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Running head: SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 1
Smoking Cessation: The Efficacy of a Patient Portal in an EHR
Riana Santos
National University
HTM 692: Health Informatics Capstone
Dr. Barbara F. Piper
January 11, 2016
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 2
Abstract
According to the Centers for Disease Control and Prevention, 42.1 million people in the United
States are smokers. Cigarette smoking leads to the deaths of just under 500,000 Americans per
year. Every year the number of deaths from smoking dramatically increases. Cigarette smoking
is one of the largest preventable causes of death and disease in the United States. A deterioration
of a country’s overall health due to unhealthy habits, such as smoking, eventually leads to the
deterioration of a country’s economic growth. The American Recovery and Reinvestment Act
(ARRA) 2009 proposes the meaningful use of sophisticated Electronic Health Records (EHRs)
with an objective to stimulate and encourage technical infrastructure in United States’ health care
organizations. A patient portal, one of the components of a sophisticated EHR system, includes a
patients’ personal health records, which includes their smoking status. This technology can
provide health care professionals critical communication prompts to remind and encourage the
health staff of an organization to offer smoking cessation information to their patients. These
small interactions with the patient can lead to an overall improvement in health and survival rates
among patients who suffer from diseases associated with smoking behaviors, and can aid in
identifying the demographics of those patients most susceptible to the temptations of smoking.
Cessation and prevention are the end goals. Implementation of a patient portal can help with
both.
Keywords: Patient portal, EHR, smoking cessation, meaningful use, ARRA, HITECH
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 3
Table of Contents
Chapter 1: Introduction 4
Chapter 2: Background 4-6
Chapter 3: Literature Review 6-18
Chapter 4: Methodology 18
Chapter 5: Evaluation of Evidence 19-23
Chapter 6: Synthesis of Literature 23-24
Chapter 7: Recommendations 24-27
References 28-30
Appendices 31-35
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 4
According to the Centers for Disease Control and Prevention (CDC), 42.1 million people
in the United States are smokers. Cigarette smoking leads to the deaths of 480,000 Americans
per year. About 70% of patients who are smokers visit their physician annually for health check-
ups (Adsit et al., 2014). Due to time constraints primary care physicians focus on their task at
hand, their patient’s chief complaints and symptoms, instead of what is primarily causing their
symptoms. In the case of smokers, it would be tobacco use.
Based on current evidence, a patient portal, within the Electronic Health Record (EHR) is
crucial in identifying and creating a preventative care plan to help assist a patient combat
smoking and subsequently improve their health while streamlining medical procedures to quality
and cost. Utilizing this platform within a healthcare organization will aid in the likelihood of a
patients success in the cessation of smoking. This paper surveys how smokers can benefit from
the use of EHRs and their patient portals to promote better health outcomes, prevent disease and
its complications, and identify how primary care physicians can best promote the use of EHR
systems including their patient portals among their patients. Furthermore, it examines how
current health care organizations can utilize a patient portal. Upon conclusion, it postulates that
the wide use of EHR systems and their use of patient portals, along with a prevention strategy
can potentially enhance smoking cessation rates among smokers. The use of the patient portal
can help smokers improve their quality of life through evidence-based recommendations, and
possibly even enhance survival rates among chronic diseases associated with smoking behaviors.
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 5
Background
Approximately 480,000 deaths of Americans each year are due to smoking, and an
average of 41,000 of these deaths are related to second hand smoking. It was approximately the
end of the twentieth century when smoking was recognized as a contributor to premature death,
with smoking causing almost all lung cancer and 85 percent of chronic obstructive pulmonary
disease (COPD). In addition, smokers are at a high risk for diabetes and coronary heart disease
(Hivert et al., 2009). Cigarette smoking is one of the largest preventable causes of death and
disease in the United States. The US government spends more than $289 billion for medical care
related to smoking related illnesses (CDC, 2014). Smoking cessation, even as late as age 65, has
been shown to add as much as 2 years of life for men and 3.7 years for women. Ceasing smoking
at age 35 can increase an individual’s lifespan by close to 8.5 years for men and approximately
7.7 years for women (Taylor et al., 2002). Patient portals help support the identified measures
needed in a preventative care plan, and in the follow up care by reducing the amount of smokers
and preventing the younger ones from starting.
EHR are still in their infancy. As the cost of computing becomes cheaper, the amount of
sophisticated computerized healthcare systems will rise due to lower costs. Evidence-based
studies indicate implementing a smoking prevention platform, within the patient portal of the
EHR, has the potential to encourage prevention and cessation of smoking through the coding of
communication prompts, indicating to the medical staff, remediation should be offered, with
direction towards appropriate resources (and follow up prompts if patient denies remediation).
Patient portals help prevent and eliminate many of the costs incurred by our health care industry
for the care and treatment of diseases and deaths associated with smoking. The economic growth
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 6
of a country is directly related to the health status of its citizens. It’s common sense that good
health leads to a higher labor productivity.
Healthy People 2010 led to the development of the public health infrastructure, which
includes an organizational structure of official government health agencies, the public health
workforce and the information systems employed in public health practice (U.S. Department of
Health and Human Services, 2000). A Stimulus Act was passed in 2009 requiring “meaningful
use.” Meaningful use of a patient portal extends beyond the traditional bounds of healthcare.
Meaningful use is verified objectives that physicians and hospitals must meet, including
documentation and reports regarding their patients smoking status, in order to qualify for
incentive payments through the government funded, Medicare and Medicaid. Clinicians and
hospitals qualify when they utilize technology privately and securely and adopt meaningful use
of health information technology. Healthcare organizations must prove “meaningful”
improvements via their EHR systems and patient portals in order for their organization to receive
financial funds from the government.
Literature Review
I will commence the literature review by providing a relevant conceptual framework to
orient the reader to what’s known about the electronic EHR, patient portal, ARRA legislation and
meaningful use. I will follow this by briefly covering previous studies in order to clarify and
illuminate not only the knowledge learned from these studies, but additionally to identify some
of the gaps and weaknesses learned in previous studies (see Figures 5, 6 & 7). I will conclude by
expanding upon the need for further research and demonstrate how with the help of advanced
technologies, like an EHR, practitioners in their clinical setting can identify and refer more
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 7
tobacco users to cessation methods than is possible outside of a medical facility and without the
use of an EHR.
Electronic Health Records
According to the studies of Bentz, Bayley & Bonin (2007), assessment, documentation,
advising and assisting tobacco users, among healthcare providers, has improved due to the use of
EHR. EHRs are a digital version of patient charts which can be utilized in order to quickly and
smoothly share patient information among multiple health care providers. EHRs are a collection
of a patient demographics, medical history, allergies, prescribed medication, radiology images,
immunization dates and information, laboratory/test results, vital signs, progress notes, smoking
information and diagnosis and billing information (Health IT, 2015). These digital files can
easily be updated and modified and can be securely accessed by an authorized user. They are
very useful for the continuum planning of patient care and safety.
Electronic health records (EHRs) are known for their ability to save time Kruse et al
(2012). EHR provides provide current health information, improve communication from one
provider to another, as well as within a health care facility. As part of the EHR workflow during
a patient visit, the EHR can be enabled to prompt the health care provider to inquire about
tobacco use (Table 1). The healthcare provider is prompted to offer tobacco quit line services if
the patient is interested in quitting, and includes an option in the EHR to document if the patient
declined services.
The research of Adsit et al. (2014) reveals that the regulatory policy of healthcare
organizations increasingly includes utilizing an EHR system for treatment. EHR are currently
being implemented in large healthcare organizations as well as some small private practices
across the United States due to the revamping of healthcare. Using an EHR system helps support
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 8
patients while providing workflow advantages to hospitals and clinics. The patient record is
available anywhere there is internet access. It provides easy accessibility of medical health
information. It can be used concurrently by clinical staff and business staff. Each can access and
contribute to the patient’s needs. It permits instant communication by vastly speeding data input
and retrieval. It makes the checkout process and billing simpler, especially when the transfer of
patient medical information can be done safely from one provider to another provider (or from
one healthcare institution to another) instantaneously. Wider use of EHRs in the future is
expected because of their numerous advantages; however without a patient portal, an EHR can
only be utilized by providers. It cannot be accessed by patients. Thus, it is critical to differentiate
between the EHR and the patient portal.
Patient Portal
Riippa, Linna, Rönkkö, and Kröger (2014) observed that the electronic patient portal is
gradually becoming a popular avenue for health care providers to offer information to and
interact with their patients. Patient portals are one of the components of an EHR. The patient
portal has been defined by the US government as “a secure online website that gives patients
convenient 24-hour access to personal health information from anywhere with an Internet
connection using a secure username and password” (Health It, 2013). A patient portal provides
easy visibility of the patient record, patient data, discharge summaries, medications, lab results,
electronic prescription refills, appointment schedules, and facilitates organization wide,
expedient retrieval of accurate and timely patient information. It is available anywhere there is
internet access. It provides easy accessibility of medical health information. It allows patients
and doctors to plan their personal commitments, in turn reducing stress of both patient and
doctor, which benefits patient overall health. Furthermore, it increases patient satisfaction and
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 9
effective treatment because with a patient portal the patient is more likely to become involved
with the plan and care of their health treatment. Fewer medical errors occur; and time is saved
for both health care providers and patients by having immediate access to patient medical
information. These time savers include less phone calls for appointments and fewer phone calls
for medication refills.
The major factor that identifies it as a patient portal is ownership, observes Kruse,
Bolton, & Freriks (2015). It is accessed by the patient, but owned by the physician or health care
establishment, and the organization manages it describes Kruse et al. (2015). The patient portal
acts as an intermediary between the patient and the organization. It can be used concurrently by
clinical staff, business staff and patients to integrate and promotes effective use of data.
Furthermore, a patient portal includes patients’ personal health records including smoking status
(Adsit et al., 2014). The innovative technology of the patient portal empowers doctors and their
staff with the tools needed to utilize and sustain a reliable smoking cessation intervention
platform. A patient portal allows the patient to feel and become empowered by their own active
role in their personal health. This increases patient satisfaction and effective treatment. The
patient portal is increasingly being used by health care providers to offer information and to
interact with their patients (Riippa et al., 2014). Implementation of a patient portal can aid in the
prevention and reduction of smokers while boosting the overall culmination of an organizations
economic security without jeopardizing its quality. According to Byczkowski et al. (2014) almost
seventy percent of parents of critically ill children agreed that the patient portal improved their
ability to manage and to understand their child’s condition.
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 10
ARRA
In response to the recession, 800 billion dollars was allocated as a stimulus to offset
further economic drain to our nation’s economy in The American Recovery and Reinvestment
Act (ARRA). The legislation in ARRA 2009 includes many measures to modernize, improve,
and promote technology innovation in our nation`s infrastructure. Nineteen billion of the over
800 billion was allocated with the goal that by the end of the second decade in the twenty first
century nine tenths of our health care data infrastructure will be stored within the patient portal
within the EHR, with an estimated date of 2020 to have more than ninety percent of a patient’s
info housed within an EHR (Lindholm et al., 2010). A main advantage of the patient portal is that
it is owned and managed by the health care organization, allowing the patient access to the data.
The Centers for Medicare & Medicaid Services (CMS) grant an incentive payment with
premiums paid over a five year period for eligible providers or hospitals that can demonstrate
and document the adoption of an EHR once the criteria requirement has been met. Eligible
professionals can receive up to $44,000 through the Medicare EHR Incentive Program and up to
$63,750 through the Medicaid System (CMS, 2015).
Health Information Technology for Economic and Clinical Health (HITECH) was signed
into law as part of ARRA. The HITECH Act supports the concept of EHR Meaningful Use and
proposes the meaningful use of interoperable EHRs as a critical national goal in US Health care
delivery systems to promote innovation while decreasing the excessive financial burden to health
care providers (Health IT, 2013).
Meaningful use is a set of standards defined by the Centers for Medicare & Medicaid
Services (CMS) to provide incentive payments of $40,000 to $60,000 to eligible physicians and
hospitals who adopt, implement, and upgrade or demonstrate meaningful use of certified
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 11
electronic health records (Health IT, 2015). Furthermore, some physicians and hospitals who do
not meet deadlines can be charged a penalty fee. The department of health and human services
has developed an inclusive process to develop the criteria or objectives (which were published
allowing feedback which resulted in 23 objectives for hospitals and 25 for clinicians and thus
resulted in providing a broader range of in freedom for providers to devise their own strategy
toward meaningful use (U.S. Department of Health and Human Services). These objectives
specifically state there needs to be “meaningful use” exhibited every calendar year by providers
to achieve increased patient-controlled data as it relates to patient portals to achieve significant
advances in health care processes and outcomes. Some of the benefits of meaningful use include
complete and accurate information, better access to information, and self-management.
Benefits of Meaningful Use
Complete and accurate information.
Meaningful use allows physicians and the staff to have all the information they need
regarding the patient and their health history even before they see them for their appointments.
The EHR is a system organized to ensure quick, secure and accurate electronic access to
information permitting rapid retrieval of data for patients as well as health care providers.
Beyond the obvious abilities of the EHR, such as its ability to allow more detail, the large
amount of information contained in an EHR, allows for complex, analytically structured analysis
and comprehensive clinical reports. In addition, this frees up the researcher’s time. Benefits of
these reports are broad and include, but are not limited to: the planning and monitoring of
performance that allow the practitioners to improve staffing needs while particularly addressing
integration and condensing of many differing jobs into fewer, more comprehensively defined,
jobs. Historically, analyzing such complex research was a very cumbersome, labor-intensive
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 12
activity of data abstracts which required a great deal of complex insight, a great deal of subtasks
and maximum involvement often leading to delayed, ambivalent or missing data (from literally
physical files) while imposing a very high cost on the healthcare organization and could possibly
be linked to business failure.
Better access to information.
Meaningful use allows for greater access to information and ability to easily share
information among doctors, clinics, hospitals and across health care institutions, which results in
better coordination of care, overall improvement in patient health, and a decrease in financial
burdens. Sophisticated access to information in hospitals permits more beds filled to capacity and
greater use of resources, which results in staff volume requirements being easier to predict while
simultaneously reducing the amount of redundant procedures and unnecessary staff activities
performed. Generally speaking, the meaningful and wide use of patient portals within the EHR
has the potential of contributing to knowledge in a variety of multivariate medical situations.
This knowledge can lend support to improved managerial decisions, more pertinent audits of
compliance, accounting/monetary gains. Furthermore, it allows for a widespread, broad range of
scientific analysis of archived clinical data, reducing the amount of discrepancies and historical
researchers necessary.
Self-Management.
Few patients are literally dying when they seek care and few are cured after they depart
their doctor’s office. In the interim there needs to self-management. Self-management
encourages health. Meaningful use within a patient portal allows patients to be more in control of
their own health which makes them more involved and active in their own and their family’s
healthcare. A patient portal empowers the patient. As technology improves healthcare has
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gradually moved into the hands of the patient. Patients, throughout history have been viewed as
uneducated, inept receivers of health care. And for good reason, most did not possess much
medical knowledge and thus could not cure or prevent their ailments. However, with the vast
amount of information available over the Internet, patients have emerged as an integral part of
healthcare. Patient portals allows the patient to advocate their thoughts and opinions, pushing
them to a more symbiotic role in their health. If the patient feels like he/she is in a subservient
role, he/she will be more apathetic to their natural ability to improve their health. Patients will be
more active in preventative health. Contrary to medical opinion, clients are more appropriate
judges of their level of pain than previously believed and can in fact accurately assess their
medical issues. Studies show that a patient’s investment in their personal healthcare dramatically
affects the outcome. Caretakers have been shown to have a bias toward pain perception and
treatment, and commonly underestimate pain severity and thus may under treat it (Hamill-Ruth
et al., 1999).
Prevention is health care self-managed.
If we want patients which suffer from tobacco related diseases to live longer and
experience a better quality of life, then we need to change the standards that neglect prevention,
diagnosis, and supportive care, otherwise known as the triple-neglect situation emphasizes Hong
et al. (2015). As a well-known proverb states, an ounce of prevention is worth a pound of cure.
Prevention is a necessary ingredient in protecting life. Prevention of a disease is cheaper and
more effective than managing an acquired condition which could have been prevented. Chronic
lung disease is more commonly treated than a sudden collapsed lung. The most effective way to
prevent chronic lung disease is to cease smoking. It’s well-known to most Americans that
patients who have a chronic disease caused by smoking, can improve their health by ceasing to
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 14
smoke. And, surprisingly an estimated 70% of all U.S. smokers desire to stop smoking (CDC,
2005a). Some headway has been made in eliminating smoking and thus reducing chronic health
problems. However, there is still a large percent of the population who smokes or, who may
begin smoking.
Support for prevention often requires continuing assistance, follow-up and periodic
support for the changes made in lifestyle and health-related behaviors as deemed appropriate.
The most effectual way to get people to stop smoking and prevent recurrence involves multiple
interventions and prolonged reinforcement. For this reason, general practitioners, nurses, health
professionals (or nonprofessional lay health workers such as administrative positions) can
educate clients personally through the aid of a patient portal, one of the components of a
sophisticated EHR system. The patient portal includes a patients’ personal health records, which
includes their smoking status. This technology can provide health care professionals, such as
general practitioners and nurses the critical communication prompts to remind and encourage
them and the other health staff of an organization to offer smoking cessation information to their
patients.
The eReferral Quitline Referral System
Wisconsin’s healthcare system has demonstrated the possibility as well as the success of
incorporating a smoking cessation intervention through their use of a modified EHR system,
explains Adsit et al. (2014); concluding, the patient portal in the EHR helps increase the
participation of patients who are smokers to cease smoking. Epic System Corporation (Epic) is
one of the largest EHR systems in the nation. Wisconsin`s healthcare system is using the Epic
system (Dean Health System) which is one of the largest telephone tobacco quitlines. The State
of Wisconsin uses the service of Alere Wellbeing, Incorporated (Alere) as the Wisconsin`s
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 15
Tobacco Quitline (WTQL). With the help of a modified EHR system, EPIC designed an
eReferral system for more efficient and faster ways to deliver treatments to patients who are
smokers.
The eReferral quitline is a referral system that is being used in Wisconsin’s healthcare to
document the Best Practice Advisory (BPA). BPA is an EHR tool to use for evidence-based
clinical intervention. BPA automatically generates a prompt in the system for clinicians to offer
the quitline services (See Figure 2). The main goal is to refer all adult patients in the system who
are willing to quit smoking to the WTQL for cessation services (Adsit et al., 2014).
There are two Dean Clinics in Wisconsin implementing these two Quitline processes. One
process involves sending a Fax-to-Quit referral form by fax manually. The other process involves
using an electronic eReferral method (Adsit et al., 2014). Studies show that eReferral helps
increase the participation of patients who are smokers in the quit line service compared to the
paper-based quit line service. Figure 3 is the patient portal under the eReferral smoking status
section of an EHR and shows the healthcare provider`s responsibilities to ensure that this is
completed.
Need for further research
Disparity between users.
National surveys in the US show that a majority of Americans are interested in electronic
access to their health related information, however the results, according to Byczkowski, Munafo
and Britto (2014) show there is a disparity between interest and the actual behavior of using the
patient portal. The Byczkowski et al. (2014) study determined the amount of people indicating
interest is much higher than those that are using the portal. In addition, the Goldzweig et al.
(2013) study determined disparities. The Goldzweig et al. (2013) study discovered disparities
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between the interrelated factors of income, education and vocation of portal users; and
concluded, by urging efforts be made in reducing socioeconomic disparities. The instruments
used in the Goldzweig et al. (2013) study included a modified EHR. The data retrieved from this
study was then analyzed and interpreted. The data indicated blacks, Latinos and Filipinos were
less likely to use the portal than whites. It also indicated that than those with an education at or
below a high school level education were less likely to utilize the patient portal than those with
college level education. Byczkowski et al. (2014) also noted that there is evidence of disparities
in patient portal enrollment and use by race and insurance status.
Furthermore, Goldzweig et al. (2010) addressed usability issues, noting in their research,
some human factors which negatively impacted usage of the patient portal. Byczkowski et al.
(2014) also noted some human factors which created a barrier to usage, such as users being
unable to recall their password. The Byczkowski et al. (2014) study stated the most common
reason that parents didn’t use the portal was never receiving or losing their password and
The socioeconomic disparities found among users, as well as the human factors, both warrant
further research to determine which area of the portal may impair or hinder the user. In addition,
it might be useful to not only look at the race of the user, but the language. If English is not the
user’s first language, this fact alone, would definitely cause a barrier to use of the patient portal.
Thus, further studies would be beneficial to determine whether different language options
programmed into the patient portal would enable more use among patients who have a primary
language other than English.
Goldzweig et al. (2013) also noted there was a slightly higher amount of females than
males that utilized the patient portal. Goldzweig et al. (2013) expounded on this, noting that not
only females used the portal more often but those in a more dire health status, such as patients
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with more diagnoses utilized the patient portal more often than those with fewer and less severe
health prognoses. Furthermore, patients with many prescribed medications were more likely to
use the patient portal than those with less health issues. As mentioned above those patients in a
more dire health status utilized the patient portal more frequently; and, I believe it’s worth noting
that parents of children suffering from life threatening illnesses did in fact use the portal the most
(with parents of children in need of cardiac surgery ranking the highest of diagnoses that
instigated the parents to more avidly utilize the portal, suggesting it is worth implementing a
brief and comprehensive patient portal training for those families whose children are victims of
extraordinary difficult health challenges).
Lessons Learned
The literature reviewed on the efficacy of utilizing a patient portal and an EHR helps
illuminate the lessons learned in previous studies. Fraser, Christiansen, Adsit, Baker & Fiore
(2013) addressed the lessons learned in their study which utilized a modified EHR for linking
recruitment of tobacco users while propagating and identifying an effective cessation
intervention for all smokers seen in primary care settings. Fraser et al. (2013) described five
lessons learned during their research which they felt would be useful to other researchers. The
first lesson identified by Fraser et al. (2013) is the need for a flexible design process. Fraser et al.
(2013) elaborates that there are limited options for determining how and where the study
invitation becomes visible and whether or not a mandatory pop-up response window is
important. The second lesson learned in the Fraser et al. (2013) research is the need to
understand the IT work process. Fraser et al. (2013) emphasized the importance of estimating IT
staff work requirements separately for each participating health care system. The third lesson (as
cited in Fraser et al., 2013) is language and communication, Fraser et al. (2013) discussed how it
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 18
is common for researchers to “speak a different language” than computer programmers. The
fourth lesson of Fraser et al. (2013) is need for adaptation to EHR differences due to the
differences and dissimilarities between vendor platforms which they suggested can lead to the
need for more vigilant training and follow up for the medical assistants or users. Fraser et al.
(2013) discussed the fifth lesson is to minimize modifications after the initial launch as post
launch modifications can be timely as well as costly. The sixth lesson of the Fraser et al. (2013)
research is privacy, which is critical in today’s hacking environment. Lesson seven of the Fraser
et al. (2013) research is extraction and knowledge of EHR data. The last lesson of Fraser et al.
(2013), lesson eight, is the fast-paced and time sensitivity of a medical staff and their day to day
hectic, and sometimes unfathomable work load. The interaction and documentation process
needs to be very brief. Fraser et al. (2013) documented in their study that two minutes is optimal,
which totaled six to eight minutes with a smoking rate of their patients at approximately fifteen
to twenty-five percent of all of their patients.
Due to the recentness of the legislation, it was difficult to locate studies which evaluated
patient satisfaction with their patient portal. The more health care organizations which offer a
patient portal will impact the success of future reviews. Future investigation would be helpful.
Methodology
In order for me to gather all the information needed for the literature review, my
professor, Barbara Piper, guided me towards discovering a topic. I was given an opportunity to
work with our National University librarian, Zemirah Lee, a very supportive librarian. She
ensured I was able to independently use National University’s online library and search engine. I
utilized the vast amount of information on the CDC.Gov website and HealthIT.gov website,
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 19
specifically searching for the terms: “meaningful use,” “ARRA,” and “HITECH.” They provided
me with useful information regarding legislation, meaningful use and the benefits and incentive
program (respectively). I queried the keywords: “patient portal,” “EHR,” in the following search
engines: Johanna Briggs Institute, google scholar, Centers for Medicaid and Medicare, Cochrane
library, PUBMED (MEDLINE), OVID, as well as hand-searching to find peer-reviewed,
scholarly articles. Differences in syntax led to different articles based on the search engine. If
there was more than 25 results, I utilized other applicable search strings to narrow the results.
The term “patient portal” is slow to transcend across different platforms, and thus the results
varied. In databases which used Boolean search operators, I searched for the combination of the
following key terms: smoking, smokers, tobacco users, cessation, ARRA, and patient portal.
Most search engines used Boolean search operators, which produced more relevant literature. I
tried to circumvent bias however found this somewhat difficult. The higher grade research
journals are well funded and likewise have a larger base of readers; thus, articles from these
journals tend to be cited more often than studies with a lower percentage of readers. In addition, I
utilized ProQuest, DOAJ Directory of Open Access Journals, and Academic on file to further my
research. Over 200 articles were screened and analyzed. Of the 200, 25 were deemed acceptable
and analyzed further.
Evaluation of Evidence
Author and Date
Methods Sample/Setting
Design Intervention Measures
Major Findings
Recommendations/Gaps
Adsit et al. (2014)
Two Dean Clinics in Madison, WI. One a
family medicine
Targeted smokers visiting a physician via the eReferral
Measuring and tracking the referral rate of smokers utilizing an
EHR integrated e-Referral Quitline use is effective in boosting rate of smoking
Increase quitline exposure because only one percent of smokers in the USA use a quitline. However those that
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 20
primary care clinic with 7 physicians and one a pulmonary speciality
with 6 physicians.
(electronic) in comparison to the paper fax to quit referral system
EHR integrated quitline
cessation utilize a quitline show increased cessation rates
Bentz et al. (2007)
Nineteen primary care clinics in Oregon.
Clustered randomized clinical trial
Determine whether EHR generated provider performance feedback increases tobacco cessation efforts in primary care clinics
Providers had higher rates of EHR documentation of asking about tobacco use with almost double documentation of assistance with quitting.
More focus on lead nurses. Lead nurses appear to be the most active vehicle to encourage medical assistants to ask and assist patients with quitting, thus should be the staff targeted
Boyle et al. (2014)
EHR’s to prompt tobacco use in healthcare settings.
Randomized studies and non- randomized studies
Access the effectiveness of electronic health record facilitated interventions on smoking cessation support and outcome.
Modest improvement in providing a smoking cessation intervention when EHR facilitated
Conduct a meta-analysis to provide a precise estimate of smoking cessation when prompted by an EHR
Byczkowski et al. (2014)
A tertiary children’s hospital
Cross sectional telephone survey with semi structured interviews
Understand perceptions of the usability Understand the value of patient portals of parents of children with a chronic disease
Most parents agreed the patient portal was timely, accurate and useful in managing their child’s condition
Increase awareness of the patient portals existence
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 21
Fraser et al. (2013)
Primary care settings in southern Wisconsin. Patients recruited from 10 -12 family practice clinics.
Compare multiple smoking cessation interventions
The use of the EHR for linking recruitment and intervention in identifying effective cessation interventions for all smokers seen in primary care settings
The EHR is a powerful tool to facilitate a team science approach. The interaction and documentation process required less than two minutes for each smoker or 6-10 minutes for each MA over a full clinic day.
Studies to determine how and where the pop-up prompt alerts the medical assistants / nurse would be helpful. Studies to determine if documentation of smoking status should be mandatory.
Goldzweig et al. (2013)
Group Health network of clinics and Partners HealthCare network of clinics.
Two reviewers extracted the data of randomized controlled trials. No meta_analysis.
Measuring the satisfaction level of clinical care & patient outcomes from tethered patient portals to an EHR
Patient attitudes are positive. However, they may be more effective when used w/ case mgmt. Evidence is insufficient. Socioeconomic disparities.
Reduce socioeconomic disparities by addressing usability issues.Gap in reporting- difficult to determine if it was failure of portal intervention or failure of reporting
Hivert et al. (2009)
78,293 patients from twelve primary care practices receiving regular care over a three year period
Defined patients with risk factor clustering using MetS characteristic.
Measuring whether the use of EHR data is beneficial to identify at-risk patients
EHR data is useful to target lifestyle interventions for primary prevention of CHD and reduce health care cost
Developers of future guidelines should require EHR data and metabolic syndrome combined to identify patients and populations at risk
Kruse et al. (2015)
Peer-reviewed observational studies which evaluated patient
There were no human subjects in this study. All information was
Measuring the success of the patient portal in regards to its effect on quality of
More health care organizations offer features of a patient portal than 4 years ago. There is an
Increase the amount of training and quantity of technical support and increase internet access. These both
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 22
portals between the dates from Jan 1, 2011 to August 24, 2014.
retrieved from secondary data sources
care, medical outcomes and patient satisfaction
increase in customer satisfaction and retention but weakness on medical outcomes.
contributed to identified adaptation barriers.
Kruse et al. (2012)
Two community health centers serving low income patients in Boston, Massachusetts
Mixed method design calculated the average number of referrals per PCP
Measured the benefit of a one click functionality added to an EHR to improve delivery of tobacco cessation treatment
Functionality added to an EHR allowed PCPs to refer smokers to a centralized tobacco treatment coordinator who called smokers, provided brief counseling and provided an opportunity for feedback
Sending monthly performance reports to the PCPs. Peer pressure may encourage PCPs to refer their patients to evidence-based tobacco cessation treatment.
Lindholm et al. (2010)
Dean Health System and the University of Wisconsin School of Medicine and Public Health modified 18 primary care clinic’s
Cross-sectional study focused on a single health care system. One year before implementation and one year after intervention implementation.
Measuring the success of EHR to identify and treat tobacco users. EHR to include tobacco intervention prompts
A large health care system can increase the identification of smokers. Brief tobacco dependence interventions can be built into primary care when an EHR is used.
Develop more EHR stratification tools that better define which components and categories can be built into health care systems to identify smokers.
Piper et al. (2013)
Two primary care clinics, Aurora Health Care and Dean Health
Targeted Smokers in the motivation phase while visiting a primary care
Measuring the success of a chronic care model in treating tobacco dependence
Smokers offered cessation interventions at a primary care clinic visit, versus mass mailing are
Need newer more effective models to increase percentage of smokers who receive advice to quit. One third of patients were not
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 23
System. Wisconsin, US.
clinic for regular care.
integrated into EHR of PHP to identify and treat tobacco users. prompted through the use of a chronic care model
more likely to participate in treatment and quit smoking.
invited. Mandatory documentation section may have caused MA’s to fail to invite due to time constraints. Providing MA’s feedback would be beneficial. Needs alternate approaches to better compare research.
Synthesis and Summary
The literature reviewed indicates health organizations using an EHR with a patient portal
for identifying tobacco users who are willing to quit will have a broader success rate than those
health organizations not utilizing a patient portal. The literature reviewed emphasizes the active
role patient portals play in identifying and following up with patients who have tried to quit
smoking but have not been successful in the past; and, elaborates on this point by demonstrating
that smokers whom have access to a patient portal have a more positive outcome than those that
do not utilize a patient portal. The literature assessed demonstrates that with the help of advanced
technologies like an EHR, practitioners can reduce medical expenses. The literature describes
how a sophisticated EHR provides the backbone for a more reliable smoking cessation
procedure, accords fewer errors, and ensures a better overall patient success and satisfaction
guarantee than word of mouth prompted by sheer memory of the medical staff assessing the
patient. The evidence demonstrates that an industry wide use of a patient portal within the EHR
will increase the likelihood of smokers successfully quitting.
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 24
The lack of evidence evaluating tobacco cessation rates amongst the medical institutions
which have implemented a patient portal, in comparison with those which have not implemented
a patient portal, warrants a widespread analysis of the association between smoking cessation of
those medical organizations using a patient portal as opposed to those medical institutions not
using a patient portal.
Recommendation
Future investigation would be helpful to better understand the most efficient, effective
time-sensitive modified EHR to help medical assistants identify and aid in smoking cessation. It
is critical that there needs to be a friendlier user-interface design. It would be beneficial for the
programmers of the software to physically go out into the medical environment and take a walk
in the life of the “roomers” or nurses (the primary user of the software) so they are able to
understand their time constraints as well as their needs, and incorporate these needs into the EHR
portal design. The programming of the software is central to its utilization.
Not only do the programmers need to create user-friendly systems monitoring the use to
determine which screens cause confusion and what enhancements or changes they can
incorporate into the patient portal so that it is simpler to use for the less computer literate medical
staff, but they also need to design the portal so that all patients have equal opportunities to
successfully utilize it. As stated previously, it is suggested the EHR programmers need to create
user-friendly systems monitoring the use to determine which screens cause confusion and what
enhancements or changes they can incorporate into the patient portal so that it is simpler to use
for the less computer literate individuals. A sophisticated EHR system is only as good as those
trained to use it. If there is poor training, there will be poor results. One suggestion would be to
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 25
designate an IT member to meet up with the medical staff of the organization that will primarily
be using the tobacco cessation intervention software platform, and equally important, there needs
to be a designated staff member of the medical facility that is trained to meet one on one with
any of the patients to ensure that each patient is comfortable setting up, navigating, and
comprehending how to access all the patient portal’s sites features.
Some headway has been made in eliminating smoking and thus reducing chronic health
problems. However, there is still a large percent of the population who smokes or, who may
begin smoking. Prevention cannot be emphasized enough. Persuading our nation’s youth not to
smoke before they begin smoking is fundamental. A social media advertisement campaign
(Facebook, Twitter and Instagram) about tobacco cessation would increase awareness on how
tobacco use inevitably damage the health of the smoker`s (especially young adults). An efficient
way to prevent young people from smoking is stopping their older family members from
smoking. I conclude with an urge for other researchers to delve further into this investigation. A
deterioration of a country’s overall health eventually leads to a deterioration in its economic
growth. Society reaps the benefits of a healthy population and a healthier labor pool.
Many people with nicotine addiction become lost in the healthcare system. If support to
cease smoking is not provided, the victim of the addiction may give up rather than stop smoking.
The physician who knows their patients background can be more adept at offering solutions to
the most profound case of nicotine addiction. Advice and help, along with routine follow-up by
healthcare professionals can be effective in nicotine addicts change their risky behavior. It is
recommended that there be a set of standardized policies so that all clinics and hospitals will
have an interoperable cessation application. This will enable each patient`s healthcare provider to
follow up regarding the smoking status of the patient, while having better access on patients
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SMOKING CESSATION: THE EFFICACY OF A PATIENT PORTAL IN AN EHR 26
health information. A thorough assessment of the patient whom uses tobacco, as well as a
commitment to quit, and a follow up clinical visit scheduled.
It’s well-known to most Americans that patients who have a chronic disease caused by
smoking, can improve their health by ceasing to smoke. Overall, an estimated 70% of U.S.
smokers desire to stop smoking (CDC, 2005a). The most effectual way to get people to stop
smoking and prevent recurrence involves multiple interventions and prolonged reinforcement
utilizing meaningful use of a patient portal within an EHR.
The prevention of disease is one of the most rapidly evolving and is an issue growing in
importance in the United States and the rest of the world. As I have explored, the main function
of the healthcare organization is the protection of the health of its community. A major activity in
protection of a community’s health is management and prevention of life threatening illnesses.
Aggregate data demonstrates we need protocols to support the prevention of disease. Technology
allows the healthcare industry the successful protocols to be instituted; one specific protocol, a
cessation protocol allowing prompts to alert the medical staff to suggest a plan of action for
patients, whom are smokers, whom may have not been successful in the past at ceasing to
smoke. Furthermore, it can flag future health care providers to their patients’ progress in the
addiction cycle and allow the provider to individually offer support and suggestions or even a
specific plan, which in the past was not possible. The possibilities of this EHR technology and
the patient portal is still in its infancy and therefore, although there is not yet a straightforward
path to follow, there are theoretically sound examples of how effective this cessation approach
will be toward putting a halt to the unfortunate series of diseases caused by smoking.
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APPENDIX
Table 1 (Adsit et al., 2014)
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Figure 2 (Lindholm et al., 2010)
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Figure 3 (Kruse et al., 2012)
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Figure 4 Comparison Studies
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Figure 5, 6 Comparison of Studies