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SEC NEWS DIGESTIssue 99-151 August 6, 1999
ENFORCEMENT PROCEEDINGS
GREGORY VERNON ENJOINED BY CONSENT
The Commission announced that on July 16, 1999, the Honorable Zita L. Weinshienk, United States District Judge for the District of Colorado entered an order of permanent injunction against Gregory G. Vernon (Vernon) of Denver, Colorado. The order, which was entered pursuant to Vernon's consent, in which he neither admitted nor denied the allegations of the complaint, prohibits him from further violations of the registration, antifraud, and filing provisions of the federal securities laws. Specifically, Vernon is enjoined from further violations of Section 10(b), of the Securities Exchange Act
~ of 1934 and Rule 10b-5 thereunder and Sections 5(a), 5(c), 17(a),and 17(b) of the Securities Act of 1933.
Also on July 16, 1999, the Court entered an order, pursuant to a Commission motion, dismissing with prejudice its allegations againstTimberline Consultants, Inc. [SEC v. Golden Eagle International,Inc., Civil Action No. 98-Z-1020, D. Colo.] (LR-16246)
TEMPORARY RESTRAINING ORDER ISSUED AGAINST PRIME BANK SCUEME TARGETING MUNICIPALITIES
A Temporary Restraining Order was issued on August 4 halting the fraudulent activities of Alamin, Inc., Financial Resources, GeorgeL. Vaughn, and Curt Arvidson. The Commission'S complaint, filed on July 28, 1999, alleged that the defendants had solicited at least 23 municipalities located primarily in the western United States,offering to sell over $649 million in interests in a prime bank trading program.
While none of the municipalities has invested in the scheme, the Commission alleges that the defendants violated Sections 5(c) and 17(a) of the Securities Act of 1993 by making offers through their fraudulent misrepresentations. Alamin, Inc., Financial Resources,Vaughn, and Arvidson solicited municipalities to put liquid assets into a trust which would be administered by the defendants. The defendants claimed they would.use the assets as collateral in a prime bank trading program which was endorsed by the IMF and would guarantee returns of 130% a month with no risk of loss. The
Commission alleges that prime bank schemes do not exist and that the defendants misrepresented the risk of loss and the returns pz'omi.aede
The Court has set a hearing for August 16, 1999, for the Commission's request for a Preliminary Injunction. [SEC v. Alamin,Inc., et al., Docket No. 2:99CV-576J, USDC, Utah] (LR-16245)
INVESTMENT COMPANY ACT RELEASES
STEPHENS GROUP, INC., ET AL.
An order has been issued extending a temporary conditional order that exempted Stephens Group, Inc., Stephens Inc., and Jackson T. Stephens from Section 9(a) of the Investment Company Act until the date on which the Commission takes final action on the applicationfor a permanent order or, if earlier, November 5, 1999. (ReI. IC-23935 - August 5)
SELF-REGULATORY ORGANIZATIONS
APPROVAL OF PROPOSED RULE CHANGES
The Commission approved a proposed rule change filed by the American Stock Exchange (SR-Amex-99-18) amending Amex Rule 901C. (ReI.34-41698)
The Commission approved a proposed rule change filed by the Boston Stock Exchanqe (SR-BSE-99-04) relating to its Minor Rule Violation Plan. (ReI. 34 -41700)
The Commission approved a proposed rule change filed by the New York Stock Exchanqe (SR-NYSE-99-20) relating to examination specifications and content outline for the Front Line SpecialistClerk Qualification Examination (Series 21). (ReI. 34-41701)
Exchange relating to market maker surcharges. Publication of the
The Commission Board Optionsrequirement.
approved a proposed rule Exchange (SR-CBOE-98-53)
(ReI. 34-41702)
change filed byto amend its
the Chicagofirm quote
PROPOSED RULE CHANGES
A proposed rule change (SR-PCX-99-15) has been filed by Pacific
proposal is expected in the Federal Register during the week of August 9. (ReI. 34-41699)
The New York Stock Exchange filed a proposed rule change(SR-NYSE-99-24) to amend NYSE Rules 13 and 72 to define the term Xpress order and describe how such orders are to be executed.
NEWS DIGEST, August 6, 1999 2
Publication of the notice is expected in the Federal Register dUFing the week of August 9. (ReI. 34-41703)
The National Association of Securities Dealers filed a proposed rule change and amendments Nos. 1, 2 and 3 (SR-NASD-99-05) to amend the provisions of NASD Rule 2520 relating to margin for exemptedborrowers, good faith accounts, joint back office arrangements and options transactions. Publication of the proposal is expected in the Federal Register during the week of August 9. (ReI. 34-41704)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appearsas follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; AssignedBranch; and a designation if the statement is a New Issue.
Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W.,Washington, D. C. 20549 or at the following e-mail box address: <publicinfo@sec>. In most cases, this information is also available on the Commission's website: <www.sec.gov>.
S-4 CONTOUR ENERGY CO, 601 JEFFERSON ST, STE 1100, HOUSTON, TX 77002 (713) 652-5200 - 100,000,000 ($101,500,000) STRAIGHT BONDS. (FILE333-84053 - JUL 30) (BR. 2)
S-8 PAYCHEX INC, 911 PANORAMA TRAIL S, ROCHESTER, NY 14625 (716) 385-6666 -5,000,000 ($148,125,000) COMMON STOCK. (FILE 333-84055 - JUL. 30) (BR. 6)
S-8 TANDY CORP IDEI, 100 THROCKMORTON ST, STE 1800, FORT WORTH, TX 76102 (817) 390-3700 - 335,000 COMMON STOCK. (FILE 333-84057 - JUL. 30) (BR. 2)
S-8 ACTIVE VOICE CORP, 2901 THIRD AVE, STE 500, SEATTLE, WA 98121 (206) 441-4700 - 24,000 ($363,000) COMMON STOCK. (FILE 333-84059 -JUL. 30) (BR. 7)
S-3 APPALACHIAN POWER CO, 40 FRANKLIN RD SW, ROANOKE, VA 24011 (703) 985-2300 - 250,000,000 ($250,000,000) COMMON STOCK. (FILE 333-84061- JUL. 30) (BR. 2)
S-3 KIRLIN HOLDING CORP, 6901 JERICHO TURNPIKE, SYOSSET, NY 11791 (800) 899-9400 - 300,000 ($3,732,000) COMMON STOCK. (FILE 333-84063 -JUL 30) (BR. 7)
S-8 FRANKLIN ELECTRONIC PUBLISHERS INC, ONE FRANKLIN PLAZA, BURLINGTON, NJ08016 (609) 386-2500 - 750,000 ($2,250,000) COMMON STOCK. (FILE 333-84065- JUL 30) (BR. 3)
S-8 PARKER DRILLING CO IDEI, PARKER BLDG, EIGHT E THIRD ST, TULSA, OK 74103 (918) 585-8221 - 2,000,000 ($7,375,000) COMMON STOCK (FILE 333-84069 -JUL 30) (BR. 4)
S-8 LASERSIGHT INC IDE, 3300 UNIVERSITY BLVD, SUITE 140, WINTER PARK, FL32792 (407) 678-9900 - 200,000 ($2,826,000) COMMON STOCK. (FILE 333-84073- JUL. 30) (BR 5)
NEWS DIGEST, August 6, 1999 3
S-8 LASERSIGHT INC /DE, 3300 UNIVERSITY BLVD, SUITE ~40, WINTER PARK, FL 32792 (407) 678-9900 - 1,300,000 ($18,369,000) COMMON STOCK. (FILE333-84075 - JUL. 30) (BR. 5)
S-8 WATCHGUARD TECHNOLOGIES INC, 316 OCCIDENTAL AVENUE SOUTH, SUITE 200, SEATTLE, WA 98104 (206) 521-8340 - 10,610,796 ($74,048,622) COMMON STOCK. (FILE 333-84081 - JUL. 30) (BR. 3)
S-3 THREE FIVE SYSTEMS INC, 1600 N DESERT DR, TEMPE, AR 85281 (602) 496-0035 - $42,575,000 COMMON STOCK. (FILE 333-84083 - JUL. 30) (BR. 5)
S-8 NORTHERN TRUST CORP, 50 S LASALLE ST, CHICAGO, IL 60675 (312) 630-6000 - 10,000,000 ($10,000,000) OTHER SECURITIES INCLUDING VOTING TRUST. (FILE333-84085 - JUL. 30) (BR. 7)
S-l TEXMONT INC, POBOX 5034, ALVIN, TX 77512 - 2,500,000 ($125,000)COMMON STOCK. (FILE 333-84087 - JUL. 30) (BR. 1)
S-l VASCULAR SOLUTIONS INC, 2495 XENIUM LANE NORTH, MINNEAPOLIS, MN 55441 (612) 553-2970 - $40,000,000 COMMON STOCK. (FILE 333-84089 - JUL. 30)
S-8 HARVEY ELECTRONICS INC, 205 CHUBB AVENUE, LYNDHURST, NJ 07071 (201) 842-0078 - 1,000,000 ($2,080,000) COMMON STOCK. (FILE 333-84091 -JUL. 30) (BR. 2)
S-8 SUNGARD DATA SYSTEMS INC, 1285 DRUMMERS LN, STE 300, WAYNE, PA 19087 (610) 341-8700 - 434,396 ($5,581,989) COMMON STOCK (FILE 333-84095 -JUL. 30) (BR. 3)
S-8 NATIONAL HOME CENTERS INC, HWY 265 NORTH, POBOX 789, SPRINGDALE, AR 72765 (501) 756-1700 - 300,000 ($328,125) COMMON STOCK. (FILE 333-84097 -JUL. 30) (BR. 6)
S-8 TAG IT PACIFIC INC, 3820 SOUTH HILL STREET, LOS ANGELES, CA 90037 (213) 234-9606 - 615,000 ($3,113,438) COMMON STOCK. (FILE 333-84099 -JUL 30) (BR. 9)
S-8 DIATIDE INC, 9 DELTA DR, LONDONDERRY, NH 03053 (603) 437-8970 -2,500,000 ($11,250,000) COMMON STOCK. (FILE 333-84101 - JUL. 30) (BR. 1)
-" S-8 IRT INDUSTRIES INC, 289-C COMMERCIAL BLVDY, SUITE 208, LAUDERDALE BY THE SEA, FL 33308 (561) 416-7239 - 1,650,000 ($800,000)COMMON STOCK. (FILE 333-84103 - JUL. 30) (BR. 5)
S-8 SM&A CORP, 4695 MACARTHUR COURT, 8TH FLOOR, NEWPORT BEACH, CA 92660 (714) 975-1550 - 1,000,000 ($7,875,000) COMMON STOCK. (FILE 333-84107 -JUL. 30) (BR. 8)
S-8 SM&A CORP, 4695 MACARTHUR COURT, 8TH FLOOR, NEWPORT BEACH, CA 92660 (714) 975-1550 - 250,000 ($2,449,707 70) COMMON STOCK. (FILE 333-84109 -JUL. 30) (BR 8)
S-8 SM&A CORP, 4695 MACARTHUR COURT, 8TH FLOOR, NEWPORT BEACH, CA 92660 (714) 975-1550 - 250,000 ($1,968,750) COMMON STOCK (FILE 333-84111 -JUL. 30) (BR. 8)
S-8 ONYX PHARMACEUTICALS INC, 3031 RESEARCH DR, BLDG A, RICHMOND, CA 94806 (510) 222-9700 - 300,000 ($2,709,000) COMMON STOCK. (FILE 333-84113 -JUL. 30) (BR. 1)
S-3 AMERICAN TELESOURCE INTERNATIONAL INC, 12500 NETWORK BLVD, SUITE 407, SAN ANTONIO, TX 78249 (210) 558-6090 - 3,198,054 ($4,200,631) COMMON STOCK (FILE 333-84115 - JUL 30) (BR. 7)
S-8 AIRTECH INTERNATIONAL GROUP INC, 15400 KNOLL TRAIL # 106, DALLAS, TX 75248 (972) 960-9400 - 900,000 ($450,000) COMMON STOCK (FILE 333-84117 -JUL 30) (BR. 5)
S-3 ADELPHIA COMMUNICATIONS CORP, MAIN AT WATER STREET, COUDERSPORT, PA 16915 (814) 274-9830 - 1,852,302 ($110,443,506 75) COMMON STOCK (FILE333-84119 - JUL 30) (BR. 7)
NEWS DIGEST, August 6, 1999 4
S-3 TELENETICS CORP, 26772 VISTA TERRACE DR, LAKE FOREST, CA 92630 (949) 455-4000 - 2,577,926 ($4,511,371) COMMON STOCK. (FILE 333-84125 -JUL. 30) (BR. 7)
S-3 WEYERHAEUSER CO, 33663 WEYERHAEUSER WAY SOUTH, FEDERAL WAY, WA 98003 (253) 924-2345 - 14,000,000 ($915,250,000) COMMON STOCK. (FILE 333-84127 -JUL. 30) (BR. 6)
S-3 HOUSEHOLD AUTO RECEIVABLES CORP, 2700 SANDERS ROAD, PROSPECT HEIGHTS, IL60070 (847) 564-6141 - 1,000,000 ($1,000,000) EQUIPMENT TRUST CERTIFICATES.(FILE 333-84129 - JUL. 30) (BR. 8)
S-8 MICRO WAREHOUSE INC, 535 CONNECTICUT AVE, NORWALK, CT 06854 (203) 899-4000 - 2,000,000 ($29,560,000) COMMON STOCK. (FILE 333-84133 -JUL. 30) (BR. 2)
S-8 USABANC COM INC, ONE LINCOLN PLAZA, 1535 LOCUST STREET, PHILADELPHIA, PA19102 (215) 596-4200 - 300,000 ($3,468,750) COMMON STOCK. (FILE 333-84135- JUL. 30) (BR. 7)
S-8 OPEN MARKET INC, ONE WAYSIDE ROAD, BURLINGTON, MA 01803 (781) 359-3000- 100,000 ($1,343,750) COMMON STOCK. (FILE 333-84137 - JUL. 30) (BR. 3)
S-3 GALLAGHER ARTHUR J & CO, TWO PIERCE PL, ITASCA, IL 60143 (708) 773-3800- 25,000 ($1,307,812.50) COMMON STOCK. (FILE 333-84139 - JUL. 30) (BR. 1)
S-3 CARRIAGE SERVICES INC, 1300 POST OAK BLVD STE 1500, HOUSTON, TX 77056 (281) 556-7400 - 1,875,000 ($93,750,000) PREFERRED STOCK. (FILE 333-84141- JUL. 30) (BR. 8)
SB-2 GLOBAL MEDIA CORP, 83 VICTORIA CRESCENT, UNIT 29, NANAIMO BC CANADA V9,Al 00000 (250) 716-9949 - 7,443,153 ($60,520,422) COMMON STOCK. (FILE333-84145 - JUL. 30) (BR 9)
S-4 EMPYREAN BIOSCIENCE INC, 2238 W. LONE CACTUS DR , SUITE 200, PHOENIX, AZ85027 (602) 879-6935 - $23,458,393 COMMON STOCK (FILE 333-84147 -JUL. 30) (NEW ISSUE)....
S-8 LINEAR TECHNOLOGY CORP lCAI, 1630 MCCARTHY BLVD, MILPITAS, CA 95035 (408) 432-1900 - 8,000,000 ($491,520,000) COMMON STOCK. (FILE 333-84149 -
",. JUL. 30) (BR. 5)
S-4 FLAG FINANCIAL CORP, 101 NORTH GREENWOOD ST, PO BOX 3007, LAGRANGE, GA30240 (706) 845-5000 - 575,000 ($20,579,250) COMMON STOCK (FILE333-84151 - AUG 02) (BR. 7)
RECENT 8K FILINGS
Form 8-K 1S used by compan1es to f1le current reports on the follow1ng events'
Item l. Changes 1n Control of Reg1strant.
Item 2. ACqu1s1t10n or D1Spos1t10n of Assets
Item 3 Bankruptcy or Rece1versh1p.
Item 4. Changes 1n Reg1strant's Cert1fY1ng Accountant.
Item 5. Other Mater1ally Important Events.
Item 6 Res1gnat1ons of Reg1strant's D1rectors
Item 7 F1nanc1al Statements and Exh1b1ts
Item 8 Change In F1scal Year
Item 9 Regulatlon S Offer1ngs.
The follow1ng compan1es have f11ed 8-K reports for the date 1nd1cated and/or amendments to 8-K reports prevlously
f11ed, respond1ng to the 1tem(s) of the form spec1f1ed 8-K reports may be obtalned In person or by wrltlng to the
CommISSIon's PublIC Reference Branch at 450 FIfth Street, N W., WashIngton, DC 20549 or at the followlng e-mall box
address: <public1nfO@sec gOY> In most cases, t.h i s .in f o rma t.a ori IS also a'va a Lab Le on the Comrm e s a on e s we b s a t.e
<www sec.gov> .
.. NEWS DIGEST, August 6, 1999 5
STATE 8K ITEM NO. NAME Of ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COI'I4ENT
.....,. ..- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - .- - - - - - - - - - - - - - - .- - - - - - - - - - -ACX TECHNOLOGIES INC CO X
ALLEN TEST CO INC/I VA X
ALTERRA HEALTHCARE CORP DE X X
AMERICAN EXPRESS CENTURION BANK UT X X AMERICAN EXPRESS CENTURION BANK UT X X AMERICAN EXPRESS CO NY X
AMERICAN EXPRESS RECEIVABLES FINANC DE X X ING CORP II
AMERICAN EXPRESS RECEIVABLES FINANC DE X X
ING CORP II
AMERICAN HEALTH PROPERTIES INC DE X X AMERICAN TELEVISION & COMMUNICATION DE X
S CORP
ANSON BANCORP INC NC X X
ANYTHING INTERNET CORP CO X X APPLIED GRAPHICS TECHNOLOGIES INC DE X X ARCHSTONE COMMUNITIES TRUST/ASSET BACKED SEC CORP HOME EQUITY L
MD
DE X
X X X
OAN TR 1999-LB1
ATG INC CA X
AUTONATION INC /FL
BELL MICRO PRODUCTS INC
DE
CA X
X X
BRIO TECHNOLOGY INC CA x BROTHERS GOURMET COFFEES INC DE x x BTG INC IVAI VA x CAPITAL HOLDINGS INC OH x CASTLE GROUP INC UT x CBS CORP PA x x CENTERTRUST RETAIL PROPERTIES INC MD X x CENTEX HOME EQUITY LOAN TRUST 1999- NV x
2
CENTURY ALUMINUM CO DE x X
CENTURY INDUSTRIES INC /DC/
CFI PROSERVICES INC
DC
OR X
X
CHAMPION HOME EQUITY LOAN TRUST 199 DE X X
9-1
CHAMPION HOME EQUITY LOAN TRUST 199 DE x x 9-1
CHASE FUNDING INC NY x x CHASE MORTGAGE FINANCE CORP DE X x CHEC ASSET RECEIVABLE CORP NV x CHICAGO TITLE CORP DE x x CHILDRENS BROADCASTING CORP MN x x CIT GROUP INC DE x x CITIZENS UTILITIES CO DE x CNA SURETY CORP DE x x CNB FINANCIAL CORP /NY / NY x x COMMERCE GROUP CORP /WI/
COMMUNITY BANCORP INC
WI
DE
x x x
COMMUNITY BANCORP OF NEW JERSEY NJ x x CONSOLIDATED GRAPHICS INC /TX/
CONTI MORTGAGE HOME EQUITY TRUST 199
TX
NY
x x
x x
9-1
CONTIMORTGAGE HOME EQUITY TRUST 199 NY x x 9-2
CPI CORP DE x x CRIIMI MAE INC MD x CROMPTON & KNOWLES CORP MA x x CUNNINGHAM GRAPHICS INTERNATIONAL I NJ x x
NC
07/26/99
06/03/98
07/20/99
08/02/99
08/02/99
08/04/99
08/02/99
08/02/99
08/03/99
08/03/99
08/03/99
08/05/99
OS/21/99 AMEND
08/03/9907/21/99
12/01/98 AMEND
08/05/99
07/21/99
08/03/99
07/19/99
07/28/99
07/25/99
08/04/99
08/04/99
05/04/99
07/26/99
07/26/99
08/02/99
08/04/99 AMEND
07/31/99
07/31/99
07/26/99
07/26/99
07/26/99
08/01/99
07/30/99
07/30/99
06/30/9908/04/99
08/02/99
08/05/99
08/04/99
07/09/99
08/02/99
07/25/99
07/25/99
06/11/99
08/04/99
07/30/99
06/21/99
6 NEWS DIGEST, August 6, 1999
STATE 8K ITEM NO.NAME OF ISSUER COOE 1 2 3 4 5 6 7 8 9 DATE COtItENT
CYBERIAN ourPOST INC
DANKA BUSINESS SYSTEMS PLC
DOC ACQUISITION CORP
DIGEX INC/DE
DIGITAL GENERATION SYSTEMS
DIVOT GOLF CORP
INC
CT
NV DE
CA
DE
X
X X
X
X X
X
X
X
X
08/02/99
07/30/99
08/05/99
08/05/99
07/23/99
07/28/99
DOW CHEMICAL CO /DE/
DUKE ENERGY CORP
DYNEGY INC
EKCO GROUP INC /DE/
EPL TECHNOLOGIES INC
EQUIVEST FINANCE INC
ESC MEDICAL SYSTEMS LTD
EVISION USA COM INC
FIDELITY NATIONAL FINANCIAL
/ INC /DE
DE
NC
DE
DE
CO
DE
CO
DE
X
X
X
X X X
X
X
X X X X
X
X
X
08/04/99
07/28/99
07/31/99
08/05/99
07/23/99
08/03/99
08/04/99
07/30/99
08/01/99
FINANCIAL ASSET SECS CORP
KED CERTS SRS 1999-1
ASSET BAC DE X 07/26/99
FIRST ENTERTAINMENT HOLDING CORP
FIRST HARTFORD CORP
FIRST PLACE FINANCIAL CORP
FIRST UNION CORP
FIRSTCOM CORP
FORD CREDIT AUTO RECEIVABLES TWO L
NV ME
NM
NC
TX
DE
X
X X
X
X
X X
X
X
X 08/05/99
07/22/99
07/23/99
08/04/99
07/27/99
07/29/99
P
FTM MEDIA INC
GE CAPITAL MORTGAGE SERVICES INC
GENERAL HOUSEWARES CORP
GENISYS RESERVATION SYSTEMS INC
GLOBAL IMAGING SYSTEMS INC
GMAC COMMERCIAL MORTGAGE SECURITIES
INC
CO
NJ
DE
NJ
DE
DE
X
X
X
X X
X
X
X X
X
X
X
07/19/99
07/23/99
08/01/99
07/23/99
06/24/99
08/02/99
AMEND
AMEND
GOLDEN EAGLE INTERNATIONAL INC
GREATER BAY BANCORP
GREEN TREE FINANCIAL CORP
GT INTERACTIVE SOFTWARE CORP
CO
CA
MN DE
X
X
X X
X
X X
08/03/99
07/13/99
06/30/99
06/29/99
AMEND
HAWAIIAN ELECTRIC INDUSTRIES INC
HIGH PLAINS CORP
HS RESOURCES INC
HVIDE MARINE INC
IAT MULTIMEDIA INC
IMAGE GUIDED TECHNOLOGIES INC
INLAND RETAIL REAL ESTATE TRUST INC
INSILCO CORP/DEI
INSILCO HOLDING CO
INTEGRATED SYSTEMS INC
HI
KS
DE
FL
DE
CO
MD
DE
DE
CA
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
08/04/99
08/03/99
07/27/99
07/30/99
07/23/99
03/30/99
07/27/99
07/20/99
07/20/9907/21/99
AMEND
INTER PARFUMS INC
INTERACTIVE MAGIC INC /NC/
INTERMEDIA COMMUNICATIONS INC
INTERNATIONAL BUSINESS MACHINES COR
DE
NC
DE
NY
X
X
X
X
X
X
08/05/99
08/03/99
08/05/99
12/13/94
P
INTERNET CABLE CORP
ISO BLOCK PRODUCTS USA
IXC COMMUNICATION£ INC
INC
NV
CO
DE
X
X
X
X
X
X
07/08/99
07/20/99
08/03/99
AMEND
JERSEY CENTRAL
KEVCO INC
POWER & LIGHT CO NJ
TX
X
X
X
X
07/30/99
07/26/99
KING
TD
POWER INTERNATIONAL GROUP CO L NV X X 08/05/99
LABORATORY CORP OF AMERICA
LAMAR ADVERTISING CO/NEW
LAROCHE INDUSTRIES INC
HOLDINGS DE
DE
DE X
X
X
X
X
07/21/99
08/05/99
06/03/99 AMEND
NEWS DIGEST, August 6, 1999 7
STATE 8K ITEM NO.NAME OF ISSUER CODE I 2 3 4 5 6 7 8 9 DATE COMMENT
LEHMAN ABS CORP
LEXON TECHNOLOGIES INC
LITTON INDUSTRIES INC
MAYNARD OIL CO
MBNA AMERICA BANK NATIONAL
ION
ASSOCIAT
DE
DE
DE
DE
DE
X
X
X
x
X
X
X
X X
07/31/99
07/31/99
08/02/99
07/21/99
08/03/99
MBNA AMERICA BK NAT ASSOC
ER CREDIT CARD TRUST II MBNA MAST X X 08/03/99
MCLEODUSA INC
MELLON BANK CORP
MERCHANTS BANCORP INC/DE/
MERRILL LYNCH " CO INC
MERRILL LYNCH MORTGAGE INVEST
OR PAS THR CER SER 1999-2
INC M
DE
PA
DE
DE
NY
x X
X
X
X
X
X
X
07/15/99
08/03/99
07/30/9908/04/99
07/26/99
MERRIMAC INDUSTRIES INC
METROMEDIA INTERNATIONAL GROUP
MORGAN J P COMMERCIAL MORTGAGE
NCE CORP
INC
FINA
NJ DE
DE
X
X
X
X
X
08/05/99
08/04/99
08/03/99
MORGAN STANLEY CAPITAL
R PA TH CER SER 1999
I INC
CAMI
COM MO X X 07/29/99
MORGAN STANLEY CAPITAL I
TOR FOR SER 1999-LIFE1
INC DEPOSI DE X X 08/03/99
NCO GROUP INC
NETWORKS ELECTRONIC CORP
NEW DIRECTIONS MANUFACTURING INC
NIAGARA CORP
NORWEST ASSET SEC CORP MORT PASS TH
R CERT SER 1999 1 TRUST
PA
CA
NV
DE
NY
X
X
X
X
X
OS/21/99
07/30/98
08/05/99
OS/21/99
07/26/99
AMEND
AMEND
NORWEST ASSET SEC
R CERT SER 1999
CORP MORT
2 TRUST
PASS TH NY X 07/26/99
NORWEST ASSET SEC
R CERT SER 1999
CORP MORT
3 TRUST
PASS TH NY X 07/26/99
NORWEST ASSET SEC CORP MORT
R CERT SER 1999-11 TRUST
PASS TH DE X 07/26/99
NORWEST ASSET SEC CORP MORT
R CERT SER 1999-12 TRUST
PASS TH DE X 07/26/99
NORWEST ASSET SEC CORP MORT
R CERT SER 1999-13 TRUST
PASS TH DE X 07/26/99
NORWEST ASSET SEC CORP MORT
R CERT SER 1999-14 TRUST
PASS TH DE X 07/26/99
NORWEST ASSET SEC CORP MORT
R CERT SER 1999-15 TRUST
PASS TH DE X 07/26/99
NORWEST ASSET SEC CORP MORT
R CERT SER 1999-16 TRUST
PASS TH DE X 07/26/99
NORWEST ASSET SEC CORP MORT
R CERT SER 1999-17 TRUST
PASS TH DE x 07/26/99
NORWEST ASSET SEC CORP MORT
R CERT SER 1999-19 TRUST
PASS TH DE X 07/26/99
NORWEST ASSET SEC CORP MORT
R CERT SER 1999-4 TRUST
PASS TH DE X 07/26/99
NORWEST ASSET SEC CORP MORT
R CERT SER 1999-5
PASS TH DE X 07/26/99
NORWEST ASSET SEC CORP MORT
R CERT SER 1999-7
PASS TH DE X 07/26/99
NORWEST
AS TH
ASSET SECURITIES
CERT SER 1999-9
CORP MOR P NY x 07/26/99
NORWEST ASSET SECURITIES
AS THR CER SER 1999-10
CORP
TR
MOR P DE X 07/26/99
NORWEST ASSET
AS THR CERT
SECURITIES CORP
SERS 1999-18
MOR P DE X 07/26/99
8 NEWS DIGEST, August 6, 1999
STATE BK ITEM NO.NAME OF ISSUER CODE 1 2 3 456 789 DATE C!H4ENT.......,. ................................................. _ .......... - ................ - ..............................
NORWEST ASSET
ASS THR CER
SECURITIES
SER 1999-8
CORP
TR
MOR P NY X 07/26/99
NPC INTERNATIONAL INC
P COM INC
PACIFIC RESEARCH • ENGINEERING CORP
PENNSYLVANIA ELECTRIC CO
PETPLANET COM INC
PHARMAKINETICS LABORATORIES INC
PLEXUS CORP
PMA CAPITAL CORP
PNC MORTGAGE SEC CORP MORT PASS THR
OUGH CERT SERIES 1999-8
KS
DE
CA
PA
DE
MD
WI
PA
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
08/04/99
03/28/98
08/03/99
07/30/99
05/13/99
07/31/99
07/23/99
08/04/99
08/04/99
AMEND
AMEND
PP&L TRANSITION BOND CO INC
PRIMUS TELECOMMUNICATIONS GROUP INC
PROGRESS FINANCIAL CORP
PROPERTY CAPITAL TRUST INC
PSI INDUSTRIES INC
QUALITY SYSTEMS INC
REGISTRY MAGIC INC
RENAL CARE GROUP INC
REPUBLIC NEW YORK CORP
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES I INC
DE
DE
DE
MD
FL
CA
DE
MD
DE
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
07/23/99
08/03/99
07/21/99
OS/28/99
07/20/99
08/05/99
08/02/99
07/30/99
08/05/99
08/05/99
08/05/99
AMEND
RMI NET INC
RPM INC/OH/
SAFEWAY INC
SALOMON BROTH MO SE VII
OR PA TH CER SER 1999
INC
NC2
FL RT M
DE
OH
DE
DE
X
X
X
X
X
X
X
X
06/11/99
08/03/99
07/22/99
07/31/99
AMEND
''''' SALOMON BROTHERS MOR SEC VII
R PA THR CER SER 1999 NC1
INC MO DE X X 07/31/99
SCI CLONE PHARMACEUTICALS INC
SECURITY FIRST TECHNOLOGIES CORP
SENSAR CORP /NV /
SIBIA NEUROSCIENCES INC
SOLOMON BROS MORT SEC VII INC FL
MRT PS THR CERT 1999 3
RT
CA
DE
NV
DE
DE
X
X
X
X
X
X
X
X
X
07/02/99
10/03/99
08/04/99
08/02/99
07/31/99
STAGE STORES INC
STEVENS INTERNATIONAL INC
STRUCTURED ASSET SEC CORP
THR CERT SER 1999-BC1
MORT PAS
DE
DE
DE
X
X
X
X
X
08/05/99
07/30/99
07/26/99
STRUCTURED
THR CER
ASSET SEC CORP
SE 1999-BC2
MORT PASS DE X 07/26/99
STRUCTURED ASSET SEC
THR CERT SER 1999
CORP
1
MORT PASS DE X X 07/31/99
STRUCTURED ASSET SEC CORP
THR CERT SER 1999-SPI
MORT PASS DE X 07/26/99
STRUCTURED ASSET
THRO CERT SER
SEC CORP MORT
1999 ALS2
PASS DE X X 07/26/99
SURREY INC
SWIFT ENERGY CO
TARGETED GENETICS CORP /WA/
TIME WARNER ENTERTAINMENT CO
TODHUNTER INTERNATIONAL INC
TRICORD SYSTEMS INC /DE/
TULTEX CORP
UACSC AUTO TRUSTS
UNION CARBIDE CORP /NEW/
UNITED MEDICORP INC
UNUMPROVIDENT CORP
URS CORP /NEW/
L P
TX
TX
WA
DE
DE
DE
VA
DE
NY
DE
DE
DE
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
08/02/99
08/04/99
07/21/99
08/03/99
07/21/99
07/26/99
07/15/99
08/03/99
08/03/99
08/04/99
08/02/99
06/09/99 AMEND
• NEWS DIGEST, August 6, 1999 9
STATE 8K ITEM NO. NAME OF ISSUER CODE 123 4 5 6 789 DATE CCHtENT-.. .------ .... - .. - .......... - ........................ - .................. - ....... ~......... - .... __ ................ _-------us FOODSERVICE/MD/ DE X 08/04/99
USASURANCE GROUP INC CO X 08/05/99
VACU DRY CO CA X 07/26/99
VALENCE TECHNOLOGY INC DE X 07/29/99
VALUEVISION INTERNATIONAL INC MN X 08/03/99
WARNER CCHroNICATIONS INC DE X 08/03/99
WASTE CONNECTIONS INC/DE DE X X X 01/08/99
WASTE INDUSTRIES INC NC X 08/04/99
WEST ESSEX BANCORP INC X X 08/03/99
WISCONSIN ELECTRIC POWER CO WI X 07/14/99
WITCO CORP DE X X 08/02/99IIMC SECURED ASSETS CORP DE X X 07/31/99
NMC SECURED ASSETS CORP DE X X 07/31/99
WORLD OMNI DEALER FUNDING INC FL X 06/30/99
WORLDWIDEWEB INSTITUTE COM INC FL X X X 07/08/99
XOOM INC DE X X 08/02/99
ZIFF DAVIS INC DE X 08/04/99
3SI HOLDINGS INC WY X X 06/30/99
10 NEWS DIGEST, August 6, 1999