self-deception
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Self-DeceptionTRANSCRIPT
Self-Deception, Action, and WillAuthor(s): Robert AudiSource: Erkenntnis (1975-), Vol. 18, No. 2, Action, Agency, and the Will (Sep., 1982), pp. 133-158Published by: SpringerStable URL: http://www.jstor.org/stable/20010803 .
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ROBERT AUDI
SELF-DECEPTION, ACTION, AND WILL
Self-deception has been widely regarded as paradoxical. Perhaps it has
seemed to many writers that since deceiving someone else typically in?
volves getting him to believe something one knows is not true, deceiving oneself would typically require getting oneself to believe something one
knows is not true. It is not clear how this is possible, if indeed it is; and
most philosophers writing on self-deception have tried to avoid conceiving it in this way. There have been widely differing attempts to resolve the
paradox implicit in this way of conceiving self-deception.1 Perhaps the
most important respect in which treatments of self-deception tend to differ
is the extent to which they take it to be cognitive2 or, on the other hand,
volitional.3 Cognitive accounts construe self-deception primarily in terms
of the subjects (5"s) beliefs or knowledge; volitional accounts construe it
primarily in terms of actions or patterns of action, and give S's beliefs a
subsidiary role.
The account of self-deception to be developed here is closer to the cog? nitive end of the continuum, and it gives a central role to unconscious
belief. But the account also uses volitional notions and attempts to do
justice to the data that make volitional treatments of self-deception
plausible. In developing the account, I have been guided by the assumption that it should be capable of solving, or helping us solve, at least the follow?
ing problems: How should we resolve the paradox of self-deception? How
can we account for the analogy that presumably exists between self-decep? tion and two-person deception? How are we to square the existence of
unconscious beliefs with certain plausible views of privileged access ac?
cording to which, if S has a belief, he either knows he does,or at least does
not falsely believe he does not?4 Moreover, if self-deception embodies
unconscious belief, how can self-deceivers bd morally responsible for get?
ting into it, or at least for remaining in it or acting out of it? (For if S has an
unconscious belief, how can he be expected to give it up or to avoid acting on it?) Is self-deception in some way under the subject's control and if so
how does that bear on the self-deceiver's moral responsibility? In approaching these questions I shall be extending and clarifying the
Erkenntnis 18 (1982) 133-158. 0165-0106/82/0182-133 $02.60
Copyright ? 1982 by D. Reidel Publishing Co., Dordrecht, Holland, and Boston, U.S.A.
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134 ROBERT AUDI
account of self-deception I have sketched in earlier papers,5 exploring the
relation between self-deception and "the will," and specifying some major
ways in which self-deceivers may be morally responsible for their self
deception or for behavior connected with it. Section I presents my account
of self-deception. Section II addresses the relation between self-deception and the will. Section III applies the results of the previous sections to self
deception and moral responsibility. The concluding section will summarize
and extend some of the main points.
I. THE NATURE OF SELF-DECEPTION
The term 'self-deception' is vague, and, at least in philosophical literature, used in quite different ways. It may not be possible for a univocal account
to capture all its admissible uses. Some cases, however, appear to be central
to our use of the term, and I believe that if we can explicate these ad?
equately we can understand the other uses. In any event, the cases I have in
mind are a quite adequate field for testing an account of self-deception aimed at solving the problems cited above. The cases I refer to often occur
in the lover who cannot bear the thought that his beloved is drawing away, the alcoholic who cannot admit that he is unable by himself to stop drink?
ing, the terminal patient unable to face his death, and the athlete unable to
reconcile himself to his waning powers.
Imagine, e.g., that Ann is dying of cancer and is aware of many facts, such as her long, steady decline, pointing to this outcome, though no one
has told her that her case is terminal and she has avoided letting her doctor
give her a prognosis. Suppose further that she talks of recovery and dis?
cusses her various plans for the long future. If the facts pointing to her
death are not unmistakably prominent and her talk of recovery is ap?
parently sincere, it might be wrong to suppose she is lying when she says she will recover. But if we know that she has better than average medical
knowledge, and if (among other things) we notice that her talk of recovery lacks full conviction (or exhibits too much apparent conviction), and that
it is often followed by depression or anxiety, it might also be wrong to
suppose that she believes she will recover. No doubt some people in this
position might be just keeping up appearances and in a candid moment
would acknowledge that they believe they are dying. Others might simply fail to perceive the drift of the evidence. But (1) if Ann is in self-deception,
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SELF-DECEPTION, ACTION, AND WILL 135
she has some sense of her dying; it is partly in virtue of this that she may be
said to deceive herself about it. (2) She also appears in some way to be
sincere in saying she will recover; it is partly in virtue of this that she may be said to be deceived. If these two points are uncontroversial, it is largely because they are vague. My aim in this section is to provide an account of
self-deception which clarifies them.
Let us speak not merely of self-deception, but of S" s being in self-decep? tion with respect to a proposition, p, e.g. that he will recover. Initially, I
propose that we conceive such self-deception as a state in which S uncon?
sciously knows that/?, but sincerely avows, or is disposed to avow sincerely, that not-p.6 Though this rough formulation seems to hold for paradigm
cases, I believe the self-deceiver may have, in place of knowledge that p,
only an unconscious true belief that p.71 also grant that sometimes people
say 'You're deceiving yourself without implying that the addressee has an
unconscious belief. But there what is referred to is not a state but an action, such as making a statement. This use of 'self-deception' seems to me non
literal, or at least peripheral, but I believe that on the basis of the account I
am developing such acts can be understood as the sort characteristic of
people in a state of self-deception. One might wish to liberalize the conception further by allowing that S
need only suspect that not-p, provided not-p is indeed true.8 But suppose S
merely suspects, and does not even weakly believe, that not-p. May he be in
self-deception with respect to pi Consider whether S can deceive someone
else with respect to p, when S tells him that p and thereby gets him to
believe p, which is false, yet S only suspects, but does not believe, that not
p. No doubt S causes him to be deceived in believing p and also deceives
him into believing that S knows (or believes) p. But it is at least not obvious
that S deceives him with respect to p. This is probably not so if S believes
that p is more likely to be true than not-/?. But suppose that not-p is, in S"s
eyes, at least as likely to be true asp. Here it is again quite unclear whether
S deceives him. These and other considerations lead me to conclude that if
S does not believe not-p, then even if he meets the other criteria for self
deception with respect to p, we have a borderline case of such self-decep? tion. Cases of this sort should be decided individually in the light of the
facts, and I see no need to weaken the belief condition to accommodate
them.
Let us now consider whether a motivational condition is needed.9 For
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136 ROBERT AUDI
typically self-deception results in part because S wants something, say to see
himself as a certain kind of person, to be loved and respected, or to avoid
painful thoughts. As this suggests, self-deception may arise from wishful
thinking.10 But must a want (or other motivational element) occur in every case of self-deception? If Ann is deceiving herself about her impending death from cancer, must her self-deception be accompanied by, e.g., a want
not to die of cancer? This is not entirely clear. Perhaps, e.g., a person can
have an "instinctual" tendency not to think of his death when he perceives it near. This might explain self-deception.
It is difficult, however, to imagine cases of self-deception in which no
want explains why S is deceiving himself and why the relevant belief is
unconscious. Moreover, normally, at least, where S unconsciously believes
p9 the belief is unconscious because of a want in virtue of which he has a
stake in repudiating the belief. He may, e.g., want to believe he is not the sort of person who believes that, or want that not-p be the case instead. I
am not sure that the relevant concept of unconscious belief requires that it
be explainable in part by appeal to at least one of S"s wants; but that it
does require this is a plausible hypothesis. If it does, then a motivational
element in self-deception would follow from my unconscious belief con?
dition. In any case, normally part of what explains why a belief of S's is
unconscious is one or more of his wants, such as his wanting to avoid
certain painful thoughts; and typically the very wants which explain in
part why S believes not-p only unconsciously, also explain what motivates
him to do the things he does in becoming self-deceived with respect to p. Ann's wanting not to die of cancer, e.g., might explain both why it is only
unconsciously that she believes she will die of it and why she deceives
herself with respect to it.
I believe, then, that at least in the full-blooded cases of self-deception with respect to p S has one or more wants which explain, in part, both why the belief that p is unconscious and why S behaves or tends to behave in a
manner characteristic of self-deception. Perhaps this condition is not im?
plicit in the concept of self-deception; but I am inclined to think it is and to
add it to the sketch of self-deception given above. For paradigm cases,
certainly, the condition holds. These are the kind I have described, in which we seem to have both a deceiver and a dupe, as we in fact do in ordinary
two-person deception. I shall proceed, then, on the hypothesis that at least
the paradigm cases of self-deception may be understood as follows:
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SELF-DECEPTION, ACTION, AND WILL 137
S is in self-deception with respect to p if and only if
(1) S unconsciously knows that not-p (or has reason to believe, and unconsciously and truly believes, not-p);
(2) S sincerely avows, or is disposed to avow sincerely, that/?; and
(3) S has at least one want which explains in part both why the
belief that not-p is unconscious and why S is disposed to dis?
avow a belief that not-p, and to avow /?, even when presented with what he sees is evidence against it.
So far, I have talked as if it were clear that there can be unconscious
beliefs. I have argued for this elsewhere.11 On my view, unconscious beliefs
are very much like conscious ones, apart from two major differences: (i) if
they manifest themselves in 5"s consciousness, he is very unlikely, without
special self-scrutiny or prompting from someone else, to attribute these
manifestations to them; and (ii), he is, with the same exceptions, very
unlikely to explain actions of his which are due to them, as due to them.
But - and this is the important point here - they do tend to manifest
themselves in consciousness and behavior, and in essentially the same way as conscious beliefs, though usually less frequently. S may even tend to
avow them and may actually do so through slips of the tongue. More must be said, however, about the force of calling a belief uncon?
scious. Roughly, we might say that S"s belief that p is unconscious if and
only if (1) he does not know or believe he has it, and (2) he cannot come to
know or believe he has it without either outside help (such as that of a
friend) or some special self-scrutiny.12 Note that this does not preclude the
beliefs manifesting itself in consciousness, e.g. in S" s entertaining the prop? osition in question or his drawing certain inferences from p. To be sure, there is a related use of 'unconscious' in which (1) but not (2) holds, e.g.
where one has been unconsciously assuming something in a debate. Here one will normally realize one believes the proposition, upon clearly for?
mulating it; but of course cases like this shade off into the kind I am
describing. Neither notion, I might add, is tied to Freudian psychology,
though I take the latter to be similar to some Freudian concepts of uncon?
scious belief.
Should we allow, as a Freudian might, that S can unconsciously know or
believe he believes, /?, where the latter belief is unconscious? Perhaps this
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138 ROBERT AUDI
cannot be ruled out a priori. If not, we need a way to describe such uncon?
scious second-order beliefs so that we can protect the above characteriza?
tion of unconscious beliefs from circularity. We must not say merely that
unconscious beliefs are those S does not know or believe he has, except
perhaps through unconscious knowledge or unconscious belief. We might thus say something like this: An unconscious belief that /? is a belief such
that, apart from outside help13 or some special self-scrutiny, S is disposed
(1) sincerely to deny that he believes/? if asked whether he does, and (2) to
explain typical manifestations of this belief in his consciousness or be?
havior as due to some factor other than the belief. The notion of self
scrutiny here is vague, but must not be taken too strictly. We need not
construe unconscious beliefs as so buried that S cannot bring them to
consciousness by, e.g., analyzing his behavior and fantasy; and people differ in how much scrutiny they need to accomplish this.
It may be, however, that the want(s) explaining why S"s belief that p is
unconscious would prevent S's coming to know or believe, even uncon?
sciously, that he believes /?. But if S only unconsciously believes that he
believes p, perhaps he need not "face" believing it, and this may provide him all the "protection" he needs against consciousness of his belief that/?.
I am not sure this question can be settled by reflection alone. Fortunately,
my purposes here do not require resolving it. We can simply work with the
wider characterization of unconscious belief just suggested. It does not appear to me that 5"s being in self-deception with respect to p
and unconsciously believing not-p entails his also believing - albeit con?
sciously -
that/?. All my view requires regarding 5"s positive attitude toward
p is that S be disposed sincerely to avow it. Since S"s sincerely avowing/? is
generally excellent reason to think he believes it, we may want to say, in
virtue of his sincerely avowing it, that he "consciously believes" it. Should
we say, however, that he actually does believe /? when he unconsciously knows or believes not-pl I think not.14 In this respect, my account differs
from those requiring beliefs that p and that not-p. Let me offer several reasons in defense of the view that self-deception
does not embody beliefs that p and not-/?, beginning with some negative
points, (i) We surely need not take sincere avowal to entail belief.15 (ii) While it seems possible for one to have beliefs of incompatible propo?
sitions, it is not clearly possible for one to believe two propositions one
believes are incompatible. Yet/? and not-p are such that any normal person
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SELF-DECEPTION, ACTION, AND WILL 139
would believe them incompatible, (iii) Even supposing that in self-decep? tion S could believe, e.g., both that he will die of his disease and that he will
recover from it, it is preferable to explain the data - as I shall argue we can - on a hypothesis not implying this irrational and, I suspect, inexplicable condition, (iv) The pattern of behavior and thought required to warrant
attributing to S a belief that /?, counts against attributing to him a belief
that not-p, even if one of the beliefs is unconscious; if, e.g., we may at?
tribute to Ann the unconscious belief that she will die of cancer - say
because she asks about funeral arrangements "just in case," rewrites her
will, and grasps that normally people in her condition do not pull through - can we also find adequate grounds to attribute to her the belief that she
will pull through? She says this, but "actions speak louder than words," and her overall behavior will not support the attribution of this belief nor,
I think, adequately explain her holding obviously incompatible beliefs. It is
not as though she had the sorts of grounds for both that one might have
for incompatible beliefs upon discovering Russell's Paradox.
That a person self-deceived with respect to /? does not believe it, is also
supported by a different kind of consideration. The behavior that seems to
justify attribution of such a belief to S is typically due to the wants, needs, etc. that explain why the unconscious belief is unconscious in the first
place. Thus, Ann's wanting not to die of cancer can explain her only
unconsciously realizing that she is dying of it and can also explain why she
talks with others about what she will do when well. Such talk superficially
suggests a belief that she will recover. But in the self-deceived as opposed to the deluded person in Ann's position there will be contrary indications,
e.g. little willingness to act on the ostensible belief, say by making vacation
plans that are not easily undone.
Supposing, however, it is true that if S is self-deceived with respect to /?,
he knows not-p, and does not also believe p, may we really say he sincerely
avows pi I think we may, though my account would be largely unchanged
if we said only that (e.g.) S non-lyingly avows/?. Consider Ann's saying she
will recover. This statement differs in several respects from an insincere
one. (a) She apparently lacks a belief that she is speaking falsely. With an
insincere statement, however, there is normally a quite conscious belief
that one is speaking falsely, (b) Similar points hold regarding an intention,
hope, or effort to deceive, or to withhold the truth from, the hearer(s):
either she lacks these or they are unconscious. In either case we have a
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140 ROBERT AUDI
contrast with normal insincere statements, (c) Ann is not appropriately
disposed to affirm to herself or intimate friends she trusts, that she will not
recover. If she has this disposition, it is outweighed by conflicting tend?
encies. On this count, too, her statement differs from an insincere one. (d) If her hearer responds with something like 'You don't believe that', she is
strongly disposed to think she is being falsely accused of lying, deceitful
ness, pretense, or perhaps self-deception. This does not apply to normal
cases of insincere statements. With self-deception, we expect such a state?
ment to produce wounded sensibilities and honest protestations, whereas
with insincerity we expect (in a normal decent person) signs of guilt, and
more insincerity if there is a defensive reply. Far more could be said about
sincerity, but I believe these points at least show that the notion may be
plausibly applied to the range of avowals I have in mind.
To be sure, self-deception may pass over into simple delusion, and the
transition may be gradual. But we need to distinguish these things; and
normally, at least, when we reach a point at which it is clear that S con?
sciously believes /?, he has, I think, passed from self-deception to genuine
delusion and no longer believes that not-p. There is a natural tension here:
the sense of the evidence against p pulls one away from the deception and
threatens to break down one's defenses; the motivation and weakness that
sustain the deception pull against one's grip on the evidence and threaten
to overthrow one's perception of the truth. Self-deception resides, I sug?
gest, only where neither of these forces is paramount. Thus, if S"s behavior
and discourse are sufficiently free of conflict to justify saying he believes /?,
then at the time in question we cannot reasonably reject his sincere dis?
avowal of a belief that non-/?. We would not then be warranted in attribut?
ing self-deception to S; for if S does not know or truly believe not-p, he
cannot be deceived by himself with respect to /?. Granted the evidence may
change rapidly, so that moments after we are justifiably convinced S
simply believes/? we can justifiably conclude that he unconsciously believes
not-p. But this shows that self-deception must be distinguished from cer?
tain oscillations in belief, not that in self-deception S may believe p and
believe not-p.
If this view of self-deception is right, however, how can we do justice to
the analogy with typical cases of two-person deception? There one person
knows that not-/?; the other believes that /?. So shouldn't the self-deceiver
believe both p and not-/?? After all, it might be thought, just as we need to
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SELF-DECEPTION, ACTION, AND WILL 141
suppose S knows not-p to account for how he can be said to deceive
himself about /?, we must suppose he believes p to account for his being
deceived about it.
My reply is that the analogy simply does not hold completely, any more
than does the analogy between self-denial and denying something to anoth?
er, or between self-control and controlling someone else. But why should
it? We have one person, not two. However, it is as if we had two; for S
operates, as it were, at two levels. On the unconscious level, at which he
knows /? is false, or at least at a kind of metalevel from which he ma?
nipulates his own consciousness or behavior, he gets himself to "believe" /?,
whether he aims at precisely that or not; and since he sincerely avows/? and
is not conscious that he believes not-p, it looks quite as if he did believe/?. I
think we thus preserve enough of the analogy to account for the term
'deception' in both cases; yet we avoid the paradox implied in saying the
self-deceiver believes something he knows (or believes) is not true. My
point is not that such a belief is impossible; but how it is possible, if it is, is
not clear, and we can account for self-deception without positing such
beliefs.
The analogy with ordinary deception suggests a further problem. If
someone falsely but quite justifiably believes not-p and intentionally gets another person to believe p, the former has apparently in some sense de?
ceived the latter. Now suppose S has a justified but false unconscious belief
that not-p, and that everything else goes as in paradigm cases of self
deception, so that S sincerely avows /?, etc. Is this self-deception? I do not
think it is self-deception with respect to p, which is the sort that concerns
me; for if/? is true, S is not deceived in believing it. But S is indeed being
deceiving toward himself. Perhaps what we have is a kind of abortive self
deceptiveness. The kinship to ordinary self-deception is obvious, and while
I would not call the case self-deception it can be understood in the light of
the points made above about self-deception with respect to a proposition. One may yet object that knowledge cannot be unconscious even if belief
can be. But why not? Not because knowing entails knowing that one
knows; for that is not so, even for first-order knowledge.16 Not because an
unconscious belief cannot be justified. For it surely can be.17 If one takes a
reliability view of knowledge,18 one may readily countenance unconscious
knowledge. For consciousness is not required for a belief to have the rele?
vant kind of reliable connection with the fact in virtue of which it is true. An
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142 ROBERT AUDI
unconscious belief might, e.g., arise from excellent evidence which S simply does not consciously register as evidence for /?.
This is a good place to emphasize that I have been giving an account of
self-deception, not of deceiving oneself. I have already suggested that there
appears to be, for normal persons, at least, no act of deceiving oneself, if
that entails putting oneself into self-deception at a stroke, e.g. by a resolu?
tion to enter it. There are, to be sure, various kinds of behavior to which
'deceiving oneself applies, and I shall consider some shortly. Even if there
are no acts of deceiving oneself at a stroke, it may be that in fact persons
get into self-deception only through self-deceptive acts, such as concentrat?
ing on one-sided evidence. But this is not required by the concept of self
deception, and I have therefore not built it into my account. The account
does, however, make it easy to see why this should be so; for given the
want which partly causes the self-deception, we would expect such be?
havior as concentrating on one-sided, welcome evidence. But suppose a
neurosurgeon caused S to satisfy the conditions of the account simply by brain manipulation. Would we then have a state of self-deception without
5" s having deceived himself? I think so; but the case is problematic, in
much the way it would be problematic to call a person brave who (after,
say, a religious conversion) is ready to act bravely yet has never been
tested.
In closing this section, let me make explicit some of the central concepts I have examined, (a) The main subject of analysis has been a person's being in self-deception with respect to a proposition, /?. From this I have dis?
tinguished, (b) acts of self-deception, (c) being deceiving toward oneself,
(d) simple deception, i.e., merely being deceived (but not self-deceived) with respect to /?, and (e) being deluded as a result of self-deception, i.e.
being deceived in believing /?, as a result of having been in self-deception with respect to it. Acts of self-deception are not acts of putting oneself into
self-deception at a stroke; they are acts manifesting it or conducive to
producing it, such as putting certain kinds of evidence out of mind, or
sincerely denying something one unconsciously knows to be true. The
existence of such acts does not, of course, imply that self-deception itself is
ever an act. They do not constitute self-deception, any more than acts of
love constitute love. As to being deceiving toward oneself, this is the sort of
behavior by which one gets into self-deception, though it does not entail
that; a person may, e.g., manipulate evidence in a way characteristic of the
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SELF-DECEPTION, ACTION, AND WILL 143
self-deceiver, but in the end sincerely avow what is true and unconsciously believe its negation. By contrast, the person who is simply deceived with
respect to p actually (and falsely) believes it. Since one can cause this in
oneself, e.g. by too hastily judging a complex matter, we must be careful to
distinguish self-deception from simple deception that is self-caused. Fi?
nally, since one can pass from self-deception to genuine delusion - in which
one is simply deceived in believing/?, without the ambivalence, oscillation,
anxiety, self-manipulation, or the like characteristic of self-deception - we
must distinguish being self-deceived from being simply deceived as a result
of being self-deceiving (or of self-deception). The account of self-deception offered in this section is meant to help us preserve and understand these
distinctions.
II. SELF-DECEPTION AND THE WILL
Some writers have talked as if they construed self-deception as a kind of
behavior,19 even if not as an action; and self-deception has frequently been
regarded as in some way motivated.20 Is it in a sense voluntary? And if it is
not voluntary, is it nevertheless under the person's control? These two
questions will be the main concern of this section.
We might first ask whether self-deception is in any sense something one
does. If one notes that we say such things as 'Don't deceive yourself, one
may suppose that in at least some cases self-deception is an act. But we can
explain such apparently behavioral uses of 'deceive oneself, 'deceive your?
self, and the like without supposing that self-deception is action or behavior.
Note that we also say such things as 'Don't believe that' and 'All right, I'll
believe you', where clearly no action of believing need be postulated. In
both sorts of context, there may be actions the addressee can appropriately
perform, e.g., reconsidering the evidence or reminding himself of his strong biases. But these actions neither are self-deception nor even necessarily
manifestations of it.
The analogy with belief indicates why some of the points most likely to
appear to show that self-deception is a kind of behavior do not establish
that. But we still need to explain the appropriateness of such imperatival locutions as 'Don't deceive yourself and 'Stop deceiving yourself. We
might suppose that they are in effect injunctions to reconsider the evidence, face one's biases, or the like. But since it is generally realized that such acts
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144 ROBERT AUDI
may not prevent or eliminate self-deception, this view does not do justice to an apparent presupposition of the relevant locutions, namely that in
some sense self-deception is voluntary. What could this mean? It does not
mean, of course, that there is a sub-personal agent, the will, which de?
termines whether S enters or remains in self-deception. Nor need it mean
that self-deception is voluntary in the way actions are. We say of certain
non-actions, such as absences, that they are voluntary, where the force of
this is roughly that they are in some appropriate way a result of the agent's
voluntary action and in that sense under the control of the will. Let us
pursue this notion of control in relation to self-deception. It will help us to draw two sets of distinctions here. First, we must
distinguish between what is directly voluntary (or, in a terminology some
philosophers may prefer, under the direct control of the will) and what is
indirectly voluntary. It seems plausible to say that only actions are directly
voluntary. Indeed, on one conception of action, this is a truism. There are
several ways we might unpack the notion that an action is directly volun?
tary. On one view, to say this is to say that S can, under favorable con?
ditions (e.g. non-paralysis) just perform it, i.e., perform it without doing so
by performing some other action. I have in mind, of course, what are called
basic actions; and I am here characterizing directly voluntary actions in a
way that is neutral on the question whether their occurrence requires some?
thing like a volition. Alternatively (in a terminology I shall not adopt), one
might say that actions are directly voluntary if and only if one can, under
favorable conditions, perform them at will, where this implies that one
need not have any belief to the effect that one performs them only through
something else. Thus, one can normally move one's finger at will, but
normally one could not flip a switch if one did not have something like an
instrumental belief, e.g., that one can do so through moving one's finger.21 We might characterize what is only indirectly voluntary, by contrast, as
consisting of actions, events, and states of affairs which one can, under
favorable conditions, perform or bring about by performing some basic
action, and only in that way. A second set of distinctions we need cuts across the first set. Control may
be negative or positive. Let us say that a state of affairs (or type of state of
affairs) is under 5"s negative control provided S can, under favorable con?
ditions, prevent it. With positive control, we find a further distinction. Let
us say that S has partial positive control over a state of affairs provided he
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SELF-DECEPTION, ACTION, AND WILL 145
can, under favorable conditions, either bring it about or, if it obtains, alter
it, but not both. If S can do both, then (and only then) he has full control
over the state of affairs. Clearly, control of each of these three kinds has
degrees, so that even full control need not be complete. For instance, other
things equal, the less S needs to do to bring about a state of affairs, the
greater is his control over it.
Does one, in any of the above respects, have control over one's being in
self-deception? My first point here is that there may be no general answer
to this implicit in the concept of self-deception. The question may be essen?
tially empirical, and if so a philosophical account of self-deception should
not be expected, by itself, to answer it. To be sure, when we say such things as 'Don't deceive yourself we appear to be conceiving self-deception as
under S's negative control. But surely such locutions apply to self-decep? tive acts, not states of self-deception. If S has control over unconscious
beliefs - e.g., can always render them conscious by an appropriate intro?
spective inventory of what he believes - then my account of self-deception would imply at least partial positive control of self-deception. For in prin?
ciple S could rid himself of it by rendering the relevant belief conscious.
Perhaps something like this is implicit in the concept of unconscious belief.
But rather than explore that possibility directly I want to suggest some
respects in which self-deception itself, as I conceive it, is under the subject's control.
It is at best doubtful that there is anyone for whom self-deception is
directly voluntary, anyone who can become self-deceived, or unself-de
ceived, at will. This is not because one cannot intelligibly will, intend, or
want, to become one of these. But surely becoming self-deceived cannot, for any normal person, be achieved like raising an arm. On the other hand, each of the kinds of indirect control sketched above is possessed by some
people for some kinds of self-deception. Some people can prevent their
becoming self-deceived about their chances of winning a contest by simply
reminding themselves of the evidence. Some can become self-deceived
about another person's affection for them by dwelling on the evidence for
the favored view and constantly avoiding or disregarding22 evidence for
the dreaded view. And some people can rid themselves of self-deception about their achievements when they look carefully at their careers to come
to terms with themselves simply as the individuals they are.
In none of these cases need S aim at avoiding, getting into, or getting out
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146 ROBERT AUDI
of, self-deception. For instance, whether or not one suspects that one is
self-deceived about one's achievements, one might set out to reassess the
evidence with a view to being honest with oneself. An autobiography might also provide an occasion to root out self-deception. Clearly people will
differ considerably in the kind and degree of control they have over the
sorts of self-deception to which they are liable. Joan's self-deception may be readily uprooted by her honest reappraisals, while John's, tottering ego
makes it hard for him even to begin self-scrutiny. There are other ways self-deception may be eliminated, for instance
through S's gradually embracing, spontaneously and consciously, the prop? osition he previously believed only unconsciously, or through his forget?
ting that proposition altogether, say as changes in him make it irrelevant to
his main concerns. There are also factors other than the depth of the
constituent unconscious belief (i.e. how deeply repressed or otherwise in?
sulated from consciousness it is) which affect how entrenched self-decep? tion is. The most notable is perhaps the strength of S"s motivation to
maintain a certain self-conception, where this conception conflicts with the
evidence supporting the constituent belief. One merit of viewing self-decep? tion as I propose is that if it does embody unconscious belief, we can use
our theory of unconscious belief to account, in part, both for the entrench?
ment of self-deception and for the various ways S can uproot it, e.g. by careful self-observation.
Once it is clear that at least many instances of self-deception are in some
way indirectly voluntary, it is natural to ask whether self-deception may be
construed as a kind of weakness of will. One might think that weakness of
will is manifested only in actions and that self-deception therefore is not a
candidate for it. But surely intentions may manifest weakness of will (for reasons I have given elsewhere).23 Perhaps, then, we may also speak of
beliefs manifesting it. These might be, analogously with incontinent ac?
tions, uncompelled beliefs against S's better judgment; roughly, S will hold
them - without having been compelled (say, by psychosurgery) to hold
them - despite his judging that, on the basis of the evidence he has, the
proposition in question is false (or improbable). Here we must be very
careful, however: if we speak of a belief which is against one's better judg?
ment, we must not imply that normally beliefs are positively and directly
voluntary. They are, to be sure, sometimes under one's negative control;
and certainly such actions as dwelling on one-sided evidence are directly
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SELF-DECEPTION, ACTION, AND WILL 147
voluntary. When S forms a belief against his better judgment, however, where it is under his negative control, or when he forms a belief by con?
centrating on what he realizes is one-sided evidence, the belief he forms
may be akratic in a derivative sense: it arises - or persists -
through the
action or permission of a weak will.
But must self-deception embody or arise from such beliefs, or even from
beliefs formed through similar self-manipulation but in the absence of a
judgment that one ought not to do the things constituting the manipu? lation? At this point we can see a major difference between my account of
self-deception and inconsistent-belief accounts. Since I maintain that S
does not believe/?, i.e., the proposition which, on some accounts, he con?
sciously believes or believes to some degree,241 need not take self-deception to embody akratic belief. This avoids a difficulty in accounting lor cases
(which some writers have held to be central in self-deception), in which S
believes in the face of what he sees as preponderant counterevidence.
Inconsistent belief accounts, as well as those which simply maintain that S
believes p, must explain how, despite his awareness of evidence against p which S regards as superior to his grounds for it, S comes to believe, or
continues to believe, /?. Such belief is by no means clearly impossible; but if
we can understand self-deception without positing it, that is surely pref? erable.
On the other hand, if self-deception need not embody akratic belief, it
may often arise in part from, and then later cause, akratic acts of a not
unusual sort. How are we to explain this? There are many ways weakness
of will can contribute to producing self-deception. In each case, there is an
action, intention, want, or perhaps belief, formed or maintained against one's better judgment, or a failure to perform an action, or form an inten?
tion, want, or belief, when one's judgment requires it. Here are some ex?
amples. Against his better judgment regarding what he ought to do, S may
(a) put evidence against p out of his mind, (b) manipulate evidence against p so as to reduce its apparent plausibility, (c) manipulate evidence for/? so
as to increase its plausibility, (d) seek new evidence for/? knowing that he is
biased toward inflating the evidence, and (e) do things - such as rejecting
advice that one write a will - appropriate only on the belief that/? (say, that
one will recover) is true. Similarly, S might exhibit weakness of will in
forming the corresponding intentions, whether or not he carries them out.
It will be clear that these sorts of weakness can also result partly from self
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148 ROBERT AUDI
deception, most commonly where it motivates actions - such as putting evidence out of mind - which help to perpetuate it.
These and related examples show that self-deception can manifest weak?
ness of will in a variety of ways. If so, we can see more clearly how self
deception is often under 5"s control; for if S exercises enough will-power to
avoid the sorts of things just described, he is less likely to get into self
deception, and less likely to stay self-deceived when he has gotten into it. In
a way, then, volitional elements are essential to understanding self-decep? tion. But it is not itself a kind of action, any more than the deception we
produce in others we deceive is an action. We do, however, become self
deceived partly or largely through actions, and act as a result of being self
deceived. These are among the truths that make volitional accounts ap?
pealing. A major consequence of these reflections is this: once we see how self
deception may involve weakness of will and may be under S" s control, we
can begin to see how to assess self-deceivers. Indeed, we are now in a good
position to formulate a number of questions about how self-deception is
related to moral responsibility. Some of these questions are the concern of
the next section.
III. SELF-DECEPTION AND MORAL RESPONSIBILITY
Given the results of Sections I and II, we can deal with a number of
questions about moral responsibility and self-deception. I shall consider
three sorts of problems under this heading: (1) moral responsibility for
getting into self-deception; (2) moral responsibility for remaining in it; and
(3) moral responsibility for acting out of self-deception.
Regarding one's getting into self-deception, there are many important variables. Does S initially know or believe consciously that not-p, or does
he simply act so that he comes to know or believe not-p only uncon?
sciously? Does S realize, or may he be reasonably expected to realize, that
he is manipulating evidence, e.g. putting evidence against/? out of mind? Is
the situation one in which S does or should see that much depends on
whether or not /? is true? How reasonably does S respond to others who
give credible testimony regarding /?, or try to show him that he is un?
reasonable about it?
To illustrate, consider Tom, who is self-deceived with respect to the
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SELF-DECEPTION, ACTION, AND WILL 149
merits of a paper of his. If he intially believes that it is mediocre, yet
manages to repress this belief by such things as manipulating the evidence, then other things equal he bears greater moral responsibility for getting into a state of self-deception in which he sincerely avows that the paper is
first-rate, than if he never consciously believed it mediocre. For one thing, a person generally has to do more to repress a belief than to acquire one as
unconscious and have it remain so; and some of the things one may need to
do are reprehensible. This takes us directly to a second point. Whether Tom's belief that the
paper is mediocre is initially conscious or not, the more he manipulates evidence to repress it, or to keep the proposition from consciousness, or
just to make the paper seem first-rate, the more reprehensible he is, other
things equal. He is more reprehensible still if he knows, or can be rea?
sonably expected to know, that he is manipulating the relevant evidence.
On the other hand, if the thought that the paper is mediocre is truly dam?
aging to his ego, then, other things equal, we would have an extenuating circumstance. Indeed, perhaps the thought or belief could be so damaging to Tom that at least for a time it would be reasonable for him to try to
deceive himself. It might be different if someone's well being depended on
his assessment, e.g. if he were determined to stay with his family only if his
talent did not warrant his leaving to develop it. It also matters how he deals
with advice. Does he deceive himself uninfluenced by credible attempts to
help him see his errors, or do such attempts at least delay him or lead him
to find further evidence for/? before letting himself espouse it as true? The
latter is preferable, other things equal; for it indicates that Tom is not
prepared to believe the paper is first-rate without having reasons for the
belief. This, in turn, suggests that his self-deception is more nearly rational
than it might have been, where the degree to which self-deception ap?
proaches rationality is determined by such things as how nearly reasonable
it would be for S to believe /?, how much he is prepared to stake on /?, and
the sorts of efforts he makes to see that he has evidence for p. Similar points hold for one's remaining in self-deception. For instance,
the more damaging it would be to S to be conscious that not-p, the less rep? rehensible it is for him to be in self-deception with respect top, other things
equal. A related factor is the degree to which he takes evidence into ac?
count. At one extreme is indifference. An intermediate case would be con?
sidering, but readily manipulating, the evidence he encounters against /?.
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150 ROBERT AUDI
Near the other extreme is S's taking evidence so seriously that finding evidence against /? weakens his self-deception.
There are, however, some important differences between moral respon?
sibility for getting into self-deception and moral responsibility for remain?
ing in it. For one thing, whereas someone who is not in self-deception can
intentionally act in order to get into it, or to avoid it, someone who is in it
can rarely if ever intentionally act in order to remain in it, or to get out of
it. He can do things with these effects, e.g., keep his mind off evidence
against /?. But to act intentionally in order to remain in, or to get out of,
self-deception S would have to want to remain in it, or to get out of it, and
to believe certain actions would (or might) contribute to this. That seems at
best unlikely; to be consistent with 5"s being in self-deception, it would
require his unconsciously believing that he is in it and his unconsciously
wanting to remain so or to cease to be in it. We may talk this way; but the
facts admit of a simpler explanation, and we should avoid postulating any unconscious elements not required to explain the data.
The second morally noteworthy difference between getting into self
deception and remaining in it is less problematic. Getting into it requires that S undergo change and, typically, that he do a variety of things. But 5"s
remaining in self-deception does not entail his changing. For instance, no
evidence regarding /?, nor any occasion to act on it, need arise. Here he
might bear little responsibility for remaining self-deceived, perhaps none if
people do not have an obligation to review critically, from time to time, certain of their beliefs, or what they take to be their beliefs. (This is an
obligation which S would fail to fulfill if his apparent belief that/? is of the
sort which he ought to have reviewed.) By contrast, there is at least typi?
cally some responsibility, even if no blameworthiness, for getting into self
deception: in some sense one's cognitive system is not adequately respon? sive to the evidence.
Let us now consider moral responsibility for acting out of self-deception. Here we need a number of distinctions. To begin with, self-deception may
bring about both intentional and non-intentional actions. For the latter, S
may or may not bear moral responsibility, depending on, among other
things, the seriousness of the actions and the degree to which S could
reasonably have been expected to exercise control over behavior of the
kind in question under the circumstances. With respect to intentional ac?
tions arising from self-deception, there are at least three sorts: those stem
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SELF-DECEPTION, ACTION, AND WILL 151
ming from the unconscious belief component (typically representing
knowledge); those arising ostensibly from the "conscious belief compo?
nent; and those emerging from some unconscious want(s) connected with
the self-deception. Let me take these up in turn.
Suppose that Tom, who unconsciously knows his paper is not first-rate, acts on the belief that it is not, by declining an offer to publish it. He might
give as a reason that he is a perfectionist, which, let us suppose, he is. This
trait might explain why he wants to publish only first-rate work; and that,
together with his unconscious belief, would largely explain why he declines
the offer. Here the action seems rational; and if it is, this shows that an
action arising from (and motivated in a common way by) an unconscious
mental state can be rational.25 To be sure, this is not a case one wants to
call acting out of self-deception. But the action does arise from self-decep? tion because of the way it is motivated by a crucial element in that decep? tion. Since that element represents knowledge, and the motivating want is
rational, it is not surprising that an action arising from this element is
rational. The point is important because there has been too little appreci? ation of the extent to which self-deception involves reason and can as a
result play a role in rational action.
An action arising from unconscious knowledge embodied in self-decep? tion may, however, be neither rational nor such that *S bears moral re?
sponsibility for it. Imagine that Ann foolishly believes her family plans to
cremate her and cannot bear to entertain this thought. Her unconscious
knowledge that she will soon die may then lead her to write her attorney
insisting on ordinary burial. This could be unreasonable because she should
see that her family plans to respect her wishes and that they will be hurt by the act; yet she might not be morally responsible for it because she does it
under a strong morbid compulsion. It is actions ostensibly arising from the "conscious belief element in
self-deception, or arising from an unconscious want connected with the
self-deception, that we think of as actions "out of self-deception. I say
"ostensibly arising from the 'conscious belief," of course, because I think
there is no such belief in self-deception. There normally is, however, a
conscious want regarding the proposition sincerely avowed though not
believed (/?), namely, to act in accordance with it; and there may be one or
more conscious wants operating, such as a want to put evidence against /? out of mind.
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152 ROBERT AUDI
Consider first cases in which S ostensibly acts on the sincere avowal of/? and the want to act accordingly. The self-deceived cancer patient may do
this by talking of plans she has for the distant future, by explaining away evidence against her recovering, and in other ways. There is no reason why she cannot be morally responsible for such things. (Some, of course, may be quite harmless.) It appears, however, that these actions' arising from
self-deception is an extenuating circumstance, the degree of extenuation
depending on the situation. It is not that S cannot help himself. Rather, because he is not conscious of the truth of the situation and is at least
acting in accordance with his avowed belief, his errors are, on the first
count, based partly on an abnormal, or at least potentially debilitating, condition, and, on the second, based partly on a prima facie commedable
desire to act consistently with one's avowed beliefs. The extenuation would
be diminished and perhaps eliminated, however, if S" s remaining in self
deception were highly reprehensible. If S intentionally or knowingly got himself into the self-deception, this would also seem to reduce the degree of
extenuation, other things equal. We come now to actions out of self-deception which arise mainly from
an unconscious want of 5"s. The writer we imagined might unconsciously
want to put out of mind evidence that his paper is not first-rate. In some
people, of course, such a want might be quite conscious. But the kind of
person we are imagining could not face having such a want. He might
consciously want to refute claims he sees as evidence against his statement
that his paper is first-rate; but that is a quite different want. Suppose, then, that S does avert his gaze from evidence against his statement, e.g. by leaving a discussion, ostensibly to get fresh air, when his paper is under scrutiny.
Clearly, S may be morally responsible for doing this, even though he does
not (at least consciously) know why he is doing it. He is not compelled; and
his self-deception does not cancel his obligation to consider evidence re?
garding his views. The point is important. For it illustrates that S may be
morally responsible for doing something even if, unbeknownst to him, he
is doing it in order to satisfy an unconscious want. I believe that a good
many people have tended to assume the opposite.26 That is certainly en?
couraged by much of what Freud has said, though there are indications
that he would reject the assumption.27 Consider the metaphor of the mind
as an iceberg nine-tenths of which is below the surface. This suggests that a
great deal of what determines our behavior is unconscious and that we lack
the self-knowledge to control much of it.
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SELF-DECEPTION, ACTION, AND WILL 153
In response to this I want to make a point crucial to assessing moral
responsibility for behavior brought about by unconscious factors. One
does not have to know or even suspect one has a desire in order to feel
oneself impelled or drawn toward the actions it motivates. One may there?
fore try to resist these pushes and pulls. This applies to both conscious and
unconscious desires (and other motivators). Moreover, inclinations arising from unconscious motives need not be irresistible. That an inclination
arises from them may often reduce, but it does not in general eliminate, moral responsibility for yielding to it. We must consider the strength of the
unconscious motivation, for example, as well as how much resistance S
might be reasonably expected to muster. This expectation is not just a
matter of 5"s own psychology. It is also a matter of what a morally sound
person may be expected to do in the circumstances.28
Let me carry this further. Suppose S's self-deception causes him to A
non-intentionally. Might he still be morally responsible for ^4-ing? Imagine Tom in a seminar, sitting next to a person setting out, from notes, argu? ments against Tom's paper. Tom's unconscious want to ignore evidence
against his paper's being first-rate might agitate him. That in turn might cause him to knock over his coffee, thereby soaking his colleague's papers.
Surely Tom is morally responsible for this, though the circumstances are
extenuating. For we may still expect that he perceive his agitation and
exercise additional care with his coffee. Indeed, even if he did not perceive his agitation, he should exercise care. Not all accidents are excusable, and
their causation by unconscious elements need not excuse the agent.
Self-deception, then, is not a morbid state that simply comes upon one
like an illness.29 At least typically it is indirectly voluntary, to some degree. This applies particularly to negative control, but S may also have con?
siderable positive control over his self-deception. Moreover, self-deception often occurs or remains only by virtue of a kind of voluntary complicity. One may, through intentional actions, get oneself into it, whether one aims
at becoming self-deceived or not. One may do things that keep one in self
deception, perhaps including things unconsciously aimed at maintaining it.
One may thus be morally responsible for getting into self-deception or for
remaining in it. One may also be morally responsible for any of the several
kinds of actions arising from it, though self-deception tends to be an ex?
tenuating circumstance for all of them. It may extenuate little, however, even when the action is performed to satisfy an unconscious want. We may
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154 ROBERT AUDI
be quite responsible for doing something, even if we cannot make out the
origin of the force inclining us to do it.
IV. CONCLUSION
Recent times have seen much concern, by both scholars and lay people, about what factors should diminish an agent's legal responsibility. Psycho?
logical factors have led the list of defense attorneys' favorite extenuators.
Since our discussion of moral responsibility and self-deception has some
interesting implications for the extenuation of legal responsibility by psy?
chological factors, I want, in concluding, to bring some of them out. Most
of these implications are not confined to self-deception. I am not aware
that it has been cited to reduce anyone's legal responsibility, except per?
haps as part of a pattern of mental or emotional problems. There is a
tendency, however, for defense attorneys to construe unconscious in?
fluence on action as strongly extenuating, or even eliminating, the agent's moral responsibility for it. Given this tendency, they naturally also take
such influence to diminish his legal responsibility for it.30
On this tendency our discussion has considerable bearing. It indicates (1) that an action's being unconsciously motivated, or even in some sense
caused by an unconscious element, need not eliminate, and need not even
substantially reduce, the agent's moral responsibility for it; and (2) how a
number of the variables determining the degree of responsibility in cases of
self-deception are to be understood and, in some sense, measured.
Regarding the variables determining the degree of an agent's moral re?
sponsibility for an action influenced by unconscious motivation, whether it
is connected with self-deception or not, we have identified at least five
factors. First, clearly, other things equal, the stronger any irrational un?
conscious motivating elements, the less the moral responsibility. Much the
same applies, secondly, to what we may call their depth, i.e., their "dis?
tance" from 5"s consciousness, measured in terms of how difficult it would
be for S to come to know (consciously) that he has them. Third, other
things equal, the more an unconscious factor makes S ignorant of, or blind
to the importance of, facts relevant to morally evaluating the action, the
less his moral responsibility for it. Fourth, the more deliberate or pre? meditated the action is, the greater 5"s moral responsibility for it, other
things equal. Fifth, the better S's opportunities to disabuse himself of self
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SELF-DECEPTION, ACTION, AND WILL 155
deception -
e.g., opportunities for self-scrutiny, or actually getting help from others in understanding the relevant behavior - the greater his moral
responsibility for acting out of the self-deception or the unconscious moti?
vation, other things equal.
Quite similar points seem to hold for self-deception or unconscious mo?
tivation in relation to legal responsibility conceived from the moral point of view.31 Apart from strict liability statues, liability to punishment should
be determined, one would think, primarily on the basis of the degree of
moral responsibility for the action in question. Much more needs to be
said, however, about what determines degrees of moral responsibility. The
problem is not merely one of fact-finding; and the same holds for de?
termining appropriate degrees of legal responsibility. In both cases, the
question of what a morally sound person can be reasonably expected to do in the circumstances is crucial for determining whether S fell short of his
moral responsibilities. If self-deception is conceived as I have proposed, and if it is indirectly
voluntary in the ways I have suggested, it is altogether reasonable to expect
many people to avoid it and to expect some self-deceivers to reduce or
eliminate their self-deception. So far as this case is a fitting model for the
law, it appears that recent trends have often led us to go too far in ex?
tenuating legal responsibility.32 To summarize briefly, I have argued that self-deception with respect to /?
is a state in which S unconsciously knows (or has some reason to believe, and unconsciously and truly believes) that not-/?, sincerely avows, or is
disposed so to avow, that /?, and has at least one want which in part
explains why the belief that not-p is unconscious. On the proposed account
of self-deception, it need not be paradoxical, and it can be understood as a
not unnatural response to the tension between certain of one's desires and
one's response to evidence that dims the prospect of their realization. In
examining the relation between self-deception and the will, we have seen a
variety of ways in which self-deception can be indirectly voluntary. In part because it can be, agents can be morally responsible for getting into self
deception, for remaining in it, and for actions arising out of it. We have noted some of the main variables that determine S's degree of moral re?
sponsibility for actions arising from self-deception. Against this
background, I argued that an action's arising from unconscious moti? vation does not necessarily eliminate, or even substantially diminish, the
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156 ROBERT AUDI
agent's moral responsibility for it, and that an action stemming from self
deception need not be irrational. Similar points apply to responsibility before the law. It is perhaps not surprising that an account of self-decep? tion which makes unconscious knowledge central should have these impli? cations. For knowledge presumably entails justified belief, and if uncon?
scious factors can be justified, it becomes more natural to suppose that one
might be morally responsible for acquiring or retaining them and for ac?
tions stemming from them. The account of self-deception, then, far from
diminishing the apparent rationality and moral responsibility of the
human agent, encourages us to enlarge the domain of both.33
The University of Nebraska, Lincoln
NOTES
1 For a good discussion of most of what are perhaps the major types of approach to self
deception, see M. R. Haight, A Study of Self-Deception (Harvester Press and Humanities
Press, Sussex and Atlantic Highlands, 1980), and Bela Szabados, 'Self-Deception', Canadian Journal of Philosophy 4 (1974).
2 See, e.g., John V. Canfield and Donald F. Gustafson, 'Self-Deception', Analysis 23 (1962
63); Terence Penelhum, 'Pleasure and Falsity', American Philosophical Quarterly 1 (1964); and Jeffrey Foss, 'Rethinking Self-Deception', American Philosophical Quarterly 17 (1980). Sartre's view is not easily clarified. For good short discussions of his views on bad faith see
Haight, op. cit., Ch. 5, and Ronald E. Santoni, 'Bad Faith and Lying to Oneself, Philosophy and Phenomenological Research 38 (1978).
3 See Herbert Fingarette, Self-Deception (Routledge and Kegan Paul, London, 1969).
4 For illuminating discussion of various doctrines of privileged access, see William P.
Alston, 'Varieties of Privileged Access', American Philosophical Quarterly 8 (1971). 5
In my papers, 'The Epistemic Authority of the First Person', The Personalist 56 (1975), and 'Epistemic Disavowals and Self-Deception', The Personalist 57 (1976). Some of the
central views in those papers are similar to views of D. W. Hamlyn in 'Self-Deception',
Proceedings of the Aristotelian Society, Supplementary Vol. 65 (1971), a paper I read after
they were completed. 6
'The Epistemic Authority of the First Person', p. 12. 7
Ibid., p. 13. 8
I acknowleged this use in 'Epistemic Disavowals and Self-Deception' (p. 384) and have
discussed related issues there. 9
As Szabados plausibly argues, "One can be self-deceived only about matters in which one
has a personal stake. What one can be self-deceived about must link up with one's wants,
hopes, fears, and emotional needs". Op. cit., p. 67. 10
This is stressed in 'Epistemic Disavowals and Self-Deception', p. 382. That paper also
suggests how wishful thinking can generate self-deception.
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SELF-DECEPTION, ACTION, AND WILL 157
11 My paper 'The Concept of Believing', The Personalist 53 (1972), defends an account of
believing on which beliefs can be unconscious. 12
This is essentially the formulation introduced in 'The Epistemic Authority of the First
Person', p. 10. The 'cannot' here is not that of logical impossibility, but I am tentatively
taking it to express a conceptual impossibility. 13
The outside help would normally come from a person; but its sources are virtually un?
limited. It could be a story meant to be about someone else, but giving S the relevant self
understanding. 14
See my papers mentioned in n. 5 for some comments on this difficult issue. 15
This has been argued by a number of writers. I have argued for it by implication in 'The
Limits of Self-Knowledge', Canadian Journal of Philosophy 4 (1974). 16
I have defended this claim in 'The Epistemic Authority of the First Person'. 17
Ibid., pp. 11-12. 18
For important statements of this view, see D. M. Armstrong, Belief, Truth and Knowledge
(Cambridge University Press, Cambridge, 1973), esp. Chs. 12-14; Alvin I. Goldman, 'Dis?
crimination and Perceptual Knowledge', Journal of Philosophy 73 (1976); and Fred Dretske, 'Conclusive Reasons', Australasian Journal of Philosophy 51 (1973). 19
See, e.g., Fingarette, op. cit., pp. 28-29, 62-63, 72, and 98-99; on 72 he goes so far as to
speak of self-deception "as disavowal" (but perhaps disavowal as he understands it should
not be called behavior). Lance Factor at one point speaks of calling certain behavior self
deception, though he does not in general seem to conceive it as action or behavior; see 'Self
Deception and the Functionalist Theory of Mental Processes', The Personalist 58, 2 (1977, p. 155. Cp. Michael W. Martin's remark that "intentional self-deception is both purposeful and
engaged in knowingly", in 'Factor's Functionalist Account of Self-Deception', The Personal?
ist 60, 3(1979), p. 341. 20
The works cited in the previous note illustrate this, and I shall shortly indicate how self
deception can be motivated. 21
My main reason for introducing the second characterization is to avoid relying on the
controversial notion of a basic action. Quite apart from whether my formulations are correct
in detail, my distinctions can be made either within a fine-grained theory of act individuation
or within the Anscombe-Davidson coarse-grained theory of it. For penetrating discussion of
both theories see Hector-Neri Casta?eda, Tntentionality and Identity in Human Action and
Philosophical Method', Nous 13, 2 (1979). Alvin Goldman's reply, 'Action, Causation, and
Unity', appears in the same issue. For a view intermediate between Goldman's fine-grained
approach and the coarse-grained one, with many references to recent literature on the topic, see Lawrence Davis, Theory of Action (Prentice-Hall, Englewood Cliffs, 1979), Ch. 2. Another
valuable treatment of the topic is Irving Thalberg's Perception, Emotion and Action: A Com?
ponent Approach (Basil Blackwell, Oxford, 1977). 22
Michael Martin makes a similar distinction in connection with self-deception, one between
distracting and disregarding. See op. cit., p. 341, and 'Ignoring and Self-Deception', read at
the Western Division Meetings of the American Philosophical Association in 1979. 23
In my 'Weakness of Will and Practical Judgment', Nous 13, 2 (1979). 24
See, e.g., Penelhum, op. cit., p. 88; and Foss, op. cit., esp. p. 241. 25
I have argued for this in 'Psychonalytic Explanation and the Concept of Rational Action', The Monist 56 (1972). 26
John Hospers suggests that there is this tendency in 'What Means this Freedom?', in
Sidney Hook (ed.), Determinism and Freedom in the Age of Modern Science (New York
University Press, New York, 1957), esp. Section 3. It is not clear to me to what extent
Hospers is sympathetic to this tendency. In this article he appears somewhat inclined to hold a version of the view under discussion.
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158 ROBERT AUDI
27 Freud says at one point, e.g., "Obviously one must hold oneself responsible for the evil
impulses of one's dreams". See 'Moral Responsibility for the Content of Dreams', Collected
Papers, Vol. V, (Basic Books, New York, 1957), p. 156. 28
I have discussed in detail the relation between the notion of compulsion and that of what a
morally sound person can reasonably be expected to do in the relevant circumstances, in
'Moral Responsibility, Freedom, and Compulsion', American Philosophical Quarterly 11
(1974). 29
That self-deception has no evil or sickly essence has been forcefully argued by John King
Farlow, e.g. in 'Philosophical Nationalism: Self-Deception and Self-Direction', Dialogue 17
(1978). 30
For some detailed discussion of the relation between legal and moral responsibility and a
number of citations of literature on the topic, see Michael S. Moore, 'Legal Conceptions of
Mental Illness', in B. A. Brody and H. Tristram Engelhardt (eds.), Mental Illness: Law and
Public Policy (D. Reidel, Dordrecht and Boston, 1980). 31
For a wide-ranging and judicious discussion of moral responsibility and diminished re?
sponsibility before the law, see Stephen J. Morse; 'Diminished Capacity: A Moral and Legal
Conundrum', International Journal of Law and Psychiatry 2 (1979). 32
Some of these trends are discussed and evaluated in Moore, op. cit. See also Morse, op. cit. 33
An earlier version of this paper was read at the University of North
Carolina/Greensboro's Symposium on Action, Agency, and the Will, and at the University of
Richmond. I especially want to thank my Commentator, Alfred Mele, for helpful comments.
I have benefited from comments by Robert M. Gordon, John Heil, Michael W. Martin,
Norman Malcolm, Louis Pojman, Richard Reilly, A. Aaron Snyder, Bela Szabados, and
Irving Thalberg.
Manuscript received 25 February, 1982
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