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SINGAPORE
Patent Landscape Report
2016
This patent landscape report is commissioned by the National Research Foundation (NRF) Singapore and produced by the Intellectual Property Office of Singapore (IPOS).
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Disclaimer
The information, analysis, and opinions (the “Content”) contained herein are based on information reasonably available and accessible as of the date of the analysis. While IPOS endeavours to ensure that the Content is correct as of the date of the analysis, IPOS does not warrant the accuracy or completeness of the Content. The Content in this report does not constitute any legal, business or financial advice and nothing contained herein shall be construed as such. Neither IPOS nor any of its affiliates shall be liable for any claims, expenses or liabilities which may arise from this report.
I Singapore Patent Landscape 2016
Contents
Introduction
1
Worldwide Patent Landscape
3
Smart Digital Technologies on the Rise – Paving the Way for Industry 4.0
5
Singapore Innovators
7
Fostering Innovation by Building on Singapore’s Strengths
10
Additive Manufacturing Presents Opportunities to Build a Globally Competitive Manufacturing Sector
11
Building on Singapore’s Foundation in Biomedical Sciences for Future Growth
11
Spotlight on IT Methods for Management
12
Spotlight on A*STAR, NUS and NTU
16
Conclusion
19
Annex 20
Annex A – Methodology 20
Annex B – Search String 22
Annex C – IPC Concordance Table 23
Annex D – Singapore Patent Statistics (2006 – 2015) 27
II Singapore Patent Landscape 2016
List of Figures
Figure 1: Technology Intelligence Framework
2
Figure 2: Worldwide Patent Share-Growth Matrix of 35 Technology Fields (2010 – 2014)
4
Figure 3: Core Domains of Smart Digital Technologies
5
Figure 4: Singapore Innovators' Patenting Activity Compared with the World (2010 – 2014)
8
Figure 5: Patenting Activity in ITMM (Singapore vs World) (2010 – 2014)
13
Figure 6: Categories of Patent Filings in ITMM (Singapore vs World)
14
Figure 7: Top Singapore Innovators (2005 – 2014)
16
Figure 8: Portfolio Analysis of A*STAR, NUS and NTU across 35 Technology Fields in Five Technology Sectors (2005 – 2014)
17
Figure 9: Patent Filing Trend in Singapore
27
Figure 10: Breakdown of Patent Applications in Singapore (Singapore Residents and Non-Singapore Residents)
27
Figure 11: Top 10 Applicant Countries in Singapore
28
Figure 12: Top 10 Patent Applicants in Singapore 28
III Singapore Patent Landscape 2016
List of Tables
Table 1: Singapore Innovators' Strengths (2010 – 2014)
10
Table 2: Number of Patent Applications Filed in Singapore Across Technology Fields
29
1 Introduction
Introduction
Singapore is a small and open economy,
largely dependent on international
investments and trade for growth and
economic prosperity. Under the intense
pressure of rapid technological changes and
globalisation, it is no longer adequate for
Singapore to keep up with the evolution of
technology. Instead, staying ahead of the
technological innovation cycle is the key to
sustainability and survival across all levels of
granularity, be it enhancing an individual’s
employability in a global workforce
environment, upgrading business efficiency or
strategising nationwide policies.
In the present knowledge-based economy,
innovations arising from R&D are captured in
the form of intangible intellectual assets
known as patents. From a strategic
standpoint, it is advantageous for companies
to seek patent protection early in the product
life-cycle and consequently, patent
information is often available before the
product launch. As such, patent information is
a lead indicator of commercialisation.
While companies and organisations file
patents primarily to protect new technologies
from competitors, and occupy and bolster
market presence, there are other strategic
considerations at play.
Some companies apply patents to avert
litigation in a hotly-contested technology
space; others use patents to increase their
bargaining power in business IP negotiation or
as a means to generate revenue through
licensing fees. Analysis of a company’s patent
portfolio can thereby provide precious
insights into its business objectives. On a
larger scale, an analysis of a collection of
patents filed by companies and/or
organisations in a technology field can
uncover gaps and opportunities in the
technology space.
2 Singapore Patent Landscape 2016
Figure 1: Technology Intelligence Framework
Key insights derivable from patent analytics
are summarised in Figure 1. Patent analytics
supports the practice of evidence-based and
data-driven decision making. Combining this
capability with other information sources such
as market data and non-patent literature
allows us to make a holistic assessment of the
R&D landscape.
In the context of this report, IPOS draws
insights from the patent dataset with the
intent to answer one crucial question: Moving
ahead in this innovation-centric world, how
can Singapore tap on new opportunities to
complement its existing strengths?
To this end, the report delivers a snapshot of
the worldwide and Singapore patent
landscape over 2010 – 2014.
Leading questions relating to the worldwide
patent landscape include: What are the fast-
growing technologies? What is the underlying
key driver of growth? What do these trends
mean for Singapore?
Shifting its focus to Singapore as a source of
innovations, some leading questions include:
Where does Singapore stand globally in the
different technologies? What are the strengths
of our Singapore innovators? How can we
utilise our strengths to boost our key economic
sectors?
We hope that our study can provide insights
to help companies and organisations
understand the worldwide patenting trends
and pivot on the strengths of Singapore
innovators.
R&D ADDRESSABLE MARKET ECOSYSTEM
Contextual knowledge (e.g. company strength, regulatory environment)
Collaborators, competitors, corporate vehicles,
regulatory environment
Gaps and opportunities, growth potential
R&D interest
Insights derived from patent analytics
Identification of potential collaborators and
competitors
Alignment with national R&D priorities
Scientific activity (non-patent literature)
Applied R&D activity
Business trends and market intelligence
Technology adoption
Market coverage
3 Worldwide Patent Landscape
Worldwide Patent Landscape
A Broad Look at Worldwide Technology Trends
Globalisation has been and remains vital to
Singapore’s growth and productivity, as it
blurs physical boundaries, and thus provides
access to global markets, ideas and talent.
Along with these benefits, globalisation also
brings competition. In order for Singapore to
stay relevant in a global knowledge economy,
it is important to keep abreast of the changing
technology landscape and seize opportunities
in a timely fashion.
“Technological progress becomes
even more exciting when it enters
into the service of the social idea
which demands that not only a
small elite but humanity at large
should profit by it.”
Rudolf Christoph Eucken German Philosopher, 1846 – 1926
1908 Nobel Prize for Literature
4 Singapore Patent Landscape 2016
An overview of the worldwide patent trends
and technology landscape is illustrated in a
plot of worldwide patent share against
worldwide growth rate for 35 technology
fields (refer to the WIPO IPC technology
concordance table in Annex C) using PCT data
from 2010 – 2014 (Figure 2). The patent share
represents intensity of global patenting
activity in respective fields accumulated over
the five-year period, while the growth rate
serves as a proxy for the interest in the
technology and the potential demand in the
future.
Detailed analysis shows that the matrix can be
divided into two radial bands. A large cluster
of the 35 technology fields fall within the
inner radial band and are “conventional”
technologies such as Pharmaceuticals,
Biotechnology and Semiconductors. These
technologies are experiencing slower growth
and lower patent share worldwide.
Technology fields in the outer radial band are
the faster-growing ones: Digital & Wireless
Communication, Computer Technology,
Electrical Machinery and Energy, Medical
Technology, Measurement, Transport, IT
Methods for Management (ITMM) and
Control.
Figure 2: Worldwide Patent Share-Growth Matrix of 35 Technology Fields (2010 – 2014)
5 Worldwide Patent Landscape
Smart Digital Technologies on the Rise – Paving the Way for Industry 4.0
Digital & Wireless Communication and
Computer Technology stand out at the top
right corner of the chart, having the largest
patent share and experiencing high growth in
the five-year period.
The Internet of Things (IoT), Big Data &
Analytics, and Cybersecurity, which are the
core domains classified under the fields of
Digital & Wireless Communication and
Computer Technology, support the
widespread digitalisation across industries
and are experiencing high patent growth
(Figure 3). In this report, technologies within
Digital & Wireless Communication and
Computer Technology are referred to as
“smart digital technologies” since they impart
or enable “smartness” (i.e. gathering large
datasets, making sense of the data and having
a predictive element).
The high growth of smart digital technologies
is a testament that IoT and Big Data are more
than hyped-up buzzwords. These smart digital
technologies are also key enablers of
phenomena such as Industry 4.0, which is the
digitalisation of the manufacturing industry
due to the rising demands in automation and
data exchange, as well as the Internet of
Everything (IoE) which weaves together
people, processes, data and things to create a
network of connections.
Internet of Things (IoT) (+10.1%)
Classified under Digital & Wireless Communication
Innovations in communication protocols and infrastructure
Applications in E-commerce (marketing and advertising), FinTech (contactless payments and mobile wallets) and Healthcare (medical patient record access, telemedicine)
Big Data & Analytics (+31.1%)
Classified under Computer Technology
Innovations in database structures and information retrieval methods have increased with the aim of realising more efficient and real-time retrieval of Big Data
Cybersecurity (+10.6%)
Classified under Computer Technology
Crucial in the age of the Internet of Everything
Innovations in network security and user authentication techniques have increased, particularly in biometrics
Figure 3: Core Domains of Smart Digital Technologies
6 Singapore Patent Landscape 2016
The other six technology fields, namely
Electrical Machinery and Energy, Medical
Technology, Measurement, Transport, Control
and ITMM, round up the list of faster-growing
technologies in the outer radial band.
In-depth analysis reveals that innovations in
these technology fields are given a boost
when they assimilated smart digital
technologies. Indeed, innovation
opportunities abound if smart digital
technologies can be applied into respective
industries.
7 Singapore Innovators
Singapore Innovators
Singapore Innovators’ Strength in Smart Digital Technologies Provides Growth Opportunities
As demonstrated in the previous section,
smart digital technologies are indeed
experiencing high growth and high patent
share, and have a “multiplier effect” on
conventional technologies. As such, smart
digital technologies present opportunities for
Singapore to strengthen key economic
sectors, diversify growth, and drive the Smart
Nation and Sustainable Singapore initiatives.
The next question that needs to be answered
is: Does patent information indicate that
Singapore innovators1 possess capabilities in
smart digital technologies to seize the
opportunities?
1 Singapore innovators refer to inventors or companies with a registered address in Singapore.
“The Singapore story is the story of ordinary
Singaporeans doing extra-ordinary things
together.”
Lee Hsien Loong Prime Minister of Singapore
2017 New Year Message
8 Singapore Patent Landscape 2016
Figure 4: Singapore Innovators' Patenting Activity Compared with the World (2010 – 2014)2
A comparison of the patenting activity of
Singapore innovators with the worldwide
patenting activity reveals our relative strength
and interest in smart digital technologies
(Digital & Wireless Communications and
Computer Technology). Figure 4 illustrates
Singapore innovators’ interest and global
market interest in the 35 technology fields, as
well as the patenting strength of Singapore
innovators in each field, the bubble size
representing the number of Singapore
innovators’ patents and the bubble colour
corresponding to the percentage share of
total global patents (light orange: >2.0%,
orange: 0.7 – 2.0%, white: < 0.6%).
2 The 35 technology fields were arbitrarily divided into three bands. The top 20% of the technology fields corresponded to a percentage share of total global patents of more than 2%; most of the technologies fell within the band of 0.7 – 2.0% of total global patents; each of the remaining technology fields had less than 0.6% of total global patents. 3 The Global Innovation Index 2016: Winning with Global Innovation, Cornell University, The Business School for the World & WIPO, 2016, pg. 278 and 380. https://www.globalinnovationindex.org/gii-2016-report
In the field of Digital & Wireless
Communication, both Singapore innovators
and the World display strong interest.
Singapore ranks among the top ten in the
provision of infrastructure for information &
communication technologies and also relies
heavily on ICT in businesses3. Top Singapore
innovators in Digital & Wireless
Communication include MediaTek, Lenovo,
A*STAR, IBM and Panasonic. These
multinational corporations (MNCs) have set
up either innovation centres or Asia-Pacific
headquarters in Singapore. The patent
portfolio of Singapore innovators centres on
innovations related to LAN configuration,
9 Singapore Innovators
digital signal processing and digital security
protocols.
Although Singapore innovators’ interest in
Computer Technology is moderate compared
to the strong global market interest,
Singapore is well-positioned to seize
opportunities in this field due to the patenting
strength present, as indicated by the large
bubble size and light orange bubble
corresponding to a percentage share of total
global patents of more than 2.0%. Patenting
areas include data analytics, information
retrieval and computer-aided design (CAD)
(Figure 4).
Another technology field that is worth
highlighting when considering the strengths of
Singapore innovators in smart digital
technologies is IT Methods for Management
(ITMM). As evident from the term “IT
Methods for Management”, IT is integral to
this technology field, and patents filed in this
field possess many elements of smart digital
technologies. This field represents software
specially adapted for administrative,
commercial, financial, managerial, supervisory
or forecasting purposes. ITMM is located at
the top right corner of the chart, and is the
technology field that the World is most
interested in. Mirroring the world trend,
Singapore innovators show the highest
interest in ITMM (Spotlight on IT Methods for
Management, page 12), as well as patenting
strength (light orange bubbles),
demonstrating their ability to apply smart
digital technologies.
Continued emphasis and skills development in
smart digital technologies is encouraged as
these technologies present opportunities
when combined with conventional
technologies. For example, Big Data &
Analytics can be applied across all four
domains under RIE2020 and support
Singapore’s Smart Nation efforts: (a) Services
and Digital Economy – e.g. Biometric
authentication in online banking, (b) Urban
Solutions and Sustainability – e.g. Smart Grids
and Precision Farming, (c) Health and
Biomedical Sciences – e.g. Precision Medicine,
and (d) Advanced Manufacturing and
Engineering – e.g. Industrial Internet of
Things.
10 Singapore Patent Landscape 2016
Fostering Innovation by Building on Singapore’s Strengths
Singapore innovators’ other strengths (Figure
4, light orange bubbles) include
Semiconductors, Basic Communication
Components, Micro-structural and Nano-
technology, Audio-Visual Technology as well
as Control. A summary of the top Singapore
innovators and top areas of patenting is
provided in Table 1. The top Singapore
innovators are from MNCs in all fields of
technology except in Micro-structural and
Nano-technology, where the top innovators
are from public institutions.
As collaborative work accelerates innovation,
opportunities lie in the integration of multiple
disciplines. Expertise in these technology
fields can be applied synergistically with smart
digital technologies, creating endless
possibilities. For example, semiconductor
companies can partner biopharmaceutical
businesses to develop biochips for diagnostic
purposes.
Table 1. Singapore Innovators' Strengths (2010 – 2014)
Strengths % Share4 Top Innovators Top Areas
Semiconductors 7.5
− STATS ChipPAC
− GlobalFoundries
− Unisantis Electronics
− Details of semiconductor or other solid state devices
− Processes or apparatus adapted for the manufacture or treatment of semiconductor or solid state devices or of parts thereof
− Semiconductor devices adapted for rectifying, amplifying, oscillating or switching, or capacitors or resistors with at least one potential-jump barrier or surface barrier
Basic Communication Components
6.0
− Avago
− MediaTek
− A*STAR
− Networks comprising electromechanical or electro-acoustic devices; electromechanical resonators
− Amplifiers
− Coding and decoding
Micro-structural and Nano-technology
5.0
− A*STAR
− NUS
− NTU
− Nanoparticles
− MEMS
− Carbon nanotubes
Audio-visual (AV) Technology 4.1
− Siemens
− MediaTek
− Lenovo
− Deaf-aid sets
− Television systems
− Methods for magnetic recording of information on a record carrier
Computer Technology
2.9
− Lenovo
− Avago
− IBM
− Hardware operations
− Software processing operations e.g. information retrieval, CAD
− Data analytics
IT Methods for Management
2.1
− Mastercard
− VISA
− IBM
− Payment architecture, schemes and protocols
− Finance, insurance, tax strategies
− Commerce
Control 2.0
− Lenovo
− IBM
− Rockwell Automation
− Automatic systems for regulating electric variables
− Programme-control systems
− Traffic control systems for road vehicles
4 % share calculated with reference to total global patents. Singapore innovators’ percentage share of total global patents was calculated based on the number of inventions by Singapore innovators which were filed in any jurisdiction as a percentage of the total number of PCT applications in the corresponding technology field.
11 Singapore Innovators
Additive Manufacturing Presents Opportunities to Build a Globally Competitive Manufacturing Sector
The role of manufacturing in Singapore’s
economy was emphasised in the report of the
Committee on the Future Economy 2017,
which recommended building a globally
competitive manufacturing sector at around
20% of GDP.
Conventional manufacturing involves
mechanical engineering expertise in the
design, production and operation of
machinery. Singapore innovators’ patenting
activity in mechanical engineering, particularly
Engine Systems, Machinery Parts and Heating
and Cooling Systems (Figure 4, white
bubbles), is lower compared to the World,
having less than 0.6% share of total global
patents in each field. Singapore innovators’
interest in Engine Systems and Machinery
Parts is also significantly lower than the global
market interest.
Advanced manufacturing technologies, such
as Additive Manufacturing, present
opportunities to boost innovation in the
manufacturing sector.
Building on Singapore’s Foundation in Biomedical Sciences for Future Growth
In 2000, the government identified biomedical
sciences as the fourth pillar of the economy in
order to diversify the economy and propel
Singapore up the value chain5 and has since
provided strong support in the biomedical
sciences. The biomedical industry is not only
capital-intensive, but a knowledge-intensive
one as well. However, with evident R&D
progress and continued strong government
support, this seemingly high barrier to entry is
one which Singapore is well-placed to
overcome.
Patenting data shows the fruit of the labour,
with Singapore innovators having a higher
interest in the field of Biotechnology than the
World. With the digitalisation of the
biomedical sector, innovators can build upon
Singapore’s foundation in Biotechnology and
integrate smart digital technologies for future
growth.
Likewise, opportunities can be found in the
field of Medical Technology where our
Singapore innovators have a strong interest
(Spotlight on A*STAR, NUS and NTU, page 16).
Together with the strong base of high-quality
and ISO-certified suppliers that adhere to the
strict regulatory requirements necessary for
Medical Technology applications6, more
innovative medical technologies can be
developed and tested in Singapore.
5 The Biopolis Story: Commemorating Ten Years of Excellence, Biomedical Research Council (A*STAR) & JTC Corporation, 2013. https://www.a-star.edu.sg/portals/0/media/otherpubs/Biopolis_Comm%20Book.pdf 6 Medical Technology, Singapore Economic Development Board, 2017. https://www.edb.gov.sg/content/edb/en/industries/industries/medtech.html
12 Singapore Patent Landscape 2016
Spotlight on IT Methods for Management
ITMM Registered Strong Interest Both Locally and Globally ‘IT Methods for Management’ (ITMM)-related
patent applications worldwide registered the
highest growth rate (+15.7%) among the 35
technology fields in the past five years. This
high growth rate is also mirrored in the patent
applications filed by Singapore innovators,
where ITMM is also the fastest growing field
(+26.1%).
The technology field of ITMM constitutes data
processing and/or software methods which
are specially adapted for administrative,
commercial, financial, managerial, supervisory
or forecasting purposes.
Accordingly, this technology field comprises
systems or processes for:
Administration and management, such as
database processing and office
applications,
Payment architectures, schemes and
protocols,
Commerce, which includes buying,
selling, marketing or servicing of
products or services,
Finance, insurance and tax strategies,
Other business sectors, such as utilities,
healthcare and tourism.
13 Singapore Innovators
Figure 5: Patenting Activity in ITMM (Singapore vs World) (2010 – 2014)
A comparison of Singapore innovators’
patenting activity in ITMM with some key
jurisdictions is shown in Figure 5 (patent
applications per million residents), with
Singapore ranking ahead of other developed
countries such as Germany, UK and Denmark.
Korea is the clear leader in this field, filing
more than twice the number of applications
per capita compared to second-placed USA.
0
100
200
300
400
500
600N
o.
of
app
licat
ion
s p
er
mill
ion
re
sid
en
ts
“In the digital age, it would not just be about things, in fact, it
will be about bits, it will be about designs. Therefore, it is
important for us to be part of the digital silk road of the future.
To be a port, a nodal point, for digital bits of the future. That is
where our future is – to be a digital port.”
Vivian Balakrishnan Minister for Foreign Affairs of Singapore Internet-of-Things Asia Conference 2016
14 Singapore Patent Landscape 2016
Singapore Innovators are Patenting More in FinTech
Singapore innovators’ ITMM portfolio shows a
heavy focus on FinTech, having a higher
proportion of ITMM filings in FinTech
compared to the World. FinTech is the merger
of financial services with information and
communications technology, comprising two
of the six categories classified as ITMM,
namely payment architectures, schemes and
protocols and finance, insurance and tax
strategies (Figure 6).
Examples of such filings include:
Banking technologies (e.g. security,
customer relationship management),
Payment technologies (e.g. point of sale,
P2P money transfer),
Digital currency (e.g. blockchain, bitcoin,
wallets, cryptocurrency),
Business and personal finance (e.g. P2P
lending, wealth management),
Other traditional financial services
disrupted by smart digital technologies
(e.g. insurance technology, regulatory
technology).
Figure 6: Categories of Patent Filings in ITMM (Singapore vs World)
0.0%
5.0%
10.0%
15.0%
20.0%
25.0%
30.0%
35.0%
Paymentarchitectures,schemes and
protocols
Finance,insurance, tax
strategies
Administrationand
management
Commerce Systemsadapted for
specificindustrial
sectors
Others
Pro
po
rtio
n o
f IT
MM
pat
en
t fi
lings
Worldwide filings SG innovatorsFinTech
15 Singapore Innovators
The larger proportion of FinTech-related
patent applications is reflective of Singapore’s
status as a global financial hub7, which
demands a robust IT infrastructure and
innovative solutions to facilitate the efficient
running of commercial operations.
Top Singapore FinTech innovators include
MasterCard, Visa, Global Blue, Citibank and
DBS Bank, which are large, well-established
financial institutions providing technologies
that facilitate financial services transactions.
Indeed, patenting activity of Singapore
innovators in these institutions shows a strong
integration of smart digital technologies into
traditional services such as electronic wallets
and cloud-based transactions.
Strong Core of Singapore Innovators Delivering Online Commercial Solutions
While MNCs appear to dominate the top
ranked patent assignees in the ITMM space, a
deep-dive into the patenting data reveals that
a significant number of Singapore innovators
are in fact locally-registered small-scale
enterprises which rely upon IT innovations as
platforms for providing online businesses and
commercial solutions. Examples of top
Singapore innovators in the small-scale
enterprise category include Lets Corp Pte Ltd
and Arcadier Pte Ltd, both of which are
offering business scaling solutions using their
patented IT systems.
Financial start-ups are also patenting actively
in specific niche areas to compete with the
incumbents. For instance, Numoni Pte Ltd, a
local FinTech enterprise, serves up
innovations to provide online platforms for
remittance, payments and loans; Fastacash
came up with a novel solution to manage
payment in social networks and mobile apps;
and M-Daq specialises in security trading in
multiple currencies to facilitate cross-border
transactions.
Indeed, this trend points to a growing breed
of local entrepreneurs who recognise IT as a
cost-effective method to achieve competitive
breakthroughs, thereby setting a promising
tone to the nation’s economy.
7 Singapore ranks 3rd in The Global Financial Centers Index (GFCI 20), China Development Institute & Z/Yen Group, 2016. http://www.longfinance.net/images/gfci/20/GFCI20_26Sep2016.pdf
16 Singapore Patent Landscape 2016
Spotlight on A*STAR, NUS and NTU
A*STAR, NUS and NTU are Singapore’s top
publicly-funded institutions in terms of
patenting activity, filing both locally and
worldwide. Over the last decade, the three
institutions are the only publicly-funded
institutions which rank among the top ten
Singapore innovators, the rest being multi-
national corporations (Figure 7).
Figure 7: Top Singapore Innovators (2005 – 2014)
17 Singapore Innovators
Figure 8: Portfolio Analysis of A*STAR, NUS and NTU across 35 Technology Fields in Five Technology Sectors (2005 – 2014)
The most intense patenting activity was
observed in the Biotechnology field (Figure 8).
This finding is consistent with the
government’s push towards developing
Singapore as a biomedical hub, where $3.7
billion out of the $16.1 billion committed to
R&D between 2011 and 2015 was dedicated
to enhancing existing biomedical R&D
infrastructure, integrating multi-disciplinary
research and translating basic science into
tangible outcomes8.
Substantial patenting activity was observed in
the fields of Semiconductors and Computer
Technology, which is unsurprising, considering
that both technology fields are the strengths
of Singapore innovators (Singapore innovators
page 7). NTU’s focus in the Semiconductors
field is evident both in patent and non-patent
literature, with the largest proportion of
8 Pharmaceuticals & Biotechnology, Singapore Economic Development Board, 2017. https://www.edb.gov.sg/content/edb/en/industries/industries/pharma-biotech.html 9 Disruptive, Game-Changing Innovation: 2016 State of Innovation, Thomson Reuters, 2016. http://ttaturkey.org/upload/articles-useful-links/Distruptive_Game_Changing_Innovation_Report2016.pdf
Semiconductor applications in its patent
portfolio amongst the three institutions. NTU
was also listed as one of the world’s most
prolific scientific research institutions in
semiconductors, based on the number of
academic papers published from 2005-20159.
Although the Instruments sector formed a
smaller proportion (21%) of the patent
portfolio as compared to the Chemistry (42%)
and Electrical Engineering (32%) sectors,
significant patenting activity was observed in
the fields of Medical Technology and
Measurement within the Instruments sector.
Between 2010 and 2014, all three institutions
are among the top five Singapore innovators
in Medical technology and Measurement,
demonstrating innovative capacity in the two
fields.
18 Singapore Patent Landscape 2016
19 Conclusion
Conclusion
The success of transforming Singapore’s economy begins with an understanding of her core strengths as well as identifying opportunities to create new frontiers. Using patenting activity as a proxy for R&D interest, the report provides a succinct account of the innovative strength in Singapore, highlighting Singapore’s strong interest in smart digital technologies which can play a pivotal role in the sustainability and growth of industries in the local landscape. The worldwide landscape analysis in this study also identifies digital revolution as the key driver of global change. Indeed, patenting data shows that growth is strong when smart digital technologies such as the IoT and Big Data & Analytics are applied in conventional industries. Consequently, this key insight of leveraging on smart digital technologies provides strategic guidance to innovation processes at the enterprise, industry and national levels. Data-driven and evidence-based R&D decisions will ensure a smooth transition to a more knowledge-intensive and innovative economy. Going forward, Singapore looks well-equipped to apply new technologies to drive economic progress as well as achieve the vision of a Smart and Sustainable Singapore.
“”
Indeed, patenting data
shows that growth is strong
when smart digital
technologies such as the IoT
and Big Data & Analytics are
applied in conventional
industries.
20 Singapore Patent Landscape 2016
Annex A – Methodology Data Collection
(a) Innovative Capacity (Patent
Applications Filed in Singapore and
Worldwide) of Singapore
Applicants/Inventors
The dataset consisted of all patent
applications filed by Singapore-
registered companies or local inventors,
between 2005 and 2014. These
applications included those which were
filed by foreign companies wherein one
of the inventors was residing in
Singapore. The dataset was retrieved
from the Derwent World Patents
Index™, a database of patent
applications and granted patents from
50 patent jurisdictions around the
world produced by ClarivateTM
Analytics, formerly the Intellectual
Property and Science business of
Thomson Reuters. The search syntax
used for data retrieval was:
(AY>=(2005) and AY<=(2014)) and
(paod=(sg) or paod=(singapore) or
inad=(sg) or inad=(singapore)). Data
retrieval was performed on 28 January
2016 and the dataset manually
reviewed for its relevance prior to
carrying out the analyses.
(b) Patent Cooperation Treaty (PCT)
Patent Applications (as a
Representative of Worldwide Patent
Filing Trend)
The dataset consisted of all patent
applications filed under the PCT
International Patent System
administered by the World Intellectual
Property Organization. The PCT
facilitates patent protection for an
invention simultaneously in 152
countries by filing a single
“international” patent application
instead of filing several separate
national or regional patent applications.
From a statistical perspective, the PCT
has become an increasingly popular
procedure for many jurisdictions since
the 2000s, making it a good
representation of the worldwide
patenting trend. In this report, patent
applications with application year
ranging from 2005 to 2014 were
examined. Data retrieval was
performed on 23 February 2016.
(c) Search String
The search strings (Annex B) used in
this study for the respective
technological domains were formulated
incorporating keywords (and their
variants) and/or patent classification
codes and indexing, e.g. International
Patent Classification (IPC) and
Cooperative Patent Classification (CPC).
The patent classification codes were
identified based on initial reviews of
highly relevant codes, as well as
statistical analysis of returned patent
datasets.
21 Annex A – Methodology
Classification of Technology Fields by
International Patent Classification (IPC)
The first International Patent Classification
(IPC) code (at subclass or main group level)
was used to match each application to the
respective technology sector/field as set out
by the WIPO IPC technology concordance
table (Annex C). IPC codes are assigned by
experienced patent examiners and/or patent
classifiers to categorise patent documents.
Generally, the most relevant technology is
represented by the first IPC code. It should be
noted that IPC codes are typically assigned a
few months after application. As such, newly-
filed patent applications and withdrawn
applications do not have assigned IPC codes.
Consequently, the technology sector/field
analysis was performed using dataset with
valid IPC codes. In this report, 99.4% of the
patent applications filed in Singapore and
worldwide by Singapore applicants/inventors
and close to 100% of the PCT patent
applications had valid IPC codes.
Calculation of Growth Rates
Growth rate was derived by using the best-fit
exponential line method for the set of data in
Microsoft Excel. y = a*ebx, where b is the
growth rate.
Refinement of Applicant Field: Subsidiaries,
Mergers and Acquisitions
Automated algorithms from VantagePoint
were used to group variations of an
applicant’s name together as these variations
represent the same applicant. For example,
spelling and punctuation mark discrepancies
were corrected. The refined results were
manually checked for accuracy. Additionally,
applicants were also checked for known
subsidiaries, mergers and acquisitions, and
then grouped and renamed according to the
parent company.
Grouping by Patent Family
A DWPI patent family is a group of patents
filed in various countries and related to a
single invention. Analyses that take into
account patent families reflect innovation
productivity more accurately as only one
invention is counted per patent family. In
contrast, considering individual patent
applications filed in multiple countries will
give an overestimation of the number of
inventions.
22 Singapore Patent Landscape 2016
Annex B – Search String
Internet of Things
Main Keywords Used
IoT; Internet of Things; IIoT; Industrial Internet
of Things; connected systems; connected
devices; connected homes; networked
applications
Wireless networks; web services; wireless
devices; wireless systems; networks; smart
networks; intelligent homes; smart homes;
smart devices
Transmission control procedure; LAN; WAN,
communication processing; communication
control; network topologies; data networks;
self-organising networks; sensor networks
Main Patent Classification Codes Used
H04L29/08; H04L12/28; H04L29/06;
G06F15/16; G05B19/418; H04W84/18;
H04W4/00; G08C17/02; H04W72/04;
H04B7/26; H04L67/00
Big Data & Analytics
Main Keywords Used
Big data; data cloud; data warehouse; parallel
data processing
Data handling; data manipulation; data
analysis; forecasting; data optimisation; query
Hadoop; YARN data; ASTER data; Datameer;
FICO data; BLAZE data; Platfora; Splunk;
MapReduce
Main Patent Classification Codes Used
G06F17/30; G06F7/00; G06F15/16;
G06F17/00; H04L29/08; G06Q10/00;
G06F17/50; G06F12/00; G06F19/00;
G06F15/173; G06F; G06K; G06N
Cybersecurity
Main Keywords Used
Cybersecurity; protection; malicious; hacking;
backdoor; cryptography; cryptanalysis; cyber-
threats
IOT security; mobile security; cloud security;
endpoint security; network security;
telecommunication; communication security;
multimedia security; information security
User access; user control; verification;
authentication; biometrics; intrusion systems;
unified threat management; rootkit;
symmetric key
Encryption; decryption; ciphertext; malware;
anti-virus; phishing; DDoS; DoS, denial of
service; spam; botnet; black hat; white hat;
Trojan; worm; digital signatures; zero
vulnerability; ransomware; anti-spoof; data
loss prevention; DLP; intrusion detection
system; IDS
Main Patent Classification Codes Used
G06F21/00; H04L9/00; H04L29/06;
H04L63/00; H04W12/00; G06F12/14;
G07F7/08; G07F7/10; G07F7/12; G06F13/362;
G06Q20/40; G06K9/00; H05K9/00; G09C;
G06N
23 Annex C – IPC Concordance Table
Annex C – IPC Concordance Table The WIPO IPC technology concordance table links the International Patent Classification (IPC) codes
with thirty-five fields of technology. The concordance table10 is updated on a regular basis to reflect
revisions to the IPC. The version used in this report is February 2016.
Technology IPC code Remarks
Chemistry
Basic Materials Chemistry
A01N, A01P, C05B, C05C, C05D, C05F, C05G, C06B, C06C, C06D, C06F, C09B, C09C, C09D, C09F, C09G, C09H, C09J, C09K, C10B, C10C, C10F, C10G, C10H, C10J, C10K, C10L, C10M, C10N, C11B, C11C, C11D, C99Z
Typical mass chemicals such as herbicides, fertilisers, paints, petroleum, gas, detergents etc.
Biotechnology C07G, C07K, C12M, C12N, C12P, C12Q, C12R, C12S
Overlaps with pharmaceuticals. Applications with explicit co-classification in A61K are excluded.
Chemical Engineering B01B, B01D 1, 3, 5, 7, 8, 9, 11, 12, 15, 17, 19, 21, 24, 25, 27, 29, 33, 35, 36, 37, 39, 41, 43, 57, 59, 61, 63, 65, 67, 69, 71, B01F, B01J, B01L, B02C, B03B, B03C, B03D, B04B, B04C, B05B, B06B, B07B, B07C, B08B, C14C, D06B, D06C, D06L, F25J, F26B, H05H
Technologies at the borderline of chemistry and engineering. It refers to apparatus and processes for the industrial production of chemicals.
Environmental Technology
A62C, B01D 45, 46, 47, 49, 50, 51, 52, 53, B09B, B09C, B65F, C02F, E01F 8, F01N, F23G, F23J, G01T
A variety of different technologies and applications, in particular filters, waste disposal, water cleaning, gas-flow silencers and exhaust apparatus, waste combustion or noise absorption walls.
Food Chemistry A01H, A21D, A23B, A23C, A23D, A23F, A23G, A23J, A23K, A23L, C12C, C12F, C12G, C12H, C12J, C13B 10, 20, 30, 35, 40, 50, 99, C13D, C13F, C13J, C13K
Does not include machines for food production (which is under Other Special Machines).
Macromolecular Chemistry, Polymers “Macromolecular Chemistry”
C08B, C08C, C08F, C08G, C08H, C08K, C08L
Chemical aspects of polymers.
Materials, Metallurgy “Materials”
B22C, B22D, B22F, C01B, C01C, C01D, C01F, C01G, C03C, C04B, C21B, C21C, C21D, C22B, C22C, C22F
All types of metals, ceramics, glass or processes for the manufacture of steel.
Micro-structural and Nano-technology
B81B, B81C, B82B, B82Y Some of the Micro-structural and Nano-technology-related applications are found directly under e.g. Semiconductors (FinFET) and Pharmaceuticals (drug nanoparticles).
10 For simplification purposes, phrases in italics have been adopted in this report to replace the original classification terms.
24 Singapore Patent Landscape 2016
Organic Fine Chemistry A61Q, A61K 8, C07B, C07C, C07D, C07F, C07H, C07J, C40B
Primarily refer to pharmaceuticals. Documents with co-classification in A61K were excluded, except A61K 8 which refers to cosmetics.
Pharmaceuticals A61K 6, 9, 31, 33, 35, 36, 38, 39, 41, 45, 47, 48, 49, 50, 51, 101, 103, 125, 127, 129, 131, 133, 135, A61P
Surface Technology, Coating “Surface and Coatings”
B05C, B05D, B32B, C23C, C23D, C23F, C23G, C25B, C25C, C25D, C25, C30B
Coating of metals, generally with advanced methods. Also covers electrolytic processes, crystal growth and apparatus for applying liquids to surfaces.
Electrical Engineering
Audio-Visual Technology G09F, G09G, G11B, H04N 3, 5, 7, 9, 11, 13, 15, 17, 19, 101, H04R, H04S, H05K
Technologies underlying consumer electronics.
Basic Communication Processes “Basic Communication Components”
H03B, H03C, H03D, H03F, H03G, H03H, H03J, H03K, H03L, H03M
Basic technologies such as oscillation, modulation, resonant circuits, impulse technique, coding/decoding. These techniques are used in Telecommunications, Computer Technology, Measurement, Control.
Computer Technology G06C G06D, G06E, G06F, G06G, G06J, G06K, G06M, G06N, G06T, G10L, G11C
Electrical digital processing.
Digital Communication “Digital & Wireless Communication”
H04L, H04N 21, H04W Border between Telecommunications and Computer Technology.
Electrical Machinery, Apparatus, Energy “Electrical Machinery and Energy”
F21H, F21K, F21L, F21S, F21V, F21W, F21Y, H01B, H01C, H01F, H01G, H01H, H01J, H01K, H01M, H01R, H01T, H02B, H02G, H02H, H02J, H02K, H02M, H02N, H02P, H02S, H05B, H05C, H05F, H99Z
Non-electronic part of electrical engineering, for instance, the generation, conversion and distribution of electric power, electric machines but also basic electric elements such as resistors, magnets, capacitors, lamps or cables.
IT Methods for Management
G06Q Software for special purposes.
Semiconductors H01L Methods for production, integrated circuits or photovoltaic elements.
Telecommunications G08C, H01P, H01Q, H04B, H04H, H04J, H04K, H04M, H04N 1, H04Q
Instruments
Analysis of Biological Materials “Biological Material Analysis”
G01N 33 Analysis of blood for medical purposes (mainly biotechnological methods).
Control
G05B, G05D, G05F, G07B, G07C, G07D, G07F, G07G, G08B, G08G, G09B, G09C, G09D
Controlling and regulating electrical and nonelectrical systems and referring test arrangements, traffic control or signalling systems etc.
Measurement G01B, G01C, G01D, G01F, G01G, G01H, G01J, G01K, G01L, G01M, G01N 1, 3, 5, 7, 9, 11, 13, 15, 17, 19, 21, 22, 23, 24, 25, 27, 29, 30, 31, 35, 37, G01P, G01Q,
25 Annex C – IPC Concordance Table
G01R, G01S, G01V, G01W, G04B, G04C, G04D, G04F, G04G, G04R, G12B, G99Z
Medical Technology A61B, A61C, A61D, A61F, A61G, A61H, A61J, A61L, A61M, A61N, H05G
High technology and also less sophisticated products and technologies such as operating tables, massage devices, bandages etc.
Optics “Optics and lasers”
G02B, G02C, G02F, G03B, G03C, G03D, G03F, G03G, G03H, H01S
Optical elements and apparatus; laser beam sources.
Mechanical Engineering
Engines, Pumps, Turbines “Engine Systems”
F01B, F01C, F01D, F01K, F01L, F01M, F01P, F02B, F02C, F02D, F02F, F02G, F02K, F02M, F02N, F02P, F03B, F03C, F03D, F03G, F03H, F04B, F04C, F04D, F04F, F23R, F99Z, G21B, G21C, G21D, G21F, G21G, G21H, G21J, G21K
Non-electrical engines for all types of applications e.g. automobiles.
Handling “Handling systems”
B25J, B65B, B65C, B65D, B65G, B65H, B66B, B66C, B66D, B66F, B67B, B67C, B67D
Elevators, cranes or robots, but also packaging devices.
Machine Tools A62D, B21B, B21C, B21D, B21F, B21G, B21H, B21J, B21K, B21L, B23B, B23C, B23D, B23F, B23G, B23H, B23K, B23P, B23Q, B24B, B24C, B24D, B25B, B25C, B25D, B25F, B25G, B25H, B26B, B26D, B26F, B27B, B27C, B27D, B27F, B27G, B27H, B27J, B27K, B27L, B27M, B27N, B30B
Turning, boring, grinding, soldering or cutting with a focus on metals.
Mechanical Elements “Machinery Parts”
F15B, F15C, F15D, F16B, F16C, F16D, F16F, F16G, F16H, F16J, F16K, F16L, F16M, F16N, F16P, F16S, F16T, F17B, F17C, F17D, G05G
Fluid-circuit elements, joints, shafts, couplings, valves, pipe-line systems or mechanical control devices. The focus is on engineering elements of machines such as joints or couplings.
Other Special Machines A01B, A01C, A01D, A01F, A01G, A01J, A01K, A01L, A01M, A21B, A21C, A22B, A22C, A23N, A23P, B02B, B28B, B28C, B28D, B29B, B29C, B29D, B29K, B29L, B99Z, C03B, C08J, C12L, C13B 5, 15, 25, 45, C13C, C13G, C13H, F41A, F41B, F41C, F41F, F41G, F41H, F41J, F42B, F42C, F42D
Thermal Processes and Apparatus “Heating and Cooling Systems”
F22B, F22D, F22G, F23B, F23C, F23D, F23H, F23K, F23L, F23M, F23N, F23Q, F24B, F24C, F24D, F24F, F24H, F24J, F25B, F25C,
Applications such as steam generation, combustion, heating, refrigeration, cooling or heat exchange.
26 Singapore Patent Landscape 2016
F27B, F27D, F28B, F28C, F28D, F28F, F28G
Textiles and Paper Machines
A41H, A43D, A46D, B31B, B31C, B31D, B31F, B41B, B41C, B41D, B41F, B41G, B41J, B41K, B41L, B41M, B41N, C14B, D01B, D01C D01D, D01F, D01G, D01H, D02G, D02H, D02J, D03C, D03D, D03J, D04B, D04C, D04G, D03H, D05B, D05C, D06G, D06H, D06J, D06M, D06P, D06Q, D21B, D21C, D21D, D21F, D21G, D21H, D21J, D99Z
Applications related to making of textiles and paper.
Transport B60B, B60C, B60D, B60F, B60G, B60H, B60J, B60K, B60L, B60M, B60N, B60P, B60Q, B60R, B60S, B60T, B60V, B60W, B61B, B61C, B61D, B61F, B61G, B61H, B61J, B61K, B61L, B62B, B62C, B62D, B62H, B62J, B62K, B62L, B62M, B63B, B63C, B63G, B63H, B63J, B64B, B64C, B64D, B64F, B64G
All types of transport technology and applications with dominance of automotive technology.
Other Fields
Civil Engineering E01B, E01C, E01D, E01F 1, 3, 5, 7, 9, 11, 13, 15, E01H, E02B, E02C, E02D, E02F, E03B, E03C, E03D, E03F, E04B, E04C, E04D, E04F, E04G, E04H, E05B, E05C, E05D, E05F, E05G, E06B, E06C, E21B, E21C, E21D, E21F, E99Z
Construction of roads and buildings as well as elements of buildings such as locks, plumbing installations or strongrooms for valuables. Includes mining.
Furniture, Games A47B, A47C, A47D, A47F, A47G, A47H, A47J, A47K, A47L, A63B, A63C, A63D, A63F, A63G, A63H, A63J, A63K
Other Consumer Goods A24B, A24C, A24D, A24F, A41B, A41C, A41D, A41F, A41G, A42B, A42C, A43B, A43C, A44B, A44C, A45B, A45C, A45D, A45F, A46B, A62B, A99Z, B42B, B42C, B42D, B42F, B43K, B43L, B43M, B44B, B44C, B44D, B44F, B68B, B68C, B68F, B68G, D04D, D06F, D06N, D07B, F25D, G10B, G10C, G10D, G10F, G10G, G10H, G10K
Less research-intensive sub-fields.
27 Annex D – Singapore Patent Statistics (2006 – 2015)
Annex D – Singapore Patent Statistics (2006 – 2015) In this statistical compilation, the dataset consisted of all patent applications that sought protection
in Singapore i.e. filed with Intellectual Property Office of Singapore (IPOS), including those that were
unpublished or withdrawn. Patent applications with application year11 dated 2006 to 2015 were
compiled herein in this Annex.
Figure 9: Patent Filing Trend in Singapore
Figure 10: Breakdown of Patent Applications in Singapore (Singapore Residents and Non-Singapore Residents)
11 The application year referred to the year when a patent application filed in Singapore was completely and successfully received at IPOS. This date may differ from the filing date of a PCT application entering the Singapore national phase. For our purpose, this application year took into account the entry of the application into Singapore and was most reflective of the patenting trend in Singapore.
0
2000
4000
6000
8000
10000
12000
2006 2007 2008 2009 2010 2011 2012 2013 2014 2015
No
. of
app
licat
ion
s
Application year
0%
2%
4%
6%
8%
10%
12%
14%
16%
0
2000
4000
6000
8000
10000
2006 2007 2008 2009 2010 2011 2012 2013 2014 2015
Pe
rce
nta
ge o
f SG
re
sid
en
t fi
lings
ove
r to
tal n
um
be
r o
f ap
plic
atio
ns
No
. of
app
licat
ion
s
Application year
Non-SG resident filings SG resident filings SG resident filings (%)
28 Singapore Patent Landscape 2016
Figure 11: Top 10 Applicant Countries in Singapore
Figure 12: Top 10 Patent Applicants in Singapore
29 Annex D – Singapore Patent Statistics (2006 – 2015)
Table 2: Number of Patent Applications Filed in Singapore Across Technology Fields
30 Singapore Patent Landscape 2016
About The Intellectual Property Office of Singapore (IPOS)
The Intellectual Property Office of Singapore (IPOS) is a statutory board under the Ministry of Law.
IPOS advises and administers the Intellectual Property (IP) regime, promotes its usage and builds
expertise to facilitate the development of Singapore’s IP eco-system. With IP fast becoming a critical
asset in today’s global markets, IPOS aims to be a trusted partner to empower all creators in our
knowledge economy. IPOS’ vision is for Singapore to be an IP Hub of Asia. More information on IPOS
can be found on www.ipos.gov.sg.
Contact Us
P Kiruthika
National Research Foundation Singapore
DID: +65 6694 5022 ▪ FAX: +65 6684 0384
Email: [email protected]
Ang Wunly
IPOS International, IPOS
DID +65 6330 8673 ▪ FAX +65 6339 0252
Email: [email protected]