Securities and Exchange Commission of Pakistan(SECP)

Vision, Mission and strategy

• Its VISION is the development of modern and efficient corporate sector and capital market, based on sound regulatory principles.

• MISSION is to develop a fair, efficient and transparent regulatory framework, based on international legal standards and best practices

• STRATEGY is to develop an efficient and dynamic regulatory body , ensures proper risk management procedures in the capital market, and protects investors through responsive policy measures and effective enforcement practices.

Establishment of commission

• The SECP was set up in pursuance of the SECP Act 1997

• And become operational in January 1999

• It was initially concerned with the regulation of corporate sector and capital market.

• Over time, its mandate has expanded to include supervision and regulation of insurance companies, non-banking finance companies.

SECP Introduction

• SECP stands for Security and Exchange Commission of Pakistan• Financial Regulatory Agency

in Pakistan• Setup under the Act 1997 This Act may be called as the Securities and

Exchange Commission of Pakistan Act, 1997. It extends to the whole of Pakistan.

Establishment of commission

• The SECP was set up in pursuance of the SECP Act 1997

• And become operational in January 1999

• It was initially concerned with the regulation of corporate sector and capital market.

• Over time, its mandate has expanded to include supervision and regulation of insurance companies, non-banking finance companies.