semi-annual social monitoring report · opposite hotel babylon international raipur (chhattisgarh)...

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Social Monitoring Report This report has been submitted to ADB by the Public Works Department, Government of Chattisgarh, Raipur and is made publicly available in accordance with ADB’s Public Communications Policy (2011). It does not necessarily reflect the views of ADB. This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. Project Number: 44427-013 February 2017 Period: July 2015 December 2015 IND: Chhattisgarh State Road Sector Project Subproject : Group A Roads Submitted by Public Works Department, Government of Chattisgarh, Raipur

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Page 1: Semi-Annual Social Monitoring Report · OPPOSITE HOTEL BABYLON INTERNATIONAL RAIPUR (CHHATTISGARH) +91-771-2971448, 5061160.TL@smec.com ... Institutional Arrangement and Staffing

Social Monitoring Report

This report has been submitted to ADB by the Public Works Department, Government of Chattisgarh, Raipur and is made publicly available in accordance with ADB’s Public Communications Policy (2011). It does not necessarily reflect the views of ADB.

This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

Project Number: 44427-013 February 2017 Period: July 2015 – December 2015

IND: Chhattisgarh State Road Sector Project

Subproject : Group A Roads

Submitted by

Public Works Department, Government of Chattisgarh, Raipur

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CSC-Group A (RAIPUR PACKAGE)

CONSULTING SERVICES FOR CONSTRUCTION SUPERVISION OF REHABILITATION AND UPGRADING OF GROUP ‘A’ ROADS IN RAIPUR, CHHATTISGARH

(DECEMBER 2016)

17 MOLLSHREE VIHAR, VIP ROAD OPPOSITE HOTEL BABYLON INTERNATIONAL RAIPUR (CHHATTISGARH) +91-771-2971448, [email protected]

CHHATTISGARH STATE ROAD SECTOR PROJECT

REVISED SEMI-ANNUAL SOCIAL MONITORING REPORT

JULY-DECEMBER 2015

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Chhattisgarh State Road Sector Project

Semi-Annual Social Monitoring Report July 2015 to December 2015

Consulting Services for Construction Supervision of Rehabilitation and Upgrading of Group ‘A’ Roads in Raipur, Chhattisgarh

CSC-Group A (Raipur Package)

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Prepared by:

Dr. Debasish Bhattacharya Social and R&R Expert Rehabilitation and Upgrading of Group ‘A’ Roads in Raipur, Chhattisgarh SMEC INDIA PVT LTD 17, Mollshree Vihar, VIP Road, Opposite Hotel Babylon International Raipur, Chhattisgarh M +91 9868817865 Email [email protected] Date: 21.12.2016

Verified by:

Capt. G. R. Rathee Team Leader Rehabilitation and Upgrading of Group ‘A’ Roads in Raipur, Chhattisgarh SMEC INDIA PVT LTD 17, Mollshree Vihar, VIP Road, Opposite Hotel Babylon International Raipur, Chhattisgarh M +91 7712971448

Email [email protected] | www.smec.com Date: 21.12.2016

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Table of Contents ABBREVIATIONS ............................................................................................................................................... 5

Project Fact Sheet ............................................................................................................................................. 6

1. Project Briefing and Project Description ..................................................................................................... 7

2. Social Monitoring Report (SMR) for July-December 2015 ......................................................................... 9

3. Institutional Arrangement and Staffing for RP Implementation ................................................................ 10

4. Engaging of the Implementing NGO for the implementation of RP ......................................................... 11

5. Social Monitoring of Implementation of Resettlement Plans in Group-A Subprojects during Reporting Period ............................................................................................................................................................... 12

6. Consultation with Stakeholders, Grievance Redress and Capacity Building ........................................... 19

7. Conclusion and Recommendation ........................................................................................................... 22

7.1 Conclusion ................................................................................................................................................ 22

7.2 Recommendation ..................................................................................................................................... 23

Annexure 1: Sample Micro-Plans ................................................................................................................. 24

Annexure 2: Sample ID Card for DP............................................................................................................. 25

Annexure 3: A Sample Cheque for Disbursement of Payment to a DP ....................................................... 26

Annexure 4: Document of Receipt of Cheque of Disbursement by a DP ..................................................... 27

List of Photo Plates:

Plate 1: Photographic Documentation of Disbursement Process.......................................................... 18 Plate 2: Photographic Documentation of Public Consultation on Project Information Dissemination ... 21

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ABBREVIATIONS ADB Asian Development Bank AP Affected Persons BPL Below Poverty Line CPR Community / Cultural Property Resources DSC Design and Supervision Consultants DP Displaced Persons FGD Focus Group Discussions GOI Government of India GRC Grievance Redress Committee ESMC Environment and Social Management Cell EA Executing Agency EM Entitlement Matrix IA Implementing Agency IP Indigenous Peoples IR Involuntary Resettlement LA Land Acquisition LAA Land Acquisition Act, 1984 NGO Non-Government Organizations NTH Non-Titleholder PIU Project Implementation Unit PWD Public works Department RFCLARRA Right to Fair Compensation and Transparency in Land Acquisition

Rehabilitation and Resettlement Act, 2013 ROW Right of Way RF Resettlement Framework RP Resettlement Plan R&R Resettlement & Rehabilitation SC Schedule Caste ST Schedule Tribe SDRO Social Development and Resettlement Officer SIA Social Impact Assessment TH Titleholder ToR Terms of Reference VC Valuation Committee

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Project Fact Sheet

Funded by ASIAN DEVELOPMENT BANK

Loan Details LOAN NUMBER 2981 – IND (Chhattisgarh State Road Development Project)

Sub- project Rehabilitation and Upgrading of Group ‘A’ Roads in Raipur, Chhattisgarh

Executing Agency Chhattisgarh Public Works Department (CGPWD), Govt. of Chhattisgarh, Raipur

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1. Project Briefing and Project Description The ADB funded Chhattisgarh State Road Sector Project entails the rehabilitation and improvement of the existing state roads of Chhattisgarh. The Chhattisgarh Public Works Department (CGPWD), Government of Chhattisgarh will be the Executing Agency (EA) for the project. The Project will rehabilitate and strengthen some selected existing State Highways roads to provide a dependable road transport network throughout the state.

1.1 Project Background

Asian Development Bank (ADB) has provided a loan (Loan-2981-IND) for the Chhattisgarh State Roads Sector Development Project (CSRSDP) for the improvement of about 916 km state roads in Chhattisgarh. The project comprises of altogether 19 subprojects distributed in 3 groups.

CSRSDP has taken up civil works for road up-gradation and rehabilitation, Consultancy agencies have been engaged for advisory and construction supervision services, institutional strengthening, social rehabilitation and resettlement including adherence to social safeguards, environmental mitigation and road safety measures. Group – A Roads taken up for the rehabilitation and up-gradation comprises of 6 (six) Civil Contract Packages in Raipur, Dhamtari and Balodabazar Districts as mentioned below.

Raipur to Bhaisa Road Bhaisa to Balodabazar Road Nandghat to Balodabazar Road Balodabazar to Gidhori Road Simga to Arang (Gullu) Road Arang (Gullu) to Kurud Road

The total length of the Raipur Group-A Roads adds up to 273.30 km. Fig 1 in the following shows locations of all 6 subprojects under Group-A Roads.

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Fig 1: Location of Group-A Roads

1.2 Project Description The Government of Chhattisgarh (GoCG) plans to improve the state road network under Chhattisgarh State Roads Sector Development Project (CSRSDP) with the assistance of Asian Development Bank. This project comprises of widening and strengthening of state highways and major district roads. SMEC International Pty. Ltd. In Joint Venture with SMEC India Pvt. Ltd. has been engaged by the GoCG as the Supervision Consultant for Construction Supervision of

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Rehabilitation and Upgrading of Phase-III Group A roads, Package-1,2,3,4,5 and 6 of CSRSDP comprising about 273.30 km road network. The details of the Group-A roads have been presented in the following Table 1.

Table 1: Details of the Group-A Roads, Raipur, Chhattisgarh Sl. No. Package Name of Road Length (km) District

1. Package 1 Raipur – Bhaisa (SH-9) 36.50 Raipur 2. Package 2 Bhaisa – Balodabazar (SH-9) 35.58 Raipur 3. Package 3 Nandghat – Balodabazar (SH-10) 42.19 Balodabazar / Bhatapara 4. Package 4 Balodabazar – Gidhori (SH- 9) 49.04 Balodabazar 5. Package 5 Simga – Arang (Gullu) (SH- 20) 57.15 Raipur 6. Package 6 Arang (Gullu) – Kurud (SH-20 / MDR) 52.84 Raipur / Dhamtari

Total Length in km 273.30

2. Social Monitoring Report (SMR) for July-December 2015 Social monitoring is an integral component of implementation of RPs. This provides to assess the adherence to social safeguards compliance in the process of RP implementation. The CSC has started since April 2015 and the progress of work in relation to RP implementation was not mentionable in the first quarter. However, from July 2015 till December 2015 the progress has been monitored and is being reported in this SMR. The current SMR reporting period is July to December 2015. During this period, social monitoring of RP implementation has been done to provide PIU an effective basis for assessing achievements and progress during the said period of RP implementation and to identify difficulties and problems to address for rectification.

2.1 Scope of Social Monitoring The scope of this SMR has been delineated as follows: Monitoring progress of implementation of RP by the NGO for the six above mentioned

packages under the CSC. Assessing the overall progress of RP implementation over the period July-December 2015.

2.2 Objectives of Social Monitoring The main objective of social monitoring is to provide an assessment on the progress of RP implementation to the EA /PIU for a designated period, say over six months.

2.3 Tasks of Social Monitoring Various components of social monitoring objective included the following tasks to arrive at the assessment of progress of RP implementation. These have been taken up in a concerted way by EA, CSC and NGO. Identification and verification of Affected Persons (AP), Displaced Persons (DP) and

Community Properties Resources (CPR) Disclosure of RP / Entitlement Matrix (EM) in local language

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Public consultation with APs / DPs Preparation of Micro-Plan Preparation and Distribution of Identity Card Opening of New Bank Account in case DPs do not have Distribution of compensation and assistance Grievance redress mechanism Appraisal of Arrangements for imparting training to DPs as a part of livelihood support Assessment of temporary LA for setting construction camps and diversions due to road

construction activities Appraisal of HIV/AIDS Awareness / Prevention Campaigns with construction labourers 3. Institutional Arrangement and Staffing for RP Implementation

3.1 Institutional Arrangement CGPWD as the Executing Agency (EA) has taken up implementation of this ADB funded state roads development project. The EA has already set up a state-level Investment Program Management Unit (PMU) headed by the Chief Engineer, CGPWD as the Program Manager. The PMU has appointed a qualified and experienced resettlement officer to supervise, facilitate, and monitor resettlement activities who will also coordinate with Construction Supervision Consultants (CSC) teams engaged in RP implementation. In addition the CGPWD has hired the services of a local NGO, Lakshya Foundation, as the implementing agency to implement RP activities including grievance redressing of any issues raised by the affected persons and monitoring social safeguards compliance for the project during project implementation. However, the main activities of the NGO also include monitoring of social safeguards during project implementation in addition to the implementation of RPs for this project. CSC for Group-A subprojects has mobilized Dr. Debasish Bhattacharya, Social and R&R Expert, on intermittent basis to periodically provide guidance, supervise and monitor the implementation of Resettlement Plans and also compliance of social safeguards being followed at the project implementation level by CSC and the Construction Contractors. His responsibilities include aspects of RP implementation activities in coordination with the NGO and the EA, provide guidance to CSC’s site engineers for construction supervision and prepare relevant progress reports on implementation of RPs and social monitoring of construction activities at Contractors’ level. In all these activities CSC has been working in close coordination with the EA and the NGO. A flow chart below provides the functioning model of the institutional arrangement.

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3.2 Staffing for RP Implementation The following Table 2 presents status of staff of various concerned agencies required to implement RPs.

Table 2: Staffing Status during Reporting Period (July to December 2015) Sl. No. Position Agency No. Sanctioned No. Actual

1 Social Expert ADB-PIU 1 1 2 Resettlement Officer (RO) SRU of EA 1 1 3 Social and R&R Expert CSC 1 1 4 Team Leader NGO 1 1

Key Person A 1 1 Key Person B 2 2 Technical Support Professional 12 12 Other Support Personnel 4 4

4. Engaging of the Implementing NGO for the implementation of RP M/s Lakshya Foundation of Bhilai has been engaged as the implementing NGO for the purpose of implementation of the RPs for all the above mentioned 6 contract packages under Group-A. The detailed contact addresses of their registered office in Bhilai and project site office have been provided hereunder. Working Office - Block & Flat No 37/441 Kabir Nagar, Raipur, Chhattisgarh 492099 Registered Office -MIG-II/51, Hudco, Amdi Nagar, Bhilai, Durg, (C.G) 490009 Contact No. 94252 44856, 95891 00230, 9329641696, E mail – [email protected] , [email protected] The NGO has been contracted in September 2014 by the Chhattisgarh Public Works Department (CGPWD), Govt. of Chhattisgarh, Raipur, the EA, for implementing the RP activities in the abovementioned subprojects. The NGO key staff has been imparted with capacity building training by EA’s in-house Social Expert and for carrying out their RP implementation activities during September 2014.

CGPWD

PIU (ADB) / Resettlement Officer (RO)

ADB PIU (Field Office) Supervision

Consultant (CSC) / Social

and R&R Expert

Implementing NGO

Design Consultant / Resettlement

Specialist

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5. Social Monitoring of Implementation of Resettlement Plans in Group-A Subprojects during Reporting Period

Social monitoring is a regular activity taken up during RP implementation. It provides an assessment of implementation work done, achievements of meeting targets, gaps in achieving targets, if any, over a stipulated reporting period. The progress of work done is monitored from two angles, physical progress and financial progress.

5.1 Physical Progress in Terms of Identification of Adverse Social Impacts and Losses Till the end of December 2015, the current reporting period about 10 TH has been identified who suffered loss of land due to the project in Packages 1, 2 and 3. Altogether 205 NTH have lost their properties and suffered impacts on their livelihoods being located within the ROW which has been cleared for road construction purposes in all 6 packages. Thus, the subproject has adverse impact on 215 DPs including TH and NTH. Table 3 below presents the status of identified TH and NTH DPs in details as per the eligibilities mentioned in the Entitlement Matrix (EM) adopted for the project.

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Table 3: Updated list of Displaced Households and Impacts

Sl. No.

Impact Category

Pkg. 1 Pkg. 2 Pkg. 3 Pkg. 4 Pkg. 5 Pkg. 6

Remarks Impact up

till December

2015

Cum. Impacts

Impact up till

December 2015

Cum. Impacts

Impact up till

December 2015

Cum. Impacts

Impact up till

December 2015

Cum. Impacts

Impact up till

December 2015

Cum. Impacts

Impact up till

December 2015

Cum. Impacts

No of Displaced Households

1 Land and Structures (TH)

2 2 6 6 2 2 0 0 0 0 0 0

2 Structures (NTH) 7 7 6 6 7 7 7 7 64 64 138 138

2.1 Residential 0 0 0 0 4 4 0 0 21 21 96 96

2.1.1

permanent 0 0 0 0 1 1 0 0 2 2 15 15

2.1.2

Semi-permanent 0 0 0 0 0 0 0 0 1 1 6 6

2.1.3

temporary 0 0 0 0 3 3 0 0 18 18 75 75

2.2 Commercial/ Residential -cum- commercial

7 7 6 6 7 7 7 7 43 43 42 42

2.2.1

permanent 0 0 1 1 0 0 0 0 4 4 5 5

2.2.2

semi-permanent 1 1 1 1 2 2 0 0 6 6 3 3

2.2.3

temporary 6 6 4 4 5 5 7 7 33 33 34 34

2.3 Other 0 0 0 0 0 0 0 0 0 0 0 0

3 Impact on Livelihood

7 7 8 8 9 9 7 7 46 46 40 40

4 Vulnerability 6 6 4 4 10 10 7 7 60 60 94 94

5 Eligible for transitional allowance

0 0 0 0 0 0 0 0 0 0 0 0

6 Total Nos. of Displaced Households (DP)

7 7 9 9 11 11 7 7 62 62 109 109

7

Total Nos. of Displaced Persons (DP Family Members)

35 35 43 43 49 49 31 31 260 260 478 478

8 Community Property Resources (CPRs)*

10 10 7 7 12 12 2 2 21 21 33 33

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5.2 Financial Progress in Terms of Disbursement of Compensation and Allowances including Other Resettlement and Rehabilitation Measures

For compensating loss of land of private owners (TH) acquired for the project, the EA followed the Government of Chhattisgarh regulations for assessing amount of compensation due to each TH / owner of land and structures impacted due to land acquisition for the implementation of the project. The standard process of valuation of land has been carried out by the Valuation Committee (VC) formed at the District level for the purpose. Officials of the Government Revenue Department followed the valuation process using latest Circle Rates for valuation of land and Basic Structure Rate (BSR) for valuation of impacted structures. The whole process was done under the guidance of the District Collector. To arrive at the final estimation of the compensation amount a 100% Solatium on the estimated base value of land plus 12% interest for 24 months on the base value of land (till the payment made) have been considered. Structures and trees on the affected land have also been considered for valuation. Thus, for each TH whose land has been acquired a compensation package included value of land+100% Solatium+12% interest for 24 months including value of structures and trees. Altogether, the total land acquired so far from TH DPs in Packages 1, 2 and 3 amounts to 2.485 ha and compensation money paid for acquiring the land comes to the tune of INR 17.8 million (Rs. 17,778,573.00). For other mitigation of loses and impacts to 7 NTH DPs including compensation for affected structures, livelihoods loss, a sum of INR 0.2 million (Rs. 200,253.00) has been paid till the reporting period ending December 2015. Altogether 6 vulnerable DPs have been paid with INR 0.06 million (Rs. 60,000.00) in Package 1 till the Reporting Period ending December 2015. For compensating loss of altogether 10 CPRs in Package 1 a sum of INR 0.5 million (Rs. 503,673.00) has been paid till reporting period ending December 2015. For the rest of the NTH DPs and CPRs, a plan has been taken up to disburse compensation and other allowances in the following SMR reporting period from January to June 2016. Since pecuniary estimation of losses due to adverse impacts and preparation of the cheques is a long-drawn process the cheques of disbursement could be made ready for NTH DPs and CPRs of Package 1 during this reporting period. Thus, during this reporting period of the SMR only the NTH DPs and CPRs of Package 1 have been paid. However, estimation of compensation and assistances and cheques for rest of the NTH DPs and CPRs in Packages 2 to 6 are under process. These cheques will be distributed during the next reporting period of SMR from January to June 2016. R&R assistance for livelihood loss as Transitional Assistance to DPs has not been paid to any DP in Package 1 due to an ambiguity of decision on this, arising out of different entitlements in different RPs. Training assistance also has not been paid to any DP of Package 1. There was no case of Shifting Allowance in Package 1.The disbursement of payment of shifting allowances, transitional and training assistances and shifting allowance for all DPs in all six packages will be taken up in the following reporting period of SMR. Table 4 below presents the status of payment of compensation and money for resettlement and rehabilitation assistances paid so far for TH, NTH and CPR.

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Table 4: Disbursement of Compensation and Allowances

Sl. No.

Impact Category DPs as of Dec 2015

Applicable Entitlements

(Rs.)

Total Amount

Till December 2015 Cumulative Progress

Remarks Paid Progress (%) Paid Progress (%)

DPs Amount DPs Amount DPs Amount DPs Amount

A Pkg. 1

1 Compensation for Land

2 Replacement

Cost 4,424,882 2 4,424,882 100 100 2 4,424,882 100 100

2 Compensation for Structures

7 Replacement

Cost 192,753 7 192,753 100 100 7 192,753 100 100

3 Shifting Assistance 2,000 to 5,000

3.1 Permanent 0 5,000 0 0 0 0 0 0 0 0 0

3.2 Semi-permanent 1 3,500 3,500 1 3,500 100 100 1 3,500 100 100

3.3 Temporary 2 2,000 4,000 2 4,000 100 100 2 4,000 100 100

4 Compensation for livelihood

As per EM

4.1 A. Transitional Assistance*

7 16,470 115,290 0 0 0 0 0 0 0 0 Not paid so far.

4.2 B. Training Assistance

7 5,000 0 0 0 0 0 0 0 0 0

IR Training for DPs proposed but no action has been taken so far.

5 Special Assistance to Vulnerable DP

6 10,000 60,000 6 60,000 100 100 6 60,000 100 100

6 Compensation for CPRs

10 Replacement

Cost 503,673 0 0 0 0 10 503,673 100 100

B Pkg. 2

1 Compensation for Land

6 Replacement

Cost 12,249,564 5 11,909,821 83.33 97.3 5 11,909,821 83.33 97.3

2 Compensation for Structures

0 0 0 0 0 0 0 0 0 0 0

3 Shifting Assistance 0 0 0 0 0 0 0 0 0 0 0

3.1 Permanent 0 0 0 0 0 0 0 0 0 0 0

3.2 Semi-permanent 0 0 0 0 0 0 0 0 0 0 0

3.3 Temporary 0 0 0 0 0 0 0 0 0 0 0

4 Compensation for livelihood

0 0 0 0 0 0 0 0 0 0 0

4.1 A. Transitional Assistance*

0 0 0 0 0 0 0 0 0 0 0

4.2 B. Training Assistance

0 0 0 0 0 0 0 0 0 0 0

5 Special Assistance 0 0 0 0 0 0 0 0 0 0 0

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Sl. No.

Impact Category DPs as of Dec 2015

Applicable Entitlements

(Rs.)

Total Amount

Till December 2015 Cumulative Progress

Remarks Paid Progress (%) Paid Progress (%)

DPs Amount DPs Amount DPs Amount DPs Amount

to Vulnerable DP

6 Compensation for CPRs

0 0 0 0 0 0 0 0 0 0 0

C Pkg. 3

1 Compensation for Land

2 Replacement

Cost 7 1,114,127 2 1,114,127 100 100 2 1,114,127 100 100

2 Compensation for Structures

0 0 0 0 0 0 0 0 0 0 0

3 Shifting Assistance 0 0 0 0 0 0 0 0 0 0 0

3.1 Permanent 0 0 0 0 0 0 0 0 0 0 0

3.2 Semi-permanent 0 0 0 0 0 0 0 0 0 0 0

3.3 Temporary 0 0 0 0 0 0 0 0 0 0 0

4 Compensation for livelihood

0 0 0 0 0 0 0 0 0 0 0

4.1 A. Transitional Assistance*

0 0 0 0 0 0 0 0 0 0 0

4.2 B. Training Assistance

0 0 0 0 0 0 0 0 0 0 0

5 Special Assistance to Vulnerable DP

0 0 0 0 0 0 0 0 0 0 0

6 Compensation for CPRs

0 0 0 0 0 0 0 0 0 0 0

D Pkg. 4

1 Compensation for Land

0 0 0 0 0 0 0 0 0 0 0

2 Compensation for Structures

0 0 0 0 0 0 0 0 0 0 0

3 Shifting Assistance 0 0 0 0 0 0 0 0 0 0 0

3.1 Permanent 0 0 0 0 0 0 0 0 0 0 0

3.2 Semi-permanent 0 0 0 0 0 0 0 0 0 0 0

3.3 Temporary 0 0 0 0 0 0 0 0 0 0 0

4 Compensation for livelihood

0 0 0 0 0 0 0 0 0 0 0

4.1 A. Transitional Assistance*

0 0 0 0 0 0 0 0 0 0 0

4.2 B. Training Assistance

0 0 0 0 0 0 0 0 0 0 0

5 Special Assistance to Vulnerable DP

0 0 0 0 0 0 0 0 0 0 0

6 Compensation for CPRs

0 0 0 0 0 0 0 0 0 0 0

E Pkg. 5

1 Compensation for Land

0 0 0 0 0 0 0 0 0 0 0

2 Compensation for Structures

0 0 0 0 0 0 0 0 0 0 0

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Sl. No.

Impact Category DPs as of Dec 2015

Applicable Entitlements

(Rs.)

Total Amount

Till December 2015 Cumulative Progress

Remarks Paid Progress (%) Paid Progress (%)

DPs Amount DPs Amount DPs Amount DPs Amount

3 Shifting Assistance 0 0 0 0 0 0 0 0 0 0 0

3.1 Permanent 0 0 0 0 0 0 0 0 0 0 0

3.2 Semi-permanent 0 0 0 0 0 0 0 0 0 0 0

3.3 Temporary 0 0 0 0 0 0 0 0 0 0 0

4 Compensation for livelihood

0 0 0 0 0 0 0 0 0 0 0

4.1 A. Transitional Assistance*

0 0 0 0 0 0 0 0 0 0 0

4.2 B. Training Assistance

0 0 0 0 0 0 0 0 0 0 0

5 Special Assistance to Vulnerable DP

0 0 0 0 0 0 0 0 0 0 0

6 Compensation for CPRs

0 0 0 0 0 0 0 0 0 0 0

F Pkg. 6

1 Compensation for Land

0 0 0 0 0 0 0 0 0 0 0

2 Compensation for Structures

0 0 0 0 0 0 0 0 0 0 0

3 Shifting Assistance 0 0 0 0 0 0 0 0 0 0 0

3.1 Permanent 0 0 0 0 0 0 0 0 0 0 0

3.2 Semi-permanent 0 0 0 0 0 0 0 0 0 0 0

3.3 Temporary 0 0 0 0 0 0 0 0 0 0 0

4 Compensation for livelihood

0 0 0 0 0 0 0 0 0 0 0

4.1 A. Transitional Assistance*

0 0 0 0 0 0 0 0 0 0 0

4.2 B. Training Assistance

0 0 0 0 0 0 0 0 0 0 0

5 Special Assistance to Vulnerable DP

0 0 0 0 0 0 0 0 0 0 0

6 Compensation for CPRs

0 0 0 0 0 0 0 0 0 0 0

*Transitional Assistance (Rs. 183/per day as daily wage as per District Collector’s Rate of Raipur District, Chhattisgarh; Rs. 183*3*30 = Rs. 16,470/-)

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A sample micro-plan spelling out compensation and assistances for each DP from Package 1 has been appended in Annexure 1. Annexures 2, 3 and 4 present sample of ID Card of DP, a sample cheque on disbursement and sample registrar that recorded receipt of the cheques by DP respectively of Package 1. Plate 1 presents some photographs of the disbursement process.

Plate 1: Photographic Documentation of Disbursement Process

Disbursement of R&R Assistances to a Vulnerable Squatter Shopkeeper at Bangoli Village in Package 1 by

NGO Representative and ADB-PIU Staff

Disbursement of R&R Assistances to Squatters at Dondekalan Village in Package 1 by NGO

Representative and RO, PWD

5.3 Gaps Identified in Payment of Compensation and Assistance

5.3.1 Payment of Compensation to NTH DPs

Compensation and other R&R assistances have not been paid till the end of the reporting

period to DPs in Packages 2, 3, 4, 5 and 6. This is due to the lengthy process of pecuniary estimation of losses arising of the project impacts and preparation of cheques of disbursement. Since this is an inter-department procedure of the government the process takes its due time to get the cheques ready for disbursement.

5.3.2 Payment of Shifting Allowance

There was no case of sifting allowance as all the NTH DPs in Package 1 losing commercial

establishments within the ROW had ambulatory arrangements. Keeping in view cases of loss of structures of NTH DPs in Packages 2, 3, 4, 5 and 6 shifting allowance as desired will be paid in the next reporting period of SMR.

5.3.3 Transitional Assistance

Transitional allowance, as part of livelihood support, has not been paid to NTH DPs of Package

1 losing commercial establishments / source of livelihoods. This is due to an ambiguity in the relevant entitlement. As in some RPs that provision was omitted while in some other RPs the provision was in place so it was decided that at a later stage when this ambiguity would be removed and a common suitable EM will be established then the relevant R&R assistance would be provided.

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5.3.4 Training Assistance

Planning and arrangements for imparting training to identified DPs for the loss of income /

livelihoods are still under process.

6. Consultation with Stakeholders, Grievance Redress and Capacity Building Information dissemination and public consultation has been a continuous process and is being complied at various stages of the Investment Program. The NGO has translated the Resettlement Framework with entitlements of DPs and CPRs in local language and distributed to all the affected people coming under the influence of the subproject implementation. The discussions and information sharing have been done in the following way.

Consultation meetings organized for discussing project details with affected property owners of all 6 Packages in convenient places for DPs to attend meetings.

Project information shared with the DPs and owners / trusts of CPRs who attended the meeting.

Involuntary resettlement impacts have been discussed with affected persons. Discussions of entitlements from project side have been done with all affected persons. Compensation and assistances have been discussed in details as per eligibility criteria set

in the disclosure document. . The affected persons were told to remove their structures after receiving their

compensation / assistances. In the meeting HIV/AIDS and Road Safety issues have also been discussed. People agreed on removing affected structures after receiving compensation. The NGO representative discussed on dates of disbursements of payments in consultation

meetings held for different Packages. Sub-Engineers of different field PIUs of EA requested for cooperation to all the affected

persons.

6.1 Consultation with DPs and Owners / Trustees of CPRs Consultations have been carried out with affected communities at large and with DPs and trustees of CPRs in particular in all 6 packages under Raipur Group A roads. The following table (Table 5) presents location and date-wise public consultation details.

Table 5: Public Consultation with Affected Communities

Sl. No.

Pkg. No.

Date Location/Village

& Nos. of participants

Issues Discussed Actions /Decisions / Agreements

1 1 10/10/2014

and 18/10/2014

Dondekhurd & Dondekalan

11 Participants

1. Land width to be taken from centerline for road construction. 2. If private land / property is affected in the process, whether compensation will be provided. 3. Whom to approach for compensation.

1. Land width will be 8 m from centerline on either side. 2. Land / properties affected, which are there on or before 18 July 2012 will be eligible for compensation and/or assistances as per Entitlement Matrix adopted for the project. 3. EA (CGPWD) has to be approached.

1. What will be the amount of compensation for affected properties.

1. Project has prepared RPs where all categories of impacts with required compensation has been mentioned. EM delineated compensation will be paid to DPs as per eligibility.

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Sl. No.

Pkg. No.

Date Location/Village

& Nos. of participants

Issues Discussed Actions /Decisions / Agreements

1. When and how much compensation will be paid. 2. What documents needed for proving one's property rights for compensation.

1. During survey to be conducted during implementation for final identification of impacted properties will be done. Measurements of structures will be made and according to eligibility amounts of compensation will be fixed. Subsequently compensation will be paid. 2. Evidence of ownership of properties needed.

1. When survey was done first and why my name has not been included.

1. Survey was carried out in July 2012 and all persons / properties present before that date have been enlisted.

1. What will be the amount of compensation for temples, shrines and chabutaras. 2. Whom the compensation will be paid.

1. All community properties will be compensated at replacement cost. 2. Compensation amount will be paid to trustees or to local Panchayat in case there is no caretaker / owner.

2 1 02/11/2014 Bangoli and Murra 9 Participants

1. If any person loses ownership of land then what provisions are kept in the project for comepnsation

1. If personal property including ownership of land is affected then compensation will be paid following project adopted resettlement plan.

1. Whose responsibility is to remove affected structures.

The DP has the responsibility to remove structures for which right to salvage materials will be provided. Moreover, shifting allowance will be given.

1. Let us know how lost structures and other properties impacted due to project will be compensated.

1. Project has prepared RPs where all categories of impacts with required compensation has been mentioned. EM delineated compensation will be paid to DPs as per eligibility.

1. When and how much compensation will be paid. 2. What documents needed for proving one's property rights for compensation.

1. During survey to be conducted during implementation for final identification of impacted properties will be done. Measurements of structures will be made and according to eligibility amounts of compensation will be fixed. Subsequently compensation will be paid. 2. Evidence of ownership of properties needed.

1. What will be the amount of compensation for temples, shrines and chabutaras. 2. Whom the compensation will be paid

1. All community properties will be compensated at replacement cost. 2. Compensation amount will be paid to trustees or to local Panchayat in case there is no caretaker / owner.

1. What provisions are there for compensating loss of business

1. Project will compensate loss of business to affected commercial establishment holders.

1. What other provisions have been mentioned for economically weaker sections in the RPs.

1. Project will assist all BPL DPs with lump sum one time monetary support of Rs. 10,000/-compensate loss of business to affected commercial establishment holders.

3 1 11/5/2014 Bhaisa

13 Participants

1. Land width to be taken from centerline for road construction. 2. If private land / property is affected in the process, whether compensation will be provided. 3. Whom to approach for compensation.

1. Land width will be 8 m from centerline on either side. 2. Land / properties affected, which are there on or before 18 July 2012 will be eligible for compensation and/or assistances as per Entitlement Matrix adopted for the project. 3. EA (CGPWD) has to be approached.

1. Let us know how lost structures and other properties impacted due to project will be compensated.

1. Project has prepared RPs where all categories of impacts with required compensation has been mentioned. EM delineated compensation will be paid to DPs as per eligibility.

1. When and how much compensation will be paid. 2. What documents needed for proving one's property rights for compensation.

1. During survey to be conducted during implementation for final identification of impacted properties will be done. Measurements of structures will be made and according to eligibility amounts of compensation will be fixed. Subsequently compensation will be paid. 2.

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Sl. No.

Pkg. No.

Date Location/Village

& Nos. of participants

Issues Discussed Actions /Decisions / Agreements

Evidence of ownership of properties needed.

1. What will be the amount of compensation for temples, shrines and chabutaras. 2. Whom the compensation will be paid.

1. All community properties will be compensated at replacement cost. 2. Compensation amount will be paid to trustees or to local Panchayat in case there is no caretaker / owner.

Through the consultations the DPs including local villagers along the subproject were made aware about the project and all activities regarding implementation of it. Table 5 reveals that the DPs have clarified their queries regarding loss of properties, eligibility and entitlements of compensation for losses, Government approved process of estimation of costs to lost properties, idea of replacement cost, etc. Moreover, losses to CPRs and clarifications on recipient of compensation for loss of CPRs have also been discussed with transparency in these consultation meetings with DPs and local people. Plate 2 presents photographs of public consultation with DPs and roadside communities on project information.

Plate 2: Photographic Documentation of Public Consultation on Project Information Dissemination

Consultation Meeting with DPs at Bangoli Village in Package 01 by the

NGOs Representative Consultation Meeting with DPs of Package 01 at Bhaisa Village by the

NGOs Representative

6.2 Grievance Redress

The project has adopted a grievance redress mechanism for addressing issues and grievances of the DPs and owners of CPRs occurring due to dissatisfaction on compensation, confusion regarding entitlements, disbursement of payments of compensation and assistances, etc. A Grievance Redress Committee (GRC) at the District Level has been formed with the District Collector as the Chairperson. DPs will register their grievances to the Project Manager (PM), PIU at respective field level under EA. PM will initially take up cases for resolution and if unresolved at his level, he will direct cases to GRC at the District Level for further action.

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So far there was no grievance raised by any DP as noted during July-December 2015. However, grievances raised by DPs in due course of time will be taken up for resolution and will be documented in the following SMRs.

6.3 Capacity Building During the project implementation efforts were made from time to time on building capacity of all the actors engaged in RP implementation. The staff of PIU along with staff of CSC and NGO have always been interactive and occasionally helped one another in developing the capacity of project implementation in a participatory manner. Moreover, one workshop on environmental and social safeguards has been conducted at PIU level, organized by CSC, SMEC (Table 6).

Table 6: Capacity Building Endeavours taken up during RP Implementation Date Venue Participants Topics covered Remarks

9/12/2015 PWD Bridge Meeting Hall Raipur

Officials of Implementing Agency(HO & District Office),Construction Supervision Consultants, Contractors and NGO

Environment Management Plan and Framework

This was organized by Environmental and Social cum R&R Experts from CSC SMEC.

ADB Environmental Safeguard Requirements Social Impact Assessment Process Resettlement Plan Resettlement Framework of CSRSP ADB Environmental Safeguard Requirements Social Impact Assessment Process Resettlement Plan Resettlement Framework of CSRSP

7. Conclusion and Recommendation

7.1 Conclusion

Implementation of RP during the reporting period is not very significant as it was carried out only in Package 1 out of six packages under CSC. This was mainly due to the lengthy process of estimation of costs to lost properties of NTH DPs in Packages 2 to 6 and issuing of cheques for disbursement which was not complete till the end of the reporting period ending December 2015. However, disbursement of payments of compensation and assistances (except transitional and training assistances) took place for all TH and NTH DPs of Package 1 during this reporting period ending December 2015. The rest of the disbursement of compensation and R&R assistances for Packages 2, 3, 4, 5 and 6 will be carried out in the next reporting period of SMR (January-June 2016). In all other packages since the civil construction activities had just started there was no hindrance caused due to non-payment of compensation and assistances to DPs. The civil contractors started their activities along the stretches cleared of encumbrances and faced no obstructions caused by DPs.

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Transitional allowances were not paid to DPs of Package 1 during the reporting period. As mentioned earlier, this was due to an ambiguity of entitlements mentioned in different RPs relevant for all these 6 subprojects (Packages 1 to 6). Training for livelihoods restoration has not started but the process of identification of trades for imparting training to eligible persons is under progress.

7.2 Recommendation

It is recommended that a few areas of RP implementation needs strengthening. These are areas with activities which are most important for keeping the pace of RP implementation on the desired target oriented track.

Disbursement of compensation and R&R assistances for DPs in Packages 2 to 6 has to be carried out during next reporting period. The NGO should start estimating soon the transitional allowances due towards livelihoods restoration of eligible DPs for all 6 packages. Following this the NGO must disburse payments thereof. Similarly estimation of shifting allowances due to DPs has to be carried out by the NGO with immediate effect for Packages 2 to 6 and amounts thereof should be disbursed. The NGO should finalize plan and impart livelihoods restoration training to all eligible DPs from Packages 1 to 6. The NGO should immediately start conducting HIV/AIDS training for construction labourers at labour camp and construction sites to be sponsored by Contractors. In the event of newly identified DPs or CPRs during project implementation the process of documentation of such impacted properties to be made and necessary actions to be taken up for processing disbursement of compensation and R&R assistances to these DPs.

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Annexure 1: Sample Micro-Plans Package 01 – Micro Plan of Jeevanlal, Dondekhurd, Dharshiva, Chainage – 16.150

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Annexure 2: Sample ID Card for DP

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Annexure 3: A Sample Cheque for Disbursement of Payment to a DP

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Annexure 4: Document of Receipt of Cheque of Disbursement by a DP