September 25, 2019 Mr. Bruce De Terra, Division Chief Department of Transportation, MS 82 Division of Transportation Programming, Office of Federal Transportation Management Program 1120 N Street Sacramento, CA 95814 ATTN: Albert Soares Dear Mr. De Terra:

This letter serves as notification to Caltrans, the Federal Highway Administration (FHWA), and Federal Transit Administration (FTA) of Formal Amendment No. 8 to SBCAG’s 2019 FTIP. The SBCAG Board of Directors approved Formal Amendment No. 8 to the 2019 FTIP at their September 19th meeting. The amendment was presented to the public per guidelines established in SBCAG’s adopted Public Participation Plan. The amendment makes the following changes described below, which are consistent with the Regional Transportation Plan and requirements in 23 CFR 450:

o South Coast 101 HOV Carpinteria (Segment 4A): (MPO ID: CT123): Program Highway Infrastructure Program funds to Segment 4A of the South Coast 101 HOV Carpinteria project. A total of $2,648,893 is programmed in FY 2019/20. (Attachment A)

The 2019 FTIP remains financially constrained, meets air quality conformity, and does not interfere with the timely implementation of Transportation Control Measures contained in the State Implementation Plan. If you have any further questions regarding this amendment, please contact Jaquelin Mata of my staff at (805) 961-8904 (email: Jmata@sbcag.org). Sincerely,

Sarkes Khachek SBCAG Director of Programming

SBCAG STAFF REPORT

SUBJECT: Amendment No. 8 to 2019 Federal Transportation Improvement Program MEETING DATE: September 19, 2019 AGENDA ITEM: 4E STAFF CONTACT: Jacky Mata RECOMMENDATION: Adopt Resolution 19-34 amending the 2019 Federal Transportation Improvement Program through Formal Amendment No. 8 to program Highway Infrastructure Program funds to the U.S. 101 High Occupancy Vehicle Project. DISCUSSION: The Federal Transportation Improvement Program (FTIP) is adopted by SBCAG and serves as the sole reference federal funding document for public review. The FTIP must contain accurate project information and funds allocated before federal funds can be expended on the projects. SBCAG’s role is to amend funding changes into the FTIP as needed. The 2019 FTIP will be the new programming document moving forward. The 2019 FTIP was approved by the SBCAG Board on September 20, 2018. The 2019 FTIP was adopted by the Federal agencies on December 17, 2018. The recommended action is not a project under the California Environmental Quality Act (CEQA) pursuant to sections 15276 and/or 15378 of the CEQA guidelines. Formal Amendment No. 8 to the 2019 FTIP will program the following changes: Highway Infrastructure Program SBCAG has an apportionment from the Federal Highway Administration (FHWA) from the Highway Infrastructure Program (HIP). The funding is considered a one-time apportionment at $2,648,893 for Fiscal Years 2018 and 2019. Eligible projects include construction of highways, bridges, tunnels, including designated routes of the Appalachian development highway system and local access roads under section 14501 of title 40, U.S.C. (link to FHWA website). The FY 2018 apportioned HIP funds must be obligated by September 30, 2021 and the FY 2019 apportioned HIP funds must be obligated by September 30, 2022.

Amendment No. 8 changes the following individually listed project:

o South Coast 101 HOV Carpinteria (Segment 4A): (MPO ID: CT123): Program Highway Infrastructure Program funds to Segment 4A of the South Coast 101 HOV Carpinteria project. A total of $2,648,893 is programmed in FY 2019/20.

(Attachment A) COMMITTEE REVIEW: Formal Amendment No. 8 was presented to TTAC at their meeting on August 1, 2019 and the committee unanimously recommended approval by the SBCAG board. FTIP amendments are available for public review at http://www.sbcag.org/2019-ftip.html. After approval, Formal Amendment No. 8 and the accompanying resolution (Attachment B) will be submitted to Caltrans, the Federal Highway Administration, and the Federal Transit Administration for State and Federal approval. ATTACHMENTS:

A. California Transportation Improvement Program System (CTIPS) Report Amendment 8 B. Formal Amendment No. 8 Resolution 19-34

Summary of Changes SBCAG 2019 Formal Amendment No. 8

No. of Project

NEW or EXISTING PROJECT ID PROJECT TITLE DESCRIPTION OF CHANGE COST BEFORE COST REVISED COST DIFFERENCE % CHANGE COMMENTS

1 Existing CT 123 South Coast 101 HOV Carpinteria (Segment 4A) New fund type is added in FY 19/20. $75,115 $77,764 $2,649 3.5%

Caltrans

2018 Federal Transportation Improvement Program

Santa Barbara County Association of Governments

Amendment No. 8.00 (in $1000s)

TOTAL PRIOR PE RW CON

MPO ID: CT123TITLE: South Coast 101 HOV Carpinteria (Segment 4A)DESCRIPTION: In Santa Barbara County, in Carpinteria from 0.2 miles south of Bailard Avenue to 0.5 miles south of S.

Padaro Lane. Construct HOV lanes. This is a grandchild of parent project 05-0N700 (PPNO 710

CHANGE REASON:Amendment - Cost/Scope/Sch. Change

Capacity Status: CI L

18/19 19/20 20/21 21/22 22/23

$2,495 $2,495 $2,495 STIP-IIP

$2,470 $2,470 $2,470 Local MeasureLocal Funds

$2,649 $2,649 $2,649 Highway Infrastructure Program (HIP)Other Fed

$3,620 $5,240 $3,620 $5,240 $8,860 STIP-RIP

$10,290 $10,290 $8,870 $1,420 STIP Advance ConstructionRIP Prior

$51,000 $51,000 $51,000 Road Repair and Accountability Act of 2017State SB1 TCEP

$77,764 $18,025 $59,739 $11,365 $6,660 $59,739 TOTAL

TOTAL PRIOR PE RW CON

2.00

CHANGE REASON PRIOR TO AMENDMENT: Adoption - Carry Over L

18/19 22/2321/2220/2119/20

$2,495 $2,495 $2,495 STIP-IIP

$2,470 $2,470 $2,470 Local Funds Measure A

$5,240 $3,620 $8,860 $5,240 $3,620 STIP-RIP

$1,420 $8,870 $10,290 $10,290 RIP Prior STIP Advance Construction

$51,000 $51,000 $51,000 State SB1 TCEPRoad Repair and Accountability Act of 2017

$75,115 $18,025 $57,090 $11,365 $6,660 $57,090 TOTAL

ATTACHMENT A

Caltrans, Division of Transportation ProgrammingOffice of Federal Transportation Management Program

LG: Revised 6/5/2018

TABLE 1: REVENUE

Funding SourcePrior Current Prior Current Prior Current Prior Current No. 7 No. 8 No. 7 No. 8 No. 7 No. 8 No. 7 No. 8

Sales Tax City County Gas Tax Gas Tax (Subventions to Cities) Gas Tax (Subventions to Counties) Other Local Funds $4,797 $4,797 $746 $746 $40 $40 $1,774 $1,774 $7,357 County General Funds $2,360 $2,360 $40 $40 $2,400 City General Funds $2,237 $2,237 $746 $746 $1,774 $1,774 $4,757 Street Taxes and Developer Fees RSTP Exchange funds $200 $200 $200 Transit Transit Fares Other (See Appendix 1) $28,493 $28,493 $32,989 $32,989 $86,109 $86,109 $750 $750 $148,341

Local Total $33,290 $33,290 $33,735 $33,735 $86,149 $86,149 $2,524 $2,524 $155,698 Tolls Bridge Corridor Regional Sales Tax Other (See Appendix 2)

Regional Total State Highway Operations and Protection Program (SHOPP) 1 $33,904 $33,904 $289,142 $289,142 $43,213 $43,213 $126,000 $126,000 $492,259 SHOPP $28,359 $28,359 $289,142 $289,142 $41,423 $41,423 $126,000 $126,000 $484,924 SHOPP Prior State Minor Program $5,545 $5,545 $1,790 $1,790 $7,335 State Transportation Improvement Program (STIP) 1 $1,757 $1,757 $72,428 $72,428 $149,785 $149,785 $283 $283 $224,253 STIP $1,757 $1,757 $72,428 $72,428 $149,785 $149,785 $223,970 STIP Prior $283 $283 $283 State Bond Proposition 1A (High Speed Passenger Train Bond Program) Proposition 1B (Highway Safety, Traffic Reduction, Air Quality, and Port Security Bond Act of 2006)

Active Transportation Program (ATP) 1 $2,846 $2,846 $8,292 $8,292 $9,810 $9,810 $12,087 $12,087 $33,035 Highway Maintenance (HM) Program 1 $5,048 $5,048 $5,048 Highway Bridge Program (HBP) 1 $7,768 $7,768 $2,450 $2,450 $702 $702 $7,855 $7,855 $18,775 Road Repair and Accountability Act of 2017 (SB1) $416 $416 $27 $27 $618 $618 $1,061 Traffic Congestion Relief Program (TCRP) State Transit Assistance (STA)(e.g., population/revenue based, Prop 42) $21 $21 $1,853 $1,853 $1,874 Other (See Appendix 3) $624 $624 $624

State Total $51,760 $51,760 $374,816 $374,816 $204,128 $204,128 $146,225 $146,225 $776,929 5307 - Urbanized Area Formula Grants $10,400 $10,400 $13,044 $13,044 $9,844 $9,844 $33,288 5309 - Fixed Guideway Capital Investment Grants 5309b - New and Small Starts (Capital Investment Grants) 5309c - Bus and Bus Related Grants 5310 - Enhanced Mobility of Seniors and Individuals with Disabilities 5311 - Formula Grants for Rural Areas $265 $265 $265 5311f - Intercity Bus 5337 - State of Good Repair Grants 5339 - Bus and Bus Facilities Formula Grants $672 $672 $500 $500 $1,172 FTA Transfer from Prior FTIP Other (See Appendix 4)Federal Transit Total $11,337 $11,337 $13,544 $13,544 $9,844 $9,844 $34,725 Congestion Mitigation and Air Quality (CMAQ) Improvement Program Construction of Ferry Boats and Ferry Terminal Facilities (Ferry Boat Program) Coordinated Border Infrastructure Program Federal Lands Access Program Federal Lands Transportation Program GARVEE Bonds Debt Service Payments Highway Infrastructure Program (HIP) 2 $2,649 $2,649 Highway Infrastructure Program (HIP) - PRIOR High Priority Projects (HPP) and Demo Highway Safety Improvement Program (HSIP) $2,177 $2,177 $1,724 $1,724 $713 $713 $2,953 $2,953 $7,567 National Highway Freight Program (NHFP) Nationally Significant Freight and Highway Projects (FASTLANE/INFRA Grants) Railway-Highway Crossings Program Recreational Trails Program SAFETEA-LU Safe Routes to School (SRTS) Surface Transportation Block Grant Program (STBGP/RSTP) Other (see Appendix 5) $161 $161 $161Federal Highway Total $2,177 $2,177 $1,724 $4,373 $874 $874 $2,953 $2,953 $10,377

Other Federal Railroad Administration (see Appendix 6)

Federal Railroad Administration Total

Federal Total $13,514 $13,514 $15,268 $17,917 $10,718 $10,718 $2,953 $2,953 $45,102

TIFIA (Transportation Infrastructure Finance and Innovation Act) Other (See Appendix 7)

Innovative Financing Total

$98,564 $98,564 $423,819 $426,468 $300,995 $300,995 $151,702 $151,702 $977,729

Financial Summary Notes:1 State Programs that include both state and federal funds2. SBCAG received $1,099,614 in HIP apportionments in FFY 2018, and it received $1,549, 279 in HIP apportionments in FFY 2019 for a total of $2,648,893 in HIP funds.

NOTES

TOTALCURRENT

Amendment Amendment Amendment AmendmentFY 2019

Santa Barbara County Association of Governments2019 Federal Transportation Improvement Program

Amendment 8($'s in 1,000)

REVENUE TOTAL

FEDE

RAL

RAIL

STAT

ELO

CAL

FEDE

RAL

TRAN

SIT

INNO

VATI

VE

FINA

NCE

REGI

ONAL

FEDE

RAL

HIGH

WAY

FY 2020 FY 2021 FY 2022

4 YEAR (FTIP Period)

Page 2 of 5

TABLE 1: REVENUE - APPENDICES

Santa Barbara County Association of Governments2019 Federal Transportation Improvement Program

Amendment 8($'s in 1,000)

Appendix 1 - Local OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTALLTF $332 $332 $3,146 $3,146 $750 $750 $4,228TDA $26,200 $26,200 $27,323 $27,323 $28,502 $28,502 $82,025Private FundsMeasure A $21 $21 $50 $50 $110 $110 $181SBCAG $1,940 $1,940 $2,470 $2,470 $57,497 $57,497 $61,907

Local Other Total $28,493 $28,493 $32,989 $32,989 $86,109 $86,109 $750 $750 $148,341

Appendix 2 - Regional OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTAL

Regional Other Total

Appendix 3 - State OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTALCA Hybrid and Zero Emission Truck and Bus Voucher Incentive Program $624 $624 $624

State Other Total $624 $624 $624

Appendix 4 - Federal Transit OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTAL

Federal Transit Other Total

Appendix 5 - Federal Highway OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTALEarmark Repurposing $161 $161 $161

Federal Highway Other Total $161 $161 $161

Appendix 6 - Federal Railroad Administration OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTAL

Federal Railroad Administration Other Total

Appendix 7 - Innovative Other

CURRENTPrior Current Prior Current Prior Current Prior Current TOTAL

Innovative Other Total

FY 2019 FY 2020 FY 2021 FY 2022

FY 2019 FY 2020 FY 2021 FY 2022

FY 2022

FY 2019 FY 2020 FY 2021 FY 2022

FY 2019 FY 2022FY 2020 FY 2021

Federal Railroad Administration Other

FY 2019 FY 2020 FY 2021 FY 2022

FY 2019 FY 2020 FY 2021 FY 2022

FY 2019 FY 2020 FY 2021

Innovative Other

Local Other

Regional Other

State Other

Federal Transit Other

Federal Highway Other

Caltrans, Division of Transportation ProgrammingOffice of Federal Transportation Management Program

LG: Revised 6/5/2018

TABLE 2: PROGRAMMED

FUNDING SOURCESPrior Current Prior Current Prior Current Prior Current No. 7 No. 8 No. 7 No. 8 No. 7 No. 8 No. 7 No. 8

Local Total $33,290 $33,290 $33,735 $33,735 $86,149 $86,149 $2,524 $2,524 $155,698

Tolls Bridge Corridor Regional Sales Tax Other (See Appendix A)

Regional Total State Highway Operations and Protection Program (SHOPP) 1 $33,904 $33,904 $289,142 $289,142 $43,213 $43,213 $126,000 $126,000 $492,259 SHOPP $28,359 $28,359 $289,142 $289,142 $41,423 $41,423 $126,000 $126,000 $484,924 SHOPP Prior State Minor Program $5,545 $5,545 $1,790 $1,790 $7,335 State Transportation Improvement Program (STIP) 1 $1,757 $1,757 $72,428 $72,428 $149,785 $149,785 $283 $283 $224,253 STIP $1,757 $1,757 $72,428 $72,428 $149,785 $149,785 $223,970 STIP Prior $283 $283 $283 State Bond Proposition 1A (High Speed Passenger Train Bond Program) Proposition 1B (Highway Safety, Traffic Reduction, Air Quality, and Port Security Bond Act of 2006) Active Transportation Program 1 $2,846 $2,846 $8,292 $8,292 $9,810 $9,810 $12,087 $12,087 $33,035 Highway Maintenance (HM) Program 1 $5,048 $5,048 $5,048 Highway Bridge Program (HBP) 1 $7,768 $7,768 $2,450 $2,450 $702 $702 $7,855 $7,855 $18,775 Road Repair and Accountability Act of 2017 (SB1) $416 $416 $27 $27 $618 $618 $1,061 Traffic Congestion Relief Program (TCRP) State Transit Assistance (STA)(e.g., population/revenue based, Prop 42) $21 $21 $1,853 $1,853 $1,874 Other (See Appendix B) $624 $624 $624

State Total $51,760 $51,760 $374,816 $374,816 $204,128 $204,128 $146,225 $146,225 $776,929

5307 - Urbanized Area Formula Grants $10,400 $10,400 $13,044 $13,044 $9,844 $9,844 $33,288 5309 - Fixed Guideway Capital Investment Grants 5309b - New and Small Starts (Capital Investment Grants) 5309c - Bus and Bus Related Grants 5310 - Enhanced Mobility of Seniors and Individuals with Disabilities 5311 - Formula Grants for Rural Areas $265 $265 $265 5311f - Intercity Bus 5337 - State of Good Repair Grants 5339 - Bus and Bus Facilities Formula Grants $672 $672 $500 $500 $1,172 FTA Transfer from Prior FTIP Other (See Appendix C)Federal Transit Total $11,337 $11,337 $13,544 $13,544 $9,844 $9,844 $34,725 Congestion Mitigation and Air Quality (CMAQ) Improvement Program Construction of Ferry Boats and Ferry Terminal Facilities (Ferry Boat Program) Coordinated Border Infrastructure Program Federal Lands Access Program Federal Lands Transportation Program GARVEE Bonds Debt Service Payments Highway Infrastructure Program (HIP) $2,649 $2,649 Highway Infrastructure Program (HIP) - PRIOR High Priority Projects (HPP) and Demo Highway Safety Improvement Program (HSIP) $2,177 $2,177 $1,724 $1,724 $713 $713 $2,953 $2,953 $7,567 National Highway Freight Program (NHFP) Nationally Significant Freight and Highway Projects (FASTLANE/INFRA Grants) Railway-Highway Crossings Program Recreational Trails Program SAFETEA-LU Safe Routes to School (SRTS) Surface Transportation Block Grant Program (STBGP/RSTP) Other (see Appendix D) $161 $161 $161Federal Highway Total $2,177 $2,177 $1,724 $4,373 $874 $874 $2,953 $2,953 $10,377

Other Federal Railroad Administration (see Appendix E)

Federal Railroad Administration Total

Federal Total $13,514 $13,514 $15,268 $17,917 $10,718 $10,718 $2,953 $2,953 $45,102

TIFIA (Transportation Infrastructure Finance and Innovation Act) Other (See Appendix F)

Innovative Financing Total

$98,564 $98,564 $423,819 $426,468 $300,995 $300,995 $151,702 $151,702 $977,729

MPO Financial Summary Notes:1 State Programs that include both state and federal funds.

FY 2019

PROGRAMMED TOTAL

INNO

VATI

VE

FINA

NCE

REGI

ONAL

FEDE

RAL

HIGH

WAY

FEDE

RAL

TRAN

SIT

STAT

E

Santa Barbara County Association of Governments2019 Federal Transportation Improvement Program

Amendment 8($'s in 1,000)

FEDE

RAL

RAIL

LOCA

L

FY 2020 FY 2021 FY 20224 YEAR (FTIP Period)N

OTES

TOTALCURRENT

Amendment Amendment Amendment Amendment

Page 4 of 5

TABLE 2: PROGRAMMED - APPENDICES

Santa Barbara County Association of Governments2019 Federal Transportation Improvement Program

Amendment 8($'s in 1,000)

Appendix A - Regional OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTAL

Regional Other Total

Appendix B - State OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTALCA Hybrid and Zero Emission Truck and Bus Voucher Incentive Program $624 $624 $624

State Other Total $624 $624 $624

Appendix C - Federal Transit OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTAL

Federal Transit Other Total

Appendix D - Federal Highway OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTALEarmark Repurposing $161 $161 $161

Federal Highway Other Total $161 $161 $161

Appendix E - Federal Railroad Administration OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTAL

Federal Railroad Administration Other Total

Appendix F - Innovative Finance OtherCURRENT

Prior Current Prior Current Prior Current Prior Current TOTAL

Innovative Other Total

FY 2019 FY 2020 FY 2021 FY 2022

FY 2019 FY 2020 FY 2021 FY 2022

FY 2019 FY 2020 FY 2021 FY 2022

FY 2019 FY 2020 FY 2021 FY 2022

FY 2019 FY 2020 FY 2021 FY 2022

FY 2019 FY 2020 FY 2021 FY 2022

Innovative Other

Regional Other

State Other

Federal Transit Other

Federal Highway Other

Federal Railroad Administration Other

Caltrans, Division of Transportation ProgrammingOffice of Federal Transportation Management Program

LG: Revised 6/5/2018

TABLE 3: REVENUE-PROGRAMMED

FUNDING SOURCES Amendment Amendment Amendment AmendmentPrior Current Prior Current Prior Current Prior Current No. 7 No. 8 No. 7 No. 8 No. 7 No. 8 No. 7 No. 8

Local Total

Tolls Bridge Corridor Regional Sales Tax OtherRegional Total State Highway Operations and Protection Program (SHOPP) 1

SHOPP SHOPP Prior State Minor Program State Transportation Improvement Program (STIP) 1

STIP STIP Prior State Bond Proposition 1A (High Speed Passenger Train Bond Program) Proposition 1B (Highway Safety, Traffic Reduction, Air Quality, and Port Security Bond Act of 2006) Active Transportation Program 1 Highway Maintenance (HM) Program 1 Highway Bridge Program (HBP) 1 Road Repair and Accountability Act of 2017 (SB1) Traffic Congestion Relief Program (TCRP) State Transit Assistance (STA)(e.g., population/revenue based, Prop 42) Other

State Total 5307 - Urbanized Area Formula Grants 5309 - Fixed Guideway Capital Investment Grants 5309b - New and Small Starts (Capital Investment Grants) 5309c - Bus and Bus Related Grants 5310 - Enhanced Mobility of Seniors and Individuals with Disabilities 5311 - Formula Grants for Rural Areas 5311f - Intercity Bus 5337 - State of Good Repair Grants 5339 - Bus and Bus Facilities Formula Grants FTA Transfer from Prior FTIP OtherFederal Transit Total Congestion Mitigation and Air Quality (CMAQ) Improvement Program Construction of Ferry Boats and Ferry Terminal Facilities (Ferry Boat Program) Coordinated Border Infrastructure Program Federal Lands Access Program Federal Lands Transportation Program GARVEE Bonds Debt Service Payments Highway Infrastructure Program (HIP) Highway Infrastructure Program (HIP) - PRIOR High Priority Projects (HPP) and Demo Highway Safety Improvement Program (HSIP) National Highway Freight Program (NHFP) Nationally Significant Freight and Highway Projects (FASTLANE/INFRA Grants) Railway-Highway Crossings Program Recreational Trails Program SAFETEA-LU Safe Routes to School (SRTS) Surface Transportation Block Grant Program (STBGP/RSTP) OtherFederal Highway Total

Other Federal Railroad Administration

Federal Railroad Administration Total

Federal Total

TIFIA (Transportation Infrastructure Finance and Innovation Act) Other

Innovative Financing Total

REVENUE - PROGRAM TOTAL

LOCA

LRE

GION

ALFE

DERA

L HI

GHW

AYIN

NOVA

TIVE

FI

NANC

EFE

DERA

L TR

ANSI

TFE

DERA

L RA

ILST

ATE

Santa Barbara County Association of Governments2019 Federal Transportation Improvement Program

Amendment 8($'s in 1,000)

TOTALCURRENT

4 YEAR (FTIP Period)FY 2019 FY 2020 FY 2021 FY 2022