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    Introduction to Soils CivE 3811

    1. INTRODUCTION TO SOIL MATERIALS

    1.1 DefinitionsSoil:

    uncemented or weakly cemented accumulation of mineral and organic particles andsediments found above the bedrock, or any unconsolidated material consisting of discrete solid particles with fluid or gas in

    the voids

    Rock: indurated (consolidated by pressure or cementation ) material requiring drilling,

    blasting, brute force excavation

    The dividing line between soil and rock is arbitrary; the same material may sometimes be eitherclassified as very soft rock or very hard soil, depending on who classifies the material or

    what the application is. To a geologist our soil is drift or unconsolidated material.

    Whereas we are concerned with soil to the depth of bedrock, soil scientists (pedology) andagricultural scientists (agronomists) are concerned with only the very uppermost layers of soil.

    Soil Mechanics: (ASTM) the application of the laws and principles of mechanics and hydraulicsto engineering problems dealing with soil as an engineering material.

    Geotechnical Engineering: the application of civil engineering technology to some aspect of theearth, therefore including soil and rock as engineering materials. It combines the basic physicalsciences, geology, pedology with hydraulic, structural, transportation, construction,

    environmental and mining engineering.

    Soil mechanics is a subset of geotechnical engineering.

    1.2 Origin of Soils

    Soil is a three phase system of: - solid particles- pore fluid

    - pore gas

    Most solid particles are mineral fragments that originated from the disintegration of rocks byphysical or chemical action, often referred to as weathering.

    Physical Weathering: erosion due to freezing & thawing, abrasion from glaciers, temperaturechanges, and the activity of plants and animals.

    Chemical Weathering: decomposition due to oxidation, reduction, carbonation, and otherchemical processes.

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    Introduction to Soils CivE 3812

    Exceptions: Peat (organic) and shell deposits

    Soils at a particular site can be:

    - Residual or weathered in place (most common in tropical locations), or

    -Transported by the action of:Glaciers (glacial)Moving water (fluvial)Wind (aeolian)Settling out in salt water (marine)Settling out in fresh water (lactustrine)Due to gravity movement downslope (colluvial)(most common in temperate regions)

    1.3 Main Types of Soils

    Granular: gravel, sand, (silt)

    Cohesive: (silt), clay

    Organic: marsh soil, peat, coal, tar sand

    Man-Made: mine tailings, landfill waste, ash, aggregates

    Soils can vary from 102 to 10-3 mm in diameter.

    Naturally occurring soils are usually a mixture of two or more of the above components.(e.g., silty-sand, clayey-silt, clay with gravel)

    In addition, the void space between the slid particles may be filled with either pore fluid gas.

    1.4 The Unique Nature of Soil Material

    highly variable- properties vary widely from point to point within the soil mass- more heterogeneous rather than homogeneous- large variations over small distances

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    Introduction to Soils CivE 3813

    nonlinear stress-strain response

    nonconservative (i.e. inelastic)- soils remember what has happened to them in the past- stress history is very important

    - soil behaviour is quite different whether normally consolidated oroverconsolidated (CivE381)

    anisotropic- different properties in different directions- primarily a result ofdepositional and loading history

    mulitphase system (soil, water, and air)

    empirical application in design- empirical - based on experience what we can see / what we can measure

    - good design - combination ofart, science and common sense

    The behavior of soil in situ is often governed by soil fabric, weak layers and zones, and otherdefects in the material. It is therefore essential that the successful geotechnical engineerdevelops a feel for the soil behavior.

    Generally we idealize the behavior using applied mechanics concepts, and then applyengineering judgement (based on our own experience and the experience of others) to come upwith a final solution.

    Because the soil is so complex, it is difficult to deal with as an engineering material. It isnecessary to be able to CLASSIFYCLASSIFY the soil based on ENGINEERING BEHAVIOURENGINEERING BEHAVIOUR.

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    Introduction to Soils CivE 3814

    2. MASS - VOLUME RELATIONSHIPS AND DEFINITIONS

    2.1 Soil System

    Soil normally consists of a two- or three- phase system:

    1) Solid mineral particles- quartz, feldspars, carbonates, mica / clay minerals, organic matter,- plus garbage, tailings, slag, etc.

    2) Pore fluid- normally water- could be oil, bitumen- could be leachate

    3) Pore gas

    - normally air- could be methane (landfill, pipeline)- often excess CO2 in tropics, radon

    2.2 Phase Diagram

    For quantifying the properties of a soil, a series of definitions and terminology has developed todescribe the three phase system best illustrated with the use of a phase diagram.

    provides an easy means to identify both what is know and the relationship between knownand desired quantities

    we usually measure the total volume VT, the mass of water MW, and the mass of solids MS

    we may then calculate the rest of the values and the mass volume relationships that we need.Most relationships are independent of sample size and are often dimensionless.

    Solid

    Water

    Air

    MW

    MS

    MT

    VA

    VW

    VS

    VV

    VT

    MA=0

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    Introduction to Soils CivE 3815

    2.3 Volumetric Relationships

    Void Ratio, e:

    [1]VV = volume of voidsVS = volume of solids

    Expressed as a decimal Typically:

    Sands 0.4 < e < 1.0 very loose sand e 0.8Clays 0.3 < e < 1.5 soft clay e > 1

    organic clays e > 3 Empirically determined that much of soil behavior is related to e

    As e decreases density increasesAs e decreases strength increasesAs e decreases permeability decreases

    Porosity, n:

    [2]VV = volume of voidsVT = volume total

    Expressed as a decimal or percentage (usually decimal)

    By substituting equation [1] into [2] we can show that:

    [2a]and

    [2b]

    e.g., for a very loose sand with e=0.8,

    S

    V

    V

    Ve =

    T

    V

    V

    Vn =

    e1

    en

    +=

    n1

    ne

    =

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    Introduction to Soils CivE 3816

    Degree of Saturation, S:

    [3]

    VW = volume of waterVV = volume of voids

    Expressed as a percentage Tells us the percentage of the total volume of voids that contain water Range is from 0 to 100%

    S = 0 % soil is completely dryS = 100 % soil is saturated (i.e. pore spaces are completely filled with water)

    2.4 Mass Relationships

    Density, : Expressed as g/cm3, kg/m3 or Mg/m3 (=g/cm3)

    Density of Solids, S:MS = mass of solidsVS = volume of solids

    [4]

    Density of Water, W:

    [5]MW = mass of waterVW = volume of water

    Bulk Density(al so termed moist, wet, or total density), :

    [6]MT = mass totalVT = volume total

    (%)100V

    VS

    V

    W =

    S

    SS V

    M=

    C4atm/Mg0.1cm/g0.1V

    M o33

    W

    WW ===

    T

    T

    V

    M=

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    Introduction to Soils CivE 3817

    Saturated Density, sat:

    S = 100%, therefore VA = 0

    [7]

    Similar to bulk density except that the sample must have S = 100%e.g. saturated soil below the water table

    Dry Density, d:

    S = 0%, therefore MW = 0

    [8]

    Buoyant (Submerged) Density, :

    [9]

    2.5 Weight Relationships

    The relationships just defined in terms of masses (or densities) can be expressed in terms ofweights and are called unit weights.

    Uni t Weight, :

    [10]g = acceleration due to gravity = 9.81 m/s2

    typically expressed in kN/m3

    e.g. if = 2100 kg/m3,= 2100 kg/m3 9.81m/s2 =20601kgm =20.6 kN / m3

    s2m3

    T

    TsatV

    M=

    T

    Sd

    V

    M=

    WSAT =

    g=

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    Introduction to Soils CivE 3818

    2.6 Basic Tests

    Moisture Content, w:ASTM D2216

    [11] Expressed as a percentage The amount of water present in a soil relative to the mass of dry soil. See Bowles Experiment #1, pages 15-17.

    Specif ic Gravity, Gs:

    ASTM D854

    [12] Note that the Canadian Foundation and Engineering Manual (1992) terms this ratio as the

    relative density of the solid phase with respect to water and uses the symbol Dr. See Bowles Experiment #7, pages 71-78 Defined as the weight of soil divided by the weight of an equal volume of water at 20oC Gs is found using a sample of soil and a pycnometer, which gives the average specific

    gravity of the materials from which the soil particles are made. Typically 2.6 to 2.8 for the solid minerals in soil

    Often Gs < 1 for organic particles

    2.6 Useful Relationships

    [13]

    [14]set S = 1 forsatset S = 0 ford

    (%)100MMw

    S

    W =

    W

    S

    W

    SGs=

    =

    GswSe =

    wS

    e1

    eSG

    +

    +=

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    Introduction to Soils CivE 3819

    2.7 Typical Values

    TABLE 1. Summary of typical values of porosity, void ratio, water content, saturated densityand saturated unit weight.

    SOIL n(%)

    e w(%)

    satkg/m3

    satkg/m3

    LOOSE, UNIFORM SAND 46 .85 32 1890 18.5LOOSE, MIXED GRAINED SOIL 40 .67 25 1986 19.45DENSE WELL GRADED SAND 30 .43 16 2163 21.2HARD OR DENSE GLACIAL TILL 20 .25 9 2323 22.8SOFT CLAY 55 1.2 45 1762 17.3STIFF CLAY 37 0.6 22 2067 20.2SOFT ORGANIC CLAY 75 3.0 110 1426 13.9PEAT (VERY COMPRESSIBLE) 94 17 1000 10.2

    TABLE 2. Summary of specific gravities for minerals and soils.

    Quartz 2.65 Sand 2.65

    K-Feldspars 2.65 - 2.57 Silty Sand 2.66 - 2.68

    Na-Ca-Feldspars 2.62 - 2.76 Silt 2.67 - 2.68

    Calcite 2.72 Silty Clay 2.70 - 2.72Dolomite 2.85 Clay 2.70 - 2.80

    Muscovite 2.7 - 3.1

    Biotite 2.8 - 3.2 Gs > 2.80 - likely metals present

    Chlorite 2.6 - 2.9 Gs < 2.70 - likely organics present

    Pyrophyllite 2.84

    Serpentine 2.2 - 2.7 Average Gs for sand = 2.65

    Kaolinite 2.61a

    Average Gs for well mixed soil = 2.70

    2.64+/-0.02

    Halloysite (2 H 2O) 2.55

    Illite 2.84 a

    2.60 - 2.86

    Montmorillonite 2.74a

    2.75 - 2.78

    Attapulgite 2.3

    a Calculated from crystal structure.

    Specific Gravities of Minerals Specific Gravities of Soils

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    Introduction to Soils CivE 38110

    2.8 Example Problems

    A saturated soil sample (S = 100%) has a water content of 42% and a specific gravity of 2.70.Calculate the void ratio, porosity, bulk unit weight, and bulk density.

    A cylinder of soil has a volume of 1.1510-3 m3, a mass of 2.290 kg and Gs of 2.68. The mass ofsolid obtained by drying is 2.035 kg. Calculate: , , wn, e, n, and S.

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    Introduction to Soils CivE 38111

    3. GRAIN SIZE AND GRAIN SIZE DISTRIBUTION

    3.1 Coarse Grained versus Fine Grained Soils

    convenient dividing line is the smallest grain that is visible to the naked eye

    with the Unified Soil Classification System (USCS) the division corresponds to aparticle size of0.075 mm.

    Particles larger than this size are called coarse-grained, while soils finer than this size arecalled fine-grained.

    Table 3.1 Textural and Other Characteristics of Soils

    Soil TypeGravels, Sands Silts Clays

    Grain size: - Coarse grained- Can see individualgrains by eye

    - Fine grained- Cannot seeindividual grains

    - Fine grained- Cannot seeindividual grains

    Characteristics: - Cohesionless- Nonplastic- Granular

    - Cohesionless- Nonplastic- Granular

    - Cohesive- Plastic

    Effect of water onengineeringbehaviour:

    Relativelyunimportant(exception: loosesaturated granular

    materials and

    dynamic loading)

    Important VeryImportant

    Effect of grain sizedistribution onengineeringbehaviour:

    Important RelativelyImportant

    RelativelyUnimportant

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    Introduction to Soils CivE 38112

    3.2 Grain Size Distribution

    We are interested in both the particle size and the distribution of the particle sizes.

    Sieve tests and hydrometer tests are used to define the distribution of grain sizes.

    The range of particle sizes varies from 200 mm > D > 0.002 mm (i.e. by orders ofmagnitude) hence when we examine the particle size distribution we plot on a logarithmicscale.

    Classification of soils according to particle sizes varies slightly between differentclassification systems.

    The Unified Soil Classification System (USCS) is one commonly used classificationsystem.

    In describing the size of a soil particle, we can use either a dimension or a name that hasbeen arbitrarily assigned to a certain size range. Classification from the USCS isdescribed below:

    Type Grain Size (mm)

    Boulders > 300

    Cobbles 75 to 300

    Gravel 4.75 to 75

    Sand 0.075 to 4.75

    Silt

    Clay< 0.075

    Particle Size (mm)

    10001001010.10.010.001

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    Introduction to Soils CivE 38113

    Particle size distribution obtained by shaking a dry sample of soil through a series ofwoven-wire square-mesh sieves with successively smaller openings.

    Since soil particles are rarely perfect spheres, particle diameter (or size) refers to an

    equivalent particle diameter as found from the sieve analysis. We will use the U.S.Standard Sieves. The sieve sizes are summarized in Table 3.2.

    Table 3.2 U.S. Standard Sieve Sizes and their Corresponding Opening Dimension

    Sieve No. Sieve Opening (mm)3" 75

    1.5" 380.75" 19

    0.375" 9.5#4 4.75#10 2.00#20 0.85#40 0.425#60 0.25

    #100 0.15#140 0.106#200 0.075

    Nested sieves are used for soils with grain sizes larger than 75 :m. For finer soils (siltsand clays) the hydrometer test is used.

    Particle Size (mm)10001001010.10.010.001

    SandFines (Silt, Clay)

    Gravel

    F M C Cobbles

    Boulders

    F C

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    Introduction to Soils CivE 38114

    Procedure for Soil Analysis

    1. A soil sample is separated by passing it through the nest of sieves.2. Determine the weight of soil retained on each sieve.3. Calculate the percent of weight finer than each particle size.

    4. Plot the grain size distribution as Percent Finer Than as the ordinate (y-axis) versusthe log of the Particle Size as the abscissa (x-axis).

    Calculation for Grain Size Analysis

    SieveOpening

    Mass ofSieve

    Mass of Sieveand Soil

    MassRetained

    CumulativeMass Retained

    % CumulativeRetained

    % Passing

    m g g g gA B

    Where T = total mass of dry sample

    Typical Grain Size Curves

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    Introduction to Soils CivE 38115

    Parameters Describing the Grain Size Distribution

    1. Effective particle size, D10:- Denotes the grain diameter (in mm) corresponding to 10% passing by mass.- Controls flow for coarse grain soils.

    2. Coefficient of Uniformity, Cu:

    where: D60 = grain diameter (in mm) corresponding to 60% passing by mass and,D10 = grain diameter (in mm) corresponding to 10% passing by mass.

    (Note: if D60 = D10, Cu = 1, all particles between 10% and 60% are the same size).

    3. Coefficient of Curvature, Cc:

    where: D30 = grain diameter (in mm) corresponding to 30% passing by mass.

    For well graded soils,

    CU > 4 for gravel

    CU > 6 for sand

    1 < CC < 3

    If CU and CC do not meet both of the criteria above, the soil is poorly graded.

    Well graded: good representation of particle sizes over a wide range; gradation curve isgenerally smooth.

    Poorly graded: either excess or a deficiency of certain sizes, or most of the particlesabout the same size. (i.e. uniform soil)

    Gap graded: a proportion of grain sizes within a specific range is low (it is also poorlygraded).

    10

    60

    D

    DCu =

    6010

    2

    30

    DD

    DCc =

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    Introduction to Soils CivE 38116

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    Introduction to Soils CivE 38117

    3.3 Density Index of Granular Soil

    Also referred to as relative density

    Definition: ID = emax - e x 100%

    emax - emin

    where: emax = maximum void ratio corresponding to the loosest state,emin = minimum void ratio corresponding to the densest state, ande = void ratio of the sample.

    Loosest State, ID = 0%, obtained by: Sifting or funneling dry sand into narrow rows in a box Gentle settling in a water column If very fine, dumped in a damp, bulked state and submerged from below

    Densest State, ID = 100%, obtained by: Prolonged vibration at 20 - 30 cycles / sec under light static load in dry state If very uniform sand, tamped lightly after dumping thin layers

    Field Measurement: STD penetration test, "N" values 63.5 kg (140 lb) hammer dropping 76.2 cm (30") Count number of blows per ft to drive 2" sampler 61 cm

    ID 0 15 35 65 85 100Very

    Loose

    Loose Compact Dense Very

    DenseN 28o 30o 36o 45o

    3.4 Application of Grain Size Distribution

    1. Estimation of Coefficient of Permeability, k, in Sands and Gravels

    An empirical correlation between PSD and permeability has been developedk = c (D10)

    2 cm/s

    where 100 < c < 150Developed by Hazen for uniform, loose, clean sands and gravels.

    2. Frost Heave Susceptibility

    Frost heaving occurs if water may be drawn towards the freezing front in soils frombelow, forming lenses of ice. Whether or not water may be drawn to the freezing front islargely governed by the pore size, which is a function of the grain size distribution of the

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    Introduction to Soils CivE 38118

    soil. The pore sizes may be sufficiently small to allow capillary action of the pore waterup to the freezing front, and sufficiently large to have a high enough permeability toallow the water to migrate fast enough.

    Silts combine sufficiently high suction and permeability to maximize ice lens production,

    hence road base material, for example, is usually specified to have not more than 3% siltsize particles to alleviate frost heave beneath roads.

    A soil is frost susceptible if > 3% pass 0.02 mm.

    3. Selection of Fill Material

    Used to specify material for concrete aggregate (sand & gravel), road base material Used to examine and develop borrow pits.

    4. Geotechnical Processes

    Used to evaluate soil drainage. Used to examine the likely effectiveness of grouting or soil freezing techniques for

    soil stabilization.

    5. Design of Protective Filters

    Piping ratio:

    Prevents the protected soil from moving through the filter.

    Ensures that the filter is large enough to improve the situation.It may be necessary to place a number of filter materials in series to avoid piping.

    54)(85

    )(15to

    D

    D

    SOIL

    FILTER

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    NATURE OF COHESIVE SOILS

    Clay Water System

    Clay refers to both a specific sheet size ( < 2 m) and specific minerals (sheet silicates) that are

    somewhat similar to mica. The cohesive properties of natural soils are normally related to thepresence of clay minerals (e.g., kaolinite, illite, monmorillonite, chlorite and vermiculite).

    - all clay mineral are negatively charged

    - hydrated cations (+ve) are attracted to -ve clay particles forming a double layer

    The double layer (or bound water) is the main reason that the engineering behaviour of clayeysoils are strongly influenced by the presence of water.

    Atterberg Limits

    Since water plays an important role in the behaviour with a significant clayey fraction, a range ofwater content has been defined that correlate strongly with the engineering properties of fine

    grained soils. The Atterberg limits are water contents that bracket different behavioural states forthe soil.

    INCREASING WATER CONTENTw (%)

    shrinkage limit, ws

    plastic limit, wP

    liquid limit, wL

    natural water content, wn

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    The range of water content over which a fine grained soil behaves as a plastic is defined as thePlasticity Index:

    IP =

    The Plasticity Index provides an important indication of soil properties and may indicate itscomposition. It is used in the classification of fine grained soils.

    Also define the Liquidity Index as:

    IL =

    Relationship of Mineralogy to Atterberg Limits

    Clay Mineral wL(%)

    wP(%)

    IP(%)

    CEC(meq/100g)

    kaolinite

    illite

    Na+ - montmorillonite

    Ca++ - montmorillonite

    CEC = cation exchange capacity

    NOTES:

    1. High wL = montmorillonite = trouble

    2. Na

    +

    mont. MUCH more troublesome than Ca

    ++

    mont.

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    CLASSIFICATION OF SOILS

    UNIFIED SOIL CLASSIFICATION SYSTEM (USCS)Read: An Introduction to Geotechnical Engineering, Holtz and Kovacs pp. 47-64.

    ON RESERVE: UA Cameron Flr1 SciTec Reserve, CALL NUMBER: TA 710 H75 1981

    1) MAIN SOIL TYPE PREFIX

    COARSE GRAINED( < 50% PASSES No. 200 SIEVE)

    GRAVEL ( < 50% PASSES No. 4 SIEVE) GSAND ( > 50% PASSES No. 4 SIEVE) S

    FINE GRAINED

    ( > 50% PASSING No. 200 SIEVE)SILT MCLAY CORGANIC O

    PEAT Pt

    2) SUBDIVISIONS SUFFIX

    FOR GRAVEL AND SANDWELL GRADED (Cu > 4 and 1 < Cc < 3), CLEAN WPOORLY GRADED (Cu 4 and 1 Cc 3), CLEAN PAPPRECIABLE FINES ( > 12% PASSES No. 200 SIEVE) M or C

    FOR SILTS AND CLAYS (use plasticity chart)LOW PLASTICITY (wL < 50%) LHIGH PLASTICITY (wL > 50%) H

    see Example 3.1 H&K

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    1

    COMPACTION OF SOILS

    Compaction is the densification of soil by the application of mechanical energy.

    Reasons for Compaction:

    Road Subgrade - strong at small deflections- ultimate strength usually not a problem

    Road Embankment - strong at ultimate strength for overall stability

    Homogeneous Dam - strong and impervious

    Dam Core - low permeability (relatively impervious) and usually weak- strength derived from shells of dam

    Clay Liner - low permeability (relatively impervious) for municipal and toxic solidwaste disposal

    Main Factors Influencing the Compaction of Soils

    1)

    2)

    3)

    4)

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    2

    RELATIONSHIP BETWEEN DRY DENSITY AND WATER CONTENT

    The relationship between the dry density (or unit weight) and water content of a soil is measuredin the laboratory with the compaction test. Here a soil sample mixed to a certain water content iscompacted in a cylinder of known volume. The dry density of the soil can be computed by

    measuring both the total mass of the soil and the water content.

    compact soil in layers for each layer, drop known mass a certain height with a specified number of blows per layer

    Standard Proctor Modified Proctor

    Number of Layers 3 5

    Height of Fall 0.3048 m 0.4572 m

    Mass of Hammer 2.495 kg 4.536 kg

    Energy 593 kJ/m3 2694 kJ/m3

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    3

    w

    d

    .

    .

    .

    .

    .

    86 10 12 14 16 18

    19

    18

    17

    Typical Compaction Curve for Silty Clay

    maximum dry density d max

    optimum water content wopt

    Explanation of shape:

    - below wopt there is a water deficiency get

    - near wopt the clay particles are lubricated

    - above wopt there is excess water some of the compactive effort is taken by also water takes up spaces that could be occupied by

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    4

    Relationship between dry density, water content and degree of saturation can be calculated viz,

    Note that:

    - no data points should lie to the right of the zero air void curve

    - complete saturation is never achieved, even at high water contents

    Source: Holtz and

    Kovacs (1981)

    Modified Proctor test has a greater compactive effort (CE) than the Standard Proctor.

    as CE 8,

    as w 8

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    5

    w

    %w

    Strength

    (kPa)

    200

    400

    600

    d

    COMPACTION AND STRENGTH OF COHESIVE SOILS

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    6

    COMPACTION AND PERMEABILITY OF CLAYEY SOILS

    hydraulic conductivitydecreases as moulding watercontent

    huge decrease in k

    minimum k occurs 2 to 4%above the optimum watercontent

    if compacted wet of optimum

    the method of compactioninfluences k

    e.g., at 4% wet of optimum,100 times difference in k

    ! reason for lower k related to clay particle structure:

    flocculated

    dispersed

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    7

    SOLID WASTE

    Perforated Pipe

    GeotextileGravel (16 - 32 mm)

    Gravel (50 mm)

    Geotextile

    FIELD PLACEMENT OF CLAYEY BARRIER FOR WASTE CONTAINMENT

    Compacted clay liners are commonly used as barriers in waste containment facilities (e.g.,municipal solid waste landfills) to minimize the movement of contaminants from the facility.

    MUNICIPAL SOLID WASTE LANDFILL

    ! since lowest values of k achieved with kneading compaction, make great effort in the fieldto repetitively knead the soil with many passes of pad-foot, club-foot or wedge-foot rollers

    !

    kneading action breaks up clods and interclod macropores

    ! also compact in lifts with pad-foot compactor with feet long enough to penetrate through thelift being compacted into the underlying lift

    ! minimum thickness (normally) of 0.9 m (six lifts of 0.15 m) to minimize the risk of defects in alayer having a significant impact on performance

    - probability of cracks lining up is very small if compacted in more than four layers

    ! need to consider potential for clay-leachate interaction

    may not be a great problem clayey soils with low activity

    ! important that the liner not be permitted to:dessicate -freeze -

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    8

    FIELD MEASUREMENT OF DENSITY

    Having defined the necessary dry density for the soil, determined the type of compactor anddetermined the lift height, it is subsequently necessary to monitor the density of the fieldcompacted soil to ensure that the soil is performing as expected and that contractor is performing

    the work as required.

    The easiest and probably most common method of determining the soil density is with the use of aNuclear Density Meter. Other methods include sand cone and rubber balloon tests.

    Source: Bardet (1997)

    Nuclear Density Meter-nondestructive-measures both moisture content and bulk density directly-gamma radiation is used for density determination-neutron radiation is used for moisture content determination-radiation is sent out from an emitter and scattered radiation is counted by a detector.-calibration against compacted materials of known density and water content is necessary

    Sand Cone and Balloon Density: Steps1. Excavate a hole in the compacted fill at the desired sampling elevation.2. Record the mass of soil removed for the hole.3. Determine the water content of the soil removed.4. Measure the volume of the hole using sand cone, balloon or other method.5. Calculate bulk density knowing Mt and Vt.6. Calculate the dry density knowing the bulk density and the water content.

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    STEADY STATE SEEPAGE

    TYPES OF PROBLEMS

    how fast and where water flows though soils

    - rate of leakage from an earth dam- movements of contaminants in subsurface

    rate of settlement of foundations- related to how fast water flows in soils

    the stability of earth structures- water influences the strength of soils

    NATURE OF FLOW

    flow from A to B- not in a straight line- not at a constant velocity- rather winding path frompore to pore

    Flow occurs through the interconnected pores isolated voids do not exist in an assemblage of spheres - regardless of packing density

    - gravels, sands, silts, and even most clays - probably no isolated voids - unless cemented

    some geologic materials (e.g., many crystalline rocks) have a high total porosity - most ofwhich are interconnected- effective porosity ne - percentage of interconnected pore space

    - contaminants may move very fast in fractured rock

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    ONE DIMENSIONAL FLOW - DARCYS LAW

    Classical experiment performed by H. Darcy in the 1850's to study the flow properties of waterthrough a sand filter bed.

    It was experimentally found that:

    Q =

    where:

    Q = total volume of water collected per unit time - flow rate [ L3 / T ]

    k = experimentally derived constant [ L / T ]

    h3 = height above datum of water rise in standpipe inserted at the top of the sand [ L ]

    h4 = height above datum of water rise in standpipe inserted at the base of the sand [ L ]

    L = length of sample [ L ]

    A = cross-sectional area of the sample container [ L2 ]

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    Define gradient between any two points a and b as:

    iab =

    where h is the difference in total head between points a and b.

    Therefore Darcys Law can be written as:

    Q =

    Flow per unit area is given by:

    where: v is the Darcy flux- volume of water that flows through a unit area per unit time- units with dimensions of [ L3 ] [ L-2 ] [ T-1 ] = [ L / T ]- same units as velocity- often called Darcy velocity but is actually a flux- fictitious velocity but useful

    Consider the flow between points 1 - 2 and 3 - 4. Continuity of flow requires that:

    Q 1-2 = Q 3-4

    where: vs is the seepage velocity- also termed groundwater velocity and average linearized groundwater velocity- also fictitious quantity given tortuous flow path, but again useful quantity

    and n is the porosity

    e.g., for sands, n .0.3

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    NATURE OF HEADS

    h = hv + hp + z

    where: hv = velocity head

    hp = pressure head- height to which liquid risesin a piezometer above that point- pore pressure u = hp w

    z = elevation head- vertical distance fromdatum to point

    h = total head [ L ]

    ** Water flows from high total head to low total head. **

    Note: Total head is always measured relative to some datum. Since flow depends on the gradient(or change in head over a given distance) the choice of the position of datum is not important -however, choosing a datum (and clearly defining it) is of paramount importance.

    Example 1.

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    Example 2.

    Example 3.

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    PHYSICAL INTERPRETATION OF DARCYS PROPORTIONALITY CONSTANT

    Reflecting back on Darcys experiment, the proportionality constant k may be expected to be afunction of the soil and the fluid.

    k%

    w

    k % 1 /

    k % d2

    where:

    w = unit weight of water

    = viscosity

    d = mean grain diameter of sand

    k = Darcys proportionality constant

    Define k as the hydraulic conductivity- contains properties of both the porous medium and the fluid- units [ L / T ]- characterises the capacity of a porous medium to transmit water at a specific temperature- also referred to as the coefficient of permeability

    - hydraulic conductivity is most frequently used in ground water orhydrogeology literature- permeability used in petroleum industry where the fluids of interest are oil, gas and water

    Darcys proportionality constant can be expressed as:

    k = ki w

    ki is defined as theintrinsic permeability- contains properties of theporous medium only- units[ L2 ]- characterises the capacity of a porous medium to transmit any fluid

    Both the unit weight and the viscosity of water can change with temperature. For practicalpurposes of groundwater flow these changes are small; we ignore these effects (unless thetemperatures approach 0C), so we treat k as a soil property, independent of other effects.

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    HYDRAULIC CONDUCTIVITY

    The hydraulic conductivity is influenced by a number of factors including:

    - effective porosity

    - grain size and grain size distribution- shape and orientation of particles- degree of saturation- clay mineralogy

    Approximate range in values of hydraulic conductivity (Whitlow 1995).

    k (m/s)

    102 -

    101 -

    1 -

    10-1 -

    10-2 -

    10-3 -

    10-4 -

    10-5 -

    10-6 -

    10-7 -

    10-8 -

    10-9 -

    10-10 -

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    HYDRAULIC CONDUCTIVITY AND CLAY MINERALOGY

    In general, the higher the specific surface and cation exchange capacity, the greater amount ofbound water and the lower the hydraulic conductivity value.

    Clay Mineral Edge View Thickness(nm)

    SpecificSurface(km2/kg)

    CEC(meq/100g)

    Probable k(m/s)

    kaolinite50 - 2000 0.015 - 5 10-7 - 10-10

    illite30 .08 - 25 10-9 - 10-11

    montmorillonite3 100 - 100 10-10 - 10-15

    Why is this so?

    Implications for clayey barriers for waste containment:

    kaolinite- would have to be very pure to obtain low k because oflow CEC- valuable as a pottery clay

    illite- probably best barrier clays

    - fairly inactive, no interlayerexpansion or contraction- yield low k barrier if constitute about 20% of well graded soil

    montmorillonite- obtain the lowest hydraulic conductivity- susceptible to interlayer expansion and contraction - may get huge increase in k - BAD- most temperamental of the clay minerals

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    LABORATORY MEASUREMENT OF HYDRAULIC CONDUCTIVITY

    See Whitlow Sections 5.5, 5.6, 5.7

    Constant Head Test Falling Head Test

    FIELD MEASUREMENT OF HYDRAULIC CONDUCTIVITY

    See Whitlow Section 5.9

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    ONE DIMENSIONAL FLOW PROBLEMS

    The engineered barrier systems in modern municipal solid waste landfills provide excellentexamples of the use of one dimensional flow problems to solve seepage problems.

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    TWO DIMENSIONAL STEADY STATE SEEPAGE

    Several assumptions are required to derive the equation governing two dimensional steady stateseepage.

    the soil is completely saturated there is no change in void ratio of the porous medium the hydraulic conductivity is isotropic Darcys law is valid the water is incompressible

    Consider the flow of water into an element with dimensions dx and dy and unit width in the zdirection.

    Continuity of flow requires that,

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    7

    6

    5

    4

    3

    2

    1

    0

    Analytical solutions can be obtained to Laplaces equation for problems involving only simpleboundary conditions.

    Alternatively, either numerical or graphical solutions may be used.

    e.g., finite difference e.g., flow netsfinite element- SeepW - GMS Seep2D

    Numerical solutions may be highly dependent upon the refinement of the finite-difference grid orfinite-element mesh. For transient analysis suitable refinement of the time step is also important.Such numerical methods should be considered incorrect until proven correct.

    Define two characteristics of flow:

    1) Equipotential lines- EP

    - lines of constant total head

    2) Flow lines- FL

    - lines parallel to the direction of flow

    If we draw a flow net with constant head difference between EPs for flow through ahomogeneous, isotropic porous medium then:

    -EPz FL

    -getcurvilinear squares - dont have to all be the same size- be able to fit circle tangent to all sides

    Flow net forDarcys Apparatus

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    To solve for the flow Q use Darcys law:- calculate Q based on one square then multiply by the number of flow tubes

    Q = k h aL

    Q = flow in one flow channel (per unit width)h = total head drop across a pair of EPsL = distance over which head drop takes placea = distance between adjacent flow lines.

    Common Boundary Conditions

    equipotential line impermeable boundary

    line of constant pressure

    - sat. soil in contact with air

    - hp = 0

    - h = z

    - line of variable butknown head

    Steps in Drawing a Flow Net

    1) Define and clearly mark a datum.2) Identify the boundary conditions (EP, FL, LCP).3) Draw intermediate equipotentials and flow lines.

    - draw coarse mesh with a few EPs and FLs4) Verify the coarse mesh is correct.

    - Are the boundary conditions satisfied ?- Are all flow tubes continuous ?- Are EPs z FLs ? only if isotropic medium- Mostly squares ?

    5) Add additional EPs and FLs for suitable refinement of the flow net.6) Calculate desired quantities of flow and heads.

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    Example: Steady State Seepage Beneath a Sheet Pile Wall

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    Flow Beneath a Dam

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    Seepage Through an Earth Dam

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    -1-

    EFFECTIVE STRESS

    The compressibility and strength of soils is governed by the effective stresses.

    Any deformation or mobilization of shearing resistance of a soil is associated with the soilskeleton since:

    - water isincompressible

    - water cannot supportshear stresses

    Terzaghi showed experimentally that for saturated soils:

    N = - u

    where: N = effective stress = total stressu = pore pressure

    The effective stress principle is accurate provided that:

    point to point contact area between soil particles is small

    = N + u 1 - Ac

    A

    the compressibility of the soil particles is small and the strength of individual particles is large

    Effective stress can be thought of as the force carried by the soil skeleton divided by the total areaof the soil element (including the area of pore water).

    Effective stress is an empirical concept that works well.

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    -2-

    CALCULATING EFFECTIVE STRESSES

    the total vertical stress v within a particular soil layer is equal to the total weight per unit areaof material above that point

    where i is the bulk unit weight of layer i with thickness di.

    pore pressure is equal to: u = hp w

    where: hp

    = pressure head

    w = unit weight of water

    vertical effective stress can then be found as: vN = v - u

    horizontal effective stress hN is equal to: hN = K vN

    where: K = coefficient of lateral earth pressure = hN / vN

    - horizontal stresses develop from the resistance to lateral movement- K is a function of soil type and stress history

    - for conditions of zero lateral strain, Ko is used

    Ko = at rest coefficient of lateral earth pressure

    - K is typically between 0.3 to 0.8 for normally consolidated clays

    - K is typically between 0.3 to 0.5 for normally consolidated sands

    Some published correlations for Ko:

    Ko.

    0.95 - sin N

    Brooker and Ireland (1965)where: N = angle of internal friction

    Ko. (1 - sin N) ( OCR )sin N Kulhawy and Mayne (1990)

    where: OCR = overconsolidation ratio

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    -3-

    Example 1

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    -4-

    Example 2. Typical River Crossing with Artesian Conditions

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    -1-

    CAPILLARY AND SOIL SUCTION

    The concept of soil suction is fundamental when considering the mechanical behaviour of

    Total suction arises from two components:- matric suction, and- osmotic suction

    = ( ua - u ) +

    where: = total soil suctionua = pore-air pressureu = pore-water pressure

    ( ua - u ) = matric suction = osmotic suction

    Matric suction is associated with the capillary phenomenon arising from the surface tension ofwater.

    interaction of surface molecules causes a condition analogous to a surface subjected to tension

    the capillary phenomenon is best illustrated by considering the rise of a water surface in acapillary tube

    Consider a small glass tube inserted into water under atmospheric conditions:

    wetting causes curvature

    liquid meets glass tube at angle

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    -2-

    water rises up a small tube resulting from a combination of the surface tension of a liquid andthe tendency of some liquids ro wet surfaces which they come into contact with

    Vertical equilibrium of the water in the tube requires that

    2 r Ts cos = r2

    hc w g

    where: r = radius of capillary tubeTs = surface tension of water . 73 dynes / cm - different in different liquids = contact angle - for any liquid, Ts9 as temp 8hc = capillary heightg = gravitational acceleration.

    solve for hc

    Rs = radius of curvature ( r )

    For pure water and clean glass, . 0, giving:

    The radius of the tube is analogous to the pore radius in the soil. The smaller the pore radius, thegreater the capillary rise.

    common to assume the effective pore size is 20% of effective grain size D10

    Note that highly variable pore size and pore distribution complicate the capillary phenomenon insoils. However, useful qualitative deductions can be made from the glass tube analogy.

    hc (m)

    Loose Dense

    Coarse sand 0.03 - 0.12 0.04 - 0.15

    Fine sand 0.3 - 2.0 0.4 - 3.5

    Silt 1.5 - 10 2.5 - 12

    Clay > 10

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    -3-

    Consider several points in the capillary system that are in hydrostatic equilibrium

    weight of water column transferred to tube through the contractile skin

    for a soil with a capillary zone, this results in an increased compression on the soil skeleton

    matric suction increases the shear strength of an unsaturated soil

    Re-examining the Water Table

    VADOSEZON

    EContact Moisture

    Partially Saturated by

    Capillarity

    Saturated by

    Capillarity

    PHREAT

    ICZONE

    Ground Water

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    1

    STRESSES IN AN ELASTIC MASS

    Loading on the Surface of a Homogeneous Isotropic

    Semi-Infinite Mass

    (a) Point Loading

    Vertical Stress z = 33

    R2

    zP3

    Radial Stress r=( )

    +

    zR

    Rv21

    R

    zr3

    R2

    P3

    2

    2

    Tangential stress =( )

    +

    R

    z

    zR

    R

    R2

    v21P2

    Shear stress5

    2

    rzR2zrP3

    =

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    2

    (b) Uniformly Loaded Strip

    Vertical stress ( )[ ]++

    = 2cossinP

    z

    Horizontal stress ( )[ ]+

    = 2cossinP

    x

    Horizontal stress

    =p2

    y

    Shear stress ( )+

    = 2sinsinp

    xz

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    3

    (c) Uniformly Load Circle

    On axis, at depth z,

    Vertical stress( )

    +=

    23

    2z z/a1

    11p

    Horizontal stresses ( )( )

    ( ) ( )

    ++

    +

    ++==

    23

    22

    3

    21

    22r

    za

    z

    za

    z1221

    2

    p

    For locations other than on the axis, see contour plot.

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    4

    Increment in vertical stress (v = qv) beneath a circular footing with radius R and subject touniform vertical pressure qs on uniform, isotropic elastic half-space.

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    5

    (d) Uniformly Loaded Rectangle

    Vertical stress z beneath the corner of a rectangle is given by Fadums chart. For points otherthan the corner, z may be obtained by superposition of rectangles.

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    6

    (e) General Shapes

    Vertical stress z may be obtained by use of the Newmark chart.

    (f) Linear Superposition

    For linear elastic problems solutions may be added or subtracted to solve problems involvingmore complex geometry.

    For example:

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    -1-

    SETTLEMENT OF SOILS

    When soils are subjected to loads (e.g., construct a building or an embankment)

    deformation will occur.

    The design of foundations for engineering structures requires that the magnitude and rate ofsettlement be known.

    The total settlement ST is given by:

    ST = Si + S + Ss

    where:

    Si = immediate ordistortion settlement

    - normally estimated using elastic theory

    - judicious selection of stiffness parameters (E,) over appropriate stress range

    S = primary settlement in fine grained soils

    - arises from the time dependent process ofconsolidation

    - consolidation is the dissipation ofexcess pore pressure

    - occurs because of changes in effective stress

    Ss = secondary compression

    - arises from changes in void ratio at constant effective stresses

    - also termed as creep

    When a soil is loaded settlement occurs because of water and air squeezing out from the voids.This results in a decrease in void ratio, and hence settlement.

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    MECHANICAL ANALOGY OF CONSOLIDATION

    a) Initial conditions where:total stress = vpore pressure = uoeffective stress = v - uo = oN

    b) Apply increase in total stress with valve (V) closed. Then wehave: total stress = v + pore pressure = uo + ueffective stress = ( v + ) - ( uo + u )

    = v - uo = oNoN = 0 - no change in effective stress

    - no compression of the spring

    - ST = Si S = 0

    c) Open valve (V). Water allowed to flow out of the sample.

    u 9 as t 8as t 64, u 6 0, then:

    total stress = v + pore pressure = uoeffective stress = ( v + ) - uo = fN

    here, N = fN - oN =

    For real soil materials, the compression of the spring is analogous to a decrease in void ratio arisingfrom a change in effective stresses

    Consolidation is a time dependent process since it involves the flow of water from the pores.

    - consolidation is the dissipation of excess pore pressure

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    -3-

    Layer 1

    Layer 2

    .

    .

    .

    Layer n

    z1

    zi

    z2

    zn

    z

    z

    STRAIN INTEGRATION

    Recall the axial deformation of a column with stiffness E and cross-sectional area A, subject toaxial load P.

    Likewise for a soil material subject to increases in effective stress, the settlement (verticaldisplacement) may be found be integrating the vertical strain, viz:

    where:

    z = change in vertical strain because of a change in ND = thickness of compressible layer

    n = number of sub-layers

    zi = thickness of sub-layers

    The number (n) and thickness (zi) of sub-layers depends on the function to be integrated

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    -4-

    S dze

    edzz

    o

    DD

    = =+

    100

    For conditions of one-dimensional strain, the change in volume strain v is equal to the change invertical strain z.

    BEFORE AFTER

    Now, need to express the relationship between void ratio and effective stress to calculate Sbecause of change in N.

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    -5-

    OEDOMETER TEST

    In the laboratory we can measure the change in height of a sample (and thereby calculate thechange in void ratio) for a certain effective stress. This test is called a consolidation test and isperformed in an oedometer which permits one-dimensional strain.

    - apply load

    - initially all of the load is transferred into excess pore pressure

    - drainage permitted byporous stones

    - excess pore pressure will dissipate and effective stresses will increase and the soil will settle

    - monitor the change in height of the sample until most of the pore pressures have dissipated(achieve 90% consolidation)

    - apply next load increment

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    -6-

    Vertical Strain and Void Ratio Versus Effective Stress

    Calculate the vertical strain or void ratio from the measurements of change in height of thesample. Can either plot these results on a linear or logarithmic scale of effective stress.

    v vm=

    Note that:

    - mv is not constant

    - depends on stress level

    - mv decreases as N increases

    i.e. soil becomes stiffer

    Soils are normally strain hardening

    materials.- that is to say, they becomestiffer as they are loaded

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    -7-

    Vertical Strain and Void Ratio Versus Logarithm of Effective Stress

    - same data as previous plot now plotted versus the logarithm of effective stress

    Note that:

    - apparently get a straight line

    -simplifies calculations

    -since log scale, still represents

    strain hardening behaviour

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    -8-

    Effective Stress ' (kPa)

    1 10 100 1000 10000

    VoidRatio

    e

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    Experimental results from an oedometer test are plotted with void ratio(e) versus the log ofeffective stress (N): e log N plot

    where: eo

    = initial void ratio corresponding to N

    oN = initial effective stress- current in situ effective stress

    pN = preconsolidation stress- maximum effective stress experienced by soil

    Cc = compression index

    - slope of compression line on e log N plot- typical values: NC medium sensitive clays 0.2 to 0.5

    Leda Clay 1 to 4

    Peats 10 to 15Ccr = recompression index

    - slope of recompression line on e log N plot- Ccr < Cc

    Cs = swelling index

    - slope of expansion line on e log N plot- Cs . Cs

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    -9-

    Effective Stress ' (kPa)

    1 10 100 1000 10000

    VoidRatioe

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    Effective Stress ' (kPa)

    1 10 100 1000 10000

    VoidRatio

    e

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    STRESS HISTORY OF SOILS

    Soils have a memory, that is to say they remember the effective stresses that they havepreviously experienced. Represent the stress history with the over consolidation ratio OCR,where:

    OCR =

    If the current vertical effective stress is equal to the preconsolidation stress:

    NORMALLY CONSOLIDATED

    If the current vertical effective stressis less than the preconsolidationstress:

    OVER CONSOLIDATED

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    -10-

    Determination ofpNN using Cassagrandes graphical procedure:

    1) Plot laboratory data on e vs log N graph. This laboratory data must be corrected for errorsarising from sample disturbance to get the field curve.

    2) Select the point of minimum radius: point A.

    3) Draw a horizontal line through A.

    4) Draw a tangent to the curve at point A.

    5) Bisect the angle between the horizontal line and the tangent through point A.

    6) The intersection of the extension of the straight line portion of the compression curve withthe bisector line is the preconsolidation stress pN.

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    -11-

    Prediction of field e - log NN curves with Schmertmanns Procedure NC Soils:

    1) Find preconsolidation stress pN using Cassagrandes method.

    If the soil is normally consolidated NC ( oN.pN ) then

    2) extend horizontal line from eo to pN

    3) extend the laboratory compression line to intersect with 0.42 eo

    4) connect this point with pN

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    -12-

    Prediction of field e - log NN curves with Schmertmanns Procedure OC Soils:

    1) Find preconsolidation stress pN using Cassagrandes method.

    If the soil is over consolidated OC ( voN < pN ) then

    2) extend horizontal line from eo to voN

    3) extend the laboratory compression line to intersect with 0.42 eo

    4) find Ccrfrom unload - reload loop

    5) from ( eo , voN ) construct line parallel to unload - reload loop to find the void ratiocorresponding to pN

    6) connect this point at pN with 0.42 eo

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    -13-

    Typical e - log NN curves:

    If consolidation tests are conducted on many samples from different depths can construct profileslike the one shown below. This is typical of a stiffer crust material that has beenpreconsolidated. The material below 20 m is normally consolidated.

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    -14-

    Effective Stress ' (kPa)

    1 10 100 1000 10000

    V

    oidRatio

    e

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    Calculation of Primary Settlement

    Two ways to calculate the change in vertical strain.

    1) Elastic Model

    z = mvN

    mv = coefficient of volume decrease

    - must use mv for appropriate stress range

    2) Strain Hardening Model

    - use e vs log N plot to calculate e- implicitly models strain hardening behaviour of soil

    - depends on stress history

    - three cases

    a) for NC soil,

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    Effective Stress ' (kPa)

    1 10 100 1000 10000

    VoidRatio

    e

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    Effective Stress ' (kPa)

    1 10 100 1000 10000

    VoidRatioe

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    b) for OC soil with Nf < Np,

    c) for OC soil with Nf > Np,

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    5

    0

    10

    0 50 100 150

    u (kPa)

    z(m)

    200 0 50 100 150

    u (kPa)

    200 0 50 100 150

    u (kPa)

    200 0 50 100 150

    u (kPa)

    200

    CONSOLIDATION

    Consolidation is an important mechanism involving the flow of water through the soil leading totime dependent settlements. process of consolidation involves the dissipation of excess pore pressure.

    decrease in pore pressures result in increases in effective stresses. increase in effective stresses lead to settlement.

    Field Behaviour Under One-Dimensional (1D) Conditions

    Initial Conditions Load rapidly applied, Some time after loadapplied,

    Long time after loadapplied,

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    MECHANICAL ANALOGUE FOR CONSOLIDATION

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    Governing Differential Equation for Consolidation

    Assumptions:1. soil is saturated and homogeneous2. water and soil particles are incompressible

    3. Darcys law is valid4. one dimensional strain5. k remains constant6. change in volume results from change in void ratio and Me/MN remains constant7. total stress remains constant after application.

    Terzaghis equation of consolidation is:

    u = excess pore pressure

    t = timez = depth below top of consolidating layercv = coefficient of consolidation

    cv = k

    mvw

    Define non-dimensional parameters:

    Drainage Path Ratio, Z = z / H

    H = length of drainage path

    Time Factor, T = cv tH2

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    substituting into the governing differential equation with constant for t > 0 gives:

    The solution to this equation for a layer of thickness z with two way drainage (ie. Z = 2) withboundary conditions:

    at t = 0, u = uo for 0 # Z # 2

    for t > 0, u = 0 at Z = 0 and Z = 2

    is:

    ( )

    uu

    M MZ eo

    m

    M T= =

    2

    0

    2

    sin

    where: M = / 2 ( 2m + 1 )

    Useful to define another dimensionless parameter that represents the proportion of excess porethat has dissipated at a particular point in the deposit, viz:

    Degree of Consolidation, Uz = eo - e = uo - u = 1 - uef- eo uo uo

    where:

    eo = initial void ratio corresponding tooNe = void ratio at time t,e = f(t)ef = final void ratio corresponding to fNuo initial excess pore pressure

    u = pore pressure at time t, u = f(t)

    The solution to the consolidation equation can be expressed graphically as shown in Figure C1.

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    FFIGURE C2. Average degree of consolidation.

    FIGURE C1.

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    SILT

    CLAY

    SAND

    SILT

    CLAY

    SAND

    Example: A 4 m thick layer of clay is subject to rapid application of surface load from 5 m of fill(= 20 kN/m3). Calculate the excess pore pressure and the effective stress at the mid-point of theclay layer: (a) initially, and (b) after 4 months.

    InitiallyoN = o - uo

    o =uo =oN =

    Immediately after fill placement, t=0

    =u =N =

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    After 4 months

    - use consolidation theory to solve for excess pore pressure after 4 months- since silt and sand are much more permeable than clay, there is two way drainage for the clay

    H = length of drainage path

    Drainage Path Ratio, Z = z / H

    Time Factor, T = cv tH2

    Now solve foru,

    u = uo (1 - Uz)==

    =u =N =

    Note: - this is at one point in the clay layer- look at another point (B), say 0.2 m below the top of the clay

    after 4 months at point B,

    Z = z / H

    u = uo (1 - Uz) =

    oN =N =

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    =

    1 0

    0

    u dz

    u dz

    t

    D

    oD

    SinceAN > BN

    Need some way of averaging u with depth to obtain the average degree of consolidation for theentire layer.

    Average Degree of Consolidation

    The average degree of consolidation U for a layer is given by:

    U = consolidation settlement at time t = St

    total final consolidation settlement S

    - assuming: constant with time,mv constant with depth and time

    Various solutions have been obtained for the average degree of consolidation. Figure C2 gives Ufor three cases where there is a linear variation in stress increment with depth.

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    SILT

    CLAY

    SAND

    3 m

    4 m

    100 kPa

    cv = 1.26 m2/yr

    = 16.3 kN/m3wn = 70%, Gs = 2.72

    Cc = 1.055OCR = 1

    Example: Find the consolidation settlement of the 4 metre thick clay deposit 4 months after thefill is placed.

    Step 1: Find the total final settlement.

    S zz ii

    n==

    1

    Use just one sublayer here.

    zo

    e

    e=

    +1

    oN =

    fN =

    Since OCR =1 , NC soil.

    e Ccf

    o

    =

    log10

    Find eo using: e S = w Gs

    Total final consolidation settlement is:

    S =

    After 4 months,

    Z =

    T =

    U =

    S t = 4 mo = U S =

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    How to find the Coefficient of Consolidation cvUsing Taylors Method

    1) Plot change in height of the sample measured during consolidation test versus the square rootof time. This is done for each load increment.

    2) Fit straight line through the initial part of the compression curve.

    3) The straight line is extended back to t=0 to find Ro.

    4) Draw a second line from Ro with a slope 1.15 times larger than the line from step 2.

    5) The intersection of this line with the compression curve is defined as t90.

    6) Calculate cv using:

    cT H

    t

    T H

    tvdr dr = =

    290

    2

    90

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    MOHR CIRCLE IN SOIL MECHANICS

    Mohr circle of stress is a graphical representation of the state of stress at a point at equilibrium.

    - used extensively to plot strength results

    Sign Convention:

    - compressive forces and stresses are taken as positive (change in normal sign convention becausetension is rare in soil mechanics)

    - positive shear stresses produce clockwise moments about a point just outside the element

    - clockwise angles are positive

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    The stability of an existing slope can be assessed by comparing the disturbing forces (self weight)with the strength of the soil mobilized along a potential failure surface. Consider the stressesacting a point along the potential failure surface below.

    These stresses can be plotted on the Mohr circle.

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    Now suppose we want to know the stresses for this same point but oriented in a differentdirection (e.g., on a potential failure plane). It is useful to define the pole of the Mohr circle.

    If a line is drawn from a point on the circle (representing a state of stress) parallel to the plane onwhich the stress state exists it will intersect the circle at another point on the circle which is

    known as the pole, or origin of planes.

    Any line drawn through the pole will intersect the circle at a point which represents the state ofstress on a plane inclined at the same orientation in space as the line.

    Once the pole is known, the stresses on any plane can be readily determined by drawing a linethrough the pole parallel to the plane in question; the stress on the plane will be the coordinateswhere the line intersects the circle.

    How to find the pole:

    1) Start from a known magnitude [ie. coordinates (, ) ] and orientation of stress. Go to thatpoint on the Mohr circle.

    2) Draw a line through the point of known stress with the same orientation in space as the planeon which those stresses act.

    3) The pole is where this line intersects the Mohr circle.

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    Principal Stresses

    - 1 and 3 are the respective maximum and minimum normal stresses on the Mohr circle

    - note that the shear stress is equal to zero along the major and minor principal planes

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    Example1. Given:

    a) Find the normal and shear stresses acting on a plane inclined at 30 o to the horizontal.

    b) Find the major and minor principal stresses.

    c) Determine the orientation of the major and minor principal planes.

    d) Find the maximum shear stress and the orientation of the plane on which it acts.

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    Example 2. Given:

    a) Find the magnitude of the normal and shear stresses on the horizontal plane.

    b) Find the magnitude and orientation of the principal stresses.

    c) Show the orientation of the planes of maximum and minimum shear.

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    STRENGTH OF SOILS - MOHR-COULOMB FAILURE CRITERION

    Failure or yield of a soil material occurs when the shear stresses exceed theshear strength.

    Soil materials generally fail because of excess shear stresses. Uniform compressive stresses (ie. 1

    = 3 ) alone will only tend to change the volume of the soil. Non-uniform compressive stresses(e.g., 1 > 3 ) induce shear stresses in the soil.

    The shear strength of soil is defined as theshear stress acting on the failure plane at failure.

    This is commonly expressed using the Mohr-Coulomb failure criterion,

    ff= cN + Nff tan N

    where: ff = the shear stress acting on the failure plane at failure- the shear strength of the soil

    N

    ff= the normal effective stress acting on the failure plane at failure

    cN = cohesion [ M T-2 L-1 ]

    N = angle of internal friction

    Notes: - strength is governed by the effective stresses

    - cN and N are not unique material parameters

    - vary on many factors including stress range

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    Consider a triaxial compression test on a medium sand.

    -cylinder of sand

    - subject to: vertical pressure 1

    radial pressure 3

    - increase 1 with 3 held constant - increase 1 until failure

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    SHEAR STRENGTH OF SAND

    Sands are termed as cohesionless or frictional materials since cN=0

    Major factor influencing the shear strength of sands:

    1. Void Ratio or relative density;2. Pressure range of consideration;3. Particle shape;4. Grain mineralogy;5. Grain size distribution;6. Water;7. Intermediate principal stress; and8. Stress history.

    Of these factors, void ratio is the single most important factor. Generally, the lower the void ratio

    (higher density) the higher the shear strength.

    Direct Shear Testing of Sands

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    Dilatancy: define the angle of dilatancy

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    Explanation of Volume Change Behaviour for Sands

    Dense Sand

    If a sand is dense, the only way shearing can occur is forgrains to move apart.

    Therefore dense sands when sheared to failure exhibit an tendency forvolume increase.

    Loose Sand

    If a sand is loose, during shearing the grains move closer together.

    Therefore loose sands when sheared to failure exhibit an tendency forvolume decrease.

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    Example: A sample of loose sand is know to have a friction angle N = 30o. It is tested in directshear under a normal stress of 200 kN/m2. Determine the shear strength, the maximum shearstress and the major and minor principal stress at failure.

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    SHEAR STRENGTH OF CLAY

    The shear strength of clays depend on:- the effective stresses at failure- void ratio

    - stress history- mineralogy

    Failure Envelopes for Clay

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    Consider the Triaxial Test

    - initial effective stress oN

    - apply all around cell pressure

    either

    with drainage gives:- consolidation OR- volume changes

    CONSOLIDATED TEST

    u = 0

    1N = oN +

    3N = N +

    slowly withoutwith drainagedrainage

    DRAINED UNDRAINEDTEST TEST

    u = 0 u =us1N = N + + 1N = N + + us3N = N + 3N = N + us

    CD CU

    without drainage gives:- no volume change

    UNCONSOLIDATED TEST

    u =

    1N = NN = 0

    3N = N

    withoutdrainage

    UNDRAINEDTEST

    u = us1N = N + us3N = N us

    UU

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    Consolidated Drained Triaxial Test (CD Test)

    - soil is allowed to consolidate to a given effective hydrostatic stress cN with full drainage- the soil is loaded to failure very slowly so that no excess pore pressures develop

    1. Changes in total stress equal the change in effective stress.- we can draw the Mohr circle for effective stresses at failure2. Volume of the sample is allowed to change.

    - the void ratio will change during the test

    Stress Path: locus of stress points on a given plane (normally the failure plane, but not always)TSP - Total Stress Path ESP - Effective Stress Path

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    Example: A consolidated drained triaxial test was conducted on a normally consolidated clay.The results were: 3 = 276 kN/m

    2

    (1 3)f = 276 kN/m2

    Determine:a) the angle of friction N

    b) the inclination of the failure planec) the normal ffN and shear stress ffon the failure plane at failured) the normal stress nN on the plane of maximum shear stress maxe) explain why shear failure did not take place on the plane of maximum shear stress.

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    Consolidated Undrained Triaxial Test (CU Test) With Pore Pressure Measurements

    - soil is allowed to consolidate to a given effective hydrostatic stress cN with full drainage

    - the drainage system is closed off

    - the soil is loaded to failure relatively quickly- since drainage is prevented, excess pore pressures develop

    - the pore pressures are measured

    1. Control the applied (total) stresses and measure the pore pressures.- effective stresses can be calculated- can draw the Mohr circle for effective stresses at failure

    2. Volume of the sample is not allowed to change during shearing.- the void ratio will NOT change during the test

    us = B ( 3 + A ( 1 - 3 ) )

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    Example: CU

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    Typical stress-strain and volume change versus strain curves for CDtriaxial compression tests at the same effective confining stress.

    Some examples of CD analyses for clays.

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    Consolidated Undrained Triaxial Test (CU Test) With Pore Pressure Measurements

    - soil is allowed to consolidate to a given effective hydrostatic stress cN with full drainage- the drainage system is closed off- the soil is loaded to failure relatively quickly

    -since drainage is prevented, excess pore pressures develop- the pore pressures are measured

    1. Control the applied (total) stresses and measure the pore pressures.- effective stresses can be calculated- can draw the Mohr circle for effective stresses at failure

    2. Volume of the sample is not allowed to change during shearing.- the void ratio will NOT change during the test

    Normally Consolidated

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    us = excess pore pressure due to shear failure

    - excess pore pressures may be (+)ve or (-)ve

    - occur because sample wants to change volume but not allowed to (since drainage is prohibited)

    - because there is no volume change, the tendency towards volume change induces us

    - if the volume tries to decrease, water wants to squeeze out of the pores but cant- develop (+)ve u

    - NC

    - effective stresses are less than the total stresses

    - ESP lies to the left of the TSP

    - if the volume tries to increase, wants to draw water into the pores but cant

    - develop (-)ve u- OC

    - effective stresses are greater than the total stresses

    - ESP lies to the right of the TSP

    For saturated soils, S=100%

    us = 3 + A (1 - 3 )

    - Skemptons pore pressure equation

    For typical soft NC clay, A - 1/3 to 3/4stiff OC clay, A - 1/3 to -1/2

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    Typical stress-strain, excess pore pressure vs. strain and ratio of major to minor principal effectivestresses for normally and overconsolidated clays in consolidated undrained triaxial compressiontest.

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    Overconsolidated

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    300

    200

    100

    300200100 400 500 600

    (kPa)

    (kPa)

    Example: A clay soil is known to have an effective stress envelope with c N=10 kPa and N=25E. Aseries of four consolidated undrained (CU) tests were performed and the total stress Mohr circlesat failure as shown.

    a) What is the excess pore pressure at failure for test #4 ?

    b) Is the clay normally consolidated or overconsolidated ? Why ?

    c) What is the shear strength for test #4 ?

    d) What is Skemptons A factor at failure for test #4 ?

    e) What is the shear strength of a sample with Nff= 500 kPa ?

    f) What is the shear strength of a sample with a cell pressure 3 of 300 kPa ?

    g) A clay was accidentally consolidated to 3 = 300 kPa. The technician then reduced thecell pressure to 200 kPa without drainage and ran an undrained test. What would theundrained strength of this clay be ?

    h) What would be the pore pressure at failure for part (g) ?

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    300

    200

    100

    300200100 400 500 600

    (kPa)

    (kPa)

    Example contd

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    Some examples of CU analyses for clays.

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    Unconsolidated Undrained (UU) Triaxial Test

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    Some examples of UU analyses for clays.

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    Typical stress-strain and volume change versus strain curves for CDtriaxial compression tests at the same effective confining stress.

    Some examples of CD analyses for clays.

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    Consolidated Undrained Triaxial Test (CU Test) With Pore Pressure Measurements

    - soil is allowed to consolidate to a given effective hydrostatic stress cN with full drainage- the drainage system is closed off- the soil is loaded to failure relatively quickly

    -since drainage is prevented, excess pore pressures develop- the pore pressures are measured

    1. Control the applied (total) stresses and measure the pore pressures.- effective stresses can be calculated- can draw the Mohr circle for effective stresses at failure

    2. Volume of the sample is not allowed to change during shearing.- the void ratio will NOT change during the test

    Normally Consolidated

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    us = excess pore pressure due to shear failure

    - excess pore pressures may be (+)ve or (-)ve

    - occur because sample wants to change volume but not allowed to (since drainage is prohibited)

    - because there is no volume change, the tendency towards volume change induces us

    - if the volume tries to decrease, water wants to squeeze out of the pores but cant- develop (+)ve u

    - NC

    - effective stresses are less than the total stresses

    - ESP lies to the left of the TSP

    - if the volume tries to increase, wants to draw water into the pores but cant

    - develop (-)ve u- OC

    - effective stresses are greater than the total stresses

    - ESP lies to the right of the TSP

    For saturated soils, S=100%

    us = 3 + A (1 - 3 )

    - Skemptons pore pressure equation

    For typical soft NC clay, A - 1/3 to 3/4stiff OC clay, A - 1/3 to -1/2

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    Typical stress-strain, excess pore pressure vs. strain and ratio of major to minor principal effectivestresses for normally and overconsolidated clays in consolidated undrained triaxial compressiontest.

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    Overconsolidated

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    300

    200

    100

    300200100 400 500 600

    (kPa)

    (kPa)

    Example: A clay soil is known to have an effective stress envelope with c N=10 kPa and N=25E. Aseries of four consolidated undrained (CU) tests were performed and the total stress Mohr circlesat failure as shown.

    a) What is the excess pore pressure at failure for test #4 ?

    b) Is the clay normally consolidated or overconsolidated ? Why ?

    c) What is the shear strength for test #4 ?

    d) What is Skemptons A factor at failure for test #4 ?

    e) What is the shear strength of a sample with Nff= 500 kPa ?

    f) What is the shear strength of a sample with a cell pressure 3 of 300 kPa ?

    g) A clay was accidentally consolidated to 3 = 300 kPa. The technician then reduced thecell pressure to 200 kPa without drainage and ran an undrained test. What would theundrained strength of this clay be ?

    h) What would be the pore pressure at failure for part (g) ?

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    300

    200

    100

    300200100 400 500 600

    (kPa)

    (kPa)

    Example contd

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    Some examples of CU analyses for clays.

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    Unconsolidated Undrained (UU) Triaxial Test

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    Some examples of UU analyses for clays.

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    Unconfined Compression (UC) Triaxial Test

    - zero confining stress 3 = 0

    - increase 1 to failure

    - unconfined compressive strength, qc= 1f- equal to the diameter of the Mohr circle

    - undrained shear strength = cu = qc / 2

    - NOTE that strength of the soil is still controlled by the effective stresses- convenient to express strength in terms of total stresses here

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    FIELD MEASUREMENT OF SHEAR STRENGTH

    Field Vane

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    Standard Penetration Test (SPT)

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    Cone Penetration Test (CPT)

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    -1-

    EARTH PRESSURES AND RETAINING STRUCTURES

    Introduction

    The analysis of the pressures exerted by the ground against an engineering structure has been of

    paramount interest dating back to the time of Coulomb in 1776. Considerations of earthpressures are essential to the successful design of many engineering structures including bridges,retaining walls, tunnels; therefore, it is of concern in nearly all civil engineering projects.

    The subject is a vast one with a remarkable number of publications on various aspects ofearth pressure theory and its application to real engineering situations. A wide variety ofapproaches have been available to solve these problems. However, because of complexitiesinvolved in this problem, all methods involve certain simplifying assumptions and none of thempresent a rigorous representation of the soil-structure interaction at failure. Many of the acceptedanalyses of the past are now being challenged as a result of a more complete understanding of thebehaviour of soils when subjected to stress and strain.

    The Complexity of Earth Pressure

    A glance at many of the older handbooks of civil engineering and indeed at some moderntextbooks for structural design would lead the uninitiated to believe that earth pressure can becalculated by simple formulas comparable to those for stress and deflection of steel or concretemembers. One would be lead to conclude that the pressure exerted by the soil was unique foreach type of soil, that the pressure was the same regardless of the type of structure or theproblem, and that the pressure could be calculated with precision to two or three significantfigures. Unfortunately none of these beliefs are correct.

    Earth pressure, in the broadest sense of the word, denotes forces and stresses that occureither in the interior of an earth mass or on the contact surface of soil and structure. Its

    magnitude will be determined by the physical properties of the soil, the physical interactionsbetween soil and structure, value and character of absolute and relative displacements anddeformations. Knowledge of the stress-strain and strength properties of soils is fundamental tosolving these soil-structure interaction problems.

    Classification of Earth Pressure Problems

    Earth pressure problems can be separated into three main classes of problems. First, the case ofan earth mass at rest where no deformations or displacements occur. This condition is strictlyfulfilled in the infinite half space at rest only. This case is mainly of theoretical interest; it givesalso the starting point for more practical problems. In the problems of the second group, thehorizontal forces in the earth masses are to be determined. Here we have retaining wall problems,sheet piling, braced excavations, etc. Relative displacement between soil and structure occurscausing the soil either to expand or to contract. In the first case (ie. soil expansion) we have anactive pressure, and in the second case (ie. soil contraction) a passive pressure. The mostcommon example for this group is the retaining wall yielding around the bottom or pressedagainst the earth mass. There are also cases where at the same time compression and expansion in

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    -2-

    different parts of the mass occur. Problems where the vertical force prevails form the third group.These are the problems of foundations: stresses, deformations, failure of soil beneath foundationstructures. Problems of buried structures and rock pressures also belong to this group.

    Types of earth pressure problems

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    Fundamental Concepts

    Classical earth pressure theory is reviewed and the major assumptions that are made arediscussed. A clear distinction is necessary between methods of:

    1) allowable stress distributions,2) limit analysis, and3) complete deformation analysis.

    Initial State of Stresses

    Coefficient of earth pressure at rest (in terms of effective stresses)

    Koh

    v

    =

    '

    '

    Typically for normally consolidated soils, KoN.C. sands 0.4 to 0.5N.C. clays 0.5 to 0.75

    From field and lab tests for N.C. soils (Jaky 1948),

    Ko 1 sin '

    For over consolidated soils, Ko typically lies between 1 to -2.5 depending on soil type. The valueof Ko is bounded by passive failure. Ko for O.C. soils increases with over-consolidation ratioOCR (Np Nvo) where Np is the past maximum vertical effective stress and Nvo is the currentvertical effective stress at a point within the ground. A relationship between Ko and the OCR hasbeen reported by Brooker and Ireland (1965). The CFEM (1992) suggests the use of:

    K OCR o = ( sin ' ).1 0 5

    as a first approximation for over consolidated soils.

    For an elastic medium with Poissons ratio and zero lateral strain (ie. x = y = 0)

    Ko =

    1

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    -4-

    Limiting Equilibrium (Rankine Theory)

    A body of soil is in a state of plastic equilibrium if thestate of stress at every point of the ground is on the verge offailure. Rankine (1857) investigated the stress conditionscorresponding to the states of plastic equilibrium that can bedeveloped simultaneously throughout a semi-infinite mass ofsoil acted on by no other force other than gravity.

    Consider the fictitious case of a large mass ofcohesionless soil containing a thin embedded rigid wall ofinfinite depth. It is assumed that the wall does not influence theinitial state of stress in the ground. The changes in stress at twopoints, A and B are considered for movements of the thin wall.

    As wall displaces to the right,

    - Point A experiences with corresponding in x

    - Point B experiences with corresponding in x

    Limiting equilibrium is reached by either:xN until induced shear stresses lead to failure 3N

    or

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    -5-

    xN until induced shear stresses lead to failure 4

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    1 3 2' ' '' '= +N c N

    N o

    ' tan'

    = +

    2 452

    Solution for Active and Passive Pressures (Rankine 1856)

    where: