sec news digest, 08-09-1993 · court of the crime of swindle in a case involving the fraudulent...

AUG I I l~~j

U.S. SECURITIES Issue 93-152 EXCHANGE COMMISSION August 9, 1993

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CXVIL . PROCBBDXIIG8 ..•.....

LEONARD ZOIC CONVICTED OF SWINDLE IN HISTORIC COSTA RICA TRIAL

The Commission announced that Leonard C. Zrnic has been convicted in a Costa Rican court of the crime of swindle in a case involving the fraudulent sale of $13 million in securities by a Costa Rican boiler room. Zrnic, a Canadian citizen, controlled the operation, which sold securities of International Swiss Investments Corporation(lSI) and its subsidiaries The Leverage Fund and The Sulfur Fund. The case was filed as a result of cooperation between the Commission, the Judicial authorities in Costa Rica, Interpol Costa Rica, the Costa Rican Securities Commission (Comision Nacional De Va10res), and the United States Embassy in Costa Rica. In addition, a Commission staff member provided evidence during the trial concerning the fraudulent scheme and its U.S. victims. This case is further evidence of the Commission's efforts to provide international enforcement assistance for the protection of U.S. investors from fraudulent securities schemes perpetrated by foreign nationals outside the United States. Zrnic was sentenced to fifteen years prison in Costa Rica. Other defendants in the case were acquitted, including Zrnic'a wife, who ia also Canadian, and three Costa Ricans. [Republic of Costa Rica v. Leonard C. Zrnic, Jana Wbyman Zrnic, Ronny Rodriguez. Haria Ermida de Ulate and Rolando Soto, Supreme Court of Justice, Republic of Costa Rica, Third Chamber] (LR-l3744)

CIVIL COMPLAINT FILED AGAINST FRANCIS LIKMER, STEPHEN HOLLOWAY AND HUBERT POETSCHKE

The Commission announced that on August 5 a civil injunctive action vas filed in the Eastern District of Michigan against Francis E. Limmer, Stephen A. Holloway and HubertPoetschke seeking permanent injunctions against Limmer, Holloway and Poetschke from future violations of the registration and antifraud provisions of the federal securities laws and, in addition, against Holloway from future violations of the broker-dealer registration provision of the Exchange Act. The complaint also seeks disgorgement and prejudgment interest from Holloway and Poetschke.

According to the complaint, from in or about February 1987 through June 1990 approximately $3,000,000 worth of unregistered promissory notes were sold to numerous investors for investments in entities known as GT&T Limited Partnerships. The complaint further alleges that, in connection with the foregoing activity, Limmer, Holloway and Poetschke made material Ilisstatements and omissions to investors,concerning, among other things, the wguaranteedw nature of the investments and the use of the investors' funds for real estate development ventures and to pa~ amounts

owed to earlier investors. The complaint also alleges that Holloway acted as an unregistered broker in selling the notes. [SEC v. Francis E. Limmer, Stephen A. Holloway and Hubert Poetschke, USDC, ED Michigan, Civil Action No. 93-40299] (1&-13745)

MOTION FOR AN EX PARTE APPLICATION FOR AN ORDER TO APPEAR.AND SHOW CAUSE RE: CIVIL CONTEMPT

The Commission announced that on July 27 it filed an Ex Parte Application For An Order To Appear And Show Cause Re: Civil Contempt (Application) based on the failure byDavid T. Levaughn (Levaughn) and RLL Securities, Inc. (RLL) to comply with orders entered September 11, 1992, and October 13, 1992 (Disgorgement Orders) requiring Levaughn and RLL to disgorge $168,574.46 and pay $34,433.22 in prejudgment interest.

The Commission's Application requests the Court to find Levaughn and RLL in civil contempt of the Disgorgement Orders for failing to pay the required amounts (lesspartial restitution to investors in the amount of $29,258.75 paid by Levaughn in a Shelby County, Tennessee crilllinalaction) and requests the Court to order them to pay within fourteen days.

The Disgorgement Orders resulted from Levaughn's and iLL's default to a complaintfiled by the Commission on July 14, 1992 alleging that from March 1990 through July 1992. the defendants, through fraudulent means, solicited over 100 potentialinvestment advisory c~ients, many of whom were single women responding to personalads placed in various local and national magazines and newspapers by Levaughn. \SEC v. David T. Levaughn and RLL Securities, Inc., Civil Action No. 92-2574-HBre, W.D. Tenn.] (LR-13746)

SUMMARY JUDGMENT AS TO THE AMOUNT OF DISGORGEMENT AND PREJUDGMENT INTEREST ENTERED AGAINST JAY WERNER

The Commission announced that on June 10, 1993 the Honorable Harvey E. Schlesinger,U.S. District Judge for the Middle District of Florida, entered a Summary Judgment as to the Issue of Disgorgement and Prejudgment Interest (Summary Judgment) Against Defendant Jay Verner (Verner) of Aventura. Florida. The Summary Judgment orders Werner to disgorge $21,050 in ill-gotten gains and to pay $8,827 in prejudgmentinterest.

The Commission alleged in its complaint, filed on June 3, 1992, that Werner offered and sold interests in the form of unregistered investment contracts in public pay telephone sale--leaseback contracts by means of misstatements and omissions of material facts. On June 30, 1992~ the Court entered a Permanent Injunction against Verner, by consent (see LR-13272 and LR-13305). [SEC v. Bassam Haje, et al., Civil Action No. 92-510-CIV-J20] (LR-13747)

APPROVAL OF PROPOSED RULE CHANGE

The Commission approved a proposed rule change (SR-GSCC-93-01) filed by the Government Securities Clearing Corporation that establishes new categories of membership in GSCC's netting system and amends GSCC' s criteria for continued participation in GSCC' S

NEWS DIGEST, August 9, 1993 2

comparison and netting system. Publication of the proposal is expected in the Federal Register during the week of August 9. (ReI. 34-32722)

TRUST IHDBNTURBACT RELBASBS

ROYAL CROWN CORPORATION

The Commission issued an order under Section 304(d) of the Trust Indenture Act on an application filed by Royal Crown Corporation (Company) with respect to an indenture (Indenture) among the Company, Arby's, Inc., Royal Crown Cola Co. and The Bank of NewYork, as trustee, conditionally exempting specified provisions of the Indenture from the requirements of Section 3l4(d) of the Trust Indenture Act of 1939. (Rel. TI-2315)

SBCURITIBSAC'l' RBGISTRA'l'IOlfS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managingunderwriter or depositor (1£ applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

5-8 ATIT CAPITAl aItP !DEI. 44 WHIPPAIIYRCMD.IIJlL ..... I$lCUI. IJ 07962 - 3.125.000($13.828.125) aJIDI $loa:. (FILE 33-49877 - AUG. 02) (II. 13)

5-4 .-rIIGTCII BAllCSlWtESIlCfII). _TIIGTCII CTR. 41 5 HIGI ST. aJllJIIJS. 011 43287 (614) 416-Il300 - 2.160.588 (SB5.883.313) aJIUt $loa:. (fILE 33-49879 - AUG. 02) (II. 1)

5-3 IATI~ aItP. IATI~ aJaICItATE CEIITEl. 1C1001-19-04. CllARLOTTE. IC 28255 (704) 386-5000 (fILE 33-49881 - AUG. 02) (II. 1)

1-1A .-sT RIDS. fEDERATEDIIVESTCItS TUER. PITTS8IJtGII. PA 15222 - III)fFIIITE SlIMES.(fILE 33-498IB - AUG. 03)

58-1 IDMEWIIDIEIITAl aJU>. 396 WHITEHEADAVE. SOlITHRIVER• .., 0B882 (908) 390-9550 -2.300,000 ($9.775,000) aJIDI STOCIC. 100.000 (S100) WUltAllTS. OPTimIS OR RIGHTS.200.000 (S811,250) aJIDI SToa:. taI)8MlITER: WEGAIID LC I co. (FILE 33-66466 -M.. 26) (11_ 8 - lIEU ISSUE)

1-1A ICF($lCIIE All) Of TIE MERICAS. 200 BERKELEYST. IOSTCII, M 02116 (611) 338-3200 -III)EFlllTE SlIMES. (fILE 33-66566 - JlI.. 28) (II. 18 - lEW ISSUE)

1-1A AlLiMCE UTILITY IICOIIE All) IIC. 1345 AVE Of TIE MERICAS. lEW YCB. 11' 10105 (212) 969-1000 - IlmEfIlITE SlIMES. ~ITER: AlLiAICE All) DISTRIalTCItS IIC.(FILE 33-66630 - .u.. 28) (II. 16 - lEW ISSUE)

5-11 lIIlTED .. TGAGESEaJllTlES aItP. 3200 SOlITIlWESTFREElMY,$lE 2000 IIAIIIClIIlTED Of TEXASFSB, IIOOSTCII,TX 71021 - 1.000.000.000 ($1.000.000,000)PASS-TIIRClJGII"TGNiE-1IACICED CERTIfICATE. (FILE 33-66670 - JlI.. 29) (II. 11- lEV ISSUE)


REGISTRATIONS CONTINUED

5-1 PAIIGAII TECIIO..CXOIE5 lit /CAl, 12921 EAST 166TI ST, CEIIIlTOS, CA 90701 (310) 404-118" - 4,197,500 ($50,370,000) aIIIII STtJa:_ III»EIMtITEl:IWIJRECNT .. ClJIST lit, LEIIWI IROTIIERS_ (FILE 33-666110 - n. 29) (II. 7 - lEU ISSIE)

1-1A WEITZ PMTIIERS lit, 9290 WEST DCI)GE 10, STE 405, CIWIA, IE 61114 (402) 391-1910 -IJl)EFlIITE SllARE5. (FILE 33-66714 - ..... 29) (II. 17 - lIEU ISSIE)

58-2 IIIICIlOPIltIIE CDtP !DE.I, 1725 220TH ST 5 E, 10 104, BOTELL, * 91021 (206) 485-8566 -4,600.000 (141.400.000) aIIIII STOIX. 200.000 (S200) IIIMIMTS. OPTIOIS CIt IIGllTS. 400.000 (S3.920.000) CQIIII STOIX. III»EIMtITEl: IlEal D .. CO lit. (FILE 33-66742 -M.. 30) (II. 4 - lEV ISSIE)

$-1 DE11IOJT DIESEL CDtP. 13400 WTEI DR WEST. DE11IOIT. III 4IlJ9 (313) 592-5000 -5,462,500 (S!I8.325.000) CQIIII STOIX. III»EIMtITEl: IEIIILL LYIICII .. CO. SAl.CJUI IROTIEIS lit, WElTEIIi SQIlCI)EI .. CO lit. (FILE 33-66760 - n. 30) (II. 10 - lEU ISSIE)

1-1A FLAG llIVESTCIlS IlARYlAII) IIITEIIIED TAX FlEE IICIIE RIll lit. 135 EAST IALTUIIIE ST. IALTlIlllE. II) 21202 (410) 727-1100 - llDEFiliTE SllARES. lJI)EIUtiTEl: 8RCIIt ALEX .. _So (FILE 33-66170 - M.. 28) (II. 16 - lEU ISSIE)

REGI5TRATUIIS EFFECTIVE:

DISPOSITICIIlAME OF ISSUER FILE 10. DATE

IUIICIPAL PARTIERS RJI) II lit 33-64722 07/l2.J93 IUIICIPAL PARTIERS RIll II lit 33-64722 07/l2.J93 IUIICIPAL PARTIERS RIll II lit 33-64722 07/l2.J93 IUIIYIELD ARIZOIIA RIll lit 33-64478 07/ZJm IUIIYIELD ARIZOIIA RIll lit 33-64478 07/ZJm IIYCOGEI CDtP 33-66206 07 ram IUTRAIIAX PltmUCTS lit !DE.I 33-61724-01 071Z2J'/J IUTRAIIAX PIl(J)UClS lie IDEI 33-61724-01 07mJ9J IUVEEJI IIISUtED PltSUlJII llIaIIE IUIICIPAL 33-64412 O71Z2J'/J &IVEEII IlARflAII) PIEIIllJII IIIaIIE IUIICIPAL33-64404 07/ZJm IUVEEJI VIRGiliA PIEIIllJII IICIIE IUIICIPAL33-64402 07/ZJm PATRIOT PREFERRED DIVIDEII) RIll 33-64250 071Z2J'/J PATRIOT PREFERRED DIVIDE. RIll 33-64250 O71Z2J'/J PAYCO NlERICAII CDtP 33-66202 07/19m PDV MERICA lit 33-63742 071Z2J'/J PDV MERICA lit 33-63742 O71Z2J'/J PDV MERICA lit 33-63742 O71Z2J'/J PDV MERICA lit 33-63742 071Z2J'/J PDV NlERICA lit 33-63742 071Z2J'/J PDV NlERICA lit 33-63742 07/12.193 PDV MERICA lit 33-63742 O71Z2J'/J PET lit 33-61658 07ram PET lie 33-61658 07ram PETSlWtT lit 33-61912 07'rlzm PETSlWtT lit 33-61912 07/12.193 PllARMCEUTICAL IlARlCETIIG SERVICES lit 33-66306 07/12.193 POlTLAJI) GEIIERAl. IXIIP /CIt 33-49811 07/12.193 PROGRESSIVE a.Ji/f1lt1 33-61562 07!21m PROGRESSIVE IXIIPIOHI 33-61562 07!21m PROGRESSIVE a.Ji1OHl 33-61562 07/21m

4 NEWS DIGEST, August 9, 1993

IECiISTRATlCIIS EFFECTIVE alIT.

DISPOSITICI! lIME OF ISSUER FILE 10. DATE

PROTOCOL SYSTEIIS IIt/IIEII Pl£IIlO XTRA IITElllATICIIAL lit PUEBlO XTRA IITEIIIATICIIAL lit PUEBlO XTRA IITEIIIATICIIAL lit PlIlOLATIIt PIlCIIUCTS Q)

IE CAPITAL CDP IDEI IE CAPITAL CDP /DIU IE CAPITAL CDP /DIU READI.. & IATES CDP IIEIAL TlEATIEIIT CEITEIS lit IDEI IIEIW. TlEATIEIIT CEITERS lit /DE.! REIIAL TlEATIEIIT CEITERS lit 1DIf./ REIIAL TlEATIEIIT CEITERS lit IDIf.I IEXALL SlJI)(Y lit III CDtP III CDtP III CDtP III CDtP III CDtP SCIIM8 CllAltLES CDP SEEQ TEa.JLOCiY lit SEEQ TEa.JLOCiY lit SEEQ TEa.JLOCiY lit SlAP CI! TOOLS CDP STAIIT CDP STAlIT CDP STAIIT CDtP STAiCRAFT AUTCIIlTIVE CXItP STAiCRAFT AUTCIIlTIVE CXItP STAiCRAFT AUTCIIlTIVE CDP STEEL TEa.llOCiIES lit S1lIIR IIUGEI & Q) lit SlJItIT TEa.oLOCiY lit SlJItIT TEa.JLOCiY lit SlJItIT TEa.oLOCiY lit TEaa.nx TECIID.OCiIES LTD TELEPIIQIE & DATASYSTEIIS lit TCItCIIIARK CDP/UILI Q)fU11i COITEA TIltCIIWIIC 1XItP/UILI Q)fU11i COITEA lCItCIIIARK CDP/LIlI Q)fU11i COITEA TIltCIIWIIC CDP/LIlI Q)fU11i COITEA TRAIISMElICAII WUTE IIIIUSTIIES lit TRAIISMEIICAII WUTE IIIIUSTIIES lit TIAllSMElICAII WUTE IIIIUSTIIES lit TIAllSMElICAII WUTE IIIIUSTIIES lit lSI lit "., IIIIFI Ilt 1II1F1 lit IIIIC1! PACIFIC CDP/IIIICI! PACIFIC III I TED IITEIIIATlmw. IIIlDIICiS lit III I TED IITEIIIATlmw. IIOlDIICiS lit IllITED IITEIIIATImw. IIOlDIICiS lit IllITED IITEIIIATlmw. IIIlDIICiS lit III I TED IIITEIIIATlmw. IIOl..DIICiS lit IIIITED IIEIIDIAII CDP IIUTED IIEIIDIAII CDP III I TED IIEIIDIAII CDP IIIITED IIEIJDJAII CDP USXCDP USXCDP

33-66272 07/20/9333-mn 07/20/9333-633n 07/21/9333-633n 07/21/9333-66228 07/19/9333-63590 07/20/9333-63590 07/20/9333-63590 07/20/9333-65476 071'Z2193 33-591150 07/20/9333-591150 07/20/9333-591150 07/20/9333-591150 07/20/9333-66282 07/20/Vl33-617118 07/21/9333-617118 07/21/9333-617118 07/21/9333-617118 07/21/9333-617118 07/21/9333-65342 07/21/93 33-64822 071'Z2193 33-64822 071'Z2193 33-64822 071'Z2193 33-66448 071'Z2193 33-63914 07/20/93 33-63914 07/20/9333-63914 07/20/9333-63760 07/21/9333-63760 07/21/9333-63760 07/21/9333-66316 071'Z2193 33-629Z0 07/19/9333-64018 07/20/9333-64018 07/20/9333-64018 07/20/9333-66335 07/21/9333-65986 07/21/93

11IC/fA33-61930 07/19/9311IC/fA33-61930 07/19/93 11IC/fA33-61930 07/19/93 11IC/fA33-61930 07/19/93

33-63324 07ra/93 33-63324 07ra/93 33-63324 07ra/93 33-63324 07ra/93 33-66194 07/19/9333-65454 07/20/9333-65454 07/20/9J

1IOlD11Ci33-49785 07/19/9J33-61376 071'Z2193 33-61376 071'Z2193 33-65210 071'Z2193 33-65210 071'Z2193 33-65210 071'Z2193 33-63532 07/21/9J33-63532 07/21/9J33-63532 07J21/9J33-63532 07J21/9J33-64920 07J21/9J33-64920 07J21/9J

NEWS DIGEST, August 9, 1993

REGISTRATUIIS EFFECTIVE alIT.

lINE OF ISSlER FILE 10.

VAM KNIPEII IElRln FUIUDA _ICIPAL OPP33-62914 VAM KNIPEII IElRln FUIUDA _ICIPAL OPP33-62914 VICAL lit 33-65490 VIRATEJ: lit 33-6'3168 VIRATE&: lie 33-6'3168 VIVRA lie 33-65530 ~ CXIRP 33-49807 WEST III: IAICDIP 33-66114 WIllERS CIRCLE lit 33-66110 IiIJI)£R\MR£ CXIRP 33-63906 4TH Dltl:llSlCli SOFnMRE LTD 33-66256

ACTEL CXIRP 33-64nK ACTEL CXIRP 33-64nK ACTEL CXIRP 33-64104 ACTEL CXIRP 35-64104 AClUIi PElRIIMIICf aJPAMIES lie 33-669110 AEIlO!DII C CXIRP /f1IEJ 33-66811 ALe aIIIIIleATUIiS CXIRP 35-66972 ALCO ST AIIWID aIlP 33-491163 ALLERGMlie 35-66874 IllER I CM SOfTWARE IIC 35-61010 IllER ICM STAIIWID lit 33-64450 AMEli CM STAIIWID lie 33-64450 IllER I CM STAIIlARD IIC 33-64450 MSWTH ~TICII 35-64960 MSWTH IIAIIClItPCIIATiCli 35-64960 AWL I ED LASER SfSTBIS leA 33-66828 ARIQI IlEAl TH CARE co /f1IEJ 35-650lI0 ARIQI IlEAl TH CARE co IDEI 33-650lI0 ARIQI HEALTH CARE co IDEI 33-650lI0 ARETIIUSA OFF SIDE UNITED 33-63472 ARETIIUSA OFF SIDE UNITED 35-63472 ARETIIUSA OFF SIDE UNITED 35-63472 ARETIIUSA OFF SIDE UNITED 35-63472 ARETIIUSA OFF SIDE UNITED 35-63472 AStIlAII) OIL IIC 33-49907 AT&T CAPITAL aItP /DE.J AlItA SYSTERS lie

33-49877 35-66912

BALLY IWlJFACTllUIIG CXIRP 35-61870 BALLY IWlJFACTl.UIIG aIlP 35-61870 BECXJWt IIISTIILIEIITS lit 33-669l1lI BECXJWt IIISTIIlJIIEIITSlit 33-66990 lEST PGER TEa.oLOGY lit 33-6'3184 lEST PGER TECIID.OIiY lie 35-6'3184 lEST PGER TECIID.OIiY lie 33-67042 IIOCRAFT UllCltATCIUES lie 33-67060 .ITE ¥DICE SfSTBIS lie 35-66812 8ROMIIIAII) TECIIIJlOGIES lie IDEI 35-61076 CAPSTEAD IUtTGAGE CXIRP 33-62212 CAPSTEAD IUtTGAGE CXIRP 33-62212 CAREIWUC I.TERIIAT ICIIAL lie 35-63776 CAItERAK IIITERIIATICIIAL lit 33-63776 CAREMRICIIITERIIATICIIAL lit 35-63776 CAREMRICIITERllATlCIIAI.. lit 35-63776 CARLISLEaJPAMIES lie 35-66932 CIfEMICAL BAllKIIIG aIlP 35-49909 CIfEMICAL BAllKIIIG aIlP 33-49911

6

DISPOSITUII HJI

o1lam 07/lJm07J'lZJ9J 07J'lZJ9J 07J'lZJ9J 07/lJm07/22.m 07/22.m 07/22.m 07/21m 07/20m

0IV02I930lSI02IV50lSI02IV50lSI02IV5O8I04m 0lSI02IV5 O8I04mO8I04m0IV02I93 0IV04193 OB/02!93 0lSI02IV5 0lSI02IV5 O8I04m O8I04m 0lSI02IV5 01lI05'" OIII05m OIII05m08104'"08104'"08104'"08104'"08104'"CI8I05/93 0lSI02IV5 0IV04/93 0IV02!93 0IV02!93 01lI05/93 01lI05/9308104'"08104/93

01lI05'" 0IV06!93 0IV02!93 01lI05'" 08103!9J 08103!9J ~ 011105!9J 011105!9J 011105!9J 08103!9J 011105!9J 011105!9J

NEWS DIGEST, August 9, 1993

REGISTRATUIIS EFFECTIVE alIT.

DI SPOSIT 1111lINE OF ISSlER FILE 10. ~

ClERICAl. IAllCIIIG CDP 33-49913 0IV051'13ClERICAl. FlIlAllCIAl. CDP 33-64944 0IV051'13CIRWI) SEClaITY aItP 33-66958 0lI031'13CDIUIITY IEAlT" SYSTEMS lie 33-64538 08J041'13CDIUIITY IEAlT" SYSTEMS IIIC 33-64538 08J041'13aJlCEPTS DIRECT lie 33-66964 0lI031'13CXII)UCTUS IIC 33-6402(1 081031'13CXII)UCTUS11e 33-64020 08/031'13

AcgUISITIO.OF SECURITIBS

Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short form (Schedule 13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-l.

Below is a list of recent filings of Schedules l3D and 14D, which includes the following information: Column 1 - the company purchased (top), and the name of the purchaser; Column 2 - the type of security purchased; Column - 3 - the type of form filed; Column 4 - the date the transaction occurred; Column 5 - the current number of shares (in OOO's) owned (top) and the current percent owned; Column 6 - the CUSIP number (top) and the percent owned; and Column 7 - the status of the filing, i.e., new, update or revision.

EVEIIT SIItS(OOO)1 DJSIPI FlLlIIG

lIME All) ClASS OF STOCYOWIER FOIl!! DATE 11MB PRlcmJ STATUS

MERICAII ill)TY FilL CDP CDC 96 02675910TWEEDY8RCIIE Q) L PETAl. 13D 81 2JV3 5.0 8.6 lJIDATE

MER I CAlI III)TY FIll CDP CDC 96 02675910TWEEDY8RCIIE Q) L P ET Al. 13D 81 2JV3 5.0 8.6 IVSUII

(PI aJtP CDC 1,646 12590210SYSTEMATIC FIll IQfT ET Al. 13D 7/301'13 1'.2 10.2 lJIDATE

(PI CDP all 1,646 12590210SYSTEMATIC FIlL IQfT ET Al. 13D 7/301'13 11.2 10.2 IVSIIII

C TEC aItP a.8 991 12650420CiMCO IIVESlllRS lie ET Al. 13D 81 31'13 10.7 9.5 lJIDATE

C TEC CDP a.B 991 12650420CiMCO IIVESTCItS lit ET Al. 13D 81 31'13 10.7 9.5 IVSIIII


ACQUISITIONS CONT.

EVEIIT .as(OOO)1 aJSlPI FILJlII~ !WE All) gus OF S!nrrnw! FCI!JI PATE "m PlICG UAJUS

CMTAI PllAllllACEUTICALS PlC $P(WSf1I9 .. 655 13108410lEV EllTEIPIISE ASSOC V ET AL 13D 7/!IJ/9l 10.0 I., lJIPATE

CAllTEI IWIL£Y IIALE STCIrE IIC aM lEV 24.757 14622730ZELL/ClILIIARI: RJI) LP 13D 7/!IJ/9l 55.2 52.9 lJIPATE

CAllTEI IWIL£Y IIALE STCItE IIC aM lEV 24.757 14622730ZELL/CIIIIJIUI: RJI) LP 13D 7/!IJ/9l 55.2 52.9 IVSICII

FlELDCIEST c:-.. IIC aM 150 31654910GMCO IINESTOIS IIC ET AL 13D 1/ 3/9l 7.0 7.9 lJIPATE

FlELDCIEST c:-.. IIC aM 150 31654910GMCO IINESTOIS IIC ET AL 13D 1/ 3/9l 7.0 7.9 IVSICII

FIRST EASTII aJtP PA aM 42 31990610PIC ... aJtP 13D 7/l6/9l 0.4 0.0 lEV

FIRST EAST. aJtP PA aM 42 31990610PIle ... aJtP 13D 7/l6/9l 0.4 0.0 IVSICII

FIRST PAlIEno FIlL aJtP aM 57 D592610 SllALL SMlJEL • 13D 7/29/9l 1.5 1.5 lJIPATE

FIRST PALJETTO FIlL aJtP aM 57 D592610 SllALL SMlJEL I 13D 7/29/9l 1.5 1.5 IVSICII

IDI)Y PRQDS IIC aM m 31248610IIEWElL CO 13D 8/ 2/9l 13.1 13.1 lJIPATE

IWFTCIIS IlAllCSllAlES lie aM 0 409511210FlII)J" OVERSEAS 13D 1/ 3/9l 0.0 I/A lJIDATE

IWFTCIIS IIMCSIl\IES lie aM 0 409511210FlIDI" CJIIEISEAS 13D 1/ 3/9l 0.0 I/A IVSICII

1.arB: CDIP aM 7.334 49299210TIIIIP ICIIEIT S 13D 7J27!9J 12.1 0.0 lEW

ICEY TICIIJ CS aJtP aM 700 49314410IICIIEYWELLIIC 13D 7/!IJ/9l 1.3 0.0 lEV

" Ii PRCIXJCTS aM :szr 55199610FAIRAll "ICHAEL 13D 6121!9J 1.2 0.0 lEV

" Ii PRCIXJCTS aM :szr 55199610FAIRAll "I CHAEL 13D 6121!9J 1.2 0.0 IVSICII

lEXICAl PATIO CAFES lie aM I 592ID210 IIOFAIAII CIIt I ST IAll J III 13D 7/2lJ/9l 0.1 0.1 lEV


ACQUISITIONS CONT.

EVEIfl SIIRS(OOO)I aJSIP/ FllllIG lIME All) a.ASS OF STotXf(MIER FORM DATE 1'IUIED PlUCItX STAlUS

MEXICAII PATIO CAFES lit (XII 0 59283210 IIOFAIAII CllRI5T1A1 J I II 13D 7!20193 0.0 0.0 IVSUII

IETRIX aJtP aM rn 64114810 lEV EIIITERPRISE ASSOC IV ET AL. 13D 6/9193 9.3 7.0 lI'DATE

IlCIJIWI .. REIISIWI CAP GItt:D aM 374 77487710JOSEPIITIIAL. III.KS ET AL. 13D 7!21>193 8.6 0.0 lEV

IlCIJIWI .. REIISIWI CAP GItt:D (XII 374 77487710 JOSEPHTIIAL. IILDGS ET AL. 13D 7/U/93 8.6 0.0 RVSICII

SPS TECIIIlLOIiIES lit aM 1.286 18462610 GMIXI 11VE5TORS lit ET AL. 13D 81 4193 25.2 26.2 lI'DATE

51 SUII GOLDaJtP aM Cl A 1,469 B2971520 SEAIWI CARL 13D 7130193 19.1 17.1 lI'DATE

51 SUII GOLD aJtP aM Cl A 1,469 112971520 EMAIl CARL 13D 7131J!93 19.1 17.1 INSIC*

51 SUII GOLD aJtP aM a. A 86B 112971520 SEAIWI LImA 13D 7130193 11.3 9.2 lI'DATE

51 SUII GOLD aJtP aM a. A 868 112971520 SENWI LImA 13D 7/3lJ!93 11.3 9.2 RVSICII

surVIVAL. TECIIIlLOGY IIC aM 1.938 86902810 HERZSTEII ItCIIERT E 13D 7/27193 62.7 64.1 lI'DATE

surviVAl TECIIIlLOIiY lit aM 1.938 86902810 MERZ5TEII ROBERT E 13D 7/27193 62.7 64.1 IVSICII

TC 6P lie alit 74 1ln17rJ119 IWlSII l lEI a.NI CO lit ET Al 13D 7130193 22.3 23.3 lI'DATE

TC 6P lie aM 74 87217rJ119 MARSH.. MCLEIIN CO lit ET AL. 13D 7130193 22.3 23.3 RVSICII

TIERCO GRClF lie aM 4,61'0 88650610 GELlERT IlaIEItT J ET AL. 13D 7!29!93 34.8 33.6 lJIDATE

TIERCD GRClF lit (XII 5.148 88650610 IlAllSEATIt aJtP 13D 7ra!93 30.4 8.9 lI'DATE

TRAIlS MARITIMA MEXlCAIIA 5 A SPCIIS MIt c.D A 22,272 IW3II683O CiIIJIO SEltYIA 5 A DE C V 13D 7!26!9l 52.2 51.2 lI'DATE

U 5 AL.aJIIOl TESTIIIG MEl lie aM 1,305 91199510 WALSIICiREEWIXJD .. CO ET AL. 13D 7/15193 8.7 9.9 lJIDATE

U 5 AL.aJIIOl TESTIIIG MEl lit aM 1.305 91199510 WALSHGREEIAIJ(I) .. CO ET AL. 13D 7/15/93 8.7 9.9 IVSICII


ACQUISITIONS CONT.

EVEIfT SIIlS(OOO)/ aJSIP/ FlUIIS

lINE All) ClASS Of STogttUIER f(@! DATE pw:p .. leG STATUS

.a;STERII EllERGY MtJfT lie CXIt M6 95115310 CDlVERSICIf III)S lie ,3D 6J2'193 16.2 0.0 lEV

.a;STED EllEIGY MIiIIfT lie CXIt M6 95115310 CDlVERSICIf III)S lie ,3D 6J2'193 16.2 0.0 IVSIOI

RECENT 8X PILINGS

Form 8-K is used by companies to file current reports on the following events:

Item 1. Changes in Control of Registrant.Item 2. Acquisition or Disposition of Assets.Item 3. Bankruptcy or Receivership.Item 4. Changes in Registrant's Certifying Accountant.Item 5. Other Materially Important Events.Item 6. Resignations of Registrant's Directors.Item 7. Financial Statements and Exhibits.Item 8. Change in Fiscal Year.

The companies listed below have filed 8-K reports for the date indicated and/oramendments to 8-K reports previously filed, responding to the item(s) of the formspecified. Copies of the reports may be purchased from the Commission's PublicReference Room (when ordering, please give the date of the report). An invoice willbe included with the requested material when mailed .

STATE • ITBIIO. lINE Of ISSlER aDE 12345671 DATE CDIIEIIT

--------------------------------------~- --- ... ----------- ---------------ACTlCIf PERFORJIWICE AIRSEIiSORS IIiC

aJlPAilIES lie AZ

DE

I I

I 07/30193 07J07193

AlNIO GROUP IIIC DE I I 07/21193 ALL AllERICAII SEMlaJIlUCTmt lie

AllER I CAlI ASSET MAIIAGEJEIIT CORP DE

IIJ

I I I

07/29193 07/21~

AllER I CAlI TELEPIIOIE & TELEGRAPH 00 liT I 08104193 AllGELES COIIP /CAI CA x 05!05193 ARISTOTLE CORP

ARTISOFT IIIC DE

DE

X

X

x x

07/30193 0IfG3193

AUTO CIIEr: CEIITERS BARTCIf IDJSTRIES

IIIC IIIC

DE CI( X

XX 07/29193 08104193

BEAR STEARMS aJIIERCIAL fIlRTGAGE SEa.tlT x O6/3O/9.WEII)


8K REPORTS CONT.

STATE III nBl 11). !WE Of ISSlER amE 1234567B DATE aREIIT

---------------------------------------. --------------- ---------------CARLYLEREAL ESTATE LTD PARTIIEIIIIIIP XV IL X X 06130/93 CARLYLEIlEAl. ESTATE LTD PARTIEISIUP XVI IL X X 06130/93 CC8 F1I1UCIAL aJlP

tEPllALOI lit It DE

X X X X

0BI03/93 06/0B/93

CHEFS IIITERIIATI CIIAl. lit OIL IIIaJE fUI) XII lTD

DE FL

X X X X

071Z3/93 04/19/93

COI..a.IA GAS SYSTEM lit CDl)ISCO IIIC

DE DE

X X

08/06193 06J30f93MEII)

CXJRESTATESF1I1A11CIALaIIP PA X X 08lO2I93 aJtIIJaPIA IEsm.CES LTD X X 0BI04193 DAYRlIIIERIIt CA X X 07/29/93 EAGlE FIIlUCIAL aIIP DE X X 07nAJ93 EASTCMR aJlP

BEIW.D CAPITAL lit IDEI LA

DE X X

X 07/271fJl 07/'lD1fJl

EXEaJTlVE TELECAIIDLTD DE X 0BI041fJl F1I1UCIAL III)USTIIIES aJlP TX X. X 07J301fJl FIRST DATA CDtPCItATIOI DE X 07f'l2J9l FIRST FIIlAllCIAL IWWiEJEIIT aJlP CiA X X 06112!93 FOJI)ATIOI HEAlTH IXlRPCItATIOI DE X X 0IV02!93 FIEEPCltT MCIUtAII COPPER .. GOlD IIIC DE .0 ITEMS 03J3019JNE11) FlEEPCltT MCIUtAII COPPER .. GOlD IIIC DE X 0IV05193 GILBERT ASSOCIATES IICIIEW DE .0 ITEMS 07J301fJl IIAIIMAIIIITERllATIOIIAl III)USTIIIES IIIC /DEI DE X X 07/0119JNE11) IIJIE CEllTERS lit 011 X X 07130193 lIDO( SlJIERX lit DE X 07/29m IITERIIATIOIIAl allil EIIERGYaJlP II) ITEMS 07/13/93ME11) IQ SOf11MIE aJIP CiA X 0BI031fJl JAaIt CXIIUIICATICIIS lit 011 X X 07121m .lG IIIIUSTRIES Iltllll IL X 07t27m LAWTERIITEltlATlOIIAl lit DE X X OBI04m LEADVilLE MIIIIG & MllL11G aJlP IV X 07f'l2J9l LICOI llITERIIATICIIAl lit DE X X 06t10m LI COl llTERllATiCIIAl IIIC DE X X 07121/93ME11) MARllE MIDLAII) UK • " X X 06t751fJl IlltElLJS ICIIA I I lit CO X X 07J30m IFTYIIIC IV X X X 07tf191V3 1E0LEIIS lit FL X 07t2A/V3 lEW VALLEYCXItP IT X X 07t23m _TECH RltEST TECIID.~IES lie X 05t27m _TI liLY MIIIIG CO UT X X 0BI041V3 _TIERI SPRIIGS CO lit IT X X 07/13193 ClHW'XiElESIS lit DE X X 07t271V3 PAUEWEIIIIER IUtTGA&E ACCEPTAIICECORPaIAT DE X X 07ta195 PAYCOMER I CAlI aJIP "I X OBI03m PREFERRED PROPERTIES f\II) B1 CA X O4/07/93ME11) PRESIDElTIAL IIIlTGAGE CO CA X X 07/291V3 PRI CE aJIUIl CATICIIS aIlP IT X X 07/291V3 PIIOIJS allPMIES lie DE X X X 071Z31V3 PROTECTIVE LIFE aJlP DE X X 0BI041V3 IELlV IITERIIATICIIAl lie Il X X 07J301V3 IESIDElTIAL flll)11G IIIlTGAGE SEClIlITIES DE X X 07t2A/V3 RIO II)TEL & CASIII) lit IV X X 07/151V3 IlOADMSTEIl IIIIUSTRIES lit DE X 06115J9J

NEWS DIGEST, August 9, 1993 1:

8K REPORTS CONT.

STATE • ITBI •• lIME OF I SSlEI caE 12345671 DATE a.EIIT

--------------------------------------- .. .-----.-----._. ---------------SAGE ALEJrTlIIG SYSTBIS IIC DE I I I fIIJ7IJJf1J SAUID' .orIElS IUtTGAGf SEaltITiES VII DE I I fIIJZ9Jf1J SAV~ fCD)S & IImUSTIIES IIC DE I 07!21Jf1J SEPARATICII TEa.Dl.OGT SYSTBIS IIC II II fIIJ7IJm SYJIS aIIP ... I I II6I18I9J SYIIMJS FIIlUCIAL alIP IiA I I CllllKJf1J TELE81T aIIP CA I I G6129J9JAE1) TElEIUI)O CiIl(lJJ IIC DE I fllnaI9J TOTAL SYSTBI SERVICES IIC IiA I I IIIII'm TRAIlS u.. aIIP DE I I .,a2I9J IIIIC11 PLMTEItS alIP TI I I .,'7J9JAE1) 1111GUEST IIC FL I G5!21J9JAE1) US REALTY PAiTIERS LTD PAllTIEISIIP DE I I .,a2I9J YIC CAlIRIHIIA IIIISIIIG TAX CREDITS II LP CA I I fII!a/9J YIC CAlIFCIUIIA IIIISIIIG TAX CREDITS III L I I fII!a/9J YIC IIIJ5II1G TAX Cl£DIT RJI) II LP CA I I fII!a/9J YIC IIIJ5II1G TAX CI£D IT RJI) III L P CA I I fII!a/9J


sec news digest, 08-09-1993 · court of the crime of swindle in a case involving the fraudulent...

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