sec news digest, 12-12-1990 · 2008. 6. 10. · ~,'y library issue 90-239 december 12, 1990 dtg 1...

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~,'Y LIBRARY Issue 90-239 December 12, 1990 DtG 1 81990 VICTOR S. FISHMAN ENJOINED The Chicago Regional Office announced that on December 3rd Judge Patricia Fawsett of the U. S. District Court for the Middle District of Florida entered an Order of Permanent Injunction against Victor S. Fishman (Fishman) enjoining him from further violations of the registration and anti-fraud provisions of the federal securities laws and ordering him to make disgorgement in the amount of $106,355 plus pre-judgment interest payment which was waived based upon Fishman's demonstrated inability to pay. The Order was issued pursuant to Fishman's consent without admitting or denying the allegations of the Commission's complaint. The Commission's complaint alleged, among other things, that during the period from in or about August 1985 to in or about March 1988, Fishman raised over $100,000 from the fraudulent sale of unregistered investment contracts to at least nine investors in at least three states. The complaint further alleged that in the offer and sale of these investment contracts, Fishman told investors that they were purchasing liquid interests in bond funds, stocks or mutual funds. In reality, Fishman used the investors' funds to pay for his own personarexpenses and to payoff obligations to prior investors. [SEC v. Victor S. Fishman, M.D. Fla., No. 90-855-Civ-Orl-l9, filed November 19, 1990) (LR-12729) IFP AND PAUL WAGNER PERMANENTLY ENJOINED The Chicago Regional Office announced that on November 27 the Honorable S. Hugh Dillin, U.S. District Judge for the Southern District of Indiana, issued an Order of Permanent Injunction and Other Equitable Relief against the Institute for Financial Planning of Indiana, Inc. (IFP) and Paul Wagner (Wagner). The Order enjoins them from further violations of the antifraud and books and records provisions of the federal securities laws and it requires disgorgement of $438,550.23. Defendants consented to the entry of the Order without admitting or denying the allegations. The complaint alleged that IFP, a registered investment adviser, and its President, Wagner, raised funds in the offer and sale of securities in the form of notes and evidences of indebtedness. IFP and Wagner falsely told the investors that the money would be used to finance certain business ventures. The money was instead used to repay personal loans Wagner made to IFP and to fund the operating expenses of IFP.

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  • ~,'Y

    LIBRARY Issue 90-239 December 12, 1990

    DtG 1 81990

    VICTOR S. FISHMAN ENJOINED

    The Chicago Regional Office announced that on December 3rd Judge Patricia Fawsett of the U. S. District Court for the Middle District of Florida entered an Order of Permanent Injunction against Victor S. Fishman (Fishman) enjoining him from further violations of the registration and anti-fraud provisions of the federal securities laws and ordering him to make disgorgement in the amount of $106,355 plus pre-judgment interest payment which was waived based upon Fishman's demonstrated inability to pay. The Order was issued pursuant to Fishman's consent without admitting or denying the allegations of the Commission's complaint.

    The Commission's complaint alleged, among other things, that during the period from in or about August 1985 to in or about March 1988, Fishman raised over $100,000 from the fraudulent sale of unregistered investment contracts to at least nine investors in at least three states. The complaint further alleged that in the offer and sale of these investment contracts, Fishman told investors that they were purchasing liquidinterests in bond funds, stocks or mutual funds. In reality, Fishman used the investors' funds to pay for his own personarexpenses and to payoff obligations to prior investors. [SEC v. Victor S. Fishman, M.D. Fla., No. 90-855-Civ-Orl-l9, filed November 19, 1990) (LR-12729)

    IFP AND PAUL WAGNER PERMANENTLY ENJOINED

    The Chicago Regional Office announced that on November 27 the Honorable S. HughDillin, U.S. District Judge for the Southern District of Indiana, issued an Order of Permanent Injunction and Other Equitable Relief against the Institute for Financial Planning of Indiana, Inc. (IFP) and Paul Wagner (Wagner). The Order enjoins them from further violations of the antifraud and books and records provisions of the federal securities laws and it requires disgorgement of $438,550.23. Defendants consented to the entry of the Order without admitting or denying the allegations.

    The complaint alleged that IFP, a registered investment adviser, and its President,Wagner, raised funds in the offer and sale of securities in the form of notes and evidences of indebtedness. IFP and Wagner falsely told the investors that the moneywould be used to finance certain business ventures. The money was instead used to repay personal loans Wagner made to IFP and to fund the operating expenses of IFP.

    http:$438,550.23

  • The complaint also alleged that IFP and Wagner failed to make and keep certain book~ and records pursuant to the Investment Advisers Act and that IFP and Wagner made ar untrue statement of material fact in IFP's investment adviser registration application(Form ADV) filed with the Commission in March 1986. [SEC v. Institute for Financial Planning of Indiana, Inc. and Paul Wagner, S.D. Indiana, Civil Action No. IP 90 1896-C, filed October 3, 1990] (LR-12730)

    ,,- .. ',' ... ',',","

    HOLDING COMPANY ACT.iELEASES. _. -- .. -_

    NATIONAL FUEL GAS COMPANY A notice has been issued giving interested persons until December 31, 1990 to request a hearing on a proposal by National Fuel Gas Company (NFG) , a registered holdingcompany, and its wholly owned subsidiary companies, Data-Track Account Services, Inc. (Data-Track) and Seneca Resources Corporation (Seneca) to include Data-Track in the NFG System Money Pool with a borrowing limit of $500,000 and increase the amount of money that Seneca can borrow from it by $20 million through December 31, 1991. (ReI.35-25202)

    GRANITE STATE ELECTRIC COMPANY

    A notice has been issued giving interested persons until December 31, 1990 to request a hearing on a proposal by The Narragansett Electric Company (Narragansett), a subsidiary of New England Electric System (NEES), a registered holding company. Byprior order, the Commission authorized, inter alia, Narragansett to lend money in the NEES Money Pool and, through October 31, 1993, to borrow from the NEES Money Pool and/or banks in an aggregate principal amount of $70 million. (HCAR No. 25176, Sept. 21, 1990.) Narragansett now proposes to issue and sell up to $70 million in commercial paper through October 31, 1993 in the form of unsecured promissory notes under an exception from competitive bidding. The aggregate principal amount of all borrowings by Narragansett, either from the NEES Money Pool, banks or the proposed issuance and sale of commercial paper will not exceed $70 million through October 31, 1993. (ReI. 35-25202)

    EASTERN EDISON COMPANY

    An order has been issued authorizing a proposal by Eastern Edison Company (Eastern Edison), a wholly owned electric public-utility subsidiary company of Eastern Utilities Associates, a registered holding company, and Eastern Edison's wholly owned electric public-utility subsidiary company, Montaup Electric Company (Montaup),whereby: (1) Eastern Edison proposes to issue and sell through September 30, 1992 up to $100 million in any combination of (a) one or more series of First Mortgage and Collateral Trust Bonds, (b) medium term securities, either as first mortgage bonds or unsecured notes and (c) unsecured notes; (2) Montaup proposes to issue and sell to Eastern Edison up to $50 million of debenture bonds; and (3) Eastern Edison proposes to make capital contributions to Montaup of up to $100 million. Eastern Edison and Montaup propose to issue and sell the securities under an exception from competitive bidding. (ReI. 35-25204)

    2 NEWS DIGEST, December 12, 1990

  • A. AHLSTROM CORPORATION

    An order has been issued exempting A. Ahlstrom Corporation under Section 3(a)(5) of the Public Utility Holding Company Act as a foreign holding company that derives no material part of its income from public-utility operations within the United States. (Re!. 35-25205)

    ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

    The Commission granted accelerated approval to a proposed rule change filed by the Chicago Board Options Exchange (SR-CBOE-90-30) under Rule 19b-4 of the Securities Exchange Act to permit the listing of long-term stock index options with expirationsof up to 36 months and the listing of options on reduced value Standard & Poor's 100 to 500 indexes. Publication of the approval is expected in the Federal Registerduring the week of December 17. (ReI 34-28686)

    PROPOSED RULE CHANGES

    Proposed rule changes have been filed under Rule 19b-4 of the Securities Exchange Act by the following: Options Clearing Corporation (SR-OCC-90-13) relating to an electronic mail service to be offered to its clearing members and fees to be chargedin connection therewith (ReI. 34-28688); and Chicago Board Options Exchange (SR-CBOE-90-31) to reduce the time period a delayed opening in index options will last from 15 minutes to 5 minutes (ReI. 34-28689). Publication of the notices is expected to be made in the Federal Register during the week of December 17 .

    .... '- .. ." --".',"-

    . - ;-:.:';'"-'""'. '.:'.".- .. ---.'" . - -.-,"

    SECURITIES ACT··RECISTRATIONS

    The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name,Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managingunderwriter or depositor (if applicable); File number and date filed; Assigned Branch;and a designation if the statement is a New Issue.

    S-3 ALZA CORP, 950 PAGE MILL RD, PO BOX 10950, PALO ALTO, CA 94303 (415) 494-5000 -

    690,000,000 ($158,244,600) STRAIGHT BONDS. (FILE 33-38017 - NOV. 30) (BR. 4)

    F-1 FONIC INC, 3 WEST 35TH ST 11TH FL, NEW YORK, NY 10001 (212) 268-5700 - 700,000

    ($3,500,000) FOREIGN COMMON STOCK_ 1,400,000 ($4,550,000) FOREIGN COMMON STOCK.

    70,000 ($700) WARRANTS, OPTIONS OR RIGHTS. 70,000 ($385,000) FOREIGN COMMON STOCK.

    140,000 ($455,000) FOREIGN COMMON STOCK. UNDERWRITER: AMERICAN BOND GROUP INC. (FILE

    33-38028 - NOV. 30) (BR. 12 - NEW ISSUE)

    NEWS DIGEST, December 12, 1990 3

  • REGISTRATIONS CONTINUED

    S-4 PUBLIC STORAGE PROPERTIES XVIII INC. 1015 GRANOVIEY AVE, GLENDALE, CA 91201 (818) 244-8080 - 3,737,374 ($64,095,964) COMMON STOCK. 324,989 ($3,249.89) CCM40N STOCK. 920,802 ($9,208) COMMON STOCK. (FILE 33-38034 - DEC. 03) (BR. 5 - NEY ISSUE)

    S-8 ONEIDA LTD, CIO INTERNAL AUDITOR, ONEIDA, NY 13421 (315) 361-3636 - 601,254 ($5,411,286) COMMON STOCK. (FILE 33-38036 - DEC. 03) (BR. 10)

    S-8 CHALONE INC, 301 HOWARD ST STE 830, SAN FRANCISCO, CA 94105 (415) 546-7755 -80,000 ($730,000) COMMON STOCK. (FILE 33-38038 - DEC. 03) (BR. 11)

    S-8 COMPAQ CC»4PUTER CORP, 20555 SH 249, HOUSTON, TX 77070 (713) 370-0670 - 300,000($15,937,500) CCM40N STOCK. (FILE 33-38044 - DEC. 04) (8R. 10)

    S-8 VALERO ENERGY CORP, 530 MCCUllOUGH AVE, SAN ANTONIO, TX 78215 (512) 246-2000 -600,000 (S10,568,972) COMMON STOCK. (FILE 33-38045 - DEC. 03) (8R. 4)

    F-6 UNITED OVERSEAS BANK lTD IAPR/, 48 WALL ST, CIO BANK OF NEW YORK, NEW YORK, NY 10286 (212) 495-1727 - 50,000,000 ($2,500,000) DEPOSITARY RECEIPTS FOR COMMON STOCK. (FILE33-38046 - DEC. 03) (8R. 99)

    S-8 WESTBANK CORP, 225 PARK AVE, WEST SPRINGFIELD, MA 01090 (413) 781-7500 - 167,189($261,782) COMMON STOCK. (FilE 33-38058 - NOV. 26) (BR. 1)

    S-8 ARCO CHEMICAL CO, 3801 WEST CHESTER PIKE, NEYTOYN SQUARE, PA 19073 (215) 359-2000 (FILE 33-38062 - DEC. 03) (8R. 1)

    S-8 ARKlA INC, ARKlA BLDG, 525 MILAM ST, SHREVEPORT, lA 71101 (318) 429-2700 - 203,478(S3,904,234.10) COMMON STOCK. (FILE 33-38063 - DEC. 03) (8R. 7)

    S-8 ARKlA INC, ARKlA BLDG, 525 MILAM ST, SHREVEPORT, lA 71101 (318) 429-2700 - 358,169($6,872,367.70) COMMON STOCK. (FILE 33-38064 - DEC. 03) (BR. 7)

    S-3 INTERNATIONAL PAPER CO INEWI, TWO MANHATTANVILLE RD, PURCHASE, NY 105n (914) 397-1500 - 800,000,000 (S800,000,000) STRAIGHT BONDS. (FilE 33-38065 - DEC. 04)(BR. 8)

    S-3 WEYERHAEUSER CO, TActtIA, WA 984n (206) 924-2345 - 750,000,000 (S750,000,000)STRAIGHT BONDS. (FilE 33-38067 - DEC. 04) (BR. 8)

    S-8 CHALONE INC, 301 HOYARD ST STE 830, SAN FRANCISCO, CA 94105 (415) 546-7755 -40,000 (S319,250) COMMON STOCK. (FILE 33-38070 - DEC. 04) (BR. 11)

    N-1A BRANCH CABELL INVESTMENT TRUST, 105 NORTH WASHINGTON ST, P 0 DRAWER 8315",ROCKY MOUNT, NC 27804 (919) 972-9922 - INDEFINITE SHARES. (FILE 33-38074 - DEC. 03)(BR. 16 - NEY ISSUE)

    S-6 SEARS TAX EXEMPT INVESTMENT TRUST INSURED lONG TERM SER 33, 130 lIBERTY ST,CIO DEAN YITTER REYNOLDS INC, NEY YORK, NY 10006 - 2,000 (S2,000,000) UNIT INVESTMENT TRUST. (FILE 33-38086 - DEC. 04) (8R. 22 - NEY ISSUE)

    S-3 CONNECTICUT NATURAL GAS CORP, 100 COLlJtBUS BLVD, HARTFORD, CT 06103 (203) 727-3000 - 800,000 (S13,600,000) COMMON STOCK. (FILE 33-38087 - DEC. 05) (8R. 7)

    4 NEWS DIGEST, December 12, 1990

  • REGISTRATIONS EFFECTIVE:

    November 28: Rohm and Haas Company, 33-37757.

    November 29: Cash America Investments, Inc., 33-37801.

    December 3: Norwest Corporation, 33-38013.

    December 4: Fleet Consumer Discount Company (PA) , 33-37185-08; Fleet Finance, Inc

    (RI), 33-37185; Fleet Finance, Inc. (SC), 33-37185-06; Fleet Finance, Inc. (TN); 33

    37185-07; Fleet Finance Home Equity Trust 1990-1, 33-37185-01; Fleet Finance, Inc. (DE)

    33-37185-02; Fleet Finance & Mortgage, Inc. (NC); Fleet Finance Inc. of Georgia, 33

    37185-05; Fleet Industrial Loan Company, 33-37185-09; Fleet Finance of Louisana, Inc.

    33-37185-10; Fleet Industrial Loan Co. of Minnesota, Inc., 33-37185-11; FleetjWashingtol

    Indstrial Loan Co., 33-37185-12; GE Capital Mortgage Services, Inc., 33-37832; anI

    Public Storage Properties XIV, Inc., 33-37681.

    December 5: Union Tank Car Company, 33-37708.

    December 6: Keystone America State Tax Free Fund, 33-37131 .

    i.·.·}i¢ijtit~i~fii:ial:i.··§ii;;.iii:.·,••..•..••..••..• .• .•·;.·.•.;;.·;.·; •• •• ;.·.· .. ··;.· ..•.••.• ...••.•..••..•..•..•••••••••.•••..•••.........i··...C .. .; •. ·..·..···..··..;·.i · .. ;••;..;••;••;••..•.;••;••;.;;•.;••; ;.;;..•..; ; •..; ;••;.·.;.·;.;.;.·.i.i; .• .•.· ·.• · ·:-:-:.:-:-»:-xc- :.:.: ->:- .:-:.:.;. ".>:.: .:.:.:.:.:- .".. . '.' _. ;.:.: .:-:

  • ACQUISITIONS CONT.

    EVENT SHRS(OOO)! aJSlPI FILING NAMe AND CLASS OF STOCKIOWNER FORM DATE WED PRIORI STAM

    MTECH CORP COl 331 03232910

    ANDERSON KENNETH W 13D 11/13/90 5.1 5.2 UPDATE

    MTECH CORP cot 539 03232910

    MITSUlISNI CORP 13D 11"3/90 8.3 8.3 UPDATE

    BRNF LIQUIDATING TRUST LIG CERTIFICATES 1,09'6 05591699

    FARALLON CAP MGMT ET AL 13D 11/30/90 22.7 10.6 UPDATE

    BID TECHNOlOGY GEN CORP cot ' ) 5,748 09057810

    BLECH DAVID 13D 11/26/90 40.8 38.6 UPDATE

    BONNEVILLE PAC CORP COl 12,361 09890410

    PORTLAND GENERAL CORP ET AL 130 121 4190 76.8 8.3 UPDATE

    BOONTON ELECTRS CORP COl 98 09925710

    SIDCO. IJlIIMTS 13D 12/ 4/90 NIA NIA UPDATE

    CELUTEL INC COM NEW 5,392 15120320

    CONTINENTAL BK CORP ET AL 13D 11/29/90 100.0 0.0 NEW

    CENTENNIAL FINL CORP COl 15 15199410

    HOlDEN ROBERT E ET AL 130 11/30/90 7.1 0.0 NEW

    CENTENNIAL FINL CORP COl 16 15199410

    RUST EDGAR A ET AL 13D 11/30/90 7.4 0.0 NEW

    DANIELSON HLOG CORP COl 1,803 23627410

    GILLESPIE ROKANI M 130 11/27/90 13.5 13.5 UPDATE

    DANIELSON HLOG CORP COl 1,127 23627410

    WHITMAN HEFFERNAN RHEIN & CO 130 11/27190 8.4 0.0 NEW

    DIGITAL SOUND CORP COl 809 25391110

    RAINWATER RICHARD E ET AL 130 11/28/90 4.6 5.6 UPDATE

    DIVERSIFIED INDS INC COl 316 25526410

    AUGUSTUS BERATUMG - BETEILIGUIC 130 11/27/90 6.7 0.0 NEW

    DYNAMICS CORP MER COl 803 26803910

    GAMCO INVESTORS INC ET AL 130 121 6/90 20.6 19.7 UPDATE

    EMULEX CORP COM 1,351 29247510

    ADVENT V LTD ET AL 130 11/27190 13.1 13.0 UPDATE

    EVANS & SUTHERLAND COMPUTER COl 966 29909610 HARRIS ASSOCIATES INC 13D 12/ 3/90 11.2 10.2 UPDATE

    EYE TECHNOLOGY INC COl 2,075 30190710 $ICIER DAVID A 130 11/28/90 NIA NIA UPDATE

    FIRST EXECUTIVE CORP DEP PREFERENCE SH 2,189 32013587 SMITH DAVID T ET AL 130 11/28/90 7.6 0.0 NEW

    FLEXSTEEL lIDS INC COl 446 33938210 HUGHES MARY Loo REVOCABLE TR 130 11/ 2/90 6.3 6.6 UPDATE

    NEWS DIGEST, December 12, 1990

  • ACQUISITIONS CONT.

    EVENT SHRS(ooo)l CUSIP/ FILING NAME AND CLASS OF STOCK/OWNER FORM DATE WED PRIORI STAM

    GREAT SOOTHN IIANCORP INC cot 122 39090510 TURNER YILLIAM V ET AL 13D 11/30/90 5.9 0.0 NEY

    HOlLYWOOD PK RLTY ENTERPRISE PAIRED CTF 422 43625929 HUBBARD R D ET AL 130 12/ 6/90 10.6 10.7 UPDATE

    HOlLYWOOD PK RLTY ENTERPRISE PAIRED CTF 422 43625929 HUBBARD R 0 ET AL 130 12/ 6/90 10.6 10.7 RVSION

    HOlLYWOOD PK RLTY ENTERPRISE PAIRED CTF 422 43625929 HUBBARD R D ET AL 130 12/6/90 10.6 10.7 UPDATE

    IN-STORE ADVERTISING YIND POINT PRTNRS

    INC cot II ET AL 130 11/29/90

    1,11114.3

    45291810 0.0 NEY

    INTERSTATE/JOHNSON lANE KELLOGG PETER R

    INC cot 130 11/27/90

    401 46089210 5.9 0.0 NEY

    KANEB SERVICES INC GAMCO INVESTORS INC ET AL

    cot 130 11/29/90

    1,7445.5

    48417010 0.0 NEY

    LATSHAY ENTPRS INC cot 251 51839910 LATSHAY JOHN 130 11/15/90 43.2 36.9 UPDATE

    LIPOSOME BLECH

    TECHNOLOGY DAVID

    INC cot 130 11/20/90

    3,72036.7

    53631110 35.3 UPDATE

    LITTLEFIELD ADAMS & CO cot -5 53758110 NAFF LLOYD G 130 12/ 3/90 0.5 5.9 UPDATE

    MONARCH CAP CORP cot 279 60902310 ODYSSEY PARTNERS ET AL 130 12/ 5/90 3.8 8.6 UPDATE

    NCR CORP cot 0 62886210 AMERICAN TEL & TELEG CO 140-1 12/10/90 0.0 0.0 NEY

    NATIONAL MICRONETICS INC TAB IL MEOlA CO ET AL

    cot 130 12/ 5/90

    10,50050.9

    63699410 50.9 UPDATE

    NEIMAN MARCUS GROOP INC GAMCO INVESTORS INC ET AL

    cot 130 12/ 5/90

    2,4847.6

    64020410 7.1 UPDATE

    NORTEK INC BREADY ASSOC ET AL

    cot 130 11/30/90

    1,72113.0

    65655910 12.5 UPDATE

    NORTEK INC BREADY RICHARD L

    cot 130 11/30/90

    2,46618.6

    65655910 11.6 UPDATE

    NEWS DIGEST. December 12. 1990 7

  • ACQUISITIONS CONT.

    EVENT SHRS(OOO)/ CUSIPI FILING NAME AND CLASS OF STOCK/OWNER FORM DATE WED "1_ STATUS

    NOVELLUS SYS INC cot 858 67000810

    TIGER ET AL 130 11/30/90 6.5 5.2 UPDATE

    OAJCWOO IKJES CORP cot 264 67409810

    PHILLIPS KERMIT G II 130 12/ 1/90 5.1 0.0 lIEU

    OGLEBAY NORTON CO cot 177 67700710

    W£IL JOHN 0 130 11/30/90 7.0 5.6 UPDATE

    OPTICORP a.. COllY PFD STK 0 68387720

    SOROKO SHARON B ET AL 130 11/28/90 0.0 NIA UPDATE

    RESIDENTIAL MTG INVTS INC cot 323 76111110

    ENTREKIN HUGH W ET AL 130 11/28/90 7.6 5.0 UPDATE

    SAMNA CORP cot 2,988 79590310

    LOTUS DEVELOPMENT CORP 140-1 121 7/90 94.6 0.0 UPDATE

    SCAT HOVERCRAFT INC cot 13,336 80618710

    HELM RESOURCES INC 130 11/14190 92.7 0.0 NEIl

    SELECTRONICS INC CON 18,292 81631410

    XEROX CORP ET Al 130 11/30/90 47.8 0.0 N£W

    SEOUA CORPORATION CL A 393 81732010

    TIGER ET AL 130 11/28/90 6.5 5.1 UPDATE

    STAPLES INC cot 564 85503010

    TIGER ET AL 130 11/27/90 5.9 0.0 NEIl

    TOCOR INC UN IT 12/31/1994 145 88890820

    PANCOf ARTHUR 130 11/28/90 5.1 0.0 NEW

    TORO CO CON 1,429 89109210

    HARRIS ASSOCIATES INC 130 11/28/90 12.1 13.2 UPDATE

    UNITED FASHIONS INC CON 3,932 91024810

    CPO ASSOC L P ET AL 130 11/24/90 20.4 9.2 UPDATE

    VICOff INDS INC CCJI 343 92581110

    CHUGAI BOYEKI (AMERICA) ET AL 130 12/ 3/90 12.4 14.8 UPDATE

    NEWS DIGEST. December 12. 1990

  • Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant.

    Item 2. Acquisition or Disposition of Assets.

    Item 3. Bankruptcy or Receivership.

    Item 4. Changes in Registrant's Certifying Accountant.

    Item 5. Other Materially Important Events.

    Item 6. Resignations of Registrant's Directors.

    Item 7. Financial Statements and Exhibits.

    The companies listed below have filed 8-K reports for the date indicated and/or

    amendments to 8-K reports previously filed, responding to the item(s) of the form

    specified. Copies of the reports may be purchased from the Commission's Public

    Reference Room (when ordering, please give the date of the report). An invoice will

    be included with the requested material when mailed.

    STATE 8K ITEM NO. NAME OF ISSUER CODE 12345678 DATE C(J4MENT-------.----.--.-------.---.------------- ----.-- .. ------- .---- ... --AIR MIDWEST INC KS X X 10/27/90ALAMCO INC DE X X 12/07/90AMERICAN BRANDS INC /DE/ DE X X 12/06/90AMERICAN MIDLANO CORP NY X 11/24/90ANDROS INC DE X 12/06/90 ARX INC DE X X 11/27/90BANCFLORIDA FINANCIAL CORP DE X X 11/21/90BANKWORCESTER CORP DE X X 12/05/90BMA CORP /WJ/ WJ X X 12/05/90BOISE CASCADE CORP DE X X 11/01/90BRAUVIN HIGH YIELD FUND L P II DE X 11/20/90CAPITAL APPRECIATION PLUS L P I DE X 11/09/90CARE PLUS INC FL X X 12/01/90CCR VIDEO CORP DE X 11/23/90CENTENNIAL FINANCIAL CORP DE X X 12/06/90CHICAGO DOCK & CANAL TRUST IL X 12/03/90CHILES OFFSHORE CORP DE X X 11/29/90CITICORP MORTGAGE SECURITIES INC DE X 11/27/90CITICORP MORTGAGE SECURITIES INC DE X 11/28/90CITICORP NATIONAL SERVICES INC CONSUM AU DE X X 12/07/90COBB RESOURCES CORP NM X X 11/28/90COLLATERALIZED MORTGAGE SECURITIES CORP NO X X 10/30/90 AMEND COLONIAL STORAGE CENTERS I LTD TX X X 11/21/90COLONIAL STORAGE CENTERS II LTD TX X X 11/21/90COLONIAL STORAGE CENTERS III LTD TX X X 11/21/90COLUMBIA LABORATORIES INC DE X X 11/30/90CONCORD MILESTONE INCOME FUND II L P DE X 12/07/90CONCORD MILESTONE INCOME FUND LP DE X 12/07/90DEERE & CO DE X X 12/04/90DEERE JOHN CApITAL CORP DE X 12/04/90EASTERN BANCORP INC DE X X 11/06/90

    NEWS DIGEST, December 12, 1990 9

  • SK REPORTS CONT.

    STATE 8IC ITEM NO. NAME OF ISSUER ._--------_._._.----------------_._.----EXPLORATION CO OF LOUISIANA INC FIELDCREST CANNON INC FINANCIAL SERVICES CORPORATION OF THE MI

    COOE

    DE DE DE

    12345678 -.-_.-----.-.--X X X X

    -DATE -.-.----12/04/9012/05/9011121/90

    COMMENT

    FINEVEST FOODS INC FIRST FLORIDA BANKS INC FIRST NATIONAL REALTY ASSOCIATES INC FIRSTCORP INC FLEET NOR STAR FINANCIAL GROUP INC FORD MOTOR ClEO IT CO FORT HOWARD CORP GE CAPITAL MORTGAGE SERVICES INC GREINER ENGINEERING INC HEALTHVEST HELDOR INDUSTRIES INC ILLINOIS CENTRAL CORP INTELLIGENT ELECTRONICS INC INTERNATIONAL YOGURT CO INVESTORS COMMODITY FUND. II INVESTORS COMMODITY FUND III JRM HOLDINGS INC JUSTIN INDUSTRIES INC LIGHTNING BOLT INTERNATIONAL INC LUND INTERNATIONAL HOLDINGS INC MAGNA INTERNATIONAL INC MAGNOLIA FUND LTD MARINE MIDLAND 1987-1 CARS SM TRUST

    DE FL NV DE RI DE DE NJ' NV MD CT DE PA OR CO CO DE TX NV DE

    CO NY

    X X

    X X X

    X X X X

    NO ITEMS X X X X X

    X X

    X X

    X X X

    X X

    X X

    X X X

    X

    X X X

    X X

    X X

    11/30/9012/06/90 11/29/9011/30/9012/04/9010110/9012/07/9011/26/90 11/07/9012/06/9012/05/9012/04/9012/03/9011/21/9012/03/9012/03/9011/29/9012/03/9010/15/9011/09/9012/03/9012/03/9011/15/90

    AMEND

    MAY DEPARTMENT STORES CO MEDIA DEVELOPMENT INDUSTRIES LTD MERIDIAN FUND LTD MILESTONE PROPERTIES INC MISSOURI RESEARCH LABORATORIES INC MORNINGSTAR fOODS INC NEW YORK STATE ELECTRIC & GAS CORP NORTH ATLANTIC INDUSTRIES INC

    NY NV CO DE NO DE NY NY

    X

    X

    X X

    X X

    X

    X

    X

    X

    X

    X

    12/06/9010/29/9012/03/9012/07/9011/30/9011/30/9012/05/9011/30/90

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    X X

    X X X X X

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    NEWS DIGEST, December 12, 1990 10

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    X

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    12 NEWSDIGEST, December 12, 1990