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8/6/2019 SEBI Final One

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Business SectorsAt a glance Vision & Values Sustainability Social ResponsibilityResearch & DevelopmentADITYA BIRLA GROUP

Name Roll No

Deepa Lohana SN090765BA05

Nitya Menon SN090765BA25

Dipreet Kaur Alag SN090765BA07

Sanket Thakkar SN090765BA30

Kundan Dalvi SN090765BA18

Presented By:

Security Analysis and Portfolio Management

Prof: Mehul Raithatha


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In 1988 the Securities and Exchange Board of India (SEBI) wasestablished by the Government of India through an executiveresolution, and was subsequently upgraded as a fullyautonomous body (a statutory Board) in the year 1992 with

the passing of the Securities and Exchange Board of India Act(SEBI Act) on 30th January 1992 .

..to protect theinterests of investors insecurities and topromote thedevelopment of, and toregulate the securities

market and for mattersconnected therewith orincidental thereto

PREAMBLEOF SEBI


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Obj ectives of SEBI

T he primary objective of SEBI is to promote healthyand orderly growth -of the securities market andsecure investor protection.

T he objectives of SEBI are as follows:

To protect the interest of investors, so that, there is asteady flow of savings into the capital market.

To regulate the securities market and ensure fairpractices.

To promote efficient services by b rokers, merchantbankers, and other intermediaries, so that, theybecome competitive and professional


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Functions of SEBI

T he SEBI Act, 1992 has entrusted with twofunctions, they are:

Regulatory functions AndDevelopmental functions


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Regulation of stock exchange and self regulatory organizations.

Registration and regulation of stock brokers,sub-brokers, Registrars to all issues, merchant

bankers, underwriters, portfolio managers etc.

Registration and regulation of the working of collective investment schemes including mutualfunds.

Prohibition of fraudulent and unfair tradepractices relating to securities market.

Prohibition of insider trading

Regulating substantial acquisition of sharesand takeover of companies.

Promoting investor s education

Training of intermediaries

Conducting research and publishing

information useful to all marketparticipants.

Promotion of fair practices

Promotion of self regulatoryorganizations

Regulatory functions Developmental functions

Functions of SEBI


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Powers of SEBIP ower to call periodical returns from recognized stock exchanges.

P ower to compel listing of securities by pu b lic companies.

P ower to levy fees or other charges for carrying out the purposes

of regulation.

P ower to call information or explanation from recognized stock

exchanges or their mem bers.

P ower to grant approval to bye-laws of recognized stock

exchanges.

P ower to control and regulate stock exchanges.

P ower to direct enquiries to be made in relation to affairs of stock

exchanges or their mem bers.

sebi final one

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