probation andmandatory supervision. The defendant has the right to request the Court

modify or eliminate any condition imposed by the Probation Departmentthat the defendant believes is unreasonable.

52 The defendant understands that they are now prohibited from owning.

purchasing, receiving. possessing, or having under their custody or control

any firearms, ammunition, and ammunition feeding devices, including but

not limited to magazines. They will be ordered to relinquish all firearms andcomplete a relinquishment form pursuant to Penal Code section 29810.

53 Case assigned to Probation Department for preparation of Firearms

Relinquishment Probation Report. Defendant ordered to comply with

Firearms Relinquishment pursuant to Penai Code 29810, by submitting a

completed Prohibited Persons Relinquishment Form to the Probation

Department.

54 Hearing re: Firearms Relinquishment set on 04/10/2019 at 08:30 AM in

Department C49.

55 Defendant does not need to be present on 04/1 0I2019.

56 The clerk this date has forwarded a copy of Firearms Relinquishment Formto Probation.

57 Defendant accepts terms and conditions of probation.

58 Defendant to report to Probation Officer forthwith.

59 Copy of Probation Order given to Defendant

60 Court orders bail bond # 8V1 50-4816637 exonerated.

61 Notice to Sheriff issued.

62 Notice to Sheriff faxed to Theo Lacy Jail.


Page 4 of 4 MINUTE ORDER Report Date: 06112l2019 14:54

-~. mm-‘y me tocegwng msarumem consustmg o! page(s)

.s a true and conect oopyd meongmai on mei um counl

ATTEST: (EATB k[Ly l [qemu H mmmm. Execw‘ws ornc'en m'o CLERK or THESUPERIOR c v os WORM comm or ORANGE

_

FL.DEPUTY

Case : 17CF0782 FA

I

gSUPERlOR COURT QF THE STATE OF CALIFORNIA,

COUNTY 0F ORANGE

MINUTES

Name : Rosenbaum, KeithA

Date of SéqAction Nbr Code

JText

I

03/29/17 1 FLDOC Original Complaint filed on 0312912017 by OrangeCounty District Attorney.

2 FLNAM Name filed: Rosenbaum, Keith A

3 FLCNT FELONY charge of 19706 RT filed as count 1. Date of

violation; 03/15/2012

4 FLENH Enhancement 1. Felony 186.11(a)(1)/(3) PC on Count 1

filed,

5 FLCNT FELONY charge of 19706 RT filed as count 2. Date 0f

violation: 03/15/2013.

6 FLENH Enhancement 1, Felony 186.11(a)(1)l(3) PC on Count 2

filed,



8 FLENH Enhancement 1, Felony 186.11(a)(1)/(3) PC on Count 3

filed.“

9 FLCNT FELONY charge of 19706 RT filed as count 4‘ Date of

violation; 03/15/2015


filed.


violation; 03/15/2016.


filed.


violation: 0411 5/2011

14 FLENH Enhancement 1, Felony 186‘11(a)(1)/(3) PC on Count 6

filed‘


violation: 04/1 5/2012.

16 FLENH Enhancement 1. Felony 186.1 1(a)(1)/(3) PC on Count 7

filed.


violation: 0411512013.


filed‘


violation: 04/1 5/2014,

Name: Rosenbaum. Keith A

Page 1 of 22 MINUTES IALL CATEGORIES

Case: 170F0782 F A

6112119 3:02 pm

Case : 170F0782 F AName : Rosenbaum, Keith A

SUPERIOR COURT OF THE STATE 0F CALIFORNIA,COUNTY 0F ORANGE

MINUTES

D'ai'e of "Se;I

.Action Nbr Code|gText

l

03/29/17 20 FLENH Enhancement 1, Felony 186.11(a)(1)l(3) PC on Count 9filed.


violation: 04/1 5/2015.


filed.


violation: 04/15/2016


filed.

25 Fl959 Accusatory pleading filed by the prosecutor pursuant to

Penal Code section 959.1.

26 FIFCIZ Police/Arrest Report filed.

28 FIFC|2 DeclarationlAffidavit in Support of Arrest filed.

29 WAARS Felony Warrant of Arrest requested.

30 WAWTS Walk-through warrant submitted for bail amount andsignature.

31 WAWSD Warrant of Arrest warrant signed by Melissa R.

McCormick and issued for defendant. Night Service: No.

Expedite: Yes. PC 853.6: No. Bail set at $150. 000.00.

Mandatory Appearance.

33 WFNBR Warrant File Number 03881418 sent from AWSS for

Warrant # 31 31 924.

03/30/17 1 WASVD Warrant 03881418 for Keith A. Rosenbaum DEFENDANT\ served by Orange County Sheriff Depanment on

03/30/2017.

04/04/17 1 WAREC Warrant issued on 03/29/2017 ordered recalled for

defendant.

2 DSTUP Defendant's release status updated to reflect: Released

on Bond.

3 BBPST Bail Bond Number 8V1 50-4816637 posted in the amountof $150000.00 by ALADD of SE1 1 1 146.

5 BBPOS Bail Bond posted per Sheriff Bail Bond report. Bond to be

filed when received.

6 BLBDAT Appearance date on Bond/Cash Bail receipt is

04/27/2017.

7 CLCST Arraignment set on 0412712017 at 08:30 AM in

Department C55.


page 2 of 22 MINUTES IALL CATEGORIES 6/1 2119 3:02 pm

Case : 170F0782 FA

SUPERIOR COURT 0F THE STATE 0F CALIFORNIA,COUNTY OF ORANGE

MINUTES

Name : Rosenbaum, Keith A

Date of SeqAction Nbr Code

IEText

I

04/0711 7 1 FIBND Surety Bond # 3V1 50-481 6637 filed.

2 FITXT OCJ R# 84071342 filed.

QNZMZ C? ‘T‘LEI-EJWW .fiQQRE'TE'IIQDE .c_.5_.5 .79f.A_!.'9.i9'1me!‘.F-._

2 OFJUD Judicial Officer: Jeannie Joseph. Judge

3 OFJA Clerk: D. Boyle

4 OFBAL Bailiff: K. Sun

5 OFREP Court Reporter: LaVette’Henningham

6 APDDA People represented by George William McFetridge Jr,

Deputy District Attorney, present.

7 APDPP Defendant present in Court in propria persona.

8 DFTNC Defendant states true name is correct as charged.

9 FIFPC Fingerprint card is received and filed.

10 DFREP Defendant has retained private counsel.

11 WVRAT Defendant waives the right to be arraigned today.

12 CLCON Arraignment continued to 0610112017 at 09:00 AM in

Department €55 at request of Defense.

13 DFOTR Defendant ordered to return.

14 BLPBS Present bail deemed sufficient and continued.

15 OFMCD Minutes entered by M. Ruiz on 04/27/2017.

5191/1}:1 HH’E‘E‘IE gearing held on 0610112017 at 09:00:00 AM in 2*QgpgrtrygnycwjorlArrajgrlment.

2 OFJUD Judicial Officer: Robert A. Knox, Judge

3 OFJA Clerk: N. Rodriguez


5 OFREP Court Reporter: LaVette Henningham




8 DFHAT Defendant states he will obtain his own attorney.


1O CLRAT Defendant is requesting time to retain counsel. Casecontinued for Arraignment to 06I29l2017 at 09:00 AMin Department 055.

Name: Rosenbaum, Keith A

Page 3 of 22

Case: 176F0782 F A

MINUTES [ALL CATEGORIES 6112I19 3:02 prn

SUPERIOR COURT OF THE STATE OF CALIFORNIA,COUNTY OF ORANGE

MINUTESCase : 17CF0782 F AName : Rosenbaum. Keith A

Date ofAction

SeqNbr Code

IText

I

06/01/17 11 WVTIM Defendant waives statutory time for Arraignment.


13 MOTBY Motion by People to dismiss Penal Code 186.11(a)(1)l(3)

enhancement as to all counts.

14 MOTION Motion granted.

15 CDAEN All enhancements are DISMISSED.

16 BLPBS Present bail deemed sufficient and continued.WW :‘1‘ HERB:W’erahrtmggg‘gfis for Arraignment.


3 OFJA Clerk: T. Ebbert



6 APDDA People represented by George William McFetridge Jr.

Deputy District Attorney. present.

7 APWOC Defendant present in Court without counsel.

8 CLRAT Defendant is tequesting time to retain counsel. Casecontinued for Arraignment to 0712812017 at 09:00 AMin Department CS5.

9 ADLCR Defendant advised of legal and constitutional rights.




13 OFMCD Minutes entered by M. Johnson on O6I2912017.

.Q—zggm. [:11 ,I-,I,I-I_',gm: pairing held on oilzslzow at 09:00:00 AM in

erartmeng955 forhgygignmentt

2 OFJUD Judicial Officer: Robert A. Knox. Judge

3 OFJA Clerk: E: Flores


5 OFREP Court Reporter: Wendy A Torres



7 APDWRA Defendant present in Court with counsel Goldman,

Jeremy. Retained Attorney.

8 CPACK Counsel acknowledges receipt of the charging document.



Case: 176F018: F A

6112I19 3:02 pm

SUPERIOR COURT OF THE STATE 0F CALIFORNIA,COUNTY OF ORANGE

MINUTESCase : 17CF0782 F AName : Rosenbaum, Keith A

Date ofSe-q'

Action Nbr CodeI:Text

I

07/28/17 9 WVRAA Defendant waives reading and advisement of the Original

Complaint.

10 PLNGA To the Original Complaint defendant pleads NOTGUILTY to all counts.

11 DFDAG Defendant denies allegations.

12 MORES Defense reserves all motions.

13 CLSET Pre Trial set on 10/06/2017 at 09:00 AM in DepartmentC55;

14 WVTPH Court finds the defendant understandingly, knowingly, andvoluntarily waives the right to a Preliminary Hearing within

1O court days/60 calendar days of arraignment.

15 PLCJN Counsel joins in waivers.



18 CNOTED Previous note deleted from CIS sheet.

19 OFMCD Minutes entered by M Ruiz on 07/28/2017

Woem, “__1 WEED: He_arin"_g h'eld _on10/06/2017'at 09. oo:oo'AM m“"‘" '1' fa

Department C55 for P_re Trial.' ‘





6 APCLC On behalf of the People. Certified Law Clerk S. Alvarado

present in Court.

7 APDWRA Defendant present in Court with counsel Goldman,Jeremy, Retained Attorney.

8 CLCON Pre Trial continued to 12/01/2017 at 09:00 AM in

Department 055 at request of Defense.

9 WVRTW Defendant agrees to continue the preliminary hearing andhave a preliminary hearing on that date or within a

reasonable period of time from that date


11 DFOTR Defendant ordered to return,


13 OFMCD Minutes entered by M. Rahn on 10/06/2017.



Case: 17CF0782 F A

6/1 2/19 3:02 pm

SUPERIOR COURT OF THE STATE OF CALIFORNIA.COUNTY 0F ORANGE

MINUTESCase : 170F0782 FAName : Rosenbaum. KeithA

Date of Seq7

Action Nbr Codel.Text

I

@“Wmi :71 P_H',EEC): He_arin—g new_‘on 1'2'Io"11‘2o1'7'at'09:'oo:'oo'AMin— ,9»







7 APDWRA Defendant present in Court with counsel Goidman,Jeremy, Retained Attorney.

8 CLCON Pre Trial continued to 01/1 7/2018 at 09:00 AM in



reasonable period of time from that date.

10 PLCJN C0unse| joins in waivers.


12 BLPBS Present bail deemed Sufficient and continued.

13 OFMCD Minutes entered by M. Rahn on 12/01/2017.WCEFEED .Hearing held on 0111712018 at 09:00:00 AM in .fipepgrtment_055_for‘P_re_Tria|. .





6 APDDA People represented by George William McFetridge Jr,'


7 APDWRA Defendant present in Court with counseI Goldman,Jeremy. Retained Attorney‘

8 CLCON Pre Trial continued to 0212812018 at 09:00 AM in

Department C55 at request of Defense.


10 WVRTW Defendant agrees to continue the preliminary hearing and

have a preliminary hearing on that date or within a



Name: Rosenbaum. Keith A Case: 17CF0782 F A

Page 6 of 22 MINUTES IALL CATEGORIES 611 2/19 3:02 pm



Date of SeqAction Nbr Code I'Text]

01/17/18 12 BLPBS Present bail deemed sufficient and continued.

13 OFMCD Minutes entered by L Wight on 01/17/2018

02/28/18 | 1, HHELD I Hearing held on 02/2812018 at 09: 00:00 AM in‘ fl

D__ep_artm_e_nt C_5__5 for P_re Trial. -'


3 OFJA Clerk: L. Wight





7 APDWRA Defendant present in Court with counsel Goldman.Jeremy, Retained Attorney.

8 CLCON Pre Trial continued to 03/19/2018 at 09:00 AM in





11 PLCJN Counseljoins in waivers.


13 OFMCD Minutes entered by E. Villela on 02/28/2018.

W978EWEB:WW' )0







7 APDWRA Defendant present in Court with counsel Goldman,Jeremy, Retained Attorney‘

8 ADLCR Defendant advised of iegal and constitutional rights.

9 FIDOC Defendant's waiver of preliminary examination filed.

10 WAIVES Defendant waives the following:

11 WVRPH - The right to preliminary hearing.


page 7 of 22 MINUTES I ALL CATEGORIES 6/1 2/19 3:02 pm

Case z 17CF0782 FA

SUPERIOR COURT 0F THE STATE OF CALIFORNIA,COUNTY OF ORANGE

MINUTES


Date of S-ed‘_______ _. MW m

Actionj

Nbr CodeJ[Text

I

03/19/18 12 PLCJN Counsel joins in waivers.

13 WVHTA The Defendant and the People having WAIVEDPRELIMINARY EXAMINATION on the offense charged in

the complaint, the Court orders that the defendant beHELD TO ANSWER on 03/27/2018 at 08:30 AM in

Department CS. Defendant and Counsel ordered to

appear.


15 FLDOC Original Information filed on 03/1 9/2018 by OrangeCounty District Attorney.

. 16 FLNAM Name filed: Rosenbaum, Keith A


violation: 03/15/2012

18 FLENH Enhancement 1, Felony 186.11(a)(1)/(3) PC on Ocunt 1

flled. I

19 FLCNT FELONY charge of 19706 RT filed as count 2. Date of'


20 FLENH Enhancement 1. Felony 186.11(a)(1)/(3) PC on Count 2.

filed.i



22 FLENH Enhancement 1, Felony 186.11(a)(1)l(3) PC on Count 3I

filed. ‘.



24 FLENH Enhancement 1. Felony 186.1 1(a)(1)/(3) PC on Count 4filed.




filed.


violation: 04/15/2011‘


filedA


violation: 04/1 5/201 2.


Page 8 of 22

Case: 17CF0782 F A

MINUTES IALL CATEGORIES 6112119 3:02 pm


MINUTESCase : 17CFO782 F AName : Rosenbaum. Keith A

D—a—te 6f

Action

‘s‘e‘q”

Nbr Corde‘I

,1:leI

03/19/18 30 FLENH Enhancement 1, Felony 186‘11(a)(1)/(3) PC on Count 7

filed.


violation: 04/1 5/201 3.

32 FLENH Enhancement ‘l, Felony 186711(a)(1)/(3) PC on Count 8

filed.



34 FLENH Enhancement 1, Felony 186.1 1(a)(1)/(3) PC on Count 9

filed.



36 FLENH Enhancement 1, Felony 186.11(a)(1)/(3) PC on Count 1Ofiled.




filed.

39 Fl959 Accusatory pleading filed by the prosewtor pursuant to

Penal Code section 959.1.

03/20/18 1 FIRTF Reporter's transcripts dated March 19. 2018 received andfiled.

2 FITXT Notice of Transcripts filed.

03/27/18 1 CPGTO COpy of Transcript given to District Attorney's Office

L_‘LZ HFTEL'DZ] Hea‘fifig tfél'd on 03/27/2018‘at 08: 30:oo AM inWm' 2b

Degart'ment CS for Arr__‘aignme_nt_. LU?“ L a “.1;

3 OFJUD Judicial Officer: Jonathan Fish. Judge

4 OFJA Clerk: D‘ lbarra

5 OFBAL Bailiff: T. Danaher

6 OFREP Court Reporter: Kimberly Rex


Deputy District Attorney, present

8 APDWRA Defendant present in Court with counsel JeremyGoldman, Retained Attorney.

9 CLCON Arraignment continued to 04127I2018 at 09:00 AM in

Department CS at request of Defense.


Name: Rosenbaum, Keith A Case: 17CFO782 F A

page 9 of 22 MINUTES IALL CATEGORIES 6/12/19 3:02 pm

SUPERIOR COURT OF THE STATE OF CALIFORNIA,

Case : 17CF0782 F A

COUNTY 0F ORANGE

MINUTES

Name : Rosenbaum, Keith A

Date ofAction

SeqNbr Code

I-Text

I

03/27/18 11 WVRAT12 PLCJN

13 BLPBsm [:71 EE_EE:

2 OFJUD

3 OFJA

4 OFBAL

5 OFREP

6 APDDA

7 APDWRA

8 TEXT

9 TEXT

10 CLCON

11 DFOTR

12 ADLCR

13 WVRAT14 WVTDT15 APATR

16 TEXT

17 BLPBS

18 OFMCD

9.5113115. :3. HHELD:

2 OFJUD

3 OFJA

4 OFBAL

5 OFREP

6 APDDA

7 APWOC

Defendant waives the right to be arraigned today.

Counsel joins in waivers.

Present bail deemed sufficient and continued.

fiearing held on 04/2712018 at 09:00:00 AM in

erartment CS for Arraignment.

Judicial Officer: Kimberly Menninger, Judge

Clerk: G. Dipietro

Bailiff: T. Danaher

Court Reporter: Andrea Gaunt

People represented by George William McFetridge Jr,


Defendant present in Court with counseI JeremyGoldman, Retained Attorney.

Defendant requesting Mr. Goldman be relieved.

Defendant to hire new counsel.

Arraignment continued to 05I1 8I2018 at 08:30 AM in


Defendant ordered to appear.

Defendant advised of legal and constitutional rights.

Defendant waives the right to be arraigned today.

Defendant waives time to 05/18/201 8.

Jeremy Goldman relieved as Counsel of Record.

Mr. Goldman to appear on 05/18/2018 with Discovery.


Minutes entered by K. Kolonics on 04/27/2018.

Hearing held on 0511 8I2018 at 08:30:00-AM in<

P_wartrnent_.C§.f.9.r..A.rrai9nment-

Judicial Officer: Kimberly Menninger, Judge

Clerk: M. Rahn

Bailiff: J. Smith

Court Reporter: Robert Sullivan

People represented by George William McFetridge Jr.


Defendant present in Court without counsel.



Case: 17CF0782 F A

6112I19 3:02 pm

Case : 17CF0782 F AName : Rosenbaum, Keith A

SUPERIOR COURT 0F THE STATE 0F CALIFORNIA,COUNTY 0F ORANGE

MINUTES

Date‘of Seq h fl ‘

Action‘

Nbr deeIiText

I

05/18/1 8 8 DFHAT Defendant states he will obtain his own attorney.

9 CLCON Arraignment continued to 06/1512018 at 08:30 AM in



11 DFOTR Defendant ordered to appear.


13 OFMCD Minutes entered by K. Kolonics on 05/18/2018.W "Hearingrheldron306/1 5/2018 at"08:3.0:00 AM innin _:r-.r‘?' m“. .fi

2 OFJUD

3 OFJA

4 OFBAL

5 OFREP

6 APDDA

7 APWOC8 ADVISE

9 ADPPP

10 FIFWV

11 MOPPR

12 FIAMD

13 CDAEN14 CPCDD15 PLNGA

16 DFSFC

17 CLSET

18 DFHAT

19 WVTIM

aspartmgnt§§J9LAJLajgmentowzJudicial Officer: Lance Jensen. Judge

Clerk: M. Rahn

Bailiff: J. Smith


Hurt..414-14u.



Defendant present in Court with0ut counsel.

Defendant advised of the following:

- The perils, pitfalls, dangers, and disadvantages of

seIf-representation.

Faretta Waiver filed.

The defendant's motion for propria persona (pro per)

status has been granted in his/her criminal case nowpending before this court.

First Amended Information filed by Orange CountyDistrict Attorney.

All enhancements are DISMISSED.

Copy of First Amended Information given to defendant.

To the First Amended Information defendant pleads

NOT GUILTY to all counts.

Defendant invokes his/her state, federal and constitutional

rights.

Pre Trial set on 0710212018 at 09:00 AM in DepartmentCS.

Defendant states he wilI obtain his own attorney.

Defendant waives statutory time for Jury Trial.



Case: 17CF0782 F A

6/1 2119 3:02 pm

SUPERIOR COURT OF THE STATE 0F CALIFORNIA,COUNTY OF ORANGE

MINUTESCase : 17CF0782 F AName : Rosenbaum. KeithA

Date of Seq.

Action Nb! Code ITextI

06/1 5/18 20 DFOTR Defendant ordered to return.

21 BLPBS Present bail deemed sufficient and continued

67/6213m FREE: Hearing held on 0710212018 at 09:00:00 AM in Aapartment CS for Pre Trial.

-

2 OFJUD Judicial Officer: Kimberly Menninger, Judge

3 OFJA Clerk: G. Dipietro

4 OFBAL Bailiff: J. Smith

5 OFREP Court Reporter: Andrea Gaunt




8 CLCON Pre Trial continued to 07127I2018 at 08:30 AM in



10 WVTGN Defendant enters general time waiver.



13 OFMCD Minutes entered by G. Cooper on 0710212018.

_'Q1121115,CE 3115,93 Hearing held on 0712712018 at oa-30-oo AM in .fiDepartment_CS7_ _fo_r Pro Trial.

'':

A.|—‘

2 OFJUD Judicial Officer: Robert R. Fitzgerald, Judge

3 OFJA Clerk: A. Eskander

4 OFBAL Bailiff: B. McDermott

5 OFREP Court Reporter: Kaitlyn Lancaster




8 CLCON Pre Trial continued to 08123I2018 at 08:30 AM in

Department cs7 at request of Defense.




12 OFMCD Minutes entered by M. Villalobos on 071270018.


Page 12 of 22 MINUTES IALL CATEGORIES 6M 2119 3:02 pm


MINUTESCase z 17CF0782 F AName : Rosenbaum, Keith A

Date of Seq‘

__

Action Nbr CodeljText JW :1 _HELD Hearing--he|d on 0812312018 at 08: 30:00 AM in ~

'' -

' flDepartment_057 f__or P_re_ _Trial J

2 OFJUD Judicial Officer: Robert RV Fitzgerald. Judge

3 OFJA Clerk: A. Eskander

4 OFBAL Bailiff: M. Cruz

5 OFREP Coun Reporter: Melissa Watanabe







10 WVTGN Defendant enters general time waiver,


09/14/18 1 CLTRAN Calendar Line for PT transferred from 057 on09128I2018 at 08:30 AM to 056 on 0912812018 at 08:30

AM.

2 CLTRAN Calendar Line for PT transferred from 056 on09128.!2018 at 08:30 AM to C49 on 09/28/2018 at 08:30

AM09/28/18 E. -1 B.d.E..LI2:J x9»

2 OFJUD

3 OFJA

4 OFBAL

5 OFREP

6 APDDA

7 APDPP

8 CLSET

9 ADLCR

1O WVTIM

11 DFOTR

12 BLPBS

Hearing held on 09/2812018 at 08: 30: 00 AM in .

'

t.

=

Department Q49 f_or Pre Trial. -

Judicia! Officer: Robert R. Fitzgerald, Judge

Clerk: C. Elias

Bailiff: M. Cruz

C0urt Reporter: Roben Sullivan


Deputy District Attorney, present

Defendant present in Court in propria persona.

Pre Trial set on 10/31/2018 at 08:30 AM in Department049.

Defendant advised of legal and constitutional rights.


Defendant ordered to return.

Present bail deemed sufficient and continued



Case: 17CF0782 F A

6/12/19 3:02 pm

SUPERIOR COURT OF THE STATE OF CALIFORNIA,COUNTY 0F ORANGE

MINUTESCase: 17CF0782 FAName : Rosenbaum, Keith A

Date of SeaI _

Action Nbr Code lnTextI

[1 QL31/_1§ :3 FWEIU: WWPgnanmsnt.Ci9df9r.fir_e_lr_ial-

'

2 OFJUD Judicial Officer: Robert RA Fitzgerald, Judge

3 OFJA Clerk: L. Bestenlehner

4 OFBAL Bailiff: M, Cruz

5 OFREP Coun Reporter: Robert Sullivan



7 APDPP Defendant present in Geurt in propria persona.

8 CLSET Pre Trial set on 11/30/2018 at 08:30 AM in DepartmentC49.


1O DFOTR Defendant Ordered to appear.

11 BLPBS Present bail deemed Sufficient and continued.

.1,_1/3oz_1,8, E3E53 gearing held on 11/30/2018 at 08:30:00 AM in

9.99.8riment .C.49._f°LEmma'-2 OFJUD Judicial Officer: Robert R. Fitzgerald. Judge

3 OFJA Clerk: L. Bestenlehner

4 OFBAL Bailiff: M. Cruz

5 OFREP Court Reporter: Robert Sullivan


Deputy District Attorney. present


8 CLCON Pre Trial continued to 01/1 8/2019 at 09:00 AM in



10 WVTGN Defendant enters general time waiver,


12 OFMCD Minutes entered by N. Rodriguez on 11/30/2018.

Qggaflmem C49.f°r.8r§lrja|-

2 OFJUD Judicial Officer: Andre Manssourian, Judge

3 OFJA Clerk: C. Cepeda

4 OFBAL Bailiff: D. Rudisill



Case: 17CF0782 F A

6/12l19 3:02 pm


MINUTESCase : 17CFO782 FAName : Rosenbaum, KeithA

Date of

ActionSeqNbr ?Code |fext

I

01/1 8/19 5 OFREP Court Reporter: Robert Sullivan




8 CLSETZ Pre Trial re: Trial Readiness Conference set on02I22l2019 at 08:30 AM in Department CS.



11 'BLPBS Present bail deemed sufficient and continued

722L_9_E] HHE__LD I Heatjing held on 02/22/2019 at 08: 30:00 AM m:Depanment 05 for Pre Trial Trial ReadinessConference

2 OFJUD Judicial Officer: Vickie Hix, Commissioner

3 OFJA Clerk; T. Ebbert


5 OFREP Court Reporter: Kimberly R Moore

6 APDPP Defendant present in Ocurt in propria persona.



8 DFSTC All Parties being advised of their right to have this matter

heard by a Judge of the court have stipulated that the

matter be heard by Commissioner Vickie Hix.



11 CLCON2 Pre Trial re: Trial Readiness Conference continued to

03/01/2019 at 09:00 AM in Department CS bystipulation of all parties.



h03_/0_1_L1_M I

'

1; HF}ECD I Hearing held on 03I0112019 at 09: 00:00 AM in

Department CS for Pre Trial Trial ReadinessConference.

2 OFJUD Judicial Officer: Kimberly Menninger. Judge

3 OFJA Clerk: G. Dipietro



Page 15 of 22 MINUTES I ALL CATEGORIES

Case: 17CF0782 F A

611 2/19 3:02 pm

Case : 17CF0782 FA


MINUTES

Name : Rosenbaum. Keith A

Date of SeqAction Nbr Code

I>Text

I

03/01/19

93(22/19 :1 HEELD I Fearing held on 03/22/2019 at 08:30:00 AM in

931151.19, I 1] HL-IELD I flearing held on 03/25/2019 at 08:30:00 AM in

5 OFREP

6 APDDA

7 APDPP

8 CLSET

9 DFOTR

10 CLSET

11 WVTIM

12 DFOTR

13 BLPBS

14 OFMCD

2 OFJUD

3 OFJA

4 OFBAL

5 OFREP

6 APDDA

7 APDPP

8 CLSET

9 DFOTR

10 CLTRM

11 BLPBS

2 OFJUD

3 OFJA

4 OFBAL

5 OFREP

Court Reporter: Andrea Gaunt




Pre Trial set on 03l2212019 at 08:30 AM in DepartmentC49.


Jury Trial set on 03/29/2019 at 08:30 AM in DepartmentCS.



Present bail deemed sufficient and continued

Minutes entered by L. Manrique on 03/01/2019.

againmm.95§.!<_>.r..P.r.e.Tria|.-

Judicial Officer: Kazuharu Makino. Judge

Clerk: C. Cepeda

Bailiff: D. Rudisill

Court Reporter: Lisa Peters




Pre Trial trailed to 03/25/2019 at 08:30 AM in

Department C49.

Defendant ordered to return.

Jury Trial for 03/29/2019 08:30 AM in CS to remain.


Depaztmmgfifi f0r.Pre Tri§.I.-._

Judicial Officer: Andre Manssourian. Judge

Clerk: CA Cepeda

Bailiff: D‘ Rudisill

Court Reporter: KRISTIE L DICKINSON



Case: 17oF0782 F A

6/12/19 3:02 pm

Case : 17CF0782 F A

SUPERIOR COURT 0F THE STATE OF CALIFORNIA,COUNTY 0F ORANGE

MINUTES


Déte of Se'cim_ _

ActionI

Nbr codeIiText

I

03/25/19 6 APDDA People represented by George William McFetridge Jr.


7 APDPP Defendant present in Coun in propria persona‘




1O CLTRM Jury Trial for 03I29I2019 08:30 AM in CS to remain.


“”312”,?!th r351; lulflp': He‘arin‘a h'eld _on 03' 127/2019‘at‘os'3o'oo'AM'in'f‘ "‘"‘"""T

2 OFJUD

3 OFJA

4 OFBAL

5 OFREP

6 APDDA

7 APDPP

8 PLTTC

9 DFTNC

10 FICOR

11 CORAC

12 CLVAC

13 ADAWV14 ADJCT

15 ADCXW16 WVRSI

17 WVRSP

18 ADMAX19 ADCSQ

20 FDDUN

Department Q49 for P_re _Trial. -'

"'""'w

Judicial Officer: Andre Manssourian, Judge

Clerk: C. Cepeda

Bailiff: D. Rudisill


People represented by George William McFetridge Jr.



Plea to the Court.

Defendant states true name is correct as charged.

Correspondence from Jeri L. Rosenbaum filed.

Court read and considered Correspondence from Jeri L.

Rosenbaum.

Jury Trial vacated for 03I2912019 at 08:30 AM in CS.

Defendant advised of and waives the following:

- The right to a trial by Court or Jury.

- The right to confront and cross-examine witnesses.

- The right against self-incrimination.

Defendant waives the right to subpoena and present

evidence.

Defendant advised of maximum possible sentence.

Defendant advised of consequences of violating

probation.

The Court finds that the defendant understands

consequences of the plea.



Case: 17CF0782 F A

6l12119 3:02 pm



.géh.

Nbr

Dét-elio?

Action =CoJeI

iTex-tI

03/27/1 9 21 PLNGG

22 FIWWR

23 ADCRWG

24 PLFDW

25 PLFBA

26 PLCJN

27 WVAFS28 WVTIM

29 WVPBR30 PRISS

31 PRJAL

32 JLCTS

33 JLSTA

34 FIDOC

35 PRRST

Defendant's motion to withdraw plea of NOT GUILTYand enter plea of Guilty as to count(s) 1, 2, 3, 4, 5, 6, 7,

8, 9, 10. 11 of the First Amended Information granted.

Defendant's written waiver of legal and constitutional

rights for guilty plea received and ordered filed.

The defendant has been advised of constitutional rights.

waivers and consequences in writing pursuant to the

guilty plea form. The defendant makes the plea with a full

understanding of all the matters set forth in the charging

document and in the guilty plea form. that defendant has

read. understood and personally initialed each item

herein. Defendant understands that the signing and filing

of the guilty plea form is conclusive evidence that

defendant has pleaded GUILTY to the charges set forth.

The Court finds the defendant knowingly, intelligently.

understandingly, expressly. and explicitly waives each of

the above stated rights.

Court finds factual basis and accepts plea.

Counsel joins in waivers and plea.

Defendant waives arraignment for sentencing.

Defendant waives statutory time for Sentencing.

Probation report waived.

No legal cause why judgment should not be pronounced

and defendant having Pled Guilty to count(s) 1. 2, 3. 4. 5,

6. 7, 8. 9. 10, 11. Imposition of sentence is suspendedand defendant is placed on 5 Year(s) FORMALPROBATION on the following terms and conditions:

Serve 365 Day(s) Orange County Jail as to count(s) 1,

2, 3, 4, 5, 6, 7, 8, 9, 10, 11.

Credit for time served: 5 actual, 5 conduct, totaling 10

days pursuant to Day-for-day.

365 days Jail as to counfls) 1, 2, 3. 4, 5. 6, 7, 8, 9. 10,

11 Imposed on 03I27I2019 stayed until 05I2412019 at

07:00 PM Theo Lacy Jail. Defendant to report as

ordered.

Order For Restitution filed.

Pay restitution to victim(s) in the amount of $233, 032.00

as to count(s) 1. 2. 3. 4, 5. 6, 7. 8. 9, 10, 11. Court orders

10% interest ofjudgment from date of loss.


Page 18 of 22

Case: 17CF0782 F A

MINUTES I ALL CATEGORIES 6H 2119 3:02 pm

Case : 17CF0782 FAName : Rosenbaum, Keith A


MINUTES

Daté of

Action

.séq._

Nbr cddé lfiéxtl

03/27/1 9 36 PRSRF

37 PRRFS

38 SESEC

39 SECCA

40PRFEP

41PRSAS

42 PRPSY

43 PRTSE

44 PRASA

45 PRNWP

46 PROBY

47 PRVNL

48 PRDTC

Pay mandatory s_tate restitution fine of $300.00 pursuant

to Penal Code 1202.4 or Penal Code 1202.4(b).

Pay $300.00 Probation Revocation Restitution Fine

pursuant to Penal Code 1202.44. Restitution fine stayed.

to become effective only upon revocation of probation.

Pay $40.00 Ocurt Operations Fee per convicted count

pursuant to Penal Code 1465.8.

Pay Criminal Conviction Assessment Fee per convicted

count of $30.00 per misdemeanor/felony and $35.00 per

infraction pursuant to Government Code 70373(a)(1).

All fees payable thr0ugh the Probation Department.

Submit your person and property including any residence,

premises, container, or vehicle under your control, not

including electronic devices, to search and seizure at anytime of the day or night by any law enforcement officer.

probation officer, or mandatory supervision officer with or

without a warrant, probable cause or reasonable suspicion

Cooperate with your probation or mandatory supervision

officer in any plan for psychological. psychiatric. alcohol

and/or drug treatment.

Seek training, schooling, or employment and maintain

residence as approved by your probation officer.

Do not associate with persons known to you to be

parolees. on post-release community supervision,

convicted felons. users or sellers of illegal drugs, or

otherwise disapproved of by probation or mandatorysupervision.

Do not own, purchase. receive, possess. or have under

your custody or control any type of dangerous or deadly

weapon, firearm, ammunition, and ammunition feeding

devices. inciuding but not limited to magazines.

Obey all orders, rules. and regulations, and directives of

the Court. Jail, and Probation.

Violate no law.

Disclose terms and conditions of probation when asked by

any law enforcement or probation officer.


Page 19 of 22

Case: 17CF0782 F A

MINUTES I ALL CATEGORIES 611 2/19 3:02 pm

Case : 17CF0782 FAName : Rosenbaum. Keith A


MINUTES

Daté of . SodAction th bode

|{text

|

03/27/1 9 49 PRDNA

50 PRPCD

51 PRMOT

52 ADFIR

53 PBRPT3

54 CLSET2

55 PRJLT

56 CPFTO

57 PRATC

58 PBRPT

59 CPGTO60 BLBXN

61 NTJAL

62 PRJLT

63 DOJABS

Defendant to provide a state DNA sample and prints for

the State DNA Database pursuant to PC 296 and PC296.1 unless collection agency verifies in any available

databases that the DNA sample has been previously

collected.

Pay cost of probation or mandatory supervision. according

to ability to pay. as directed by your probation or

mandatory supervision officer pursuant to Penal Codesection 1203.1b.

The Court ultimately determines the conditions of

probation and mandatory supervision. The defendant has

the right to request the Court modify or eliminate anycondition imposed by the Probation Department that the

defendant believes is unreasonable.

The defendant understands that they are now prohibited

from owning, purchasing, receiving. possessing. or having

under their custody or controi any firearms. ammunition,

and ammunition feeding devices. including but not limited

to magazines. They will be ordered to relinquish all

firearms and complete a relinquishment form pursuant to

Penal Code section 29810.

Case assigned to Probation Department for preparation of

Firearms Relinquishment Probation Report. Defendantordered to comply with Firearms Relinquishment pursuant

to Penal Code 29810. by submitting a completedProhibited Persons Relinquishment Form to the Probation

Department.

Hearing re: Firearms Relinquishment set on0411 012019 at 08:30 AM in Department C49.

Defendant does not need to be present on 0411 0l201 9.

The clerk this date has forwarded a copy of Firearms

Relinquishment Form to Probation.

Defendant accepts terms and conditions of probation.

Defendant to report to Probation Officer forthwith.

Copy of Probation Order given to Defendant

Court orders bail bond # 8V1 50-4816637 exonerated.

Notice to Shetiff issued.

Notice to Sheriff faxed to Theo Lacy Jail.

DOJ Initial Abstract sent.



Case: 170F0782 F A

6112119 3:02 pm


MINUTESCase : 17CF0782 FAName : Rosenbaum, KeithA

Date of Seq'

Action Nbr VCodeIText

I

03/28l19 1 CLTRAN Calendar Line for HRG FRL transferred from 049 on0411 012019 at 08:30 AM to 058 on 04/1 0/2019 at 08:30AM.

04/05/19 1 FIFRNC Prohibited Persons Relinquishment Form Probation

Officers Non-Compliance Report, received and filed.

2 FIPPRF Prohibited Persons Relinquishment Form, received andfiled‘

3 FIFRPRS Prohibited Persons Relinquishment Form Probation

Officers Report - Supporting Documentsr received andfiled

Hearing held _o_n 0411 0120.19 at 08: 30: 00 AM In_

.-'

a/%

Department 058 for Hearing Firearms‘

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V

Rellnquishment -

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*- 3-.

2 OFJUD Judicial Officer: Andre Manssourian, Judge

3 OFJA Clerk: C. Cepeda

4 OFBAL Bailiff: DY Rudisill

5 APNCR No Court Reporter present at proceedings

6 APNAP No appearance by parties.

7 CORPR The ceurt has reviewed the Prohibited PersonsRelinquishment Form Probation Officers Report and rules

as follows:

8 TEXT Defendant has completed a Prohibited PersonsRelinquishment Form

9 COJFNC Defendant has not complied with the relinquishment

requirements of Penal Code 29810

10 COJFNC Search warrant required; matter referred to the

prosecuting agency for appropriate action.

11 FICFF Prohibited Persons Relinquishment Form Findings, signed

and filed.

12 NTCSL Case Processing directed to send notice by letter.

13 NTDEF Notice to defendant issued.

04/12/19 1 CPGTO Copy of Notice t0 Defendant, Minute Order and Prohibited

Persons Relinquishment Form Findings mailed to

Defendant

05/10/19 1 FIORD Order Victim Restitution signed and filed

2 NTCJD Abstract of Judgment issued.


Page 21 or 22 MINUTES IALL CATEGORIES 5/12/19 3:02 pm

SUPERIOR COURT 0F THE STATE OF CALIFORNIA,COUNTY OF ORANGE

MINUTESCase : 17CF0782 FAName : Rosenbaum, Keith A

Data's? I‘ééa}_. _ _. ..

Action Nbr Code IITextI

.

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05/10/19 3 TEXT Order forwarded to Probation Department; Collection

Officer

06/1 0/19 1 TXRNF Correspondence from The State Bar of California

received, not filed.


Page 22 0f 22 MINUTES I ALL CATEGORIES

Case: 17CF0782 F A

6112/19 3:02 pm

I hereby cemfy me bregomg msmmrent cunsmhng of z¢pmemIs a [rue and conecl copy of the original 0n file in thus coun

ATTEST (HIE) bhy IlqDAVID H YAMASAKI EXECUTNE OFFICER AND'CLERK 0F THESUPERIO RT 0F CALIFORNIA COUNTYOFOW

flow PEREZ lospuw

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DECLARATION 0F SERVICE BY CERTIFIED MAIL

CASE NUMBER: l7—C-05302

I, lhc undersigned, over the age of eighteen ( l 8) years, whose business address and place

of employment is the State Bar OfCalifomia. 180 Howard Street, San Francisco, California

94 l 05, declare that l am not a pany to the within action; that l am readily familiar with the State

Bar of'California‘s practice for collection and processing of correspondence for mailing with lhc

United Slates Postal Scrvicc: that in thc ordinary course of lhe Slate Bar ol' Califomia’s practice,

correspondence collcctcd and processed by the Slate Bar ol'CaIiI'omia would be deposited wilh

the United Stalcs Postal Scrvicc that same day; lhat I am aware that on motion of pany served,

service is presumed invalid it'postal cancellation date or postage mctcr dalc on Ihc envelope or

package is more than one day after dale of deposit for mailing contained in thc affidavit; and that

in accordance with lhe practice of the Stale Bar of California for collection and processing of

mail, l deposited or placed for collection and mailing in lhe City and County ot'San Francisco,

on thc date shown below, a true copy of Ihc within

TRANSMITTAL 0F RECORDS OF CONVICTION OF ATTORNEY, including:

Certified Copy of Amendment l, InformationCertified Copy of Advisement and Waiver of Rights I‘or a Felony Guilty Plea

Certified Copy of Minute OrderCertified Copy of Court Minutes

in a sealed envelope placed for collection and mailing as ccnificd mail, return receipt requested,

Article No.2 9414 7266 9904 2093 9434 98, at San Francisco, on thc dale shown be|0w,

addressed to:

Keith A. RoscnbaumSpcclrum Law Group, APC23 Corporate Plaza Dr, Ste 150Newport Beach, CA 92660-7908

in an intcr-office mail facility regularly maintained by thc Slate Bar ot‘Califomia addressed lo:

NIA

l declare undcr penalty of perjury undcr the laws of thc Stalc of' Calil‘omia that the

foregoing is true and correct. Executed at San Francisco, California, on the datc shown below.

DATED: July 2, 20] 9 Signed:

Ina M. Strchle

[)cclaram