sixth framework programme for research & technological ...€¦ · european commission research...

EUROPEAN COMMISSION RESEARCH DIRECTORATE-GENERAL Directorate A – Interinstitutional and Legal Matters – Framework Programme

Brussels, February 2008

Sixth Framework Programme for Research & Technological Development

Policy Oriented Research (SSP)

Outcomes from the SSP Programme 2002-2006

Covering calls: FP6-2002-SSP-1

FP6-2003-SSP-2-SARS FP6-2003-SSP-3 FP6-2004-SSP-4

FP6-2005-SSP-5A FP6-2005-SSP-5B-INFLUENZA

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Table of Contents

1. INTRODUCTION..........................................................................................................................................3

2. CALLS FOR PROPOSALS AND PROPOSALS RECEIVED..................................................................5

3. EVALUATION OUTCOMES ......................................................................................................................6

4. PARTICIPATION BY COUNTRY IN FUNDED PROJECTS .................................................................8

5. PARTICIPATION BY PROGRAMME AREA ..........................................................................................8

6. POLICY RELATED RESEARCH IN FP7............................................................................................... 10

Annexes

Annex 1 – Overview of funded proposals by work programme area. 11 Annex 2: Overall Statistics for Funded Projects from Call FP6-2002-SSP-1. 12 Annex 3: Overall Statistics for Funded Projects from Call FP6-2003-SSP-2-SARS. 14 Annex 4: Overall Statistics for Funded Projects from Call FP6-2003-SSP-3. 15 Annex 5: Overall Statistics for Funded Projects from Call FP6-2004-SSP-4. 17 Annex 6: Overall Statistics for Funded Projects from Call FP6-2005-SSP-5A. 19 Annex 7: Overall Statistics for Funded Projects from Call FP6-2005-SSP-5B- INFLUENZA. 21 Annex 8: Country Participation by Work Programme Area (All Calls). 22 Annex 9: Overall Participation by Country in the SSP Programme 2002-2006. 26

1. INTRODUCTION

The FP6 Specific Programme 'Integrating and Strengthening the European Research Area' included a specific activity on 'Policy Orientated Research'. This activity, the 'Scientific Support to Policies' (SSP) programme, provided funding for research in topics related to key European policy areas. The FP6 Specific Programme text highlighted the following areas in particular:

• The Common Agricultural Policy (CAP) and the Common Fisheries Policy (CFP);

• Sustainable Development, in particular the Community policy objectives relating to environment, including those set out in the 6th Environment Action Programme; energy (the Green Paper 'Towards A European Strategy for the Security of Energy Supply'); and transport (the White Paper on European transport policy);

• Other Community policies, namely health (in particular public health), regional development, trade, development aid, internal market and competitiveness, social policy and employment, education training and culture, gender equality, consumer protection, the creation of an area of freedom, security and justice, external relations including those policies in support of enlargement, and including the requisite statistical methods and tools;

• Community policy objectives deriving from the political orientations given by the European Council, with regard to, for instance, economic policy, the Information Society, as well as e-Europe, and enterprise.

A total of six calls for proposals were issued during the four years of the FP6 SSP programme. Four of these calls covered a broad range of policy areas. Two of the calls were in response to immediate policy needs – namely SARS and avian and pandemic human influenza.

The Programme Committee has previously received a report on the outcome of the evaluation of each of the calls, together with a range of statistics on the projects selected for funding from each of these calls. Subsequently, the Committee was also sent details of the projects selected for funding following contract negotiation, for which the Committee was asked either to give an opinion or to note, depending on the overall contact value, in accordance with the applicable rules for FP6.

This report provides an overview of all projects funded; including a full breakdown of the contracts finally awarded following contract negotiation for each of the calls for proposals. It therefore provides an overview of the SSP programme as a whole. The report contains statistical information on the funded projects, giving information on the number of projects funded, the number of participants involved, and the overall EC financial contribution to projects. These statistics are provided as a global total for all six calls for proposals and, separately, for each individual call.

In total, some 355 SSP projects were funded. Information on the scientific content of these projects is available from the SSP website on Europa at the following web address: http://ec.europa.eu/research/fp6/ssp/themes_en.htm. Currently, the projects from the first three calls are available on the site. The projects from the last three calls are partially available.

In addition, statistics are also given for each area of the work programme. In alignment with the Specific Programme, the SSP programme was structured around three main priorities:

http://ec.europa.eu/research/fp6/ssp/themes_en.htm

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• Sustainable management of Europe's natural resources;

• Providing health, security and opportunity to the people of Europe; and

• Underpinning the economic potential and cohesion of a larger and more integrated European Union.

These priorities were structured into a series of further sub-areas, as shown in the lists below. A statistical overview of all projects by these sub-areas is also given. It should be noted, however, that the statistics for areas 1.1 and 1.2 are given collectively as these areas were presented together in the work programme, in the last two calls.

1. Sustainable Management of Europe's natural resources.

1.1 Modernisation and sustainability of agriculture and forestry, including their multifunctional role in order to ensure the sustainable development and promotion of rural areas. 1.2 Tools and assessment methods for sustainable agriculture and forestry management. 1.3 Modernisation and sustainability of fisheries, including aquaculture-based production systems. 1.4 New and more environment friendly production methods to improve animal health and welfare including research on animal diseases such as foot and mouth disease, swine fever and development of marker vaccines. 1.5 Environmental assessment (soil, water, air, noise, including the effects of chemical substances). 1.6 Assessment of environmental technologies for support of policy decisions, in particular concerning effective but low-cost technologies in the context of fulfilling environmental legislation.

2. Providing health, security and opportunity to the people of Europe

2.1 Health determinants and the provision of high quality and sustainable health care services and pension systems (in particular in the context of ageing and demographic change). 2.2 Public health issues, including epidemiology contributing to disease prevention and responses to emerging rare and communicable diseases, allergies, procedures for secure blood and organ donations, non-animal tests. 2.3 The impact of environmental issues on health (including safety at work and methods for risk assessment and the mitigation of risks of natural disasters to people). 2.4 Quality of life issues relating to handicapped/disabled people (including equal access facilities). 2.5 Comparative research of factors underlying migration and refugee flows, including illegal immigration and trafficking in human beings. 2.6 Improved means to anticipate crime trends and causes, and to assess the effectiveness of crime prevention policies; assessment of new challenges related to illicit drug use. 2.7 Issues related to civil protection (including biosecurity and protection against risks arising from terrorist attacks), and crisis management.

3. Underpinning the economic potential and cohesion of a larger and more integrated EU 3.1 Underpinning European integration, sustainable development, competitiveness and trade policies (including improved means to assess economic development and cohesion).

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3.2 The development of tools, indicators and operational parameters for assessing sustainable transport and energy systems performance (economic, environmental and social). 3.3 Global security analysis and validation systems for transport and research relating to accident risks and safety in mobility systems. 3.4 Forecasting and developing innovative policies for sustainability in the medium and long term. 3.5 Information Society issues (such as management and protection of digital assets, and inclusive access to the information society). 3.6 The protection of cultural heritage and associated conservation strategies. 3.7 Improved quality, accessibility and dissemination of European statistics

2. CALLS FOR PROPOSALS AND PROPOSALS RECEIVED

Six calls for proposals were issued under the SSP programme.

The first call, FP6-2002-SSP1, was published on 17 December 2002, with a deadline for submission of proposals on 13 March 2003 and a budget of €149.1M. All areas of the programme, with the exception of area 3.3 (see above), were open for proposals and the work programme contained 124 tasks. A total of 212 eligible proposals were received, covering 94 of the research tasks.

The second call, FP6-2003-SSP2-SARS, was published on 3 July 2003, with a deadline of 30 September 2003 and an initial call budget of €9M. The call was a specific targeted call issued in response to the SARS outbreak in early 2003. The call was issued in response to the extraordinary Council of Ministers (Employment, Social Affairs, Health and Consumer Affairs configuration) meeting of 6 May 2003, less than two months following the meeting. Only one area of the work programme, area 2.2, was open for proposals with a total of five research tasks. Some 18 eligible proposals were received in response to the call, covering four of the five tasks.

The third call, FP6-2003-SSP3, was published on 10 October 2003, with a deadline of 13 January 2004, and a budget of €83.1M. All areas of the work programme were open for proposals, with the exception of areas 2.5, 2.6, 3.1 and 3.7, and the work programme contained 91 tasks. Some 231 eligible proposals were received, covering 82 of the research tasks.

The fourth call, FP6-2005-SSP4, was issued on 30 October 2004, with a deadline of 1 February 2005, and a budget of €77.8M. All areas of the work programme were open, with the exception of areas 2.1, 2.2, 2.4, 3.1 and 3.7, and the work programme contained 86 tasks. A total of 188 eligible proposals were received, covering 66 of the research tasks.

The fifth and sixth calls, FP6-2005-SSP5A and FP6-2005-SSP5B-INFLUENZA, were both issued on 22 December 2005 with a deadline of 22 March 2006. The fifth call, was a broad based call, with all areas of the work programme open, with the exception of areas 3.1, 3.5 and 3.7, and a budget of €77.0M. The final call focussed on avian and human pandemic flu and, as such, was only open for proposals in work programme areas 1.4 and 2.2. The call had an initial budget of €20M. In total, some 335 eligible proposals were received for call 5A, a much higher number than for any previous SSP call, covering 105 of the 112 tasks and sub-tasks in

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the call. For call 5B-INFLUENZA, some 51 proposals were received, covering all 11 tasks included in the work programme.

3. EVALUATION OUTCOMES

The proposals received for all calls were evaluated in the standard way for FP6. More than 800 independent evaluators were involved in the review process. In total some 355 of the 1035 proposals submitted to all calls were funded – table 1 below. The overall success rate for the SSP calls was therefore 34.3%; the success rates for individual calls varied from 32.5% (for call SSP-3) to 38.9% (for the specialist call SSP-2-SARS). These success rates are relatively high when compared to some of the other areas of FP6. This can perhaps be attributed to the very specific, top-down, nature of the research tasks in the SSP Programme.

Call Proposals Submitted Contracts Awarded

FP6-2002-SSP-1 212 78

FP6-2003-SSP-2-SARS 18 7

FP6-2003-SSP-3 231 75

FP6-2004-SSP-4 188 68

FP6-2005-SSP-5A 335 110

FP6-2005-SSP-5B-INFLUENZA 51 17

TOTAL 1035 355

Table 1: Evaluation Outcomes from the SSP Calls 2002-2006

A breakdown of the number of funded proposals for each area of the work programme, by call and by number of tasks, is given in Annex 1.

As set out in the reports presented to the Programme Committee following each call, and as stated in the previous section, not all tasks attracted proposals, and after evaluation there were a significant number of tasks which were not covered by good quality, selected, proposals. Many of the earlier tasks were repeated, with reformulation in subsequent work programmes to ensure that all policy requirements were addressed and the Specific Programme fully implemented. This percentage of uncovered tasks therefore decreased for each call, from 43% in call SSP1 to 15% in call SSP5A.

A total of 3561 partners were funded through these 355 projects, as shown in Table 2 below. The total eligible cost of these projects was some EUR 520.7 million, of which the EC financial contribution was EUR 379.8 million or 73% of the total eligible costs.

The average number of partners per project for the overall SSP programme was therefore 10.0. The average number of partners per project was higher for the earlier calls: 12.6 for call SSP-1 and 11.3 for SSP-2-SARS; and somewhat lower for the later calls: 8.3 for calls SSP-5A and 10.3 for call SSP-4. It should be noted that the number of partners/project is strongly influenced by the instruments available for the call, and the later calls had a higher level of Coordination Actions and Specific Support Actions (cf SSP1 20.5% CA/SSA and SSP5 45.5% CA/SSA), instruments which generally have smaller consortia numbers and so lead to a lower average number of partners. However, equally, the average number of partners for funded STREP projects was also lower for the later calls, varying from an average of 12.41 partners

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for funded STREP projects from call 1, to an average of 8.64 partners for funded STREP projects in call 5B. A breakdown of the calls by funding instrument is given in Annexes 2-7.

SSP Call Contracts Participants Total Eligible Cost (EUR)

EC Financial Contribution (EUR)

FP6-2002-SSP-1 78 982 170 745 519 116 046 649

FP6-2002-SSP-2-SARS 7 79 21 767 005 13 646 738

FP6-2002-SSP-3 75 702 100 844 382 78 520 204

FP6-2002-SSP-4 68 698 80 872 523 62 624 076

FP6-2002-SSP-5A 110 917 103 203 610 79 221 270

FP6-2002-SSP-5B-INFLUENZA

17 183 43 279 289 29 695 089

TOTAL 355 3561 520 712 328 379 754 026

Table 2: Breakdown of funded projects from the SSP Calls 2002-2006

SSP Call Number of STREPS Total number of

partners Average number of partners for STREPS

FP6-2002-SSP-1 64 794 12.41

FP6-2002-SSP-2-SARS 7 79 11.29

FP6-2002-SSP-3 46 431 9.37

FP6-2002-SSP-4 31 344 11.10

FP6-2002-SSP-5A 60 539 8.98

FP6-2002-SSP-5B-INFLUENZA

14 121 8.64

Table 3: Average numbers of partners for funded STREP projects.

Across all calls, the majority of participants in funded projects were from higher education establishments and from research organisations (on average 30.2% and 46.8% respectively). A small proportion of participants in all calls, some 4.7% (average figure across all calls) were from industry. This relatively low level of industry participation could perhaps be expected, however, for policy focussed research projects. A relatively high percentage of participants (18.1% across all calls) were from other sectors, notably Government, not for profit, campaigning organisations, etc. A breakdown of participants by organisation type, for each call, is given in Annexes 2-7.

The remaining sections of the report, present statistical information on the contracts awarded for each of the calls, and for the SSP programme as a whole, giving information on the countries coordinating and participating in proposals, the financial breakdown by partner, for each call, for all calls, and for the areas of the work programme. Clearly, in reviewing these statistics, it must be borne in mind that the SSP programme covers a wide range of research areas, and has projects of widely varying size and duration, with an equally divergent involvement of participants.

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4. PARTICIPATION BY COUNTRY IN FUNDED PROJECTS

The breakdown of the participation by country in funded SSP projects for each call for proposals is given in Annexes 2-7, together with the overall statistics for country participation in all projects funded through the programme in Annexes 8 and 9. These overall statistics, for Member States and FP6 Associated States, are also given in table 4 (on the following page). The figures shown as 'EU' correspond to the participation of the Joint Research Centre (JRC) and those as 'INT' to international research organisations, such as CERN, EMBL, etc.

As can be seen, from table 4, all Member States and Associated States, with the exception of Liechtenstein participated in the FP6 SSP programme. Overall the United Kingdom (12.6%), Germany (9.9%), France (9.3%), the Netherlands (7.9%), Italy (7.8%) and Spain (6.2%) had the highest number of participations. The highest number of project coordinators came from the Netherlands (17.5%), Germany (15.8%), France (14.4%), the United Kingdom (12.7%), Italy (7.6%) and Belgium (6.8%). The countries receiving the largest overall EC financial contribution from the programme were the United Kingdom (16.2%), Germany (12.8%), the Netherlands (11.1%), France (9.9%), Italy (7.3%) and Belgium (5.5%).

5. PARTICIPATION BY PROGRAMME AREA

An overview of the number of participations by country in each of the work programme areas is given in Annex 8. The numbers of participations in each individual area of the work programme reflect the overall distribution of country participations, with some variance in the order of the countries with the strongest participation. In area 1 of the work programme, 'Sustainable Management of Europe's Resources', the United Kingdom (261 participants), France (220 participants), Germany (174 participants), the Netherlands (148 participants), Italy (143 participants) and Spain (131 participants) are the countries with the highest numbers of participants. However, on examining the statistics, other patterns emerge, for example in area 1.3 of the work programme, 'Modernisation and Sustainability of Fisheries, Including Aquaculture-Based Production Systems' the countries with the highest number of participations are: the United Kingdom (97 participants), France (60 participants), Spain (50 participants), Norway (40 participants), Denmark (37 participants) and Italy (30 participants). There is also a very significant third country representation in projects in area 1 of the work programme, with 40 other countries involved in at least one project, representing some 4.1% of the overall participants. The third countries most involved in this area of the work programme are China (11 participants) and Russia (six participants). Area 2 of the work programme, 'Providing Health, Security and Opportunity to the People of Europe', has a similar pattern of participations. The United Kingdom has the highest level of participations (106 participants), followed by Germany (86 participants), Italy (80 participants), the Netherlands (69 participants), France (63 participants) and Spain (49 participants). This pattern of country representation is relatively uniform across all parts of Area 2 of the work programme. Notable exceptions are in Area 2.5 of the work programme, 'Comparative research of factors underlying migration and refugee flows, including illegal immigration and trafficking in human beings', where Poland and Austria are more strongly represented in funded projects, and in Area 2.2 of the work programme, 'Public health issues, including epidemiology contributing to disease prevention and responses to emerging rare and communicable diseases, allergies, procedures for secure blood and organ donations, non-

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animal tests' which has a particularly strong Chinese participation in funded projects, notably for the projects funded through the dedicated calls for SARS and influenza. There is a different pattern of participation of third countries in area 2 of the work programme, with a higher overall level of participation, 5.3%, and focussed on fewer countries. Some 11 third countries are involved as participants in this part of the work programme, with China (22 participants) and Russia (five participants) particularly well represented, as noted above.

Country No. of Coordinators Participations EC Contribution No. % No. % € % Austria 13 3.7 82 2.3 10 474 023 2.8Belgium 24 6.8 175 4.9 20 924 502 5.5Bulgaria 1 0.3 30 0.8 953 578 0.3Cyprus 0 0.0 13 0.4 442 285 0.1Czech Republic 2 0.6 67 1.9 3 940 479 1.0Germany 56 15.8 352 9.9 48 559 698 12.8Denmark 10 2.8 128 3.6 15 719 532 4.1Estonia 0 0.0 24 0.7 988 521 0.3Greece 11 3.1 108 3.0 10 349 417 2.7Spain 12 3.4 220 6.2 19 405 475 5.1Finland 7 2.0 76 2.1 7 749 755 2.0France 51 14.4 333 9.4 37 707 953 9.9Hungary 2 0.6 79 2.2 5 317 334 1.4Ireland 3 0.8 49 1.4 5 821 301 1.5Italy 27 7.6 279 7.8 27 906 643 7.3Lithuania 0 0.0 27 0.8 955 835 0.3Luxembourg 0 0.0 4 0.1 404 380 0.1Latvia 0 0.0 17 0.5 790 040 0.2Malta 0 0.0 6 0.2 359 740 0.1Netherlands 62 17.5 281 7.9 42 131 529 11.1Poland 2 0.6 107 3.0 6 762 911 1.8Portugal 3 0.8 47 1.3 3 231 575 0.9Romania 0 0.0 29 0.8 1 021 548 0.3Sweden 9 2.5 107 3.0 9 610 952 2.5Slovenia 2 0.6 44 1.2 3 396 461 0.9Slovakia 0 0.0 27 0.8 1 246 659 0.3UK 45 12.7 449 12.6 61 454 234 16.2 EU (JRC) 0 0.0 39 1.1 4 124 949 1.1 Switzerland 5 1.4 71 2.0 5 578 316 1.5Croatia 0 0.0 10 0.3 320 218 0.1Iceland 1 0.3 10 0.3 1 181 230 0.3Israel 0 0.0 10 0.3 926 355 0.2Liechtenstein 0 0.0 0 0.0 0 0.0Norway 7 2.0 93 2.6 11 119 124 2.9Turkey 0 0.0 15 0.4 692 668 0.2 Other Countries 0 0.0 153 4.3 8 219 614 2.2 TOTALS 355 3561 379 788 834 Table 4: Participation by Individual Country in the SSP Programme 2002-2006 Area 3 of the work programme, 'Underpinning the Economic Potential and Cohesion of a Larger and More Integrated Europe', has a distribution of participants along similar lines. In this area of the work programme Germany has the highest number of participants (92

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participants), followed by the United Kingdom (82 participants), the Netherlands (64 participants), Italy (56 participants), France (50 participants), Belgium (40 participants) and Spain (40 participants). This pattern of country participation in funded projects is relatively uniform across all parts of this area of the work programme. Third country participation in Area 3 of the work programme is lower than in other parts, with a total of 25 third country participants in funded projects, including Russia (three participants), and Chile, China, Egypt, India, Paraguay and Tunisia (each with two participants).

6. POLICY RELATED RESEARCH IN FP7

The SSP programme is not continued in FP7; instead policy research is fully embedded in each of the Themes of the Cooperation Specific Programme, which collectively cover the range of policy issues addressed by the SSP programme, as explained in the Specific Programme text:

“The continued relevance of the Themes to the formulation, implementation and assessment of EU policies and regulations will be ensured. This concerns policy areas such as those of health, safety, consumer protection, energy, the environment, development aid, fisheries, maritime affairs, agriculture, animal health and welfare, transport, education and training, information society and media, employment, social affairs, cohesion, and justice and home affairs, along with pre-normative and co-normative research relevant to improving the quality of standards and their implementation”

Each Theme also has the flexibility to introduce new, additional topics relating to unforeseen policy needs, such as the SARS and influenza calls under SSP. Indeed, the Specific Programme text states that the Themes will:

“respond in a flexible way to new policy needs that arise during the course of the Framework Programme, such as unforeseen developments or events requiring a quick reaction like new epidemics, emerging concerns in food safety, natural disaster responses or actions of solidarity. This will be implemented in close relationship with the relevant European Union policies. The annual work programme may be altered in the event of urgent research needs.”

Statistical Annexes Annex 1 – Overview of funded proposals by work programme area. Area 1: Sustainable Management of Europe's Natural Resources.

Call/Area SSP1 SSP2 SSP3 SSP4 SSP5A SSP5B TOTAL T P T P T P T P T P T P T P 1.1/1.2 21 16 - - 24 19 17 15 30 25 - - 92 751.3 10 7 - - 9 8 13 16 18 16 - - 45 471.4 7 5 - - 5 5 4 3 5 5 7 11 28 291.5 8 6 - - 7 6 9 7 9 10 - - 33 291.6 5 3 - - 3 3 2 0 3 4 - - 13 10TOTAL 51 37 - - 48 41 45 41 65 60 7 11 211 190

T- number of tasks in the work programme; P – number of proposals funded. Area 2: Providing Health, Security and Opportunity to the People of Europe Call/Area SSP1 SSP2 SSP3 SSP4 SSP5A SSP5B TOTAL T P T P T P T P T P T P T P 2.1 7 3 - - 6 5 - - 7 8 - - 20 162.2 8 2 5 7 7 4 - - 5 5 4 6 25 242.3 3 0 - - 4 2 3 1 3 3 - - 13 62.4 3 3 - - 4 5 - - 2 3 - - 13 112.5 7 1 - - - - 4 2 2 4 - - 13 72.6 8 5 - - - - 3 0 3 2 - - 14 72.7 5 3 - - 2 1 7 3 1 1 - - 13 8TOTAL 41 17 5 7 23 17 17 6 23 26 4 6 111 79

T- number of tasks in the work programme; P – number of proposals funded. Area 3: Underpinning the Economic Potential & Cohesion of a Larger and More Integrated EU Call/Area SSP1 SSP2 SSP3 SSP4 SSP5A SSP5B TOTAL T P T P T P T P T P T P T P 3.1 11 8 - - - - - - - - - - 11 83.2 8 7 - - 5 4 9 5 10 8 - - 31 243.3 - - - - 4 0 1 1 1 0 - - 6 13.4 4 2 - - 4 3 6 7 6 7 - - 20 193.5 2 2 - - 3 4 3 4 - 0 - - 11 103.6 5 4 - - 4 6 5 4 7 9 - - 19 233.7 2 1 - - - - - - - - - - 2 1TOTAL 32 24 - - 20 17 24 21 24 24 - - 100 86

T- number of tasks in the work programme; P – number of proposals funded.

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Annex 2: Overall Statistics for Funded Projects from Call FP6-2002-SSP-1

Activity Code Contracts Participants

Contract Total Eligible Cost

(euros)

Contract EC Financial

Contribution (euros)

% EC Financial Contribution of

the Total Eligible Cost

1.1/1.2 16 218 41.560.366 28.949.736 69.66% 1.3 7 128 32853643 18.385.223 55.96% 1.4 5 73 7.946.224 5.911.186 74.39% 1.5 6 127 26.712.106 15.496.535 58.01% 1.6 3 24 4.471.196 2.868.947 64.17% 2.1 3 38 4.619.793 4.273.410 92.50% 2.2 2 27 4.844.541 4.051.441 83.63% 2.3 0 0 0 0 - 2.4 3 68 5.429.075 3.659.975 67.41% 2.5 1 7 562.070 499.645 88.89% 2.6 5 29 4.791.975 3.394.570 70.84% 2.7 3 19 1.839.600 1.839.600 100.00% 3.1 8 56 12.194.118 9.361.811 76.77% 3.2 7 67 7.212.412 5.803.452 80.46% 3.4 2 20 2.574.648 1.812.708 70.41% 3.5 2 31 4.027.381 2.999.393 74.48% 3.6 4 44 6.966.015 5.162.139 74.10% 3.7 1 6 2.140.356 1.576.878 73.67% Total 78 982 170.745.519 116.046.649 67.96%

Overall breakdown of funded projects by work programme area

Instrument Contracts EC Contribution CA 11 8.869.497 STREP 64 104.205.316 SSA 3 2.971.836

Overall breakdown of funded projects by instrument

CA STREP SSA TOTAL

Activity Code

No contracts

EC contrib.

No contracts EC contrib.

No contracts

EC contrib.

No contracts

EC contribution

1.1/1.2 0 0 16 28.949.736 0 0 16 28.949.736 1.3 0 0 7 18.385.223 0 0 7 18.385.223 1.4 2 1.290.356 3 4.620.830 0 0 5 5.911.186 1.5 0 0 6 15.496.535 0 0 6 15.496.535 1.6 0 0 3 2.868.947 0 0 3 2.868.947 2.1 0 0 3 4.273.410 0 0 3 4.273.410 2.2 0 0 2 4.051.441 0 0 2 4.051.441 2.4 2 2.359.975 1 1.300.000 0 0 3 3.659.975 2.5 0 0 1 499.645 0 0 1 499.645 2.6 0 0 5 3.394.570 0 0 5 3.394.570 2.7 3 1.839.600 0 0 0 0 3 1.839.600 3.1 0 0 8 9.361.811 0 0 8 9.361.811

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3.2 3 1.879.566 1 952.050 3 2.971.836 7 5.803.452 3.4 0 0 2 1.812.708 0 0 2 1.812.708 3.5 1 1.500.000 1 1.499.393 0 0 2 2.999.393 3.6 0 0 4 5.162.139 0 0 4 5.162.139 3.7 0 0 1 1.576.878 0 0 1 1.576.878 Total 11 8.869.497 64 104.205.316 3 2.971.836 78 116.046.649 % 14.10% 7.64% 82.05% 89.80% 3.85% 2.56% 100.00% 100.00%

Overall breakdown of funded projects by instrument and by work programme area

Participation % EC

Contribution %

Higher Education 274 27.90% 33.456.127 28.83% Research

Organisation 499 50.81% 66.472.799 57.28% Industry 42 4.28% 2.966.738 2.56% Others 167 17.01% 13.150.988 11.33% Total 982 100.00% 116.046.652 100.00%

Overview of types of participants in funded projects

Annex 3: Overall Statistics for Funded Projects from Call FP6-2003-SSP-2-SARS All seven funded projects were STREPs in activity area 2.2 of the work programme. Total contract eligible cost: EUR 21.767.005 Total EC contribution: EUR 13.646.738 (62.69% of total eligible cost).

Organisation Type Participation % EC

Contribution %

Higher Education 31 39.24% 6.684.107 48.98% Research

Organisation 36 45.57% 5.137.673 37.65% Industry 3 3.80% 282.000 2.07% Others 9 11.39% 1.542.958 11.31% Total 79 100.00% 13.646.738 100.00%





(euros)



% EC Financial Contribution of

the Total Eligible Cost

1.1/1.2 19 146 21.011.677 16.660.037 79.29% 1.3 8 94 16427675 11.964.116 72.83% 1.4 5 51 7.262.882 5.671.171 78.08% 1.5 6 89 11.895.059 8.453.950 71.07% 1.6 3 17 3.327.867 2.176.217 65.39% 2.1 5 72 7.497.229 5.606.540 74.78% 2.2 4 35 8.527.092 7.171.213 84.10% 2.3 2 13 2.572.653 2.398.153 93.22% 2.4 5 54 6.554.949 6.250.004 95.35% 2.7 1 8 706.000 706.000 100.00% 3.2 4 44 2.949.339 2.949.339 100.00% 3.4 3 18 2.114.394 1.387.596 65.63% 3.5 4 18 2.421.149 1.797.501 74.24% 3.6 6 43 7.576.417 5.328.367 70.33% Total 75 702 100.844.382 78.520.204 77.86%


Instrument Contracts EC Contribution

CA 12 11.368.994 STREP 46 58.668.609 SSA 17 8.482.601


Activity Code No EC contrib. No EC contrib. No EC contrib.

No contracts

EC contribution

1.1 0 0 12 12.920.181 7 3.739.856 19 16.660.037 1.3 2 1.000.000 4 10.686.175 2 277.941 8 11.964.116 1.4 1 1.000.000 3 3.805.403 1 865.768 5 5.671.171 1.5 0 0 6 8.453.950 0 0 6 8.453.950 1.6 0 0 3 2.176.217 0 0 3 2.176.217 2.1 2 1.987.708 2 2.618.832 1 1.000.000 5 5.606.540 2.2 1 1.584.430 3 5.586.783 0 0 4 7.171.213 2.3 0 0 2 2.398.153 0 0 2 2.398.153 2.4 2 2.890.857 2 2.859.238 1 499.909 5 6.250.004 2.7 1 706.000 0 0 0 0 1 706.000 3.2 2 1.699.999 0 0 2 1.249.340 4 2.949.339 3.4 0 0 3 1.387.596 0 0 3 1.387.596 3.5 1 500.000 1 597.704 2 699.797 4 1.797.501 3.6 0 0 5 5.178.377 1 149.990 6 5.328.367 Total 12 11.368.994 46 58.668.609 17 8.482.601 75 78.520.204 % 16.00% 14.48% 61.33% 7472% 22.67% 10.80%


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Organisation Type Participation % EC

Contribution % Higher Education 235 33.62% 29.613.200 37.71% Research Organisation 302 43.20% 34.311.551 43.70% Industry 18 2.58% 2.259.255 2.88% Others 144 20.60% 12.336.197 15.71% Total 699 100.00% 78.520.203 100.00%





(euros)



% EC Financial

Contribution of the Total

Eligible Cost 1.1 15 171 13.796.145 12.502.226 90.62% 1.3 16 144 25.743.418 17.453.641 67.80% 1.4 3 25 2.731.955 1.800.000 65.89% 1.5 7 110 13.662.615 9.815.007 71.84% 2.3 1 22 1.055.000 1.055.000 100.00% 2.5 2 17 2.249.093 1.972.401 87.70% 2.7 3 48 2.291.278 2.291.278 100.00% 3.2 5 39 3.608.905 3.118.500 86.41% 3.3 1 17 3.480.640 3.480.640 100.00% 3.4 7 59 6.522.476 4.591.084 70.39% 3.5 4 22 2.367.027 1.999.998 84.49% 3.6 4 24 3.343.845 2.544.301 76.09% Total 68 698 80.852.397 62.624.076 77.45%



CA 13 12.039.683 STREP 31 38.601.658 SSA 24 11.982.735


CA STREP SSA TOTAL Activity Code No

EC contrib. No

EC contrib. No

EC contrib.

Number contracts

EC contribution

1.1/1.2 2 1.099.947 4 5.988.028 9 5.414.251 15 12.502.226 1.3 3 2.614.280 8 12.998.415 5 1.840.946 16 17.453.641 1.4 1 300.000 1 1.200.000 1 300.000 3 1.800.000 1.5 0 0 7 9.815.007 0 0 7 9.815.007 2.3 1 1.055.000 0 0 0 0 1 1.055.000 2.5 0 0 2 1.972.401 0 0 2 1.972.401 2.7 3 2.291.278 0 0 0 0 3 2.291.278 3.2 1 790.560 0 0 4 2.327.940 5 3.118.500 3.3 1 3.480.640 0 0 0 0 1 3.480.640 3.4 1 407.978 6 4.183.106 0 0 7 4.591.084 3.5 0 0 0 0 4 1.999.998 4 1.999.998 3.6 0 0 3 2.444.701 1 99.600 4 2.544.301 Total 13 12.039.683 31 38.601.658 24 11.982.735 68 62.624.076 % 19.12% 19.23% 45.59% 61.64% 35.29% 19.13%


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Organisation activity Participation % EC Contribution % Higher Education 202 28.94% 21.362.036 34.11% Research Organisation 311 44.56% 28.324.358 45.23% Industry 40 5.73% 2.630.364 4.20% Others 145 20.77% 10.307.318 16.46% Total 698 100.00% 62.624.076 100.00%


Annex 6: Overall Statistics for Funded Projects from Call FP6-2005-SSP-5A



(euros)



% EC Financial


Eligible Cost 1.1/1.2 25 231 21.037.061 16.225.195 77.13% 1.3 16 133 23.281.322 14.374.633 61.74% 1.4 5 58 1.870.641 1.582.668 84.61% 1.5 10 90 9.224.460 7.291.547 79.05% 1.6 4 20 1.626.101 1.213.219 74.61% 2.1 8 72 9.000.346 8.729.558 96.99% 2.2 5 47 7.462.602 6.199.959 83.08% 2.3 3 22 3.565.269 2.996.809 84.06% 2.4 3 22 1.208.543 1.208.543 100.00% 2.5 4 34 3.357.148 2.953.550 87.98% 2.6 2 17 1.525.863 1.396.403 91.52% 2.7 1 2 500.000 500.000 100.00% 3.2 8 56 7.410.922 5.762.430 77.76% 3.4 7 42 5.602.668 4.073.787 72.71% 3.6 9 71 6.490.744 4.747.774 73.15% Total 110 917 103.163.690 79.256.075 76.83%



CA 14 10.179.009 STREP 60 56.174.807 SSA 36 12.902.259

Overall breakdown of funded projects by instrument CA STREP SSA TOTAL


No contracts

EC contribution

1.1/1.2 1 299.912 13 11.386.364 11 4.538.919 25 16.225.195 1.3 2 1.342.142 10 11.948.497 4 1.083.994 16 14.374.633 1.4 1 460.000 1 840.000 3 282.668 5 1.582.668 1.5 1 397.984 7 6.155.335 2 738.228 10 7.291.547 1.6 1 478.591 3 734.628 0 0 4 1.213.219 2.1 4 4.847.389 3 3.256.819 1 625.350 8 8.729.558 2.2 0 0 4 6.087.119 1 112.840 5 6.199.959 2.3 1 750.000 2 2.246.809 0 0 3 2.996.809 2.4 0 0 0 0 3 1.208.543 3 1.208.543 2.5 1 677.841 3 2.275.709 0 0 4 2.953.550 2.6 0 0 2 1.396.403 0 0 2 1.396.403 2.7 0 0 0 0 1 500.000 1 500.000 3.2 1 445.150 2 2.276.647 5 3.040.633 8 5.762.430

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3.4 0 0 5 3.669.703 2 404.084 7 4.073.787 3.6 1 480.000 5 3.900.774 3 367.000 9 4.747.774 Total 14 10.179.009 60 56.174.807 36 12.902.259 110 79.256.075 % 12.73% 12.84% 54.55% 70.88% 32.73% 16.28% 100.00% 100.00%




Annex 7: Overall Statistics for Funded Projects from Call FP6-2005-SSP-5B INFLUENZA



(euros)



% EC Financial


Eligible Cost 1.4 11 129 22.398.767 15.414.749 68.82% 2.2 6 54 20.880.521 14.280.340 68.39% Total 17 183 43.279.288 29.695.089 68.61%



CA 2 2.739.133 STREP 14 26.408.731 SSA 1 547.225

Overall breakdown of funded projects by instrument CA STREP SSA TOTAL


No contracts

EC contribution

1.4 2 2.739.133 8 12.128.391 1 547.225 11 15.414.749 2.2 0 0 6 14.280.340 0 0 6 14.280.340 Total 2 2.739.133 14 26.408.731 36 547.225 17 29.695.089 % 11.76% 9.22% 82.35% 82.35% 32.73% 5.88% 100.00% 100.00%




Annex 8: Country Participation by Work Programme Area (All Calls) 1. Sustainable Management of Europe's natural resources.

Country 1.1/1.2 1.3 1.4 1.5 1.6 TOTAL AT Austria 19 1 1 16 2 39BE Belgium 43 10 19 17 7 96BG Bulgaria 11 0 6 7 0 24CY Cyprus 5 0 2 3 0 10CZ Czech Republic 18 0 3 7 3 31DE Germany 86 16 23 38 11 174DK Denmark 26 37 13 11 2 89EE Estonia 4 3 2 6 0 15EL Greece 29 26 7 12 1 75ES Spain 34 50 24 21 2 131FI Finland 17 12 3 10 0 42FR France 76 63 36 41 4 220HU Hungary 20 2 7 18 2 49IE Ireland 13 11 5 2 1 32IT Italy 60 30 24 25 4 143LT Lithuania 7 1 7 5 0 20LU Luxembourg 0 0 0 0 0 0LV Latvia 8 2 2 3 0 15MT Malta 2 1 0 1 0 4NL Netherlands 67 29 11 36 5 148PL Poland 26 8 6 12 3 55PT Portugal 8 15 4 7 0 34RO Romania 12 0 4 9 0 25SE Sweden 14 17 14 13 4 62SI Slovenia 13 1 3 8 0 25SK Slovak Republic 7 0 4 7 0 18UK United Kingdom 74 97 39 44 7 261 EU JRC 7 4 0 12 0 23 CH Switzerland 25 0 10 6 1 42HR Croatia 2 1 2 0 0 5IS Iceland 0 9 0 0 0 9IL Israel 0 1 2 1 0 4LI Liechtenstein 0 0 0 0 0 0NO Norway 7 40 6 12 1 66TR Turkey 4 1 4 0 0 9 AM Armenia 0 0 1 0 0 1AR Argentina 1 0 1 0 0 2AU Australia 0 0 2 0 0 2AZ Azerbaijan 0 0 1 0 0 1BA Bosnia-Herzegovina 0 0 2 0 0 2BO Bolivia 1 0 0 0 0 1BR Brazil 1 0 0 0 0 1CA Canada 1 0 0 0 0 1CL Chile 1 0 0 0 0 1CN China 1 0 9 1 0 11

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DZ Algeria 0 0 1 0 0 1EG Egypt 2 0 0 0 0 2GE Georgia 0 0 1 0 0 1GN Guinea 0 1 0 0 0 1HK Hong Kong 0 0 1 1 0 2ID Indonesia 0 0 1 0 0 1IN India 0 0 0 1 0 1INT International 0 0 1 0 0 1IQ Iraq 0 0 1 0 0 1IR Iran 0 0 1 0 0 1JO Jordan 0 0 1 0 0 1KE Kenya 0 0 1 0 0 1KH Cambodia 0 0 2 0 0 2LA Laos 0 0 1 0 0 1LB Lebanon 0 0 0 1 0 1MA Morocco 2 1 1 1 0 5MR Mauritania 0 2 0 0 0 2NZ New Zealand 1 0 1 0 0 2PK Pakistan 0 0 2 0 0 2PY Paraguay 1 0 0 0 0 1RU Russia 1 4 0 0 1 6SN Senegal 0 3 0 0 0 3SY Syria 0 0 1 0 0 1TH Thailand 0 0 2 0 0 2TN Tunisia 2 0 1 0 0 3TT Trinidad & Tobago 0 0 1 0 0 1US United States 5 0 1 0 0 6UY Uruguay 2 0 0 0 0 2VN Vietnam 0 0 2 0 0 2YU Yugoslavia 1 0 1 0 0 2ZA South Africa 0 0 3 1 0 4TOTALS 767 499 337 416 61 2080

2. Providing health, security and opportunity to the people of Europe

Country 2.1 2.2 2.3 2.4 2.5 2.6 2.7 TOTALAT Austria 6 3 2 5 5 2 1 24BE Belgium 9 8 2 10 4 4 2 39BG Bulgaria 2 0 0 0 0 2 0 4CY Cyprus 0 0 1 0 1 1 0 3CZ Czech Republic 3 1 2 3 2 1 1 13DE Germany 13 31 7 10 5 5 15 86DK Denmark 9 6 2 2 0 1 2 22EE Estonia 4 0 1 0 2 1 0 8EL Greece 4 1 1 3 2 0 1 12ES Spain 14 16 1 10 4 2 2 49FI Finland 4 3 2 7 1 2 1 20FR France 10 24 3 11 4 3 8 63HU Hungary 4 4 0 3 3 1 3 18IE Ireland 6 0 0 3 0 0 0 9IT Italy 16 20 6 22 4 7 5 80LT Lithuania 2 2 0 1 0 1 0 6LU Luxembourg 0 1 1 1 0 0 0 3

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LV Latvia 2 0 0 0 0 0 0 2MT Malta 0 0 0 1 0 0 0 1NL Netherlands 16 30 8 5 3 3 4 69PL Poland 8 4 2 4 6 0 2 26PT Portugal 1 1 1 2 1 1 2 9RO Romania 0 0 0 1 0 0 0 1SE Sweden 4 5 3 6 1 0 5 24SI Slovenia 2 2 0 3 2 0 1 10SK Slovak Republic 2 2 1 1 0 0 0 6UK United Kingdom 30 29 9 15 7 6 10 106 EU JRC 0 1 0 2 0 0 1 4 CH Switzerland 1 8 1 6 0 1 3 20HR Croatia 0 1 1 0 0 0 0 2IS Iceland 0 1 0 0 0 0 0 1IL Israel 0 2 0 1 0 0 1 4LI Liechtenstein 0 0 0 0 0 0 0 0NO Norway 4 2 0 4 0 0 4 14TR Turkey 1 0 0 1 0 1 0 3

BA Bosnia-Herzegovina 1 0 0 0 0 0 0 1

CA Canada 0 1 0 0 0 0 0 1CN China 0 22 0 0 0 0 0 22EG Egypt 0 1 0 0 0 0 0 1HK Hong Kong 0 2 0 0 0 0 0 2INT International 2 0 0 0 0 0 0 2JP Japan 0 0 0 1 0 0 0 1PS PAA* 1 0 0 0 0 0 0 1RU Russia 1 2 0 0 0 0 2 5TW Taiwan 0 3 0 0 0 0 0 3UA Ukraine 0 1 0 0 0 0 0 1US United States 0 0 0 0 1 1 1 3TOTAL 182 240 57 144 58 46 77 804

* PAA – Palestinian-Administered Areas 3. Underpinning the economic potential and cohesion of a larger and more integrated EU

Country 3.1 3.2 3.3 3.4 3.5 3.6 3.7 TOTAL AT Austria 3 5 0 8 0 3 0 19 BE Belgium 4 10 4 4 7 10 1 40 BG Bulgaria 1 1 0 0 0 0 0 2 CY Cyprus 0 0 0 0 0 0 0 0 CZ Czech Republic 2 6 1 5 1 8 0 23 DE Germany 10 27 1 19 13 20 2 92 DK Denmark 2 8 0 2 2 3 0 17 EE Estonia 1 0 0 0 0 0 0 1 EL Greece 0 7 1 4 4 5 0 21 ES Spain 3 9 1 6 9 12 0 40 FI Finland 2 2 0 7 2 0 1 14 FR France 4 19 2 8 0 17 0 50 HU Hungary 0 3 0 3 2 4 0 12

of 27

IE Ireland 1 0 0 3 4 0 0 8 IT Italy 1 19 1 11 3 21 0 56 LT Lithuania 0 1 0 0 0 0 0 1 LU Luxembourg 0 0 0 0 0 1 0 1 LV Latvia 0 0 0 0 0 0 0 0 MT Malta 0 0 0 0 0 1 0 1 NL Netherlands 5 25 1 11 6 15 1 64 PL Poland 2 4 0 9 2 9 0 26 PT Portugal 0 1 0 1 2 0 0 4 RO Romania 0 0 0 1 0 2 0 3 SE Sweden 0 6 1 5 3 6 0 21 SI Slovenia 1 1 0 0 0 7 0 9 SK Slovak Republic 0 0 0 1 1 1 0 3 UK United Kingdom 13 18 3 18 8 22 0 82 EU JRC 0 7 0 3 1 0 1 12 CH Switzerland 0 4 0 3 1 1 0 9 HR Croatia 0 0 0 1 0 2 0 3 IS Iceland 0 0 0 0 0 0 0 0 IL Israel 0 2 0 0 0 0 0 2 LI Liechtenstein 0 0 0 0 0 0 0 0 NO Norway 1 5 1 2 0 4 0 13 TR Turkey 0 2 0 1 0 0 0 3 BR Brazil 0 0 0 0 0 1 0 1 CL Chile 0 1 0 1 0 0 0 2 CN China 0 1 0 1 0 0 0 2 DZ Algeria 0 1 0 0 0 0 0 1 EG Egypt 0 0 0 0 0 2 0 2 IN India 0 1 0 1 0 0 0 2 INT International 0 0 0 0 0 1 0 1 JO Jordan 0 1 0 0 0 0 0 1 KE Kenya 0 1 0 0 0 0 0 1 PY Paraguay 0 2 0 0 0 0 0 2 RU Russia 0 2 0 0 0 1 0 3 TH Thailand 0 1 0 0 0 0 0 1 TJ Tajikistan 0 0 0 0 0 1 0 1 TN Tunisia 0 1 0 0 0 1 0 2 UA Ukraine 0 1 0 0 0 0 0 1 US United States 0 0 0 0 0 1 0 1 ZA South Africa 0 1 0 0 0 0 0 1 TOTAL 56 206 17 139 71 182 6 677

Annex 9: Overall Participation by Country in the SSP Programme 2002-2006

Country TOT % AT Austria 82 2,30 BE Belgium 175 4,91 BG Bulgaria 30 0,84 CY Cyprus 13 0,37 CZ Czech Republic 67 1,88 DE Germany 352 9,88 DK Denmark 128 3,59 EE Estonia 24 0,67 EL Greece 108 3,03 ES Spain 220 6,18 FI Finland 76 2,13 FR France 333 9,35 HU Hungary 79 2,22 IE Ireland 49 1,38 IT Italy 279 7,83 LT Lithuania 27 0,76 LU Luxembourg 4 0,11 LV Latvia 17 0,48 MT Malta 6 0,17 NL Netherlands 281 7,89 PL Poland 107 3,00 PT Portugal 47 1,32 RO Romania 29 0,81 SE Sweden 107 3,00 SI Slovenia 44 1,24 SK Slovak Republic 27 0,76 UK United Kingdom 449 12,61 EU JRC 39 1,10 CH Switzerland 71 1,99 HR Croatia 10 0,28 IS Iceland 10 0,28 IL Israel 10 0,28 LI Liechtenstein 0 0,00 NO Norway 93 2,61 TR Turkey 15 0,42 AM Armenia 1 0,03 AR Argentina 2 0,06 AU Australia 2 0,06 AZ Azerbaijan 1 0,03 BA Bosnia-Herzegovina 3 0,08 BO Bolivia 1 0,03 BR Brazil 2 0,06 CA Canada 2 0,06 CL Chile 3 0,08 CN China 35 0,98 DZ Algeria 2 0,06

of 27

EG Egypt 5 0,14 GE Georgia 1 0,03 GN Guinea 1 0,03 HK Hong Kong 4 0,11 ID Indonesia 1 0,03 IN India 3 0,08 INT International 4 0,11 IQ Iraq 1 0,03 IR Iran 1 0,03 JO Jordan 2 0,06 JP Japan 1 0,03 KE Kenya 2 0,06 KH Cambodia 2 0,06 LA Laos 1 0,03 LB Lebanon 1 0,03 MA Morocco 5 0,14 MR Mauritania 2 0,06 NZ New Zealand 2 0,06 PK Pakistan 2 0,06 PS PAA* 1 0,03 PY Paraguay 3 0,08 RU Russia 14 0,39 SN Senegal 3 0,08 SY Syria 1 0,03 TH Thailand 3 0,08 TJ Tajikistan 1 0,03 TN Tunisia 5 0,14 TT Trinidad and Tobago 1 0,03 TW Taiwan 3 0,08 UA Ukraine 2 0,06 US United States 10 0,28 UY Uruguay 2 0,06 VN Vietnam 2 0,06 YU Yugoslavia 2 0,06 ZA South Africa 5 0,14 TOTAL 3561

* PAA – Palestinian-Administered Areas

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