safety, efficiency and flexibility – convergent or mutually exclusive goals in healthcare design

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    Paul Barach, MD, MPH

    Clalit SeminarOctober 1 2013

    Safety, Efficiency and Flexibility Convergent or MutuallyExclusive Goals in Healthcare Design

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    Wellness Model

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    PATIENT CENTERED

    TIMELY EFFICIENT

    EFFECTIVE

    SAFE

    EQUITABLE

    QUALITY

    Components of Evidence based Quality/Design

    QUALITY

    FURNISHINGS

    LIGHT MATERIALS

    WAYFINDING

    AROMA

    ART

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    Active

    Event

    Reporting

    Passive

    Indicators

    Discharge

    Data

    Passive

    Triggers

    Medical

    Records

    Truth?

    Looking

    for Harm

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    How Safe is Safe Enough???

    How Does 99.9% Sound?

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    Assuming a system is 99.9% safe, what

    does that mean in the real world?

    84 unsafe landings /day

    1 major plane crash every 3 days

    16,000 mail items lost/hr 37,000 bank transaction errors/hr

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    Nosystembeyond

    thispoint

    10-2 10-3 10-4 10-5 10-6

    Civil Aviation

    Nuclear IndustryRailways France)

    Chartered FlightimalayamountaineeringRoad Safety

    Chemical Industry total)

    Risk

    Medical risk total)

    Blood transfusionAnesthesiologyASA1

    Cardiac SurgeryPatient ASA3-5

    Fatal Iatrogenicadverse events

    Microlight flightshelicopters

    Very unsafe Ultra safe

    Amalberti, R, Auroy, Y, Berwick, D, Barach, P. Five System Barriers To Achieving Ultra-safeHealth Care. Annals of Internal Medicine, 2005;142:756-764.

    Adverse Event Rates in

    Healthcare

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    Minor Adverse Events and Patient Satisfaction AfterAnaesthesia:A Prospective Interview Study

    Michael Lehmann, Kai Monte, Paul Barach, Christoph Kindler, MD JCA, 2010

    !12, 347 cases; 29% minor adverse event that cause muchunhappiness and dissatisfaction, yet are not long lasting or

    permanent.

    !These minor events, however, cause much delay in healing and are

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    DOES THE DAY OF WEEK MATTER?

    operations performed on Fridays were associated with a higher30-day mortality rate than those performed on Mondays through

    Wednesdays: 2.94% vs. 2.18%;Odds ratio, 1.36; 95% CI, 1.241.49)

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    Mental Models"Our personal image of the world

    None are perfectly accurate Differences in mental models explain howtwo people can understand the same event

    differently

    Are generally invisible to us until we lookfor them

    10

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    The Ladderof Inference(Peter Senge)

    11

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    Risk Model

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    If an error is possible, someone willmake it. The designer must assumethat all possible errors will occur anddesign so as to minimize the chanceof the error in the first place, or itseffects once it gets made

    Norman, The Design of EverydayThings, 2001

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    !"#$% '( )"*+, -+.'(/01

    2 !"#$ 3'"412 5%(56% #,'%/+.7,8 9#': *+.:#,%0

    2 ;%(56% #,'%/+.7,8 9#': .(*5"'%/02 ;%(56% #,'%/+.7,8 9#': +"'(*+7(,

    2 &'( 3'"412 ;%(56% 9(/

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    System Factors That Impact Safety

    Barach P & Small. Reporting and preventing medical mishaps: lessons from non-medical near miss

    reporting systems. BMJ 2000;320:759-763

    Staff Individual Factors

    Team factors

    Organisation

    Factors

    Technical Factors

    Individual Factors

    Patient Intrinsic Factors

    National

    Culture

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    Solet J. and Barach P., 2012

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    Human Factors : Re-engineering theperioperative process

    Improve processes Improve ergonomics Integrate technologies

    Optimize patient safety Increase throughput

    Improve staffsatisfaction

    Maintain protectedresearch environment

    Bedside surgical interface Optimized monitor

    placement

    Develop smart alarms andautomated clinical decision

    support

    Develop interlocks acrossmedical device systems

    Benefit of medical deviceinteroperability

    Synchronization to mitigatehazard

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    Reason Complex Systems

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    HH: hand hygiene. OT: operating

    theatre. NSG: non-sterile gloves.

    SG: sterile gloves

    Annelot C Krediet, et al. Hygiene

    Practices in the Operating Theatre:

    An Observational

    Study., BJA, 2011

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    Open bay Old single

    room

    New single

    room

    0%

    60%

    50%

    40%

    30%

    20%

    10%

    27% 38% 47%

    28%

    increase

    42%

    increase

    74%total increase

    Ha

    ndwashing

    rate

    Preliminary Findings (Quan and Ulrich,2005)

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    2.25%

    2.50%

    2.75%

    3.00%

    3.25%

    3.50%

    3.75%

    4.00%

    4.25%

    Er

    rorRate

    480 lux

    Medication Dispensing Error Rates by Illumination

    Level (Buchanan et al., 1991)

    1100 lux 1550 lux

    (Lighting on task, not ambient)250 lux

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    Coping with innovation

    How we make decisions optimizing vs.sacrificing

    Spanning silos Testing new ideas

    Late binding Confronting conflicts What if were wrong?

    How does lean fit into this process?

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    Hybrid Operating Room Defined

    Procedure room designed for:

    # open and/or closed surgicalprocedures

    # configured for surgical sterile controlprecautions, including the establishment

    of a surgical red-line of demarcation

    # use of anesthesia# advanced image-guidance

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    Key Design Challenges

    # Future flexibility# Turf battles / decision-making# Available space, infrastructure, capital# Integration of clinical devices# Design for Surgery vs. Interventional

    Procedures

    Image, courtesy of Stantec

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    Designing for Function

    and Flexibility The Concept of the Interventional

    Platform

    Communication strategy at multiplelevels and scales

    Tools to facilitate understanding

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    The Interventional PlatformRealigning the Silos

    TechnologyBased

    Surgery

    InterventionalImaging

    Cardiac

    Catheterization

    Endoscopy

    (natural orifice

    access)

    SystemsBased

    Brain

    Head and NeckLung

    Heart

    Vasculature

    Breast

    BoneIntestine

    Kidney and

    Bladder

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    The Interventional PlatformShared Services

    Service

    Registration

    Family Waiting

    Pre-Op/PACU

    Anesthesia

    Pathology

    Central Supply

    Savings

    Scheduling

    ClearWayfinding

    Reduce

    positions

    Colocation ofstaff

    Colocation of

    staff

    Reduce space

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    The Interventional

    PlatformFlexible Technology

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    The Interventional

    PlatformFlexible Space

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    The Interventional

    PlatformFlexible Services

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    The Interventional

    PlatformFlexible Dimensions

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    Flexibility Strategies

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    Suite Design Strategies

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    Room Design Strategies

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    Communications Strategy IConsensus Building

    Vision (from the top)

    Alignment of Surgery/

    Medicine

    Alignment of Surgery/

    Radiology

    Cardiac Catheterization buy in

    Playing by Surgical Rules

    Code/Operational Issues

    Culture Shock

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    "

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    600 sf O.R. Net or Gross sq.ft.?

    !"#$%" ()*+, -"+."&,*/" (%0&,

    1", 230*+" 4"", 567 88

    9+%## 230*+" 4"", :87 ;;6

    !"#$% '()*"+)() ,-.

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    Effectiveness of tools - AORN

    (1= Not useful, 5=very useful)

    " # $ % & '()*+

    ',*- -,,)./01 2 3456 7 3856 "4 3"#56 &% 3$756 &" 3$856 "$2

    9/),:;.,?

    @=A1.B.*/1? @*).,/)1

    7 3856 "& 3""56 #C 3"&56 &" 3$256 %C 3$C56 "$&

    $DE B(-@F),: -(G,+1 $$ 3#856 "C 3256 "7 3"&56 $" 3#&56 $C 3#%56 "#$

    H(-@F),: 1.-F+*).(/

    -(G,+ (>

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    Communications Strategy IIScales of Consensus

    The Big Idea (guiding principles)

    Change management as normative (big idea)

    Establishing a new hierarchy

    Understanding group and individual loss

    Leveling an unlevel playing field

    Establishing small group alliances

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    Tools to Facilitate UnderstandingSteps from the beginning

    Program (numbers and narrative)

    Adjacency and Flow Diagrams

    Plans and Reflected Ceiling Plans

    Elevations and Equipment Placement

    3D Modeling and Scale Models

    Full Scale Models and Simulation

    Mock-ups with Equipment and Finishes

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    Tools to Facilitate UnderstandingPlans and Reflective Ceiling Plans

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    Tools to Facilitate Understanding3D Modeling

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    Tools to Facilitate Understanding3D Modeling

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    Tools to Facilitate Understanding3D Modeling

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    Tools to Facilitate Understanding3D Modeling

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    Tools to Facilitate UnderstandingFull Scale Models and Simulation

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    Results -Safety Culture in the OR

    3 academic PCS teams were surveyedon: Adverse event reporting OR management Safety culture

    72% response rate Significant differences (p

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    Stages in the development of a safety culture

    CALCULATIVEWe have systems in place to manage all hazards

    PROACTIVESafety leadership and values drive

    continuous improvement

    REACTIVESafety is important, we do a lot every time we have an accidentPATHOLOGICALWho cares as long as we re not caught

    GENERATIVE (High Reliability Orgs)HSE is how we do business round here

    Adapted from Westrum (1992, 2000

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    Model of Big 5 Teamwork

    Team

    Leadership

    Team

    Orientatio

    n

    Mutual

    Performance

    Monitoring

    Back-Up

    Behavior

    Adaptabilit

    y

    THE CORE

    Baker, Salas, King, Battles, Barach, 2006

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    Health care consumes

    18%of US energyannually

    Slide: 51

    2009 Perkins+Will

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    The Impact of Design on EBD

    Outcomes

    Source: Healthcare Leadership white Paper: Ulrich, Zimring, Zhu, DuBose, Seo, Choi, Quan, Joseph(2008)

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    High-Priority Research Directions for Seeking to Built Safer and Sustainable Facili

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    #Design of CardiovascularOperating Rooms for

    Tomorrows Technology and

    Clinical Practice Part One;

    # B. Rostenberg, P. Barach; Progress inPediatric Cardiology; 32 (2011) 121-128

    # Design of CardiovascularOperating Rooms for

    Tomorrows Technology and

    Clinical Practice Part Two;

    # B. Rostenberg, P. Barach; Progress inPediatric Cardiology; 33 (2012) 57-65

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    For copies of papers or tools

    please email me at

    [email protected]