sec news digest, june 20, 2001 · 2008-03-12 · secnews digest issue 2001-119 june 20 2001...

SEC NEWS DIGEST

Issue 2001-119 June 20 2001

ENFORCEMENT PROCEEDINGS

COMMISSION INSTITUTES ADMINISTRATiVE PROCEEDING AGAINST ARTHURBRUCE BAHLAV AND FRANK FASANO

On June 8k the Commission issued an administrative proceeding as to Arthur Bruce

Bahlav and Frank Fasano former owners of SF1 Investments Inc SF In the Order

the Division of Enforcement alleges that Bahlav and Fasano engaged in scheme to

defraud investors at SF The Division of Enforcement alleges among other things that

Fasano and Bahlav defrauded at least 24 SF1 customers of more than $1.5 million by

making material misrepresentations in connection with investments in unsecured

promissory notes The Order states that Fasano and Bahlav were convicted of securities

fraud by the U.S District Court for the Eastern District of New York and that the U.S

District Court for the Southern District of New York permanently enjoined Fasano and

Bahlav from violating the federal securities laws The Order states that the administrative

proceeding was commenced to determine what remedial action if any should be taken

against Fasano and Bahlav based on their criminal convictions and the permanent

injunctions Rel 34-44441 File No 3-10510

SEC THE GLOBUS GROUP INC ET AL

The Commission announced today that on June the United States District Court for the

Southern District of Florida entered final judgments against Trans-Global Holdings inc

located in Des Plaines Illinois Jacques Verhaak whn was director of Trans-Global

residing in Memphis Tennessee China Food and Beverage Company located in Kew

Gardens New York and James Tilton who is the president and director of China Food

residing in Whitestone New York findingS the defendants had violated the anti-fraud

provisions of the federal securities laws by issuing false and misleading press releases

during May and June 1999 The Court ordered Verhaak to pay civil penalty of $15000

and Tilton to pay civil penalty of $37500 The defendants consented to entry of the

final judgments without admitting or denying the Courts findings

The Commission filed civil injunctive case on July 15 1999 alleging that Trans-Global

and China Food each issued two false and misleading press releases prepared by Anthony

DiMarco also known as Bruce Gorcyca and his company The Globus Group Trans

Globals stock TGHI and China Foods stock CHIF are quoted on the Bulletin Board

service of Nasdaq Stock Market Inc The Commission alleged that on May 10 and

June 1999 China Food Trans-Global respectively issued press releases prepared by

DiMarco stating that each companys board of directors had voted to sue $4 million

acquisition of television advertising time which would provide the necessary assets for

each company to obtain Nasdaq small cap status These press releases were false and

misleading because China Food and its president James Tilton and Trans-Global and its

director Jacques Verhaak did not obtained basic information to verifj that the television

assets existed or that the assets were worth the stated amount prior to issuing the press

releases The Commission also alleged that on May 17 and June 1999 China Food

and Trans-Global respectively issued press releases prepared by DiMarco stating that

each had received either $60 million or $5 million financing offer from an east coast

investment banking firm These press releases were false and misleading because the

financing offers were from DiMarcos company The Globus Group which was not an

investment banking firm and did not have the ability either directly or indirectly to

provide the financing offered The Commission alleged that the defendants knew the

press releases were false or were reckless in issuing the press releases because they took

no action to confirm the accuracy of the statements before issuing them to the public

The Commission also alleged that Trans-Global and Verhaak issu three additional

press releases containing false and misleading statements about the companys

acquisition of real estate properties in Florida which it planned to develop as time-share

properties The press releases falsely stated that Trans-Global had acquired Sun Raye

River Estates and Murphys Island near Jacksonville Florida when in fact the contract

on the first property was null and void because Trans-Global was unable to obtain

guaranteed price for stock it was exchangir.g for the property and Trans-Global failed to

obtain written agreement to acquire the second property The defendants also

overstated the acquisition price of the Sun Raye River Estates as $3 million when the

contract price was less than $1 million and overstated the acquisition price of Murphy

Island as $6 million when there was no written agreement to purchase the property The

Commission alleged that Trans-Global and Verhaak knew these press releases were false

or were reckless in issuing the press releases

The Court found in the final judgment that the defendants violated the antifraud

provisions of Section 10b of the Securities Exchange Act of 1934 Rule lob-S by

issuing the false and misleading press releases and ordered Verhaak and Tilton to pay

civil penalties In the same case the Court previously entered permanent injunction on

August 11 2000 against defendants DiMarco and The Globus Group and ordered them

to disgorge $225000 of profits from their fraudulent activities and to pay civil penalties

of $75000 each

On June 18 the Commission also issued settled cease and desist orders against China

Food Tilton Trans-Global and Verhaak finding the defendants had violated the antifraud

provisions of Section 10b of the Exchange Act and Rule lOb-S based on the same facts

NEWS DIGEST June 20 2001

.1

alleged in the civil case The Commission ordered that China Food Tilton Trans-Global

and Verhaak cease and desist from committing or causing violations of the Exchange Act

provisions cited above The Globus Group Inc et al Civ No 99-CV-1968

S.D Fla.J LR-17036

SEC OBTAINS ORDER RESTRAINING CHARLOTTE-BASED LINVILLE GROUPAND BURTON BROTHERS FROM SELLING UNREGISTERED MUTUAL FUNDSOVER THE INTERNET

The Commission announced today that on June 14 it filed civil actiin and obtained

temporary restraining order against two brothers James Reuben Burton Jr of Matthews

North Carolina and Clifford Burton of Durham North Carolina Linville Group LLC the

Charlotte-based mutual fund company the Burtons control and promote on the Internet

and two of Linville Groups mutual funds All defendants are charged with violating the

antifraud and securities registration provisions of the federal securities laws The two

funds are also charged with violating the investment company registration provisions and

the Burtons and Linville Group are also charged with violating the broker-dealer

registration provisions

The order issued by Chief United States District Judge Graham Mullen of the U.S

District Court for the Western District of North Carolina temporarily restrains and

enjoins the defendants and their associates from violating the above provisions and

prohibits them from obtaining or disposing of any funds or other assets owned by or

under the control of Linville Group The order also requires the defendqnts to prepare an

accounting of funds received from investors and not to alter or desti Linville Groups

books and records The court scheduled hearing for June 25 2001 to determine

whether preliminary injunction should be issued against the defendants the asset freeze

should be extended and trustee should be appointed to take control of the two funds

The Commissions complaint alleges that the Burtons portrayed Linville Group on its

Internet web site as fully licensed financiai institution when in fact it is not licensed or

registered in any way The complaint also alleges that the Burtons and Linville Group

offered and sold shares of its funds over the Internet without registering themselves the

funds or the funds securities with the Commission as required by the federal securities

laws

The Commissions complaint charges the defendants with violating the antifraud

provisions of the Securities Act of 1933 Section 17a and the Securities Exchange Act

of 1934 Section 10b and Rule lOb-5 James Reuben Burton Jr is charged with

violating the antifraud provisions of the Investment Advisers Act Section 2061 and

In addition Linville Group James Reuben Burton Jr and Clifford Burton are

charged with violating the registration provisions of the Securities Act Section

securities offerings and the Exchange Act Section 15a broker-dealers Finally the

Linville Long-Term Growth Fund and the Linville Short-Term Fund are charged with


violating the registration provisions of the Securities Act Section the Investment

Company Act of 1940 Section 7a investment companies

The Commission acknowledges the assistance of the Federal Bureau of Investigation and

the United States Attorneys Office for the Western District of North Carolina in this

matter Linville Group LLC et at Civil Action No 301-CV332-MU WDNCLR- 17037

COURT ENTERS JUDGMENT IN CONNECTION WITH ILLEGAL STOCK

MANIPULATION SCHEME OVER THE INTERNET

The Commission announced that on May 31 2001 the Honorable Margaret Morrow

United States District Judge for the Central District of California entered judgment

against Stephen Sayre Sayre Independent Financial Reports Inc IFR and Silver

Screen Industries Inc Silver Screen The judgment permanently enjoins Sayre and

IFR from violating the antifraud provisions of the federal securitit ws and orders

Sayre IFR and Silver Screen to pay disgorgement of $1027881.69 and prejudgment

interest of $75582.59 The judgment also orders Sayre to pay $1 10000 civil money

penalty

The Commissions complaint alleged that Sayre tree trimmer masquerading as

financial analyst under the name IFR twe publicly issued recommendations to buy

shares in publicly traded company eConnect In the recommendations Sayre touted

eConnect as an undervalued company and projected short term target price of $12

to $25 share and one year target price of $100 $135 share The complaint

further alleged that prior to issuing the recommendations Sayre bought several

thousand shares of eConnect stock in accounts held by Silver Screen After the IFR

reports were widely disseminated on the Internet Sayre allegedly took advantage of the

market interest he had created by selling his eConnect stock into the inflated market

The complaint alleged that while each recommendation stated IFR held no stock in

eConnect Sayre failed to disclose that he owned large amounts eConnect stock

through Silver Screen which stock he intended to sell in contravention of his buy

recommendations fraudulent practice knowr as scalping Stephen

Sayre Independent Financial Reports Inc and Silver Screen Industries Inc Civil

Action No CV 00-03800 MMM Ex CD Cal LR-17038

SELF-REGULATORY ORGANIZATIONS

APPROVAL OF PROPOSED RULE CHANGES

The Commission granted approval to proposed rule change SR-OCC-200 1-05 flIed by

The Options Clearing Corporation under Section 19bl of the Exchange Act The order


allows 0CC to amend its By-Laws to provide that 0CC may clear transactions in security

ftitures effected on any national securities exchange or national securities association

registered under the Exchange Act of 1934 Publication of the proposal is expected in the

Federal Register during the week of June 18 Ret 34-44434

The Commission approved proposed rule change submitted by the Pacific Exchange

SR-PCX-01-03 amending the By-Laws of PCX Equities to permit an officer or director

of facility of PCX Equities to serve on the PCX Equities Brrd of Directors

Publication of the order is expected in the Federal Register during eek of June 25

Rd 34-44442

PROPOSED RULE CHANGES

proposed rule change SR-Phlx-2001-50 has been filed by the Philadelphia Stock

Exchange to include trade correction data and exemptive relief information in specialist

evaluations Publication of the proposal is expected in the Federal Register during the

week of June 18 Rel 34-44436

proposed rule change SR-CBOE-2001-22 has been filed by the Chicago Board

Options Exchange seeking to eliminate position and exercise limits for SP 100 Index

SP 500 Index and Dow Jones Industrial Average index options as well as for FLEX

options overlying these indexes Publication of the notice in the Federal Register is

expected during the week of June 18 Rel 34-44443

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

proposed rule change SR-ISE-2001-13 filed by the International Securities Exchange

proposing changes to certain Exchange fees has become effective under Section

19b3A of the Securities Exchange Act of 1934 Publication of the proposal is

expected in the Federal Register during the week of June 25 Rel 34-44438

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The Commission granted accelerated approval to proposed rule change submitted by

the American Stock Exchange SR-Amex-200l-39 relating to the listing and trading of

Industrial 15 Notes Publication of the proposal is expected in the Federal Register

during the week of June 25 Ret 34-4443

WITHDRAWAL SOUGHT

notice has been issued giving interested persons until July 2001 to comment on the

application of Stillwater Mining Company to withdraw its Common Stock par value

$.01 from listing and registration on the American Stock Exchange Rel 34-44428


WITHDRAWAL GRANTED

An order has been issued granting the application of OTR Express Inc to withdraw its

Common Stock $.01 par share from listing and registration on the American Stock

Exchange effective at the opening of business on June 18 2001 Re 34-44429

An order has been issued granting the application of Keystone Property Trust to

withdraw its Common Stock parvalue $.01 per share from listing and registration on the

American Stock Exchange effective at the opening of business on June 18 2001 Re34-44430

SECURITIES ACT REGISTRATIONS

The following registrationstatements have been filed with the SEC under the Securities Act

of 1933 The reported information appears as follows Form Name Address and Phone

Number if available of the issuer of the security Title and the number and/or face amount

of the securities being offered Name of the managing underwriter or depositor if

applicable File number and date filed Assigned Branch and designation if the statement

is New Issue

Registration statements may be obtained in person or by writing to the Commissions

Public Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the

following e-mail box address publicinfosec.gov In most cases this information is

also available on the Commissions website www.sec.gov

F-3 QUILMES INDUSTRIAL QIJINSA SOCIETE ANONYME

84 GRPND RUE L-1660 LUXEMBOURG GRAND DUCI-LY OF LUXEMBOUP LUXEMBURG

N4

212 6641666 790670 $8064834 FOREIGN COMMON STOCK FILE

33313614 JUN 11 BR

S-8 LANDEC CORP \CA\ 3603 HAVEN AyE MENLO PARK CA 94025 415 261

3697

1500000 $7777500 COMMON STOCK FILE 33362866 JUN 13 BR

S-8 VISUAL NETWORKS INC 2092 GAITHER RD SUITE 220-I ROCKVILLE MD

20850

301 2962300 750000 $4852500 COMMON STOCK FILE 33362868

JUN 13 BR

S-8 MCKESSON HBOC INC ONE POST ST MCKESSON PLAZA SAN FRANCISCO CA

94104


62870

JUN 13 BR


S-8 INFONOW CORP 1875 LAWRENCE STREET SUITE 1100 DENVER CO 80202


JUN 13 BR

S-B TORCH OFFSHORE INC 401 WHITNEY AVENUE SUITE 400 GRETNA LA 70056


JUN 13 BR

S-B TRAMMELL CROW CO 3500 TRPIMMELL CROW CENTER 2001 ROSE EN DALLAS

TX

75201 214 8633000 1000000 $10410000 COMMON STOCK FILE33362884 JUN 13 BR

S8 FIRSTENERGY CORP 76 SOUTH MAIN ST AKRON OH 44308 330 384-5100


S-3 LYNX THERAPEUTICS INC 3832 BAY CENTER PL HAYWARD CA 94545

510 6709300 2164434 $18376044.66 COMMON STOCK FILE 333

62 90

JUN 13 BR

S8 PACEL CORP 8870 RIXLEW LANE SUITE 201 MANASSAS VA 20109


JUN 13 BR

S-B RIGHTCHOICE MANAGED CARE INC /DE 1831 CHESTNUT STBLUE CROSS BLUE SHIELD PLZ ST LOUIS MO 63103 314 923_1444

1000000$38310000 COMMON STOCK FILE 33362898 JUN 13 bR

S-8 MDU RESOURCES GROUP INC 918 EAST DIVIDE AVENUE BISMARCK ND 58506


JUN 13 BR

S-B LIGHTSPAN INC 10140 CAMPUS POINT DRIVE SAN DIEGO CA 92121


JUN 13 BR

SB DIME BANCORP INC 589 5TH AVE NEW YORK NY 10017 212 326-6170


S-3 CORJJING INC /NY ONE RIVERFRONT PLAZA CORNING NY 14831 607 974-

9000

5473684 $97924206.76 COMMON STOCK FILE 33362c JUN 13

BR

S-B VIEW SYSTEMS INC 825 KENYON AV SUITE 15 ENGLEWOOD CO 80110


JUN 13 BR


S-S MAC-GRAY CORE 22 WATER ST CAMBRIDGE MA 02141 617 492-4040


S-8 ENTRUST INC 4975

TX

75093 972 9437300

33362940 JUN 13

S8 ENTRUST INC 4975

TX75093 972 9437300

33362942 JUN 13

S-B ENTRUST INC 4975

TX

75093 972 9437300

62946

JUN 13 BR

S-8 ENTRUST INC 4975

TX

75093 972 943730033362948 JUN 13 BR

S-3 CORPORATE PROPERTY ASSOCIATES 12 INC 50 ROCKEFELLER PLZ 2ND FLNEW YORK NY 10020 212 4921100 5000000 $52500000 COMMON

STOCK

FILE 33362952 JUN 13 BR

S-8 NET2000 COMMUNICATIONS INC 2180 FOX MILL ROAD HERNDON VA 20171


JUN 13 BR

5-8 FIRST AMERICAN FINANCIAL CORP FIRST AMERICAN WAY SANTA ANA CA

92707

714 5583211 914478 $19149169.32 COMMON STOCK FILE 333

62918

JUN 13 BR

s-8 WORLDCOM INC/GA// 500 CLINTON CENTER DRIVE CLINTON MS 39056

601 4605600 10000000 $182800000 COMMON STOCK FILE 333-

62926

JUN 13 BR

S-8 JANEX INTERNATIONAL INC 2999 NORTH 44TH STREET SUITE 225 PHOENIX

AZ

85018 602 8088765 2075000 $145250 COMMON STOCK FILE 333

62 92

JUN 13 BR

S-8 GALLAGHER ARTHUR CO TWO PIERCE PL IjASCA IL 60143 708 773-

3800

3767568 $109485526 COMMON STOCK FILE 33362930 JUN 13

BR

PRESTON PARK BLVD ONE PRESTON PARK SOUTH PLANO

8100000 $46656000 COMMON STOCK FILE

BR

PRESTON PARK BLVD ONE PRESTON PARK UTH PLANO

3137101 $18069702 COMMON STO.K FILE

BR

PRESTON PARK BLVD ONE PRESTON PARK SOUTH PLANO

600000 $3456000 COMMON STOCK FILE 333

PRESTON PARK BLVD1 ONE PRESTON PARK SOUTH PLANO

2000000 $11520000 COMMON STOCK FILE


S-3 NRG ENERGY INC 901 MPRQUETTE AyE SUITE 2300 MINNEAPOLIS MN 55402

612 3735300 2000000000 $2000000000 COMMON STOCK FILE33362958 JUN 14 BR

62960

LSI LOGIC CORE 1551 MCCARTHY BLVD MS 106 MILPITAS CA 95035


.JUN 14 BR

S-3 CIRCUIT CITY STORES INC 9950 MPLYLAND DR RICHMOND VA 23233


62962

JUN 14 BR

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events

Item

ItemItemItem

Item

Item

Item

Item

Item

Changes in Control of Registrant

Acqnsition or Disposition of Assets

Bankruptcy or Receivership

Changes in Registrants Certifying Accountant

Other Materially Important Events

Resignations of Registrants Directors

Financial Sttements and Exhibits

Change in Fiscal Year

ReguLation FD Disclosure

The fol1owing companies have filed 8-K reports for the dat incated and/or amendments to 8-1 reports

previously filed responding to the iternsl of the form specified 8-K reports may be obtained in person

or by writing to the Commissions Public Reference Branch at 450 Fifth Street N.W Washington D.C20549 or at the following e-mail box address puhlicinfosec.gov In most cases this information is

also available on the Commissions website www.sec.gov

NAME OF ISSUER

STATE 8K ITEM NOCODE DATE COMMENT

ACTRADE FINANCIAL TECHNOLOGIES LTD

ACTRkDE FINANCIAL TECHNOLOGIES LTD

ADVAN

AES CORPORATION

AIRTRAN HOLDINGS INC

ALLBERRY INC

ALLOU HEALTH BEAUTY CARE INC

AMCON DISTRIBUTING CO

ANDL INC

ANEDISYS INC

AMERICAN AIRLINES INC

ANN HOLDINGS INC

AMR CORP

06/12/01

06/18/01

06/18/01

03/27/01

06 /006 /0106/14/01

06/01/01

06/11/01

06/19/01

06/18/01

06/14/01

06/18/01

DE

DE

DE

DE

NVDE

DE

DE

DE

DE

DE

DE

DE


NAME OF ISSUER

STATE 8K ITEM NOCODE DATE CONT

ANTRAN INC

AMWEST INSURANCE GROUP INC

ANCHOR HOLDINGS INC

ANDOVER BANCORP INC

APPLE SUITES INC

ARCHSTONE COMMUNITIES TRUSTARTESIAN RESOURCES CORP

ASIA GLOBAL CROSSING LTD

ASIA WEB HOLDINGS INC

ASTEA INTERNATIONAL INC

ATT CORP

ATLAS AIR INC

ATLAS AIR WORLDWIDE HOLDINGS INC

ATRIX LABORATORIES INC

AVERT INC

AVI RON

AVNET INC

BANK OF AMERICA MORT SEC INC MORT

ASS THR CERT SER 2001-5

BARRA INC /CA

BARTON BEERS LTD

BARTON BRANDS LTD DEBARTON BRANDS OF CALIFORNIA INC

BARTON BRANDS OF GEORGIA INC

BARTON CANADA LTD

BARTON DISTILLERS IMPORT CORP

BARTON FINANCIAL CORP

BARTON INC

BATAVIA WINE CELLARS INC

BELL HOWELL CO/

BEVERLY ENTERPRISES INC

BRIGGS STRATTON CORP

BPN HOLDINGS INC

CAMBREX CORP

CANANDAIGUA

CANANDAIGUA EUROPE LTD

CANANDAIGUA LTD

CANANDAIGUA WINE CO INC INYCATUITY INC

CENDANT CORP

CENTRAL COAST BANCORP

CHAMPION ENTERPRISES INC

CHASE FUNDING INC

CHORUS COMMUNICATIONS GROUP LTD

CLOUD PEAK CORP

COACHMEN INDUSTRIES INC

CODORUS VALLEY BANCORP INC

COLONIAL PROPERTIES TRUST

COLOR SPOT NURSERIES INC

COMMONWEALTH BANCORP INC

CONSTELLATION BRANDS INC

06/18/01

06/07/01

06/14/01

04/11/01

04/26/01

05/03/01

06/19/01

06/19/01

04/24/01

06/11/01

06/08/01

06/19/01

06/19/01

04/1/01/01

06/18/0106/19/01

04/24/01

06/15/01

06/19/01

06/19/01

06/19/01

06/19/01

06/19/01

06/19/01

06/19/01

06/19/01

06/19/01

06/01/01

06/14/01

06/14/0106 701

06 /01

06/19/01

06/19/01

06/19/01

06/19/01

06/18/01

06/15/01

06/11/01

06/19/01

06/18/01

06/13/01

06/19/01

06/19/01

06/12/01

06/14/01

06/19/01

06/19/01

06/19/01

IN

DE

DE

DE

VAMD

DE

DE

DE

NY

DE

DE

DE

CO

DE

NY

DE

DE

MD

DE

CT

GA

DE

NY

DE

DE

NY

DE

DE

WI

DE

DE

DE

NY

NY

NY

DE

DE

CA

MI

NY

WI

DE

IN

PA

ALDE

PA

DE

10 NEWS DIGEST June 20 2001

NA OF ISSUER

CORPORATE BOND BACKED CERT TR SER

998-ADM

CORPORATE BOND BACKED CERT TRUST SE

RIES 1996DHC1CPS AUTO RECEIVABLES TRUST 1998-4

CRAMER INC

CREDIT SUISSE FIRST BOSTON USA INC

CUBIST PHARMACEUTICALS INC

CWABS INC

CYTOGEN CORP

DATA CRITICAL CORP

DAVEL COMMUNICATIONS INC

DEALER AUTO RECEIVABLES CO LLC

DEAN FOODS CO

DERBY CYCLE CORP

DOW JONES CO INC

DOW JONES CO INC

DUCOMMUN INC /DE/

DYNAMIC I-T INC

COMNETRIX INC

SYNC NETWORKS INC

EBENX INC

ELECSYS CORP

ENTERTAINMENT DIIITAL NETWORK INC/D

ERESOURCE CAPITAL GROUP INC

ERESOURCE CAPITAL GROUP INC

EUROSOFT CORP

EVISION USA COM INC

EXELONCORP

EXPEDITORS INTERNATIONAL OF WASHING

TON INC

FEDERATED DEPARTMENT STORES INC IDE

FINANCIAL INTRANET INC/NY

FIRST AID DIRECT INC

FIRST ALLIANCE CORP IDEFIRST COMMUNITY BANCSHARES INC /NV/

FIRST ENTERTAINMENT HOLDING CORP

FIRST SIERRA RECEIVABLES II INC

FIRST UNION COMMERCIAL MORTGAGE SEC

URITIES INC

FMC CORP

FRANCISCAN VINEYARDS INC

FRANKLIN RESOURCES INC

FRANKS NURSERY CRAFTS INC

GALILEO INTERNATIONAL INC

GART SPORTS CO

GENESIS HEALTH VENTURES INC /PA

GENETRONICS BIOMEDICAL LTD

GENOME THERAPEUTICS CORP

GENRAD INC


06/15/01

DE 06/fll/O1

05/31/01

05/21/01 AMEND

06/14/01

06/15/01

06/18/01

06/18/01

06/15/01

06/12/01

06/15/01

06/19/01

06/18/01

06/i80106/19/01 AMEND

06/06/01

06/19/01

04/25/01

06/14/01

06/01/01

06 01

09/07/00 AMEND

02/13/01 AMEND

06/14/01

06/18/01

06/14/01

06/18/01

DE 06/19/01

04/05/01 AMEND

06/12/01

06/14/01

06/19/01

06/18/01

06/01/01

06 /01

06/14/01

06/19/0

04/10/01 AMEND

06/19/01

06/15/01

06/07/01

06/05/0

06/15/01

06/18 01

06/15/01

CA

KS

DE

DE

DE

DE

DE

IL

DE

DE

DE

DE

DE

DE

CO

DE

MN

KS

DE

DE

DE

FL

CO

PA

WA

XX

NV

FL

DE

NV

NVDE

NC

DE

DE

DE

MI

DE

DE

PA

MAMA

XXXXX


NAME OF ISSUER

STATE 8K ITEM NOCODE DATE CONT

GEOWORKS /CA/ DE 06/19/01

GMAC COMMERCIAL MORTGAGE SECURITIES DE 06/01/01

INC

GOLDEN BOOKS FN4ILY ENTERTAINMENT DE 06/19/01

NC

GOLDMAN SACHS GROUP INC/ DE 06/19/01

GOODRICH CORP NY 06/19/01

GREATER COMMUNITY BANCORP NJ 05/15/01

GREENPOINT HOME EQ LN TR 2001-1 1-fM DE 05/15/01

EQ LN AB NOTES SER 001-1

HALIFAX INTERNATIONAL INC NV 06/1/01

HANCOCK JOHN FINANCIAL SERVICES INC 06 /01

HARDINGE INC NY 06/il/Ol

HEALTHSTAR CORP /UT/ DE 04/02/01 AMEND

HIGH SPEED ACCESS CORP DE 06/18/01

HYBRID FUELS INC Al 05/I501

HYDRO ENVIRONMENTAL RESOURCES INC 06/18/01

JOIN SYSTEMS INC DE 05/07/01

LINK INC FL 06/04/01

IMPAC SECURED ASSETS CORP CA 12/31/00



IMPAC SECURED ASSETS CORP MORT PASS CA 05/25/01

THROUGH CERT SER 2001-3

INDUSTRIAL SERVICES OF AMERICA INC FL 05/24/01

FL

INKINE PHARMACEUTICAL CO INC NY 06/15/01

INNOVATIVE GAMING CORP OF AMERICA MN 06/15/01

INNOVO GROUP INC TN 06/19/01

INTERDENT INC DE 06//01INTERLOTT TECHNOLOGIES INC DE 06 /01

INTERNATIONAL KNFE SAW INC DE 06/06/01

INVERNESS MEDICAL TECHNOLOGY INC/DE DE 05/23/01

IVILLAGE INC DE 06/15/01

JORE CORP MT 06/14/01

KANSAS CITY SOUTHERN INDUSTRIES INC DE 06/13/01

KANSAS CITY SOUTHERN INDUSTRIES INC DE 06/18/01

LABARGE INC DE 06/19/01

LEDGER CAPITAL CORP WI 06/15/01

LEHMAN BROTHERS HOLDINGS INC DE 06/19/01

LEVEL COMMUNICATIONS INC DE 06/18/01

LEXICON GENETICS INC/TX 06/13/01

LIBBEY INC DE 06/17/01

LONE STAR TECHNOLOGIES INC DE 06/15/01

LONE STAR TECHNOLOGIES INC DE 06/19/01

LYON INVESTMENTS DE 06/18/01

WORLDWIDE CORP DE 06/19/01 AMEND

LEWIS CORP DE 06/19/01

MACKENZIE INVESTMENT MANAGEMENT INC DE 06 /01

MACKENZIE INVESTMENT MANAGEMENT INC DE 06 JOl

MAGNA ENTERTAINMENT CORP DE 04/05/01 AMEND

MALLON RESOURCES CORP CO 06/19/0


NAME OF ISSUER


MCDONALDS CORP

MCNAUGHTON APPAREL GROUP INC

MEDITRUST CORP

MEDITRUST OPERATING CO

METRIS MASTER TRUST

METRIS MASTER TRUST

METRIS RECEIVABLES INC

METRIS RECEIVABLES INC

METRO-GOLDWYN-MAYER INC

METROPOLITAN MORTGAGE SECURITIES

CO INC

MICHAELS STORES INC

MICROSTRATEGY INC

MID ATLANTIC REALTY TRUST

MINDARROW SYSTEMS INC

MMI PRODUCTS INC

MODEM MEDIA INC

MOLL INDUSTRIES INC

MONARCH IMPORT CO

MONEY STORE COMMERCIAL MORTGAGE INC

MONEY STORE INVE1TMENT CORP

MONEY STORE SBA ADJUSTABLE RATE CER

TIFICATES 19981MORGAN JP COMMERCIAL MOR FIN CORP

OR PAS THR CE SER 2000-C9

MPW INDUSTRIAL SERVICES GROUP INC

MSDW STRUCTURED SATURNS SERIES 2001

MT VEEDER CORP

MULTI LINK TELECOMMUNICATIONS INC

MULTICARE COMPANIES INC

NATIONAL FUEL GAS CO

NATIONAL MANUFACTURING TECHNOLOGIES

NAVISITE INC

NETSCOUT SYSTEMS INC

OAKWOOD MORTGAGE INVESTORS INC

OAKWOOD MORTGAGE INVESTORS INC OMI

TRUST 2000-D

OFFICE DEPOT INC

OHIO CASUALTY CORP

DM1 TRUST 2000-C

OMNI NUTRACEUTICALS

ORIGEN MANUFACTURED HOUS CONT SEN/S

UB AS BCKD CRT SR 2001-A

ORIOLE HOMES CORP

ORYX TECHNOLOGY CORP

OWENS MINOR INC/VAPACIFICARE HEALTH SYSTEMS INC /DE/

PENN VIRGINIA CORP

PHONETEL TECHNOLOGIES INC

PICTURETEL CORP

PLANETRX COM

06 /01

06/8/0104/02/01 AMEND

04/02/01 AMEND

06/18/01

06/18/01

06/18/01

06/18/01

04/02/01 AMEND

06/12/01

06/19/01

06/14/0

03/31/01

6/18/01

06/00106/18/01

06/14/01

06/1 qioi

04 /01

04i6/01

04/16/01

DE 06/01/01

06/04/01

06/01/01

/01

05/2V01

06/15/01

06/18/01

06/01/01

06/19/01

06/18/01

06/15/01

06/14/01

6/04/01

06/12/01

06/01/01

05/23/01

DEDE

DE

DE

DE

DE

DE

DE

DE

WA

DE

DE

MD

NV

DE

DE

DE

IL

NJ

NJ

NJ

06/19/01

06/13/01

06/05/01

06/14/01

06/01/01

06/13/01

06/12/01

06/14/01

06/15/01

OH

DE

DE

CO

DE

NJ

CA

DE

DE

NVNV

DE

OH

NC

UT

DE

FL

DE

VADE

VA

OH

DE

DE


NAME OF ISSUER


PLIANT CORP

PNC MORT SEC CORP COM MORT PASS THR

CERT SER 2000ClPOLYPHENOLICS INC

PONTOTOC PRODUCTION INC

POTLPTCH CORP

PROCARE INDUSTRIES LTD

PRODUCTIVITY TECHNOLOGIES CORP

PRUDENTIAL SECURITIES SECURED FINAN

CING CORP

PURINA MILLS INCQIJIZNOS CORP

RAYOVAC CORP

RESIDENTIAL FUNDING MORTGAGE SECURI

TIES II INC

REYNOLDS SMITH HILLS INC

ROAST ROLL RESTAURANTS OF THE PAS

INC

ROBERTS TRADING CORP

ROWAN COMPANIES INC

RUBBER TECHNOLOGY INTERNATIONAL INC

/NV

SAFESCIENCE INC

SAFETEK INTERNATIONAL INC

SALOMON BROTHERS COMMERCIAL MORT TR

2000C3SAN DIEGO GAS ELECTRIC CO

SEA SHELL GALLERIES INC

SEMPRA ENERGY

SERVICE SYSTEMS INTERNATIONAL LTD

SL GREEN REALTY CORP

SMITH CHARLES RESIDENTIAL REALTY

INC

SMITH CHARLES RESIDENTIAL REALTY

LP

SNAP ON INC

SOUTH FINANCIAL GROUP INC

SPENCERS RESTAURANTS INC

STEVENS POINT BEVERAGE CO

STRUCTURED ASSET SEC CORP COMM MORT

PAS THR CERT SER 2000 C5

SUMMIT SECURITIES INC lIDTAG IT PACIFIC INC

TARGET CORP

TELEPHONE DATA SYSTEMS INC IDETERAFORCE TECHNOLOGY CORP

TEXAS BIOTECHNOLOGY CORP IDETEXAS INSTRUMENTS INC

THERMO FIBERTEK INC

TODD SHIPYARDS CORP

TOKHEIM CORP

TRACKPOWER INC

06/19/01

06/18/01

06/15/01

06/05/01

06/2/0l06 /01

06/17/01

06/12/01

06/19/01

06/19/01

06/15/01

05101Y01 AMEND

06/19/01

06/18/01

06/15/0

DE 05/03/01

06/18/01

06/06/01

06/04/01

06/19/01

06/01/01

06/12/01

05/30/01

06/19/01

05/14/01

06 VOl06 /01

06/18/01

06/19/01

06/18/01

06/12/01

06/12/01

06/18/0

06/15/01

UT

MO

NY

NVDE

CO

DE

DE

DE

CO

WI

DE

FL

NV

NY

DE

FL

NVDE

DE

CA

NV

CA

NV

MD

MD

Xx

06/06/01

05/04/01

06/01/01

06 /O1/01

06/ 18/01

06/01/01

06/07/01

05/03/01

DE

SC

DE

WI

DE

ID

DE

DE

DE

DE

DE

DE

WA

IN

WY


STATE 8K ITEM NO

NAME OF ISSUER CODE DATE COMMENT

E9 06/19/01

DE 06/19/01

DE 06/18/01

NV 12/21/00

NV 12/31/00

NV 12/31/00

DE 06/11/01

NY 05/31/01

DE 05/31/01

MO 05/03/01

TN 06/18/01

DE 06/12/01

DE 06/15/01

DE 06/15/01

DE 06/01DE 06 /01

NY 05/25/01 AMEND

NY 06/18/01

DE 06/04/01

DE 06/18/01

DE 06/18/01

DE 12/31/00

DC 06/19/01

DE 06/19/01

NV 06/01/01

DE 06/18/01

TX 04/02/01 AMEND

DE 05/25/01

DE 06/18/01

DE 06/13/01

VA 06/19/01

DE 06 /01

FL 06 ../01

NJ 06/12/01

OK 06/11/01

OH 06/30/01

AMEND

AMEND

AMEND

TRITON ENERGY LTD

TRUE NORTH COMMUNICATIONS INC

TYSON FOODS INC

TZF INTERNATIONAL INVESTMENTS INC



ENERGY SYSTEMS INC

UACSC 2000-D OWNER TRUST AUTO REC

ACKED NOTES

UACSC 2001-A OWNER TRUST

UMB FINANCIAL CORP

UNION PLANTERS CORP

UNIVISION COMMUNICATIONS INC

USA EDUCATION INC

USINTERNETWORKING INC

USX CORP

VESTA INSURANCE GROUP INC

VICTOR EBNER ENTERPRISES INC

VICTOR EBNER ENTERPRISES INC

VISHAY INTERTECHNOLOGY INC

VISUAL NETWORKS INC

WALL STREET DELI INC

WAMU MORTGAGE PASS THROUGH CERT SER

IES 20015WASHINGTON GAS LIGHT CO

WASTE MANAGEMENT INC

WAVERIDER COMMUNICATIONS INC

WEBHIRE INC

WEINGARTEN REALTY INVESTORS /TX/

WELLS FARGO ASSET SEC CORP MORT PAS

THR CERT SER 2001-12

WESTERN MULTIPLEX CORP

WET SEAL INC

WGL HOLDINGS INC

WILSON GREATBATCI-I TECHNOLOGIES INC

WINMAX TRADING GROUP INC

WOMENS GOLF UNLIMITED INC

XETA TECHNOLOGIES INC

ZONIC CORP


sec news digest, june 20, 2001 · 2008-03-12 · secnews digest issue 2001-119 june 20 2001...

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