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SCP Compliance Management We’ve Got You Covered The Mortgage Collaborative Summer Conference August 20, 2018

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Page 1: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50

SCP Compliance ManagementWe’ve Got You Covered

The Mortgage Collaborative Summer Conference

August 20, 2018

Page 2: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50

What if I told you that you NEVER have to recruit for a Compliance Officer again?

Page 3: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 4: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50

Cost Savings with SCP Onsite

Compliance Service Cost through SCP Annual Average Cost* (using another vendor)

Compliance Assessment Included in Onsite Program $ 15,000Compliance Legal Advice Included in Onsite Program $ 20,000Compliance Tools Included in Onsite Program $ 10,000+Cybersecurity Testing Included in Onsite Program $ 5,000Fair Lending Analysis Included in Onsite Program $ 8,500Mystery Shopper Included in Onsite Program $ 6,000Staff Training $750 $ 3,500

*Annual average costs using another vendor are based upon a lender with 50 loan officers and a volume of 5000 loans per year.

Page 5: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50

ShareDiligence Vendor Management

Page 6: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 7: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 8: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 9: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 10: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 11: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50

Vendor Receives and Accepts Link Request

Page 12: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 13: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 14: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 15: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 16: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 17: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 18: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50
Page 19: SCP Compliance Management - The Mortgage Collaborative€¦ · SCP Onsite Onsite Compliance Officer Initial Risk Analysis, Assessment and Recommendation Compliance Direct 5,000 50

SCP Compliance ManagementWe’ve Got You Covered

Ari KarenCEO, Strategic Compliance [email protected](w) 240-507-1740 (c) 917-312-2294

Leslie BenjaminVP, Strategic Compliance [email protected](c) 646-418-6635