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Standards-based Management: An Innovative Approach to Improving Performance and Quality at Facility Level in Low Resource Settings JHPIEGO/Johns Hopkins University Stephane Legros, the World Bank

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Standards-based Management:

An Innovative Approach to Improving

Performance and Quality at Facility Level in Low

Resource Settings

JHPIEGO/Johns Hopkins University

Stephane Legros, the World Bank

Presentation Road Map PQI model,

PQI tool

Standardization of Care

PQI team outcomes

Honduras: Reception/triage Conclusion

CONTINUOUS LEARNING AND IMPROVEMENT

MEASURED BASED MANAGEMENT

OPERATIONAL ASSESSMENT TOOLOPERATIONAL ASSESSMENT TOOLDesired

Performance

Actual Performance

Gap Cause Analysis

Intervention Implementation

Evaluation

Intervention Identification

and Design

Performance and Quality Improvement Model

Model Adapted from the International Society for Performance Improvement

A D

P

C

A D

P

C

Desired Performance

Client PreferencesClient Preferences

Provider InputsProvider Inputs

Technical Norms and GuidelinesTechnical Norms and Guidelines

National Policies/PrioritiesNational Policies/Priorities

PQI Operational Assessment Tool

Baseline Assessment

Consists of the determination of the actual level of performance using the performance assessment tool

Helps to identify performance gaps

Once gaps are identified the next step is to identify their causes

Standards-based Managementof Health Service Delivery

Set Standards

1

Implement

Standards

2 4

Reward Achievemen

ts

3

Measure Progress

PQI Operational Assessment Tool Description

Areas include clinical services and support functions

Criteria - 77

Multi-level

Baseline assessment

Potential for self assessment

Recognition:

Accreditation, certification, award

PQI Operational Assessment Tool:Scope

Clinical Services

CEmergency care (pregnancy)

CNewborn care

CLabor, delivery

Support Functions

C

Infrastru

cture

C

Man

agem

ent system

s

C

IEC

, dem

and

pro

mo

tion

C

Blo

od

ban

k, labo

ratory

CIn

fection

preven

tion

PQI Operational Assessment Tool: 7 Areas

AREAS CRITERIA

Emergency care during pregnancy 03

Labor, delivery, post-partum, newborn care 12

Support services (laboratory, blood bank) 07

Infection prevention 11

IEC and demand promotion 04

Human resources, materials and logistics 28

Management systems 12

Total 77

Area: Operation Room

Criteria Verification Means Y, N, N/A Comments

1. The cleaning equipment is decontaminated, cleaned and dried before reuse or storage according to the standards.

Observe if the mops, buckets, brushes and cleaning cloths are:

• Decontaminated by soaking for 10 minutes in 0.5% chlorine solution or other approved disinfectant.

• Washed in detergent and water.

• Rinsed in clean water.

• Dried completely before reuse or storage.

Assessment Tool

Operational Assessment Tool

Area: Pregnancy care

Criteria Verification means Y, N, NA Comments

1. The facility conducts a routine rapid assessment of pregnant women

Observe in the reception area or waiting room if the person that receives the pregnant woman:

• Asks if she has or has had:

- Vaginal bleeding

- Headache or visual changes

- Breathing difficulty

- Severe abdominal pain

- Fever

• Immediately notifies the health provider if any of these conditions is present

PQI Operational Assessment Tool:Criteria

Area: labor, delivery, post-partum and newborn care

Criteria Means of Verification Y, N, NA Comments

10. The provider performs an adequate resuscitation of the newborn

Observe provider performance of resuscitation of newborn:

Prepared set for resuscitation including:- Mask #1 and ambu- Aspiration canula - Oxygen

Place the newborn on back on a clean, dry and warm surface

Cover the newborn quickly

Explain to the mother what is ocurring

Gently extend the newborn’s head

LEVEL TOOL PROCESS MOTIVATION

Individual Operational assessment tool (OAT)

Self-learning Satisfaction, professional development

Team OAT Teamwork, on-the-job training (OJT)

Better work environment, support

Facility Manager OAT Feedback, monitoring Better service, recognition

Client Exit interviews, suggestions box, IEC

Feedback, informed demand

Better care

Community OAT, IEC Community participation and mobilization

Better care

Health System OAT Feedback, support, evaluation

Better health results and outcomes

Multi-level Implementation

PQI Operational Assessment Tool: Main Features

• Proactive and positive (gap focused)

• Systemic/holistic

• Large Scope of Standards with criteria to fulfill

• Sequential intuitive process

• Skills oriented

• Easy to replicate and institutionalize

Standardization of Care

Exists when Standardized Skilled Providers complying with updated standards through adequate processes achieve a recognized level of Performance and Quality of Care.

Importance of Standardization of Care

Quality of care for clients

Guidance for providers

Increased coordination reduces medical errors

Accountability

Quality improvement

Measurement, comparisons and benchmarking

Cost reduction

Development/Dissemination of Evidenced Based

Service Delivery Guidelines• IMPAC series in collaboration with WHO/PAHO/ICM

Managing Complications in Pregnancy and Childbirth (MCPC)

Antenatal Care Newborn Care

• Adopting SDGs (Guatemala)

• Adapting SDGs based on MCPC (Honduras)

An Integrated Strategy to Reducing the Performance Gap

main

Recognition

Official

Community Involvement

Standardized Clinical Training

Pre/In Service

Clinical Standards/MCPC

Evidence Based

Measurement based

Management/PQI

Features of the Approach

Takes full advantage of standardization of care

Focus on desired performance

Uses detailed process and outcome standards: what to do and how to do

Uses dichotomous indicators (yes/no)

Systemic approach

Holistic

Gradual development of change management skills

Use of measurement for monitoring and decision-making

Relies on continuous self and internal assessments

Emphasis on creating consequences of performance

Quality is incorporated as a regular, on-going managerial function

Total de Servicios Áreas PSMN

Hospitales = 10 Centros de Salud = 44Puestos de Salud = 97Maternidades = 3

TOTAL = 154

Total de Servicios Áreas EXPANSIÓN

Hospitales = 15Centros de Salud = 66

Puestos de Salud = 141

TOTAL = 222

GRAN TOTAL

Hospitales = 25 / 69%Centros de Salud = 110 / 43%Puestos de Salud =238 / 25.6%Maternidades = 3 / 19%

TOTAL = 376 / 30.4%

Project Area in Guatemala

Guatemala Achievement of Quality Criteria (Total %)

Seven Hospitals

0.00%

10.00%

20.00%

30.00%

40.00%

50.00%

60.00%

Baseline (2001) 1st External Eval (2002)

Guatemala Achievement of Quality Criteria (Total %)

11 Health Centers

0.00%

10.00%

20.00%

30.00%

40.00%

50.00%

60.00%

Baseline (2001) 1st External Eval (2002)

Measurement Results from Six Hospitals Initial Phase - 2004

0

10

20

30

40

50

60

70

80

90

100

HPX HPI HPQ HPT HPP HGM REF

August December

Achievement of IP Performance Standards in %