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Horizon 2020European Union funding for Research & Innovation
© Art & Build Architect / Montois Partners / credits: S. Brison
The European Research Council: Funding Opportuni8es in Europe for Crea8ve Minds from Anywhere in the World
European Conference on Computational Biology, Athens, Greece
10 September 2018
Dr. Maria Siomos Genetics, 'Omics', Bioinformatics and Systems Biology, LS2
Panel Coordinator, ERCEA
Horizon 2020European Union funding for Research & Innovation
Today’s presenta8on
1. Introduc8on to the ERC
2. Applying to the ERC (StG, CoG, AdG, PoC)
3. Synergy grants
4. The ERC and Greece
5. The ERC and LS2: Gene8cs, 'Omics', Bioinforma8cs and Systems Biology
Horizon 2020European Union funding for Research & Innovation
1. Introduc8on to the ERC
Horizon 2020European Union funding for Research & Innovation
Ø Support for the individual scientist – no networks! Ø Global peer-review Ø No predetermined subjects (bottom-up) Ø Support of frontier research in all fields of science and humanities
The ERC supports excellence in frontier research through a bottom-up, individual-based, pan-European competition
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What is the ERC?
Legi
slat
ion
Stra
tegy
Ø Scientific governance: independent Scientific Council with 22 members including the ERC President; full authority over funding strategy Ø Support by the ERC Executive Agency (autonomous) Ø Excellence as the only criterion
Budget: € 13 billion (2014-2020) - 1.9 billion €/year € 7.5 billion (2007-2013) - 1.1 billion €/year
Horizon 2020European Union funding for Research & Innovation
ERC in the H2020 Structure
Ø The HORIZON 2020 main components: § Excellent Science
è World class science is foundation of technologies, jobs, well-being è Europe needs to develop, attract, retain research talent è Researchers need access to the best infrastructures
§ Industrial leadership § Societal challenges
Ø Excellent Science:
§ European Research Council (budget under H2020: € 13 billion) § Future and Emerging Technologies § Marie Skłodoswka Curie Actions § Research Infrastructures
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Horizon 2020European Union funding for Research & Innovation
ERC H2020 Budget
ERC Budget €13 billion
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Horizon 2020European Union funding for Research & Innovation
Opera8on of the ERC
European Research Council Scientific Council
ERC President
Ø Defines the funding strategy Ø Appoints all panel members
Ø Does not participate in the evaluation process
Panel members
Ø Full independence in the evaluation and ranking of the proposals
Ø Appoint remote evaluators
ERC Executive Agency (of the European Commission)
ERCEA Director
Ø Organises the evaluation of the proposals (Scientific Dept)
Ø Manages all legal and financial aspects of ERC grants (Granting
Dept)
ERC Scientific officers
Ø Work closely with the panel members Ø Manage all practical aspects of the
evaluations and scientific project follow-up
Horizon 2020European Union funding for Research & Innovation
ERC Scientific Council Members
• Prof. Klaus BOCK (Chemistry), ERC Vice-President • Prof. Jean-Pierre BOURGUIGNON (Mathematics), ERC President • Prof. Paola BOVOLENTA (Neurobiology) • Prof. Margaret BUCKINGHAM (Biology) • Prof. Christopher CLARK (History) • Prof. Eveline CRONE (Psychology) • Prof. Athene DONALD (Soft Matter and Biological Physics) • Prof. Andrzej JAJSZCZYK (Electronics and Communication Engineering) • Prof. Tomas JUNGWIRTH (Condensed Matter Physics) • Prof. Michael KRAMER (Astrophysics) • Prof. Eva KONDOROSI (Plant Biology and Microbiology), ERC Vice-President • Prof. Kurt MEHLHORN (Computer Science) • Prof. Barbara ROMANOWICZ (Geophysics) • Prof. Martin STOKHOF (Philosophy), ERC Vice-President • Prof. Giulio SUPERTI-FURGA (Medical Systems Biology) • Prof. Nektarios TAVERNARAKIS (Molecular Systems Biology) • Prof. Janet THORNTON (Bioinformatics and Structural Biology) • Prof. Isabelle VERNOS (Molecular and Cell Biology) • Prof. Reinhilde VEUGELERS (Economics) • Prof. Michel WIEVIORKA (Sociology) • Prof. Fabio ZWIRNER (Theoretical and High-Energy Physics)
Horizon 2020European Union funding for Research & Innovation │ 9 * Number of instances that experts of a certain country of origin are contributing to the ERC peer review
ERC Panel Members by Country of HI and Gender
Averaged over 2007-2017 29% of the ERC panel members were women
Horizon 2020European Union funding for Research & Innovation
Star8ng Grants
starters (2-7 years after PhD)
up to € 1.5 million for 5 years
Advanced Grants track-record of
significant research achievements in the
last 10 years up to € 2.5 million
for 5 years
Synergy Grants (re-‐launched 2018) 2–4 Principal Investigators
up to € 10 million for 6 years
Proof-‐of-‐Concept bridging gap between research - earliest
stage of marketable innovation up to €150 000 for ERC grant holders
ERC Grant Schemes
Consolidator Grants
consolidators (7-12 years after PhD)
up to € 2 million for 5 years
Horizon 2020European Union funding for Research & Innovation
Extensions of eligibility window possible for StG and CoG for documented cases of:
§ Maternity – 18 months per child (before or after PhD) § Paternity – actual time taken off § Military service § Medical specialty training § Caring for seriously ill family members
Extensions of eligibility window for StG and CoG
Horizon 2020European Union funding for Research & Innovation
ERC offers independence, recognition & visibility
• to work on a research topic of own choice, with a team of own choice • to gain true financial autonomy for 5 years • to negotiate with the host institution the best conditions of work
• to attract top team members (EU and non-EU) and collaborators • to move with the grant to any place in Europe if necessary (portability
of grants) • to attract additional funding and gain recognition; ERC is a quality
label
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What do ERC grants offer?
Horizon 2020European Union funding for Research & Innovation
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Priority to Young Scientists
Two-thirds of ERC grants to early-stage Principal Investigators.
+ 60 000 people working in ERC teams.
Horizon 2020European Union funding for Research & Innovation
Almost 8% of all ERC grants are to principal investigators of non-ERA nationality
Non-ERA Principal Investigators
Starting and Consolidator
grants
Advanced grants Total grants
USA 130 82 212Canada 52 9 61Russia 31 9 40Australia 30 5 35India 33 2 35Japan 20 4 24China 23 0 23New Zealand 11 6 17Argentina 12 0 12Other 48 8 56Total 390 125 515
AYrac8ng researchers to Europe
Horizon 2020European Union funding for Research & Innovation
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Nationality of ERC project teams (PIs not included) Analysis of 1901 Starting and Advanced Grants
In all ERC grants + 10,000 non-ERA team members
most from China, USΑ, India, and Russia
EU: 71% Assoc. Countries: 10%
non-EU/AC: 17% unknown: 2%
AYrac8ng researchers to Europe
Horizon 2020European Union funding for Research & Innovation
The Nobel Prize in Chemistry 2016 was awarded jointly to Jean-Pierre Sauvage, Sir J. Fraser Stoddart and Bernard L. Feringa "for the design and synthesis of molecular machines".
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Nobel Prizes to ERC grantees
The Nobel Prize in Physiology or Medicine 2014 was awarded to May-Britt Moser and Edvard Moser, together with John O'Keefe, "for their discoveries of cells that constitute a positioning system in the brain".
Ø 2 other ERC grantees received the Nobel prize in 2010 and 2012
Ø Other 7 ERC grantees were already Nobel laureates at the moment they received the ERC grant
The Nobel Prize in Economic Sciences 2014 was awarded to Jean Tirole "for his analysis of market power and regulation". Jean Tirole
Nobel 2014
Serge Haroche
Nobel 2012
Konstantin Novoselov
Nobel 2010
Edvard Moser
Nobel 2014
May-Britt Moser
Nobel 2014
Bernard Feringa
Nobel 2016
Horizon 2020European Union funding for Research & Innovation
Publica8on performance
Horizon 2020European Union funding for Research & Innovation
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research institutionshosting ERC grantees – universities, public or private research centres in the EU or associated countries
Overresearchers and other professionals employed in ERC research teams
ERC budget for 2014-2020 underHorizon 2020
nationalities ofgrant holders
Over
top researchers funded since
the ERC's creation in 2007
Over
in prestigious scientific journalsarticles from ERC projects published
8,500
60,000
€ 13 billion
90,000
> 750
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After More than 10 Years, a Success Story
Horizon 2020European Union funding for Research & Innovation
2. Applying to the ERC (StG, CoG, AdG, PoC)
Horizon 2020European Union funding for Research & Innovation
ERC 2019 Call Calendar
10/09/2018 10/09/2018
Horizon 2020European Union funding for Research & Innovation
Physical Sciences & Engineering § PE1 Mathematics § PE2 Fundamental Constituents of Matter § PE3 Condensed Matter Physics § PE4 Physical and Analytical Chemical Sciences § PE5 Synthetic Chemistry and Materials § PE6 Computer Science and Informatics § PE7 Systems and Communication Engineering § PE8 Products and Process Engineering § PE9 Universe Sciences § PE10 Earth System Science
Life Sciences § LS1 Molecular Biology, Biochemistry,
Structural Biology and Molecular Biophysics § LS2 Genetics, ‘Omics’, Bioinformatics and
Systems Biology § LS3 Cellular and Developmental Biology § LS4 Physiology, Pathophysiology and
Endocrinology § LS5 Neurosciences and Neural Disorders § LS6 Immunity and Infection § LS7 Applied Medical Technologies,
Diagnostics, Therapies and Public Health § LS8 Ecology, Evolution and Environmental
Biology § LS9 Applied Life Sciences, Biotechnology and
Molecular and Biosystems Engineering
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Evaluation Panel Structure (WP2019)
Social Sciences and Humanities § SH1 Individuals, Markets and Organisations § SH2 Institutions, Values, Environment and Space § SH3 The Social World, Diversity, Population § SH4 The Human Mind and Its Complexity § SH5 Cultures and Cultural Production § SH6 The Study of the Human Past
Horizon 2020European Union funding for Research & Innovation
Submission to panels
Proposals are submitted to a Panel of PI's choice: § Can flag one “Secondary Review Panel”. § PI should explain the interdisciplinary nature of the
proposal. § Panel chair can request cross-panel review(s) if the main
panel does not have all necessary expertise. § Panel chair can also request reviews from other active
panel members across all calls (StG – CoG – AdG).
Transfer of proposals between panels may occur if: § Clear mistake on part of applicant. § Necessary expertise is available in a different panel. § Both panel chairs agree on the transfer.
Horizon 2020European Union funding for Research & Innovation
Remote assessment by Panel members of B1
Panel meeting
Proposals retained for step 2
STEP 1
Remote assessment by Panel members and remote evaluators of full proposals
Panel meeting + interview (StG and CoG)
Ranked list of proposals
STEP 2
Feedback to applicants
• Right balance between generalist + specialised review • Appropriate treatment of interdisciplinary proposals
How are ERC research proposals evaluated?
B C
A B
Horizon 2020European Union funding for Research & Innovation
PART A – online forms A1 Proposal and PI info A2 Host Institution info A3 Budget
PART B2 – submitted as .pdf • Scientific Proposal 15 p.
Annexes – submitted as .pdf • HI support letter • copy of PhD (StG, CoG); • document for extension of
eligibility window (StG, CoG)
PART B1 – submitted as .pdf • Extended Synopsis 5 p. • CV 2 p. • Early Achievements (StG and CoG) or 10-year Track Record (AdG) 2 p.
Read the Information for Applicants
Proposal structure
Horizon 2020European Union funding for Research & Innovation
Step 1: Panel members and cross-panel reviewers (if needed) § Only Part B1 is evaluated! Project § Focus on the ground-breaking nature – no incremental research. § Think big! § Know your competitors – what is the state of play and why is your idea and scientific approach outstanding? § Outline of the methodological approach. § Do you have preliminary results? Is it feasible? § Is it timely? Why wasn't it done already? § Concise and clear presentation is crucial (many evaluators are generalists).
Submission of proposals: Part B1 -‐ Project
Horizon 2020European Union funding for Research & Innovation
Step 1: Panel members and cross-panel reviewers (if needed) § Only Part B1 is evaluated! Principal investigator § Why am I the best/only person to carry out the project? § Am I internationally competitive? § Show your scientific leadership in your CV. § Show your own contribution on your key publications (incl. papers published without your PhD supervisor for StG, CoG). § Give a realistic picture of your collaborations – show that you can drive the collaborations.
Submission of proposals Part B1 – Principal Inves8gator
Horizon 2020European Union funding for Research & Innovation
Submission of proposals Part B1 and Part B2
Step 2: Panel members + external remote reviewers § Both Parts B1 and B2 are assessed. § Do not just repeat the synopsis. § Provide details on methodology, work plan, selection of case studies
etc. § Make sure that the quantitative and qualitative differences to the
state of the art are clear and referenced. § Check coherency of budget figures, justify requested resources. § Explain involvement/profile of team members. § Provide alternative strategies to mitigate risk. § Include a work plan with timeline.
Horizon 2020European Union funding for Research & Innovation
Typical reasons for rejec8on
Principal investigator § Insufficient track-record § Insufficient leadership profile
Proposed project § Scope: Too narrow ßà too broad/unfocused § Incremental research/continuation of previous work § Work plan/team composition not detailed enough/unclear § Insufficient risk management
Horizon 2020European Union funding for Research & Innovation
Some 8ps for the proposal
§ No excessive highligh9ng This is a ground-‐breaking idea. It is the first 9me that this type of
experiment has been tried. This represents high risk/high gain research.
§ Avoid jargon and too many abbrevia9ons § Don’t try to oversell the proposal § Make sure to give full references (including names of authors and
ar9cle 9tle) – is not part of page limit! § Use the full space! § Explain the budget properly § Explain your role in publica9ons, trying to highlight your intellectual
independence (for StG, CoG)
Horizon 2020European Union funding for Research & Innovation
Some 8ps for the interview
§ Be natural § Don’t try to make a business presenta9on – you are talking to
scien9sts § Bring back-‐up slides – an9cipate ques9ons § Have data slides ready to show, if available § Know the details of your proposal, including the methods § Know your research area – who are your main compe9tors/
collaborators? § Be able to answer the ques9on: Which 2 sentences could be added to
a textbook about your research in 5 years? § When the panel asks ques9ons, don’t answer with “excellent
ques9on” – it can come across as arrogant
Horizon 2020European Union funding for Research & Innovation
§ The ERC supports the principle of open access to • The published output of research, including in particular peer-
reviewed articles and monographs • Research data and data related products such as computer code
§ Under Horizon 2020, beneficiaries of ERC grants must ensure open access to all peer-reviewed scientific publications relating to their results as set out in Article 29.2 of the ERC Model Grant Agreement.
§ In 2017, for the first time under Horizon 2020, beneficiaries of ERC grants will automatically be covered by the provisions on research data sharing as set out in Article 29.3 of the ERC Model Grant Agreement unless they specifically decide to opt-out (which can be done at any time).
• Beneficiaries that do not opt-out should also ensure appropriate management (including preservation and curation) of the research data they generate in order to ensure its sustainability. │ 31
Open access
Horizon 2020European Union funding for Research & Innovation
Average success rate: 12%
0%
2%
4%
6%
8%
10%
12%
14%
16%
18%
2007 2009 2010 2011 2012 2013 2014 2015
Star8ng/Consolidator Grant
StG
CoG
13.9%
16.1%
13.8% 13.4% 14.1%
12.3%
8.5%
14.4%
0%
2%
4%
6%
8%
10%
12%
14%
16%
18%
2008 2009 2010 2011 2012 2013 2014 2015
Advanced Grant
Success rate
Horizon 2020European Union funding for Research & Innovation
StG 2015 funded proposals Success rates by years past PhD
0%
5%
10%
15%
20%
25%
30%
0 20 40 60 80
100 120 140 160 180
2 3 4 5 6 7 8 9 10 11
Years past PhD
# fu
nded
pro
posa
ls
STG 2015 funded PIs by years past PhD M (252)
F (99)
SR Female PIs (10 %)
SR Male PIs (13.4 %)
Horizon 2020European Union funding for Research & Innovation
CoG 2015 funded proposals Success rates by years past PhD
0%
5%
10%
15%
20%
25%
30%
0
20
40
60
80
100
120
7 8 9 10 11 12 13 14 15 16 17 18 19
Succ
ess
rate
# fu
nded
pro
posa
ls
CoG 2015 funded PIs by years past PhD M (208)
F (94)
SR Female PIs (16 %)
SR Male PIs (14.5 %)
Horizon 2020European Union funding for Research & Innovation
Age of grantees and success rates
0%
10%
20%
30%
40%
50%
60%
0
10
20
30
40
50
60
70
80
28 30 32 34 36 38 40 42 44 46 48 50 52 54 56 58 60 62 64 66 68 70 72 74
Succ
ess
rate
# gr
ante
es
age of grantee
STG COG ADG 2015 Age of grantees on 1 Jan 2015 with success rate
ADG COG STG Success rate
Horizon 2020European Union funding for Research & Innovation
3. Synergy grants
Horizon 2020European Union funding for Research & Innovation
Design of the Synergy call in a nutshell
Grant size: up to 10 M€ + 4 M€ for 6 yrs
2018: 25-30 projects 2019: 45-50 projects
2018: 250 M€ 2019:
400 M€
2-3-4 Principal
Investigators
HI to be in EU or Associated Country
SyG2019: possible for one PI to be outside of
EU or AC
No restrictions
on their location
SyG2019: 3 step
evaluation to finish in September
2019
3 Step evaluation: with interviews for all PIs in step 3
SyG2019 call open for submission
until 8/11/2018
≥50% of working time in EU or AC and ≥30% of working time on the ERC project SyG2019: it does not apply to the PI applying with a third country Host Institution
Horizon 2020European Union funding for Research & Innovation
ERC Synergy 2019 Based on core ERC principles
EXCELLENCE AS SOLE CRITERIUM
'BOTTOM-UP'
NO DISCIPLINARY PRIORITIES
NOT 'CONSORTIA' TYPE
• At project and at PI level • Encompasses the synergetic aspects
• Research priorities and the configuration of the group determined by the individual investigators
• Not loose collaborative projects • Equality of PIs – but a designated
corresponding PI • With adequate working arrangements
to suit the objectives of the project
• Projects expected to cover more than one discipline or research field, but not obligatory
Horizon 2020European Union funding for Research & Innovation
ERC Synergy 2019 - Evaluation process
12-15 Feb 2019 2-5 July 2019 9-12 Sept 2019
Horizon 2020European Union funding for Research & Innovation
Take home messages
• A highly competitive call è only exceptional proposals are likely to be funded that will
demonstrate that the truly ambitious research questions could lead to breakthroughs only through the joint effort of the complementary and synergistic group of PIs.
• ‘Synergy’ is not simply a successful collaboration è The interaction would yield something more than just the sum of the
individual parts. è To yield possibly either unforeseen, completely new science, to
cross fertilise disciplines or to solve important research problems that until now could not be dreamt of solving.
• Tough future restrictions on submissions planned
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Horizon 2020European Union funding for Research & Innovation
ERC Synergy 2019 Intended restrictions for 2020-2021 calls
Evaluation Can a PI apply to
Result of SyG-2019 Step StG/CoG/AdG
call in 2020? SyG call in
2020? SyG call in
2021?
C 1 no no no
B 1 and 2 yes no yes
B 3 yes yes yes
A 3 yes yes yes
Horizon 2020European Union funding for Research & Innovation
4. The ERC and Greece
Horizon 2020European Union funding for Research & Innovation
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ERC Funded Projects by Country of HI
Horizon 2020European Union funding for Research & Innovation
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Success Rate by Country of HI
Horizon 2020European Union funding for Research & Innovation
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ERC Proof of Concept 2011-2018
Horizon 2020European Union funding for Research & Innovation
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Grantees at Home and Abroad
87 Greek nationals abroad in 11 European countries, more than half in UK(30), DE(20) and CH(18)
79 of them were already abroad at the time of application
Horizon 2020European Union funding for Research & Innovation
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ERC Grants versus GERD
Horizon 2020European Union funding for Research & Innovation
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Host Institutions in Greece
Horizon 2020European Union funding for Research & Innovation
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1 5 6
2 4 9 12 1
1
2 2
2 2
Horizon 2020European Union funding for Research & Innovation
4. The ERC and LS2: Genetics, 'Omics', Bioinformatics and Systems Biology
Horizon 2020European Union funding for Research & Innovation
Current signatories of the
grant agreement taken into account
Top European Ins8tu8ons Hos8ng ERC Grants
Horizon 2020European Union funding for Research & Innovation
SYNERGY 2012 and 2013 Successful Host Ins8tu8ons
Horizon 2020European Union funding for Research & Innovation
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Top European Ins8tu8ons: LS2 Grants
Country Host Institution StG CoG AdG Total IL Weizmann Institute 12 8 5 25 FR CNRS 6 4 3 13 DE EMBL 4 3 6 13 UK University of Cambridge 7 1 3 11 DE Max Planck Society 5 0 6 11 UK University of Edinburgh 5 0 5 10 DK University of Copenhagen 5 4 0 9 ES Centre for Genomic Regulation 4 1 3 8 IL Hebrew University of Jerusalem 5 0 3 8 IL Tel Aviv University 6 0 2 8 UK University of Oxford 3 2 3 8 FR Curie Institute 4 2 2 8 BE Flanders Institute for Biotechnology (VIB) 1 4 2 7
CH Friedrich Miescher Institute for Biomedical Research 4 1 2 7
DE German Cancer Research Center 2 1 3 6 NL Radboud University Nijmegen 4 1 1 6 SE Uppsala University 4 1 1 6 NL Netherlands Cancer Institute 1 1 4 6 FR INSERM 4 1 1 6 CH ETH Zurich 2 0 3 5 FR Pasteur Institute 3 1 1 5 SE Karolinska Institute 3 1 1 5
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More information on erc.europa.eu
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