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SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES:
A Review of the Literature
Academic, Research & Information Services Toronto District School Board
February 2015 Report No. 14/15-09
TITLE: School Choice Determinants, Declining Enrolment Issues and Strategies: A Review of the Literature
AUTHOR: Sofya Malik Copyright © Toronto District School Board (February 2015)
Cite as: Malik, S. (2015). School choice determinants, declining enrolment issues and strategies:
A review of the literature. (Research Report No. 14/15-09). Toronto, Ontario, Canada: Toronto District School Board
Reproduction of this document for use in the schools of the Toronto District School Board is encouraged.
For any other purpose, permission must be requested and obtained in writing from: Academic, Research & Information Services Toronto District School Board 1 Civic Centre Court, Lower Level Etobicoke, ON M9C 2B3 Fax: 416-394-4946 Every reasonable precaution has been taken to trace the owners of copyrighted material and to make due acknowledgement. Any omission will gladly be rectified in future printings.
R02(Enrolment Workgroup\LitReview\TDSB LitReviewSchoolEnrolment 06Feb15)sm.1485
SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES: A REVIEW OF THE LITERATURE
1
EXECUTIVE SUMMARY
This literature review was conducted in response to the Toronto District School Board’s (TDSB)
request to learn from research related to school choice determinants and declining enrolment.
This request indicates a need to gain insights from the evidence and experiences of national
and international school jurisdictions and how they address issues of declining enrolment and
school closures.
The following core research questions guide the literature review:
What are the determinants of school choice? What factors affect school choice for
parents and/or students?
How are jurisdictions addressing issues of declining enrolment?
Although the focus of the study is two-fold - school choice determinants and declining
enrolment, it includes literature on related issues that emerge as part of the larger debate.
This literature review consists of a background about school choice and declining enrolment, a
discussion about the types of school choice in Canada and Organisation for Economic Co-
operation and Development (OECD) countries, determinants of school choice, consequences of
declining enrolment and strategies used by different jurisdictions. The literature review
discusses the types of school choice available in Canada, with a focus on school choice options
relevant to the Ontario context.
School choice is an educational issue that has fueled countless, often polarized, debates in
North America (Feinberg & Lubienski, 2008). The heated nature of the issue is tied to underlying
concepts of democracy and educational equity. Scholars such as Musset (2012) state that the
main objective, of making school choice options available for every student is to “level the
playing field”, allowing more disadvantaged children to access high quality schools they would
otherwise not be able to attend (p. 8). Choice options are less available to parents who are
socio-economically disadvantaged, and greater awareness among policymakers is needed to
consider the needs of diverse families of all income levels (Bosetti, 2004).
Matters of school choice are tied closely to issues of declining enrolment - although, as the
literature suggests, the correlation is not always direct. With many Toronto schools operating at
low capacity and concerns raised about school closures, declining enrolment poses significant
challenges for school communities. According to People for Education (2014), 23 of Ontario’s
72 boards are under 65% the capacity benchmark set by the province. Moreover, current
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A REVIEW OF THE LITERATURE
utilization rates in 10 Ontario school boards is less than 50%, compared to others in the Greater
Toronto Area (GTA) that operate with over 100% capacity (People for Education, 2012).
The literature reveals inconclusive and often contradictory findings about the effects of school
choice on student achievement and educational outcomes. On one hand, scholars (e.g.,
Forster, 2013; Card, Dooley & Payne, 2008; Bosetti, 2004) strongly correlate greater choice with
better student achievement. On the other hand, scholars weigh in on complex issues spanning
school choice around the world (e.g., Musset, 2012) and share inconclusive findings about the
impact of school choice on student achievement outcomes. There are widely held perceptions
among educators, parents and advocates that greater school choice levels the playing field and
improves academic achievement. However, based on increased school choice options, the
literature does not find a direct impact on increased school choice on student achievement and
school enrolment.
Despite contentious debates, school choice in Canada is stable (Holmes, 2008). Bosetti (2004)
aptly sums up the different perspectives on school choice: the pressure for more diversity in
schools, more efficiency in schools, greater parental freedom in choosing, and an interest in
providing equal opportunity to students of all socio-economic backgrounds. When it comes to
school choice in Ontario, however, we actually have a lot more school choice than often
perceived by the public. In general, families tend to value their neighbourhood community and
school (Bosetti, 2004) and feel they deserve the right to a variety of school choice options
(Betts, et al., 2006; Forster, 2013).
From the literature reviewed, we can conclude that there have been many periods of declining
enrolment in North America, with no “magic wand” solutions to address low enrolment in
schools. There is no consensus about strategies that address declining enrolment and no
obvious solutions. This may be largely due to the nature of schooling – for example, fixed costs
and neighbourhood attachments.
Lessons we can gain from a retrospective perspective on enrolment projects teach us to
exercise caution when looking at enrolment projections. We can understand that enrolment
patterns are more often a reflection of wider population-based trends rather than individual
school or school board-based practices.
SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES: A REVIEW OF THE LITERATURE
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INTRODUCTION
This literature review was conducted in response to the Toronto District School Board’s (TDSB)
request to learn from research related to school choice determinants and declining enrolment.
This request indicates a need to gain insights from the evidence and experiences of national
and international school jurisdictions and how they address issues of declining enrolment and
school closures.
School choice is an educational issue that has fueled countless - often polarized, debates in
North America (Feinberg & Lubienski, 2008). The heated nature of the issue is tied to underlying
concepts of democracy and educational equity. With many Toronto schools operating at low
capacity and concerns raised about school closures, declining enrolment poses significant
challenges for school communities.
In addition to school choice, concerns around school closures remain prevalent in large urban
centres. According to People for Education (2014), 23 of Ontario’s 72 boards are under 65% the
capacity benchmark set by the province. Matters of school choice are tied closely to issues of
declining enrolment - although the correlation is not always direct.
Throughout this review, aspects pertinent to the GTA and Ontario context are considered. The
review is framed by examining school choice types, determinants, and strategies used to
address declining enrolment. The following core research questions guide the literature review:
What are the determinants of school choice? What factors affect school choice by
parents and/or students?
How are jurisdictions addressing issues of declining enrolment?
Although the focus of the study is two-fold - school choice determinants and strategies, it
includes literature on related issues that emerge as part of the larger debate.
This literature review consists of a background about school choice and declining enrolment, a
discussion of the types of school choice in Canada and OECD countries, determinants of school
choice, consequences of declining enrolment, and strategies used by different jurisdictions.
4 SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES:
A REVIEW OF THE LITERATURE
METHODOLOGY The review was conducted using an Internet search strategy relying on search engines such as
Google, Google Scholar, and the University of Toronto (U of T) libraries. The researcher
developed a scoping template to record search strings, and reviewed relevant articles that met
the inclusion criteria. The following inclusion criteria were established in consultation with the
TDSB’s Academic, Research and Information Services department:
2004 -2014 inclusive, with relevant references to literature related to historical context.
predominantly scholarly academic articles (books, journals, etc.).
a focus on Canada and North America, with some international research.
The search and selection focused on North America, but includes Organisation for Economic
Co-operation and Development (OECD) countries. The literature review provides a wide angle
perspective about school choice.
BACKGROUND AND CONTEXT OF THE STUDY
A recent OECD report by Musset (2012) calls school choice one of the mostly hotly debated
issues in education. Over the past 25 years, more than two-thirds of OECD countries have
increased school choice opportunities for parents (Musset, 2012). School choice programs are
considered to be among the most successful and well-known school reforms in the field of
education (Forster, 2013). According to Musset (2012), school choice in OECD countries is not
only prevalent, but on the rise.
Debates about school choice can be traced back to the 1950s, to the work of Milton Friedman
The Role of Government in Education that discusses school board solutions to attract students
to schools with low enrolment (Musset, 2012). The longest history of school choice in the U.S.
Parental Choice Program can be traced back to the 1990s in the city of Milwaukee, Wisconsin
(Chakrabarti, 2007).
Although available literature on the historical context of Ontario is limited, we can infer from a
Royal Ontario Commission on Learning (1994) report that little has changed on the issue of
declining enrolment in the province in the past 30 years. The Commission points to declining
birth rates accompanied a shift from the 1960s “baby-boom” as factors contributing to the
overall declining enrolment trend. McWilliams (2008) agrees that during the 1960s, Ontario
enjoyed a time of rapid expansion of schools, increasing birth rates, and teacher demand - an
SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES: A REVIEW OF THE LITERATURE
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era to which the 1970s stands in stark contrast. In fact, a group of researchers (see Hargreaves
et al., 1993) view the mid-1970s as ushering in an age of pessimism, fueled by decreased
education funding, an oversupply of teachers, school closures, and declining enrolment (as
cited in the Royal Ontario Commission on Learning Report, 1994). Moreover, the Final Report of
the Commission on Declining Enrolment (1978) by Robert Jackson notes implications of
declining enrolment as effecting the school organization, funding, and staffing (as cited in the
Royal Commission on Learning Report, 1994).
With a change to the Education Act in the late 1990s, Ontarians were offered school choice at
par with their British Columbian compatriots (Brown, 2004). However, recent literature
emphasizes that Alberta offers the most amount of school choice in Canada, with less emphasis
being placed on the availability of school choice in Ontario (Maguire, 2006; Clemens, et al.,
2014; Holmes, 2008; Davies & Aurini, 2011).
What is school choice?
From the literature reviewed, there are no clear and consistent definitions of the terms ‘school
choice’ and ‘enrolment.’ Feinberg and Lubienski (2008) provide lengthy discussions about
school choice. They frame school choice definitions around democratic principles and universal
programs of school choice.
Musset (2012) distinguishes between two kinds of school choice approaches: universal and
targeted programmes. Musset (2012) defines universal programmes (e.g., universal voucher,
open enrolment, etc.) as being based on democratic principles that parents have the right to
choose the school for their children. Targeted programs (e.g., vouchers for low income
students) assume that there is an embedded disadvantage for lower socio-economic status
(SES) students and that increased choice will allow them to attend higher performing schools.
This notion is based on beliefs that the “generalized introduction of market mechanisms can
make schooling systems more efficient” (p. 25).
Overall declining enrolment patterns
In Toronto, declining enrolment may be resulting from larger population trends such as
decreased fertility rates and high mobility (Brown, 2014; McWilliams, 2008). Declining enrolment
may also be the result of the high cost of living in the downtown core, where families seek more
affordable housing alternatives and “space” in suburban neighbourhoods within and outside of
6 SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES:
A REVIEW OF THE LITERATURE
the GTA. These larger population-based trends point to factors that are outside of the realm of
influence of schools and school boards.
A People for Education Declining Enrolment Report (2012) indicates a steady decline in fertility
rates over the past decade, with families not able to afford city and moving to the suburbs for
affordability, housing, more space, etc. Amidst an overall population decline predicted between
2012 and 2020, People for Education (2012) project an increased population growth in
suburban GTA.
People for Education (2012) note the following about elementary and secondary school
enrolment:
the rate and effects of enrolment change vary widely across the province;
enrolment has declined more rapidly at the elementary school level over the past
five years; and,
enrolment projections predict a decline in secondary school enrolment, as
elementary cohorts progress to secondary school over the next few years.
The literature shows a consistent trend of declining enrolment rates that are more prevalent at
the secondary school level across North America.
Apart from enrolment declines, more school choice options are available in secondary schools
rather than elementary schools. Musset (2012) agrees, pointing out that OECD countries offer
parental choice of schools in their local neighbourhoods.
SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES: A REVIEW OF THE LITERATURE
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ENROLMENT BY TYPE OF SCHOOL There are 72 public school boards across the province, comprised of 31 English Public, 29
English Catholic, 4 French Public, and 8 French Catholic boards (Ministry of Education, 2013).
Although there is an almost equal number of English Catholic school boards, school enrolment
in Ontario is dominated by the English Public system.
Musset (2012, p. 9) provides the most comprehensive definitions of public and private schools:
Public school: a school is classified as public if it is controlled and managed directly by a public education authority (“traditional public schools”), or controlled and managed by a governing body, whose members are either appointed by a public authority or elected by public franchise (“autonomous public schools”).
Private school: a school is classified as private if it is controlled and managed by a non-governmental organization or most of the members of its governing board are not appointed by a public authority.
o A government-dependent private school is an institution that receives more than 50 % of its funding from government agencies.
o A government-independent private school is an institution that receives less than 50 % of its funding from government agencies
These definitions are applicable to all OECD countries. However, this literature reviews remain
with public education.
Types of School Choice in Canada
School choice in Canada consists of the following options (Milke, 2010; Davies & Aurini, 2011;
Musset, 2012; Clemens, Palacios, Loyer & Fathers, 2014):
1. public schools by language (Anglophone, Francophone)
2. public separate or religious schools (predominantly Roman Catholic)
3. private/independent schools (only 6% of students in Canada: Davies & Aurini, 2011).
4. charter schools (only in Alberta)
5. home schooling (only 0.2 to 1 percent of the population in Canada: Davies & Aurini, 2011).
Only the province of Alberta has charter schools and provides subsidies for home schooling and
blended programs where students can take some courses at home and others at school (Milke,
2010). Alberta is also the only province providing direct funding to home schooling families
(Hepburn 2005).
8 SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES:
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Furthermore, Davies and Aurini (2011, p. 462) frame school choice in the following way:
publicly funded schools with curricular specialties or religious mandates, and schools that lie beyond catchment boundaries
family selection of residence - parents can exercise choice even while enrolling a child in a “regular” public school by choosing among those schools, which vary widely in their achievement levels and reputations
school performance indicators. Choice policies typically have provisions for posting information about aggregate student achievement on board or provincial websites, and for publicizing this information through the mass media.
Overall similarities exist in the types of schools across OECD countries. A vast majority of the
literature focused on charter schools and voucher programs. However, this study is concerned
with the Ontario context. Therefore, of particular interest are issues related to public schools,
private schools, and Catholic schools.
Public Schools vs. Private Schools. There are two kinds of school choice in OECD countries,
according to Musset (2012): those countries who are predominantly public and the other side of
that is countries where education is mostly private. Musset (2012) points to initiatives that aim to
expand school choice in the public sector, including: specialized schools, autonomous public
schools, and publicly-funded private schools. Furthermore, Musset (2012) shares trends across
OECD countries, such as:
85% of students are enrolled in public education, with enrolment in government -dependant private schools exceeding 10% of all students at the lower secondary school level in 12 countries (the Netherlands, Belgium, Ireland, Chile, Australia, Korea, Spain, France, Denmark, Luxembourg, Hungary, and Sweden);
enrolment in government-independent schools exceeds 10% in Australia, Korea, Japan, and Mexico; and,
more than 50% of students in the Netherlands, Ireland, and Chile are enrolled in privately managed schools. In contrast, in Turkey, Iceland, and Norway, more than 98% of students attend schools that are managed publicly (p. 9).
Altogether, enrolment in private schools remains slight, compared to the vast majority of
students attending Ontario’s publically funded, non-denominational English schools. Clemens,
et al. (2014) find “enrolment in Anglophone public schools is 63.3% of students, with a higher
percentage of students in Ontario are enrolled in private schools (5.6%), compared to other
provinces like Alberta (4.6%)” (p.27). Holmes (2008) points out that although Alberta is an
economically prosperous province, compared to Ontario, fewer students are enrolled in
independent schools.
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Empirical studies tend to focus on whether students who attend private schools have higher
achievement outcomes than students in public schools (Bosetti, 2004).
Public Schools vs. Catholic Schools. Since 1841, the provincial government has funded both
public and separate schools in Ontario, providing a per-student funding basis since 1998 (Card,
Dooley & Payne, 2008).
Card, Dooley, and Payne (2008) of the C.D. Howe Institute observe that “The key constraint on
school choice is that only children with Catholic backgrounds can readily choose between public
and separate schools” (p. 2). They assert that Catholic parents in Ontario, Manitoba,
Saskatchewan and Alberta have the greatest degree of school choice because they can
exercise the right to choose between the two publicly funded systems. However, a recent
Toronto Star article (Louise Brown, August 29, 2014) refutes this claim, indicating that many
Catholic boards across the province are opening the doors to students of non-Catholic
backgrounds.
Guillemette (2007) suggests that competition for Catholic students between the public and
Catholic systems in Ontario leads to slightly better student outcomes than if only one system
were in place. Guillemette (2007) observes that students “are willing to shift between the
systems and that there is a modest effect on student achievement (as measured by test scores)
from the potential competition between the two publicly funded education systems” (p. 7).
Milke (2010) alludes to apparent academic and cultural advantage of Catholic schools that he
claims may be offset by trends in Canada that are moving toward increasing secularization.
Charter Schools. A significant amount of the North American literature on school choice
provides research on charter schools, with numerous case examples. Charter schools are
gaining growing interest and attention within the United States. Clemens et al. (2012) define
charter schools, an option only available in Alberta within Canada, as “autonomous, not-for-
profit schools within the public system that provide alternative education programs to
complement the public system and generally have greater discretion in selecting curriculum,
teaching, and learning styles than public schools” (p. 2). However, charter schools are not
pertinent to this discussion on school choice. For a more detailed analysis and references to
charter schools, see, for example, Froese-Germain (2010) and Maguire (2006).
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Voucher Programs. There is a considerable amount of literature about voucher programs,
especially in the United States. Musset (2012) explains that in these programs, parents are
given the option of using a voucher to pay for tuition at their chosen school, or tuition tax credits
to cover the cost of a private school. The literature describes many examples of voucher
systems. One such example is found in Sweden, where a voucher system reform introduced in
1992, eventually led to a rapid growth in the number of private schools (Musset, 2012). Another
example is Chile, where the country began financing public and most private schools with
vouchers in 1981 with equal weights for all students combined with unrestricted school choice
(Musset, 2012). Some effects of voucher programs include increased segregation between
schools. Funding follows students when they leave for another public or private school. Voucher
programs are based on the assumption that students of a lower socio-economic status
background can benefit from the opportunity to attend higher performing schools, and thereby
improve their educational outcomes. However, as voucher programs are not the focus of this
review, anyone interested in a more detailed analysis may see other literature; for example,
Chakrabarti (2007) and Musset (2012).
Within Canada, Alberta is widely touted as offering the most school choice in the country.
Edmonton is considered among the cities in North America that offers the greatest degree of
school choice (Maguire, 2006; Clemens, et al., 2014; Holmes, 2008; Davies & Aurini, 2011). A
disproportionate amount of the literature on the subject of school choice focused on Alberta as a
case example.
Alberta provides families with a wide range of educational options that support this claim (Milke,
2010):
International test results have placed Alberta students among the world’s top performers.
Immigrant children have scored equal to or better than non-immigrant children - a result that was contrary to national and international trends.
The province directly encourages schools and school boards to respect school choice, for instance through mandates that school authorities who work with homeschooling parents must send only teachers for home visits who believe in and understand homeschooling.
Parents in Alberta have a wide variety of educational options for how to educate their children.
Altogether, there is a general consensus in the literature, highlighting Alberta as a model of
school choice in North America.
SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES: A REVIEW OF THE LITERATURE
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DETERMINANTS OF SCHOOL CHOICE
In this section, we address the following key questions: (1) What are the determinants of school
choice? and, (2) What factors affect school choice by parents and/or students?.
Davies and Aurini (2011) identify three areas of public interest regarding school choice in
Canada:
School choice and academic performance - There is little consensus that increased school choice leads to improved academic outcomes.
School responses to market competition - Market forces can trigger greater diversity of curricular and pedagogical offerings, but do not necessarily drive schools to prioritize student achievement.
Educational preferences and behaviours of parents - Advocates of choice assume that most parents desire more school variety, are primarily motivated to seek academic quality, and will use available information on achievement when selecting schools.
The third area of concern is one that some parents may be “more interested in a school’s
exclusivity rather than its pedagogical quality, and that parents use criteria other than test
scores when selecting schools” (Davies & Aurini, 2011, p. 461).
From various studies (Musset, 2012; Bosetti, 2004; Bosetti & Pyryt, 2007; Davies & Aurini,
2011), factors having an impact on school choice may be distilled down to the following:
Geography. Musset (2012) points out that “In 27 out of the 33 OECD countries, the location of
the family’s residence and its proximity to the school is the principal criteria for assigning
schools to students for both primary and lower secondary schools” (p.12). Proximity has
traditionally been the predominant factor influencing school choice because of access, safety,
convenience, and perceived strengthening of community relations. Bosetti and Pyryt (2007)
agree, citing proximity as the primary factor affecting choice in rank order of importance and
parent opinions.
Choice mechanisms. The degree and extent to which choice mechanisms and the freedom for
parents to choose within a given system has an impact on choice. In the majority (23 out of 33)
of OECD countries, parents are allowed to choose another public school if there are places
available at the primary school level (Musset, 2012, p. 14). Musset (2012) details various factors
affecting school choice, stating that the availability of choice mechanisms encourages parents to
exercise their right to choose.
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A REVIEW OF THE LITERATURE
Reputation/neighbourhood. Parental perceptions of school reputation and quality play an
important role in school choice. Closely connected to reputation, are decisions based on
neighbourhood. Davies and Aurini (2011) observe that family selection of residence is an
indirect form of school choice. Known by economists as a form of “choice by mortgage,” where
families can select their residence with local school quality in mind. School and neighbourhood
reputation can also be influenced by perceptions of student achievement about a given school.
Davies and Aruini (2011) suggest that parents are “primarily motivated to seek academic
quality, and will use available information on achievement when selecting schools” (p. 4). Yet,
despite these notions of school choice based on reputation and neighbourhood, a CEA Canada
report (Froese-Germain, 2010) contends that few parents actually choose to switch their kids
out of the neighbourhood school.
Family demographics. Bosetti and Pyryt (2007) argue that middle class parents exercise more
school choice, particularly parents with post-secondary education (Bosetti, 2004). Bosetti (2004)
claims that mothers influence school choice as they are “the key decision makers” in a family (p.
388). Other related factors include, according to Bosetti (2004), “parental involvement in their
child’s learning, time spent with their children in school-related activities, and their values and
beliefs about the goals and purpose of schooling” (p. 388). Moreover, Bosetti (2004) points out
that parents are influenced by social and professional networks to collect information.
Furthermore, Froese-Germain (2010), states that parents who are generally more affluent, have
higher levels of education and are more involved in their children’s schooling tend to exercise a
greater degree of choice. Findings by the Davies and Aruini (2011) study suggest that parents
with higher education and incomes were generally more likely to choose. Conversely, Davies
and Aruini (2011) assert that “less educated parents were more likely to express pro-choice and
pro-accountability attitudes, as were non-dominant ethnic groups, controlling for other
demographic and regional characteristics” (p.15). The most consistent was that parents with
higher levels of participation in their children’s schooling tended to do more choosing (Davies
and Aruini, 2011; Bosetti, 2004).
SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES: A REVIEW OF THE LITERATURE
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Musset (2012, p.15) expounds upon the issue of socio-economic status (SES) and school
choice:
For 60% of students on average across OECD countries, parents have a choice of two or more schools for their children.
In some countries, the percentage of students for whom school choice is available is even higher, such as Australia, Japan, the Slovak Republic, and Belgium.
In other countries, choice available for students is more limited: in Norway, and Switzerland, more than 70 % of principals responded that they felt no competition from other schools, while less than 3 % responded that way in the Netherlands.
Scholars such as Musset (2012) state that the main objective, of making school choice options
available for every student is to “level the playing field”, allowing more disadvantaged children to
access high quality schools they would otherwise not be able to attend (p. 8). Similarly, Bosetti,
(2004) agrees that choice options are less available to parents who are socio-economically
disadvantaged, and calls upon greater awareness among policymakers to consider the needs of
diverse families of all income levels.
Additionally, many scholars (Betts, Rice, Zau, Tang & Koedel, 2006; Forster, 2013; Musset,
2012) have framed the matter of choice as a question of democracy. Bosetti (2004) asserts that
"Proponents of school choice argue that, in a liberal democratic society, parents have the right
to raise their children in a manner consistent with their lifestyle and their religious, philosophical,
and political values and beliefs" (p. 394).
Since 2002, the British Columbia government legislated permission for students to attend
schools outside their local catchment area, provided space is available. Guillemette’s (2007)
study indicates that the province has seen “increased student achievement, increased
accountability for results, greater school board authority and more involvement by parents” (p.
7). They also cite an increase in graduation rates from 75% in 2000 to 79% in 2005 for all
students and 42% to 47% for Aboriginals.
On one hand, scholars (e.g., Forster, 2013; Card, Dooley & Payne, 2008; Bosetti, 2004)
strongly correlate greater choice with better student achievement. On the other hand, scholars
weigh in on complex issues spanning school choice around the world (e.g., Musset, 2012) and
share inconclusive findings about the impact of school choice on student achievement
outcomes. There are widely held perceptions among educators, parents, and advocates that
greater school choice levels the playing field and improves academic achievement. However,
14 SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES:
A REVIEW OF THE LITERATURE
the literature does not find that there is an impact on student achievement and school
enrolment.
CONSEQUENCES AND IMPACTS OF DECLINING ENROLMENT
Impact of declining enrolment in the GTA. A People for Education Report on Declining
Enrolment (2012) identifies potential risks resulting from declining enrolment, pointing out that
the current utilization rates in 10 Ontario school boards is less than 50%, compared to others in
the GTA that operate with over 100% capacity.
Furthermore, People for Education (2012, p.1) observe the following areas for concern:
Across the province, 95 schools are closing, and 30 have been recommended to close without a final board decision. A further 142 are undergoing review by Accommodation Review Committees (ARCs) to decide whether they should stay open.
The Toronto District School Board, is an example of one of the urban boards with a number of schools that are under capacity. It has over 70,000 so-called “empty” spaces and an average utilization rate of 76% for elementary schools and 78% for secondary schools. To get its utilization rate closer to 100% would mean closing as many as 140 schools.
The province is also reducing the Declining Enrolment Grant and phasing out the Supported Schools Allocation, which covered the higher costs of schools spread far apart. This will result in a $6.6 million cut in 2012.
The province is adjusting the funding formula to “encourage” boards to close more of their underutilized or small schools. The changes are meant to affect mainly urban boards, which may have several schools in the same neighbourhood operating below capacity. The proposed cut is $44 million in 2013, plus $72 million in 2014 for a total of $116 million.
People for Education (2012) predict that the subsequent decline in school boards revenue may
result in:
a reduction in the number of specialized programs and extracurricular activities;
a reduction in the number specialist teachers, library and guidance staff, vice-principals and secretarial staff;
an increase in the number of multi-grade classes;
the costs of maintaining underutilized school space can divert significant resources from programs and services for students; and
challenges in providing special education supports because the majority of special education funding is based on numbers of students, rather than level of need.
Although offering more school choice is often perceived as enhancing equitable and democratic
processes in education, the literature also cautions about drawbacks and consequences that
may emerge. One such drawback identified is the effect of racial and economic segregation.
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However, the literature presents conflicting evidence around racial and economic segregation
occurring. On the topic of segregation and inequity resulting from increased school choice,
Musset (2012) presents some opposing perspectives on debates:
school choice critics suggest that school choice can exacerbate inequities, as it increases sorting of students between schools based on their socio-economic status, their ethnicity and their ability, and quality can become increasingly unequal between schools (p.1).
advocates argue that when school choice is not available for more disadvantaged students, they are trapped in low performing schools, while the most affluent ones have to option to move or to send their children to a private school (p. 8).
"Since school choice has always been available for well-off families through residential mobility and through enrolment in private schools, advocates suggest that expanding school choice to all, including low-income and minority students, will increase equity. Choice programmes can be perceived as leading to a general improvement in the quality of education, and fostering efficiency and innovation” (p.4).
Market Mechanisms and School Competition. From the literature, school competition and
market mechanisms emerged as factors having an impact on school choice and enrolment
(Musset, 2012). The increasing body of research available on the effects of school choice and
competition indicates widely held perceptions that education is broadly improved when parents
have choice and schools are forced to compete (Clemens et al., 2014).
Scholars explore the premise that increased competition creates better schools and leads to
better student achievement outcomes. For example, Reback (2005) suggests that debates over
school choice programs have typically revolved around whether (1) increased competition
improves the productivity of public schools; and, (2) the impact of school choice on streaming
students and the subsequent potential influence on student outcomes.
Bosetti (2004) points to market theory, where there is a generally held belief that competition
results in improved school effectiveness, productivity, and service, leading to higher quality
education. Davies and Aruini (2011) argue that while market forces can lead to diverse
curricular options, they do not necessarily influence schools to prioritize student achievement.
Musset (2012) states that “school choice introduces market mechanisms in education, such as
consumer choice and competition between schools. In this scheme, parents are seen as
‘consumers’ in a market economy” (p.6).
In their study, Card, Dooley and Payne (2008) provide an extensive discussion on the effects of
competition between public and Catholic schools in Ontario. They detail the effects in both
16 SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES:
A REVIEW OF THE LITERATURE
systems of school openings and closings on total elementary school enrolment. The study’s
overall findings are summarized as follows:
In neighbourhoods with a small population influx and low share of Catholics, a public school opening has little effect on enrolments (p. 6).
In neighbourhoods with a high population growth and high share of Catholics, Catholic school enrolments decline 3.9 percent when a new public school opens nearby (p.6).
School choice does have an effect on student performance, indicating slightly higher achievement outcomes for students in Catholic schools (p. 7).
Card, Dooley, and Payne (2008) propose providing greater mobility for all families to be able to
move between public and separate school systems, claiming that stronger incentives for quality
education and higher student achievement outcomes. The researchers envision a system that
offers students options to move freely between both systems, and encourage incentives for
school administrators to improve their schools to attract students.
Davies and Aurini (2011) suggest that schools are like any organization, and as such are “more
productive when subject to competitive market pressures” (p.3). From this perspective, the
presence of market competition can serve as incentives for schools to raise their performance.
They describe a “competition for parent-clients” as way of schools to “improve their pedagogies,
devise entrepreneurial strategies to eliminate unnecessary costs, and differentiate their
curricular offerings.
Davies and Aurini (2011) explore a perception that many families are “stuck” in standard public
schools assigned to them by local boards (p. 3):
Supporters of choice believe many students’ needs are unmet by these “one size fits all” schools, that there is substantial but untapped demand for school alternatives, and that policies should facilitate choice from an expanded menu of alternatives. This position is implicitly grounded in a market ideal that treats families as clients to be served by a wide variety of schooling options. Supporters hail choice policies not only as long-overdue acknowledgements of vital family rights and freedoms, but also as a stimulus for school improvement.
Much of the literature raises questions about whether having more school choice improve
educational outcomes for students. From 22 out of 23 empirical studies, Forster (2013) finds
that choice improves public schools.
Moreover, Feinberg and Lubienski (2008) offer a cautious view on market competition,
suggesting that it does not guarantee the fulfillment of democratic ideals such as freedom,
equality, achievement and community. Conversely, Feinberg and Lubienski (2008) state that
SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES: A REVIEW OF THE LITERATURE
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school choice policies must be deliberately directed toward meeting these goals rather than
simply fostering greater competition among schools.
STRATEGIES USED AND ISSUES ENCOUNTERED BY DIFFERENT JURISDICTIONS
McWilliams (2008) looks to the 1970s for examples of strategies used during the first
significant period of declining enrolment across the province. These strategies resulted in large
numbers of school closures, introduction of early retirement incentives, seniority-based teacher
lay-offs, hiring freezes, increased class sizes, service and other budgetary reductions
(McWilliams, 2008, p. 3). However, given the current social and political climate of schooling in
Ontario, such strategies are less feasible and relevant today.
From the literature, it is evident that there are no clear cut strategies to deal with declining
enrolment issues. Scholars acknowledge that there are factors outside of the control of school
jurisdictions: fertility rates, mobility and the cost of living in urban centres. However, we provide
some points about various strategies and related issues as came about in the literature.
While throughout much of the school choice literature, Alberta as a province, and Edmonton as
a city, have been upheld as a model of school choice, it may be more helpful for us to look to
other jurisdictions bearing greater similarity to Toronto. One such example is San Francisco, a
geographically defined peninsula, that has been grappling with issues of declining enrolment
and increasing mobility out of its downtown core to neighbouring suburbs (Rob Brown, personal
communication, August 29, 2014). Raging housing prices, resulting from a burgeoning dot com
industry and gentrification, largely drive the outward mobility trend in San Francisco.
Over the past 60 years, Fowler and Shaw (2012) state that the San Francisco Unified School
District (SFUSD) has been experiencing declining enrolment of school age children. The decline
in enrolment has raised significant financial concerns as loss of students correlates with loss of
revenue (Fowler & Shaw, 2012). The researchers attribute the declining enrolment to factors
such as decreased birth rate, an out-migration of middle-income families, and avoidance (e.g.,
choosing private schools over the SFUSD schools). They conclude by recommending “magnet
schools” as an option to address SFUSD enrolment declines. Magnet Schools of America
(2013) define magnet schools as free public elementary and secondary schools of choice that
are operated by school districts or a consortium of districts. Musset (2012) gives an early
18 SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES:
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example of magnet schools introduced in Cincinnati and Milwaukee in 1973 with “innovative
curricula and instructional approaches” (p. 18).
Programming (e.g., special programs). Special programs may contribute to school choice
and enrolment programs. Some examples of these programs include regional arts programs,
special education, alternative programs, French Immersion, and Gifted programs. However,
literature was limited on the correlation between diversified curricular offerings and enrolment
increases.
The Canadian Council on Learning (2006) explains the effects on schools with declining
enrolment and programming: “When student numbers decline, there are often too few students
to justify the expense of offering courses with low enrolments” (p.5). The Canadian Council on
Learning suggests that this is often a problem encountered more often in smaller sized schools
that are unable to have specialist teachers to offer the same range of courses available at larger
schools.
The Peel District School Board (Peel Board) has also added more non-mandated programs,
such as French Immersion sites, International Baccalaureate (IB) programs, Arts and
Technology centres, and created new course offerings like Bramalea Secondary School’s Truck
and Coach program and Royal Orchard Middle School’s Actively In Motion (AIM) program,
which focuses on physical fitness and wellness, to broaden the choices available to parents and
their kids (Brampton Guardian, 2013).
School leadership. Although school leadership may be an aspect associated with school
choice and enrolment, there was limited research available on this subject.
Guillemette (2007, p. 10) provides the following observations about school leadership and
choice:
At the school board level, it is important to have mission statements and boards of trustees that are supportive of choice. Hostile boards can stifle choice through admission policies that make effective choice de facto impossible. In contrast, supportive boards can work with provincial governments to educate parents about the benefits of school choice. They can teach parents that there is no “best school” for all children and that “best” is different for each child. They can help parents find what is likely to be the best option for their child.
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Guillemette (2007) places the onus on school boards and school administrators to enhance
professional development learning to respond to school choice complexities. Some scholars
raise questions around whether school administrators attempt to create a common school
culture in spite of differently mandated programs, or allow programs to operate as separate
entities sharing a physical space (Ball & Lund, 2010; Milke 2010).
Enrolment balancing. Enrolment balancing is the process of moving students from one school
to another in order to address overcrowding or low enrolment so that all schools have
appropriate population sizes and all students can access a strong academic program (Portland
Public Schools, 2014). The Portland Public School District is one example of a jurisdiction
implementing this strategy. There is little empirical evidence from the literature suggesting the
effectiveness of this strategy for declining enrolment.
In some cases, boards may revise boundary policies to accommodate enrolment declines. The
Peel Board, for example, recently revised its boundary policy to allow parents to apply for
“flexible boundary access for a school outside their designated school boundary if that school is
closer to their daycare provider or offers a program they desire for their child” (Brampton
Guardian, 2013, paragraph 10).
Marketing campaigns. Although marketing campaigns are a strategy being implemented by
some jurisdictions to address enrolment declines, scholarly literature available on the use and
effectiveness of marketing campaigns is limited. Media reports discuss the use of marketing,
such as radio broadcasts, newspaper advertisements, and word-of-mouth to address declining
enrolment. A 2005 Toronto Catholic District School Board (TCDSB) campaign to address
enrolment declines was met with much controversy among Trustees, who expressed concerns
over the use of $925,000 towards consultancy and advertising fees that they believed may be
instead allocated towards resources for students (Town Crier, 2005 paragraph 4). Within the
GTA, the Peel Board recently launched its Take 3 campaign that “encourages board staff to
take three minutes to tell three people in the community three good things about the school
board” to address enrolment declines (Brampton Guardian, 2013, paragraph 3). As part of the
Take 3 campaign, administrators are being instructed to play a video for employees during their
first staff meetings that include a video on declining enrolment and attracting students
(Brampton Guardian, 2013, paragraph 3).
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In addition to marketing locally, certain jurisdictions, particularly large urban areas, market
overseas to international students. In most cases, fees are collected from international students
as a means for potentially offsetting declining enrolment costs. Froese-Germain (2010) cautions
about this approach as he claims that it creates inequalities within the education system and
budgetary complications with unpredictable sways in international student enrolment.
Infrastructure, Funding, and Staffing. Another aspect to consider is the persisting problem of
elasticity and the economics of schooling. Inelasticity is an economic concept that refers to cost
versus revenue. Applying this concept to school enrolment allows us to look at the number of
students per school and the overall operating costs of a school. Even when a school loses
students, the costs to operate the school remain static. Froese-Germain, B. (2010) puts it this
way:
As headcounts decrease, per-student costs increase. Although funding formulas differ across the provinces, kindergarten to Grade 12 funding is typically allocated on a dollars-per-student basis. When fewer students enrol, schools receive less funding but they do not incur proportionately lower costs (p.5).
Froese-Germain (2010) explains that this occurs because school boards are unable to reduce
their costs in proportion to the decline in student numbers. The operational and administrative
costs to operate a school remain static despite the number of students. Froese-Germain (2010)
warns about reductions in student numbers as a means to justify the cancellation of classes or
the subsequent elimination of administrative and school support staff positions.
CONCLUSION
Based on the literature reviewed, we can conclude that there have been many periods of
declining enrolment with no “magic wand” solutions. There is no consensus about strategies
that address declining enrolment and no obvious solutions. This may be largely due to the
nature of schooling – for example, fixed costs and neighbourhood attachments.
An important point is the perceived link between school choice, student academic achievement,
and enrolment. The literature does not establish conclusive evidence between school choice,
stronger student achievement outcomes and increasing enrolment. The impact of various
strategies is not clear, there remains a disconnect between strategies and measures of impact.
Lessons we can gain from a retrospective perspective on enrolment projects teach us to
exercise caution when looking at enrolment projections. Today, we can see that the same
SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES: A REVIEW OF THE LITERATURE
21
school board is facing enrolment declines across its jurisdiction. We can also understand that
enrolment patterns are more often a reflection of wider population-based trends (i.e., decreased
birth rates, high cost of living in urban centres, and increasing mobility, etc.) rather than
individual school or school board-based practices.
However, the literature reveals drastically polarized and often contradictory findings about the
effects of school choice on student achievement and educational outcomes. On one hand,
scholars (e.g., Forster, 2013; Card, Dooley & Payne, 2008; Bosetti, 2004) strongly correlate
greater choice with better student achievement. On the other hand, scholars weigh in on
complex issues spanning school choice around the world and share inconclusive findings about
the impact of school choice on student achievement outcomes.
Despite contentious debates, school choice in Canada is stable (Holmes, 2008). Holmes
explains that Canadian parents are less likely than American parents to make school choice
decisions based on their school district, because education funding is provincially regulated and
there are fewer socioeconomic differences between school districts. Additionally, Holmes
(2008) argues that “socioeconomic factors are usually closely related to perceived quality
reputationally 'good' school usually serves a 'nice' neighbourhood” (p. 203).
Furthermore, Bosetti (2004) aptly sums up the different perspectives on school choice: the
pressure for more diversity in schools, more efficiency in schools, greater parental freedom in
choosing, and an interest in providing equal opportunity to students of all socio-economic
backgrounds. When it comes to school choice in Ontario, however, we actually have a lot more
school choice than often perceived by the public. In general, families tend to value their
neighbourhood community and school (Bosetti, 2004) and feel they deserve the right to a
variety of school choice options (Betts, et al., 2006; Forster, 2013).
The challenge in reviewing evidence is that the literature is often inconclusive and it is essential
to consider the relevance and applicability to the local context. The political importance of this
research at times results in high-profile attention given to individual studies rather than
systemically understanding findings from a wider empirical base (Musset, 2012).
In conclusion, for policy makers, decision-makers and educational leaders, it is important to
consider the contentious school choice issues and the sensitive nature of declining enrolment in
schools. As part of this, one must make explicit the goals and objectives of these schemes and
22 SCHOOL CHOICE DETERMINANTS, DECLINING ENROLMENT ISSUES AND STRATEGIES:
A REVIEW OF THE LITERATURE
to ensure that there are sufficient supports and services in place for administrators, parents,
students and the wider school community.
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