sec news digest, december 26, 2000 · exchange sr-phlx-00-64relating to late charges and penalties...
TRANSCRIPT
SEC NEWS DIGEST
Issue 2000-246 December 26 2000
IN VESTMENT COMPANY ACT RELEASES
BCP III AFFILIATES FUND LIMITED PARTNERSHIP AND BAIRD FINANCIAL
CORPORATION
notice has been issued giving interested persons until January 16 2001 to request
hearing on an application filed by BCP III Affiliates Fund Limited Partnership and Baird
Financial Corporation for an order under Sections 6b and 6e of the Investment
Company Act The order would exempt certain limited partnerships or other investment
vehicles formed for the benefit of key employees of Baird Financial Corporation and its
affiliates from certain provisions of the Act Each partnership will be an employees
securities company within the meaning of Section 2a13 of the Act Rel IC-24795
December 21
FIRST DEFINED SECTOR FUND ET AL
notice has been issued giving interested persons until January 2001 to request
hearing on an application filed by First Defined Sector Fund and First Trust Advisors
L.P First Trust collectively the Applicants Applicants seek an order under Section
6c of the Investment Company Act granting exemptions from the provisions of
Sections 13 15a and 15b of the Act and Rules 6e-2b 15 and 6e-3
15 thereunder to the extent necessary to permit shares of any existing or future
portfolio of First Defined Sector Fund designed to fund insurance products and shares of
any other investment company or series thereof now or in the future registered under the
Act that is designed to fund insurance products and for which First Trust Advisors L.P
or any of its affiliates may serve as investment adviser administrator manager
principal underwriter or sponsor to be sold to and held by separate accounts funding
variable annuity and variable life insurance contracts issued by both affiliated and
unaffiliated life insurance companies qualified pension and retirement plans outside
of the separate account context separate accounts that are not registered as
investment companies under the Act pursuant to exemptions from registrationunder
Section 3c of the Act and First Trust or any of its affiliates Rel IC-24796
December 21
JOHN HANCOCK VARIABLE SERIES TRUST ET AL
An order has been issued pursuant to Section 17b of the Investment Company Act
exempting John Hancock Variable Series Trust Trust and John Hancock Life
Insurance Company John Hancock collectively Applicants from the provisions of
Section 17a of the Act to permit one series of John Hancock Variable Series Trust
Trust to acquire all of the assets and liabilities of another series of the Trust Because of
certain affiliations applicants may not be able to rely on Rule 7a-8 under the Act Rel
IC-24797 December 22
MARKET STREET FUND INC ET AL
notice has been issued giving interested persons until January 16 2001 to request
hearing on an application filed by Market Street Fund Inc Fund Market Street Fund
Trust Provident Mutual Life Insurance Company Market Street Investment
Management Company and Providentmutual Life and Annuity Company of America
seeking an order pursuant to Section 17b of the Investment Company Act exempting
certain transactions from the provisions of Section 17a of the Act to the extent
necessary to permit the reorganization of the Fund Maryland corporation into
Delaware business trust At the conclusion of the transactions the assets and liabilities
currently held in the Money Market Equity 500 Index Growth Bond Managed
Aggressive Growth International All Pro Large Cap Growth All Pro Small Cap Growth
All Pro Large Cap Value and All Pro Small Cap Value Portfolios of the Fund will be
held by the corresponding portfolios of the Trust which previously will have had no
operations Rel IC-24794 December 21
HOLDING COMPANY ACT RELEASES
AMERICAN ELECTRIC POWER COMPANY INC
supplemental order has been issued authorizing proposal by American Electric
Power Company Inc AEP public utility holding company registered under the
Act AEP Resources Inc and AEP Energy Services Inc both nonutility subsidiaries
of AEP to increase their authority to invest in nonutility energy related assets to $2.0
billion Rel 35-273 13
AEP CREDIT INC
supplemental order has been issued authorizing proposal by AEP Credit Inc
nonutility subsidiary of American Electric Power Company Inc registered holding
company to extend its authority to factor the accounts receivable of associate and
nonassociate utility companies Rel 35-27314
NEWS DIGEST December 26 2000
SELFREGULATORY ORGANIZATIONS
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES
proposed rule change filed by the New York Stock Exchange to implement new
Trading Floor Regulatory Fee SR-NYSE-OO-57 has become immediately effective
under Section 19b3Aii of the Securities Exchange Act of 1934 Re 34-43726
proposed rule change SR-CBOE-00-64 filed by the Chicago Board Options
Exchange relating to certain Exchange fees has become effective under Section
19b3Aii of the Securities Exchange Act of 1934 Publication of the proposal is
expected in the Federal Register during the week of December 25 Rel 34-43744
proposed rule change SR-CBOE-00-52 filed by the Chicago Board Options
Exchange relating to participationentitlements of Designated Primary Market Makers
and time and priority rules has become effective under Section 9b3A of the
Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal
Register during the week of December 25 Rel 34-43750
PROPOSED RULE CHANGES
The Philadelphia Stock Exchange has filed proposed rule change SR-Phlx-00-94
relating to the prohibition of harassment and other improper behavior because of listing
or competitive practices Publication of the notice is expected in the Federal Register
during the week of December 25 Rel 34-43 739
The Philadelphia Stock Exchange filed proposed rule change SR-Phlx-00-48 relating
to telephone use on the options floor Publication of the proposal is expected in the
Federal Register during the week of December 25 Rel 34-43740
The International Securities Exchange filed proposed rule change SR-ISE-00-15
relating to an interim intermarket linkage Publication of the proposal is expected in the
Federal Register during the week of December 25 Rel 34-43743
The Chicago Board Options Exchange filed proposed rule change SR-CBOE-00-62
to Limit the Meaning of Public Customer for Purposes of Determining Who May Enter
Orders on RAES Rel 34-43746
The Options Clearing Corporation filed proposed rule change SR-OCC-00-12 to
allow 0CC to create program to relieve strains on clearing members liquidityin heavy
expiration months by reducing inefficiencies in the exercise settlement process
Publication of the proposal is expected in the Federal Register during the week of
December 25 Rel 34-43755
NEWS DIGEST December 26 2000
The Chicago Board Options Exchange filed proposed rule change SR-CBOE-OO-58
relating to an interim intermarket linkage Publication of the proposal is expected in the
Federal Register during the week of December 25 Rel 34-43745
The Philadelphia Stock Exchange filed proposed rule change SR-Phlx-0O-13 relating
to timing guidelines for applications in disciplinary hearings Publication of the proposal
is expected in the Federal Register during the week of December 25 Rel 34-43 757
ACCELERATED APPROVAL OF PROPOSED RULE CHANGES
The Commission granted accelerated approval to proposed rule change submitted by
the New York Stock Exchange SR-NYSE-00-47 relating to changes to its listed
company fees pursuant to Rule 19b-4e under the Securities Exchange Act of 1934
Publication of the proposal is expected in the Federal Register during the week of
December 25 Rel 34-4374
The Commission granted accelerated approval to proposed rule change filed by the
Chicago Stock Exchange SR-CHX-00-37 relating to the CHXs SuperMAX 2000 price
improvement program Rel 34-43742
APPROVAL OF PROPOSED RULE CHANGES
The Commission approved proposed rule change SR-Phlx-00-62 filed by the
Philadelphia Stock Exchange relating to mandatory Auto-Quote settings to update
quotations based on certain minimum movement in the price of the underlying
security Rel 34- 43747
The Commission approved proposed rule change and granted accelerated approval to
Amendment Nos through to proposed rule change submitted by the Chicago Board
Options Exchange SR-CBOE-98-46 amending CBOE Rule 8.60 relating to the
evaluation of trading crowd performance Publication of the order is expected in the
Federal Register during the week of December 25 Rel 34-43756
The Commission approved proposed rule change submitted by the Philadelphia Stock
Exchange SR-Phlx-00-64 relating to late charges and penaltiesfor non-payment
Publication of the order in the Federal Register is expected during the week of December
25 Rel 34-43762
The Commission approved proposed rule change submitted by the New York Stock
Exchange SR-NYSE-99-24 establishing XPress orders and quotes Rel 34-43763
NEWS DIGEST December 26 2000
SECURITIES ACT REGISTRATIONS
The following registrationstatements have been filed with the SEC under the Securities Act
of 1933 The reported information appears as follows Form Name Address and Phone
Number if available of the issuer of the security Title and the number and/or face amount
of the securities being offered Name of the managing underwriter or depositor if
applicable File number and date filed Assigned Branch and designation if the statement
is New Issue
Registration statements may be obtained in person or by writing to the Commissions Public
Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following
mail box address publicinfosec.gov In most cases this information is also available
on the Commissions website www.sec.gov
F-6 AMERICAN MOBILE /ADR/ 60 WALL ST NEW YORK NY 10260 212 648-3250
1000000000 $50000000 DEPOSITARY RECEIPTS FOR COMMON STOCK
FILE33312960 DEC 08
F-6 AMERICAN MOBILE /ADR/ 60 WALL ST NEW YORK NY 10260 212 648-3250
50000000 $2500000 DEPOSITARY RECEIPTS FOR COMMON STOCK FILE
33312962 DEC 08 NEW ISSUE
F-6 RHODIA /ADP./ 48 WALL ST C/O BANK OF NEW YORK NEW YORK NY 10286
212 4951727 100000000 $5 000 000
DEPOSITARY RECEIPTS FOR COMMON STOCK FILE 333-12964 DEC 11 BR
99
S-8 CHINADOTCOM CORP 20/F CITICORP CENTRE 18 WHITFIELD RD HONG KONG
CAUSEWAY BAY HONG KO K3 00000 852 2893820 8000000 $53640000
FOREIGN COMMON STOCK FILE 333-12966 DEC 07 BR
F-6 SEMBCORP INDUSTRIES LTD /ADR/ 48 WALL ST NEW YORK NY 10286
212 4951727 10000000 $500000DEPOSITARY RECEIPTS FOR COMMON STOCK FILE 333-12968 DEC 11
NEW ISSUE
S-8 ALLIED IRISH BANKS PLC 25 SOUTH CHARLES ST SUITE 1300 NC 101-880
BALTIMORE MD 21201 410 2443826 305000 $6844200FOREIGN COMMON STOCK FILE 333-12970 DEC 13 BR
NEWS DIGEST December 26 2000
S-a ALLIED IRISH BANKS PLC 25 SOUTH CHARLES ST SUITE 1300 NC 101-880
BALTIMORE MD 21201 410 2443826 5500000 $123420000
DEPOSITARY RECEIPTS FOR COMMON STOCK FILE 333-12972 DEC 13 BR
S-8 NOKIA CORP KEILALAHDENTIE BOX 226 ESPOO FINLAND H9
035 8018071 3500000 $170187500 FOREIGN COMMON STOCK FILE
33312974 DEC 14 BR
S-8 IVANHOE ENERGY INC 200 BURRARD ST 9TH FLR VANCOUVER BC
CANADA V6C 3L6 Al 12000000 $36308836.01 FOREIGN COMMON STOCK
FILE 33312976 DEC 08 BR
F-7 LINDSEY MORDEN GROUP INC 70 UNIVERSITY AVE STE 1200
TORONTO ONTARIO M5J 2M4 CANADA ONTARIO CANADA A6 00000 416 596-8020
1183718 $6538178.56 STRAIGHT BONDS FILE 33312978 DEC 06
BR NEW ISSUE
SE-2 TIRE DERIVED PRODUCTS INC 2874 PINE STREET ABILENE TX 79601
915 6765226 $3000000 COMMON STOCK FILE 33352014 DEC 18
NEW ISSUE
S-8 CROWN CORK SEAL CO INC ONE CROWN WAY PHILADELPHIA PA 19154
215 6985100 500000 $1600000 COMMON STOCK FILE 33352018
DEC 18 BR
S-8 CALLAWAY GOLF CO /CA 2285 RUTHERFORD RD CARLSBAD CA 92008
760 9311771 2200000 $38434000 COMMON STOCK FILE 33352020
DEC 18 BR
S-3 PALATIN TECHNOLOGIES INC 103 CARNEGIE CENTER SUITE 200 SUITE 100
PRINCETON NJ 08540 609 52019 3392728 $12510685 COMMON
STOCK
FILE 33352024 DEC 18 BR
S-3 AVIRON 297 BERNARDO AyE MOUNTAIN VIEW CA 94043 650 919-6500
$400000000 COMMON STOCK FILE 33352028 DEC 18 BR
S-3 ACCESS PHARMACEUTICALS INC 2600 STEMMONS FRWY STE 176 DALLAS
TX75207 214 9055100 934604 $5490799 COMMON STOCK FILE 333
52 030
DEC 18 BR
S-8 BARPOINT COM INC EAST BROWARD BLVD SUITE 410 FORT LAUDERDALE
FL
33301 516 6533303 3000000 $9059330.80 COMMON STOCK FILE
33352036 DEC 18 BR
N-2 BLUE CHIP VALUE FUND INC 370 17TH ST STE 3100 DENVER CO 80202
303 6232577 1250000 $9600000 COMMON STOCK FILE 33352038
DEC 18 BR 16
NEWS DIGEST December 26 2000
SB-2 DEAL NET INC 1628 WEST 1ST AyE SUITE 214 VANCOUVER BC Al 00000
604 6595024 10000000 $1500000 COMMON STOCK FILE 33352040
DEC 18
S8 FIBERSTARS INC /CA/ 2883 BAYVIEW DR FREMONT CA 94538 510 490-
0719
350000 $2117304.36 COMMON STOCK FILE 33352042 DEC 18
BR
S-8 SIGMATRON INTERNATIONAL INC 2201 LPSNDMEIER RD ELK GROVE VILLAGE
IL60007 708 9568000 560000 $852800 COMMON STOCK FILE 333
52044DEC 18 BR
S-8 LENNOX INTERNATIONAL INC 2140 LAKE PARK BLVD RICHARDSON TX 78703
972 4975440 2938135 $23152504 COMMON STOCK FILE 33352046
DEC 18 BR
S-8 LSI LOGIC CORP 1551 MCCARTHY BLVD MS 106 MILPITAS CA 95035
408 4338000 611241 $5653979.25 COMMON STOCK FILE 33352050
DEC 18 BR
S-8 INTERACTIVE NETWORK INC /CA 1161 OLD COUNTY ROAD SAN JOSE CA
94002
650 5088793 1900000 $2137500 COMMON STOCK FILE 33352052
DEC 18 BR
5-4 EVOLUTION USA IMC 6100 WILSHIRE BLVD STE 213 LOS ANGELES CA
90048
323 6347422 $1000 COMMON STOCK FILE 33352054 DEC 18
S-8 SEARS ROEBUCK CO 3333 BEVERLY RD B-5 317A HOFFMAN ESTATES IL
60179
847 2862500 $15000000 COMMON STOCK FILE 33352056 DEC 18
BR
S-8 AMERICAN ENERGY SERVICES INC 7224 LAWNDALE HOUSTON TX 77012
713 9285311 210000 $210000 COMMON STOCK FILE 33352058
DEC 18 BR
S-4 FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC 82 RUNNING HILL RD
SOUTH PORTLAND ME 04106 207 7758100 10000000 $146900000
COMMON STOCK FILE 333-52060 DEC 18 BR
S8 REX INC 1916 PIKE PLACE SUITE 1405 SEATTLE WA 98101 206 521
2090
15000 $8400 COMMON STOCK FILE 33352062 DEC 18 BR
58 REX INC 1916 PIKE PLACE SUITE 1405 SEATTLE WA 98101 206 521
2090
18079 $10124 COMMON STOCK FILE 33352064 DEC 18 BR
NEWS DIGEST December 26 2000
SS REX INC 1916 PIKE PLACE SUITE 1405 SEATTLE WA 98101 206 521
2090
75893 $42500 COMMON STOCK FILE 33352066 DEC 18 BR
S8 REX INC 1916 PIKE PLACE SUITE 1405 SEATTLE WA 98101 206 521
2090
76786 $43000 COMMON STOCK FILE 33352068 DEC 18 BR
S8 REX INC 1916 PIKE PLACE SUITE 1405 SEATTLE WA 98101 206 521
2090
32923 $18437 COMMON STOCK FILE 33352070 DEC 18 BR
S8 REX INC 1916 PIKE PLACE SUITE 1405 SEATTLE WA 98101 206 521
2090
12582 $7046 COMMON STOCK FILE 33352072 DEC 18 BR
S8 ZAMBA CORP 7301 OHMS LANE STE 200 MINNEAPOLIS MN 55439 612 832
9800
2250000 $6250000 COMMON STOCK FILE 33352082 DEC 18 BR
S-8 BIOENVISIOM INC ONE ROCKEFELLER PLAZA SUITE 1600 NEW YORK NY
10020
212 4456581 272500 $272500 COMMON STOCK FILE 33352086
DEC 18 BR
S-3 RESIDENTIAL ASSET SECURITIES CORP 8400 NORNANDALE LAKE BLVD1 SUITE
600MINNEAPOLIS MN 55437 621 8327000 1000000 $1000000 COMMON
STOCK
FILE 33352088 DEC 18 BR
S-4 HOVNANIAN ENTERPRISES INC 10 HWY 35 P0 BOX 500 RED BANK NJ 07701
908 7477800 7298094 $58411000 COMMON STOCK FILE 33352090
DEC 18 BR
S-3 WORLD ACCESS INC /NEW/ 945 EAST PACES FERRY ROAD SUITE 2200
ATLANTAGA 30326 404 2312025 14722340 $45550919.96 COMMON STOCK
FILE33352092 DEC 18 BR
S-3 GENZYME CORP ONE KENDALL SQ CAMBRIDGE MA 02139 617 252-7500
48076 $924662.25 COMMON STOCK FILE 33352094 DEC 18 BR
S-8 STAAR SURGICAL COMPANY 1911 WALKER AyE MONROVIA CA 91016
818 3037902 173500 $2607705 COMMON STOCK FILE 33352096
DEC 18 BR
S-8 PEAK INTERNATIONAL LTD UNITS 45 37TH FL WHARF CABLE TOWER
HOI SHING RD TSUEN WAN K3 00000 852 2405100 700000
$4 243 750COMMON STOCK FILE 333-52098 DEC 18 BR
NEWS DIGEST December 26 2000
5-8 EL PASO ENERGY CORP/DE 1001 LOUISIANA ST. EL PASCO ENERGY BLDG
HOUSTON TX 77002 713 4202131 15000000 $979800000 COMMON
STOCK
FILE 33352100 DEC 18 BR
S-8 DSP GROUP INC IDE 3120 SCOTT BLVD1 SANTA CLAPA CA 95054
408 9864300 500000 $12492187.50 COMMON STOCK FILE 333
52104
DEC 18 BR
S-8 HOLMES MICROSYSTEMS INC 57 WEST 200 SOUTH SUITE 310 SALT LAKE
CITYUT 84119 801 3599300 2000000 $2500000 COMMON STOCK FILE
33352108 DEC 19 BR
S-3 CMGI INC 100 BRICKSTONE SQUARE STE Bib ANDOVER MA 01810
978 6843600 12180885 $110389266.82 COMMON STOCK FILE
33352112 DEC 19 BR
S-8 AETNA INC PA 151 FARMINGTOM AVENUE HARTFORD CT 06156 860 273-
0123
39460581 $1337960324 COMMON STOCK FILE 33352120 DEC 19
BR
S-8 AETNA INC PA 151 FARMINGTON AVENUE HARTFORD CT 06156 860 273-
0123
250000 $8476562.50 COMMON STOCK FILE 33352122 DEC 19
BR
S-B AETNA INC PA 151 FARNINGTON AVENUE HARTFORD CT 06156 860 273-
0123
5000000 $169531250 COMMON STOCK FILE 33352124 DEC 19
BR
S-B WAYPOINT FINANCIAL CORP 235 SECOND ST HARRISBURG PA 17101
717 2364041 3477698 $32386398 COMMON STOCK FILE 33352130
DEC 19 BR
S-B VIEW SYSTEMS INC 825 KENYON AV SUITE 15 ENGLEWOOD CO 80110
303 2957200 826000 $309750 COMMON STOCK FILE 33352132
DEC 19 BR
S-4 PEOPLES BANCORP INC 138 PUTNAM ST BOX 738 MARIETTA OH 45750
740 3733155 100000 $1983520 COMMON STOCK FILE 33352134
DEC 19 BR
S8 MICREL INC 1849 FORTUNE DR SAN JOSE CA 95131 408 9440800
1100000 $37537500 COMMON STOCK FILE 33352136 DEC 19 BR
S-8 ASP VENTURES CORP 1177 WEST HASTINGS STREET
1818 VANCOUVER BC CANADA V6E2K3 604 6844691 150000 $150000COMMON STOCK FILE 33352138 DEC 19 BR
NEWS DIGEST December 26 2000
SB2 ESKITS INC 47 MALL DRIVE UNIT COMMACK NY 11725 631 8641515
2230694 $5019062 COMMON STOCK FILE 33352144 DEC 19 BRNEW ISSUE
S-i QUANTUM BRIDGE COMMUNICATIONS INC TECH DRIVE ANDOVER MA 01810
978 6889100 115000000 $115000000 COMMON STOCK FILE 333
52 14
DEC 19 BR 37
S-3 SAN DIEGO GAS ELECTRIC CO 8326 CENTURY PARK COURT SAN DIEGO CA
92123 619 6962000 800000000 $800000000 STRAIGHT BONDS
FILE33352150 DEC 19 BR
S-3 ESPEED INC ONE WORLD TRADE CENTER 1O3TH FLOOR NEW YORK NY 10048
212 9383773 500000 $8718750 COMMON STOCK FILE 33352152
DEC 19 BR
S-3 ESPEED INC ONE WORLD TRADE CENTER 1O3TH FLOOR NEW YORK NY 10048
212 9383773 430000 $7498125 COMMON STOCK FILE 33352154
DEC 19 BR
S-8 BRUNSWICK BANCORE 439 LIVINGSTON AVE BRUNSWICK NJ 08901
908 2475800 350000 $4025000 COMMON STOCK FILE 33352156
DEC 19 BR
S8 RANBUS INC 2465 LATHAM ST MOUNTAIN VIEW CA 94040 650 9448000
2100000 $95298000 COMMON STOCK FILE 33352158 DEC 19 BR
S-3 INTERCEPT GROUP INC 3150 HOLCOMB BRIDGE ROAD SUITE 200 NORCROSS
GA
30071 770 2489600 350000 $9033500 COMMON STOCK FILE 333
52 160
DEC 19 BR
S-8 TALK COM 12020 SUNRISE VALLEY DRIVE RESTON VA 22091 215 862-
1500
5000000 $9062500 COMMON STOCK FILE 33352162 DEC 19 BR
S-8 TALK COM 12020 SUNRISE VALLEY DRIVE RESTON VA 22091 215 862-
1500
8194309 $78721765.18 COMMON STOCK FILE 33352166 DEC 19
BR
S-3 DATALINK NET INC 1735 TECHNOLOGY WAY STE 790 SAN JOSE CA 95125
408 3671700 249998 $1007492 COMMON STOCK FILE 33352168
DEC 19 BR
S-3 DRS TECHNOLOGIES INC 3RD FLOOR SYLVAN WAY PARSIPPANY NJ 07054
973 8981500 1154238 $10215006.30 COMMON STOCK FILE 333
52 17
DEC 19 BR
10 NEWS DiGEST December 26 2000
S8 NETIQ CaRP 5410 BETSY ROSS DR SANTA CLARA CA 95054 408 3307000
5791668 $439927188 COMMON STOCK FILE 33352172 DEC 19 BR
S-8 CARDIAC SCIENCE INC 16931 MILLIKAN AVENUE IRVINE CA 92606
949 5870357 295658 $1658641 COflvION STOCK FILE 33352174
DEC 19 BR
S-8 ARI NETWORK SERVICES INC /WI 330 EAST KILBOURN AVE SUITE 200
MILWAUKEE WI 53202 414 2787676 525000 $882000 COMMON STOCK
FILE 33352176 DEC 19 BR
S-8 FOREFRONT INC 540 TANIAMI TRAIL SARASOTA FL 34236 941 954-
1144
1000000 $165000 COMMON STOCK FILE 33352178 DEC 19 BR
S-8 OPENTV CORP ABBOTT BUILDING MOUNT STREET TORTOLA ROAD TOWN
COUNTY650 4295500 148031 $287180.14 COMMON STOCK FILE 33352180
DEC 19 BR
3-8 WEB4BOATS COM INC P0 BOX 1028 LA JOLLA CA 92038 858 551-8160
600000 $48000 COIVIIVION STOCK FILE 33352186 DEC 19 BR
S-8 DIEDRICH COFFEE INC 2144 MICHELSON DRIVE STE IRVINE CA 92626
949 2601600 1250000 $429750 COMMON STOCK FILE 33352190
DEC 19 BR
S-3 SEMPRA ENERGY 101 ASH STREET BOX 129400 SAN DIEGO CA 92101
619 6962000 1000000000 $1000000000 COMMON STOCK FILE
33352192 DEC 19 BR
S-3 12 DIGITAL INC C/O NEW YORK INFORMATION TECHNOLOGY CENT
30 BROAD STREET NEW YORK NY 10004 2677647 $3025741 COMMON
STOCK
FILE 33352196 DEC 19 BR
S-8 BROADBASE SOFTWARE INC 181 CONSTITUTION DRIVE MENLO PARK CA 94025
650 6148300 6406803 $27413096.01 COMMON STOCK FILE 333
52198
DEC 19 BR
S-8 SYMANTEC CORE 20330 STEVENS CREEK BLVD CUPERTINO CA 95014
408 2539600 11892222 $409913000 COMMON STOCK FILE 333
52200
DEC 19 BR
S-3 DUKE ENERGY CORP 526 SOUTH CHURCH STREET CHARLOTTE NC 28201
704 5946200 FILE 33352204 DEC 19 BR
S-8 RCM TECHNOLOGIES INC 2500 MCCLELLAN AVE STE 350 PENNSAUKEN NJ
08109
609 4861777 500000 $1703000 COMMON STOCK FILE 33352206
DEC 19 BR
NEWS DIGEST December 26 2000
SB-2 AETHLON MEDICAL INC 7825 FAY AVENUE SUITE 200 LAJOLLA CA 92037
212 9120930 3200000 $10816000 COMMON STOCK FILE 33352212
DEC 19 BR
S4 SPSS INC 233 WACKER DR CHICAGO IL 60606 312 3292400
3725000$63958250 COMMON STOCK FILE 33352216 DEC 19 BR
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Changes in Control of Registrant
Acquisition or Disposition of Assets
Bahkruptcy or Receivership
Changes in Registrants Certifying Accountant
Other Materially Important Events
Resignations of Registrants Directors
Financial Statements and Exhibits
Change in Fiscal Year
Regulation FD Disclosure
The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports
previously filed responding to the iternsl of the form specified 8-K reports may be obtained in person
or by writing to the Commissions Public Reference Branch at 450 Fifth Street N.W Washington D.C
20549 or at the following e-mail box address publicinfosec.gov In most cases this information is
also available on the Commissions website www.sec.gov
NAME OF ISSUER
STATE 8K ITEM NOCODE DATE CONT
AAMES FINANCIAL CORP/DE
ADAPTEC INC
AEI INCOME GROWTH FUND 23 LLC
AMERICAN EXPRESS CENTURION BANK
AMERICAN FREIGHTWAYS CORP
AMERICAN FREIGHTWAYS CORP
AMERICAN FREIGHTWAYS CORP
AMERICAN RESTAURANT GROUP INC
AMERICAN RIVER HOLDINGS
ANTIGUA FUNDING CORP
ANTIGUA FUNDING CORP
AROC INC
12/21/00
11/09/00
12/08/ 00
12/15/00
12/21/00
12/21/00
12/21/00 AMEND
12/22/0012/22/00
12/11/00
12/11/GO
DE 12/22/00
S-3 SOUTHWEST GAS CORE 5241 SPRING MOUNTAIN RD P0 BOX 98510 LAS
VEGAS NV
89193 702 8767237 FILE 33352224 DEC 20 BR
S4 POLYCOM INC 1565 BARBER LANE MILPITAS CA 95035 408 5269000
7768715 $316039659 COMMON STOCK FILE 33352232 DEC 20 BR
Item
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DE
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UT
AR
AR
ARDE
CA
DE
DE
12 NEWS DIGEST December 26 2000
NPME OF ISSUER
STATE 8K ITEM NOCODE DATE CONT
CONVERA CORP
CORNING INC /NY
COST LESS INC
CREDIT SUISSE
MO BK PA TH
CREDIT SUISSE
MO BK PA TH
CREDIT SUISSE
MO BK PA TH
CREDIT SUISSE
SECURITIES
FIR BOS MOR SEC CORP
CE SE 99-WM1
FIR BOS MOR SEC CORP
CE SE 99-WM2
FIR BOS MOR SEC CORP
CE SE 99WM3FIRST BOSTON MORTGAGE
CORP
NY
DE
DE
NY
NY
NV
DE
DE
DE
DE
DE
SD
NV
DE
DR
DE
DR
CO
DE
CO
OH
DE
NY
NY
FL
IL
NC
DE
DR
DE
NY
WA
MADR
DR
DR
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12/12/00
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12/22/ 00
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12/21/00
12/14/00
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ARROW ELECTRONICS INC
ASCHE TRANSPORTATION SERVICES INC
ASSET SECURITIZATION CORP COM MOR
THR CERT SER 1999-C2
ATT CORP
ATLANTIC EXPRESS TRANSPORTATION COR
AVANI INTERNATIONAL GROUP INC //
AZCO MINING INC
BA MASTER CREDIT CARD TRUST
BARNETT AUTO TRUST 1997-A
BEAZER HOMES USA INC
BERKSHIRE HATHAWAY INC
BFX HOSPITALITY GROUP INC
BLACK HILLS HOLDING CORP
BOPPERS HOLDINGS INC /NV/
BROADBASE SOFTWARE INC
BRYAN COLLEGE STATION FINANCIAL HOL
DING CO
ME RUN CORP
CARDIMA INC
CAVION TECHNOLOGIES INC
CHARLES RIVER LABORATORIES INC
CHARLES RIVER LABORATORIES INTERNAT
IONAL INC
CHEC FUNDING LLC CENTEX HOME EQ LOA
ASSET BK TRUST 2000
CHESHIRE DISTRIBUTORS INC
CINCINNATI GAS ELECTRIC CO
CINERGY CORP
CIT EQUIPMENT COLLATERAL 2000-1
CIT EQUIPMENT COLLATERAL 2000-2
CITIZENS COMMUNITY BANCORP INC
COMMONWEALTH EDISON CO
CONE MILLS CORP
CONSECO FINANCE CORP
CONSECO FINANCE SECURITIZATIONS COR
DE
DE
CSP INC /MA/
CWABS INC
CWABS INC
DAISLTEK INTERNATIONAL CORPORATION
DEl
13 NEWS DIGEST December 26 2000
NAME OF ISSUER
DELTA FINANCIAL CORP
DELTA PETROLEUM CORP/CO
DISCOVER CARD MASTER TRUST
DISCOVER CARD MASTER TRUST
DISCOVER CARD MASTER TRUST
DLJ COMMERCIAL MORT COMM MOR
HR CERT SER 2000-CF1
DLJ COMMERCIAL MORT COMM MOR PASS
HR CERT SER 2000-CF1
DLJ COMMERCIAL MORT COMM NOR PASS
HR CERT 2000-CKP1
DLJ COMMERCIAL MORT COMM MOR PASS
HR CERT 2000-CKP1
DLJ MORTGAGE ACCEPTANCE CORP
DOLLAR TREE STORES INC
DOUBLECLICK INC
DOW CHEMICAL CO IDEDOW JONES CO INC
DYNACORE HOLDINGS CORP
EINSTEIN NOAH BAGEL CORP
ELOT INC
EMACHINES INC IDEEMBARCADERO TECHNOLOGIES INC
ESB FINANCIAL CORP
EUROTELECOM COMMUNICATIONS INC
EXELIXIS INC
EXELON CORP
FINOVA GROUP INC
FIRST BANK CORPORATE CARD MASTER TR
UST
FIRST CAPITAL INCOME GROWTH FUND
SERIES XII
FIRST CAPITAL INSTITUTIONAL REAL ES
TATE LTD
FIRST OMNI BANK CREDIT CARD MASTER
TRU ST
FIRST USA BANK NATIONAL ASSOCIATION
FLEXSTEEL INDUSTRIES INC
FNB FINANCIAL SERVICES CORP
FORD MOTOR CO
GLOBAL ECO-LOGICAL SERVICES INC
GREATER ATLANTIC FINANCIAL CORP
GREENWICH CAPITAL ACCEPTANCE INC
GST TELECOMMUNICATIONS INC
HADRO RESOURCES INC
HALLIBURTON CO
HARDINGE INC
HEADWATERS INC
HEALTHCARE COM CORP
HELLER FUNDING CORP
HELLER FUNDING CORP
HEXCEL CORP /DE/
1-JITCOM CORP
HOME PROPERTIES OF NEW YORK INC
DE 12/11/00
DE 12/11/00
DE 12/11/00
12/22/00
12/18/00
12/21/00
12/22/00
12/22/00
12/18/00
12/12/00
12/22/00
12/22/00
10/09/00
12/20/00
04/18/00
12/08/00
12/20/00
12/20/00
12/22/00
12/22/00
12/22/00
11/30/00
12/11/00
12/11/00
12/22/00
12/21/00
12/31/00
12/22/00
12/21/00
12/19/00
12/15/00
12/21/00
12/20/00
12/22/00
12/20/00
12/13/00
12/14/00
12/19/00
12/22/00
12/22/00
STATE 8K ITEM NOCODE DATE CONT
DE 12/22/00
CO 12/22/00
DE 12/15/00
DE 12/15/00
DE 12/19/00
PASS DE 12/11/00
AMEND
XX
DE
VADE
DE
DE
DE
DE
VA
DE
PA
DE
PA
DE
NY
IL
IL
MN
NC
DE
DE
DE
DE
DE
NV
DE
NY
DE
GA
DE
DE
DE
DE
MD
14 NEWS DIGEST December 26 2000
OF ISSUER
STATE 8K ITEM NOCODE DATE CO4ENT
HUGOTON ROYALTY TRUST
ICG COIIUNICATIONS INC IDEICG FUNDING LLC
ICG HOLDINGS CANADA Co /CO/
ICG HOLDINGS INC
IENTERTAINMENT NETWORK INC
IJC VENTURES CORP
IKON RECEIVABLES LLC
IMPAC SECURED ASSETS CORP
INTERGRAPH CORP
IXL ENTERPRISES INC
JAGUAR INVESTMENTS INC
JONES INTERNATIONAL NETWORKS LTD IC
0/
JUNO ONLINE SERVICES INC
LA-Z-BOY INC
LACLEDE STEEL CO /DE/
LASALLE RE HOLDINGS LTD
LEHMAN ABS CORP
LEUCADIA NATIONAL CORP
LEVITZ FURNITURE CORP /FL/
LEVITZ FURNITURE INC
LITTLE SWITZERLAND INC/DE
LUCENT TECHNOLOGIES INC
MACK CALl REALTY
MAF BANCORP INC
MAGNA ENTERTAINMENT CORP
MALAN REALTY INVESTORS INC
MANUGISTICS GROUP INC
MBT FINANCIAL CORP
MECHANICAL TECHNOLOGY INC
MEDAREX INC
MEDICALOGIC/MEDSCAPE INC
MICHAEL FOODS INC /MN
MILESTONE CAPITAL INC
ML MEDIA PARTNERS LP
MODEM MEDIA INC
MULTIMEDIA INC
NABISCO INC
NATIONSBANK OF DELAWARE NA
NATIONSCREDIT GRANTOR TRUST
NATIONSCREDIT GRANTOR TRUST
NATIONSCREDIT GRANTOR TRUST
NATURAL WONDERS INC
NCT FUNDING CO LLC
NETCREATIONS INC
NEW CENTURY MORT SEC INC NEW CENT
EQ LN TR SER 2000-NCA
NEXTEL INTERNATIONAL INC
NEXTEL INTERNATIONAL INC
NPS INTERNATIONAL CORP
NUMERICAL TECHNOLOGIES INC
OCWEN ASSET INVESTMENT CORP
OPAL TECHNOLOGIES INC
12/20/00
12/18/00
12/18/00
12/18/00
12/18/00
12/22/00
12/22/00
11/29/00
12/22/00
12/22/00
12/07/00
12/14/00
12/21/00
12/22/00
12/22/00
12/15/00
12/22/00
12/22/00
12/20/00
12/22/00
12/22/00
08/03/00
12/21/00
12/21/00
12/19/00
12/21/00
12/07/00
12/22/00
12/22/00
10/21/99
12/22/00
12/21/00
12/21/00
12/20/00
12/22/00
12/22/00
12/20/00
12/11/00
12/15/00
12/11/00
12/11/00
12/11/00
12/17/00
12/18/00
12/21/00
12/31/00
12/22/00 AMEND
12/22/00 AMEND
12/08/00
10/27/00 AMEND
12/22/00
12/06/00 AMEND
XX
TX
DE
DE
DE
CO
NC
DE
CA
DE
DE
NV
CO
DE
MI
DE
DE
NY
FL
DE
DE
DE
DE
DE
DE
MI
DE
MI
NY
NJ
OR
CO
NY
DE
DE
NJ
DE
DE
DE
DE
DE
DE
NY
DE
WAWA
DE
DE
FL
NV
199611997119 972
15 NEWS DIGEST December 26 2000
NAME OF ISSUER
STATE 8K ITEM NOCODE 123456789 DATE CONT
ORION POWER HOLDINGS INC
PACIFIC GAS ELECTRIC CO
.PACIFIC GATEWAY EXCHANGE INC
PAPA JOHNS INTERNATIONAL INC
PARAMARK ENTERPRISES INC
PATH NETWORK TECHNOLOGIES INC
PEOPLES BANCORP
PEOPLES BANCTRUST CO INC
PGE CORP
PHILIP MORRIS COMPANIES INC
PINNACLE HOLDINGS INC
PNV INC
PSI ENERGY INC
QUIDEL CORP IDERANTRON INTERNATIONAL CORP
RENT WAY INC
ROWAN COMPANIES INC
SABRE HOLDINGS CORP
SCHEIB EARL INC
SCI SYSTEMS INC
SELECT MEDIA COIUUNICATIONS INC
SOVEREIGN SPECIALTY CHEMICALS INC
SPIEGEL CREDIT CORP III
SPIEGEL MASTER TRUST
ST JUDE MEDICAL INC
STANDARD PACIFIC CORP IDESTRUCTURED ASSET MORTGAGE INVESTMEN
TS INC
SUN HYDRAULICS CORP
SUNAIR ELECTRONICS INC
SYNOPSYS INC
SYSCO INTERNATIONAL CORP
TAMBORIL CIGAR CO
TASTY BAKING CO
TEXOIL INC /NV/
TRANSMEDIA ASIA PACIFIC INC
TRIMFAST GROUP INC
TRINITY ENERGY RESOURCES INC
REALTEL INC
UNION CARBIDE CORP /NEW/
UNITED WISCONSIN SERVICES INC
US AIRWAYS GROUP INC
US AIRWAYS INC
US INDUSTRIES INC /DE
USA BIOMASS CORP
VALUECLICK INC/CA
VECTREN CORP
VE.NTAS INC
VISKASE COMPANIES INC
WODFI LLC
WORLD OMNI AUTO RECEIVABLES LLC
12/11/00
12/22/00
12/15/00
12/22/00
12/15/00
10/30/00 AMEND
12/22/00
12/20/00
12/22/00
12/11/00
12/22/00
12/20/00
12/22/00
12/08/00
12/14/00
12/22/00
12/20/00
10/10/00 AMEND
12/15/00
12/20/00
10/30/00 AMEND
10/11/00 AMEND
12/19/00
12/19/00
12/19/00
12/21/00
12/22/00
12/15/00
12/22/00
12/18/00
12/14/00
12/22/00
12/22/00
10/13/00 AMEND
12/13/00
12/20/00
12/05/00
12/08/00
12/22/00
12/22/00
12/22/00
12/22/00
12/21/00
12/08/00 AMEND
12/08/00
12/15/00
12/20/00
12/15/00
11/30/00
11/30/00
CA
DE
DE
DE
IN
AL
CA
VA
DE
DE
IN
DE
DE
PA
DE
DE
DE
DE
NY
DE
DE
DE
MN
DE
DE
FL
FL
DE
DE
DE
PA
NV
DE
NV
DE
NY
WI
DE
DE
DE
DE
DE
IN
DE
DE
FL
DE
XX
XX
16 NEWS DIGEST December 26 2000