select investor monitoring report - okmrf municipal - q3 2016... · 16/11/2016  · below please...

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Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com Select Investor Monitoring Report Third Quarter 2016 ____________________________ Prepared for Oklahoma Municipal Retirement Fund

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Page 1: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

Select Investor Monitoring Report

Third Quarter 2016

____________________________

Prepared for

Oklahoma Municipal Retirement Fund

Page 2: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

SELECT INVESTOR MONITORING REPORT - Q3, 2016Oklahoma Municipal Retirement Fund

Below please find your fund's detailed Select Investor Monitoring Report for the third financial quarter of 2016. The New Action Eligibility Reportdelineates class action securities fraud lawsuits first filed during the third quarter of 2016, whether by Saxena White or by other law firms. The Reportcontains a column entitled "Est. Class Period Gain (Loss)". This signifies that we have reviewed your positions in the securities of the defendant companyprior to the time the alleged fraud began, reviewed all trading in such securities during the period of the fraud (the "class period"), and calculated anylosses your fund may have suffered on a "first-in-first-out" or FIFO basis.1

The Settlement Eligibility Report contains a list of settled cases in which there are open deadlines for the filing of claims forms. This Report againcontains a column entitled "Estimated Gain (Loss)", and we have again reviewed your positions in the securities of the defendant company andcalculated any losses your fund may have suffered on a "first-in-first-out" basis.

Included in both portions of the Report is a column labeled "Eligibility". There are four possible classifications of the fund's eligibility toparticipate in a new or settled action:

Likely - The fund had one or more purchase transactions for an impacted security during the class period.

Possible - The fund had activity other than purchases for an impacted security during the class period.

Not Likely - The fund had no activity for an impacted security during the class period.

Unknown - There is not enough data for the fund loaded into the monitoring system to determine whether the fund was impacted by a case orsettlement. Please contact your prior custodian to obtain the necessary data.

Based on the data in our possession, which is limited by the scope of the data available from the current custodial bank, we sometimes cannotascertain with complete certainty the fund's position in an action. For this reason, the "Eligibility" classifications provide the fund with more informationthan our prior reports in evaluating the probability of eligibility. Although presented in both the New Action Eligibility and Settlement Eligibility Reports,this classification is of most value to the funds in the settled cases context because your custodial bank can search its archives (or that of your priorcustodian) to ensure that they file the necessary claim form.

We are committed to providing the most concise and accurate information for the fund. If at any point you have questions or concernsregarding this report please do not hesitate to contact us. We are happy to tailor this report in any way, should the fund desire.

________________________1As a general matter, we must advise you that our calculations are based on the trading records provided to us by your custodial bank, which dates back to 04/30/2010. In makingthese calculations, and providing you this information, we have relied on the accuracy and completeness of those records.

Page 3: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

Securities Class Action New Action Eligibility Report

Third Quarter 2016

____________________________

Prepared for

Oklahoma Municipal Retirement Fund

Page 4: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

* Please note if the jurisdiction is "None" the action is in an international court.

New Action Eligibility Report

Company Class Period Date Filed Jurisdiction Lead PlaintiffDeadline

Eligibility Est. ClassPeriod

Gain(Loss)

AECOM (ACM) 02/11/15 - 08/15/16 09/01/16 CACDC 10/31/16 Unknown $0.00

American Renal AssociatesHoldings, Inc. (ARA)

04/18/16 - 08/18/16 08/31/16 NYSDC 10/31/16 Unknown -

BlueNRGY Group Limited, f/k/aCBD Energy Limited (CBDEF)

06/13/14 - 10/24/14 09/06/16 TXSDC 11/07/16 Not Likely -

Charles Schwab & Co., Inc. () 07/13/11 - 07/13/16 07/13/16 CANDC 09/16/16 Not Likely -

Colony Capital, Inc. (CLNY) 09/29/16 - 09/29/16 09/29/16 MDDC 12/19/16 Not Likely -

Concordia International Corp.(CXRX)

11/12/15 - 08/12/16 08/15/16 NYSDC 10/14/16 Not Likely -

Corrections Corporation ofAmerica (CXW)

02/27/12 - 08/17/16 08/23/16 TNMDC 10/24/16 Not Likely -

CST Brands, Inc. (CST) 09/26/16 - 09/26/16 09/26/16 TXWDC 11/25/16 Likely $0.00

CytRx Corporation (CYTR) 11/18/14 - 07/11/16 07/25/16 CACDC 09/23/16 Not Likely -

E Trade Financial Corporation () 07/12/11 - 07/12/16 07/22/16 NYSDC 09/20/16 Not Likely -

Eaton Corporation PLC (ETN) 11/13/13 - 07/28/14 07/22/16 NYSDC 09/23/16 Possible $0.00

Embraer S.A. (ERJ) 04/16/12 - 07/28/16 08/08/16 NYSDC 10/07/16 Not Likely -

Emergent Biosolutions, Inc.(EBS)

01/11/16 - 06/21/16 07/19/16 MDDC 09/19/16 Not Likely -

Envision Healthcare Holdings,Inc. (EVHC)

08/31/16 - 08/31/16 08/31/16 CODC 10/31/16 Likely $0.00

EverBank Financial Corp.(EVER)

09/26/16 - 09/26/16 09/26/16 FLMDC 11/25/16 Not Likely -

FEI Company (FEIC) 05/26/16 - 05/26/16 09/09/16 ORDC 11/08/16 Not Likely -

Fiat Chrysler Automobiles N.V.(FCAU)

10/16/13 - 07/18/16 07/29/16 MIEDC 09/27/16 Not Likely -

Flowers Foods, Inc. (FLO) 02/07/13 - 08/10/16 08/12/16 NYSDC 10/11/16 Not Likely $0.00

Full Circle Capital Corporation(FULL)

09/23/16 - 09/23/16 09/23/16 MDDC 11/22/16 Not Likely -

Page 5: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

New Action Eligibility Report (continued)

Company Class Period Date Filed Jurisdiction Lead PlaintiffDeadline

Eligibility Est. ClassPeriod

Gain(Loss)

G&K Services Incorporated (GK) 09/26/16 - 09/26/16 09/26/16 MNDC 12/13/16 Not Likely -

Global Digital Solutions, Inc.(GDSI)

10/08/13 - 08/12/16 08/24/16 NJDC 10/24/16 Not Likely -

Goldcorp, Inc. (GG) 03/31/14 - 08/24/16 08/25/16 CACDC 10/24/16 Not Likely -

Insmed Incorporated (INSM) 03/18/13 - 06/08/16 07/15/16 NJDC 09/13/16 Not Likely -

Johnson Controls Inc. (JCI) 01/24/16 - 01/24/16 08/16/16 WIEDC 10/17/16 Likely $0.00

Juno Therapeutics, Inc. (JUNO) 05/09/16 - 07/07/16 07/12/16 WAWDC 09/12/16 Not Likely -

K12 Inc. (LRN) 10/10/13 - 10/27/15 07/20/16 CANDC 09/19/16 Not Likely -

Kagara Limited (Australia) (KZL) 09/30/10 - 04/26/12 08/16/16 NONE 09/02/16 Not Likely -

Keryx Biopharmaceuticals, Inc.(KERX)

09/02/13 - 08/01/16 08/02/16 NYSDC 10/03/16 Not Likely -

LifeVantage Corporation (LFVN) 11/04/15 - 09/13/16 09/15/16 UTDC 11/14/16 Not Likely -

Linear Technology Corporation(LLTC)

09/28/16 - 09/28/16 09/28/16 CANDC 11/28/16 Possible $0.00

Lipocine Incorporated (LPCN) 02/27/15 - 06/28/16 07/01/16 NJDC 08/30/16 Not Likely -

Medivation, Inc. (MDVN) 09/07/16 - 09/07/16 09/07/16 CANDC 11/08/16 Likely $0.00

Memorial ResourceDevelopment Corp. (MRD)

07/11/16 - 07/11/16 07/11/16 TXSDC 09/09/16 Likely $0.00

MGT Capital Investments, Inc.(MGT)

05/09/16 - 09/20/16 09/22/16 NYSDC 11/21/16 Not Likely -

Mines Management, Inc. (MGN) 05/24/16 - 05/24/16 07/12/16 WAEDC Not Likely -

Misonix, Inc. (MSON) 11/05/15 - 09/14/16 09/19/16 NYEDC 11/18/16 Unknown -

Monster Worldwide, Inc. (MWW) 09/09/16 - 09/09/16 09/09/16 MADC 11/28/16 Possible $0.00

NetSuite Inc. (N) 08/30/16 - 08/30/16 08/30/16 CANDC 10/31/16 Not Likely -

Northern Oil and Gas, Inc.(NOG)

03/01/13 - 08/15/16 08/18/16 NYSDC 10/17/16 Not Likely $0.00

Northern Tier Energy LP (NTI) 06/23/16 - 06/23/16 08/24/16 AZDC 10/25/16 Not Likely -

Orbital ATK, Inc. (OA) 06/01/15 - 08/09/16 08/12/16 VAEDC 10/11/16 Likely ($17,373.08)

Page 6: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

New Action Eligibility Report (continued)

Company Class Period Date Filed Jurisdiction Lead PlaintiffDeadline

Eligibility Est. ClassPeriod

Gain(Loss)

Outerwall, Inc. (OUTR) 07/25/16 - 07/25/16 08/12/16 WAWDC 10/31/16 Not Likely -

Polaris Industries, Inc. (PII) 02/20/15 - 09/11/16 09/16/16 MNDC 11/15/16 Not Likely -

Porsche Automobil Holding SE(Germany) ()

01/01/10 - 12/31/15 08/05/16 NONE 09/18/16 Unknown -

Power Solutions International,Inc. (PSIX)

01/15/14 - 08/15/16 08/22/16 ILNDC 10/21/16 Not Likely -

Precision Castparts Corporation(PCP)

10/09/15 - 10/09/15 09/02/16 ORDC 11/01/16 Possible $0.00

Quorum Health Corporation(QHC)

05/02/16 - 08/10/16 09/09/16 TNMDC 11/08/16 Not Likely -

RiT Technologies Ltd. (RITT) 03/03/15 - 07/01/16 07/28/16 NJDC 09/26/16 Not Likely -

Sequenom, Inc. (SQNM) 08/09/16 - 08/09/16 08/15/16 CASDC 11/07/16 Not Likely -

Seres Therapeutics, Inc.(MCRB)

06/22/15 - 07/29/16 09/28/16 MADC 11/28/16 Not Likely -

Signet Jewelers Limited (SIG) 01/07/16 - 06/03/16 08/25/16 NYSDC 10/24/16 Possible $0.00

Sizmek, Inc. (SZMK) 09/15/16 - 09/15/16 09/15/16 TXWDC 12/05/16 Not Likely -

Skullcandy, Inc. (SKUL) 06/23/16 - 06/23/16 07/19/16 UTDC 09/30/16 Not Likely -

SolarCity Corporation (SCTY) 05/05/15 - 02/09/16 08/15/16 CANDC 10/14/16 Not Likely -

Spectrum Pharmaceuticals, Inc.(SPPI)

02/28/13 - 09/16/16 09/21/16 CACDC 11/21/16 Unknown -

Stericycle, Inc. (SRCL) 02/07/13 - 07/28/16 07/11/16 ILNDC 09/12/16 Likely ($2,997.28)

Suffolk Bancorp (SCNB) 08/04/16 - 08/04/16 08/04/16 NYEDC 10/03/16 Not Likely -

SunPower Corporation (SPWR) 02/17/16 - 08/09/16 08/16/16 CANDC 10/17/16 Not Likely -

Takata Corporation (Japan) () 11/07/06 - 03/18/16 08/16/16 NONE Unknown -

The GEO Group, Inc. (GEO) 03/01/12 - 08/17/16 08/25/16 FLSDC 10/24/16 Likely ($102,497.17)

The Hain Celestial Group, Inc.(HAIN)

11/05/15 - 08/16/16 08/17/16 NYEDC 10/17/16 Not Likely -

The WhiteWave FoodsCompany (WWAV)

07/29/16 - 07/29/16 08/08/16 CODC 10/25/16 Likely $0.00

Page 7: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

New Action Eligibility Report (continued)

Company Class Period Date Filed Jurisdiction Lead PlaintiffDeadline

Eligibility Est. ClassPeriod

Gain(Loss)

Tokai Pharmaceuticals, Inc.(TKAI)

06/24/15 - 07/25/16 08/01/16 MADC 09/30/16 Not Likely -

Twitter, Inc. (TWTR) 02/06/15 - 07/28/15 09/16/16 CANDC 11/15/16 Not Likely -

Warren Resources, Inc. (WRES) 11/04/14 - 06/02/16 08/11/16 CODC 10/11/16 Not Likely -

Wells Fargo & Company (WFC) 02/26/14 - 09/15/16 09/26/16 CANDC 11/25/16 Likely ($12,136.30)

Yirendai Ltd. (YRD) 05/11/16 - 08/24/16 08/26/16 CACDC 10/25/16 Not Likely -

Page 8: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

Securities Class Action Settlement Eligibility Report

Third Quarter 2016

____________________________

Prepared for

Oklahoma Municipal Retirement Fund

Page 9: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

Settlement Eligibility Report

Company Class Period SettlementAmount

ClaimsDeadline

ClaimsAdministrator

Eligibility EstimatedGain(Loss)

Longwei Petroleum InvestmentHolding Limited

09/28/10 - 01/03/13 $1,340,000.00 10/05/16 Heffler ClaimsGroup

Not Likely -

Accretive Health, Inc. 05/17/10 - 12/30/14 $3,900,000.00 07/06/16 Kurtzman CarsonConsultants

Not Likely -

Aerohive Networks, Inc. 03/24/14 - 09/23/14 $5,750,000.00 09/27/16 Gilardi & Co. LLC Not Likely -

Amgen Inc. 04/22/04 - 05/10/07 $95,000,000.00 12/23/16 Epiq Systems, Inc. Possible $0.00 *

AuthenTec, Inc. 10/04/12 - 10/04/12 $10,000,000.00 12/21/16 Gilardi & Co. LLC Not Likely -

Baja Mining Corporation(Ontario, Canada)

11/01/10 - 04/23/12 $11,000,000.00 08/04/16 RicePointAdministration,

Inc.

Not Likely -

Bank of America Corporation 02/27/09 - 10/19/10 $335,000,000.00 11/14/16 Heffler ClaimsGroup

Possible $0.00 *

Bankrate, Inc. 10/27/11 - 10/09/14 $20,000,000.00 01/21/17 JND LegalAdministration

Not Likely -

Barrick Gold Corporation 05/07/09 - 11/01/13 $140,000,000.00 09/29/16 Garden CityGroup, LLC

Unknown -

BioScrip, Inc. 11/09/12 - 11/06/13 $10,900,000.00 07/12/16 A.B. Data, Ltd. Not Likely -

BP p.l.c. 04/26/10 - 05/26/10 $525,000,000.00 10/11/16 RCB FundServices, LLC

Unknown -

BP, plc 04/26/10 - 05/28/10 $175,000,000.00 04/01/17 A.B. Data, Ltd. Unknown -

Cadiz Inc. 03/11/14 - 04/21/15 $3,000,000.00 12/14/16 Strategic ClaimsServices

Not Likely -

Castlight Health, Inc. 03/11/14 - 04/02/15 $9,500,000.00 11/01/16 Not Likely -

Chelsea TherapeuticsInternational, Ltd.

09/20/10 - 05/21/12 $5,500,000.00 09/04/16 Rust Consulting,Inc.

Not Likely -

Cliffs Natural Resources, Inc. 03/14/12 - 03/26/13 $84,000,000.00 08/08/16 A.B. Data, Ltd. Possible $0.00

Corinthian Colleges, Inc. 08/23/10 - 04/14/15 $3,500,000.00 11/07/16 Garden CityGroup, LLC

Not Likely -

Covisint Corporation 09/23/13 - 10/14/14 $8,000,000.00 10/19/16 Gilardi & Co. LLC Not Likely -

Page 10: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

Settlement Eligibility Report (continued)

Company Class Period SettlementAmount

ClaimsDeadline

ClaimsAdministrator

Eligibility EstimatedGain(Loss)

Credit Suisse RMBS Trusts 01/01/05 - 12/31/10 $101,747,769.00 11/15/16 Gilardi & Co. LLC Unknown -

Credit Suisse Securities RMBSofferings (ABSC AMO2006-HE7/ABSC MO 2006-HE6)

11/29/06 - 12/28/06 $18,256,561.00 11/15/16 Gilardi & Co. LLC Unknown -

Dana Corporation 04/21/04 - 10/07/05 $64,000,000.00 10/31/16 Gilardi & Co. LLC Unknown -

Digital Domain Media Group,Inc.

11/15/11 - 09/06/12 $5,500,000.00 02/13/17 KCC Class ActionServices LLC

Not Likely -

Doral Financial Corporation 04/02/12 - 05/01/14 $7,000,000.00 08/29/16 GCG Not Likely -

Electronic Game Card, Inc. 04/05/07 - 05/18/10 $1,755,000.00 11/28/16 Strategic ClaimsServices

Unknown -

Electronic Game Card, Inc. 04/05/07 - 05/18/10 $1,755,000.00 11/28/16 Strategic ClaimsServices

Unknown -

Erickson Air-Crane, Inc. 03/18/13 - 06/13/16 $18,500,000.00 11/10/16 Not Likely -

Exide Technologies 06/01/11 - 05/24/13 $14,750,000.00 07/19/16 KCC Class ActionServices

Not Likely -

Genworth Financial, Inc. 10/30/13 - 11/05/14 $219,000,000.00 08/22/16 Epiq Class Action& Claims

Solutions, Inc.

Likely ($5,148.39)

Groupon, Inc. 11/01/11 - 03/30/12 $45,000,000.00 08/26/16 KCC Class ActionServices

Not Likely -

InnerWorkings, Inc. 02/15/12 - 11/06/13 $6,025,000.00 10/08/16 Garden CityGroup, LLC

Not Likely -

Intercept Pharmaceuticals, Inc. 01/09/14 - 01/10/14 $55,000,000.00 10/05/16 Gilardi & Co. LLC Not Likely -

Lumber Liquidators Holdings Inc. 02/22/12 - 02/27/15 $41,710,000.00 11/19/16 A.B. Data, Ltd. Not Likely -

Magnachip SemiconductorCorporation

02/01/12 - 02/12/15 $23,500,000.00 12/21/16 Strategic ClaimsServices

Not Likely -

Marrone Bio Innovations, Inc. 08/01/13 - 11/10/15 $12,000,000.00 10/02/16 GCG Not Likely -

Mavenir Systems, Inc. 04/29/15 - 04/29/15 $3,000,000.00 10/12/16 Heffler ClaimsGroup

-

MedPartners, Inc. 10/30/96 - 01/07/98 $310,000,000.00 09/30/16 Gilardi & Co. LLC Possible $0.00 *

Page 11: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

Settlement Eligibility Report (continued)

Company Class Period SettlementAmount

ClaimsDeadline

ClaimsAdministrator

Eligibility EstimatedGain(Loss)

Merck & Co. Inc. 05/21/99 - 10/29/04 $1,062,000,000.00 09/12/16 Epiq Class Action& Claims

Solutions, Inc.

Possible $0.00 *

MOL Global, Inc. 10/09/14 - 11/21/14 $8,500,000.00 10/04/16 GCG Not Likely -

Navistar InternationalCorporation

03/10/10 - 08/01/12 $9,100,000.00 09/16/16 Epiq Systems, Inc. Unknown -

NII Holdings, Inc. 02/25/10 - 02/27/14 $41,500,000.00 09/28/16 A.B. Data, Ltd. Unknown -

Nu Skin Enterprises, Inc. 05/04/11 - 01/17/14 $47,000,000.00 10/06/16 A.B. Data, Ltd. Not Likely -

Occam Networks, Inc. 02/28/11 - 02/28/11 $35,000,000.00 09/26/16 RG/2 ClaimsAdministration

LLC

Not Likely -

Ocean Power Technologies, Inc. 01/14/14 - 07/29/14 $3,729,600.00 10/31/16 Epiq Class Action& Claims

Solutions, Inc.

Not Likely -

Onyx Pharmaceuticals, Inc. 10/01/13 - 10/01/13 $30,000,000.00 11/14/16 Gilardi & Co. LLC $0.00

Pain Therapeutics, Inc. 12/27/10 - 06/26/11 $8,500,000.00 01/16/17 KCC Class ActionServices

Not Likely -

Penn West Petroleum Ltd.(Ontario, Canada)

03/17/11 - 09/18/14 $20,650,932.98 11/14/16 Epiq Systems, Inc. Not Likely -

Penn West Petroleum, Ltd. 02/18/10 - 07/29/14 $19,759,282.00 08/26/16 Epiq Systems, Inc. Unknown -

Pfizer, Inc. 10/31/00 - 10/19/05 $486,000,000.00 01/28/17 Garden CityGroup, LLC

Possible $0.00 *

Polycom, Inc. 01/20/11 - 07/23/13 $8,000,000.00 08/23/16 Garden City Group Not Likely -

Provectus Biopharmaceuticals,Inc.

12/17/13 - 05/22/14 $3,500,000.00 11/25/16 Kurtzman CarsonConsultants LLC

Not Likely -

Prudential Financial Inc. 05/05/10 - 11/04/11 $33,000,000.00 11/02/16 Gilardi & Co. LLC Likely $4,481.81

Regions Morgan Keegan(Open-End Funds)

12/06/04 - 05/29/09 $110,000,000.00 08/07/16 GCG Unknown -

Roka Bioscience, Inc. 07/14/14 - 03/26/15 $3,275,000.00 09/19/16 Strategic ClaimsServices

Not Likely -

St. Jude Medical, Inc. 02/05/10 - 11/20/12 $39,250,000.00 12/08/16 A.B. Data, Ltd. Likely $4,977.50 *

Page 12: Select Investor Monitoring Report - OkMRF Municipal - Q3 2016... · 16/11/2016  · Below please find your fund's detailed Select Investor Monitoring Report for the third financial

Boca Center, 5200 Town Center Circle, Suite 601, Boca Raton, FL 33486 ph 561.394.3399 fax 561.394.3382 www.saxenawhite.com

Settlement Eligibility Report (continued)

Company Class Period SettlementAmount

ClaimsDeadline

ClaimsAdministrator

Eligibility EstimatedGain(Loss)

The Bancorp Inc. 01/26/11 - 06/26/15 $17,500,000.00 01/13/17 GCG Not Likely -

TIBCO Software Inc. 12/05/14 - 12/05/14 $30,439,251.00 10/10/16 A.B. Data, Ltd. Not Likely $0.00

Trius Therapeutics Inc. 09/11/13 - 09/11/13 $9,400,000.00 11/07/16 Gilardi & Co. LLC Not Likely -

Urban Outfitters, Inc. 03/12/13 - 09/09/13 $8,500,000.00 10/24/16 Epiq Class Action& Claims

Solutions, Inc.

Likely ($816.88)

Velti Plc 01/27/11 - 08/20/13 $750,000.00 01/18/17 Strategic ClaimsServices

Not Likely -

Venoco, Inc. 05/01/11 - 10/03/12 $19,000,000.00 12/05/16 KCC, LLC Not Likely -

Violin Memory Inc. 09/24/13 - 11/21/13 $7,500,000.00 08/05/16 RG/2 ClaimsAdministration

LLC

Not Likely -

Vocera Communications, Inc. 03/25/12 - 05/02/13 $9,000,000.00 07/18/16 GCG Not Likely -

Walter Investment ManagementInc.

05/09/12 - 02/26/15 $24,000,000.00 09/01/16 Strategic ClaimsServices

Not Likely -

Websense 06/25/13 - 06/25/13 $40,000,000.00 11/10/16 Gilardi & Co. LLC -

Wyeth LLC 01/14/08 - 07/29/08 $10,000,000.00 09/12/16 Heffler ClaimsGroup

Unknown -

Wyeth/Elan Corporation PLC 07/21/08 - 07/29/08 $601,832,697.04 07/16/16 GCG Unknown -

* The loss calculation for this class action may be incorrect due to incomplete transactional data.NC indicates the gain/loss could not be computed