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    Signalling Principles

    In Plain English

    (Reference to masculine gender alsorefers to the female gender!)

    Tony Howker March 2011

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    A system that Prevents collisions and

    derailments!

    A Definition of Signalling

    (The tool to Manage the Operation of the Railway)

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    Look what happens in a collision or derailment!

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    How does Signalling do this?

    A signalman operator of the Signalling System,

    gives instructions to a Driver of a train.

    The Instructions started with Handsignals but

    then put signalmen controlled coloured lights or

    planks of wood on the top of poles and expectedDrivers of Trains to obey their meaning!

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    Handsignal

    being

    exhibited by

    the

    Signalman.

    (He was

    called a

    policemen

    in thosedays

    hence the

    nickname

    for a

    signalman

    wasBobby)

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    A Few Definitions

    I think that you know what I mean and

    you think I know what you mean but

    just to be sure!

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    Definitions Route A section of railway line from

    a fixed signal to the next

    signal may containpoints ornot may continue past nextsignal ifoverlaps are provided

    Route

    Overlap

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    Definitions Signal A means of displaying

    an Authority toProceed and the driver

    is aware of the limit of

    that Authority.

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    Definitions Points

    Facing Trailing

    A moveable section of the

    railway that allows trains todivert onto or converge

    from another section of

    railway

    Facing point complete with Facing Point Lock

    Diverting Lines

    Trailing point Converging Lines

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    Definitions Overlap

    In the Rear of a Signal

    In Advance of a Signal

    An Overlap is a section

    of railway line beyond astop signal that must be

    clear before a train can

    be given permission toapproach that signal

    from the rear.

    Length often varies between a nominaldistance and braking distance

    Overlap

    In AdvanceIn the Rear

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    DefinitionsNormal & Reverse These originally described the

    position of a mechanical lever in a

    frame and thus related to theposition ofpoints. When relating

    tosignals they describe the signal

    being at Stop or Red. Nowadays

    Normal is a statement that theequipment or system is in a

    quiescent state awaiting a

    command to control signalling

    equipment. Pulling the lever

    controlling signals moved the

    signal to give proceed authority to

    the Train Driver. (Always

    assuming that the interlocking

    allowed the movement)

    This is the

    NORMAL

    position

    This is the

    REVERSE

    position

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    Definitions Interlocking (Original) Originates from the meaning

    to interlock between 2 ormore levers in a mechanical

    frame

    10Worked by Lever

    11Worked by Lever

    To Move Lever 10 from Normal to Reverse Lever

    11 has to be Normal. If Lever 11 is Reverse, Lever

    10 cannot be moved from the Normal position and

    therefore is Locked Normal in the lever frame. Hence

    the word Interlocking

    Worked by Lever 9

    Normal Position of 11 points willallow a train to pass along the Main

    Line The diagram shows the

    Normal lie of the points.

    If 11 points are Reverse then the

    points will allow a train to move

    from the Loop Line to join the main

    Line by moving Lever 9 to the

    Reverse position

    Loop Line

    Main Line

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    Definitions Interlocking (Modern

    Definition) & Controls

    Can be done using relays, computers

    or a combination of both.

    This is the name given to the

    Equipment and System that

    allows the signalling to becontrolled in a safe manner and

    the information given to the Train

    Driver to also be correct and safe.

    The Interlocking also receivesinformation from the trackside.

    Today the terms interlocked by

    and controlled by are

    synonymous and both could be

    replaced by required by.

    Interlocking

    TC A TC BTC C TC D

    TC ETC F

    TC G

    TC H

    23101A

    101B25

    TC J

    Indications

    Controls

    Signalman

    RequestsDiagram or VDU

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    The Main PrinciplesGiving unequivocal permission to the driver that it is OK for him to proceed

    means that -

    The line is clear of any other train or obstruction along this route to the limitof Authority

    The Signalman will not alter the line or route as long as the authority is valid

    If we withdraw the Authority to proceed, we will not be able to alter the line

    or route until the train that was given the authority has come to a complete

    stand

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    Principles for allowing a Main signal

    to show a proceed aspect The line must be clear between the

    route entrance signal and the exit

    signal ahead The overlap must also be clear

    Any lines that converge should also

    be clear to the protecting signal

    All points in the route must be set,locked and detected in the right

    position

    Trailing points in the overlap at the

    exit signal must be locked and

    detected normal

    The entrance signal of any directly

    opposing routes must be proved at

    Red and free ofApproach Locking

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    Approach LockingBefore we discuss Approach Locking a little piece of Physics!Trains are heavy and travel at quite a reasonable speed and create substantial kinetic

    energy

    Because this kinetic energy needs to be dissipated, braking to a stop means that trainscannot stop as quickly as cars or trucks they need distance which also means time.

    Therefore our trans cannot be driven on-sight as a car or truck can. All signals

    capable of showing a stop aspect need to have an advance warning signal at least

    Braking Distance before the stop signal. This is often known as a Distant signal.

    So when our signalman withdraws a movement authority (i.e. he replaces a signal to redor stop) he cannot rely on the fact that the train driver will have enough time or distance

    to be able to bring his train to a stop at the red signal, especially as the warning (or

    distant) signal will have been showing an indication that stated that the next signal was

    at proceed. This means that the requirement to hold the route locked until the train has

    come to a stand must be carried out by Approach Locking

    Approach Locking can only be released by proving the train is at a stand at the red

    signal or that the train has passed safely through the route which has remained locked

    even though the signal at the entrance to this route has been replaced to red in front of

    the train.

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    Approach Locking

    15A 3A 2A 1

    When this signal at RedThis signal

    shows Caution

    Braking DistanceBraking Distance

    This signal shows

    Proceed at line speed

    This signal shows Red

    Signal 15 Cleared to ProceedThis signal shows

    Proceed at line speed

    This signal shows

    Proceed at line speedThis signal shows Red

    Signal 15 replaced to stop

    Train within Braking Distance and

    cannot stop before 15 Signal

    Route ahead of Signal 15 now Approach Locked only released by

    Train at a stand at 15 signal (usually done via a timer having run say 3

    minutes), or train passing through route.

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    Further Principles

    Associated with Locking Approach Locking

    Route Holding

    Before a signal can clear the

    approach locking must be

    proved as being applied so

    that it is available if

    required.

    The same applies to route

    holding it must be proved

    to be applied before thesignal can clear to a proceed

    aspect.

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    Train Separation The other Principle besides

    locking is Train separation.

    This is achieved by only allowing

    one train at a time into a particular

    piece of railway line. This sectionof line is often called a Block It

    may or not be equal to Braking

    Distance. (Probably longer)

    Block Block & Braking Distance

    Braking Distance

    Braking Distance & Block Braking Distance & Block Braking Distance & Block

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    In Plain Language

    We have just defined the fundamental principles

    of Signalling

    Interlocking Principles

    &

    Train Separation Principles

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    Interlocking Principles

    No route can be established unless that route is free of any opposing or

    conflicting movements or locking

    Any points within the route shall be free of locking or set in the required

    position

    The route should be unoccupied by trains or other obstructions before the exitsignal can be allowed to show a proceed aspect

    Any points in the route shall be locked and detected in the required position

    Any Overlap at the exit signal shall be clear of trains and any opposing or

    conflicting locking Once a proceed aspect has been given to the driver it shall not be possible to

    alter the route

    It shall be possible to withdraw the authority given to a driver (re-placing the

    entrance signal to stop) however it shall not be possible to alter the locked

    route until the train has come to a stand or has passed through the route

    Finally before allowing a signal to show a proceed aspect to the driver, it must

    prove that the route ahead is locked and that the approach locking should be

    primed and ready to be activated.

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    Train Separation

    Only one train shall be allowed in one section of line at a time (Block

    Signalling)

    Trains need time and distance to brake to a stand from the allowed line speed

    signalling should allow for preliminary caution signals and not force drivers

    to drive on sight like a car or truck

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    A few extra comments

    You will note that I have kept to the basic Principles of Signalling,

    deliberately not differentiating between speed or route signalling or theaspects shown to a Driver.

    Neither have I shown any principles for the application of any sort of

    Automatic Train Protection System.

    The equipment used for detecting whether a line is clear or obstructed is

    outside the scope of signalling principles hence the idea of Plain English

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    Remember who the Customer is for

    our Signalling

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    THE

    ENDof MovementAuthority!